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CONTENTS vii
Consider This! 112 5.5 Leading with Love versus Leading with Fear 153
4.4 Social Perception and Attributions 114 Leader’s Self-Insight 5.3 154
4.4a Perceptual Distortions 114 5.5a Fear in Organizations 155
4.4b Attributions 115 In the Lead 155
In the Lead 116 5.5b Bringing Love to Work 156
4.5 Cognitive Differences 116 Consider This! 157
4.5a Patterns of Thinking and Brain 5.5c Why Followers Respond to Love 158
Dominance 117 Leadership Essentials 158
Leader’s Self-Insight 4.4 118 Discussion Questions 159
In the Lead 119 Leadership at Work 160
4.5b Problem-Solving Styles: Jungian Types 120
Mentors 160
4.6 Working with Different Personality Types 122
Leadership Development: Cases for Analysis 160
Leader’s Self-Insight 4.5 123
The New Boss 160
Leadership Essentials 126
The USS Florida 162
Discussion Questions 127
References 163
Leadership at Work 127
Past and Future 127 Chapter 6: Courage and Moral Leadership 166
Leadership Development: Cases for Analysis 128 6.1 Moral Leadership Today 168
A Nice Manager 128 6.1a The Ethical Climate in Business 168
Environmental Designs International 130 Leader’s Bookshelf 169
References 131 6.1b Leaders Set the Ethical Tone 169
In the Lead 170
Chapter 5: Leadership Mind and Emotion 134 Leader’s Self-Insight 6.1 172
5.1 Leading with Head and Heart 136 6.2 Acting Like a Moral Leader 173
5.2 Mental Models 136 6.3 Becoming a Moral Leader 174
5.2a Assumptions 138
6.4 Servant Leadership 176
5.2b Changing or Expanding Mental Models 138
6.4a Authoritarian Management 176
In the Lead 139 6.4b Participative Management 177
5.3 Developing a Leader’s Mind 140 6.4c Stewardship 177
5.3a Independent Thinking 140 6.4d The Servant Leader 178
Leader’s Bookshelf 141 In the Lead 179
5.3b Open-Mindedness 142 Leader’s Self-Insight 6.2 180
Leader’s Self-Insight 5.1 143 6.5 Leading with Courage 180
5.3c Systems Thinking 144 6.5a What Is Courage? 181
5.3d Personal Mastery 145
Consider This! 181
5.4 Emotional Intelligence 146
In the Lead 182
5.4a What Are Emotions? 146
Leader’s Self-Insight 6.3 184
5.4b Why Are Emotions Important? 147
6.5b How Does Courage Apply to Moral
5.4c The Components of Emotional
Leadership? 184
Intelligence 149
6.5c Finding Personal Courage 185
In the Lead 152
In the Lead 186
Leader’s Self-Insight 5.2 153
Leadership Essentials 187
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viii CONTENTS
The Boy, the Girl, the Ferryboat Captain, and the Hermits 191 In the Lead 213
References 192 7.6 What Followers Want from Leaders 213
7.6a Clarity of Direction 214
Chapter 7: Followership 196 7.6b Opportunities for Growth 214
7.1 The Art of Followership 198 7.6c Frequent, Specific, and Immediate
Feedback 216
7.1a Learn to Manage Up as Well as Down 199
7.1b Managing Up Presents Unique Challenges 199 Leader’s Self-Insight 7.3 217
7.6d Protection from Organizational
In the Lead 199
Intrusions 217
7.2 What Your Leader Wants from You 200
Leadership Essentials 218
7.3 Styles of Followership 201
Discussion Questions 218
Leader’s Self-Insight 7.1 203
Leadership at Work 219
In the Lead 204
Follower Role Play 219
Consider This! 205
Leadership Development: Cases for Analysis 220
7.4 Strategies for Managing Up 205
Waiting for Clearance 220
7.4a Understand the Leader 205
Jake’s Pet Land 221
7.4b Tactics for Managing Up 206
References 222
Leader’s Self-Insight 7.2 207
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x CONTENTS
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CONTENTS xi
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xii CONTENTS
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
ABOUT THE AUTHOR
xiii
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
PREFACE
Many leaders have recently had their assumptions challenged about how organiza-
tions succeed. Leaders are struggling to make sense of the shifting environment and
to learn how to lead the people in their companies effectively and successfully in the
midst of turmoil. The crisis in the housing, mortgage, and finance industries and
resulting recession; volatile oil prices; ethical scandals; political turmoil; and other
events have dramatically shifted the organizational and economic landscape. This
edition of The Leadership Experience addresses themes and issues that are directly
relevant to the current turbulent environment. My vision for the seventh edition is
to give students an exciting, applied, and comprehensive view of what leadership is
like in today’s world. The Leadership Experience integrates recent ideas and appli-
cations with established scholarly research in a way that makes the topic of leader-
ship come alive. Organizations are undergoing major changes, and this textbook
addresses the qualities and skills leaders need in this rapidly evolving world.
