~ is pti [2 teen ¥ [OMe ee [One| Merwe = [nana eek MODELEXAM 21) Commission received rom business forms pat of Income rom 8) Business and profession rnin Renton »)- capt! Gane ©) Salay @) Ofer sources Cloud Network Routing a= @ouue6 ~Vneocain ¥ [6 aden 4 | ua eoeet # 1@ roe iM mopeELexam (2 The counterparty ak na fturescovract a wilpaed primary ough 8) calaeraliston by once pares othe coaet b)_ settee on rasta bstoon tw paris €)-metunetions of me clearing corporation maa tno 4) tints on ptions ar wading vlunes Cloud Network Routing a= ices O OEE OE OPE HT eae we~ is pti [2 teen ¥ [OMe ee [One| Merwe = [nana eek One Breironste. Ohm Elsieiey Aine > OM Mi MopELExam (23) Future vale of the investment i ifuenced by 2) Tnepeses >) Rattreuen ©) Botha kb rien ne Ripe dooee 4) Nera f the cove ) PERate ©) Prewas ow a9 4) Petes rao Cloud Network Routing iM mopeELexam (210) The setement pice for determining daly maktomarat margin or flues contact ie 8) eles ade pce ) the average fhe hh ow and sing pcos ©) Me welgnteg average pie of st 30 minutes fading (mise i Anne 4) te average tte st 60 minses of wake Cloud Network Routing os Boe @ausese? <=~ tht ¥ [6 omen ¥ 16 MO eet [Opeth Moores = [Ena 8k MODELEXAM SSS (01) Th objective of he SEBIProhbton of nie Trading) Reguiaton prohibit nelson onmators ‘sang sie ding. 2) Dana 2) Commaneatog ©) Coueating 4) Mot shove eee er ferrell: Teer eerie ox Basan e@aauvueseva 0 From aad icin HG tno NON ane |B pate Myers iM MopELexam (012A foreign potto investor cn vest in th folowing securities ? 8) Danestc tamu Fund Schemes ») Dares wae on erosonicd stack xchange ©) Rupee denomntes creat ernarces bones 4) Alot he above (mise ie hse Cloud Network Routing on ke aanuese? rt tO~ is pti [2 teen ¥ [OMe ee [One| Merwe = [nana eek Smee 6 igen Ota =e Mi MopELExam ESSS 331 (213 Financial assets are generically clase nto two broad ctegoris 8) Debt &Equty rms Ani 1) Bond nd epee ©) Realestate 3) Eau old os Soar ox BO sen =enuee r a + Givin | 6 mateo BAO ag! | Opeth Monwwsin x Bonet t= 8 oo Saas ove Biomyscee OF Wyn ina on @owrser Mionrowaiy lr oo so Mi MopELexam 1 The types of secures purchase by the fue depend on 2) the investment objectives of the und ieee soem 2») detions of BEB! about the fn ©) deine of RB aout eur 4) Deis oe nd adie Cloud Network Routing on Bas aanuese? rt tO~ tht ¥ [6 omen ¥ 16 MO eet [Opeth Moores = [Ena 8k 6 > OF motiaanieen pening One Browrtsen @oF @r) Coneumer pis ©) etease 4) Fanca Cloud Network Routing Py eno kore es Base e@auued~ is pti [2 teen ¥ [OMe ee [One| Merwe = [nana eek MODELEXAM hi 217 ___otaroie beste when vests in tio ering year atom eco oats 10 sata eerie ved, chs edrafon dom payment os home, 2) Aecimuton rs ni ptr >) Speng 9) ong 4 Comstin Cloud Network Routing ox Ba san @aavueseva A 0 row wae = [Seseaasn x 16inakeme 9 [Gti west 1@ mint Xu ores = |Maiauane (F =e iM mopeELexam | The Hak of talon obligations atcng out of wading i contd by the exchange by 8) Resta es etirvestns )Bloting ih abo wees ©} posing xc es 4) imposing margins (mise nee) Cloud Network Routing a Ba aaunseaod? ae ne v90 aaktoOne ~ i ptt [8 eaten ¥ | Mee 1 @ meth Breironste. Ohm Elsieiey Aine > OM Mi MopELExam {210 hich of the following is stp in the pote management process? 2) Develop pay sateret 2) Sts euent rani and ecnamie consis ©} Consett pert 4) Alot the above rms nite it Aone Cloud Network Routing ox Ba san aauuesee? + Ste + 6 cette [Oa eet + [Opmieh + Bowain s Eemneme ib = OR wo ne MM MoDELEXAM ut! fue ware Eble o pay Dividend ieeiuton Tax (OT) (20) Up to Assessment Yost onthe dividend 8) 202021 fsa ee ») 201020 ©) wei Cloud Network Routing eS roe aghto os~ is pti [2 teen ¥ [OMe ee [One| Merwe = [nana eek One Breironste. Ohm Elsieiey Aine > OM Mi MopELExam (221) Ofer forsale (OFS) method of share 2) sted companies (rs Rat anne 1) led compan ©) sams aa tor Cloud Network Routing a ice eauuead ncaa HS mtn + | HOH ag A |B pmtenh Ayers oT roe ato # One iM mopeELexam (2) The