Professional Documents
Culture Documents
Foregrounding Norms and Ironic Communication
Foregrounding Norms and Ironic Communication
To cite this article: David S. Kaufer & Christine M. Neuwirth (1982) Foregrounding
norms and ironic communication, Quarterly Journal of Speech, 68:1, 28-36, DOI:
10.1080/00335638209383589
Article views: 10
Download by: [University of Sussex Library] Date: 30 May 2016, At: 15:39
QUARTERLY JOURNAL OF SPEECH,
68 (1982), 28-36
have noted that irony can be used in one matters."5 Perelman has also hinted at
of two ways: (1) to emphasize or rein- this double-edged character of irony,
force points before friendly audiences, noting not only that it is one species of
and (2) to attack or ridicule the opposing ridicule but also that ridicule "works
values of hostile or unsuspecting listen- toward the preservation of what is
ers. Meyers observes, "In conversational accepted."6 Kaufer has offered an analy-
use, irony serves two purposes that I can sis of this multifunctionality of ironic
ascertain from observation, one inclu- utterances by proposing that they "bi-
sive, the other exclusive. That is, some- furcate" listeners into confederates and
times irony is used to reinforce solidari- victims.7 Confederates cfosociate them-
ty, camaraderie between or among selves from the ironist's literal utterance;
members. The exclusive function serves victims associate themselves with the
to elevate the speaker's own position at literal utterance.
the expense of his hearer, via a put- Muecke pointed out that ironies can
down or a one-up ploy. It is in this latter also be used heuristically, as in Socratic
category that sarcasm belongs, as a use irony, for refuting an interlocutor's posi-
of irony for the particular purpose of tion.8 Summarizing the three principal
causing hurt." 4 communicative functions of irony,
Booth recognized that these "two Muecke notes that irony may be used as
purposes" of irony are not mutually a device to "enforce one's meaning," to
exclusive and that ironists can simulta- "attack a point of view or to expose folly,
hypocrisy, or vanity," or to "lead one's
readers to see that things are not so
Mr. Kaufer is Assistant Professor of English and
Ms. Neuwirth is a doctoral student in English, simple or certain as they seem or
Carnegie-Mellon University, Pittsburgh PA perhaps not so complex as they seem."9
15213.
These three uses of irony we call
1 Wayne C. Booth, A Rhetoric of Irony (Chicago:
University of Chicago Press, 1974). reinforcing, ridiculing, and refutative.
2
Of course, "real world" ironies are
Alice R. Myers, "Toward a Definition of Irony," in
Studies in Language Variation, ed. R.W. Fasold multifunctional, often combining shades
(Washington D.C.: Georgetown University Press), pp.
171-183. and nuances of these three functions.10
3 Chaim Perelman and L. Olbrechts-Tyteca, The
5
New Rhetoric: A Treatise on Argumentation (Notre Booth, p. 28.
Dame: University of Notre Dame Press, 1969), pp. 6 Perelman, p. 206.
205-210; David Kaufer, "Irony and Rhetorical Strate- 7 Kaufer, pp. 94-98.
gy," Philosophy and Rhetoric, 10 (1977), 90-110. 8 Douglous C. Muecke, The Compass of Irony (Lon-
4
Meyers, pp. 179-180. don: Metheun, 1969), pp. 232-233.
29
QUARTERLY JOURNAL OF SPEECH KAUFER AND NEUWIRTH
Although a good deal may be learned by backgrounds little girl and the event of
exploring the interaction of these ironic biting. Chafe's point is that pronominal-
functions, we shall mainly be concerned ization cannot occur unless the concept
with ironies that fall primarily into one pronominalized is foregrounded. This
category or another. One of our aims is observation, according to Chafe, ex-
to find out how ironically intended utter- plains why the third sentence is prob-
ances can be used to reinforce, ridicule, lematic: Once a concept falls out of the
or refute. We also want to know what foreground (as does little girl), it can no
properties distinguish ironies specifically longer be pronominalized without re-
tailored to one or another of these sulting in some loss of discourse coher-
different purposes. ence.