Recent chaotic events, combined with factors such as a growing need for
creativity and innovation in organizations, the rise of social media, the growth of
e-business and mobile commerce, the use of virtual teams and telecommuting, glob-
alization, the growing problem of cybercrime, and other ongoing transformations
place new demands on leaders that go far beyond the topics traditionally taught in
courses on management or organizational behavior. My experiences teaching lead-
ership to students and managers, and working with leaders to change their organiza-
tions, have affirmed for me the value of traditional leadership concepts while
highlighting the importance of including new ideas and applications.
The Leadership Experience thoroughly covers the history of leadership studies
and the traditional theories but goes beyond that to incorporate valuable ideas such
as leadership vision, shaping culture and values, leadership courage, and the impor-
tance of moral leadership. The book expands the treatment of leadership to capture
the excitement of the subject in a way that motivates students and challenges them
to develop their leadership potential.
xiv
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
PREFACE xv
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
xvi PREFACE
ORGANIZATION
The organization of the book is based on first understanding basic ways in which
leaders differ from managers, and the ways leaders set direction, seek alignment
between organizations and followers, build relationships, and create change. Thus,
the organization of this book is in five parts:
1. Introduction to Leadership
2. Research Perspectives on Leadership
3. The Personal Side of Leadership
4. The Leader as a Relationship Builder
5. The Leader as Social Architect
The book integrates materials from both micro and macro approaches to lead-
ership, from both academia and the real world, and from traditional ideas and
recent thinking.
DISTINGUISHING FEATURES
This book has a number of special features that are designed to make the material
accessible and valuable to students.
In the Lead The Leadership Experience is loaded with new examples of leaders in
both traditional and contemporary organizations. Each chapter opens with a real-
life example that relates to the chapter content, and several additional examples are
highlighted within each chapter. These examples are drawn from a wide variety of
organizations including education, the military, government agencies, businesses,
and nonprofit organizations.
Consider This! Each chapter contains a Consider This box that is personal, compelling,
and inspiring. This box may be a saying from a famous leader, or wisdom from the
ages. These Consider This boxes provide novel and interesting material to expand
the reader’s thinking about the leadership experience.
Leader’s Bookshelf In this edition, six of the 15 chapters have new Leader’s Bookshelf
reviews. A unique feature of The Leadership Experience is that each chapter
includes a review of a recent book relevant to the chapter’s content. The Leader’s
Bookshelf connects students to issues and topics being read and discussed in the
worlds of academia, business, military, education, and nonprofit organizations.
New Leader Action Memo This feature helps students apply the chapter concepts in their
own lives and leadership activities and directs them to self-assessments related to
various chapter topics.
Leader’s Self-Insight These boxes provide self-assessments for learners and an opportu-
nity to experience leadership issues in a personal way. These exercises take the form
of questionnaires, scenarios, and activities.
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
PREFACE xvii
Student Development Each chapter ends with discussion questions and then two activ-
ities for student development. The first, Leadership at Work, is a practical, skill-
building activity that engages the student in applying chapter concepts to real-life
leadership. These exercises are designed so students can complete them on their own
outside of class or in class as part of a group activity. Instructor tips are given for
maximizing in-class learning with the Leadership at Work exercises. Leadership De-
velopment: Cases for Analysis, the second end-of-chapter activity, provides two
short, problem-oriented cases for analysis. These cases test the student’s ability to
apply concepts when dealing with real-life leadership issues. The cases challenge the
student’s cognitive understanding of leadership ideas while the Leadership at Work
exercises and the feedback questionnaires assess the student’s progress as a leader.
Business Insights: Essentials’ intuitive user interface makes it easy for students and instruc-
tors to search and find in-depth information on businesses, industries, and products.
Features and benefits include the ability to search across multiple data types from a
single search box with targeted search options by category. This includes company
information, articles, industry data, SWOT Reports, Thomson Reuters Company
Financials and Investment Reports, Market Share Reports, and Industry Essays. We
have created assignments based on articles that connect directly with the content
covered in your text, including assessment questions to test students on their knowl-
edge of the content and emphasizing real-world examples.
