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Essentials of Physical Anthropology, © 2017, 2013 Cengage Learning
Tenth Edition WCN: 02-200-202
Robert Jurmain, Lynn Kilgore, ALL RIGHTS RESERVED. No part of this work covered by the copy-
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Brief Contents
Chapter 1 Introduction to Physical Anthropology 2

Chapter 2 The Development of Evolutionary Theory 24

Chapter 3 The Biological Basis of Life 48

Chapter 4 Heredity and Evolution 72

Chapter 5 Processes of Macroevolution 96

Chapter 6 An Overview of the Primates 120

Chapter 7 Primate Behavior 158

Chapter 8 Primate and Hominin Origins 190

Chapter 9 The First Dispersal of the Genus Homo: Homo erectus


and Contemporaries 232

Chapter 10 Premodern Humans 254

Chapter 11 The Origin and Dispersal of Modern Humans 284

Chapter 12 Human Variation and Adaptation 312

Chapter 13 L egacies of Human Evolutionary History:


Effects on the Life Course 342

Chapter 14 The Human Disconnection 364

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Contents
Preface xi Quick Review The Mechanism of Natural
Acknowledgments xv Selection 41
Supplements xvi Natural Selection and Reproductive Success 41
Constraints on Nineteenth-Century Evolutionary
Theory 42
Chapter 1 Opposition to Evolution Today 43
A Brief History of Opposition to Evolution in the
Introduction to Physical United States 43
Anthropology 2 ■ Why It Matters 46
■ Physical Anthropology in Practice Are We still
The Human Connection 6
Evolving? 46
Biocultural Evolution 6
Summary of Main Topics 47
What Is Anthropology? 10
Critical Thinking Questions 47
Cultural Anthropology 11
Linguistic Anthropology 11
Archaeology 11
Physical Anthropology 12 Chapter 3
Applied Anthropology 19 The Biological Basis of Life 48
Physical Anthropology and the Scientific Method 19
Cells 50
The Anthropological Perspective 21
From DNA to Protein 52
■ Why It Matters 22
DNA Structure 52
■ Physical Anthropology in Practice Forensic
Anthropology in the Twenty-First Century 22 DNA Replication 53
Protein Synthesis 54
Summary of Main Topics 23
What Is a Gene? 57
Critical Thinking Questions 23
Regulatory Genes 58
Quick Review Coding and Noncoding DNA 59

Chapter 2 Cell Division 59


Chromosomes 60
The Development of Evolutionary Mitosis 62
Theory 24 Meiosis 62
New Frontiers 66
A Brief History of Evolutionary Thought 26
■ Why It Matters 69
The Scientific Revolution 28
■ Physical Anthropology in Practice Solving Crimes:
Precursors to the Theory of Evolution 29
Forensics and DNA 70
The Discovery of Natural Selection 33
Summary of Main Topics 70
In Darwin’s Shadow 37
Natural Selection 38 Critical Thinking Questions 71
Natural Selection in Action 39

vi

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Contents vii

Chapter 4 Interpreting Species and Other Groups in the


Fossil Record 106
Heredity and Evolution 72 Recognition of Fossil Species 107
Recognition of Fossil Genera 108
The Genetic Principles Discovered by Mendel 75
What Are Fossils and How Do They Form? 109
Segregation 76
Vertebrate Evolutionary History: A Brief
Dominance and Recessiveness 77 Summary 111
Independent Assortment 78 Mammalian Evolution 113
Mendelian Inheritance in Humans 79 The Emergence of Major Mammalian
Misconceptions about Dominance and Groups 115
Recessiveness 81 Processes of Macroevolution 115
Polygenic Inheritance 81 Adaptive Radiation 115
Quick Review Mendelian vs. Polygenic Traits 83 Generalized and Specialized Characteristics 116
Genetic and Environmental Factors 84 Working Together: Microevolution and
Mitochondrial Inheritance 84 Macroevolution 117
Modern Evolutionary Theory 85 ■ Why It Matters 118

The Modern Synthesis 85 ■ Physical Anthropology in Practice How Do Fossils


A Current Definition of Evolution 85 Form? 118
Factors That Produce and Redistribute Variation 86 Summary of Main Topics 119
Mutation 86 Critical Thinking Questions 119
Gene Flow 86
Genetic Drift and Founder Effect 87
Recombination 89 Chapter 6
Natural Selection Is Directional and Acts on
Variation 90
An Overview of the Primates 120
Review of Genetics and Evolutionary Factors 92 Primate Characteristics 122
■ Why It Matters 93 Limbs and Locomotion 123
■ Physical Anthropology in Practice Tracing Your Dentition and Diet 124
Genetic Lineage 94 The Senses and the Brain 124
Summary of Main Topics 94 Maturation, Learning, and Behavior 126
Critical Thinking Questions 95 Primate Adaptations 126
Evolutionary Factors 126
Geographical Distribution and Habitats 127
Chapter 5 Diet and Teeth 130
Locomotion 131
Processes of Macroevolution 96 Primate Classification 132
How We Connect: Discovering the Human Place in the A Survey of the Living Primates 134
Organic World 98 Lemurs and Lorises 134
Principles of Classification 100 Tarsiers 136
Constructing Classifications and Interpreting Anthropoids: Monkeys, Apes, and Humans 137
Evolutionary Relationships 101 Hominoids: Apes and Humans 142
Comparing Evolutionary Systematics with Endangered Primates 150
Cladistics 101
The Bushmeat Trade 154
An Example of Cladistic Analysis: The
■ Why It Matters 156
Evolutionary History of Cars and Trucks 102
■ Physical Anthropology in Practice Where Do
Using Cladistics to Interpret Organisms 103
Humans Fit in the Primate Lineage? 156
Definition of Species 105
Summary of Main Topics 157
Critical Thinking Questions 157

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viii Contents 

Chapter 7 Understanding Our Direct Evolutionary Connections:


What’s a Hominin? 203
Primate Behavior 158 What’s in a Name? 204
Walking the Walk: The Bipedal Adaptation 205
The Evolution of Behavior 160
The Mechanics of Walking on Two Legs 206
Some Factors That Influence Social
Digging for Connections: Early Hominins from
Structure 162
Africa 209
Why Be Social? 164
Quick Review Key Pre-Australopith Discoveries 210
Quick Review Primate Social Strategies 165
Pre-Australopiths (6+–4.4 mya) 210
Primate Social Strategies 166
Australopiths (4.2–1.2 mya) 215
Dominance 166
Later More Derived Australopiths (3–1.2 mya) 219
Communication 167
New Connections: A Transitional
Aggressive Interactions 168 Australopith? 223
Affiliation and Altruism 170 Closer Connections: Early Homo (2+–1.4 mya) 224
Reproduction and Reproductive Behaviors 172 Interpretations: What Does It All Mean? 227
Female and Male Reproductive Strategies 173 Seeing the Big Picture: Adaptive Patterns of Early
Sexual Selection 174 African Hominins 228
Is Infanticide a Reproductive Strategy? 175 ■ Why It Matters 229
Mothers, Fathers, and Infants 176 ■ Physical Anthropology in Practice The Piltdown
Primate Cultural Behavior 178 Controversy 230
Language 182 Summary of Main Topics 230
The Evolution of Language 185 What’s Important Key Early Hominin Fossil
Quick Review Evolution of Human Language 185 Discoveries from Africa 231
The Primate Continuum 186 Critical Thinking Questions 231
■ Why It Matters 187
■ Physical Anthropology in Practice Does Culture
Exist in Nonhuman Primates? 188 Chapter 9
Summary of Main Topics 188
Critical Thinking Questions 189
The First Dispersal of the Genus
Homo: Homo erectus and
Contemporaries 232
Chapter 8 A New Kind of Hominin 234
Primate and Hominin Origins 190 The Morphology of Homo erectus 235
Body Size 235
Early Primate Evolution 192
Brain Size 235
Eocene Primates: Closer Connections to Living
Primates 192 Cranial Shape 238
Oligocene Primates: Anthropoid The Geographical Range of Homo erectus 239
Connections 194 The First Homo erectus: Homo erectus from
Miocene Fossil Hominoids: Closer Connections Africa 239
to Apes and Humans 195 Quick Review Homo erectus Discoveries from
Understanding the Human Connection to Other Africa 241
Primates: Biocultural Evolution 198 Who Were the Earliest African Emigrants? 241
Discovering Human Evolution: The Science of Homo erectus from Indonesia 243
Paleoanthropology 199 Homo erectus from China 244
Early Hominin Tools 200 Quick Review Key Homo Erectus Discoveries from
Connecting the Dots through Time: Asia 246
Paleoanthropological Dating Methods 201

