Professional Documents
Culture Documents
FP 2023 Winter
FP 2023 Winter
Lessons for
the Next War
FA R Z A N E H M I L A N I G R A H A M A L L I S O N Page 52
A N N E - M A R I E S L A U G H T E R Page 53
16 Egypt Doubled Down on Fossil
Fuels by Stifling Dissent
TIRANA HASSAN AND Review
RICHARD PEARSHOUSE
73 The Dirty World of Green Cars
17 Ukraine’s Military Medicine
The path to electric vehicles is a costly one.
Is a Critical Advantage
B O B D AV I S
TA N I S H A M . FA Z A L
WINTER 2023 1
FEATURED CONTRIBUTORS
Tatiana Stanovaya is a nonresident Lee Hsi-min is a former chief
scholar at the Carnegie Endowment for of the general staff of the Taiwanese
International Peace and the founder armed forces and a retired admiral.
and CEO of the political analysis He is currently a senior fellow
firm R.Politik. She previously led the at the Project 2049 Institute.
analysis department of the Center
for Political Technologies, a Moscow-
based political consulting firm.
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2
Digital attacks are
being used to censor critical
information online
Human rights groups, news organizations, and more are at risk of DDoS
attacks designed to suppress the free flow of information. Project Shield
protects these websites from censorship attempts so they can continue
providing vital services and publishing newsworthy information.
4
ARGUMENTS
ASIA & THE PACIFIC | MIDDLE EAST & AFRICA | EUROPE | AMERICAS
CHINA
Prevent China
O
n Oct. 6, 2022, the United minorities and concluded that such
Nations Human Rights violations “may constitute … crimes
at the U.N. spurred by a meticulous report pub- Human Rights Council to hold China
lished five weeks earlier by the Office accountable for its massive and ongo-
of the High Commissioner for Human ing human rights abuses.
Rights (OHCHR), which detailed Chi- The council’s failure to carry out
nese state-directed persecution of its most basic function as the premier
By Kelley E. Currie Uyghurs and other Turkic Muslim U.N. venue for the promotion and
WINTER 2023 5
protection of human rights stands as an by principled countries. They will have
indictment of the council itself—and to use political capital at the U.N. in
the human rights system it purports to ways that may be uncomfortable. This
anchor. It also demonstrates the deep includes being willing to break consen-
success of China’s decades-long project sus on benign-sounding resolutions
to rewire the normative framework of that include Xi’s human rights ideol-
international human rights and replace ogy, aggressively negotiating to remove
it with the idea that human rights are this problematic language from texts
negotiable and subject to the prerog- in the first place, and holding other
atives of states. The Xinjiang resolu- states accountable for China-related
tion’s rejection should be a wake-up votes. In particular, the developed
call to concerned states on the need to countries that have led this effort will
redouble efforts at the U.N. to preserve need to build a cadre of allies from the
the foundational principle that every global south that would be willing to
individual around the world is entitled A Uyghur woman protests in front vote against resolutions that advance
to fundamental rights. of police in Urumqi in the Xinjiang China’s agenda and for resolutions that
region of China on July 7, 2009,
China’s campaign to subvert the exist- after the detentions of hundreds call China out for its abuses.
ing human rights paradigm has made of members of the ethnic minority. The United States and its allies also
headway due to the acquiescence of need to be more creative in leverag-
many countries that style themselves ing aspects of the U.N. system where
as defenders of the U.N. human rights for the human rights community to they have structural advantages. One
system. Consider the Human Rights respond to China’s corrosive campaign. such venue is the International Labour
Council vote in March 2018 to adopt When China ran an updated version of Organization (ILO), which seeks to pro-
China’s proposed resolution on “Pro- the resolution in 2020, even without the tect human and labor rights. The ILO
moting Mutually Beneficial Cooperation United States on the council, it faced is one of the most effective human
in the Field of Human Rights.” The reso- much stiffer resistance, passing with rights mechanisms that the U.N. has
lution effectively sublimates individual support from only 23 countries, while 16 because civil society—in the form of
rights to both collective rights (such as countries voted against it. Both member labor unions and employer groups—has
the “right” to development) and a state’s states and civil society representatives the same seat at the table as member
sovereignty. Only the United States voted aggressively called out the resolution states. This unique tripartite structure
against it. Despite lobbying by the United for promoting a view of the council creates extensive opportunity for over-
States and human rights organizations, as a mere “service provider” for gov- sight on the ground. Because labor and
13 countries, including Australia, Bel- ernments and said it damaged efforts employer representatives can file com-
gium, Germany, Japan, Switzerland, and toward accountability by ignoring the plaints directly, ILO mechanisms do not
the United Kingdom, abstained. fact that governments often commit require political will from member states
By enshrining fawning references human rights violations. By the 2022 to initiate action, potentially mitigating
to “Xi Jinping Thought” into the U.N. session of the Human Rights Council, China’s tactic of bribing and bullying
human rights lexicon, the 2018 resolu- resistance to the resolution had grown other countries. The lack of indepen-
tion represented a major step forward to the point that China chose not to run dent trade unions or employer sectors
in China’s efforts to reshape the U.N. the resolution again and risk losing a in authoritarian states such as China
human rights system. China’s ability vote. This was part of a broader push- also puts those states at a disadvantage.
to handpick the report-writing team back in New York and Geneva as evi- In 2020 and 2021, the International
meant the final report required by the dence of Beijing’s abuses in Xinjiang Trade Union Confederation—the lead-
resolution framed “mutually benefi- has grown. ing workers’ group at the ILO—formally
cial cooperation”—an undefined term The increasing resistance to the submitted complaints detailing China’s
in the human rights lexicon—just as Xi “mutually beneficial cooperation” res- state-directed forced labor of Uyghurs
does: privileging sovereignty, endorsing olution demonstrates how the losing and other Turkic minorities. The com-
GUANG NIU/GETTY IMAGES
noninterference in internal affairs, and vote on the Xinjiang resolution need plaints triggered a process that could
delegitimizing approaches to human not be fatal. But combating China’s per- ultimately lead to an investigation by
rights protection that involve criticism nicious influence at the U.N. and its vio- an ILO Commission of Inquiry, which
of a regime’s abuses. lations in Xinjiang requires a long-term has the power to recommend sanctions
It took longer than it should have strategy and sustained commitment if a government is found in violation
6
ARGUMENTS
Biden Is
of its treaty obligations and refuses to the special session will undermine the
take remediating steps. While the ILO council are underestimating the value
All-In on
has received hundreds of complaints of continually forcing China to defend
since its founding in 1919, it has autho- its behavior and expend political capital
Taking Out
rized only 35 commissions and recom- and diplomatic resources to that end.
mended sanctions just once, in the case Resolutions on Beijing’s abuses in the
China
of Myanmar. U.N. Commission on Human Rights,
Last June, the ILO formally approved the council’s predecessor, were also
a “technical advisory mission” to follow regularly rejected, but for many years
up on the confederation’s allegations that did not stop concerned member
against China. This step fell short of states from continuing to try. Even-
the high-level mission some countries tually, however, these member states By Jon Bateman
wanted, but China will have to accept voluntarily stopped introducing res- he United States has waged
a visit from the technical team before
the International Labour Conference
convenes this June. Failure to cooper-
ate will only increase pressure within
the ILO to launch a commission. Given
the gravity and persistence of forced
labor in Xinjiang, any credible tech-
olutions, preferring instead to engage
China through bilateral and “minilat-
eral” human rights dialogues behind
closed doors. Yet nearly 20 years of dia-
logues and other less confrontational
attempts to engage China on human
rights have manifestly failed. Mean-
T low-grade economic war-
fare against China for at
least four years now—fir-
ing volley after volley of
tariffs, export controls, investment
blocks, visa limits, and much more.
But Washington’s endgame for this
nical mission is likely to recommend while, human rights advocates increas- conflict has always been hazy. Does
further investigation. Either way, the ingly have lost faith in the international it seek to compel specific changes in
ILO process will continue to grind away. human rights system’s ability to hold Beijing’s behavior or to challenge the
China seems to have been late to real- China accountable—not because res- Chinese system itself? To protect core
ize the dangers posed by the ILO sys- olutions failed but because countries security interests or to retain hege-
tem. While it has been attempting to and the system stopped trying. mony by any means? To strengthen
increase its influence in the ILO, both Concerned countries must learn the United States or to hobble its chief
the ILO secretariat—dominated by labor the right lessons from these past rival? Former U.S. President Donald
law experts and alumni of independent experiences and embrace the para- Trump’s scattershot regulation and
trade unions—and the supervisory doxical idea of winning by losing— erratic public statements offered little
process have proved resilient. Like the using every opportunity they have to clarity to allies, adversaries, and com-
OHCHR’s Xinjiang report, ILO commit- highlight the grave dangers posed by panies around the world. Joe Biden’s
tees have also relied heavily on survivor China’s authoritarian approach to actions as president have been more
testimony and Beijing’s own documents, human rights and the U.N. system. systematic, but long-term U.S. goals
as well as reporting from civil society and They will need to use venues across remain hidden beneath bureaucratic
U.N. human rights special procedures. the U.N. in concert with and alongside opacity and cautious platitudes.