folowing enti ote onvet nto PMS 8) Pepto ts ») Asean of parson ©) Parnersnp Fis 4) None of te above yi sere Cloud Network Routing a= es oF von mo~ tht ¥ [6 omen ¥ 16 MO eet [Opeth Moores = [Ena 8k ® ° Vi MoDELExam (023 Asset atocation I 8) The process of ving unds it asset as5e5, isin Ren seemed 2») Carers wen tune varity, ©) Concerned wth ne risk associated wn teen ase 4) Cancers wth rltenhip among nesters Pea pRUNMEaRe ox Bane eouuesed nO rae agile cite HG mtn | NOH Kee A | Opti Hn Bivwtewe Gor @r) Coe endo shone ©) eral stare 4) Ate abie —— RT: . me Eee : ox Baan eavuecseva AO Teme aa = [rseancnt X16 nates [Otel weet + [@mnt | FIM uanasuAs) gmm + [HE @ « one o- Bens oo iM MopELexam (2) he porte vee R.50 he oor ave R10, te mie 3 he the expose oly ast woul be 2) RSA50 er nate ») Reto ©) Rasoer Rerber = ca = = * Cloud Network Routing =m ex nL eyelciniolelole =Breirons-te. Ohon Alsriey Xian > Mi MopELexam {22)Non markt risks ae those rss, which ar not due tothe markt bu uot the Investes companys unique isk Ts ie 8) ose ik >) pea i ©) nsstemate rk 4) allthe above cmicieegn toca = co =a | Clout Network Routing es ice eauued + Steen +S mtn MM Sa |Donor eH <> 0 (© lnskinian araieas ove o oo @ oes Biron ms Boo »o IM MopELexam (0) wich ofthe lowing would most closely resemble the market porto? 8) ives ») Stocks er bons ©) Stes, bands ana reo socuies 4) Stcks, bonds, foreign secures options and coins (isan tone~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k = moan anaes One Bimmer @ Mi MopELexam {25)Dani Kehneman and Amos Tersy (1972) nroduced 2) Capra manetncory 2) Moder porto thery ©) Prospect heer miseries 4) mana eccouring ery — C=) zs - Cloud Network Routing == or Bos oe» Geueded a2 roe ako EES Sy oC oo a eo v8 Biowrtane @ 7 Binsin @oerton Ml retest, how Elsiedey A iM MopELexam (2) Thecreticay the cetelaton coon between a completly diverse portfole and markt porto shouldbe » 19 2) $40 mnie earn 9) 00 4-05 eS ce) (cloud network Routing a Bas O OES SOE 2 Toa te= moan anaes One Bimmer @ Mi MopELexam {2A foreign porto vestor can invest the folowing secris ? 2) Domest tatual Fund Schemes 2») Derates tated on a resend suck xchange ©} Rupee denoninated crt errarces bones 4) Allott above rss ie Aone — C=) zs = Cloud Network Routing —== oe 0 =o ne Fer ako eee a a es 6 > 0 mediante pummmpiee ove Biowrtane @ 7 Dine oon @ see 2 iM MopELexam (6) Under ratatine valuation techniques, valu of lock i eatnate hated upon curen pice relative to vaabee Considered tobe significant in valstion, such a6 8) Eamings 2) satfow ©) bookie 4)_Althe above rms traoninetnsed WR ——— cloud network Routing =m a ices @ Ou SOS PE ~ 2 Tevetone nem cmp One Mi MopELexam (2) An example of alu weighted stock market index 2) BSE Sensex >) Nay 50 ©) saPsco 4) ‘Ate above rmeiseorinttnsed Lc ron J c= zs (| cloud Network Routing A 2 wow ako Bane oon nen | 6 men 9M a # | @ enh panne One @ Qoenon Mh IM MopELexam ‘G10 Ass porto manager you are evaluating fo dd another eect the porto The corelaons of the 5 ateratves wih the existing portfolio are sven Blow. Which securty woul you choose your objectives highest evel of isk 3 00 >) 02s 4) 0085 (rine Rr (cloud network Routing ox dew aBreirons-te. Ohon Alsriey Xian > Mi MopELexam ‘24 Recor of ansuctions tobe maintained unde the Prvention of Money Laundering Act Includes Cash transactions of he 8) RSADIOKN ire a noe ») R200 ©) R525 4) Rete = co =a | Clout Network Routing es ice eauued + Steen +S mtn MM Sa |Donor eH <> 0 (© lnskinian araieas ove o oo @ oes Biron ms Boo »o IM MopELexam (012 The at top in the investment pros 8) Obpctve statement 1} Investment Policy statement nisi mR ere 0) Parca statement 4) Steen ot as nods. Ie the development of Cloud Network Routing os _o =~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k Breirons-te. Ohon Alsriey Xian > Mi MopELexam (213) The counterparty rik na ftures contract mitigated primary rough 2) colaeratsaton by both pares 2») sete on rasta beten tho pari ©) thetunctions of he ciearing corporation rset Ane 4) tlt on prions ae ang values — c= zs = Cloud Network Routing —== os EN ¢ oe re eee a a a One Qoenon Mh IM MopELexam {Qt The minimum investment required for PMS Investments = 8) R830 Ines (ie Ri Ao b) Ra25 Lace ©) Rests 4) Rst00 Lees at Cloud Network Routing~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k Breirons-te. Ohon Alsriey Xian > Mi MopELexam {215 hich of the following is consered tobe an nvesinent objective? 