Download as pdf or txt
Download as pdf or txt
You are on page 1of 5

Forensic Sciences Research

ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/tfsr20

Self-identification of electronically scanned


signatures (ESS) and digitally constructed
signatures (DCS)

Zuzanna Kazmierczyk & Ian J. Turner

To cite this article: Zuzanna Kazmierczyk & Ian J. Turner (2022) Self-identification of electronically
scanned signatures (ESS) and digitally constructed signatures (DCS), Forensic Sciences
Research, 7:2, 261-264, DOI: 10.1080/20961790.2021.1923167

To link to this article: https://doi.org/10.1080/20961790.2021.1923167

© 2021 The Author(s). Published by Taylor &


Francis Group on behalf of the Academy of
Forensic Science.

Published online: 05 Jul 2021.

Submit your article to this journal

Article views: 881

View related articles

View Crossmark data

Full Terms & Conditions of access and use can be found at


https://www.tandfonline.com/action/journalInformation?journalCode=tfsr20
Forensic Sciences Research
2022, VOL. 7, NO. 2, 261–264
https://doi.org/10.1080/20961790.2021.1923167

ORIGINAL ARTICLE

Self-identification of electronically scanned signatures (ESS) and


digitally constructed signatures (DCS)
Zuzanna Kazmierczyk and Ian J. Turner
Centre for Excellence in Learning and Teaching, University of Derby, Derby, UK

ABSTRACT ARTICLE HISTORY


The use of electronic signatures as a form of identification is increasingly common, yet Received 12 January 2021
they have been shown to lack the dynamic features found in online signatures. In this Accepted 26 April 2021
study, handwritten signatures were scanned to produce electronically scanned signatures KEYWORDS
(ESS) which were then digitally altered to produce digitally constructed signatures (DCS). Forensic sciences;
The ESS and DCS were presented back to participants to identify which were genuine. signature; handwriting;
Only 1% of participants correctly identified all signatures, with a mean score of 57.6% questioned document analysis;
identifications. The lack of self-recognition of ESS raises questions on their reliability and electronic signature; digital
usefulness as means of personal identification. signature; simulation

Introduction verification, it is reported that many of the dynamic


features of signature construction, normally analysed
Signatures are widely used tools for personal iden-
in a written signature, are lost [3,5–7]. Online veri­
tification, the confirmation of authorship and the
fication uses data taken directly through the stylus
authentication and verification of documents [1].
or digital device and generates dynamic values based
Signatures are highly individualized habitual writing on kinetic (or biodynamic) parameters. The use of
acts that require minimum concentration to produce temporal data such as pen speed can provide infor-
[1]. Traditionally the work of a forensic document mation that can only be estimated in manuscript
examiner (FDE) focused exclusively on signatures. There are few scientific studies that uti-
manuscript-based, handwritten signatures (HS). The lize these biodynamic parameters for forensic ana­
increasing use of electronic signatures has presented lysis [8–11].
challenges to FDEs in their approaches to examina- Simulated signatures are those which attempt to
tion, due to limited standardized methodologies, replicate a genuine signature and all its dynamic
research in the area and difference between them features. They are generally either “freeform” copied
and inked signatures [2,3]. from a genuine specimen or “traced” using a light-
Electronic signature is a broad term that includes: box, sharp implement or pencil to create an impres-
digital-based algorithm-derived signatures, biody- sion of the genuine signature to guide the simulation
namic signatures produced on an electronic device [4,12,13]. It has been demonstrated using
which is a representation of an HS and electronically MovAlyzeR® software that stroke duration, velocity,
scanned versions of handwritten signatures (ESS) and pen pressure can be used to discriminate
[2,4]. The Electronic Signatures in Global and between genuine and simulated signatures, irrespec-
National Commerce Act (2000) in UK states that tive of the writing style of the author which was
an electronic form of a signature (or contract, or not the case for smoothness (jerk) or size [14]. It
other form) may not be “denied legal effect, validity, has likewise been shown that dynamic features such
or enforceability because it is in electronic form”. as signature size, trajectory and speed were the most
This law makes electronic signature as enforceable reliable features for identifying the difference
and as binding as a traditional written signature. between simulated and genuine electronic signatures,
Verification of electronic signatures can take place and that dynamic information can be used to con-
offline and online. Offline signature verification uses nect separate simulation cases [13].
images of the signature that are processed on either There is limited study on ESS and the simula-
a computer programme or by an FDE [5]. In offline tion of such signatures (either prior to, or post