The OHCHR report on Xinjiang will fea- the Human Rights Council to present a Last October, however, a dense reg-
ture heavily in upcoming ILO action on consistent message that compels China ulatory filing from a little-known fed-
China, and the interplay between the to expend resources to respond. The eral agency gave the strongest hint yet
ILO and OHCHR is likely to continue. opportunities are there, but the big- of U.S. intentions. The U.S. Commerce
Meaningful progress on these issues gest question remains whether those Department’s Bureau of Industry and
is thus more likely to come from the ILO member states and others in the human Security (BIS) announced new extra-
than other parts of the U.N. system in rights community have the political territorial limits on the export to China
the near term, but this does not mean will to ensure China fails in its efforts of advanced semiconductors, chip-
concerned states should give up on ven- to avoid accountability and hollow out making equipment, and supercom-
ues such as the Human Rights Council. the international human rights frame- puter components. The controls, more
While the October resolution failed, the work. Both the Uyghur people and the so than any earlier U.S. action, reveal a
number of countries that supported it human rights project depend on it. n single-minded focus on thwarting Chi-
is sufficient to request a special session nese capabilities at a broad and funda-
through a letter to the council presi- KELLEY E. CURRIE is an international mental level. Although the limits were
dent. Countries worried that a prece- human rights lawyer and former framed as a national security measure,
dent of having no product at the end of official at the U.S. State Department. the primary damage to China will be
WINTER 2023 7
economic, on a scale well out of pro- direct product rule extends the scope globally competitive economy. Deny-
portion to Washington’s cited military to cover non-U.S. items that were made ing them to China is effectively a form
and intelligence concerns. The U.S. using U.S. technology. By leveraging of economic containment.
government imposed the new rules the United States’ centrality in the The U.S. government’s latest move
after limited consultation with partner global chip supply chain, BIS forced reveals a strategic mindset that can-
countries and companies, proving that semiconductor designers and man- not help but influence future China
its quest to hobble China ranks well ufacturers in third countries to limit tech policy. U.S. officials have focused
above concerns about the diplomatic sales to Huawei. Leading-edge chips intently on possible threats, imposed
or economic repercussions. were off-limits, while less advanced disproportionate measures, down-
In short, restrictionists—zero-sum chips were allowed. The controls griev- played the complications, and strong-
thinkers who urgently want to accel- ously wounded Huawei. armed others into compliance. This
erate technological decoupling—have These earlier restrictions were provoc- mindset all but guarantees a continued
won the strategy debate inside the Biden ative in their time, but they reflected at march toward broad-based technolog-
administration. More cautious voices— least some sense of proportion. The new ical decoupling. Even U.S. capital flows
technocrats and centrists who advocate export controls, however, are different. into China, which Trump worked hard
incremental curbs on select aspects of They effectively bring all of China under to expand as he simultaneously cracked
China’s tech ties—have lost. This shift the special rule formerly reserved for down on tech ties, are now facing new
portends even harsher U.S. measures to Huawei. Advanced semiconductors forms of federal pressure.
come, not only in advanced computing from any country will be presumptively Many U.S. policymakers and analysts
but also in other sectors (such as biotech- denied to every Chinese company, even will cheer a further decoupling. They
nology, manufacturing, and finance) firms lacking direct ties to Beijing’s mil- rightly argue that Beijing’s decades-long
deemed strategic. The pace and details itary or intelligence services. Among strategy of intellectual property theft,
are uncertain, but the strategic objec- other consequences, this will hamstring hidden subsidies, and stealthy regula-
tive and political commitment are now the development and deployment of tory discrimination has played a large
clearer than ever. China’s technological artificial intelligence throughout the part in Chinese technological advance-
rise will be slowed at any price. country—hindering Chinese progress ment. They correctly note that China
To understand the strategy behind in e-commerce, autonomous vehicles, has used its growing prowess to crush
these new controls, it helps to look at cybersecurity, medical imaging, drug dissenters and minorities, threaten
what preceded them. A multitude of discovery, climate modeling, and much neighbors, prop up foreign autocrats,
U.S. measures have limited the flow of else. China’s own semiconductor sec- carry out espionage and influence oper-
technology to and from China in recent tor is incapable of producing the lead- ations, entrench market dominance,
years. Chief among these is the Entity ing-edge chips used in AI applications. and lay the groundwork for future dig-
List, which bars designated firms from And BIS aims to keep things that way: Its ital sabotage or coercion. And they can
importing U.S. goods without a license. controls will block Chinese purchases of fairly claim that most previous U.S.
The number of unique Chinese compa- even years-old chipmaking equipment restrictions—though hardly all—were
nies on this list quadrupled, from 130 and prevent U.S. personnel from provid- sensible and successful.
to 532, between 2018 and 2022. Leading ing support or know-how. Yet the latest U.S. move may erode
Chinese chip companies, supercom- To justify this dramatic escalation, some of the very conditions that have
puting organizations, and software and BIS makes the same old national secu- enabled earlier successes. Up until now,
hardware vendors have all landed on the rity arguments. Its filing takes pains to allies and partners were more or less
list. Even so, BIS exercised its discretion portray Chinese high-end computing willing to follow the United States’ lead,
to license large amounts of nonsensitive as an urgent military threat. Nuclear China proved unable to respond force-
exports to listed companies. weapons are invoked 16 times, on the fully, the private sector adapted well
One Chinese company, Huawei, has grounds that top-tier processors facil- enough, and U.S. technocrats had room
faced a unique, supercharged version itate their design and may be “inher- to shape key policy details. The next
of the Entity List. BIS targeted Huawei ently radiation hardened.” AI is cited phase of decoupling, however, could be
with an expanded form of its “foreign as a surveillance tool. This is all factu- more unpredictable and riskier.
direct product rule,” a powerful reg- ally true. Yet BIS never really deals with The most important set of players
ulation that grants U.S. export con- the fundamental fact that both semi- are U.S. allies and partners. They will,
trols greater extraterritorial reach. conductors and AI are dual-use, gen- of course, comply with the new export
U.S. export controls primarily apply eral purpose tools. Indeed, they are the controls, due to the long arm of U.S. law.
to U.S.-origin items, but the foreign basic building blocks for an advanced, But Washington can’t afford to settle for
8
ARGUMENTS
to Chinese President Xi Jinping. But it
will certainly help him promote Bei-
jing’s long-standing narrative that a
hegemonic United States seeks to sti-
fle China’s normal development. Many
countries may be receptive to this argu-
ment, judging from the global south’s
lukewarm response to U.S.-led sanctions
and trade restrictions against Russia.
China can also portray U.S. export con-
trols as stymieing progress on shared
global challenges. It may cite, for exam-
ple, the need of Chinese researchers to
use supercomputers for vaccine devel-
U.S. Vice President Joe Biden lectures at Sichuan University opment and climate science. (In Sep-
during his visit to Chengdu, China, on Aug. 21, 2011. tember, Biden signed an executive order
defining “advanced clean energy” and
“climate adaptation technologies” as
begrudging obedience because export Washington’s campaign against Chi- “areas affecting U.S. national security”
controls are just one part of the U.S. nese technology, the move will sharpen that may warrant restrictive measures.)
international technology agenda. The debates in allied capitals about whether The global private sector represents
United States sorely needs other nations U.S. aims align with their own political another important set of players. It is
to coordinate industrial policy, share and economic interests. And by flex- well-known that U.S. export controls
economic intelligence, harmonize dig- ing unilateral muscles so forcefully, the incentivize firms to escape U.S. juris-
ital regulations, press Beijing on joint controls will cast doubt on U.S. willing- diction by offshoring their operations.
concerns, and collectively envision a ness to accommodate differing inter- Likewise, the foreign direct product
future economic order. This requires ests. (U.S. officials imposed the new rule encourages fuller purging of U.S.
difficult negotiations. controls while international consul- technology throughout a global supply
The United States has labored, for tations were still underway, without chain. This is admittedly hard to pull off.
example, to launch a “Chip 4” alliance securing any specific agreements.) Regardless, private actors will respond
with South Korea, Taiwan, and Japan, China, of course, will also react. to the new export controls’ signal of
which together dominate much of the Symmetrical retaliation—for exam- heightened geopolitical risks by reduc-
semiconductor industry. But the project ple, blocking U.S. imports of critical ing U.S.-China commerce, and perhaps
has been plagued by internal conflict, minerals or punishing key companies even financial ties, across many sectors.
and it must now overcome Seoul’s out- such as Microsoft, Apple, or Tesla—is Some U.S. policymakers may wel-
rage at its companies’ exclusion from unlikely. China has much to lose from come such developments. Figures from
a new U.S. electric vehicle tax credit. such actions, and its economy already former Secretary of State Mike Pompeo
Washington has also tried to write a faces major headwinds. Beijing may to FBI Director Christopher Wray to Sen.
human rights code of conduct for export instead push back in subtler ways, per- Mark Warner have exhorted U.S. compa-
controls alongside Canada, France, the haps slow-rolling regulatory approvals nies to rethink their China ties in light
Netherlands, and the United Kingdom, or undermining the recent U.S.-China of IP theft, a possible Taiwan crisis, and
though a year has passed with no public deal on public company accounting other business risks. But Washington
results. The U.S.-European Union Trade standards. The bigger threat would be could wind up getting more than it bar-
and Technology Council has been more Chinese reprisals against U.S. allies gained for. Many private actors have
productive. The Indo-Pacific Economic and partners—such as South Korea, grown weary of a U.S. policy process
Framework, less so. Ambitious multi- Japan, or Taiwan—that must imple- that is sometimes opaque, unpredict-
lateral efforts, such as the U.S. hope of ment Washington’s controls. China has able, irregular, and even uninformed.
reforming the World Trade Organiza- more leverage against these countries In the face of this uncertainty, firms
tion, have yet to pick up steam. and will want to insert a wedge in the (and academic institutions) may pull
GETTY IMAGES
The United States’ latest export con- U.S. economic coalition. back from benign and beneficial areas
trols undermine these dialogues in two The United States’ embrace of quasi- of U.S.-China engagement. The pri-
ways. By revealing the maximalism of containment will come as no surprise vate sector could ultimately choose to
WINTER 2023 9
accelerate its own decoupling, which pointing to possible trade-offs. Many
may be broader, faster, and more chaotic business leaders think differently, but
than U.S. policymakers have planned for. they have lost political sway, and they
ASIA &
U.S. businesses and universities may know it. Most choose to keep their head
spurn high-skilled Chinese applicants down, offering quiet pleas and technical T H E PAC I F I C
who pose no real national security comments to rulemakings. (The Semi-
risk but would nonetheless face vague conductor Industry Association said
and onerous visa screening, “deemed only that it was “assessing the impact
export” controls, or research security of the new export controls,” which were
requirements. U.S. organizations may imposed prior to the formal comment
slow their adoption of innovative tech- period.) In short, not a single promi-
nology (drones, for example) due to the nent political figure has emerged as a
growing risk of bans on Chinese equip- major voice of caution on decoupling.
