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Svrakic Et Al (1991)
Svrakic Et Al (1991)
JAD 00881
In this article we analyze the relationship between personality traits assessed by the Tridimensional
Personality Qtiestionnaire, and six mood states assessed by the Profile of Mood States-bipolar form. Our
data suggest that large portions of personality and/or behavior, e.g., higher order dimensions of Novelty
Sesking and Reward Dependence, can be relatively indeper,Ce;lt from current mood. In contrast, the
Harm Avoidance dimension covaries with mood and anxiety. Also, we analyze the psychometric
propertics of the Profile of Mood States-bipolar form, and discuss some practical aspects of our findings.
ood states and personality traits and Reward Dependence (RD), described by
Cloninger (1987% are postulated to reflect dispo-
It has been hypothesized for centuries that sitions to anger, fear, ard attachment, respec-
emotions influence personalitv. Recent psycho- tively.
metric studies of temperament and adult person- Studies of children (e.g., Maziade et al., 1986)
ality structure have improved our understanding show that a small number of emotions account
of both the nature and the degree of this influ- far individual differences until the age of 8 years.
cnce. Psychometric studies of personality suggest Likewise, DSM-IIIR relates only three deviant
that individual differences vary along three to five personality types in children to adult personality
higher order, heritable and stable dimensions. disorders (P,Ds): Conduct Disorder (aggressive-
These dimensions can be associated systemati- ness), Avoidact Disorder (fearfulness), and Iden-
cally with basic emotional dispositions. For exam- tity Disorder (confusion about attachment and
ple, Novelty Seeking (NS), Harm Avoidance (I-IA), self-concepts). Widiger et al. (19871)and Tyler et
al. (1990) showed that adult PDs also represent
the behavioral expression of a small number of
Address for correspondence: D.M. Svrakic, Washington
University School of Medicine, Department of Psychiatry, deviant emotional types - aloof, fearful, and
4940 Audubon Ave, St. Louis, MO 63110, USA. i.mpulsive.
218
Accordingly, many authors explain personality tional instability, correlates with ensuring anxiety
as reflecting basic emotional dispositions. The and depression (0.59 and 0.5 1, respectively) in the
most prominent concepts are Plutchik’s (1980) ‘trait’ version of the Multiple Affective Adjective
psychoevolutionary theory, Tomkins’ affect the- Checklist (MAACL), but not (0.05 and 0.05) with
ory (Tomkins and McCarter, 1964), Zkman’s the same moods described in the ‘state’ version of
(1984) neuro-cultural theory, Izard’s (1977) differ- the MAACL. Extraversion (E) is related weakly
ential emotions theory, Gray’s (1985) model of (from -0.07 to -0.23) to both the ‘state’ and the
personality, Malatesta and Wilson’s (1988) model ‘trait’ version of the MAACL (Eysenck and
of emotion traits, Tellegen’s (1985) model of per- Eysenck, 1968). One would expect E to correlate
sonality and mood, and Cloninger’s (1987) unified highly negatively with enduring negative moods in
biosocial model of personality. Each of the mod- the ‘trait’ version of the MAACL because, as
els postulates, to some degree, a stable and signif- defined, E .measures stable personality traits re-
icant functional association between biogenetic flecting sociability.
dispositions to specific moods and observable The relationship of personality to affective dis-
personality traits. The close correspondence be- orders (ADS) has not been understood satisfacto-
tween mood and personality is summarized in rily. Diverse explications of this relationship have
Table 1. been advocated (Wetzel et al., 1980; Akiskal et
Extensive evaluation of personality is rarely al., 1983; Phillips et al., 1990). In general, ADS
seen in studies dealing with emotionality and tend to change scores on personality tests (Akiskal
personality. Instead, non-specific, context-depen- et al., 1983). The Millon Clinical Multiaxial In-
dent, and/or single behavior acts (e.g., reliance ventory (the MCMI), for example, is state depen-
on others), or phenomena that normally accom- dent, as 10 of 11 MCMI scales change in depres-
pany depression (e.g., low self-esteem) have been sion (Joffe and Regan, 1988). Lastly, some studies
studied (Lorr and Wunderlich, 1988; Pilowsky (e.g., Pilowsky, 1979) suggest that endogenous
and Katsikitis, 1983). Some authors (Hirschfeld et depressions elevate scores on the E, F, H, and Q3
al., 1983) combine scales from various instru- 16PF scales describing submissive-dominant,
ments (e.g., the Eysenck Personality Inventory, gloomy-enthusiastic, timid-adventurous, and poor
the Guilford-Zimmerman Temperament Survey, self-sentiment-high self-sentiment personality
the Interpersonal Dependency Inventory, etc.), traits in the Sixteen Personality Factor Question-
whereas others (Charney et al., 1981) use criteria naire (the 16PF) (Catell et al., 1985).