Lesgold, Roth, and Curtis13 have
I confirmed Chafe's observations in the
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
mention it. We notice that the dog wants evaluation. A utters "the keys are not on
to leave the house. We plan that a the table," to B in a context where both
listener near the door will open it if we know it was B's responsibility that the
can foreground this information. We keys be there. Here A's statement
utter "the dog wants to leave," and mentions neither a norm nor norm viola-
thereby foreground this information. tion but contextually implies the latter,14
Because of its conventional use as a which is a less direct and non-ironic
foregrounding strategy, let us think of route to norm foregrounding.
explicit mention as the prototypical fore- Second, then, we can identify "viola-
grounding mechanism. tive" routes in which the speaker fore-
Ironists seem to exploit a type of fore- grounds norms by violating them.
grounding strategy that is both less Suppose a librarian happens to notice a
direct and more restricted than the patron conversing in a "talking forbid-
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
pose to foreground these norms to apply and transparency.15 For it may well be
them against Brutus. What Antony that ironies work more effectively within
presents as a violation of transparent tight-knit groups in which group stan-
norms can thus be reinterpreted as a dards are highly transparent than within
deliberate application of them. Hence, loosely defined social practices. It may
knowing that a speaker has a rhetorical well be that it is easier to carry out ironic
purpose consistent with foregrounding a masquerades when acting out an imper-
norm in order to apply it, a listener can sonal role standard (e.g., mimicking the
reinterpret a speaker's apparent norm President of the United States) than
violation as an unstated application. when acting in institutions, like li-
braries, where .regulations are rigidly
II enforced.
Our purpose is not to develop a
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
that the apple is unripe and not fit for As for norm types, we need only make
buying. According to Taylor, one must one division between substantive and
logically distinguish the evaluative state- formal norms. Substantive norms refer
ment ("it's green"), the attitude ex- to norms which offer positive directives
pressed (against buying the apple), and like "brush your teeth three times a
the norm used to justify the implied day," or "vote communist." Formal
attitude (one should not buy green norms, on the other hand, refer to norms
apples).17 This example typifies the which do not in themselves commit one
general relationship among norms, atti- to a substantive content but which
tudes, and evaluative statements: Evalu- instead are directives for assessing
ative statements and the pro- or con- normative and even nonnormative sys-
attitudes they imply are justified by tems. Formal norms include norms of
norms. consistency, coherence, and so on. Iron-
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
The distinction between norms and ies used to reinforce or ridicule fore-
attitudes is important because irony ground substantive norms, but in rein-
could not work as a communicative forcement the foregrounded norms are
device if it were merely the expression of shared, in ridicule they are not; refuta-
obviously insincere attitudes. If one is tive ironists, on the other hand, fore-
known to like the color blue and then ground shared formal norms.
happens to utter, "I don't like blue," it is
clear that we might recognize the
Ill
speaker as deliberately insincere, but we
FOREGROUNDING AND THREE IRONIC
would hardly recognize him or her as
USES
ironically applying the genuine attitude
(the liking of blue) to the evaluation of Now that we have some notion of the
anything. While one can avow or disa- particular foregrounding mechanism by
vow attitudes, one cannot apply them in which ironists communicate irony, we
the service of justifying an evaluation. address our second question: How can
Norms do justify evaluations, howev- this mechanism be exploited in the
er, and their applicability as justifica- service of the distinct rhetorical purposes
tions is contextually triggered. That is to associated with reinforcement, ridicule,
say, norms are generally contextually and refutation? In what follows we
enforced without explicitly being put consider the relationship of foreground-
into force. Although the ironist gives the ing to each of these purposes.
appearance of contradicting a norm, this Ironic Reinforcement: Foregrounding
appearance is invariably set against a Shared Substantive Norms. Muecke
background where there is an overriding offers the following description of how
justification to apply it. The only reinforcing ironies work: "Such irony
"pointed" information the ironist com- works by asserting a "falsehood" and
municates is that the background is of relying upon the reader's or listener's
this particular sort. Once the audience prior knowledge of the truth to contra-
understands this information, it will dict it mentally or vocally by an
know that the literal utterance is not emphatic counter-assertion, the counter-
being used to alter the background but assertion with all its emphasis being the
rather to activate the norms already in ironist's real meaning.18 In our terms,
force. the reinforcing ironist issues a norm-
17 l8
Taylor, pp. 5-15. Muecke, p. 51.
33
QUARTERLY JOURNAL OF SPEECH KAUFER AND NEUWIRTH
violating utterance to signal his/her ridicule are varied and complex, often
application of the norm. Of course, for involving ironically knowledgeable as
the ironist to pursue a strategy of rein- well as ironically naive listeners, we
forcement rather than simple emphasis, limit this discussion to two contrasting
she or he must make sure that the norms types of ridiculing ironists.
on which the irony will turn are shared. 1. Ironists who ridicule listeners who
Let us say that both A and B do not subscribe to but fail to conform to
want it to rain on a particular day and commonly held norms. Ironists use this
each knows the other has this preference. type of ridicule correctively—as a way of
It rains on the day in question and A correcting in-group cohorts whose be-
says to B: "Lovely day.'" B recognizes havior has lapsed from orthodox values.