Pakistan’s
ment and the dearth of competitive So long as that remains true, harsh new
alternatives. U.S. companies may fail controls will only further consolidate
Military Is
to bring new goods to market if China the restrictionists’ dominance of main-
offers the most viable manufacturing stream discourse and build momentum
Here to Stay
site yet the regulatory risk is too great for more of the same.
to justify long-term investments there. U.S.-led technological decoupling
In these and other scenarios, a volatile from China has had enormous conse-
U.S. policy environment forces private quences in just a few short years. It has
actors to go beyond or move ahead of rewired international relationships,
what policymakers may actually want, unsettled the global economic order, By Husain Haqqani
harming U.S. interests in the process. and transformed technology policymak- akistani politics have
Finally, the new export controls will
reverberate within the U.S. political
system. Biden probably hopes to fend
off Republican attacks that he is weak
on China. This may help in the short
term, but in the long run it’s a mug’s
game. Anti-China measures have been
ing and politics in many countries. In
this high-stakes game, Washington has
been both card player and card dealer,
making its own moves while constrain-
ing the choices of others. Now the United
States has gone all-in—wagering like
never before and placing its cards on
P always revolved around
the country’s military.
Civilian politicians com-
pete for support while crit-
icizing—or seeking covert help from—a
ubiquitous security establishment.
Since his ouster as prime minister in
a one-way ratchet: Each new restric- the table for all to see. The decisive U.S. April 2022, cricketer-turned-politi-
tion or sanction simply ups the ante gamble: to openly block China’s path to cian Imran Khan has become the lat-
for the next one, empowering hard- becoming an advanced economic peer, est to challenge this system. But Khan’s
line voices in the process. There will even at significant risk to U.S. and allied polarizing rhetoric is only adding to
soon be calls to broaden these export interests. Bigger U.S. moves are probably Pakistan’s chaos—not marking the
controls and use even more powerful coming in the future. But for now, Wash- advent of a revolution.
weapons, such as the Specially Des- ington must wait to see how others play The government elected after Khan’s
ignated Nationals List, against major their hands. n removal via a no-confidence vote ini-
Chinese companies. tially tolerated the former prime min-
If Biden is not yet prepared to take JON BATEMAN is a senior fellow in the ister’s attacks on generals, judges, and
these steps, he will find it increasingly Technology and International Affairs political rivals in addition to his con-
hard to explain why. Neither he nor any Program at the Carnegie Endowment spiracy theories about his ouster being
other U.S. leader has made a serious for International Peace. the result of a U.S.-backed plot. Unlike
effort to educate the American peo- previous civilian leaders who fell afoul
ple about the costs and risks of decou- of the military, Khan was not immedi-
pling. Rather, popular discourse and CHINA BRIEF: FP’s James Palmer ately arrested, charged with corruption,
political energy overwhelmingly favor explains the political drivers behind or disqualified from future elections
the restrictionists. Republicans have the headlines in Beijing and shows you by judicial fiat. But now, Khan and his
made China-bashing central to their the stories the West has missed. Sign up close aides are beginning to face the
brand, and few Democrats are inter- for email newsletters at ForeignPolicy. wrath of the state apparatus. Both the
ested in challenging their premises or com/briefings. security establishment and the civilian
10
ARGUMENTS
managed to enter parliament in 2002 in
elections organized by the military
regime of Gen. Pervez Musharraf. Only
in 2013 did Khan’s party win a signifi-
cant number of seats in parliament for
the first time. In 2018, he translated his
celebrity status into high political office
with direct help from Pakistan’s intelli-
gence services and the military. In that
year’s elections, the PTI emerged as the
single largest party in the lower house of
parliament, but it could not form a gov-
ernment without the support of smaller
parties. The military overcame this hur-
Supporters of ousted Pakistani Prime Minister Imran Khan march along dle by advising three such groups to
a street during a demonstration in Islamabad on May 26, 2022. form a coalition with the PTI.
Khan’s ascent to prime minister
became possible because of a controver-
government seem to have realized routinely influences Pakistan’s superior sial Supreme Court ruling that disquali-
that Khan’s populist influence will not judiciary. Supreme Court judges often fied Nawaz Sharif without trial as well as
diminish without prosecuting him and provide legal cover for otherwise undem- a spate of corruption cases hobbling most
his associates. ocratic and unconstitutional actions ini- of Khan’s other opponents in the PML
Last October, Pakistan’s Federal tiated by generals. The Supreme Court and PPP. To get to this point, the military
Investigation Agency charged Khan endorsed Pakistan’s past four military had ensured favorable media coverage
with violating laws barring foreign fund- coups and accepted the generals’ right for Khan and his party, helped prosecute
ing for political parties, and the coun- to suspend the constitution under its his opponents, and directed locally influ-
try’s Election Commission followed so-called doctrine of necessity. On three ential candidates to join the PTI. Oppo-
up by banning him from running for other occasions, the military orches- nents and foreign observers also alleged
elected office. Since Khan first ran for trated palace coups, resulting in the dis- selective rigging on election day.
public office in 1997, he has raised funds missal of elected prime ministers by the Corruption cases against PML and
for his Pakistan Tehreek-e-Insaf (PTI) president and with the support of the PPP leaders failed to make much head-
party from foreigners and overseas Paki- Supreme Court. In 2012 and 2017, prime way in trial courts and are currently
stanis. Although some of this fundrais- ministers were removed from office at being thrown out for lack of evidence.
ing has likely always violated Pakistani the behest of the military through direct But Khan continued to rail against his
law, prosecutors long held off disciplin- intervention by the Supreme Court. opponents, telling his supporters that
ing Khan or his party because they Together, the Pakistani military and judi- Pakistan was destined for greatness
enjoyed the establishment’s blessings. ciary have never allowed a PML or PPP under his leadership. Like most pop-
Khan’s support base comprises mid- prime minister to stay in office for the ulists, however, he had no answers for
dle-class urban Pakistanis disenchanted full five-year term of parliament. the country’s problems and governed
with the country’s two traditional polit- Khan presented himself as the mil- poorly. Khan often addressed the nation
ical parties, the center-right Pakistan itary-backed alternative to the PML’s on television and rallied his supporters
Muslim League (PML)—dominated and PPP’s perceived corrupt, dynastic with a mix of Islamist and nationalist
since the 1980s by the family of former politics. His populist rhetoric appealed grandiloquence. The military gradually
Prime Minister Nawaz Sharif and cur- to young middle-class Pakistanis as lost faith in the former prime minister
rent Prime Minister Shehbaz Sharif— well as those who had been more com- as Pakistan’s economy took a nosedive
AAMIR QURESHI/AFP VIA GETTY IMAGES
and the center-left Pakistan Peoples fortable during the country’s past peri- and its foreign relations suffered.
Party (PPP), led by members of the fam- ods of military rule than under its The value of the Pakistani rupee
ily of late Prime Ministers Zulfikar Ali civilian democrats. eroded after Khan reinstated fuel sub-
Bhutto and Benazir Bhutto. Khan at first struggled to get trac- sidies that had been eliminated as part
Prime ministers from both the PML tion as a politician, with his newly cre- of the country’s commitments under
and PPP have been ousted multiple ated party failing to win a single seat in an International Monetary Fund pro-
times by the Pakistani military, which the 1997 parliamentary elections. He gram. Khan had managed to antagonize
WINTER 2023 11
the leaders of China, Saudi Arabia, and democracy and civilian supremacy before the military steps in again, most
the United Arab Emirates so much so over the military rooted in Pakistan’s likely indirectly, to restore order. n
that these traditionally friendly coun- constitution; their collaboration with
tries would not help Pakistan service the military was strategic. Khan and HUSAIN HAQQANI is the director for
its foreign debt. His open support for his supporters, by contrast, hope that South and Central Asia at the Hudson
the Taliban and criticism of Washing- the Islamist, anti-American elements Institute and a former Pakistani
ton, meanwhile, left Pakistan with little of the military will intervene to help ambassador to the United States.
support in the United States. Khan return to power.
Ever the narcissist, Khan ran a one- That is unlikely to happen. Paki-
man show, shuffling his cabinet often stan’s military is not prone to factional SOUTH ASIA BRIEF: Michael Kugelman
and skipping sessions of parliament. He divisions and remains unified despite writes a weekly digest of news and
also displayed little respect for lawmak- Khan’s provocations. The former prime analysis from India and seven
ers or the generals who helped bring minister’s cult followers might believe neighboring countries—a region that
him to office. Meanwhile, Khan’s oppo- he is the only patriotic and honest polit- comprises one-fourth of the world’s
nents peeled off support from his coali- ical leader in Pakistan, but the military population. Sign up for email newslet-
tion and—once the military withdrew seems to have moved on. ters at ForeignPolicy.com/briefings.
its backing by publicly declaring itself Unlike Benazir Bhutto, Nawaz Sharif,
politically neutral—ousted him in the and many other Pakistani politicians,
Why Japan
no-confidence vote last April. Khan’s Khan has faced little adversity in his
effort to nullify the vote by claiming career—so far. He has never had crim-
Should Join
that it was U.S.-backed regime change inal cases brought against him or gone
did not survive legal challenges. to prison. Nor has he been banned
AUKUS
Out of office, Khan has turned on his from appearing on television or trav-
former benefactor, the military high eling—restrictions that others daring
command, claiming that Pakistan’s to take on Pakistan’s establishment
then-army chief ousted him to bring have faced. Khan may have a political
“traitors” back to power at the behest of future if he gets through the hardships
the United States. Khan feels no need that await him. He remains well-liked By Michael Auslin
to offer evidence of his conspiracy- by his base and was able to win back new quad is coalesc-
mongering because his followers
have become a personality cult, will-
ing to follow him to the gates of hell.