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Contents ix

Asian and African Homo erectus: Speech and Symbolic Behavior 276
A Comparison 247 Burials 277
Later Homo erectus from Europe 248 Molecular Connections: The Genetic Evidence 277
Quick Review Key Homo Erectus and Neandertal DNA 278
Contemporaneous Discoveries from Europe 249 Seeing Close Human Connections: Understanding
Technological Trends During the Time of Homo Premodern Humans 279
erectus 249 ■ Why It Matters 282
Seeing the Connections: Interpretations of Homo ■ Physical Anthropology in Practice What Did the
erectus 250 Neandertals Eat? 282
■ Why It Matters 251
Summary of Main Topics 283
■ Physical Anthropology in Practice Evidence for
What’s Important Key Fossil Discoveries of
Meat Consumption in Homo erectus? 252 Premodern Humans 283
Summary of Main Topics 252 Critical Thinking Questions 283
What’s Important Key Fossil Discoveries of Homo
erectus 253
Critical Thinking Questions 253
Chapter 11
The Origin and Dispersal of Modern
Chapter 10 Humans 284
Premodern Humans 254 Approaches to Understanding Modern Human
Origins 287
When, Where, and What 256
The Regional Continuity Model: Multiregional
The Pleistocene 256
Evolution 287
Dispersal of Middle Pleistocene Hominins 257
Replacement Models 287
Middle Pleistocene Hominins: Terminology 258
The Earliest Discoveries of Modern Humans 290
Premodern Humans of the Middle Pleistocene 259
Africa 290
Africa 259
The Near East 293
Quick Review Key Premodern Human
Asia 294
(H. heidelbergensis) Fossils from Africa 260
Quick Review Key Early Modern Homo sapiens
Europe 260 Discoveries from Africa and the Near East 295
Quick Review Key Premodern Human
Australia 297
(H. heidelbergensis) Fossils from Europe 261
Central Europe 298
Asia 261
Western Europe 300
Quick Review Key Premodern Human
Quick Review Key Early Modern Homo sapiens
(H. heidelbergensis) Fossils from Asia 264
Discoveries from Europe and Asia 301
A Review of Middle Pleistocene Evolution 264
Something New and Different: The “Little People” 302
Middle Pleistocene Culture 265
Technology and Art in the Upper Paleolithic 304
Neandertals: Premodern Humans of the Late
Pleistocene 266 Europe 304
Africa 307
Western Europe 269
Summary of Upper Paleolithic Culture 309
Central Europe 270
■ Why It Matters 309
Western Asia 272
■ Physical Anthropology in Practice Why Aren’t
Central Asia 273
Modern Humans Genetically Diverse? 310
Quick Review Key Neandertal Fossil Discoveries 274
Summary of Main Topics 310
Culture of Neandertals 274
What’s Important Key Fossil Discoveries of Early
Technology 275
Modern Humans and Homo floresiensis 311
Subsistence 275
Critical Thinking Questions 311

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x Contents 

Chapter 12 ■ Physical Anthropology in Practice Did the


Paleolithic Diet Really Exist? 362
Human Variation and Summary of Main Topics 363
Critical Thinking Questions 363
Adaptation 312
Historical Views of Human Variation 314
The Concept of Race 315
Contemporary Interpretations of Human
Chapter 14
Variation 318 The Human Disconnection 364
Human Polymorphisms 319 Human Impact on the Planet and on Other
Polymorphisms at the DNA Level 319 Life-Forms 366
Human Biocultural Evolution 320 Humans and the Impact of Culture 367
Population Genetics 323 Global Climate Change 368
The Adaptive Significance of Human Variation 323 Public Perceptions of Climate Change 369
Solar Radiation and Skin Color 324 Earth’s Shrinking Polar Ice 370
The Thermal Environment 329 Impact on Biodiversity 374
High Altitude 332 Acceleration of Evolutionary Processes 376
Infectious Disease 334 Looking for Solutions 377
The Continuing Impact of Infectious Is There Any Good News? 379
Disease 335 ■ Why It Matters 380
■ Why It Matters 339
■ Physical Anthropology in Practice Is There Really
■ Physical Anthropology in Practice Do Forensic an Anthropocene? 380
Anthropologists Estimate Race? 339 Summary of Main Topics 380
Summary of Main Topics 340 Critical Thinking Questions 381
Critical Thinking Questions 341

Appendix A

Chapter 13 Atlas of Primate Skeletal Anatomy 382

Legacies of Human Evolutionary Appendix B


Summary of Early Hominin Fossil Finds from
History: Effects on the Life Africa 390
Course 342
Appendix C
Evolved Biology and Contemporary Lifestyles—Is there Population Genetics 395
a Mismatch? 344
Biocultural Evolution and the Life Course 345 Appendix D
Diet and Nutrition through the Life Course 346 Sexing and Aging the Skeleton 398
Too Much and Too Little 348
Other Factors Influencing Growth and Glossary 403
Development: Genes, Environment, and
Bibliography 412
Hormones 350
Life History Theory and the Human Life Course 352 Index 428
Pregnancy, Birth, Infancy, and Childhood 353
Onset of Reproductive Function in Humans 356
Decline in Reproductive Function 357
Aging and Longevity 358
Are We Still Evolving? 361
■ Why It Matters 362

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Preface

T
his book is about human evolution and how our species is biologically con-
nected to all life on earth. At its foundation, our topic is a part of human
biology and, more generally, directly linked to all the biological sciences.
Biology is a field that is changing dramatically as new methods are
developed and major discoveries are made almost daily. Much of the most
crucial, and certainly the most exciting, breakthroughs come from molecular stud-
ies of DNA.
The academic discipline that studies human evolution specifically is called physi-
cal (or biological) anthropology. In this field, too, there have been major advances
within the last few years. Perhaps most significantly, this very new knowledge has
revealed how complicated are the genetic mechanisms that build and regulate all
organisms on earth, including humans. What’s more, as new fossils relating to the
evolution of the human lineage are found, the picture of our evolutionary history
becomes all the more complicated.
These exciting developments pose a challenge for students, instructors, and text-
book authors alike, but they also provide the opportunity for a deeper understand-
ing of our subject. Each of the authors of this textbook has taught the introductory
physical anthropology course for many years. From this long experience, we real-
ize that many of the students taking this course had limited biological or anthro-
pological instruction in high school and may find much of the material in this book
entirely new. To help students more easily grasp this new subject area, we provide
clear explanations and examples enhanced by many visual aids.
Within these pages, there are many opportunities for students to seek help in
learning about topics, ideas, and developments encountered for the first time. The
addition of Eric Bartelink as a coauthor for the tenth edition also brings a fresh per-
spective to this edition. To provide even greater assistance than in previous edi-
tions, we have added new photos and have expanded the scope of the text. All these
changes reflect our long-term commitment to our textbook as an effective teach-
ing and learning instrument. Because genetic mechanisms lie at the heart of under-
standing evolution, we address the basic aspects of life, cells, DNA, and the ways spe-
cies change in the early chapters of this text (Chapters 2 through 5). We next turn
(in Chapters 6 and 7) to an exploration of our evolutionary cousins, the nonhuman
primates, and how they relate to us both physically and behaviorally. In Chapters 8
through 11, we briefly discuss the evolutionary history of early primates and then
turn to a more detailed exploration of our specific human evolutionary history over
the past 6 million years. This evolutionary journey takes us back to our small-brained
ancestors in Africa and follows the development of their descendants through time
and over their expanding ranges into Asia and Europe and much later into Australia
and the Americas.
In the last section of this book (Chapters 12 through 14), we cover the most recent
part of our journey through human evolution with a discussion of modern human
biology and trace the ongoing evolution of our species. Major topics include the nature
of human variation (including the social construct of “race”), patterns of adaptation in
recent human populations, and the developmental changes ­experienced by humans