A's utterance as a violation of norms. Suppose A is driving carelessly and
This recognition in turn brings into the nearly causes an accident. B, a passen-
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
foreground (for B) the norms (of beauti- ger, sarcastically utters, "Smooth move!"
ful weather) violated. But B can also If we assume that A and B both under-
recognize that it is consistent with A's stand A's driving to be reckless, there is
rhetorical purpose that A should fore- no reason to consider B as excluding A
ground these norms anyway—so as to from an "in group." Rather, B seems to
apply them at the expense of the current assume that A shares his/her standards
weather. B thus uses this information of good driving, but nonetheless ridicules
about A's rhetorical purposes to inter- A for acting like a person who does not
pret A as applying a norm by pretending hold these standards.
to violate it. In addition, A is applying How through foregrounding mecha-
B's norms as well. Because A fore- nisms does A understand B's irony as
grounds a substantive norm to which B ridicule? Much of it has to do with
agrees, A's irony has a reinforcing func- timing. Because they know one another's
tion beyond its communicative one. norms for good driving, A will under-
Ironic Ridicule: Foregrounding Non- stand B's remark as irony in the manner
Shared Substantive Norms. Ironies serve one would understand a reinforcing
a ridiculing function when made in the irony. But (A might reason), why does B
environment of listeners or third parties pick this moment to reinforce values—
who either do not subscribe or conform the monent when I have seemed to lapse
tö the norms foregrounded by the ironist. from them. The timing suggests that B's
We are less likely to find such ridiculing attempted reinforcement is not gratu-
ironies in the discussion of noncontro- itous, that B may think A needs such
versial topics (like weather) and more reinforcement. To suggest that one needs
likely to find them in the discussion of reinforcing in a value to which one is
controversies where competing value intrinsically committed can be taken as a
systems emerge. Seldom do we find ridi- form of ridicule.19 A can thus interpret
culing ironies that do not also reinforce the irony as being both reinforcing and
the values of an "in group" audience. ridiculing.
The ironist's intent will be to reinforce 2. Ironists who ridicule listeners or
the values of some listeners and ridicule
19 Labov and Fanshel describe in great detail how
the opposing values of other listeners or suggestions of this kind can be interpreted as ridiculing
third parties. However, as we see below, challenges. See Therapeutic Discourse, pp. 93-98. Note
sometimes the same listener can be ironi- that had B said something like, "Gee, you should be
more careful," the sense of ridicule would have been
cally reinforced and ridiculed. reduced. B's statement would have functioned more to
While the situations fostering ironic caution A than to question his/her norms.
34
QUARTERLY JOURNAL OF SPEECH FEBRUARY 1982
third parties who do not share their tive norms to which one does not whole-
values. Perelman observes, "A statement heartedly subscribe.
is ridiculous as soon as it conflicts, with- We can however further elaborate the
out justification, with an accepted opin- way ridicule is ironically conveyed by
ion."20 In this sense, ironists often delib- considering another feature associated
erately voice "ridiculous" views before with the ironic foregrounding of norms:
in-groups in an attempt to ridicule the implicit value hierarchies. Let us refer to
views of out-groups. Imagine a Demo- the values the ironist applies as the
cratic speaker quipping in a politically ironist's "applied values." Let us refer to
mixed gathering: "The Republicans the (contrary) values implied by the
really care about welfare." The listeners ironist's pretended violation as the "pre-
will fall into an assortment of groups tended values." Then the implicit value
depending upon their awareness of the hierarchy associated with the ironic fore-
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
speaker's real values as well as their grounding of norms can be stated this
political affiliations. way: An ironist presupposes that his/
The groups who do not recognize the her applied values override the pre-
irony will falsely assume that the tended ones.
speaker has avowed Republican norms This hierarchy is illustrated most
when in fact s/he has only pretended to clearly when it is uncontested. Suppose
avow them. They will react to the irony one were to say, "drink diet soda and
as if it were a sincere utterance. Of the you'll be the leanest patient on the
groups who do recognize the irony, all cancer ward." Here it is clear that the
will likely construe it as reinforcing for ironist erects a value hierarchy that
the Democrats and ridiculing for the undermines the imperative plea to drink
Republicans. The irony-sensitive listen- diet soda. The pretended values asso-
ers, further, are likely to put an addi- ciated with drinking diet soda (weight
tional subjective interpretation on the control) are obviously overridden by the
utterance depending upon whether they applied values (cancer control). When
are Republicans or Democrats. If they expecting a listener to understand an
are Democrats, they may well be irony, an ironist often assumes that these
disposed to see the utterance as a proper value rankings are obvious to the listen-
attack on the hypocrisy of Republicans er. If they were not obvious, a listener
who pay lip service to social welfare might reason, how could the speaker
programs. expect me to recover the irony?
