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BRIEF CONTENTS
Preface xxiii
Acknowledgments xxvii
About the Author xxx

CH A P T E R 1 THE PURPOSE AND NATURE OF PUBLIC POLICY 2

PART I Frameworks
CH A P T E R 2 THE POLICY-MAKING PROCESS 38

CH A P T E R 3 PUBLIC POLICIES AS INVESTMENTS 72

PART II Applications
CH A P T E R 4 PUBLIC INFRASTRUCTURE 106

CH A P T E R 5 DEFENSE AND HOMELAND SECURITY 136

CH A P T E R 6 PUBLIC SCHOOLING 174

CH A P T E R 7 HEALTH CARE 208

CH A P T E R 8 POVERTY ALLEVIATION 246

CH A P T E R 9 CRIMINAL JUSTICE 286

CH A P T E R 10 SCIENCE FUNDING 324

CH A P T E R 11 ENVIRONMENTAL PROTECTION 354

PART III An Agenda for Change


CH A P T E R 12 POLICY LEGACIES 390

Glossary of Terms 413


Notes 425
Index 445
CONTENTS Preface xxiii

Acknowledgments xxvii
About the Author xxx

CH A P T ER 1 THE PURPOSE AND NATURE OF PUBLIC POLICY 2

Overview 3
What Is Public Policy? 4

CASE STUDY 1.1: Fighting Ebola 5


Institutions in Society 7
Governments as Institutions 8
Government Structures and Policy Making 9
Political Parties 10
The Legislature 10
The Judiciary 10
The Executive 11
Interest Groups, Lobbyists, and Think Tanks 11
Public Policy Formation in a Federal System 12
Treating Public Policies as Investments 13

CASE STUDY 1.2: Applying the Investment Perspective: The Value of


Higher Education 15
Goals of Public Policy 17
Defending People and Property and Maintaining Public Order 17
Promoting Human Flourishing 18
Supporting Effective Nongovernmental Institutions 18
Promoting Efficiency 18
Promoting Sustainability 19
Promoting Social Equity 19
Advancing Human Rights 20
Public Policy and the Promotion of Civil Rights 21
The Work of Policy Analysts 22

CONTENTS ix
Policy Instruments That Governments Use 23
Market Making 24
Taxes 25
Subsidies 25
Regulation 27
Direct Service Supply 28
Funding and Contracting 29
Information Provision and Social Marketing 29
Indicators of Well-Being 30
CHAPTER SUMMARY 34
CONNECTIONS TO OTHER CHAPTERS 35
KEY TERMS 35
SUGGESTIONS FOR FURTHER READING 36
WEBSITES 36
FOR DISCUSSION 37

PART I FRAMEWORKS

CH A P T ER 2 THE POLICY-MAKING PROCESS 38


Overview 39
Government and Collective Action 39
A Policy-Making Process Framework 40
Influences on Policy Making 42
Institutions 42
Interests 43
Knowledge 44
The Five Stages of Policy Making 44
Stage 1: Problem Definition 44
Stage 2: Agenda Setting 48
Stage 3: Policy Adoption 50
Stage 4: Policy Implementation 51
Stage 5: Program Evaluation 52
The Policy-Making Process and the Promotion of Civil Rights:
The Civil Rights Act of 1964 54
Stage 1: Problem Definition 54
Stage 2: Agenda Setting 55
Stage 3: Policy Adoption 55
Stage 4: Policy Implementation 56

x CONTENTS
Stage 5: Program Evaluation 56

CASE STUDY 2.1: Allegations of Racial Bias in Policing Practices in Ferguson,


Missouri, and the Public Policy Response 57
Policy Innovation in a Federal System 58

CASE STUDY 2.2: State Policy Making and the Recognition of Same-Sex
Marriage 59
Prevailing Theories of Policy Making 61
Elite Theory 61
New Institutionalism 62
Incrementalism 63
The Problem Stream, the Policy Stream, the Political Stream, and Windows of
Opportunity 64
Punctuated Equilibrium 65
Advocacy Coalitions 66

CASE STUDY 2.3: Theories of Policy Making and the Affordable Care Act
(2010) 67
CHAPTER SUMMARY 68
CONNECTIONS TO OTHER CHAPTERS 69
KEY TERMS 70
SUGGESTIONS FOR FURTHER READING 70
WEBSITES 71
FOR DISCUSSION 71

CH A P T ER 3 PUBLIC POLICIES AS INVESTMENTS 72


Overview 73
The Work of Policy Analysts 74

CASE STUDY 3.1: The Moneyball for Government Movement 76


Treating Public Policies as Investments 77
Public Policies as Investments: A Framework 79
Step 1: Focus on Existing Policies and Programs 80
Step 2: Gather Policy Evidence 82

IN FOCUS 3.1: Personal Safety in a Community: An Example of a


Randomized Controlled Experiment 83
Step 3: Measure Desired Effects 84
Step 4: Assess Costs and Benefits 85
Step 5: Offer Robust Advice 86
Public Policies as Investments: Two Cases 87

CONTENTS xi
CASE STUDY 3.2: Early Childhood Education 87

CASE STUDY 3.3: Assisting the Long-Term Unemployed in Their Return to


the Workforce 90
Broader Implications from the Specific Cases 92
The Investment Perspective and the Federal System of Government 93
Looking Beyond Financial Considerations 94
The Investment Perspective and the Promotion of Civil Rights 96

CASE STUDY 3.4: The Head Start Program and the Pursuit of Civil Rights 96
Toward Systematic Application of the Investment Approach 98

CASE STUDY 3.5: The Investment Approach from Theory to Practice 99


CHAPTER SUMMARY 101
CONNECTIONS TO OTHER CHAPTERS 102
KEY TERMS 103
SUGGESTIONS FOR FURTHER READING 103
WEBSITES 104
FOR DISCUSSION 105

PART II APPLICATIONS

CH A P T ER 4 PUBLIC INFRASTRUCTURE 106


Overview 107
An Introduction to Public Infrastructure 108

CASE STUDY 4.1: Congestion on the New York City Subways 109
Why Governments Get Involved in Infrastructure 111
Funding Infrastructure 112
Regulating Infrastructure 113
Stimulating Economic Development 115

CASE STUDY 4.2: The Levees Protecting New Orleans 115


Contemporary Policy Issues 116
Setting Priorities 117
Securing Funding 117
Aligning Incentives 118
Infrastructure in a Federal System of Government 118
Public Infrastructure and the Investment Perspective 119

xii CONTENTS
Macroeconomic Analysis 120
Microeconomic Analysis 121
Political Considerations 122
Key Insights from the Investment Perspective 123

CASE STUDY 4.3: Maintaining the Williamsburg Bridge 123


Improving Infrastructure Performance through Ownership Changes 124
Changing Ownership of Electricity Assets 125
Assessing the Effects of Ownership Change 126

CASE STUDY 4.4: Improving Nuclear Power Plant Performance 127


Infrastructure and the Promotion of Civil Rights 130
Lessons for Public Policy 130
CHAPTER SUMMARY 132
CONNECTIONS TO OTHER CHAPTERS 133
KEY TERMS 133
SUGGESTIONS FOR FURTHER READING 134
WEBSITES 134
FOR DISCUSSION 135

CH A P T ER 5 DEFENSE AND HOMELAND SECURITY 136


Overview 137
An Introduction to Defense and Homeland Security 138

CASE STUDY 5.1: Managing Aversion Behavior: Public Perceptions of


Danger and Safety 140
The Public Problem: Protecting American Interests 141

IN FOCUS 5.1: The United States Defense Budget in Context 145


Traditional Approaches to Defense Policy 147
The Quest for Military Superiority 148
The Nonmilitary Pursuit of Security 148