2) Capra preservation 1») Capt apprecason ©) Curent neome 4) allot the above risen mie deomd Lc ron J C=) zs (| cloud Network Routing A a Base a ae eee a a oT roe aaZto a One Qoenon Mh IM MopELexam (216 Arde hate equaredof during the dy 3) Does not equi every of shares (ha it Arne ) leno ures by to cxchange ©) scanctea bye excnange 4) sre ccnsiered clang atngvlures at Cloud Network RoutingBreirons-te. Ohon Alsriey Xian > ‘217, ite managing equly porto, a portfolo managers ale at takings long poston when the markets ising and takes 2 her postion when the marttia ia dating, Me stategy i refered a 8) Momentum investing [ete we >) Factor bases inestng ©) Yaue nesting 4) Grom esting = co =a | Clout Network Routing es ice eauued + Steen +S mtn MM Sa |Donor eH <> 0 (© lnskinian araieas ove o oo @ oes Biron ms Boo »o IM MopELexam (017 te managing equ prttia, » pottoto managers al attakng slong poston when the markets ising and aks 2 shor postion when the martet sina deci 2) Momentum investing (mse anon >) Factor bazedinestng ©) Yau vesting 4) Groh vesting (——~— lous network Routing re os Bow eae Ts strategy tered~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k = moan anaes One Bimmer @ Mi MopELexam (218) The SEB! (mutual Funds) Regulstions came nth yor: 8) 1996 rms anne se @. 200 tee — c= zs - Cloud Network Routing == or Bos oe» Geueded nF roe ao EES Sy oC oo a eo v8 pteatee ee rr nie iM MopELexam 5) Te nee for ebalancing ais de fo 8) charges a mate condtrs inpacing ase Hak tun recast ») the creumetancs of th msi: ©) Boma kD mice rioc donee 4) porttos ato rebaince (cloud network Routing a ices @ OUTS CES 6 Toa te~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k ‘@20) Giobaty growth of passive unds has surpassed that ofthe active funds, What coud best describe the growth of AUM of passierunds ? |. ore ana Satelite Pertolo ‘Alone and Beta Separation i Flenity of Tact allocation 1 Downside protected using long put ontion 9) Loni >) land ent ©) Land ony ¢maite Anne ‘sc _ Bo =o eouzes nO rae agicto a a>. - Cn iM MopELexam (271 The oko taut on ebgations arising out of wading contled by the exchange by 8) Resta yes etirvestns )Bloting ih va wade ©} posing exe es 4) imposing margins isis epson) (cloud network Routing a eaunar angie One ® ° Mi MopELexam the corral national agen responsible fr reclvng processing, anatzing and dlsemiating information telatng suspect financial twansactons to enfercement agentes a » ” 0 = (cloud Network Routing == FUND (mn Rt Are see es Basen Ou BO SOLE +2 ewe ko ee ee en rt rr <9 0 imeuan wo ne Brierene @or Mowonaon Gratton 8 IV] MODELEXAM (025) "Te 5 VaR of porto Is USO 12 mull ever a day period on a nomal trading dy.”- What is statement means forarskmarage: A maxanum os of $1.20 wit 2 95% eve of cordence 1H. Aminimum oss of 1.2m 55 ofthe me ‘5, Amini os of $1.2 95% fhe ene » lent >) land ony msi soon ” a es) os Liane Wen Bam SOROS HE - 2 F row tto~ hittin ¥ [6 athens ¥ [OM eet [Onis A/D Be |e k = moan anaes One Bimmer @ Mi MopELexam {224 nina, the Central Governmont sues 3) Treasury os >) Dat secuter ©) Botha 8D rien nenine donee 4) Cates ct dope — c= zs - Cloud Network Routing == or Bos oe» Geueded ae roe ako EES Sy oC oo a eo v8 Biowrtane @ 7 Binsin @oerton Ml retest, how Elsiedey A iM MopELexam (225 The otowing ens can iveet in PMS > 2) woul »)Nanresfot nan oper RB gueline) ©) tna Urewaea Fam 4) Ate above rs traempetnnes eS ce] (cloud network Routing a Bas MOU SOS OES 2 Toa tte