But despite Khan’s vaunted popular
support and vast social media presence,
his promises to mobilize a revolution
will most likely remain unfulfilled.
most, though not all, of the parliamen-
tary seats vacated by the PTI after the
no-confidence vote. His popularity was
further burnished by a failed assassina-
tion attempt last November.
As Khan and others nurtured by
Pakistan’s military establishment turn
A ing in the Indo-Pacific,
and it is likely to have an
even greater impact than
the Quadrilateral Secu-
rity Dialogue, a grouping that brings
together Australia, India, Japan, and
the United States. The new alignment
Pakistan has had popular leaders who against it, some observers might be is coming about as Japan increasingly
challenged the military’s dominance tempted to write the obituary of mili- aligns its security interests with those
on politics and policy before. They did tary dominance in the country’s pol- of Australia, Britain, and the United
not succeed in weakening this stran- itics. As someone who has advocated States against the growth of China’s
glehold—and Khan’s chances are no for the supremacy of civilian rule and influence and power. The prospect of
better. In railing against the military constitutional democracy in Pakistan adding Japan to the Australia-United
leadership, Khan is simply doing what for decades, I am not sure Khan’s agita- Kingdom-United States defense coop-
Zulfikar Ali Bhutto and Nawaz Sharif tion will truly change how Pakistan func- eration pact, established in 2021 and
did before him. All three of them rose tions. The country is likely to witness known as AUKUS—which would turn
to power with the help of the military more chaos—rallies and media noise the group into JAUKUS—could trans-
and then turned around to confront it. by Khan’s supporters, political disputes form security cooperation among lib-
However, unlike Bhutto and Sharif, playing out in court, the specter of debt eral democracies in the Indo-Pacific in
Khan’s opposition to the military’s defaults, continuing inflation and ero- a way that no other previous alliance or
role in Pakistani politics is not rooted sion of the value of the Pakistani rupee, quasi-alliance has managed.
in conviction. Bhutto and Sharif, as threats of violence by the Pakistani Tali- Such a partnership was not preor-
well as their supporters, believed in ban, and extreme political polarization— dained. Indeed, reports in April 2022
12
ARGUMENTS
that Japan was quietly being asked
about joining AUKUS were quickly
denied by Tokyo; then-White House
press secretary Jen Psaki also dismissed
the idea. But Japan looks to be align-
ing itself with the trio nonetheless, part
of a strategic revolution that has not
only transformed Tokyo’s security pos-
ture but turned it into an increasingly
important actor in the Indo-Pacific.
Under Japanese Prime Minister Shinzo
Abe, who governed until 2020 and was
A U.S. aircraft carrier and submarine join South Korean and Japanese
assassinated last July, Japan dropped warships during naval exercises in the Sea of Japan on Sept. 30, 2022.
most restrictions on joint weapons
development, steadily increased its
military budget, and embraced a more support for global norms and regional For Britain, the access agreement
active defense posture, including allow- openness. Already, in January 2022, they with Japan puts more meat on the
ing its military forces to engage in col- had signed a military reciprocal access bones of London’s “tilt” toward the
lective self-defense with partners. agreement, which eases the procedures Indo-Pacific region, a strategic shift first
Since taking power in October 2021, for visiting forces and allows the Austra- outlined by the government of Prime
current Prime Minister Fumio Kishida lian and Japanese militaries to hold joint Minister Boris Johnson. A deepening
has not only built on Abe’s foreign and exercises and work together on disaster of British-Japanese defense ties, along
security policies but also expanded relief, including with the United States. with new Prime Minister Rishi Sunak’s
and enhanced Japan’s ties with lead- With their new security cooperation expected revision of London’s most
ing liberal nations in Asia and beyond. declaration, the two countries pledge to important public strategic document,
Kishida immediately joined Washing- “deepen practical cooperation and fur- its “integrated review,” to focus more
ton and European capitals in sanction- ther enhance interoperability” between clearly on the threat posed by China,
ing Russia after its invasion of Ukraine. their militaries while sharing intelli- sets the stage for greater formal cooper-
He has deepened Japan’s engagement gence, cooperating on cyberdefense, ation with Canberra, Tokyo, and Wash-
with NATO, becoming in June the first and working to secure their supply ington in the Indo-Pacific.
Japanese leader to attend a NATO sum- chains, among other actions. If fully Even before the four countries reach
mit. At home, Kishida has continued to implemented, the proposed scope of any formal agreement, however, an
increase Japan’s defense budget, with cooperation would make the partner- informal JAUKUS is already emerg-
the possibility of doubling it to nearly ship among the most important for ing thanks to an alignment of actions
$100 billion, and will soon publish a new each nation. aimed at balancing Chinese advances.
national security strategy. The takeaway Meanwhile, in December, Britain Already, in October 2021, the four coun-
for Asia watchers is that Japan’s strate- and Japan were set to sign a recipro- tries’ navies conducted joint train-
gic revolution is not tied to political per- cal access agreement similar to the one ing in the Indian Ocean. In August
sonalities but rather to evolving Chinese Japan already has with Australia, eas- 2022, Japan announced that it would
and North Korean threats. Tokyo will ing the entry of troops into each other’s research hypersonic missiles, shortly
continue to develop its capabilities and countries and enhancing joint military after AUKUS stated its focus on devel-
expand its partnerships as long as Asia’s exercises and logistics cooperation. This oping both hypersonic and counter-
. SOUTH KOREAN DEFENSE MINISTRY VIA GETTY IMAGES
security environment remains unstable. follows a July 2022 announcement hypersonic technology. Similarly, Japan
A core element of Kishida’s approach that Tokyo and London will cooperate is increasing its investment in quantum
is a steady alignment with the three (with Italy) on developing a next-gen- computing, to be carried out in part by
AUKUS nations. Last October, Canberra eration fighter jet. The British Royal Fujitsu, the owner of the world’s sec-
and Tokyo signed the Japan-Australia Navy and the Japan Maritime Self-De- ond-fastest supercomputer. This initia-
Joint Declaration on Security Coopera- fense Force held joint exercises in the tive meshes with AUKUS’s commitment
tion. Although it is not a formal mutual English Channel the previous month, to jointly develop quantum and arti-
defense pact, the agreement enhances just a year after the new HMS Queen ficial intelligence technologies with
Japan and Australia’s “Special Strate- Elizabeth aircraft carrier and its strike potential military implications.
gic Partnership” while reiterating their group visited Japan. Similarly, the four nations are
WINTER 2023 13
increasingly aligned on domestic more apparent, the JAUKUS nations batons to harass, terrorize, discipline,
security issues. All four have banned will likely see the benefit of further coor- and even kill women—still performs
Huawei, the Chinese technology con- dinating and joining their efforts, all of its hypermasculine authority, women
glomerate, from their domestic tele- which promise to help maintain stabil- are burning their headscarves, display-
communications networks, especially ity in the Indo-Pacific region. n ing them on tree branches, poles, and
6G, although implementation has been canes as well as in defiant hands. They
uneven. Furthermore, British Security MICHAEL AUSLIN is a fellow at the burn their mandatory head coverings
Minister Tom Tugendhat’s announce- Hoover Institution at Stanford as a relic of the past or billow them in
ment last year that Britain would close University and the author of books the breeze as flags of a new future order.
all remaining Confucius Institutes including Asia’s New Geopolitics: Young women dancing and chant-
means that each of the four nations Essays on Reshaping the Indo-Pacific. ing have replaced bearded, angry men
is moving to reduce the presence and stressing the differences between Iran
influence of the Beijing-funded organi- and the rest of the world. Life-affirming
zation, which has exerted pressure on slogans—such as “Women, life, free-
universities around the world to mute MIDDLE EAST dom”—have replaced cries of “Death
criticism of China and push positive to” this and that.
narratives that benefit the interests of & AFRICA The streets of Iran are no longer the
the Chinese state. monopoly of men. They display a youth-
The next step in creating an actual ful, desegregated Iran; more than half of
JAUKUS would be to consider how to the country’s current inhabitants were
incrementally formalize Japan’s partici- born after the 1979 revolution. It is a
pation. That effort could begin by invit- gentler Iran, tired of dictatorship and
ing Japanese officials to observe some of violence. It is a digitally literate Iran,
the 17 AUKUS working groups on areas transformed by its computational know-
Misogyny
of common interest, such as quantum how and its virtual contact with a bor-
computing and hypersonic develop- derless community. It is a global Iran,
Imperiled
ment. A next stage would be to explore in touch and in tune with an intercon-
modified JAUKUS status for Japan or nected, interdependent world.
Iran’s Regime
regular attendance at meetings of joint It is thanks to this young generation
steering groups, which set policy on the that the country, an isolated pariah
two core topics that AUKUS is focused state, is igniting a worldwide celebra-
on—submarines and advanced capabil- tion of democracy and gender equity.
ities—while longer-term membership is And this audacious celebration of
discussed. Throughout, quietly explor- By Farzaneh Milani democratic aspirations is being led by
O
ing how Tokyo might participate in ne ought to expect the Iranian women—who have so often
AUKUS’s core effort to supply nuclear- unexpected in post-rev- been represented as voiceless, power-
powered submarines to Australia could olutionary Iran. Still, less, and oppressed in the West.
help map out potential diplomatic and before last year, few The core tenet of Iran’s Islamic Rev-
political land mines, not least in Japa- experts could have olution was to put women back in their
nese domestic politics, where the oppo- imagined that Iran would be the cra- place and erase them from the pub-
sition to nuclear technology for any dle of a women-led movement demand- lic sphere. The ruling elite wanted to
military use remains strong. ing gender equality and inspiring the resegregate and keep women in their
Regardless of the process by which it world. Few, inside or outside the coun- designated spaces. They quickly can-
happens and the group’s ultimate sta- try, could have envisaged that the arrest celed laws protecting women’s rights
tus—whether it is an alliance, a pact, or and death of Mahsa Amini, a 22-year- and human dignity. Soon, the turban—
something more informal—JAUKUS is old Iranian Kurdish woman, by Iran’s outlawed by former leader Reza Shah
a natural evolution of converging secu- so-called morality police would trigger Pahlavi—became the supreme leader’s
rity concerns and initiatives by four a massive protest movement, consid- insignia. It replaced the crown just as
leading liberal nations with a will and ered by many to be the early signs of “the King, the Crowned Father” became
ability to think strategically about the a revolution. “the Supreme Leader, the Nation’s
Indo-Pacific. As the commonality of Although the morality police— Guardian and Father.”
their policies and goals becomes ever equipped with violence, clubs, and The ruling elite wanted to reestablish
14
ARGUMENTS
traditional modes of governance, re-
instate the patriarchal family, and realign
gender relations within it. Unsurpris-
ingly, the very first decree of the Islamic
Republic—which occurred on Feb. 26,
1979, before the compulsory veiling act
and even before the ratification of the
constitution—was the repeal of the 1967
Family Protection Law, which had imple-
mented greater freedoms for women in
the realms of divorce, polygamy, and
child custody laws.