IN FOCUS 5.2: The Nuclear Age and Nuclear Proliferation 149


The Emergence of an Incidental Superpower 151
The Importance of Homeland Security 151
Coordination Initiatives and Information Sharing 152
Detecting Terrorist Plots 153
Federalism and Homeland Security 155

CONTENTS xiii
CASE STUDY 5.2: Militarism, State Gun Laws,
and Public Safety 156
Contemporary Policy Issues 160
Staying Strong amid the Changing Nature of Warfare 160
Promoting Nuclear Disarmament 161
Tackling Inefficiencies in the Department of Defense 162
Clarifying Priorities in Homeland Security 163
Defense, Homeland Security, and the Investment Perspective 163
The Investment Perspective and Defense Procurement 164
The Investment Perspective and Homeland Security 165

CASE STUDY 5.3: Improving Commercial Passenger


Airliner Security 166
Defense, Homeland Security, and the Promotion of Civil Rights 169
Lessons for Public Policy 170
CHAPTER SUMMARY 171
CONNECTIONS TO OTHER CHAPTERS 172
KEY TERMS 172
SUGGESTIONS FOR FURTHER READING 172
WEBSITES 173
FOR DISCUSSION 173

CH A P T ER 6 PUBLIC SCHOOLING 174


Overview 175
An Introduction to Public Schooling 176

CASE STUDY 6.1: Encouraging Students to Be Creative Thinkers 177


Traditional Functions of Schooling 179
Caring for Children 179
Socializing Children 179
Providing Enculturation for Children 179
Sorting Children and Preparing Them for the Workforce 180
Why Governments Get Involved in Schooling 180
Promoting Positive Externalities 181
Advancing Social Justice 181
Promoting Consistent Educational Practices 181
Traditional Policy Approaches 182
State and Local Government Authority 182
Public Support for Private Schools 183

xiv CONTENTS
Contemporary Policy Issues 183
Political Control of Public Schooling 184
Religion and Public Schools 184
Student Academic Performance 185

IN FOCUS 6.1: Student Performance in the United States—A Comparative


Assessment 186
New Accountability Systems for Schools 188
School Choice and Charter Schools 189
Improving Teacher Quality 189

CASE STUDY 6.2: Charter Schools and Improvements in Teaching Practice 190
Making Effective Use of Information Technology 192
Public Schools in a Federal System 193
Public Schools and the Investment Perspective 194
Studies at the Country Level 195
Studies of Specific Policy Actions 196

CASE STUDY 6.3: Class Size and Student Achievement 196


Options for Improving School Performance 199
Public Schooling and the Pursuit of Civil Rights 200
The Future of Public Schooling 202
Lessons for Public Policy 203
CHAPTER SUMMARY 204
CONNECTIONS TO OTHER CHAPTERS 205
KEY TERMS 206
SUGGESTIONS FOR FURTHER READING 206
WEBSITES 207
FOR DISCUSSION 207

CH A P T ER 7 HEALTH CARE 208


Overview 209
An Introduction to Health Care 210

CASE STUDY 7.1: Using Taxes to Reduce Sugar Consumption 211


Why Governments Get Involved in Health Care 212
Preventing the Spread of Disease 213
Managing Complexity 214
Making Health Care Affordable 214
Aligning Incentives 215

CONTENTS xv
International Perspectives on Health Care Provision: Expenditures
and Outcomes 215
Expenditures and Life Expectancies 216
Nonmedical Determinants of Health 216
Health Differences within the United States 218
Funding Health Care: Comparing Single- and Multi-Payer Systems 219
Traditional Policy Approaches in the United States 221
The Historical Backdrop 221
Key Moments in Health Care Policy Development 221

IN FOCUS 7.1: Features and Impacts of Medicare


and Medicaid 222
Contemporary Policy Issues 223
Expanding Health Insurance Coverage 223

IN FOCUS 7.2: Features and Impacts of the Affordable


Care Act 2010 225
A Stable, Evolving System 226
High Costs 226
Coverage Gaps 227
Quality of Care 227
Health Care and Federal Systems of Government 228

CASE STUDY 7.2: State and Local Efforts to Reduce


Cigarette Smoking 229
Health Care and the Investment Perspective 232
Long-Term Benefits of Health Care Spending 232
Getting Better Outcomes at Lower Cost 233

CASE STUDY 7.3: Workplace Wellness Programs 234


Health Care and the Promotion of Civil Rights 237
The Future of Health Care 239
Information Technology and the Patient 239
Information Technology and Hospital Systems 240
Lessons for Public Policy 241
CHAPTER SUMMARY 242
CONNECTIONS TO OTHER CHAPTERS 243
KEY TERMS 243
SUGGESTIONS FOR FURTHER READING 243
WEBSITES 244
FOR DISCUSSION 244

xvi CONTENTS
CH A P T ER 8 POVERTY ALLEVIATION 246
Overview 247
Definitions of Poverty 248
Absolute Poverty versus Relative Poverty 249
The Psychology of Poverty 250
The Official Definition of Poverty in the United States 251

IN FOCUS 8.1: Patterns of Poverty in the United States 253


Common Causes of Poverty 255
Economic Conditions 256
Immigration 257
Lack of Education and Training 257
Health Problems and Physical and Mental Disabilities 258
Family Circumstances 259
Employment Discrimination 259
The Problem of a “Culture of Poverty” 260

CASE STUDY 8.1: Good Intentions, Challenging Circumstances, and Poverty 260
Why Governments Get Involved in Poverty Alleviation 262
Maintaining Public Order 262
Promoting Social Equity and Human Flourishing 263
Supporting Economic Growth 264
Traditional Policy Approaches to Poverty Alleviation 264
Legacies of the New Deal 265
The War on Poverty 266
An Emphasis on Personal Responsibility 266
Social Insurance versus Means-Tested Cash Transfers 267

IN FOCUS 8.2: The Financial Structure of Social Security 267


Federalism and Poverty Alleviation 269
Contemporary Policy Issues 270
Government Budget Stress 270
Job Skills in a Knowledge Economy 271
Making Work Pay 272
Poverty Alleviation and the Investment Perspective 273

IN FOCUS 8.3: From Data Analysis to Targeted Interventions in


Newzealand 274
CASE STUDY 8.2: Welfare to Work Programs 276
Poverty Alleviation and the Promotion of Civil Rights 279
Lessons for Public Policy 280

CONTENTS xvii
CHAPTER SUMMARY 281
CONNECTIONS TO OTHER CHAPTERS 282
KEY TERMS 283
SUGGESTIONS FOR FURTHER READING 283
WEBSITES 284
FOR DISCUSSION 284

CH A P T ER 9 CRIMINAL JUSTICE 286


Overview 287
An Introduction to Criminal Justice 288
The U.S. Prison Population in Comparative Perspective 289

CASE STUDY 9.1: Prisoner Abuse in New York’s Attica


Correctional Facility 291
The Public Problem 292
Establishing and Maintaining Social Order 293
Balancing Punishment and Rehabilitation 293
Traditional Policy Approaches 294
Early Forms of Punishment in the United States 294
From Corporal Punishment to Lengthy Prison Terms 294
Establishing Humane Prisons 295

CASE STUDY 9.2: Preparing Prisoners for Effective Release and Social
Integration 295
Criminal Justice in a Federal System 297
Evolving Definitions of Criminal Behavior 298
Contemporary Policy Issues 299
The Prison Population 299
Sentencing Reform 301
The Death Penalty 303
Private Prisons 306
Criminal Justice and the Investment Perspective 306
The Investment Perspective in the State of Washington 307
The Justice Reinvestment Movement 308
Justice Reinvestment in Michigan 310

CASE STUDY 9.3: Improving Probation and Parole Supervision 311


Criminal Justice and the Pursuit of Civil Rights 315
Evolving Practices in Criminal Justice 317
Lessons for Public Policy 318

xviii CONTENTS
CHAPTER SUMMARY 319
CONNECTIONS TO OTHER CHAPTERS 320
KEY TERMS 321
SUGGESTIONS FOR FURTHER READING 321
WEBSITES 321
FOR DISCUSSION 322