xi

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xii Preface 

through the life course. In the concluding chapter, “The Human Disconnection,” we
discuss how humans now adapt to and alter the planet and compare these recent
developments with our species’ long evolutionary past, when humans were not so
numerous or so dependent on nonrenewable resources. These dramatic alterations
to our world will pose enormous challenges to people throughout the twenty-first
century and beyond. We hope that this book will better prepare all of you for what
lies ahead.

In-Chapter Learning Aids


Connections graphic at the beginning of each chapter shows the biological
relationships emphasized in the chapter in the context of topics in other chapters.

A running glossary in the margins provides definitions of terms immediately


adjacent to the text where the term is first introduced. A full glossary is provided at
the back of the book.

Quick Review boxes found throughout the book briefly summarize complex or
controversial material in a visually simple fashion.

Why it Matters sections (with “Your Turn” scenarios) at the end of chapters make
the case for the importance of studying the material presented in the chapters by
relating that material to students’ lives.

Physical Anthropology in Practice sections (with “What Do You Think?”


questions) at the end of chapters are designed to highlight case studies and appli-
cations within physical anthropology to provide students a broader perspective on
various topics covered in the chapter.

What’s Important tables summarize the most significant fossil discoveries dis-
cussed in relevant chapters to help students as they review the chapter material.

Figures, including numerous photographs, line drawings, and maps, most in full
color, are carefully selected to clarify text materials and directly support the discus-
sion in the text.

Critical Thinking Questions at the end of each chapter reinforce key concepts
and encourage students to think critically about what they have read.

Full bibliographical citations throughout the book provide sources from


which the materials are drawn. This type of documentation guides students to pub-
lished, peer-reviewed source materials and illustrates for students the proper use
of references. All cited sources are listed in the comprehensive bibliography at the
back of the book.

What’s New in the Tenth Edition?


At the start of every chapter, we have added student learning objectives (linked to
the main chapter headings) and a short chapter outline; these tools provide a preview
of the upcoming chapter content. Toward the end of each chapter, we have extend-
ed the “Why It Matters” boxes by incorporating a “Your Turn” activity that allows
students to decide what to do next. We have also added a new feature box (“Physi-

Copyright 2017 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Preface xiii

cal Anthropology in Practice”) highlighting important discoveries, controversies,


and contributions by physical anthropologists, while engaging students with criti-
cal thinking questions.
We have updated much of the book, reflecting recent discoveries and advances in
virtually every aspect of physical anthropology:
In Chapter 1, we have added information on forensic anthropology as a grow-
ing area of physical anthropology. In Chapter 2, we have expanded the discussion
of creationism and have contextualized the public debate on evolutionary theory
between scientists and creationists. We also provide additional examples of natural
selection in action.
There is no area of biological research today that advances more rapidly than the
study of genetics. Because genetics underlies evolution and thus nearly every topic
in this book, we strived to keep our coverage as up to date as possible. At the same
time, it’s important to make this complicated topic understandable and (we hope)
enjoyable to college students, whose lives are impacted by genetic research every day.
As genetic technology continues to grow at an unprecedented pace, it is our task
to present the most relevant new discoveries in as simple a manner as possible. In
Chapter 3, we discuss the basis for genetic typing of biological materials used in
forensic science and in Chapter 4 provide a discussion of what information can be
learned about a person’s genetic heritage through DNA typing.
Primatologists are regularly reporting on new discoveries about our closest rela-
tives, the nonhuman primates, revealing our continuity with them. Since many of
our primate cousins are unfamiliar to our readers, we’ve updated several photos to
provide new examples of primates in the wild or to highlight specific behaviors. In
Chapter 6, we added a discussion of the genetic relationship between humans and
our closest living relatives, the chimpanzees. Today, most nonhuman primates are
endangered, and we hope to raise awareness of them among students who read this
book. Also in this chapter, we’ve significantly updated the statistics on threatened
primate species and provide a discussion of recent efforts in primate conservation.
Chapter 7 provides an expanded discussion of evidence of culture among nonhu-
man primates.
Remarkable new discoveries of fossil hominins are discussed in Chapters 8
through 11. Chapter 8 covers the fossil primates and earliest hominins. It presents
on the earliest known primate group to which monkeys, apes, and humans belong,
recently found in China, as well as a new fossil discovery from Tanzania that shows
the earliest evidence for the divergence between Old World monkeys and apes. Also
in Chapter 8, we discuss evidence for the earliest known stone tools (tentatively
dated to 3.3 million years ago), a possible new hominin species discovered in Ethiopia
(dated to 3.4 million years ago), and expand the discussion of Australopithecus sediba
based on the most recent research.
Chapter 9 has updates relating to the study of Homo erectus growth rates and
estimation of body size, a new Homo erectus discovery from Dmanisi, Georgia, that
represents the most complete skull of an early hominin, the earliest probable evi-
dence for the systematic use of fire based on studies from Wonderwerk Cave in South
Africa, new dating on a Homo erectus fossil from China, and an expanded discussion
of the role of meat consumption in hominin evolution.
Chapter 10 has been extensively revised to include the most recent genetic dis-
coveries on Middle Pleistocene premodern humans, Neandertals, and Denisovans.
These molecular discoveries show that Neandertals and Denisovans interbred with
modern humans, and their genes can still be found in many contemporary human
populations! A new discussion of Neandertal diets is provided based on analyses of
stable isotopes of Neandertal bones and plant starch grains from dental calculus.
Chapter 11 expands on the origins of modern human populations and highlights
new genetic findings regarding Late Pleistocene migration events. The discussion on

Copyright 2017 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
xiv Preface 

the unusual Indonesian hominins, Homo floresiensis (popularly called “hobbits”), has
also been expanded. We have also updated the chapter to discuss early evidence for
complex behaviors among early modern humans from Border Cave, South Africa.
In Chapters 12 and 13, our focus turns to modern human biology. We have updat-
ed information on the global issues of HIV and tuberculosis infection, the reemer-
gence of infectious diseases due to the overuse of antibiotics and the anti-vaccina-
tion movement, and perspectives on human variation used in forensic anthropology.
One theme that we emphasize throughout the book is that we are the result of not
only biological but also cultural evolutionary factors. In other words, we are a biocul-
tural species. In Chapter 13, now titled “Legacies of Human Evolutionary History:
Effects on the Life Course,” we focus on ways in which biology and culture act on the
human life course from conception, through reproduction, to the end of life. There
are a number of ways in which our biology, resulting from millions of years of evolu-
tion, seems to be mismatched with the lives we lead today, leading in some cases to
compromised health. For example, the biology of women may not be well suited to
the highly frequent menstrual cycling that results from the use of modern forms of
birth control. Some health disorders that we are dealing with today may stem from
the dramatic differences between the diets of our ancestors and the foods we eat
today. In this chapter, there’s a new discussion of recent research on the human gut
microbiome, human brain growth rates, infant dependency, menopause, pleiotropic
genes, factors influencing cancer risk, and the Paleolithic diet trend.
Finally, in Chapter 14, we focus on another theme that runs through the book—
why it matters that we know and understand human evolutionary history, its impact
on the world today, and how we have distanced ourselves from other living species
with which we share so many connections. We humans and the consequences of our
activities are probably the most important influences on evolution today, causing the
extinction or near-extinction of thousands of other life-forms and threatening the
very planet on which we live. Our disconnection from other life-forms and from our
own evolutionary past pose the biggest challenges our species has ever faced. Only
by understanding how we got to this point can we begin to respond to the challenges
that are in our future and the futures of our children and grandchildren.