CONTACT Ian J. Turner i.turner@derby.ac.uk


© 2021 The Author(s). Published by Taylor & Francis Group on behalf of the Academy of Forensic Science.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits
unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
262 Z. KAZMIERCZYK AND I. J. TURNER

the scanning process). It has been identified that e-manager-f767aca9-e818-4dfc-b71a-f2184d6bbde9).


a range of features used in the analysis of HS are This process took on average 6 min per signature and
lost in the scanning process [3] and that the was undertaken with the purpose of making the sig-
choice of writing implement can affect the amount natures a replica of the HS (Figure 1).
of information lost. In a study of 16 participants A random set of 10 signatures from the pool of
the difference between signatures produced by available ESS and DCS, were presented to each par-
writing with a ballpoint pen, a digital tablet pen ticipant at least 1 week after the original collection.
and a computer mouse was examined. The authors Participants viewed, with the naked eye, the signa-
found there were significant differences between tures one at a time and were asked to identify if
the temporal and spatial dimensions; in both the they were genuine or a simulation. Post activity, a
online and offline signatures, intra-writer and point was given for a correct identification with a
inter-writer, and between the digital pen and maximum of 10 (i.e. 100%). Participants were
mouse [15]. informed the sample contained between 0–10 gen-
The ability of FDEs to distinguish simulated and uine signatures before the identification and shown
genuine signatures has been compared to lay groups their score once they had completed the task.
in blind experiments, and all the studies provide Sixteen participants chosen at random were asked
evidence that the FDEs have a clear superior ability to repeat the study, but with a copy of their HS
in identification [16–19]. These studies all adopt available for comparison. The same scoring system
specimen signatures as the subject of their experi- as in the main study was used, in addition partic-
ments, there are no reported studies where authors ipant’s perception of the task was recorded.
were asked to self-identify (or other groups evaluate Additionally, signatures of each participant were
the authenticity of ) simulations of their own classified as either difficult or easy to forge. The
signature. classification was based on the opinion of the author
Identifying one’s own signature could become performing the simulations.
more important as ESS are increasingly used as a
form of identification and a record of a “genuine”
signature, for example, the Identity Card (USA) and Results
Driving License (UK). If these are the reference Only one out of the 100 participants was able to
points for examination by lay people or even FDEs correctly identify 100% of their signatures (Table 1).
then they pose a potential risk. A simulated signa- The mean score for all participants was 57.6%.
ture produced from an ESS, either a digitally con- Forty-one participants had a result below 60%, 30
structed signature (DCS) or a handwritten one, with above and 29 achieved exactly 60%. The ratio of
the loss of dynamic features may increase the use genuine/simulated signatures in the sample did not
of these forms of identification for fraudulent pur- have a bearing on the ability of participants to cor-
poses. This paper aims to understand how efficient rectly identify their own signatures.
the lay public are at identifying their own ESS from The total number of questioned signatures in the
a pool of genuine and DCS variants. project was 1 000 (100 participants, 10 signatures
each). Among them there were 550 genuine signa-
tures, of which 309 (56.2%) were correctly recog-
Materials and methods
nized to be genuine. Out of 450 simulated signatures,
The study was conducted under the ethical approval 267 (59.3%) were correctly identified as simulations.
of the University of Derby. Only 25 participants correctly identified all forged
One hundred participants, with no experience in versions of their signatures (Table 2).
signature examination, provided 10 signatures on a Signatures of 61 participants were classified as
sheet of plain white paper (90 g/m2) using a black easy to forge and the remaining 39 were classified
ballpoint pen (Parker, Newhaven, UK). The partici- as difficult to forge. The mean results of participants
pants were aged 18–55 and had variable levels of were 56.6% and 59.2% for the easy and difficult to
educational background. The HS were then: (1) forge groups, respectively.
scanned at 300 dpi to produce ESS and placed on a Subsequently, 16 participants were questioned
Wacom CTL-480 Graphics Tablet (Kazo, Japan) and twice, with their HS provided for comparison
(2) copied by the experimenter using the stylus to (Table 3). Half (50%) of the participants’ ability to
produce DCS. The DCS were size-adjusted and pix- identify signatures as genuine or simulated improved
ilation was removed using PhotoFiltre 7 (Houilles, (three participants correctly identified all). Whereas
France) and Microsoft Office Picture Manager (https:// 50% showed no improvement or decrease in correct
support.microsoft.com/en-us/topic/about-pictur identifications.
Forensic Sciences Research 263