for PDs to assess personality in depression. The Eysenck Personality Inventory (EPI,
Personality traits and mood traits have been Eysenck and Eysenck, 29681 1 ~1soften been used
own to correlate with each other, but the pat- in studies of depression. Sometimes, depression
tern of this correlation is sometimes confusing. affects both Neuroticism and Extraversion: N
For example, Neuroticism (N), or enduring emo- scores are higher and E scores are lower than
TABLE 1
CORRESPONDENCE BETWEEN PERSONALITY AND EMOTIONALITY
ethods Instrurrients
The TPQ assesses personality dimensions of
Subjects NS, HA, and RD, defined by Cloninger (1987).
As a part of a study of the effects of personal- The TPQ is a loo-item, paper-and-pencil,
ity and mood on learning, 86 college students, 32 true/false self-report questionnaire that takes
males and 54 females, completed the TPQ and about 15 min to complete.
the POMS-bi. The mean age was 23.0 years (SD HA, RD, and NS are higher order dimensions,
5.9, range 16-44). We collected basic demo- subdivided into four subscales in the TPQ (Table
graphic information and interviewed each subject 2). Persons high in NS tend to be curious, impul-
about family and personal psychiatric history, sive, quick-tempered, and disorderly; those low in
presence or absence of mental and/or physical NS are reflective, stoical, slow-tempered; and or-
disorders. No subjects reported any diagnosed or derly. Persons high in RD are sentimental, so-
treated mental disorder or any significant physi- cially sensitive, persistent, tender-hearted and
cal disorder. dedicated; those low in RD are insensitive, prac-
The subjects were instructed to describe their tica!, irresolute, tough-minded, and detached.
moods during the week prior to testing rather Persons high in HA are apprehensive, shy, pes-
than at the moment of testing. This was intended simistic, and fatigable; those low in HA tend to
td depict mood states that are more stable than be optimistic, carefree, outgoing, and energetic.
brief emotional reactions tapped accidentally at Normative values for the TPQ were estab-
the moment of testing. In other words, in order to lished in a national area probability sample of
render comparisons of personality traits and mood 1019 respondents who completed the TPQ as a
states more meaningful, we focused on mood part of the 1987 General Social Survey (Cloninger
states that are somewhere in between mood traits et al., 1991; ‘+rakic et al., 1991). The internal
consistency of the scales was acceptable. The TABLF 3
test-retest reliability for 6 months was 0.76 for THE POMS-bi ” AND THE TPQ ’ REFERENCE MEANS
NS, 0.79 for HA, and 0.70 for RD. (SD in parentheses) COMPARED TO 86 COLLEGE STU-
DENTS
The POMS-bi is a 72-item, self-report ques-
tionnaire that takes about lo-15 min to com- Students Norms
plete. Following a series of experiments to assess
Noreltyswkitrg 17.3 (5.2) * 13.0 (5.0)
all of the factor analytically established mood 5.7 (1.8) * 4.1 (I.91
NSl
states and feelings, the POMS-bi was designed to NS2 3.0 (1.9) ** 2.3 (1.8)
measure six bipolar mood states. Each is defined NS3 3.8 (1.7) ** 3.1 (1.7)
by a scale composed of 12 adjectives. The adjec- NS4 4.8 (2.0) * 3.4 (1.9)
tives are rated on a 4-point scale, ranging from Hwttl al widiltw 12.4 (6.5) 12.0 (5.9)
‘much unlike this’ to ‘much like this’. The POMS- HA1 3.6 (2.6) * * 2.5 (2.0)
bi mood scales are: Composed-Anxious (untrou- HA2 3.4 (2.0) * 4.3 (1.8)
bled, composed, relaxed, serene vs. tense, uneasy, HA3 3>0 (2.0) 2.6 (2.0)
HA4 2.5 (2.3) 2.5 (2.3)
anxious, shaky); Agreeable-Hostile (friendly,
kindly, sympathetic, vs. grouchy, angry); Elated- Rc~wti clcpmiwce 19.7 (4.0) 18.9 (4.0)
Depressed (cheerful, lighthearted vs. dejected, RDl 4.0 ( 1.O) 4.0 ( 1.O)
RD2 5.6 (2.2) 5.5 (1.9)
lonely); Confident-Unsure (confident, bold vs.