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Acknowledgments
Over the years, many friends and colleagues have assisted us with our books. For this
edition we are especially grateful to the reviewers who so carefully commented on
the manuscript and made such helpful suggestions: Erica Begun, Grand Valley State
University; Kathleen Blue, Minnesota State University, Mankato; Nancy Gonlin, Bel-
levue College; Alice Kingsnorth, Sierra College; Tiffany Rawlings, State University of
New York College at Brockport; Chad Ryan, University of Southern Indiana; Melissa
Schaefer, Salt Lake Community College; Brian Stokes, Allan Hancock College; and
Selena Wakim, Mt. San Jacinto College.
We wish to thank the team at Cengage Learning: Elizabeth Beiting-Lipps, Kate
Scheinman, Trudy Brown, and Rita Jaramillo. Moreover, for their unflagging exper-
tise and patience, we are grateful to our copy editor, Janet Greenblatt, our production
coordinator, Gary Hespenheide, and his skilled staff at Hespenheide Design: Patti
Zeman, Randy Miyake, and Bridget Neumayr.
To the many friends and colleagues who have generously provided photographs
we are greatly appreciative: Zeresenay Alemseged, Art Aufderheide, Amy Bartelink,
Malia Bartelink, Melanie Beasley, Lee Berger, C. K. Brain, Günter Bräuer, David
Brill, Peter Brown, Chip Clark, Desmond Clark, Ron Clarke, Raymond Dart, Henri
de Lumley, Emanuelle de Merode, Jean DeRousseau, Michael S. Donnenberg, Denis
Etler, Diane France, Robert Franciscus, David Frayer, Kathleen Galvin, Danielle
Gregory, W. Henry Gilbert, David Haring, John Hodgkiss, Almut Hoffman,
Ellen Ingmanson, Fred Jacobs, Donald Johanson, Peter Jones, John Kappelman,
Richard Kay, William Kimbel, Arlene Kruse, Krista Latham, Richard Leakey, Linda
Levitch, Barry Lewis, Carol Lofton, David Lordkipanidze, Giorgio Manzi, Colleen
Milligan, Russell Mittermeier, Lorna Moore, Corrina Most, Jackie Murad, Turhon
Murad, Harry Nelson, Gerald Newlands, John Oates, Bonnie Pedersen, Alexandra
Perrone, David Pilbeam, William Pratt, Judith Regensteiner, Charlotte Roberts,
Sastrohamijoyo Sartono, Eugenie Scott, Rose Sevick, Beth Shook, Elwyn Simons,
Meredith Small, Fred Smith, Thierry Smith, Masanaru Takai, Heather Thew, Nelson
Ting, Li Tianyuan, Phillip Tobias, Erik Trinkaus, Bence Viola, Alan Walker, Carol
Ward, Dietrich Wegner, James Westgate, Randy White, P. Willey, Milford Wolpoff,
Xinzhi Wu, João Zilhão, and Bernhard Zipfel.

Robert Jurmain
Lynn Kilgore
Wenda Trevathan
Eric J. Bartelink

January 2016

In memory of Dr. Turhon Murad (1944–2015)


Brian Brazeal

xv

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Supplements
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For students:
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students build critical thinking and analytical skills that will transfer to other
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Supplements xvii

• MindTap helps students stay organized and efficient with a single destination that
reflects what’s important to the instructor, along with the tools students need to
master the content.
• MindTap empowers and motivates students with information that shows where
they stand at all times—both individually and compared with the highest per-
formers in class.
Additionally, for instructors, MindTap allows you to:
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or pulling from sources like RSS feeds, YouTube videos, websites, Googledocs,
and more.
• Use powerful analytics and reports that provide a snapshot of class progress, time
in course, engagement, and completion.

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ESSENTIALS OF

Physical
Anthropology

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Connections

Evolutionary theory,
particularly natural
selection, explains
how life-forms have
Physical anthropology changed over time.
investigates how humans
have evolved.

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Another random document with
no related content on Scribd:
CHAPTER XI.
Castlereagh’s long note of April 10, communicated by Foster to
the American government, contained a paragraph defining the British
doctrine of retaliation:—
“What Great Britain always avowed was her readiness to rescind
her orders as soon as France rescinded, absolutely and
unconditionally, her decrees. She never engaged to repeal those
orders as affecting America alone, leaving them in force against other
States, upon condition that France would except, singly and
especially, America from the operation of her decrees. She could not
do so without the grossest injustice to her allies, as well as all other
neutral nations; much less could she do so upon the supposition that
the special exception in favor of America was to be expressly granted
by France, as it has been hitherto tacitly accepted by America, upon
conditions utterly subversive of the most important and indisputable
maritime rights of the British empire.”