CH A P T ER 10 SCIENCE FUNDING 324


Overview 325
An Introduction to Science Funding 326
Why Governments Get Involved in Science Funding 327
Scientific Research as a Public Good 327
Pure and Applied Science 327
Science Funding 328

CASE STUDY 10.1: Bell Laboratories and Private


Science Funding 328
Actions to Guide Good Funding Choices 330
Science Funding In Federal Systems of Government 330
Traditional Policy Approaches 331
Examples of Private Research Universities 332
The Creation of Land Grants 332
Specific Federal Science Projects 333
Defense and Science Funding 333
Creating Science Funding Institutions 334
Contemporary Policy Issues 335
The Expansion of Public Universities 335
The Linear Model of Science 336

IN FOCUS 10.1: Questioning the Pure Basic Research Model: The


Stokes Concept 337
The Big Science Model 338

CASE STUDY 10.2: The Human Genome Project 338


The Challenge of Short-Term Thinking 340
The Pipeline of Scientific Talent 341
Commercial Application of Scientific Knowledge 341
Science Funding and the Investment Perspective 342
The Appeal of Rational Funding Decisions 342
The Quest to Assess Return on Investment 343

CONTENTS xix
CASE STUDY 10.3: From Scientific Knowledge to
Technological Innovation 344
Science Funding and the Pursuit of Civil Rights 347
Lessons for Public Policy 348
The Future for Science Funding 349
CHAPTER SUMMARY 351
CONNECTIONS TO OTHER CHAPTERS 351
KEY TERMS 352
SUGGESTIONS FOR FURTHER READING 352
WEBSITES 353
FOR DISCUSSION 353

CH A P T ER 11 ENVIRONMENTAL PROTECTION 354


Overview 355
An Introduction to Environmental Protection 356

CASE STUDY 11.1: Extraction Industries and Environmental Damage 357


Why Governments Get Involved in Environmental Protection 358
The Tragedy of the Commons 358
Global Warming as a Tragedy of the Commons 359

CASE STUDY 11.2: Beijing’s Health-Threatening Air Pollution Problems 360


Public Policy Responses to the Tragedy of the Commons 361
Traditional Policy Approaches to Environmental Protection 363
Nature Conservancy 363
Environmental Regulation 363
Extending the Role of Government 364
Using Incentives to Promote Environmental Protection 364
Environmental Protection and U.S. Public Opinion 365
Environmental Protection in a Federal System of Government 367
The Politics of Environmental Protection 368

IN FOCUS 11.1: The Conference of Parties in Paris (2015) and Its


Aftermath 369
Contemporary Policy Issues 370
Measuring Environmental Impacts 370
Selecting and Implementing Policy Instruments 371
Promoting Environmental Protection 372

CASE STUDY 11.3: Controversy Surrounding Fracking to Release Oil


and Natural Gas 373

xx CONTENTS
Environmental Protection and the Investment Perspective 375
Investing to Reduce Acid Rain 375
Investing Together to Reduce Harmful Emissions 376

CASE STUDY 11.4: Renewable Electricity Generation 378


Environmental Protection and the Promotion of Civil Rights 382

CASE STUDY 11.5: Environmental Justice and Civil Rights 382


Lessons for Public Policy 384
The Future of Environmental Protection 385
CHAPTER SUMMARY 386
CONNECTIONS TO OTHER CHAPTERS 387
KEY TERMS 387
SUGGESTIONS FOR FURTHER READING 387
WEBSITES 388
FOR DISCUSSION 388

PART III An Agenda for Change

CH A P T ER 12 POLICY LEGACIES 390


Overview 391
The Promise of Public Policy 392
Key Lessons from the Applications Chapters 394
Foresight Matters 394
Public Perceptions Drive Policy Durability 395
Governance Influences Service Performance 396
Government Cannot Do Everything 397
Policy Design Can Encourage Innovation 398
Federalism Encourages Policy Learning 400
Assessing Policy Legacies 400
Understanding Path Dependencies 401
Measuring the Impact of Both Old and New Policies 401
Assessing Implications for Civil Rights 402
Other Considerations 402
Public Policies as Investments 402
Successes of the Investment Perspective 403
Challenges to the Investment Perspective 405
Effective Policy Analysts 407

CONTENTS xxi
1. Aspire to Create Public Value 407
2. Identify What Works 407
3. Think Like Scientists 408
4. Build Skills in Data Analysis 408
5. Apply Design Thinking 408
6. Practice Political Astuteness 409
7. Tell Good Stories 409
8. Play the Long Game 410
CHAPTER SUMMARY 410
KEY TERMS 411
SUGGESTIONS FOR FURTHER READING 411
WEBSITES 411
FOR DISCUSSION 412

Glossary of Terms 413


Notes 425
Index 445

xxii CONTENTS
PREFACE

I believe we are here on earth to live, grow, and do what we can to


make this world a better place for all people to enjoy freedom.
—Rosa Parks

We live in a world exhibiting wide material differences among people, where the
wealth and life prospects of those in some countries are phenomenal, while others
elsewhere live in extreme poverty with little prospect of change. In this world,
having a sound understanding of public policy is of great value, because the public
policy choices that governments make can have huge consequences for their citi-
zens, both in present times and well into the future.
This text offers a snapshot of current thinking about public policy. The evidence
is grounded in public policy experiences in the United States, but the lessons for policy
practice are universally applicable. The distinguishing contribution of this text is that
it argues throughout that public policies should be treated as investments. Often in
the past they were not, but today, investment models are starting to be used more
systematically to guide government decision making. An opportunity exists to extend
the logic of investment decision making to most government spending choices.
Since its inception, public policy education in the academy has lacked con-
ceptual coherence in how it has introduced students to various substantive public
policy issues. This shortcoming reinforces the view that it is entirely reasonable for
policy making in specific areas to occur without reference to the broader portfo-
lio of governmental interests and activities. Meanwhile, over recent decades, advi-
sors in government have more commonly construed government expenditures as
investments. Reports produced in the United States, the United Kingdom, New
Zealand, Canada, and Australia often now explicitly portray and discuss a range of
public policies as investments.
Treating public policies as investments is implicit in cost-benefit analysis,
which government advisors now use routinely as they seek to clarify the impacts of
policy choices. A key aspect of cost-benefit analysis involves calculating expected
returns on investments. However, although all public finance textbooks and most
public policy textbooks discuss how cost-benefit analysis can be performed, they
rarely include any sustained discussion of public policies as investments.
It would be easy for an exploration of public policies that treats them as in-
vestments to become a narrow, technical exercise. I have avoided that here. While
indicating the tools for treating policies as financial investments and measuring

PREFACE xxiii
their return on investment, I seek to emphasize the importance of broadening the
investment metaphor. Thus, among other things, I make clear—both in the ongo-
ing text and in numerous case studies—how well-designed public policies can serve
as effective platforms for the further development of programs and practices that,
over time, add high value to citizens’ lives.
In writing this book, I have been well aware of the scholarly tradition to which
I am contributing. Milton Friedman’s Capitalism and Freedom (1962) is recog-
nized as one of the most important books on public policy published in the 20th
century. Ideas in it subsequently influenced reform of public policy in many coun-
tries. Writing from the position of classical liberalism, Friedman put forward three
central propositions:

• First, individual freedom is essential to human creativity and


experimentation.
• Second, economic freedom is the basis of all other forms of individual free-
dom, including political freedom.
• Third, limited, decentralized government is the key to preserving individual
freedoms.