RD3 7.3 (2.5) 6.7 (2.3)
unsure, timid); Energetic-Tired (alert, vigorous RD4 2.8 (1.4) 2.6 (1.3)
vs. tired, exhausted); Clearheaded-Confused (at-
Pl 21.7 (7.9) 22.6 (7.8)
tentive, efficient, business-like vs. confused,
P2 25.7 (6.7) 27.6 (6.5)
mixed-up, dazed) (Lorr and McNair, 1984/ 198s). P3 22.7 (7.9) 23.2 (7.4)
The POMS-bi has been tested in psychiatric P4 20.5 (7.1) 21.9 (7.1)
outpatients, normal adults, and high-school stu- P5 21 .H (7.9) 20. I (8.0)
dents. The psychometric properties of the Ph 24.3 (8.0) 24.1 (7.1)
POMS-bi and studies supporting its construct va- ” For 432 normal college students.
lidity are presented in the POMS-bi Manual (Lorr t’ For 1019 subjects representative of the US population.
and McNair, 1584/ 1988). * P < 0.001; b P < 0.01. NSl -RD4, see Table 2.
PI, composed vs. anxious; P2, agreeable vs. hostile; P3, elated
vs. depressed; P4. confident vs. unsure; P5, energetic vs. tired;
Amlyws
PO. clearheaded vs. confused.
After analyzing the correlations of the POMS-
bi and the TPQ scores, we performed multiple
regression analyses of the POMS-bi and the TPQ pessimism) and lower on HA2 (fear of uncer-
scales, as well as principal components analyses, tainty) than norms.
iterated principal factor analyses, and maximum Table 4 presents the correlation analysis of the
likelihood factor analyses of the TPQ and the TPQ personality scales and the POMS-bi mood
POMS-bi scores using Varimax and Promax rota- scales.
tion. The consistency of the pattern of correlations
is striking. On the scale level, HA is related
esults robustly to al! POMS-bi scales: Agreeable-Hostile
( - 0.39), Composed-Anxious ( - 0.46), Clear-
The mean scores for the POMS-bi and the headed-confused ( - 0.48), Elated-Depressed
TPQ were quite similar to normative values (Lorr ( - 0.5 l), Energetic-Tired ( - 0.57) and Confident-
and McNair, 1984/1988, p. 5; Svrakic et al., 1991; Unsure ( -0.58). NS is related to the Clear-
Cloninger et al., 1951) (Table 3). The higher NS headed-confused ( - 0.28) scale. RD is related to
scores in the college group reflect the lower age the Composed-Anxious ( - 0.34) and Confident-
of the sample. This is a postulated feature of the Unsure ( - 0.28) scales.
model (Cloninger, 1987). The summer school col- On the subscale level, most HA subscales are
lege group scores are higher on HA1 (worry and highly correlated with most POMS-bi mood scales.