Long afterward Madison objected[172] to the common accounts of


the war, that they brought too little into view “the more immediate
impulse to it” given by this formal notice communicated to him
officially by Foster, which left no choice between war and
degradation. He regarded this notice as making further discussion
impossible. His idea was perhaps too strongly asserted, for Foster
offered, under other instructions, a new and important concession,—
that England should give up altogether her system of licensing trade
with the Continent, and in its place should enforce a rigorous
blockade;[173] but Madison and Monroe declined listening to any
offer that did not admit in principle the right of the United States to
trade with every European country.[174] Thus at the last moment the
dispute seemed to narrow itself to the single point of belligerent right
to blockade a coast.
Acting at once on the theory that Castlereagh’s instructions of
April 10 gave the last formal notice intended by the British
government, President Madison prepared a Message recommending
an immediate declaration of war. This Message was sent to
Congress June 1; the two Houses instantly went into secret session,
and the Message was read. No one could dispute the force of
Madison’s long recital of British outrages. For five years, the task of
finding excuses for peace had been more difficult than that of
proving a casus belli; but some interest still attached to the
arrangement and relative weight of the many American complaints.
Madison, inverting the order of complaints previously alleged,
began by charging that British cruisers had been “in the continued
practice of violating the American flag on the great highway of
nations, and of seizing and carrying off persons sailing under it.” The
charge was amply proved, was not denied, and warranted war; but
this was the first time that the Government had alleged impressment
as its chief grievance, or had announced, either to England or to
America, the intention to fight for redress,—and England might fairly
complain that she had received no notice of intended war on such
ground. The second complaint alleged that British cruisers also
violated the peace of the coasts, and harassed entering and
departing commerce. This charge was equally true and equally
warranted war, but it was open to the same comment as that made
upon the first. The third grievance on which the President had
hitherto founded his coercive measures consisted in “pretended
blockades, without the presence of an adequate force and
sometimes without the practicability of applying one,” by means of
which American commerce had been plundered on every sea,—a
practice which had come to its highest possible development in the
fourth grievance, the sweeping system of blockades known as the
Orders in Council. These four main heads of complaint covered
numbers of irritating consequences, but no other separate charge
was alleged, beyond an insinuation that the hostile spirit of the
Indians was connected with their neighborhood to Canada.
On the four great grievances thus defined every American could
in theory agree; but these admitted wrongs had hitherto been
endured as a matter of expediency, rather than resort to war; and the
opposition still stood on the ground that had been so obstinately held
by Jefferson,—that war, however just, was inexpedient. If union in
the war policy was to be hoped, the President must rather prove its
expediency than its justice. Even from his own point of view, two
doubts of expediency required fresh attention. For the first time,
England showed distinct signs of giving way; while on the other hand
France showed only the monomania of insisting on her decrees,
even to the point of conquering Russia. In the face of two such
movements, the expediency of war with England became more than
ever doubtful; and if the President wished for harmony, he must
remove these doubts. This he did not attempt, further than by
alluding to the sense of Castlereagh’s late despatch, as yet not in his
possession. What was still more remarkable, he said nothing in
regard to the contract with France, which since November, 1809, he
had made the ground for every measure of compulsion against
England. Indeed, not only was the contract ignored, but if any
meaning could be placed on his allusions to France, the theory of
contract seemed at last to be formally abandoned.
“Having presented this view of the relations of the United States
with Great Britain, and of the solemn alternative growing out of them, I
proceed to remark that the communications last made to Congress on
the subject of our relations with France will have shown that since the
revocation of her decrees, as they violated the neutral rights of the
United States, her government has authorized illegal captures by its
privateers and public ships; and that other outrages have been
practised on our vessels and our citizens. It will have been seen, also,
that no indemnity had been provided, or satisfactorily pledged, for the
extensive spoliations committed under the violent and retrospective
orders of the French government against the property of our citizens,
seized within the jurisdiction of France. I abstain at this time from
recommending to the consideration of Congress definite measures
with respect to that nation.”
The war of 1812 was chiefly remarkable for the vehemence with
which, from beginning to end, it was resisted and thwarted by a very
large number of citizens who were commonly considered, and who
considered themselves, by no means the least respectable,
intelligent, or patriotic part of the nation. That the war was as just and
necessary as any war ever waged, seemed so evident to Americans
of another generation that only with an effort could modern readers
grasp the reasons for the bitter opposition of large and respectable
communities which left the government bankrupt, and nearly severed
the Union; but if students of national history can bear with patience
the labor of retaining in mind the threads of negotiation which
President Madison so thoroughly tangled before breaking, they can
partially enter into the feelings of citizens who held themselves aloof
from Madison’s war. In June, 1812, the reasons for declaring war on
Great Britain, though strong enough, were weaker than they had
been in June, 1808, or in January, 1809. In the interval the British
government had laid aside the arrogant and defiant tones of
Canning’s diplomacy; had greatly modified the Orders in Council;
had offered further modifications; and had atoned for the
“Chesapeake” outrage. In 1807 England would have welcomed a
war with the United States; in 1812 she wanted peace, and yielded
much to secure it. In 1808 America was almost unanimous, her
government still efficient, well supplied with money, and little likely to
suffer from war; in 1812 the people were greatly divided, the
government had been weakened, and the Treasury was empty. Even
Gallatin, who in 1809 had been most decided for war, was believed
in 1812 to wish and to think that it might be avoided. Probably four
fifths of the American people held the same opinion. Not merely had
the situation in every other respect changed for the worse, but the
moral convictions of the country were outraged by the assertion of a
contract with Napoleon—in which no one believed—as the reason
for forcing religious and peaceful citizens into what they regarded as
the service of France.
The war Message of June 1 rather strengthened than removed
grounds of opposition. The President alleged but one reason for
thinking war expedient at that moment rather than at another; but
when in after years he insisted that Castlereagh’s instructions were
the immediate cause which precluded further negotiation, he
admitted his own mistake, and presumed that had Congress known
what was then passing in England the declaration of war would have
been suspended and negotiations renewed.[175] Such a succession
of mistakes, admitted one after another almost as soon as they were
made, might well give to Madison’s conduct the air so often
attributed to it, of systematic favor to Napoleon and equally
systematic hostility to England.
The House went at once into secret session; the Message was
referred to the Committee of Foreign Relations; and two days
afterward, June 3, Calhoun brought in a report recommending an
immediate appeal to arms. As a history of the causes which led to
this result, Calhoun’s report was admirable, and its clearness of style
and statement forced comparisons not flattering to the President’s
Message; but as an argument for the immediate necessity of war,
the report like the Message contented itself with bare assertions.
“The United States must support their character and station among
the nations of the earth, or submit to the most shameful
degradation.” Calhoun’s arguments were commonly close in logic,
and avoided declamation; but in the actual instance neither he nor
his followers seemed confident in the strength of their reasoning.
After the House had listened in secret session, June 3, to the
reading of this report, Josiah Quincy moved that the debate should
be public. The demand seemed reasonable. That preliminary
debates should be secret might be proper, but that war with any
Power, and most of all with England, should be declared in secret
could not be sound policy, while apart from any question of policy the
secrecy contradicted the professions of the party in power. Perhaps
no single act, in a hundred years of American history, showed less
regard for personal and party consistency than the refusal by the
Republicans of 1812 to allow society either rights or privileges in
regard to the declaration of war upon England. Quite apart from
military advantages to be hoped from secrecy, Henry Clay and his
friends were weary of debate and afraid of defeat. Only a few days
before, May 29, Clay forced Randolph from the floor by tactics which
showed that no more discussion was to be allowed. The secret
session gave the Speaker absolute power, and annihilated
opposition. By seventy-six votes to forty-six, the House rejected
Quincy’s motion; and a similar motion by Randolph shared the same
fate.
This demand being refused, the minority declined further
discussion. They said that any act of theirs which admitted the
validity of what they held to be a flagrant abuse of power could do no
good, and might create a dangerous precedent. Henceforward they
contented themselves with voting. On the same day Calhoun
presented the bill declaring war against England, and on the second