Figure 1. A handwritten signature (HS) was electronically scanned (top left) and simulated by tracing onto a Wacom CTL
using a digital stylus (top right). The signature were resized and pixel removed (digitally constructed signature, DCS) only
to match the HS (bottom left and right).

Table 1. The number of participants and the percentage of Table 3. Participants’ ability to identify signatures as genuine
sample signatures they correctly attributed as genuine/ or simulated without (1st attempt) and with (2nd attempt)
simulation. a hard copy specimen.
Score (%) Number of participants Participant Score (%)
20 2 code 1st attempt 2nd attempt Difference
30 5 1 60 40 −20
40 17 2 60 50 −10
50 17 3 80 70 −10
60 29 4 60 70 10
70 16 5 60 30 −30
80 9 6 60 60 0
90 4 7 50 40 −10
100 1 8 40 70 30
9 40 100 60
10 90 90 0
11 100 90 −10
Table 2. The ratio of genuine and simulated signatures pro-
12 50 70 20
vided to participants and their corresponding accuracy in 13 40 60 20
identification. 14 40 70 30
Signature set 15 70 100 30
Number of Average result 16 60 100 40
Genuine Simulated participants (%)
0 10 10 60.0
1 9 10 59.0
2 8 6 60.0
3 7 4 57.5 The explanation for participants not being able to
4 6 3 53.3 identify their own signature could be unfamiliarity
5 5 12 52.5
6 4 6 68.3
with the subject matter. However, it was the
7 3 15 56.7 experimenter’s view the findings were due to the
8 2 13 57.7 strength of the simulations.
9 1 11 56.4
10 0 10 56.0 Providing participants with genuine hard copy of
their own signature did improve identification in half
of participants. It was noted that some participants
Discussion
made (incorrect) judgements because they thought
The participants correct identified on average 57.6% they could see an exact tracing of their signature on
of the signatures’ origins (genuine or simulated) the screen when compared to the one on the specimen
from a sample they examined. The ratio of genuine sheet. It could be that complexity of the signature, and
to simulated signatures they were provided with consequently ability of the simulator to imitate was a
made little difference to the overall recognition. This factor. The mis-identification illustrates the ease with
value is similar to that reported by Found et al. [16] which an ESS can be used to produce a DCS and fool
where the lay group correctly identified 57.1% of the originator of the signature. Given the legal validity
signatures, although in that case, participants could of electronic signatures it may be of concern to indi-
declare an inconclusive opinion after examination. viduals that they are unable to recognize their own.
264 Z. KAZMIERCZYK AND I. J. TURNER