If they are Republicans, they may be Similarly, by constructing implicit
more disposed to regard the irony as-a hierarchies that are not obvious or above
real violation of Republican norms—for, controversy, an ironist can nonetheless
these listeners may reason, Republicans convey the impression that she or he
do in fact care about social welfare. Of thinks they are. Returning then to our
course, the Republicans in the audience earlier example, should a speaker build
will still understand the irony as implicit hierarchies that presume Demo-
intended ridicule even if they readily cratic values override Republican, (i.e.,
concede that social welfare is low on social welfare overrides national de-
their list of priorities. One will under- fense), the speaker will be understood as
stand a statement as ridicule, in other ridiculing a Republican with reverse
words, merely if it foregrounds substan- value rankings. The ridicule will derive
from the speaker's mimicry of the
20
Perelman, p. 206. Republicans; but it will also derive from
35
QUARTERLY JOURNAL OF SPEECH KAUFER AND NEUWIRTH
the fact that in mimicking Republicans, discomfited as to recant their views—but
the speaker will be implying that the it may provoke them, and is specifically
Democratic priorities are self-evident designed to provoke them, to rethink
and need no explicit justification. their position more critically, with an
Ironic Refutation: Foregrounding eye to filling in missing premises. For
Shared Formal Norms. We have thus far instance, if the ironic refutation is
seen that to understand an irony, one competently executed, the pro-abortion-
must perceive the ironist as attempting ists may feel obliged to specify more
to apply certain norms by pretending to carefully the distinction they believe
violate them. To appreciate or agree to obtains between human and fetal life.
an irony, one must agree with the ironist Refutative ironies of this sort are
that the norms she or he applies override designed not to ridicule but to open
the pretended norms. Like the ridiculing minds and deepen understandings. Iron-
Downloaded by [University of Sussex Library] at 15:39 30 May 2016
ironist, the refutative ironist applies ists who play by such subtle rules are
norms which she or he believes to over- often admired for loosening zealots from
ride the norms of the opponent. Unlike intransigent positions, but they are also
the ridiculing ironist, however, who feared, as the Greeks feared Socrates for
applies substantive norms to attack the loosening upstanding citizens from cul-
opponent's, the refutative ironist applies turally sanctioned values. Refutative
formal norms. ironies can also be used to investigate
Accordingly, the refutative ironist will one's own positive norms under the
try to represent the views of a positive rubric of self-reflective irony or the
system as sympathetically as possible— Socratic examination of assumptions. In
only to show that the views in question such cases, the ironist reasons about his
betray real or prima facie incompatibili- or her position from the premise that
ties. Consider such an ironist who, incompleteness and inconsistency are
speaking among pro-abortionists, par- bound to appear. Unlike reinforcing or
rots their concerns by expressing a ridiculing ironists who wish to fore-
"fear" that the anti-abortionists have not ground substantive norms for friends or
demonstrated sufficient concern for "hu- foes, refutative ironists wish to fore-
man life." The ironist may then run ground formal norms for anyone's,
down a bill of particulars on the insensi- including their own, benefit.
tivities of anti-abortionists toward the
lives of women (forced to resort to illegal
abortions) as well as toward the lives of IV
unwanted children. However, in all this, Our task has been to bridge prior
the ironist's principle aim may be just to classificational work on the functions of
foreground the norm "protection of ironic communication with a discussion
human life" as the key vantage from of general processes underlying them.
which to assess the issue. We have argued that these general
This foregrounding strategy reflects processes consist in the foregrounding of
the speaker's gamble that open-minded norms whereby a speaker applies a
advocates of abortion will not fail to see norm in a certain context by pretending
the curious position into which they fall to violate it. We have sought to account
when prompted to defend abortion for differences in a range of well-known
under the banner of protecting human ironic strategies by citing differences in
life. Even if the gamble succeeds, it is not the type and interpersonal significance
likely that the audience will be so of the norms ironically foregrounded.
36
QUARTERLY JOURNAL OF SPEECH FEBRUARY 1982
We suggested that ironies play a rein- turn. We also have a long way to go in
forcing role relative to listeners who refining the classification of ironic func-
agree with the substantive norms fore- tions, and until reinforcing, ridiculing,
grounded; a ridiculing role relative to and refutative ironies are analyzed in
listeners who dissociate themselves from more detailed and elaborate contexts
these norms; and a refutative role rela- categories will remain imprecise. There
tive to listeners who associate themselves are no doubt hundreds of subfunctions
with a positive system overridden by within these functions. Many subfunc-
formal norms ironically foregrounded. tions are so context-dependent as to
As one might glean from our review of interest only the topical critic. Others
literature, we have a long way to go may be of genuine theoretical interest,
before we can establish a systematic clas- requiring us to extend our basic concep-
sification of "ironic" contexts and the tion of how irony works as a tool of
Downloaded by [University of Sussex Library] at 15:39 30 May 2016