reading the opposition swelled to forty-five votes; while of the
Republican majority, numbering about one hundred and five
members, only seventy-six could be brought to the test. June 4 the
third reading was carried by a vote of seventy-eight to forty-five, and
the same day the bill passed by a vote of seventy-nine to forty-nine.
Proverbially wars are popular at their beginning; commonly, in
representative governments, they are declared by aid of some part
of the opposition. In the case of the War of 1812 the party in power,
instead of gaining strength by the declaration, lost about one fourth
of its votes, and the opposition actually gained nearly one fifth of the
Administration’s strength. In the Senate the loss was still greater.
There too the President’s Message was debated in secret, but the
proceedings were very deliberate. A select committee, with Senator
Anderson of Tennessee at its head, took charge of the Message, and
consumed a week in studying it. June 8 the committee reported the
House bill with amendments. June 11 the Senate, by a vote of
seventeen to thirteen, returned the bill to the committee for further
amendment. June 12 the committee reported the amendments as
instructed. The Senate discussed them, was equally divided, and
accordingly threw out its own amendments. June 15 the Senate
voted the third reading of the House bill by a vote of nineteen to
thirteen. June 16, after a strong speech for delay from Senator
James A. Bayard, the Senate again adjourned without action; and
only June 18, after two weeks of secret discussion, did the bill pass.
Nineteen senators voted in its favor; thirteen in opposition. Samuel
Smith, Giles, and Leib, the three Republican senators most openly
hostile to Madison, voted with the majority. Except Pennsylvania, the
entire representation of no Northern State declared itself for the war;
except Kentucky, every State south of the Potomac and the Ohio
voted for the declaration. Not only was the war to be a party
measure, but it was also sectional; while the Republican majority,
formerly so large, was reduced to dependence on the factious
support of Smith, Giles, and Leib.
The bill with its amendments was at once returned to the House
and passed. Without a moment’s delay the President signed it, and
the same day, June 18, 1812, the war began.
“The President’s proclamation was issued yesterday,” wrote
Richard Rush, the comptroller, to his father, June 20;[176] ... “he
visited in person—a thing never known before—all the offices of the
departments of war and the navy, stimulating everything in a manner
worthy of a little commander-in-chief, with his little round hat and huge
cockade.”
In resorting to old-fashioned methods of violence, Congress had
also to decide whether to retain or to throw away its weapons of
peaceful coercion. The Non-importation Act stopped importations
from England. If war should be considered as taking the place of
non-importation, it would have the curious result of restoring trade
with England. Opinions were almost as hotly divided on the question
of war with, or war without, non-importation as on the question of war
and peace itself; while even this detail of policy was distorted by the
too familiar interference of Napoleon,—for the non-importation was a
part of his system, and its retention implied alliance with him, while
the admission of English merchandise would be considered by him
almost an act of war. The non-importation was known to press
severely on the industries of England, but it threatened to paralyze
America. In the absence of taxation, nothing but the admission of
British goods into the United States could so increase the receipts of
the Treasury as to supply the government with its necessary
resources. Thus, two paths lay open. Congress might admit British
goods, and by doing so dispense with internal taxes, relieve the
commercial States, and offend France; or might shut out British
goods, disgust the commercial States, double the burden of the war
to America, but distress England and please Napoleon.
War having been declared June 18, on June 19 Langdon Cheves
introduced, from the Committee of Ways and Means, a bill partially
suspending the Non-importation Act. He supported his motion by a
letter from Gallatin, accepting this bill as an alternative to the tax
bills. On the same day news arrived of more American vessels
burned by French frigates. Chaos seemed beyond control. War with
England was about to restore commerce with her; alliance with
France was a state of war with her. The war party proposed to
depend on peace taxes at the cost of France their ally, in the
interests of England their enemy; the peace party called for war
taxes to discredit the war; both parties wanted trade with England
with whom they were at war; while every one was displeased with
the necessity of assisting France, the only ally that America
possessed in the world. Serurier went to the Secretary of State to
discuss this extraordinary situation, but found Monroe in no happy
temper.[177]
“He began by complaining to me of what, for that matter, I knew
already,—that a considerable number of new American ships, going to
Spain and Portugal and returning, had been very recently burned by
our frigates, and that others had been destroyed on the voyage even
to England. The Secretary of State on this occasion, and with
bitterness, renewed to me his complaints and those of the
Government and of Congress, whose discontent he represented as
having reached its height. I am, Monseigneur, as weary of hearing
these eternal grumblings as of having to trouble you with them; but I
think myself obliged to transmit to you whatever is said of an official
character. Mr. Monroe averred that for his part, as Secretary of State,
since he had never ceased down to this moment to maintain the
repeal of our decrees, he found himself suddenly compromised in the
face of his friends and of the public, and he must admit he had almost
lost the hope of an arrangement with us. Such were, Monseigneur, his
expressions; after which he retraced to me the system that the
Administration had never ceased pursuing with constancy and
firmness for eighteen months, and the last act of which had at length
been what I had seen, a formal declaration of war against England by
the republic,—‘at a moment,’ he added, ‘when it feels ill-assured of
France, and is so ill-treated by her.’ He finished at last by saying to
me, with a sort of political coquetry, that he was among his friends
obliged to admit that they had been too weak toward France, and that
perhaps they had been too quick in regard to England.”
Serurier wrote that the bitterness against France was really such
as would have caused a declaration of war against her as well as
against England, if the Administration had not stopped the
movement in Congress; nothing prevented the double war except
the military difficulties in its way. At the moment when, June 23, the
French minister was writing in these terms to the Duc de Bassano,
the House of Representatives was considering the action he feared.
Cheves had proposed to modify the non-importation,—the
Federalists moved to repeal it altogether; and although they were
defeated that day in committee, when Cheves’s bill came before the
House no less a champion than Calhoun rose to advocate the
reopening of trade.
Whatever Calhoun in those days did, was boldly and well done;
but his speech of June 24, 1812, against commercial restrictions,
was perhaps the boldest and the best of his early efforts. Neither
great courage nor much intelligence was needed to support war,
from the moment war became a party measure; but an attack on the
system of commercial restriction was a blow at Madison, which
belittled Jefferson, and threw something like contempt on the
Republican party from its beginning twenty years before, down to the
actual moment. How gently Calhoun did this, and yet how firmly he
laid his hands on the rein that was to guide his party into an opposite
path, could be seen in his short speech.
“The restrictive system, as a mode of resistance,” he said, “and a
means of obtaining a redress of our wrongs, has never been a favorite
one with me. I wish not to censure the motives which dictated it, or to
attribute weakness to those who first resorted to it for a restoration of
our rights.... I object to the restrictive system, and for the following
reasons,—because it does not suit the genius of our people, or that of
our government, or the geographical character of our country.”
With a single gesture, this young statesman of the new school
swept away the statesmanship of Jefferson and Madison, and waved
aside the strongest convictions of his party; but he did it with such
temperate statement, and with so serious a manner, that although he
said in effect little less than had been said for years by Federalists
and enemies, he seemed rather to lead than to oppose. “We have
had a peace like a war: in the name of heaven let us not have the
only thing that is worse,—a war like a peace.” That his voice should
be at once obeyed was not to be expected; but so many Republican
members followed Calhoun, Cheves, and Lowndes, that the
Federalists came within three votes of carrying their point; and so
equally divided was the House that, June 25, when the Federalists
returned to the attack and asked for a committee to report a bill
repealing the non-importation, the House divided sixty against sixty,
and the Speaker’s vote alone defeated the motion.
Greatly to the French minister’s relief the storm passed over; but
the heroic decision of Congress not only to punish England, but to
punish itself by deprivation of everything English,—not only to fight
Napoleon’s battles, but also to fight them under every disadvantage
that Napoleon chose to exact,—could not but increase the
vehemence of Northern hatred against the war, as it was certain to
increase Southern hatred against taxes. Gallatin knew not what to
expect. June 26 he wrote to a friend,[178]—
“We have not money enough to last till January 1 next, and
General Smith is using every endeavor to run us aground by opposing
everything,—treasury notes, double duties, etc. The Senate is so
nearly divided, and the division so increased by that on the war
question, that we can hardly rely on carrying anything.”
Although Gallatin caused the necessary bills for the war taxes to
be reported to the House June 26, he had no idea of passing them,
and was not surprised when by a vote of seventy-two to forty-six the
House postponed them to the next session, Calhoun and Cheves