Working from these propositions, Friedman contended that government had a


fundamental role to play in society: “Government is essential both as a forum for
determining the ‘rules of the game’ and as an umpire to interpret and enforce the
rules decided on.”1 According to Friedman, in a free-market, capitalist economy,
government is necessary for defining property rights, maintaining law and order,
and ensuring a stable monetary system. Beyond these mandates, on a case-by-case
basis, government may be necessary for two other reasons:

• First, government may need to exert control when goods or services are most
effectively supplied by one producer.
• Second, government action may be required when the behavior of one indi-
vidual can have implications for another, and where a voluntarily negotiated
resolution is difficult to attain.

Friedman’s propositions remain valid. Nothing in this book contradicts them.


In the decades since he wrote Capitalism and Freedom, there has been a burgeoning
of research concerning the impacts of public policies, and how differences in policy
settings can produce different economic, social, and environmental outcomes.
That research has been produced by scholars around the world, and studies have
explored policy impacts in many jurisdictions.
Looking back 50 years or so, it is noteworthy that many political leaders in
the United States and elsewhere have been motivated by the desire to limit the
role of government in society. Frequently that motivation has come from worries
over how to balance government budgets, rather than by any strict adherence to a

xxiv PREFACE
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votes—he contending for district elections, and the delegates to vote
individually. South Carolina was not represented in the convention.
After the first ballot Mr. Van Buren’s vote sensibly decreased, until
finally, Mr. James K. Polk, who was a candidate for the Vice-
Presidency, was brought forward and nominated unanimously for
the chief office. Mr. Geo. M. Dallas was chosen as his colleague for
the Vice-Presidency. The nomination of these gentlemen, neither of
whom had been mentioned until late in the proceedings of the
convention, for the offices for which they were finally nominated,
was a genuine surprise to the country. No voice in favor of it had
been heard; and no visible sign in the political horizon had
announced it.
The Whig convention nominated Henry Clay, for President; and
Theodore Frelinghuysen for Vice-President.
The main issues in the election which ensued, were mainly the
party ones of Whig and Democrat, modified by the tariff and Texas
questions. It resulted in the choice of the Democratic candidates,
who received 170 electoral votes as against 105 for their opponents;
the popular majority for the Democrats being 238,284, in a total vote
of 2,834,108. Mr. Clay received a larger popular vote than had been
given at the previous election for the Whig candidate, showing that
he would have been elected had he then been the nominee of his
party; though the popular vote at this election was largely increased
over that of 1840. It is conceded that the 36 electoral votes of New
York State gave the election to Mr. Polk. It was carried by a bare
majority; due entirely to the Gubernatorial candidacy of Mr. Silas
Wright, who had been mentioned for the vice-presidential
nomination in connection with Mr. Van Buren, but who declined it
after the sacrifice of his friend and colleague; and resigning his seat
in the Senate, became a candidate for Governor of New York. The
election being held at the same time as that for president, his name
and popularity brought to the presidential ticket more than enough
votes to make the majority that gave the electoral vote of the State to
the Democrats.
President Tyler’s annual and last message to Congress, in
December 1844, contained, (as did that of the previous year) an
elaborate paragraph on the subject of Texas and Mexico; the idea
being the annexation of the former to the Union, and the assumption
of her causes of grievance against the latter; and a treaty was pending
to accomplish these objects. The scheme for the annexation of Texas
was framed with a double aspect—one looking to the then pending
presidential election, the other to the separation of the Southern
States; and as soon as the rejection of the treaty was foreseen, and
the nominating convention had acted, the disunion aspect
manifested itself over many of the Southern States—beginning with
South Carolina. Before the end of May, a great meeting took place at
Ashley, in that State, to combine the slave States in a convention to
unite the Southern States to Texas, if Texas should not be received
into the Union; and to invite the President to convene Congress to
arrange the terms of the dissolution of the Union if the rejection of
the annexation should be persevered in. Responsive resolutions were
adopted in several States, and meetings held. The opposition
manifested, brought the movement to a stand, and suppressed the
disunion scheme for the time being—only to lie in wait for future
occasions. But it was not before the people only that this scheme for
a Southern convention with a view to the secession of the slave States
was a matter of discussion; it was the subject of debate in the Senate;
and there it was further disclosed that the design of the secessionists
was to extend the new Southern republic to the Californias.
The treaty of annexation was supported by all the power of the
administration, but failed; and it was rejected by the Senate by a two-
thirds vote against it. Following this, a joint resolution was early
brought into the House of Representatives for the admission of Texas
as a State of the Union, by legislative action; it passed the House by a
fair majority, but met with opposition in the Senate unless coupled
with a proviso for negotiation and treaty, as a condition precedent. A
bill authorizing the President and a commissioner to be appointed to
agree upon the terms and conditions of said admission, the question
of slavery within its limits, its debts, the fixing of boundaries, and the
cession of territory, was coupled or united with the resolution; and in
this shape it was finally agreed to, and became a law, with the
concurrence of the President, March 3, 1845. Texas was then in a
state of war with Mexico, though at that precise point of time an
armistice had been agreed upon, looking to a treaty of peace. The
House resolution was for an unqualified admission of the State; the
Senate amendment or bill was for negotiation; and the bill actually
passed would not have been concurred in except on the
understanding that the incoming President (whose term began
March 4, 1845, and who was favorable to negotiation) would act
under the bill, and appoint commissioners accordingly.
Contrary to all expectation, the outgoing President, on the last day
of his term, at the instigation of his Secretary of State, Mr. Calhoun,
assumed the execution of the act providing for the admission of
Texas—adopted the legislative clause—and sent out a special
messenger with instructions. The danger of this had been foreseen,
and suggested in the Senate; but close friends of Mr. Calhoun,
speaking for the administration, and replying to the suggestion,
indignantly denied it for them, and declared that they would not
have the “audacity” to so violate the spirit and intent of the act, or so
encroach upon the rights of the new President. These statements
from the friends of the Secretary and President that the plan by
negotiation would be adopted, quieted the apprehension of those
Senators opposed to legislative annexation or admission, and thus
secured their votes, without which the bill would have failed of a
majority. Thus was Texas incorporated into the Union. The
legislative proposition sent by Mr. Tyler was accepted: Texas became
incorporated with the United States, and in consequence the state of
war was established between the United States and Mexico; it only
being a question of time and chance when the armistice should end
and hostilities begin. Although Mr. Calhoun was not in favor of war
with Mexico—he believing that a money payment would settle the
differences with that country—the admission of Texas into the Union
under the legislative annexation clause of the statute, was really his
act and not that of the President’s; and he was, in consequence,
afterwards openly charged in the Senate with being the real author of
the war which followed.
The administration of President Polk opened March 4, 1845; and
on the same day, the Senate being convened for the purpose, the
cabinet ministers were nominated and confirmed. In December
following the 29th Congress was organized. The House of
Representatives, being largely Democratic, elected the Speaker, by a
vote of 120, against 70 for the Whig candidate. At this session the
“American” party—a new political organization—first made its
appearance in the National councils, having elected six members of
the House of Representatives, four from New York and two from
Pennsylvania. The President’s first annual message had for its chief
topic, the admission of Texas, then accomplished, and the
consequent dissatisfaction of Mexico; and referring to the
preparations on the part of the latter with the apparent intention of
declaring war on the United States, either by an open declaration, or
by invading Texas. The message also stated causes which would
justify this government in taking the initiative in declaring war—
mainly the non-compliance by Mexico with the terms of the treaty of
indemnity of April 11, 1839, entered into between that State and this
government relative to injuries to American citizens during the
previous eight years. He also referred to the fact of a minister having