An Islamic society could only be An Iranian woman
walks past a covered
reborn if the nuclear family could be shop window in
reformed. The clerical regime legislated Tehran on July 9,
new restrictive laws. They resorted to 2022.
bullying, publicly shaming, and impris-
oning any woman who tried to reassert
her rights, her choices, and her identity. ing are the daughters and granddaugh- was the distant and unattainable dream
The directive to women soon after the ters of women who risked life and limb of Zari—the female protagonist of Iran’s
1979 revolution was loud and clear: Dis- to pave the way for democratization first major novel by a woman, Savushun
appear from public places, and if you and desegregation. More than 40 years by Simin Daneshvar—then the younger
need to be there, hide yourself under after the ruling elite’s obsessive attempt generation, within the country and in
a mandatory hijab—a mobile home, a to resegregate Iranian society, they are the diaspora, is assuming the role of
portable closet, a walking wall. Cover making unprecedented history inside rulers and even prophets.
your body. Cover your voice. Erase your and outside the country. “I must be King, even if I don’t have
presence. Make yourself invisible. Female writers, always at the fore- a crown on my head,” writes the female
Women, however, refused to become front of social justice movements in narrator of the award-winning novel
invisible, voiceless, and powerless. They contemporary Iran, brought the strug- My Bird by Fariba Vafi. The young,
challenged the regime at every step and gle for democracy and gender equity sassy protagonist of Marjane Satrapi’s
emerged as vibrant catalysts for change. inside the home, into kitchens and bed- graphic memoir, Persepolis, goes even
They fought exclusion. They claimed rooms. They demanded its implemen- further and declares herself the first
the streets and struggled for the free- tation in interpersonal relationships. female prophet in a long line of male
dom to move about freely, to be part of Without shedding a drop of blood, they predecessors.
the public world, to be heard, to be seen, prepared the way for a smooth tran- Iranian women have emerged as
to be acknowledged as equal citizens. sition to a more democratic, desegre- seasoned survivors and a formidable
They refused to be deleted. Now, they gated society. civic force to be reckoned with. They
are on the way to shattering the hardest Segregation establishes complex offer a promising alternative to lead a
and highest ceiling: national leadership. interconnections between bodies and country in deep and swift decline out
Iranian women are at the forefront borders in a physical, literary, and of its current crisis.
of a vast and transformative movement symbolic sense, and female writers The prescient chronicler of seismic
to reverse a backlash against their ear- and poets, having suffered its impact moments of transition in Iranian his-
lier gains and attain equal rights. They on their bodies and voices, know that tory, Bahram Beyzaie, in his masterpiece
MORTEZA NIKOUBAZL/NURPHOTO VIA GETTY IMAGES
are fighting the government’s morality desegregation is central to their liter- Death of Yazdgerd, puts the crown on
police—self-assigned arbiters of morality ary enterprise. They know they have the head of his female protagonist and
and women’s bodily integrity. They are to trespass walls, boundaries, borders, these words in her mouth: “I have been
rejecting the obligatory hijab, invisible and ancestral silences. waiting for liberation for a long time.”
walls and veils, institutionalized repres- If we accept that good art knows more This is the dawn of a new era in Iran. n
sion, and legislative humiliation, which than the artist, then female writers and
considers a woman’s worth, testimony, poets are the harbingers of future polit- FARZANEH MILANI is a professor of
and inheritance half that of a man’s. ical trends in Iran. Iranian literature and gender studies
The young women leading the upris- If earlier a “world ruled by women” at the University of Virginia.
WINTER 2023 15
energy production, and Egypt plans to health-focused organizations created
Egypt Doubled significantly increase oil and gas pro- Egyptians Against Coal. The movement
duction. But within Egypt, there’s effec- harnessed long-standing concerns over
Down on tively no public campaigning against air quality, which was already notori-
the country’s own fossil fuel produc- ously poor around many cement fac-
Fossil Fuels by tion. It’s simply too dangerous. tories in Greater Cairo, Alexandria, and
That has not always been the case. In other cities. An Egyptian Environment
Stifling Dissent 2012, Egyptians Against Coal emerged Ministry report at the time estimated
as a broad-based campaign in response that coal use in the cement industry
to the government’s interest in re- could cost Egypt $3 billion to $5 billion
incorporating coal into the country’s a year in health costs, primarily from
By Tirana Hassan energy mix. In many ways, it was the respiratory diseases.
and Richard Pearshouse high-water mark of modern Egyptian Activists were also motivated by the
ast November, Egypt environmentalism. opaque nature of the cement industry’s
16
ARGUMENTS
removed Morsi. Egyptians Against Coal operations. They are also barred from
also had the support of Laila Iskander, determining the impacts of Egypt’s vast
who was appointed environment min- and opaque military business activi-
ister by the interim government that ties—such as destructive forms of quar- EUROPE
month. A longtime environmentalist, rying, water bottling plants, and some
she was the cabinet’s lone anti-coal cement factories—as well as of so-called
voice. She commissioned and dissem- national infrastructure projects—such
inated the Environment Ministry report as a new administrative capital—many
on coal’s health consequences, which of which are associated with the presi-
was later removed without explanation dent’s office or the military.
from the ministry’s website. Meanwhile, Egypt has taken few steps
The government of Abdel Fattah to move away from the production and
al-Sisi, who had been defense minis- use of fossil fuels and is instead increas-
ter under Morsi (and became president ing the production of both oil and meth- Ukraine’s
in June 2014), began to relentlessly per- ane gas, with the hope of becoming a
secute critics, dissidents, journalists, leading methane gas exporter. Accord- Military
and human rights and political activ- ing to the Climate Action Tracker,
ists. Egypt’s environmental movement Egypt is responsible for more than a Medicine
was not spared. third of total methane gas consump-
As the government intensified its tion in Africa and is the continent’s sec- Is a Critical
crackdown on independent civil soci- ond-largest producer. The organization
ety, freedom of expression, and judicial rates Egypt’s overall climate targets and Advantage
freedom, the anti-coal campaign began policies as “highly insufficient.”
to wither away. “We had some promi- COP27 presented a clear opportunity
nent people who showed up on TV to to scrutinize the host government’s own
speak against coal, but suddenly they climate rhetoric and reality. But there is By Tanisha M. Fazal
started to quit the campaign,” an envi- also an ongoing obligation to urge Sisi ussia’s ongoing invasion
ronmental activist told Human Rights
Watch. “One was harassed by security
at the airport, so he quit.”
A domestic legal case against coal
ground to a halt. Mentions of Egyptians
Against Coal disappeared from media.
And public protests, previously energetic
to release his chokehold on the coun-
try’s freedoms of assembly, association,
and expression.
The debate among diplomats over
whether ambitious climate policies
or protecting human rights should
come first presents a false dichotomy.
R of Ukraine has prompted
more than $100 billion in
aid since February, sev-
eral votes at the United
Nations, and the transfer or sale of high-
tech weapons systems from the United
States to Ukraine, including HIMARS
and frequent, became too dangerous. Robust climate policies require robust rocket launch systems, Switchblade 600
In April 2014, the Sisi government engagement from civil society. Climate drones, and MANPADS air defense sys-
decided to permit coal use for heavy action needs more critical voices, not tems. But another, more prosaic part of
industry. Soon after, Iskander was fewer. n the West’s aid to Ukraine is having a sig-
removed and replaced by Khaled nificant effect on the conflict: medical
Fahmy, who also served as Iskander’s TIRANA HASSAN is the interim supplies. Military medicine is a largely
predecessor. Some activists referred to executive director and RICHARD overlooked contributor to military effec-
him as the “minister of coal” due to his PEARSHOUSE the environment and tiveness, but its effects are playing out
strong support for the fuel during his human rights director, both at in real time on the battlefield.
first stint in government. Human Rights Watch. From better field sanitation to mech-
Fast-forward to today. Egyptian anized and air evacuation, as well as
authorities effectively prohibit jour- modern body armor, armies today that
nalists and advocates from working on AFRICA BRIEF: Nosmot Gbadamosi take advantage of these changes can
sensitive environmental issues. They rounds up essential news and analysis not only save lives but also preserve the
are barred from studying the impacts on from Algeria to Zimbabwe and strength of their forces. In World War I,
local communities and the environmen- countries in between. Sign up for email for example, injured U.S. soldiers could
tal toll of fossil fuel operations, includ- newsletters at ForeignPolicy.com/ wait hours to be evacuated to a field hos-
ing production, refining, and export briefings. pital just a few miles away; during the
WINTER 2023 17
likely be healthier at the start of the
war and, all else equal, will be more
likely to receive treatment that allows
them to return to duty sooner rather
than later.