MindTap¤ Management for Daft’s The Leadership Experience, 7th Edition, is the digital learning
solution that helps instructors to engage and transform today’s students into critical
thinkers. Through paths of dynamic assignments and applications that you can per-
sonalize, real-time course analytics, and an accessible reader, MindTap helps you
turn cookie-cutter into cutting-edge, apathy into engagement, and memorizers into
higher-level thinkers.
As an instructor using MindTap, you have at your fingertips the right content
and a unique set of tools curated specifically for your course, all in an interface
designed to improve workflow and save time when planning lessons and course
structure. The control over building and personalizing your course is all yours, so
you can focus on the most relevant material while also lowering costs for your stu-
dents. Stay connected and informed in your course through real-time student track-
ing that provides the opportunity to adjust the course as needed based on analytics
of interactivity in the course.
The MindTap Assignments are fully integrated with the text, providing calcu-
lated combinations of lower- and higher-order thinking skills exercises. Students can
work together in the experiential exercises to create videos, write papers, deliver pre-
sentations, and more. Interactive Self-Assessments engage students by helping them
make personal connections to the content presented in each chapter. A flexible grad-
ing system offers grade analytics and grade book export tools to work with any
learning management system.
ANCILLARIES
This edition offers a wide range of instructor ancillaries to fully enable instructors to
bring the leadership experience into the classroom. These ancillaries include:
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
xviii PREFACE
Instructor’s Manual
A comprehensive Instructor’s Manual is available to assist in lecture preparation.
Included in the Instructor’s Manual are the chapter outlines, suggested answers to
end-of-chapter materials, suggestions for further study, and a quick-glance overview
for each chapter of the available MindTap resources to assist instructors in their
planning.
Test Bank
Cengage Learning Testing Powered by Cognero is a flexible, online system that
allows you to author, edit, and manage test bank content from multiple Cengage
Learning solutions; create multiple test versions in an instant; and deliver tests from
your LMS, your classroom, or wherever you want. The test bank for The Leader-
ship Experience, seventh edition, includes approximately 60 questions per chapter
to help you in writing examinations. Types of questions include true/false, multiple
choice, completion, short-answer, and essay, with all questions tagged to relevant
national competencies. To ensure consistency across our entire package, the content
of the test bank has been fully reviewed and updated by the same authors who have
crafted our new digital resources.
Videos
Videos compiled specifically to accompany The Leadership Experience, seventh edi-
tion, allow students to engage with the textual material by applying theories and
concepts to real-world situations.
ACKNOWLEDGMENTS
Textbook writing is a team enterprise. This book has integrated ideas and support
from many people whom I want to acknowledge. I want to extend special thanks to
my editorial associate, Pat Lane. I could not have undertaken this revision without
Pat’s help. She skillfully drafted materials for the chapters, found original sources,
and did an outstanding job with last-minute changes, the copyedited manuscript,
art, and galley proofs. Pat’s talent and personal enthusiasm for this text added
greatly to its excellence.
Here at Vanderbilt I want to thank my assistant, Linda Roberts, for the tremen-
dous volume and quality of work she accomplished on my behalf that gave me time
to write. Eric Johnson, the dean at Owen, and Sal March, associate dean, have
maintained a positive scholarly atmosphere and supported me with the time and
resources to complete the revision of this book. I also appreciate the intellectual
stimulation and support from friends and colleagues at the Owen School—Bruce
Barry, Ray Friedman, Jessica Kennedy, Rich Oliver, David Owens, Ty Park, Ranga
Ramanujam, Bart Victor, and Tim Vogus.
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PREFACE xix
I want to acknowledge the reviewers who provided feedback. Their ideas helped
me improve the book in many areas:
The developers at Cengage Learning also deserve special mention. Senior Prod-
uct Manager Mike Roche supported the concept for this book and obtained the
Copyright 2018 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. WCN 02-200-203
xx PREFACE
resources necessary for its completion. Associate Content Developer Jamie Mack
provided terrific support for the book’s writing, reviews, and production.
I also thank Bob Lengel at the University of Texas at San Antonio. Bob’s enthusi-
asm for leadership many years ago stimulated me to begin reading, teaching, and
training in the area of leadership development. His enthusiasm also led to our collabo-
ration on the book Fusion Leadership: Unlocking the Subtle Forces That Change
People and Organizations. I thank Bob for keeping the leadership dream alive, which
in time enabled me to pursue my dream of writing this leadership textbook.
Finally, I want to acknowledge my loving daughters Danielle, Amy, Roxanne,
Solange, and Elizabeth. Although everyone is now pursuing their own lives and
careers, I appreciate the good feelings and connections with my children and grand-
children. On occasion, we have been able to travel, vacation, watch a play, or just
be together—all of which reconnect me to the things that really count.