voting with the Federalists against postponement. This chronic
helplessness could not last in face of war without stopping
government itself; and Congress, with a bad grace, yielded at last to
necessity. Even while Gallatin was complaining, the Senate passed
the bill for issuing five millions in treasury notes. June 30 it passed
the bill doubling the duties on imports. In rapid succession, such
other bills as were most needed by Government were put upon their
passage; and July 6 the exhausted Congress adjourned, glad to
escape its struggle with the novel problems of war.
In American history few sessions of Congress left a deeper mark
than that of 1811–12; but in the midst of the war excitement several
Acts of high importance almost escaped public notice. As far-
reaching as the declaration of war itself was the Act, approved April
8, 1812, declaring the State of Louisiana to be admitted into the
Union. Representatives of the Eastern States once more protested
against the admission of new territory without consulting the States
themselves; but Congress followed up the act by one more open to
question. West Florida had remained hitherto in the condition of its
military occupation a year before. Congress had then found the
problem too hard to solve on any theory of treaty or popular rights;
but in the excitement of the war fever Government acted on the new
principle that West Florida, which had been seized because it was a
part of Louisiana, should be treated as though it were a conquered
territory. An Act of Congress, approved April 14, divided the district in
halves at the Pearl River, and annexed the western half—against the
expressed wishes of its citizens[179]—to the new State of Louisiana;
the eastern portion was incorporated in the Mississippi Territory by
an Act approved May 14, 1812.
To the territory of West Florida the United States had no right.
Their ownership of the country between the Iberville and the Perdido
was a usurpation which no other country was bound to regard;
indeed, at the moment when Congress subjected the shores of
Mobile Bay to the Mississippi Territorial government, Mobile was still
garrisoned by a Spanish force and ruled by the Spanish people. The
case of West Florida was the more curious, because in after years
the United States government, in order to obtain a title good beyond
its own borders, accepted the territory as a formal grant from the
King of Spain. Ferdinand VII., the grantor and only rightful interpreter
of his own grant,[180] inserted an article into the treaty of 1819 which
was intended by him to discredit, and did in fact ignore, the
usurpations of the United States: “His Catholic Majesty cedes to the
United States, in full property and sovereignty, all the territories
which belong to him situated to the eastward of the Mississippi,
known by the names of East and West Florida.”[181] According to the
Acts of Congress, no territory known as West Florida belonged to the
King of Spain, but had been ceded to the United States as a part of
Louisiana. The admission by treaty in 1819 that Ferdinand VII. was
still sovereign over any territory known by the name of West Florida,
threw discredit on the previous acts of President and Congress, and
following the confusion due to the contradictory systems they had
pursued, created a chaos which neither proclamations, Acts of
Congress, treaties, nor decisions of the courts, numerous and
positive as they might be, could reduce to order. History cannot tell
by what single title the United States hold West Florida.
East Florida threatened to become a worse annoyance. In
January, 1811, as the story has told, the President, under authority of
a secret Act of Congress, sent George Matthews and John McKee to
take possession, under certain circumstances, of Mobile and
Fernandina. Their written instructions were singularly loose.[182] In
general they were to take possession of East Florida only in case the
Spanish authorities or “the existing local authority” should wish it, or
in case of actual British interference; but their conduct was to be
“regulated by the dictates of their own judgments, on a close view
and accurate knowledge of the precise state of things there, and of
the real disposition of the Spanish government.” Besides these
written instructions, Matthews professed to be guided by verbal
explanations of a stronger character. With the precedent of Baton
Rouge before his eyes, Matthews could not but assume that he was
sent to St. Mary’s for a practical object; and he found there a
condition of affairs that seemed to warrant him in acting with energy.
St. Mary’s River was filled with British vessels engaged in smuggling
British merchandise into the United States in defiance of the Non-
importation Act; while Amelia Island, on which the town of
Fernandina stood, was a smuggling depot, and the Spanish authority
an empty form, useful only for the protection of illicit trade.
Matthews’s official reports assumed as a matter of course an
intention in his Government to possess itself of East Florida. His
letters made no disguise of his own acts or intentions. After six
months of inquiry, he wrote to Secretary Monroe, Aug. 3, 1811, a
plain account of the measures necessary to be taken:[183]—
“I ascertained that the quiet possession of East Florida could not
be obtained by an amicable negotiation with the powers that exist
there; ... that the inhabitants of the province are ripe for revolt. They
are, however, incompetent to effect a thorough revolution without
external aid. If two hundred stand of arms and fifty horsemen’s swords
were in their possession, I am confident they would commence the
business, and with a fair prospect of success. These could be put into
their hands by consigning them to the commanding officer at this post,
subject to my order. I shall use the most discreet management to
prevent the United States being committed; and although I cannot
vouch for the event, I think there would be but little danger.”
In October, Matthews communicated freely his plans and wishes
to Senator Crawford, and commissioned him to explain them to the
Government.[184] The President was fully acquainted with them, and
during six months offered no objection, but waited in silence for
Matthews to effect the revolution thus prepared.
Matthews carried out his mission by following the West Florida
precedent as he understood it. March 16, 1812, some two hundred
self-styled insurgents crossed the river, landed on Amelia Island, and
summoned the garrison of Fernandina to surrender. At the same
time the American gunboats, stationed on the river, took a position to
watch the movement. The Spanish commandant sent to inquire
whether the American gunboats meant to assist the insurgents, and
receiving an answer in the affirmative, he capitulated to the so-called
patriots.[185] Independence was declared; an independent flag was
raised; and when this formality ended, the patriots summoned
General Matthews, who crossed the river with a company of the
regular army, and March 19 took possession of Amelia Island,
subject to the President’s approval.
Matthews supposed his measures to be warranted by his
instructions, and thought the Government bound to sustain him; but
the Government took an opposite course. April 4 Monroe wrote to
Matthews[186] disavowing the seizure of Amelia Island, and referring
to the precedent of Baton Rouge as the proper course to have
followed. “The United States did not take possession until after the
Spanish authority had been subverted by a revolutionary proceeding,
and the contingency of the country being thrown into foreign hands
had forced itself into view.” Matthews failed to see why one
“revolutionary proceeding” was not as good as another, or why the
fiction of foreign interference might not serve as well at Fernandina
as at Baton Rouge. He was excessively indignant, and believed his
disavowal to be due to the publication of John Henry’s letters, which
had made the President suddenly sensitive to the awkwardness of
doing openly acts which he imputed as a crime in the governor-
general of Canada to imagine. Senator Crawford afterward wrote to
Monroe[187] that this impression was by no means confined to
Matthews; indeed, Crawford himself seemed to share it. Yet
governments were not bound to make explanations to their
instruments; and Matthews was told only that he had mistaken the
President’s wishes, and that his instructions were meant in good
faith to require that the Spaniards should of their own accord ask to
surrender their territory to the United States.
April 24 Madison wrote to Jefferson:[188] “In East Florida
Matthews has been playing a strange comedy in the face of
common-sense as well as of his instructions. His extravagances
place us in the most distressing dilemma.” The dilemma consisted in
the President’s wish to maintain possession of Amelia Island, and
the difficulty of doing it. In explaining the matter to the French
minister, Monroe made no secret of the President’s wishes:[189]—
“Mr. Monroe, in communicating the facts to me at one of our last
conversations, told me that General Matthews had gone beyond his
orders; that he was told to observe only; and in case a third Power,
which could be only England, should present itself to occupy the
island, he was to prevent it if possible, and in case of necessity
repulse the disembarking troops. He added that nevertheless, now
that things had reached their present condition, there would be more
danger in retreating than in advancing; and so, while disavowing the
General’s too precipitate conduct, they would maintain the
occupation.”
This decision required some double dealing. April 10 Monroe
wrote[190] to the governor of Georgia, requesting him to take
Matthews’s place and to restore Amelia Island to the Spanish
authorities; but this order was for public use only, and not meant to
be carried into effect. May 27 Monroe wrote again,[191] saying:—
“In consequence of the compromitment of the United States to the
inhabitants, you have been already instructed not to withdraw the
troops unless you find that it may be done consistently with their
safety, and to report to the Government the result of your conferences
with the Spanish authorities, with your opinion of their views, holding
in the mean time the ground occupied.”
Governor Mitchell would have been a poor governor and still
poorer politician, had he not read such instructions as an order to
hold Amelia Island as long as possible. Instead of re-establishing the
Spanish authority at Fernandina, he maintained the occupation