FDEs have demonstrated a superior ability to lay [4] Harralson HH. Developments in handwriting and sig-
groups when distinguishing between genuine and nature identification in the digital age. Oxford (UK):
simu­ l ated signatures [16–19]. However, if Anderson Publishing; 2013.
[5] Hafemann LG, Sabourin R, Oliveira LS. Offline hand-
self-identification is not consistently possible it raises written signature verification—literature review.
concerns about the lay people required to make Seventh International Conference on Image
authentication judgements about these documents in Processing Theory, Tools and Applications (IPTA);
the real world, e.g. governmental and banking 2017; Montreal, QC, Canada, p. 1–8.
employees. [6] Bhumika P, Kumar S. A survey on handwritten sig-
nature verification techniques. Int J Adv Res Comput
It has been demonstrated that the dynamic fea-
Sci Manag Stud. 2015;3:182–186.
tures of electronic signatures are lost in offline veri­ [7] Diaz M, Ferrer MA, Impedovo D, et al. A perspective
fication [3,6]. Online verification with its range of analysis of handwritten signature technology. ACM
dynamic values offers rich information for analysis Comput Surv. 2019;51:1–39.
by FDEs. However, ESS and DCS illustrate that a [8] Franke K. Analysis of authentic signatures and for­
signature presented in a digital format cannot be geries. In: Geradts Z, Franke K, Veenman C, editors.
Computational forensics. Lecture Notes in Computer
recognized consistently by the originator raising a Science. Vol. 5718. Berlin (Germany): Springer; 2009.
potential vulnerability to this form of identification. p. 150–164.
It raises a potential complication to FDEs when an [9] Brault JJ, Plamondon R. A complexity measure of
author cannot identify a genuine “specimen” sample handwritten curves: modeling of dynamic of signa-
for comparison purposes. ture forgery. IEEE Trans Syst, Man, Cybern.
1993;23:400–413.
[10] Guest RM. The repeatability of signatures. Proceedings
Authors’ contributions of the 9th International Workshop on Frontiers in
Handwriting Recognition; 2004 Dec 10; Tokyo,
Zuzanna Kazmierczyk collected the data. Zuzanna Japan. Washington, DC: IEEE Computer Society, p.
Kazmierczyk and Ian J. Turner analysed the data and 492–497.
prepared the manuscript. [11] Syed Ahmad SM, Shakil A, Anwar RM. Stability and
repeatability of HMM based probability outputs across
dynamic handwritten signature features. Proceedings
Compliance with ethical standards of International Symposium on Information
Technology; 2008 Aug 26–28; Kuala Lumpur, Malaysia.
The article involved work with human participants with Washington, DC: IEEE Computer Society, p. 1–5.
written informed consents. The study was conducted [12] Ellen D. Scientific examination of documents: me­
under the ethical approval of the Institutional Review thods and techniques. 3rd ed. Boca Raton (FL): CRC
Board of the University of Derby. Press; 2006.
[13] Linden J, Marquis R, Mazzella W. Forensic analysis
of digital dynamic signatures: new methods for data
Disclosure statement treatment and feature evaluation. J Forensic Sci.
2017;62:382–391.
No potential conflict of interest was reported by the [14] Mohammed L, Found B, Caligiuri M, et al. Dynamic
authors. characteristics of signatures: effects of writer style
on genuine and simulated signatures. J Forensic Sci.
2015;60:89–94.
ORCID [15] Harralson HH, Teulings H, Miller HS. Temporal and
Ian J. Turner http://orcid.org/0000-0002-5070-6621 spatial differences between online and offline signa-
tures. 15th International Graphonomics Society
Conference; 2011 June; Cancun, Mexico.
References [16] Found B, Sita J, Rogers D. The development of a
program for characterizing forensic handwriting exa­
[1] Rile HC. Identification of signatures. In: Kelly JS, miners’ expertise: signature examination pilot study.
Lindblom BS, editors. Scientific examination of ques- J Forensic Doc Exam. 1999;12:69–79.
tioned documents. Boca Raton (FL): CRC Press; [17] Kam M, Gummadidala K, Fielding G, et al. Signature
2006. p. 75–108. authentication by forensic document examiners. J
[2] Harralson HH. Forensic document examination of Forensic Sci. 2001;46:884–888.
electronically captured signatures. Digital Evid [18] Sita J, Found B, Rogers D. Forensic handwriting
Electronic Signat Law Rev. 2012;9:68–73. examiners’ expertise for signature comparison. J
[3] Heckeroth J, Kupferschmid E, Dziedzic T, et al. Forensic Sci. 2002;47:1117–1124.
Features of digitally captured signatures vs. pen and [19] Kam M, Abichandani P, Hewett T. Simulation de-
paper signatures: similar or completely different? tection in handwritten documents by forensic docu­
Forensic Sci Int. 2021;318:110587. ment examiners. J Forensic Sci. 2015;60:936–941.

You might also like