been sent to Mexico to endeavor to bring about a settlement of the
differences between the nations, without a resort to hostilities. The
message concluded with a reference to the negotiations with Great
Britain relative to the Oregon boundary; a statement of the finances
and the public debt, showing the latter to be slightly in excess of
seventeen millions; and a recommendation for a revision of the tariff,
with a view to revenue as the object, with protection to home
industry as the incident.
At this session of Congress, the States of Florida and Iowa were
admitted into the Union; the former permitting slavery within its
borders, the latter denying it. Long before this, the free and the slave
States were equal in number, and the practice had grown up—from a
feeling of jealousy and policy to keep them evenly balanced—of
admitting one State of each character at the same time. Numerically
the free and the slave States were thus kept even: in political power a
vast inequality was going on—the increase of population being so
much greater in the northern than in the southern region.
The Ashburton treaty of 1842 omitted to define the boundary line,
and permitted, or rather did not prohibit, the joint occupation of
Oregon by British and American settlers. This had been a subject of
dispute for many years. The country on the Columbia River had been
claimed by both. Under previous treaties the American northern
boundary extended “to the latitude of 49 degrees north of the
equator, and along that parallel indefinitely to the west.” Attempts
were made in 1842 and continuing since to 1846, to settle this
boundary line, by treaty with Great Britain. It had been assumed that
we had a dividing line, made by previous treaty, along the parallel of
54 degrees 40 minutes from the sea to the Rocky mountains. The
subject so much absorbed public attention, that the Democratic
National convention of 1844 in its platform of principles declared for
that boundary line, or war as the consequence. It became known as
the 54–40 plank, and was a canon of political faith. The negotiations
between the governments were resumed in August, 1844. The
Secretary of State, Mr. Calhoun, proposed a line along the parallel of
49 degrees of north latitude to the summit of the Rocky mountains
and continuing that line thence to the Pacific Ocean; and he made
this proposition notwithstanding the fact that the Democratic party—
to which he belonged—were then in a high state of exultation for the
boundary of 54 degrees 40 minutes, and the presidential canvass, on
the Democratic side, was raging upon that cry.
The British Minister declined this proposition in the part that
carried the line to the ocean, but offered to continue it from the
summit of the mountains to the Columbia River, a distance of some
three hundred miles, and then follow the river to the ocean. This was
declined by Mr. Calhoun. The President had declared in his
inaugural address in favor of the 54–40 line. He was in a dilemma; to
maintain that position meant war with Great Britain; to recede from
it seemed impossible. The proposition for the line of 49 degrees
having been withdrawn by the American government on its non-
acceptance by the British, had appeased the Democratic storm which
had been raised against the President. Congress had come together
under the loud cry of war, in which Mr. Cass was the leader, but
followed by the body of the democracy, and backed and cheered by
the whole democratic newspaper press. Under the authority and
order of Congress notice had been served on Great Britain which was
to abrogate the joint occupation of the country by the citizens of the
two powers. It was finally resolved by the British Government to
propose the line of 49 degrees, continuing to the ocean, as originally
offered by Mr. Calhoun; and though the President was favorable to
its acceptance, he could not, consistently with his previous acts,
accept and make a treaty, on that basis. The Senate, with whom lies
the power, under the constitution, of confirming or restricting all
treaties, being favorable to it, without respect to party lines, resort
was had, as in the early practice of the Government, to the President,
asking the advice of the Senate upon the articles of a treaty before
negotiation. A message was accordingly sent to the Senate, by the
President, stating the proposition, and asking its advice, thus shifting
the responsibility upon that body, and making the issue of peace or
war depend upon its answer. The Senate advised the acceptance of
the proposition, and the treaty was concluded.
The conduct of the Whig Senators, without whose votes the advice
would not have been given nor the treaty made, was patriotic in
preferring their country to their party—in preventing a war with
Great Britain—and saving the administration from itself and its party
friends.
The second session of the 29th Congress was opened in December,
1847. The President’s message was chiefly in relation to the war with
Mexico, which had been declared by almost a unanimous vote in
Congress. Mr. Calhoun spoke against the declaration in the Senate,
but did not vote upon it. He was sincerely opposed to the war,
although his conduct had produced it. Had he remained in the
cabinet, to do which he had not concealed his wish, he would, no
doubt, have labored earnestly to have prevented it. Many members of
Congress, of the same party with the administration, were extremely
averse to the war, and had interviews with the President, to see if it
was inevitable, before it was declared. Members were under the
impression that the war could not last above three months.
The reason for these impressions was that an intrigue was laid,
with the knowledge of the Executive, for a peace, even before the war
was declared, and a special agent dispatched to bring about a return
to Mexico of its exiled President, General Santa Anna, and conclude a
treaty of peace with him, on terms favorable to the United States.
And for this purpose Congress granted an appropriation of three
millions of dollars to be placed at the disposal of the President, for
negotiating for a boundary which should give the United States
additional territory.
While this matter was pending in Congress, Mr. Wilmot of
Pennsylvania introduced and moved a proviso, “that no part of the
territory to be acquired should be open to the introduction of
slavery.” It was a proposition not necessary for the purpose of
excluding slavery, as the only territory to be acquired was that of
New Mexico and California, where slavery was already prohibited by
the Mexican laws and constitution. The proviso was therefore
nugatory, and only served to bring on a slavery agitation in the
United States. For this purpose it was seized upon by Mr. Calhoun
and declared to be an outrage upon and menace to the slaveholding
States. It occupied the attention of Congress for two sessions, and
became the subject of debate in the State Legislatures, several of
which passed disunion resolutions. It became the watchword of party
—the synonym of civil war, and the dissolution of the Union. Neither
party really had anything to fear or to hope from the adoption of the
proviso—the soil was free, and the Democrats were not in a position
to make slave territory of it, because it had just enunciated as one of
its cardinal principles, that there was “no power in Congress to
legislate upon slavery in Territories.” Never did two political parties
contend more furiously about nothing. Close observers, who had
been watching the progress of the slavery agitation since its
inauguration in Congress in 1835, knew it to be the means of keeping
up an agitation for the benefit of the political parties—the
abolitionists on one side and the disunionists or nullifiers on the
other—to accomplish their own purposes. This was the celebrated
Wilmot Proviso, which for so long a time convulsed the Union;
assisted in forcing the issue between the North and South on the
slavery question, and almost caused a dissolution of the Union. The
proviso was defeated; that chance of the nullifiers to force the issue
was lost; another had to be made, which was speedily done, by the
introduction into the Senate on the 19th February, 1847, by Mr.
Calhoun of his new slavery resolutions, declaring the Territories to
be the common property of the several States; denying the right of
Congress to prohibit slavery in a Territory, or to pass any law which
would have the effect to deprive the citizens of any slave State from
emigrating with his property (slaves) into such Territory. The
introduction of the resolutions was prefaced by an elaborate speech
by Mr. Calhoun, who demanded an immediate vote upon them. They
never came to a vote; they were evidently introduced for the mere
purpose of carrying a question to the slave States on which they
could be formed into a unit against the free States; and so began the
agitation which finally led to the abrogation of the Missouri
Compromise line, and arrayed the States of one section against those
of the other.
The Thirtieth Congress, which assembled for its first session in
December, 1847, was found, so far as respects the House of
Representatives, to be politically adverse to the administration. The
Whigs were in the majority, and elected the Speaker; Robert C.
Winthrop, of Massachusetts, being chosen. The President’s message
contained a full report of the progress of the war with Mexico; the
success of the American arms in that conflict; the victory of Cerro
Gordo, and the capture of the City of Mexico; and that negotiations
were then pending for a treaty of peace. The message concluded with
a reference to the excellent results from the independent treasury
system.
The war with Mexico was ended by the signing of a treaty of peace,
in February, 1848, by the terms of which New Mexico and Upper
California were ceded to the United States, and the lower Rio