221
HAI, HA3, and HA4 (anticipatory worry, shyness TABLE 5
with strangers, fatigability) are related highly to FACTOR STRUCTURE OF THE POMS-bi SCALES HALF
all POMS-bi mood scales, and HA2 (fear of un- SCORE‘, a
certainty) is related to three of them, i.e., Ener-
Var;max rotation Promax rotation
getic-Tired ( - 0.41), Confident-Unsure ( - 0.3 1)
and Elated-Depressed (-0.26). On the other Factor 1 Factor 2 Factor 1 Factor 2
hand, one NS subscale (NS3, extravagance) is H! - 0.41 0.72 -0.21 0.68
related to the Composed-Anxious (- 0.29), H2 0.88 - 0.25 0.93 0.04
Elated-Depressed (- 0.33), Clearheaded-Con- H3 - 0.07 0.81 0.21 0.91
H4 0.65 -0.41 0.58 - 0.42
fused (- 0.33), and Agreeable-Hostile ( - 0.41)
H5 - 0.35 0.82 - 6-G 0.83
POMS-bi scales. Also, two RD subscales, i.e., 0.79 0.78 -0.17
H6 - 0.40
sentimentality (RDl) and attachment (RD3), are H7 - 0.35 - 0.63 -0.17 0.60
related to the POMS-bi sca!es RD1 and RD3 HX 0.90 -- 0.21 0.98 0.10
with Composed-Anxious ( - - 0.26), and RDI also H9 - 0.35 0.71 -0.14 0.69
with Confident-Unsure ( - 0.35) and Clear- HI0 0.71 - 0.30 0.73 - 0.07
headed-confused ( - 0.34). Hll - 0.46 0.62 - 0.3 1 0.54
To understand more clearly the relationship H12 0.8 1 - 0.35 0.82 -0.10
between the TPQ and the POMS-bi scales, we interfactor correlation
regressed each of the TPQ scales and subscales - 0.58
on the six POMS-bi scales. As expected, the
” Loadings of 0.30 and above are underlined.
POMS-bi scales explained a large proportion Hl, composed; 1-12,anxious; H3, agreeable; H4, hostile; H5,
(40%) of the variance in HA, but much less of the elated; 116, depressed; H7, confident; H8, unsure; H9, ener-
variance in NS (16%) and RD (20%) (Table 4). getic: HlO, tired; Hll, clearheaded; H12, confused.
Similar trends are evident for the TPQ subscales.
For all regressions with 20% or more explained
variance, the amount of variance explained by all scores and the TPQ (half scores describe just one
six POMS-bi scales is negligibly larger than that pole of a bipolar scale, e.g., half scores for the
explained by the single POMS-bi scale with the Composed-Anxious scale reflect separately the
largest correlation with that particular TPQ scale composed and anxious scores). The rationale for
or subscale. This reflects the high correlations performing this analysis was to replicate Lorr and
between the POMS-bi scales and indicates that Wunderlich’s (1988) findings; yet, by analyzing
e same component of variance half scores of bipolar scales a moderate negative
in the TPQ scales. Thus, a single POMS-bi scale correlation between polar half scales emerges
is generally as informative as all six. necessarily. This artifact is certain to be a major
HA appears sensitive to all the supposedly determinant of the obtained factor structure. As
distinct mood states described in the POMS-bi. expected, opposite poles of the scales were corre-
This is meaningful for some of the scales (e.g., lated (from -0.53 to - 0.67). Also, the 12
Composed-Anxious), but debatable for others POMS-bi half scales were interrelated highly (60
(e.g., Clearheaded-Confused). Moreover, in a of 66 correlations were significant at P < 0.0001
sample of psychiatric outpatients we have ob- with Y’Sof absolute value of 0.40 or higher).
served that HA correlates with measures of de- We factor analyzed the correlation matrix of
pression in a pattern quite similar to that pre- the POMS-bi half scales and rotated the factors
sented in Table 4 (Brown et al., 1992). This led US by Varimax. Also, we rotated the factors further
to examine in more detail the structural proper- by Promax, as an oblique rotation is most appro-
ties of the POMS-bi. priate for correlated factors (Table 5).
Lorr and Wunderlich (1988) report that the The principal components analysis retained
POMS-bi mood scales reflect higher order di- two factors. There was a third factor with an
mensions of positive ard negative affect. We ana- eigenvalue just below 1.0 (0.94). Varimax rotation
lyzed correlations beween the POMS-bi half yielded loadings suggesting the two factors reflect
223
words, nothing unusual characterized the way 86 Akiskal, H.S., Hirschfeld, R.M.A. and Yerevanian, B.1. (1983)
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This research was supported in part by Grant Lorr, M. and Wunderlich, R. (1988) Self-esteem and negative
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Health, Grants AA07982 and AA08028 ‘rom the Malatesta, C.Z. and Wilson, A. (1988) Emotion/cognition
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