Second, having better medicine
means a higher likelihood of maintain-
ing unit cohesion; rather than being
sent home (or worse, dying), injured
soldiers can be treated and returned to
their unit. Social bonds can be main-
tained. New troops do not have to
Doctors wait outside
an operating room spin up on training. And third, better
during surgery on medicine translates into higher troop
a wounded soldier morale. Knowing that you and your
at a military hospital
in Zaporizhzhia, fellow soldiers will receive good medi-
Ukraine, on April 18, cal care in the event of illness or injury
2022. will make you more willing to fight and
take risks. It signifies a country unwill-
ing to waste its soldiers’ lives—in stark
war in Afghanistan, by contrast, injured last February but over the past eight contrast to the attitude on display in
U.S. military personnel would be evac- years. Since the invasion of Crimea in Russia’s mass mobilization of often
uated to the U.S. military hospital in 2014, Ukraine has been prepping for untrained soldiers.
Landstuhl, Germany, or even back to all-out war with Russia, including on Many of these factors were evident
the United States within a day or two. the medical front. in the United States’ most recent wars
By all accounts, Ukraine has much Russian forces, on the other hand, lack in Afghanistan and Iraq. The creation
better military medicine than Rus- medical training as well as supplies. A of a trauma registry in 2004 facilitated
sia. Ukrainian forces, for example, are video shared widely on social media last a revolution in military medical data
well trained in Tactical Combat Casu- September reportedly showed Russian collection, which, in turn, allowed for
alty Care (TCCC), a set of prehospi- officers telling new conscripts to pur- the research underlying guidelines
tal guidelines developed by the U.S. chase tampons to plug bullet wounds. like TCCC. The intense focus on stem-
military in the 1990s and revised and Russia has suffered from shortages in ming blood loss led to the invention
widely adopted in the early years of military medical staffing for years. Rus- and use of new kinds of tourniquets,
the Afghanistan and Iraq wars. U.S. sian morale is also reportedly quite low, hemostatic dressings, and catheters to
military medical practitioners found as seen from both field reports and the maintain blood flow. And understand-
that 87 percent of preventable bat- flow of Russian men leaving the country ing the critical importance of deliver-
tle deaths occurred in the prehospi- so as not to be drafted into the army. One ing care as soon as possible prompted
tal setting; among these, the most by reason for low morale is likely reports of U.S. Defense Secretary Robert Gates to
far were from hemorrhage. Thus, the poor medical care and supply, including implement the “golden hour” rule in
TCCC guidelines focus heavily on hem- the use of Soviet-era first-aid kids and 2009, such that any injured U.S. mili-
orrhage, with advice on when to apply limited pharmaceuticals. While Russian tary personnel would be evacuated to a
tourniquets, hemostatic dressings, and personnel have had some training in higher-level medical facility within the
clamps to stem blood loss. Aid from the TCCC, they appear to lack crucial mod- first, most crucial hour of injury. Com-
West has included exactly these kinds of ern equipment—such as the combat bined, these changes contributed to a
supplies, as well as related equipment application tourniquet—to implement tripling of the United States’ wounded-
such as body armor. Western advisors these guidelines. to-killed ratio, from the traditional 3:1
ED JONES/AFP VIA GETTY IMAGES
have also been pushing for the use of Better military medicine matters on to 10:1 in Operations Iraqi Freedom and
whole blood in far-forward settings— the battlefield for at least three reasons. Enduring Freedom.
and the Ukrainian government recently First, having better medicine means Of course, there are many ways in
authorized this protocol. One reason for saving more lives; in other words, mil- which these wars are not comparable.
Ukraine’s medical advantage is that it itaries with better medicine can bring One key difference is that the United
has welcomed such aid not just since more people to the fight. They will States fought counterinsurgencies
18
ARGUMENTS
in Afghanistan and Iraq. At least to in violation of international law. In Ukraine, Europe has lost roughly a
date, the conflict between Russia and addition to strikes on civilian medi- third of its regular gas supply. Much of
Ukraine has been a conventional war cal infrastructure, such as that on a Europe, particularly in the former Soviet
more reminiscent of past land wars maternity hospital last March, Russian bloc, relied on Russian gas for electric-
in Europe—and with accordant lev- forces have also targeted Ukrainian ity generation, home heating, cooking,
els of casualties. Artillery rather than medevac rail lines. and industrial purposes. Germany and
roadside bombs have been the main Nevertheless, all signs point to Italy, the largest and third-largest econ-
mechanism of injury. Another import- Ukraine holding the medical advan- omies in the eurozone, were also heavily
ant contrast has to do with air evac- tage in this war. Medicine is of course dependent on Russian gas.
uation, a key part of saving the lives not enough. The Finns likewise held Since last spring, as the scale of the
of the wounded. Neither Ukraine nor the medical advantage over the Soviet conflict became clear, Europe has been
Russia has air superiority in this war. Union in the 1939 Winter War. Finland bracing for the worst. While buying as
Thus, medical evacuation, or medevac, used insulated medical aid stations, much Russian gas as it can, Europe has
is compromised, although Ukraine is evacuated casualties by sled, and had been scrambling to sign new gas deals
fighting closer to its own territory and generally better medical staffing and and make up the impending shortfall
with generally superior logistics. Given facilities. Although the war ultimately by buying up cargoes of liquefied nat-
the importance of immediate care to ended with a Soviet victory, medicine ural gas, or LNG. Over the summer, as
the odds of survival, limited medevac was nonetheless a force multiplier for Russia’s situation became more dire,
helps make sense of the surprisingly the Finns, who had a much smaller pop- deliveries of Russian gas slowed to
low estimates of the Russian wounded- ulation and were able to compromise a fraction of their normal level. Gas
to-killed ratio at 3:1. the Soviet victory instead of being over- prices for the foreseeable future remain
At the same time, there are import- run. In a war where numbers matter, severely elevated—around eight times
ant similarities, including around the the side that has better medicine holds their pre-crisis levels. With no prospect
politics of reporting casualty numbers. a distinct advantage. n of a resumption of Russian gas deliv-
The best available estimates of Russian eries in sight, the outlook is grim—
casualties, for example, are not com- TANISHA M. FAZAL is a professor of unless, that is, the weather stays warm.
ing from Russia. Instead, NATO and political science at the University Weather has mattered in modern
various Western intelligence agencies of Minnesota. European history before. A freezing
have been reporting these numbers. winter in 1946-47 brought Europe to a
Ukraine’s own casualty reporting has standstill and helped trigger Washing-
The European
been scanty at best. Part of the reason ton into launching the Marshall Plan.
for both countries’ reluctance to report But that was in the immediate after-
Project Is at
casualties is because such reporting math of World War II, when the conti-
can diminish morale—including nent was in ruins. For Europe, in the
the Mercy of
among military forces but also domes- third decade of the 21st century, to find
tically. This practice speaks to the well- itself at the mercy of the weather truly
the Weather
known “Dover effect” in the United comes as a shock.
States, a term that refers to the effect Of course, as the saying goes, Europe
that images of flag-draped coffins being is forged in crisis and consists largely
unloaded at Dover Air Force Base can of the sum of the solutions found to
have on public support for a war. But those crises. But when Jean Monnet,
it is also the case that casualty report- By Adam Tooze one of the architects of European inte-
ing has become part of the information ight now, the sobering truth gration, made that famous declaration
warfare campaign. Ukraine, for exam-
ple, reported 1,000 Russian fatalities
after the first day of the war, while Rus-
sian media claimed that Ukraine had
suffered 4,000 losses in a single week
in September.
Actual casualty numbers have
R is that the future of Europe
hinges on the weather. It
seems absurd. But whether
this winter is cold or warm
will determine if Europe gets through
the next several months without major
economic, political, or social stress.
in 1976, he can hardly have expected a
severe cold snap or an unusual warm
spell to swing the history of the conti-
nent. Even former European Commis-
sion President Jean-Claude Juncker,
when he used the term “polycrisis” to
describe Europe’s situation in 2016,
increased, mostly as a result of Rus- We are in this situation because, couldn’t have imagined a moment as
sian targeting of Ukrainian hospitals, thanks to the clash with Russia over precarious as this. He was thinking of
WINTER 2023 19
the Syrian refugee crisis, the eurozone
debt crisis, and Russia’s illegal annex-
ation of Crimea. The difference is that
throughout the first clash over Ukraine,
Russian gas continued to flow.
In the worst-case scenario, if the ther-
mometer plunges this winter, several
European countries could be forced to
impose gas rationing. Even with good
weather, the outlook for this year is
alarming. The concerns are not merely
prospective. With energy prices still
hovering above their pre-crisis levels,
energy-intensive industries such as
fertilizer and aluminum are already
shutting down. Under the pressure of
the shock, the energy supply chain in
Europe is fracturing. Energy supply
companies have found themselves A man walks past the Roman Agora during heavy
caught between fixed-price contracts snowfall over Athens on Feb. 16, 2021.
with their customers and soaring
gas and power costs. It turns out that
there is maturity mismatch, one of the German support programs, the total borrowing to fund national govern-
boogeymen of the 2008 financial crisis, bill could run to 5 to 6 percent of its ment spending. Europe also adopted an
at the heart of the energy supply system. GDP—a lot even for a country of Ger- impressively coordinated approach to
Either supply companies breach their many’s fiscal capacity. vaccine procurement and distribution.
contracts or they pile up gigantic losses Europe has a track record of big crises It was cumbersome but addressed basic
that bring them to the brink of bank- with big bills. But this one is particularly issues of equity. Nearly a year from the
ruptcy—or a bailout. The nationaliza- tricky to handle. After the banking crises start of Russia’s attack on Ukraine, the
tion of Germany’s Uniper has already of the late 2000s, Germany did not want prospects for a similar deal to face the
cost taxpayers billions of euros. to foot the bill for a common bank insur- energy crisis are very uncertain.