Grande, from its mouth to El Paso, taken for the boundary of Texas.
For the territory thus acquired, the United States agreed to pay to
Mexico the sum of fifteen million dollars, in five annual installments;
and besides that, assumed the claims of American citizens against
Mexico, limited to three and a quarter million dollars, out of and on
account of which claims the war ostensibly originated. The victories
achieved by the American commanders, Generals Zachary Taylor
and Winfield Scott, during that war, won for them national
reputations, by means of which they were brought prominently
forward for the Presidential succession.
The question of the power of Congress to legislate on the subject of
slavery in the Territories, was again raised, at this session, on the bill
for the establishment of the Oregon territorial government. An
amendment was offered to insert a provision for the extension of the
Missouri compromise line to the Pacific Ocean; which line thus
extended was intended by the amendment to be permanent, and to
apply to all future territories established in the West. This
amendment was lost, but the bill was finally passed with an
amendment incorporating into it the anti-slavery clause of the
ordinance of 1787. Mr. Calhoun, in the Senate, declared that the
exclusion of slavery from any territory was a subversion of the
Union; openly proclaimed the strife between the North and South to
be ended, and the separation of the States accomplished. His speech
was an open invocation to disunion, and from that time forth, the
efforts were regular to obtain a meeting of the members from the
slave States, to unite in a call for a convention of the slave States to
redress themselves. He said: “The great strife between the North and
the South is ended. The North is determined to exclude the property
of the slaveholder, and, of course, the slaveholder himself, from its
territory. On this point there seems to be no division in the North. In
the South, he regretted to say, there was some division of sentiment.
The effect of this determination of the North was to convert all the
Southern population into slaves; and he would never consent to
entail that disgrace on his posterity. He denounced any Southern
man who would not take the same course. Gentlemen were greatly
mistaken if they supposed the Presidential question in the South
would override this more important one. The separation of the North
and the South is completed. The South has now a most solemn
obligation to perform—to herself—to the constitution—to the Union.
She is bound to come to a decision not to permit this to go on any
further, but to show that, dearly as she prizes the Union, there are
questions which she regards as of greater importance than the
Union. This is not a question of territorial government, but a
question involving the continuance of the Union.” The President, in
approving the Oregon bill, took occasion to send in a special
message, pointing out the danger to the Union from the progress of
the slavery agitation, and urged an adherence to the principles of the
ordinance of 1787—the terms of the Missouri compromise of 1820—
as also that involved and declared in the Texas case in 1845, as the
means of averting that danger.
The Presidential election of 1848 was coming on. The Democratic
convention met in Baltimore in May of that year; each State being
represented in the convention by the number of delegates equal to
the number of electoral votes it was entitled to; saving only New
York, which sent two sets of delegates, and both were excluded. The
delegates were, for the most part, members of Congress and office-
holders. The two-thirds rule, adopted by the previous convention,
was again made a law of the convention. The main question which
arose upon the formation of the platform for the campaign, was the
doctrine advanced by the Southern members of non-interference
with slavery in the States or in the Territories. The candidates of the
party were, Lewis Cass, of Michigan, for President, and General Wm.
O. Butler, of Kentucky, for Vice-President.
The Whig convention, taking advantage of the popularity of Genl.
Zachary Taylor, for his military achievements in the Mexican war,
then just ended; and his consequent availability as a candidate,
nominated him for the Presidency, over Mr. Clay, Mr. Webster and
General Scott, who were his competitors before the convention.
Millard Fillmore was selected as the Vice-presidential candidate.
A third convention was held, consisting of the disaffected
Democrats from New York who had been excluded from the
Baltimore convention. They met at Utica, New York, and nominated
Martin Van Buren for President, and Charles Francis Adams for
Vice-President. The principles of its platform, were, that Congress
should abolish slavery wherever it constitutionally had the power to
do so—[which was intended to apply to the District of Columbia]—
that it should not interfere with it in the slave States—and that it
should prohibit it in the Territories. This party became known as
“Free-soilers,” from their doctrines thus enumerated, and their party
cry of “free-soil, free-speech, free-labor, free-men.” The result of the
election, as might have been foreseen, was to lose New York State to
the Baltimore candidate, and give it to the Whigs, who were
triumphant in the reception of 163 electoral votes for their
candidates, against 127 for the democrats; and none for the free-
soilers.
The last message of President Polk, in December following, gave
him the opportunity to again urge upon Congress the necessity for
some measure to quiet the slavery agitation, and he recommended
the extension of the Missouri compromise line to the Pacific Ocean,
passing through the new Territories of California and New Mexico,
as a fair adjustment, to meet as far as possible the views of all parties.
The President referred also to the state of the finances; the excellent
condition of the public treasury; government loans, commanding a
high premium; gold and silver the established currency; and the
business interests of the country in a prosperous condition. And this
was the state of affairs, only one year after emergency from a foreign
war. It would be unfair not to give credit to the President and to
Senator Benton and others equally prominent and courageous, who
at that time had to battle against the bank theory and national paper
money currency, as strongly urged and advocated, and to prove
eventually that the money of the Constitution—gold and silver—was
the only currency to ensure a successful financial working of the
government, and prosperity to the people.
The new President, General Zachary Taylor, was inaugurated
March 4, 1849. The Senate being convened, as usual, in extra
session, for the purpose, the Vice-President elect, Millard Fillmore,
was duly installed; and the Whig cabinet officers nominated by the
President, promptly confirmed. An additional member of the Cabinet
was appointed by this administration to preside over the new “Home
Department” since called the “Interior,” created at the previous
session of Congress.
The following December Congress met in regular session—the 31st
since the organization of the federal government. The Senate
consisted of sixty members, among whom were Mr. Webster, Mr.
Calhoun, and Mr. Clay, who had returned to public life. The House
had 230 members; and although the Whigs had a small majority, the
House was so divided on the slavery question in its various phases,
that the election for Speaker resulted in the choice of the Democratic
candidate, Mr. Cobb, of Georgia, by a majority of three votes. The
annual message of the President plainly showed that he
comprehended the dangers to the Union from a continuance of
sectional feeling on the slavery question, and he averred his
determination to stand by the Union to the full extent of his
obligations and powers. At the previous session Congress had spent
six months in endeavoring to frame a satisfactory bill providing
territorial governments for California and New Mexico, and had
adjourned finally without accomplishing it, in consequence of
inability to agree upon whether the Missouri compromise line should
be carried to the ocean, or the territories be permitted to remain as
they were—slavery prohibited under the laws of Mexico. Mr. Calhoun
brought forward, in the debate, a new doctrine—extending the
Constitution to the territory, and arguing that as that instrument
recognized the existence of slavery, the settlers in such territory
should be permitted to hold their slave property taken there, and be
protected. Mr. Webster’s answer to this was that the Constitution
was made for States, not territories; that it cannot operate anywhere,
not even in the States for which it was made, without acts of
Congress to enforce it. The proposed extension of the constitution to
territories, with a view to its transportation of slavery along with it,
was futile and nugatory without the act of Congress to vitalize slavery
under it. The early part of the year had witnessed ominous
movements—nightly meetings of large numbers of members from
the slave States, led by Mr. Calhoun, to consider the state of things
between the North and the South. They appointed committees who
prepared an address to the people. It was in this condition of things,
that President Taylor expressed his opinion, in his message, of the
remedies required. California, New Mexico and Utah, had been left
without governments. For California, he recommended that having a
sufficient population and having framed a constitution, she be
admitted as a State into the Union; and for New Mexico and Utah,
without mixing the slavery question with their territorial
governments, they be left to ripen into States, and settle the slavery
question for themselves in their State constitutions.