Richard L. Daft
Nashville, Tennessee
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Part 1: Introduction to Leadership
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Chapter 1: What Does It Mean to Be a Leader?
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YOUR LEADERSHIP CHALLENGE
After reading this chapter, you should be able to:
• Understand the full meaning of leadership and see the leadership potential in yourself and others.
• Recognize and facilitate the six fundamental transformations in today’s organizations and leaders.
• Identify the primary reasons for leadership derailment and the new paradigm skills that can help you
avoid it.
• Recognize the traditional functions of management and the fundamental differences between
leadership and management.
• Appreciate the crucial importance of providing direction, alignment, relationships, personal qualities,
and outcomes.
• Explain how leadership has evolved and how historical approaches apply to the practice of leadership
today.
CHAPTER OUTLINE
4 Why We Need Leadership In the Lead Leader’s Bookshelf
8 The New Reality for Leaders 13 Pope Francis, Roman Catholic 7 My Life in Leadership: The
Church Journey and Lessons Learned
14 How Leadership Differs from
23 Google Along the Way
Management
17 Evolving Theories of Leader’s Self-Insight Leadership at Work
Leadership 27 Leadership Right–Wrong
11 Your Learning Style: Using
21 Leadership Can Be Learned Multiple Intelligences Leadership Development: Cases for
24 Mastering the Art and Science 17 Your Leadership Potential Analysis
of Leadership 29 Sales Engineering Division
22 Are You on a Fast Track to
24 Organization of This Book Nowhere? 29 The Marshall Plan
A
braham Lincoln had less leadership experience than any previous president,
but when historians rank the ‘‘greatest presidents,’’ Lincoln frequently tops
the list. Interest in Lincoln’s leadership swelled with the release of Steven
Spielberg’s historical film Lincoln, which was a huge critical and commercial suc-
cess, grossing more than $250 million at the box office and garnering 12 Academy
Award nominations. ‘‘Lincoln’s presidency is a big, well-lit classroom for business
leaders seeking to build successful, enduring organizations,’’ said Howard Schultz,
CEO of Starbucks. In this era of disconnected and often morally bankrupt leaders,
it is no wonder the skills, strengths, and character of Lincoln have struck a chord.
Lincoln once provoked an opponent to tears by using his expert communication
skills to mimic and ridicule his rival. Soon afterward, the man who would later
become the 16th president of the United States felt disappointed and ashamed of his
own behavior and sought out his opponent to offer an apology. Lincoln took this as
a valuable lesson about channeling his emotions, practicing empathy, and using his
abilities to promote good. From then on, Lincoln applied his superb leadership and
communication skills to serve the higher interests of the American people rather
than his own goals and ego. His ability to control his emotions and stay committed
3
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4 PART 1 INTRODUCTION TO LEADERSHIP
to a vision even under intense hardship, his commitment to go into the field and
establish connections with soldiers and the general public, and his willingness to lis-
ten to different points of view and to share credit for successes and take blame for
failures all tap into a deep longing within people for genuine leadership.1
The public trust in leaders may be at an all-time low. Referring to the dire eco-
nomic situation that followed the ethical and financial problems in the mortgage
and finance industries, David Rothkopf wrote in the Washington Post, ‘‘This is not
just a global economic crisis. It is a global leadership crisis.’’2
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constantly passed, both indoors and out, where many stood waiting
the bearing of the coffin to the grave.
The transition of the funeral customs of ante-Revolutionary days
into those of our own may partially be learned from this account
written in 1858 by Rev. Peter Van Pelt, telling Domine
Schoonmaker’s method of conducting a funeral in the year 1819:
“The deceased had, many years before, provided and laid
away the materials for his own coffin. This one was of the
best seasoned and smoothest boards and beautifully grained.
As I entered the room I observed the coffin elevated on a
table in one corner. The Domine, abstracted and grave, was
seated at the upper end; and around in solemn silence, the
venerable and hoary-headed friends of the deceased. A
simple recognition or a half-audible inquiry as one after
another arrived was all that passed. Directly the sexton,
followed by a servant, made his appearance with glasses and
decanters. Wine was handed to each. Some declined; others
drank a solitary glass. This ended, again the sexton
presented himself with pipes and tobacco. The Domine
smoked his pipe and a few followed his example. The custom
has become obsolete, and it is well that it has. When the
whiffs of smoke had ceased to curl around the head of the
Domine, he arose with evident feeling, and in a quiet subdued
tone, made a short but apparently impressive address. I
judged solely by his appearance and manner; for although
boasting a Holland descent, it was to me an unknown tongue.