To mitigate the damage to house- ance fund to support weaker banks in Crucially, the common response to
holds and businesses, European gov- Italy and Spain. But at least those coun- the COVID-19 crisis depended on an
ernments have launched a variety tries’ efforts to support their own ailing agreement between France and Ger-
of programs to stabilize prices. The banks made Germany’s banks more, many. With the help of their finance
details are mind-bogglingly complex rather than less, safe. The opposite is ministries, Macron and then-German
and contentious. Germany agreed, precisely the situation regarding energy Chancellor Angela Merkel reached a
only very reluctantly, to the idea of a subsidies. Uncoordinated gas stock- deal on EU borrowing. Today, relations
maximum price for European gas pur- piling by the richest consumers prices between France and Germany are at
chases. As its government points out, poorer consumers out of the market to their lowest in recent memory. German
it will work only if demand does not the benefit of speculators. In this regard, Chancellor Olaf Scholz and Macron have
surge elsewhere. With Italy, France, the measures taken so far are akin to a frosty working relationship. They are
and Spain taking the initiative early in vaccine nationalism or protectionist split over the gas price cap proposal,
the crisis to introduce national support policies to hoard limited supplies of per- with France favoring more dramatic
LOUISA GOULIAMAKI/AFP VIA GETTY IMAGES
programs, and Germany following suit sonal protective equipment. measures. They are split over the pro-
with its own gigantic energy package, Back in 2020, in the first months of posal for a gas pipeline to connect the
there has been little European coordi- the COVID-19 pandemic, it seemed as Spanish and Portuguese LNG termi-
nation. The only thing that is clear is though Europe might fail to agree to a nals with the rest of Europe. France has
that effective programs are going to be common pandemic plan. French Pres- effectively vetoed the plan. In Febru-
very expensive. The German package ident Emmanuel Macron spoke of a ary 2022, when Germany announced
is touted as costing 200 billion euros “moment of truth” for the European its much-heralded defense spending
(about $195 billion). On top of earlier Union. A deal was done for common package, Paris was dismayed by the fact
20
ARGUMENTS
that the first big-ticket purchase was a showdown with an outspoken Ger- of popular politics, they would find
the U.S. F-35 fighter jet, rather than a man finance minister is red meat for their way toward satisfying the func-
European alternative. More recently, any Italian nationalist. Even if the tional imperatives of the moment. That
Germany launched a new missile and financial issue can be settled, the rest model of European institution-build-
air defense program without prior con- of Meloni’s cabinet picks are much less ing has been in doubt arguably since
sultation with France, which left Paris conciliatory. The stage seems set for the French and Dutch referendums
fearing that Berlin now sees its future clashes between Rome and Brussels in 2005 shot down the proposal for
as the protector and patron of its East- over issues including immigration, cli- a European constitution. This does
ern European neighbors. mate change, and reproductive rights. not mean that progress toward “ever
Most fundamentally, to address the Among Europe’s nightmares is the greater union” is impossible. 2020
escalating costs of the energy crisis and prospect that Italy under Meloni could proved the contrary. But it requires
the financial legacies of COVID-19, Paris become a second Poland, challenging complex intergovernmental bargains,
would like to renegotiate Europe’s fiscal the cohesive value system of the EU pre- and the signs for such a deal in the
architecture, including the question of cisely when Brussels is seeking to con- present crisis seem anything but good.
common European borrowing. Scholz solidate a solid front against Russian It is not for nothing that European
initially gave some indication that he was President Vladimir Putin. governments are looking to the weather.
open to this discussion, only for German Poland, as a nonmember of the euro- The one bit of good news is that the
Finance Minister Christian Lindner to zone, is not integral to the functioning long-range forecasts look favorable.
issue a firm nein, both on common bor- of the EU in the way that Italy is. But Perhaps unseasonable warmth will
rowing and on any fundamental rede- Warsaw has acquired huge new signif- buy European politicians the time they
sign of the Stability and Growth Pact, icance as a front-line state in the con- need. If the thermometer drops, how-
the agreement that disciplines national frontation with Russia. It is positioning ever, the pressure on European capitals
fiscal policy in the eurozone. itself to take full advantage of this lever- will become intense. n
As Lindner points out, France can age by dramatically raising its defense
currently borrow at more attractive spending and cultivating a role as one ADAM TOOZE is a professor of history
interest rates than Brussels. However, of the United States’ most active allies and the director of the European
as everyone knows, that is not the point. within NATO. Despite Brexit and the Institute at Columbia University,
The countries that need the protection shambles in London, Putin has helped as well as a columnist at FOREIGN
of a common borrowing scheme are forge a new axis that runs from Wash- POLICY and co-host of Ones & Tooze,
Greece, Spain, and, above all, Italy. ington via London to Warsaw. As if to FP’s economics podcast.
For a long time, liberals and progres- emphasize the historic resonances of
sives have worried about the rightward this axis, Poland’s nationalist parlia-
Can Putin’s
drift of Italian politics. Now, following mentarians have picked this moment
the September 2022 elections, Rome has to reopen the issue of reparations for
Center Hold?
seen the inauguration of a far-right gov- the genocidal atrocities perpetrated by
ernment headed by Giorgia Meloni of Germany in World War II.
the Brothers of Italy, a party descended Europe is embroiled in an ongo-
from a post-fascist lineage. By bitter ing and unpredictable war in which
coincidence, her government took Putin’s Russia must not be allowed to
office just as Italy’s most die-hard post- prevail. Its basic energy supply is in By Tatiana Stanovaya
fascists were celebrating the centennial doubt. In Germany, Italy, and Poland, he question of how Rus-
of Benito Mussolini’s march on Rome.
In choosing her ministerial team,
Meloni seems to have been at pains to
avoid provocation on economic and
financial affairs. Her finance minister,
Giancarlo Giorgetti, is from the busi-
ness wing of the League party. He is the
the issues at stake are as much political
as diplomatic, technical, or economic.
This makes the resolution of the cur-
rent crisis far more intractable. When
Monnet declared that Europe would be
forged in crisis, he not only assumed
that there were, in fact, solutions to be
T sian elites are responding
to further developments
in the Russia-Ukraine
war has become one of
the most discussed issues in Russian
and Western media. That’s understand-
able: While ordinary Russians remain
only holdover from the previous cabi- forged, but he also assumed that those relatively conformist and show no signs
net and more pro-European and prag- forging the European answers would of politicization—despite the unpopu-
matic than Matteo Salvini, his party be its civil servants and elite decision- lar mobilization—there have been some
boss. But, for all his alleged moderation, makers. Operating independently hopes that the elites could perhaps play
WINTER 2023 21
a role in restraining Russian President But while the Russian elite is deeply Others, rather pragmatically, reinvented
Vladimir Putin from further escalation. divided, there has been no sign of any themselves as members of the party
Or, at least, that they would become a attempt to turn against Putin. The Rus- of war (such as former Prime Minister
factor Putin would have to take into con- sian elite may also be deeply divided Dmitry Medvedev and United Russia
sideration when making his decisions. over domestic decisions, be it social pol- head Andrey Turchak) to gain polit-
The debate over whether Russian elites icy (the ruling United Russia party vs. ical weight and secure their political
are split or not has been intensifying the cabinet), energy topics (Rosneft vs. future. The third and final strategy was
against the backdrop of unprecedented Gazprom), or domestic affairs (domes- to genuinely back the war in its harsh-
internal conflicts questioning Russian tic policy overseers vs. the siloviki). But est and bloodiest form, to get involved
tactics in Ukraine. So, are the elites a there have been no signs, at least pub- in it, and bring Putin his victory. Before
threat to Putin? And how might possi- licly, of divisions over Putin’s decision September, when Ukraine launched its
ble further military failures impact the to launch the war. Make no mistake, unexpected counterattack, the nature
mood among the elites? a significant part of the Russian elite of the elite’s support for Putin did not
When it comes to the war in Ukraine, considers the war a catastrophe. Some really matter. Whatever the grounds, the
what is important is whether the splits view it as a lesser evil but nonetheless results were the same: People stood by
concern Putin and his decisions. Putin’s an evil; some regret it, and still others their president because it was the safest
regime is well known for its inter-elite have considerable doubts over the way way to survive. After September, that
fighting; indeed, that is its natural state. Putin is conducting the campaign. But started to change.
Security officials, or siloviki, clash with no one dared to act—until now. When the prospect of Russia losing
other siloviki (the FSB vs. the Federal Putin’s decision to launch the war the war began to loom, every layer of
Protective Service, the military intel- came as a massive shock to the elites, the Russian elite was impacted, which-
ligence service vs. the FSB); some of who were not consulted and received ever adaptation strategy they had opted
Putin’s friends with others (business- no advance notice. Despite this ini- for. The mobilization and the annex-
man and mercenary boss Yevgeny Pri- tial shock, they rallied around Putin ation of four Ukrainian regions brought
gozhin vs. St. Peterburg Gov. Alexander but with very different motives. Some, temporary relief, creating a sense that
Beglov); senior officials with other offi- such as the technocrats (includ- Putin had finally woken up and started
cials (domestic policy overseer Sergei ing Prime Minister Mikhail Mishus- listening to more sensible and sober
Kiriyenko has long been embroiled in tin, Moscow Mayor Sergei Sobyanin, figures in his entourage, pushing the
a confrontation with his predecessor, and central bank head Elvira Nabi- president to act more decisively. But
State Duma speaker Vyacheslav Volo- ullina), opted to submit entirely: the that relief did not last long. As Ukraine’s
din); and so on. easiest and safest strategy to survive. army continued to advance, with the
bridge connecting Russia and Crimea
blown up, Russian troops became
exhausted and thin on the ground.
With the mobilization faltering, peo-
ple began to resist. The massive missile
strike against Ukrainian cities, posi-
tioned as a response to the Crimean
bridge attack, achieved little, and con-
cerns over a shortage of Russian mis-
siles mounted.
What options does Russia have now?