With a view to meet the wishes of all parties, and arrive at some
definite and permanent adjustment of the slavery question, Mr. Clay
early in the session introduced compromise resolutions which were
practically a tacking together of the several bills then on the calendar,
providing for the admission of California—the territorial government
for Utah and New Mexico—the settlement of the Texas boundary—
slavery in the District of Columbia—and for a fugitive slave law. It
was seriously and earnestly opposed by many, as being a concession
to the spirit of disunion—a capitulation under threat of secession;
and as likely to become the source of more contentions than it
proposed to quiet.
The resolutions were referred to a special committee, who
promptly reported a bill embracing the comprehensive plan of
compromise which Mr. Clay proposed. Among the resolutions
offered, was the following: “Resolved, that as slavery does not exist
by law and is not likely to be introduced into any of the territory
acquired by the United States from the Republic of Mexico, it is
inexpedient for Congress to provide by law either for its introduction
into or exclusion from any part of the said territory; and that
appropriate territorial governments ought to be established by
Congress in all of the said territory, and assigned as the boundaries
of the proposed State of California, without the adoption of any
restriction or condition on the subject of slavery.” Mr. Jefferson
Davis of Mississippi, objected that the measure gave nothing to the
South in the settlement of the question; and he required the
extension of the Missouri compromise line to the Pacific Ocean as
the least that he would be willing to take, with the specific
recognition of the right to hold slaves in the territory below that line;
and that, before such territories are admitted into the Union as
States, slaves may be taken there from any of the United States at the
option of their owner.
Mr. Clay in reply, said: “Coming from a slave State, as I do, I owe it
to myself, I owe it to truth, I owe it to the subject, to say that no
earthly power could induce me to vote for a specific measure for the
introduction of slavery where it had not before existed, either south
or north of that line.*** If the citizens of those territories choose to
establish slavery, and if they come here with constitutions
establishing slavery, I am for admitting them with such provisions in
their constitutions; but then it will be their own work, and not ours,
and their posterity will have to reproach them, and not us, for
forming constitutions allowing the institution of slavery to exist
among them.”
Mr. Seward of New York, proposed a renewal of the Wilmot
Proviso, in the following resolution: “Neither slavery nor involuntary
servitude, otherwise than by conviction for crime, shall ever be
allowed in either of said territories of Utah and New Mexico;” but his
resolution was rejected in the Senate by a vote of 23 yeas to 33 nays.
Following this, Mr. Calhoun had read for him in the Senate, by his
friend James M. Mason of Virginia, his last speech. It embodied the
points covered by the address to the people, prepared by him the
previous year; the probability of a dissolution of the Union, and
presenting a case to justify it. The tenor of the speech is shown by the
following extracts from it: “I have, Senators, believed from the first,
that the agitation of the subject of slavery would, if not prevented by
some timely and effective measure, end in disunion. Entertaining
this opinion, I have, on all proper occasions, endeavored to call the
attention of each of the two great parties which divide the country to
adopt some measure to prevent so great a disaster, but without
success. The agitation has been permitted to proceed, with almost no
attempt to resist it, until it has reached a period when it can no
longer be disguised or denied that the Union is in danger. You have
had forced upon you the greatest and gravest question that can ever
come under your consideration: How can the Union be preserved?
*** Instead of being weaker, all the elements in favor of agitation are
stronger now than they were in 1835, when it first commenced, while
all the elements of influence on the part of the South are weaker.
Unless something decisive is done, I again ask what is to stop this
agitation, before the great and final object at which it aims—the
abolition of slavery in the States—is consummated? Is it, then, not
certain that if something decisive is not now done to arrest it, the
South will be forced to choose between abolition and secession?
Indeed as events are now moving, it will not require the South to
secede to dissolve the Union.*** If the agitation goes on, nothing will
be left to hold the States together except force.” He answered the
question, How can the Union be saved? with which his speech
opened, by suggesting: “To provide for the insertion of a provision in
the constitution, by an amendment, which will restore to the South
in substance the power she possessed of protecting herself, before
the equilibrium between the sections was destroyed by the action of
the government.” He did not state of what the amendment should
consist, but later on, it was ascertained from reliable sources that his
idea was a dual executive—one President from the free, and one from
the slave States, the consent of both of whom should be required to
all acts of Congress before they become laws. This speech of Mr.
Calhoun’s, is important as explaining many of his previous actions;
and as furnishing a guide to those who ten years afterwards
attempted to carry out practically the suggestions thrown out by him.
Mr. Clay’s compromise bill was rejected. It was evident that no
compromise of any kind whatever on the subject of slavery, under
any one of its aspects separately, much less under all put together,
could possibly be made. There was no spirit of concession
manifested. The numerous measures put together in Mr. Clay’s bill
were disconnected and separated. Each measure received a separate
and independent consideration, and with a result which showed the
injustice of the attempted conjunction; for no two of them were
passed by the same vote, even of the members of the committee
which had even unanimously reported favorably upon them as a
whole.
Mr. Calhoun died in the spring of 1850; before the separate bill for
the admission of California was taken up. His death took place at
Washington, he having reached the age of 68 years. A eulogy upon
him was delivered in the Senate by his colleague, Mr. Butler, of South
Carolina. Mr. Calhoun was the first great advocate of the doctrine of
secession. He was the author of the nullification doctrine, and an
advocate of the extreme doctrine of States Rights. He was an
eloquent speaker—a man of strong intellect. His speeches were plain,
strong, concise, sometimes impassioned, and always severe. Daniel
Webster said of him, that “he had the basis, the indispensable basis
of all high characters, and that was unspotted integrity, unimpeached
honor and character!”
In July of this year an event took place which threw a gloom over
the country. The President, General Taylor, contracted a fever from
exposure to the hot sun at a celebration of Independence Day, from
which he died four days afterwards. He was a man of irreproachable
private character, undoubted patriotism, and established reputation
for judgment and firmness. His brief career showed no deficiency of
political wisdom nor want of political training. His administration
was beset with difficulties, with momentous questions pending, and
he met the crisis with firmness and determination, resolved to
maintain the Federal Union at all hazards. His first and only annual
message, the leading points of which have been stated, evinces a
spirit to do what was right among all the States. His death was a
public calamity. No man could have been more devoted to the Union
nor more opposed to the slavery agitation; and his position as a
Southern man and a slaveholder—his military reputation, and his
election by a majority of the people as well as of the States, would
have given him a power in the settlement of the pending questions of
the day which no President without these qualifications could have
possessed.
In accordance with the Constitution, the office of President thus
devolved upon the Vice-President, Mr. Millard Fillmore, who was
duly inaugurated July 10, 1850. The new cabinet, with Daniel
Webster as Secretary of State, was duly appointed and confirmed by
the Senate.
The bill for the admission of California as a State in the Union, was
called up in the Senate and sought to be amended by extending the
Missouri Compromise line through it, to the Pacific Ocean, so as to
authorize slavery in the State below that line. The amendment was
introduced and pressed by Southern friends of the late Mr. Calhoun,
and made a test question. It was lost, and the bill passed by a two-
third vote; whereupon ten Southern Senators offered a written
protest, the concluding clause of which was: “We dissent from this
bill, and solemnly protest against its passage, because in sanctioning
measures so contrary to former precedents, to obvious policy, to the
spirit and intent of the constitution of the United States, for the
purpose of excluding the slaveholding States from the territory thus
to be erected into a State, this government in effect declares that the
exclusion of slavery from the territory of the United States is an
object so high and important as to justify a disregard not only of all
the principles of sound policy, but also of the constitution itself.
Against this conclusion we must now and for ever protest, as it is
destructive of the safety and liberties of those whose rights have been
committed to our care, fatal to the peace and equality of the States
which we represent, and must lead, if persisted in, to the dissolution
of that confederacy, in which the slaveholding States have never
sought more than equality, and in which they will not be content to
remain with less.” On objection being made, followed by debate, the