effected by Matthews.[192] June 19, the day after declaring war
against England, the House took up the subject on the motion of
Troup of Georgia, and in secret session debated a bill authorizing
the President not to withdraw the troops, but to extend his
possession over the whole country of East and West Florida, and to
establish a government there.[193] June 25, by a vote of seventy to
forty-eight, the House passed this bill, which in due time went
successfully through all its stages in the Senate until July 3, when
the vote was taken on its passage. Only then three Northern
Republicans,—Bradley of Vermont, Howell of Rhode Island, and Leib
of Pennsylvania,—joining Giles, Samuel Smith, and the Federalists,
defeated, by a vote of sixteen to fourteen, this bill which all the
President’s friends in both Houses supported as an Administration
measure, and upon which the President promised to act with
decision; but even after its failure the President maintained
possession of Fernandina, with no other authority than the secret Act
of Congress which had been improperly made by Matthews the
ground of usurping possession.
From the pacific theories of 1801 to the military methods of 1812
was a vast stride. When Congress rose, July 6, 1812, the whole
national frontier and coast from Prairie du Chien to Eastport, from
Eastport to St. Mary’s, from St. Mary’s to New Orleans,—three
thousand miles, incapable of defence,—was open to the attacks of
powerful enemies; while the Government at Washington had taken
measures for the military occupation of the vast foreign territories
northward of the Lakes and southward to the Gulf of Mexico.
CHAPTER XII.
While the Twelfth Congress at Washington from November,
1811, until July, 1812, struggled with the declaration which was to
spread war westward to the Mississippi River, Napoleon at Paris
prepared the numberless details of the coming campaign that was to
ravage Europe eastward as far as Moscow; and in this fury for
destruction, no part remained for argument or diplomacy. Yet Joel
Barlow, full of hope that he should succeed in solving the problem
which had thus far baffled his Government, reached Paris, Sept. 19,
1811, and began a new experience, ended a year later at Zarnovitch
in Poland by a tragedy in keeping with the military campaign to which
Barlow was in a fashion attached.
Joel Barlow felt himself at home in Paris. In 1788, at the age of
thirty-four, he had first come abroad, and during seventeen exciting
years had been rather French than American. In 1792 the National
Convention conferred on him the privileges of French citizenship,—
an honor then shared only by Washington and Hamilton among
Americans. He felt himself to be best understood and appreciated by
Frenchmen. His return to France in 1812 was, he said, attended by a
reception much more cordial and friendly than that which he had
received in America, in 1805, on his return to his native country after
seventeen years of absence. He settled with delight into his old
society, even into his old house in the Rue Vaugirard, and relished
the pleasure of recovering, with the highest dignity of office, the
atmosphere of refinement which he always keenly enjoyed. Yet
when these associations lost their freshness, and he turned to his
diplomatic task, he found that few lots in life were harder than that of
the man who bound himself to the destinies of Napoleon.
On the success of Barlow’s mission the fate of President Madison
might depend. As long as France maintained her attitude of hostility
to the United States, war against England would be regarded by a
majority of the Northern people with distrust and dislike. On that
point Madison was justly timid. The opposition of New England and
New York must be quieted, and in order to quiet it Madison must
prove France to be honest in respecting American rights; he must
show that the decrees had been really repealed as he had so often
and still so obstinately asserted, and that the vast confiscations of
American property under the authority of those decrees would
receive indemnity. The public had commonly supposed France to be
comparatively a slight aggressor; but to the general surprise, when
Congress, before the declaration of war against England, called for a
return of captures under the belligerent edicts, Monroe’s report
showed that the seizures by France and by the countries under her
influence in pursuance of the decrees were not less numerous than
those made by England under the Orders in Council. The precise
values were never known. The confiscations ordered by Napoleon in
Spain, Naples, Holland, Denmark, Hamburg, and on the Baltic
outnumbered those made in his empire; but all these taken together
probably exceeded the actual condemnations in British prize-courts.
This result, hardly expected by the American government, added to
its embarrassment, but was only a part of its grievances against
Napoleon. Not only had France since 1807 surpassed England in
her outrages on American property, but while England encouraged
American commerce with her own possessions, Napoleon
systematically prohibited American commerce with his empire. He
forbade American vessels to import sugar or other colonial produce
except by special license; he imposed a duty of sixty cents a pound
on Georgia cotton worth twenty or twenty-five cents; he refused to
take tobacco except in small quantities as a part of the government
monopoly; and he obliged every American ship to carry for its return
cargo two thirds in silks and the other third in wines, liquors, and
such other articles of French produce as he might direct. The official
returns made to Congress showed that in 1811 the United States
exported domestic produce to the amount of $45,294,000, of which
France and Italy took only $1,164,275.
Barlow’s instructions required him to reform these evils, but they
especially insisted upon indemnity for seizures under the decrees.
Haste was required; for Congress could not be expected to adopt
extreme measures against England until France should have made
such concessions as would warrant the American government in
drawing a distinction between the two belligerents. Barlow arrived in
Paris September 19, only to learn that on the same day the Emperor
set out for Antwerp and Amsterdam. The Duc de Bassano received
him kindly, assured him of the Emperor’s order to begin upon
business at once, and listened courteously to the American
complaints and demands. Then he too departed for Holland, whence
he returned only November 9, when at Washington Congress had
been already a week in session.
Nothing showed this delay to be intentional; but Napoleon never
allowed delay when he meant to act, and in the present instance he
was not inclined to act. Although the Duc de Bassano made no reply
to Barlow, he found time at Amsterdam to write instructions to
Serurier.[194] In these he declared that all American vessels captured
since November, 1810, had been released, except those coming by
way of England, which were not yet condemned, but only
sequestered.
“The French government would like to know, before making a
decision, how England would act toward American ships bound for
France. If I return once more on the motives for this delay, it is only for
your personal instruction and without making it a subject of an official
declaration on your part. On this question you should speak as for
yourself; appear ignorant what are the true motives for still detaining
some American ships which have had communication with England;
restrict yourself to receiving the representations sent you, and to
declaring that you will render an account of them; in short, give no
explanation that would imply that the Decrees of Berlin and Milan are
not entirely revoked.”
While the Emperor was thus secretly determined to enforce his
decrees, he was equally determined to pay no indemnities. Against
sacrifices of money Napoleon always made unconquerable
resistance.
In due time Barlow had his audience of reception, and made to
the Emperor a speech, not without flattery. He ventured to mention
his commercial objects, in the hope of calling out an answer that
would suit his purpose. Napoleon’s reply proved for the hundredth
time the danger of risking such experiments:—
“As to the commerce between the two Powers, I desire to favor it. I
am great enough to be just. But on your part you must defend your
dignity against my enemies and those of the Continent. Have a flag,
and I will do for you all that you can desire.”
In reporting the interview to Monroe, Barlow added that the
ambiguity of the Emperor’s reply made it unfit for publication.[195]
Ambiguity was not the quality that a more sensitive man would have
ascribed to a rebuff so sharp; but whatever the President may have
thought, he took Barlow’s advice. The interview was never made
known to Congress.
During the month of November Napoleon busied himself in
commercial questions only in order to show liberality to England at
the expense of America. He extended his system of licenses to the
exchange of French wines for sugar in large quantities, and even to
the importation of coffee, indigo, tea, wool, dyewoods, and other
articles, all to be obtained from England by license.[196] He
discovered that his exchanges would benefit France more than
England in the proportion of three to one. “It is therefore the
perfected system that has produced this result, which had not been
expected for several years. Evidently the system thus established is
a permanent system, which can be made perpetual.”[197] The motive
for this discovery might be traced throughout all his economical
experiments. He needed money.
Never had Napoleon’s ministers a harder task to give his acts a
color of consistency. During the months of November and December
Barlow held many interviews with Bassano, and made earnest
efforts to obtain some written pledge in favor of American interests,
but without success. December 19 he wrote that he was almost
discouraged by the unexpected and unreasonable delay.[198]
Napoleon made no more seizures, and released such American
vessels as were held for violation of the decrees; but he conceded
nothing in principle, and was far from abandoning his fiscal system
against the United States. In order to meet Barlow’s complaints,
Bassano gathered together every token of evidence that the decrees
were not in force; but while he was asking the American minister
how these facts could be doubted, a French squadron, Jan. 8, 1812,

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