A short prayer concluded the service; and then the sexton
taking the lead, followed the Domine, doctor, and pall-bearers
with white scarfs and black gloves. The corpse and long
procession of friends and neighbors proceeded to the
churchyard.”
Not only were materials for the coffin secured and made ready
during the lifetime, but often a shroud was made and kept for use.
Instances have been known where a shroud was laid by unused for
so many years that it became too yellow and discolored to use at all,
and was replaced by another. Sometimes a new unlaundered shirt
was laid aside for years to use as a doed-hemde. Two curious
superstitions were rife in some localities, especially on Long Island;
one was the careful covering of all the mirrors in the house, from the
time of the death till after the funeral; the other the pathetically
picturesque “telling the bees.” Whittier’s gentle rhyme on the subject
has made familiar to modern readers the custom of “telling the bees
of one, gone on the journey we all must go.”
Both an English and Dutch funeral fashion was the serving to the
attendants of the funeral of funeral-cakes. In New York and New
Netherland these were a distinctive kind of koeckje known as doed-
koecks, literally dead-cakes. An old receipt for their manufacture is
thus given by Mrs. Ferris: “Fourteen pounds of flour, six pounds of
sugar, five pounds of butter, one quart of water, two teaspoonfuls of
pearlash, two teaspoonfuls of salt, one ounce of Caraway seed. Cut
in thick dishes four inches in diameter.” They were, therefore, in
substance much like our New Year’s cakes. Sometimes they were
marked with the initials of the deceased person; and often they were
carried home and kept for years as a memento of the dead,—
perhaps of the pleasures of the funeral. One baker in Albany made a
specialty of these cakes, but often they were baked at home.
Sometimes two of these doed-koecks were sent with a bottle of wine
and a pair of gloves as a summons to the funeral.
In Whitby, England, a similar cake is still made by bakers and
served at funerals; but it is sprinkled with white sugar. In Lincolnshire
and Cumberland like customs still exist. “Burial-cakes” were
advertised by a baker in 1748 in the Philadelphia newspapers.
It is frequently asserted that funeral rings were commonly given
among the Dutch. It seems fair to infer that more of them would have
been in existence to-day if the custom had been universal. Scores of
them can be found in New England. There is an enamelled ring
marked “K. V. R., obit Sept. 16, 1719,” which was given at the funeral
of Kileaen Van Renssalaer. One of the Earl of Bellomont is also
known, and two in the Lefferts family, dating towards the close of the
past century. I have heard of a few others in Hudson Valley towns.
Perhaps with gifts of gloves, spoons, bottles of wine, doed-koecks,
scarfs, or handkerchiefs, rings would have been superfluous.
It will be noted in all these references to funerals herein given that
the services were held in private houses; it was not until almost our
own day that the funerals of those of Dutch descent were held in the
churches.
Interments were made under the churches; and, by special
payment, a church-attendant could be buried under the seat in which
he was wont to sit during his lifetime. The cost of interment in the
Flatbush church was two pounds for the body of a child under six
years; three pounds for a person from six to sixteen years of age;
four pounds for an adult; and in addition “those who are inclined to
be permitted to be interred in the church are required to pay the
expense of every person.” I don’t know exactly what this ambiguous
sentence can mean, but it was at any rate an extra charge “for the
profit of the schoolmaster,” who dug the grave and carried the dirt
out of the church, and was paid twenty-seven guilders for this
sexton’s work for an adult, and less for a younger person and hence
a smaller grave. Usually the domines were buried in front of the
pulpit where they had stood so often in life.
After newspaper-days arrived in the colony, there blossomed in
print scores of long death-notices, thoroughly in the taste of the day,
but not to our taste. In the “New York Gazette” of December 24,
1750, we find a characteristic one:—
“Last Friday Morning departed this Life after a lingering
Illness the Honorable Mrs. Roddam, wife to Robert Roddam,
Esq. Commander of his Majesty’s Ship Greyhound, now on
this Station, and eldest Daughter of his Excellency our
Governor. We hear she is to be Interred this Evening.
“Good Mr. Parker—Dont let the Character of our Deceased
Friend, Mrs. Roddam, slip through your Fingers, as that of her
Person through those of the Doctors. That she was a most
affable and perfectly Good-Natured young Lady, with Good
Sense and Politeness is well known to all her Acquaintances,
and became one of the most affectionate Wives.
She was
Liberal, without Prodigality
Frugal, without Parsimony
Chearful, without Levity
Exalted, without Pride.
In person, Amiable
In conversation, Affable
In friendship, Faithful
Of Envy, void.
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