Senate refused to receive the protest, or permit it to be entered on
the Journal. The bill went to the House of Representatives, was
readily passed, and promptly approved by the President. Thus was
virtually accomplished the abrogation of the Missouri compromise
line; and the extension or non-extension of slavery was then made to
form a foundation for future political parties.
The year 1850 was prolific with disunion movements in the
Southern States. The Senators who had joined with Mr. Calhoun in
the address to the people, in 1849, united with their adherents in
establishing at Washington a newspaper entitled “The Southern
Press,” devoted to the agitation of the slavery question; to presenting
the advantages of disunion, and the organization of a confederacy of
Southern States to be called the “United States South.” Its constant
aim was to influence the South against the North, and advocated
concert of action by the States of the former section. It was aided in
its efforts by newspapers published in the South, more especially in
South Carolina and Mississippi. A disunion convention was actually
held, in Nashville, Tennessee, and invited the assembly of a Southern
Congress. Two States, South Carolina and Mississippi responded to
the appeal; passed laws to carry it into effect, and the former went so
far as to elect its quota of Representatives to the proposed new
Southern Congress. These occurrences are referred to as showing the
spirit that prevailed, and the extraordinary and unjustifiable means
used by the leaders to mislead and exasperate the people. The
assembling of a Southern “Congress” was a turning point in the
progress of disunion. Georgia refused to join; and her weight as a
great Southern State was sufficient to cause the failure of the scheme.
But the seeds of discord were sown, and had taken root, only to
spring up at a future time when circumstances should be more
favorable to the accomplishment of the object.
Although the Congress of the United States had in 1790 and again
in 1836 formally declared the policy of the government to be non-
interference with the States in respect to the matter of slavery within
the limits of the respective States, the subject continued to be
agitated in consequence of petitions to Congress to abolish slavery in
the District of Columbia, which was under the exclusive control of
the federal government; and of movements throughout the United
States to limit, and finally abolish it. The subject first made its
appearance in national politics in 1840, when a presidential ticket
was nominated by a party then formed favoring the abolition of
slavery; it had a very slight following which was increased tenfold at
the election of 1844 when the same party again put a ticket in the
field with James G. Birney of Michigan, as its candidate for the
Presidency; who received 62,140 votes. The efforts of the leaders of
that faction were continued, and persisted in to such an extent, that
when in 1848 it nominated a ticket with Gerritt Smith for President,
against the Democratic candidate, Martin Van Buren, the former
received 296,232 votes. In the presidential contest of 1852 the
abolition party again nominated a ticket, with John P. Hale as its
candidate for President, and polled 157,926 votes. This large
following was increased from time to time, until uniting with a new
party then formed, called the Republican party, which latter adopted
a platform endorsing the views and sentiments of the abolitionists,
the great and decisive battle for the principles involved, was fought
in the ensuing presidential contest of 1856; when the candidate of
the Republican party, John C. Fremont, supported by the entire
abolition party, polled 1,341,812 votes. The first national platform of
the Abolition party, upon which it went into the contest of 1840,
favored the abolition of slavery in the District of Columbia and
Territories; the inter-state slave trade, and a general opposition to
slavery to the full extent of constitutional power.
Following the discussion of the subject of slavery, in the Senate
and House of Representatives, brought about by the presentation of
petitions and memorials, and the passage of the resolutions in 1836
rejecting such petitions, the question was again raised by the
presentation in the House, by Mr. Slade of Vermont, on the 20th
December 1837, of two memorials praying the abolition of slavery in
the District of Columbia, and moving that they be referred to a select
committee. Great excitement prevailed in the chamber, and of the
many attempts by the Southern members an adjournment was had.
The next day a resolution was offered that thereafter all such
petitions and memorials touching the abolition of slavery should,
when presented, be laid on the table; which resolution was adopted
by a large vote. During the 24th Congress, the Senate pursued the
course of laying on the table the motion to receive all abolition
petitions; and both Houses during the 25th Congress continued the
same course of conduct; when finally on the 25th of January 1840,
the House adopted by a vote of 114 to 108, an amendment to the
rules, called the 21st Rule, which provided:—“that no petition,
memorial or resolution, or other paper, praying the abolition of
slavery in the District of Columbia, or any state or territory, or the
slave-trade between the States or territories of the United States, in
which it now exists, shall be received by this House, or entertained in
any way whatever.” This rule was afterwards, on the 3d of December,
1844, rescinded by the House, on motion of Mr. J. Quincy Adams, by
a vote of 108 to 80; and a motion to re-instate it, on the 1st of
December 1845, was rejected by a vote of 84 to 121. Within five years
afterwards—on the 17th September 1850,—the Congress of the
United States enacted a law, which was approved by the President,
abolishing slavery in the District of Columbia.
On the 25th of February, 1850, there was presented in the House
of Representatives, two petitions from citizens of Pennsylvania and
Delaware, setting forth that slavery, and the constitution which
permits it, violates the Divine law; is inconsistent with republican
principles; that its existence has brought evil upon the country; and
that no union can exist with States which tolerate that institution;
and asking that some plan be devised for the immediate, peaceful
dissolution of the Union. The House refused to receive and consider
the petitions; as did also the Senate when the same petitions were
presented the same month.
The presidential election of 1852 was the last campaign in which
the Whig party appeared in National politics. It nominated a ticket
with General Winfield Scott as its candidate for President. His
opponent on the Democratic ticket was General Franklin Pierce. A
third ticket was placed in the field by the Abolition party, with John
P. Hale as its candidate for President. The platform and declaration
of principles of the Whig party was in substance a ratification and
endorsement of the several measures embraced in Mr. Clay’s
compromise resolutions of the previous session of Congress, before
referred to; and the policy of a revenue for the economical
administration of the government, to be derived mainly from duties
on imports, and by these means to afford protection to American
industry. The main plank of the platform of the Abolition party (or
Independent Democrats, as they were called) was for the non-
extension and gradual extinction of slavery. The Democratic party
equally adhered to the compromise measure. The election resulted in
the choice of Franklin Pierce, by a popular vote of 1,601,474, and 254
electoral votes, against a popular aggregate vote of 1,542,403 (of
which the abolitionists polled 157,926) and 42 electoral votes, for the
Whig and Abolition candidates. Mr. Pierce was duly inaugurated as
President, March 4, 1853.
The first political parties in the United States, from the
establishment of the federal government and for many years
afterwards, were denominated Federalists and Democrats, or
Democratic-Republicans. The former was an anti-alien party. The
latter was made up to a large extent of naturalized foreigners;
refugees from England, Ireland and Scotland, driven from home for
hostility to the government or for attachment to France. Naturally,
aliens sought alliance with the Democratic party, which favored the
war against Great Britain. The early party contests were based on the
naturalization laws; the first of which, approved March 26, 1790,
required only two years’ residence in this country; a few years
afterwards the time was extended to five years; and in 1798 the
Federalists taking advantage of the war fever against France, and
then being in power, extended the time to fourteen years. (See Alien
and Sedition Laws of 1798). Jefferson’s election and Democratic
victory of 1800, brought the period back to five years in 1802, and
reinforced the Democratic party. The city of New York, especially,
from time to time became filled with foreigners; thus naturalized;
brought into the Democratic ranks; and crowded out native
Federalists from control of the city government, and to meet this
condition of affairs, the first attempt at a Native American
organization was made. Beginning in 1835; ending in failure in
election of Mayor in 1837, it was revived in April, 1844, when the
Native American organization carried New York city for its
Mayoralty candidate by a good majority. The success of the
movement there, caused it to spread to New Jersey and
Pennsylvania. In Philadelphia, it was desperately opposed by the
Democratic, Irish and Roman Catholic element, and so furiously,
that it resulted in riots, in which two Romish Churches were burned
and destroyed. The adherents of the American organization were not
confined to Federalists or Whigs, but largely of native Democrats;
and the Whigs openly voted with Democratic Natives in order to
secure their vote for Henry Clay for the Presidency; but when in
November, 1844, New York and Philadelphia both gave Native
majorities, and so sapped the Whig vote, that both places gave

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