What is Moscow’s Plan C, since Plan
A and Plan B have failed? Dishearten-
ALEXANDER NEMENOV/AFP VIA GETTY IMAGES
22
ARGUMENTS
situation, hoping to gain some time to fact that the military has been the key absence of a discernible and convincing
regroup its forces. But will it have that institution on which Putin has relied plan in Ukraine from Putin, as well as
time? And what happens if Kyiv con- in his war against Ukraine. tangentially questioning the way Putin
tinues to launch counterattacks? The Russia’s retreat has created a vac- deals with the military threats.
absence of clear answers is shattering uum of political leadership at a crucial So, what will happen if Putin sticks to
any unity among the elites and pushing moment in Russian history. Prigozhin his (at least publicly) hesitant positions?
them to look for better survival strate- and Kadyrov’s moves show that they His public messages suggest that he
gies: After all, no one wants to end up believe they have the right to inter- does not intend to fight the Ukrainian
on the wrong side of history. fere and be listened to by the Krem- army but merely stop it from advancing
The lack of clear vision of how Rus- lin, since they personally have sent and that he would rather opt to threaten
sia can win has sparked tectonic shifts men—Prigozhin’s mercenaries and the West with the use of nuclear weap-
among Russian elites, who are now Chechens loyal to Kadyrov—to the ons than try to conquer Ukraine’s ter-
seeking ways to adapt to the deterio- slaughter in Ukraine. The rebellion is ritory using its own forces. The hope
rating situation. For the first time ever, a direct response by the most ambi- that this plan may work out and bring
we may see an important part of the tious segment of the party of war to Ukraine under Russian control seems
elite daring to intrude in Putin’s deci- Putin’s apparent lack of decisiveness. profoundly mistaken and may lead to
sion-making and imposing on the In an attempt to prevent Russia from new retreats and losses. It may even
Kremlin its own vision of how the war losing the war, this part of the elite has mean a larger mobilization with severe
should unfold. succeeded in reaching out to Putin and political consequences.
Recently, there has been an unprec- convincing him to shift tactics to take If Russia loses, that will lead to a sit-
edented rise of elite indignation over a more critical approach to the mil- uation in which the circumstances will
how the war is progressing. Prigozhin, itary top brass and even implement be stronger than Putin. These circum-
aligned with Chechen leader Ramzan personnel reshuffles. (Sergei Surovi- stances will inevitably further fuel anx-
Kadyrov and with public support from kin, openly backed by Prigozhin, was iety and uncertainty among the elites.
popular military bloggers on Telegram, appointed commander of the “special They will not, perhaps, turn against
has directed invectives at the Defense military operation,” as Putin calls the Putin but will have to either find a way
Ministry and General Staff, for the first invasion, in October.) Putin must learn to bypass him (to adapt the policy with-
time ever blaming Col. Gen. Aleksandr to listen to those proposing alternative out him) or manipulate him by impos-
Lapin and Chief of the General Staff proposals. The circumstances are start- ing uncontested options and defeating
Valery Gerasimov for the military fail- ing to shape the president. those on whom he relies. Putin, having
ures in Ukraine. Margarita Simonyan, All of this is taking place against the failed to implement every part of his
the editor in chief of the state-con- backdrop of the presidential admin- plan so far, has become more depen-
trolled media outlet RT, has become istration ceding the initiative. Putin’s dent on those who invested in this war,
one of the most prominent hawks. She staff, traditionally viewed as a demi- who have become a part of this war, who
has demanded a massive strike against urge of Russian politics in these circum- justify it, push it, and lose their people
Ukraine’s decision-making centers and stances, has been forced to submit to in the fighting.
dared to criticize the Defense Minis- trends it does not control. The presiden- Having launched this war as a per-
try. TV pundits are now going against tial administration, whose influence is sonal surprise project, Putin now finds
the military. Even State Duma depu- nothing compared with what it was in himself in a situation in which he can
ties who were until recently close to the 2000s, continues to shrink, trans- no longer make decisions in isolation.
the Defense Ministry—former Deputy formed into a tool used incrementally It’s not so much how the elites can
Defense Minister Andrey Kartapolov, by the hawks to meet their demands. threaten Putin but how Putin’s own
now the head of the lower chamber’s These days, an important part of the position will gradually weaken as his
defense committee, and former mili- Russian elite has started to question plans fail. Even as they remain pro-Pu-
tary commander Andrey Gurulyov— the way Russia is fighting in Ukraine: tin, the elites are becoming bolder and
have joined the efforts, demanding that Putin’s exclusive zone of responsibil- more decisive. n
the prosecutor general investigate cor- ity. They are targeting the military
ruption in the army. In other words, leaders, and even if they are not turn- TATIANA STANOVAYA is a nonresident
the pro-war camp has set its sights on ing against the president (and they will scholar at the Carnegie Endowment
the Defense Ministry and army leader- not yet), they want Putin to act differ- for International Peace and the
ship, relying on support from state TV. ently in order to secure victory. This founder and head of the political
All this has happened regardless of the is an attempt to compensate for the analysis firm R.Politik.
WINTER 2023 23
tens of thousands of asylum-seekers Venezuelans who left the country on
stranded in Mexico and Central Amer- foot had one.
ica in diplomatic limbo. It also serves as Venezuela’s massive migration exo-
AMERICAS an example of the profound contradic- dus is a direct consequence of the coun-
tions inherent in U.S. policy toward Ven- try’s economic collapse. This collapse
ezuela. For years, the U.S. government began when oil prices fell in 2014, and
pursued a “maximum pressure” strat- it deepened as the country’s oil produc-
egy of imposing harsh oil and finan- tion dropped precipitously after 2017,
cial sanctions, with the idea that they when the United States began impos-
would help oust President Nicolás Mad- ing financial and economic sanctions.
uro from power. The sanctions failed Dysfunctional macroeconomic poli-
to bring about regime change; instead, cies as well as gross mismanagement
they helped devastate the country’s of an oil boom by Maduro and his pre-
economy and fuel one of the largest decessor, Hugo Chávez, played their
Stop Banning peacetime migration exoduses in recent part in leaving the Venezuelan econ-
history. Now, the United States is shut- omy unprepared to deal with lower oil
Oil From ting its door in the face of thousands of revenues. U.S. sanctions added to the
Venezuelans who have risked their lives mix by closing off the country’s main
Venezuela to escape the economic collapse that it export from access to U.S. and European
played a hand in creating. markets and making it nearly impossi-
Adding insult to injury, the Biden ble to obtain the needed intermediate
administration unveiled a process to and capital goods for its oil industry to
By Francisco Rodríguez grant legal entry to 24,000 “qualify- function adequately.
n recent months, the Biden ing Venezuelans” that few if any of the Stemming Venezuela’s exodus
24
ARGUMENTS
in frozen Venezuelan funds to provide
humanitarian aid under United Nations
management.
Yet even a humanitarian aid program
of $3 billion over several years will be a
drop in the bucket compared with what
Venezuela requires—or with what the
country could obtain from reentering
global oil markets. Venezuela would
need an additional $8 billion a year just
to recover its 2013 level of food and med-
icine imports—and that’s without even
counting the funds needed to pay for
basic public services and repair vital
infrastructure. The only way Venezu-
ela can sustainably recover its economy
and regain the living standards it had
until recently is by regaining access to
global oil markets. Venezuelan migrants stand behind a fence at an improvised
Even the most conservative esti- shelter in Panama City, Panama, on Oct. 23, 2022.
mates indicate that a complete lifting
of economic sanctions could lead to
an increase in production of around Five years after the United States should be offered to aid a plan for eco-
700,000 barrels per day, generating began imposing economic sanctions nomic reconstruction.
around $23 billion per year at current on Venezuela, Maduro is more firmly The United States must redesign its
prices—enough to more than triple the ensconced in power, the opposition is immigration strategy by respecting the
country’s current level of imports. more divided, and ordinary Venezu- right to seek asylum by all those who
Some will claim that sanctions should elans are much worse off than at any are fleeing political persecution and
not be eased unless Maduro allows free time in their country’s modern history. human rights violations. Given current
and fair elections to be held. This is the It is time for the U.S. government to labor market shortages, the U.S. econ-
position taken recently by Republican overhaul its strategy toward Venezu- omy could benefit from higher levels of
Sens. Marco Rubio and Ted Cruz, who ela. It should begin by putting an end to immigration by Venezuelans, who have
sent a letter to Biden warning that any economic sanctions that exacerbate the significantly contributed to boosting pro-
loosening of sanctions would “give country’s economic crisis and make the ductivity in many other host countries.
unwarranted and dangerous legiti- lives of Venezuelans more difficult. No These policy changes will not neces-
macy” to the Maduro regime. Rubio other country has imposed economic sarily solve all of Venezuela’s problems.
has also vowed to introduce legisla- sanctions on the Maduro regime, with The country’s political crisis is rooted
tion requiring the Senate to consent to Europe explicitly stating that it will not in its deep polarization and inequality
any lifting of sanctions on Venezuela, support measures that worsen the coun- as well as the predatory conduct of its
an action that could bring any progress try’s crisis. It is shameful for the United political elites. What the international
in negotiations to a standstill. States to be the only exception to this community can and should do is pro-
There is quite a perverse logic to this global consensus. mote initiatives that can help shield
argument, as it assumes that vulnerable The international community should Venezuelans from the collateral damage
Venezuelans should be made to pay the support an inclusive negotiation pro- of the country’s toxic political conflict.
cost of Maduro’s authoritarianism. In cess that reflects the true plurality of Shutting the door on Venezuelan asy-
LUIS ACOSTA/AFP VIA GETTY IMAGES
fact, the evidence shows that sanctions Venezuelan society and that’s aimed at lum-seekers is not the way to do that. n
are rarely effective at generating regime addressing the country’s most urgent
change. More often than not, they end problems, including its widespread FRANCISCO RODRÍGUEZ is the Rice
up having the opposite effect, weakening hunger and poverty. Full multilateral family professor of the practice of
civil society while giving authoritarian support—including access to more than international and public affairs at the
leaders an excuse to increase repression $13 billion immediately available from University of Denver’s Josef Korbel
and tighten their grip on power. the International Monetary Fund— School of International Studies.
WINTER 2023 25
Latin to work together on the international majorities being tested by political
stage, whether in United Nations climate forces that threaten to pull their frag-
America’s negotiations or managing China’s rap- ile alliances apart. Chileans recently
idly expanding footprint in the region. voted to reject a new progressive consti-
Pink Tide The truth is that, rather than turning tution, a flagship reform heavily backed
left, Latin Americans remain pragmat- by Boric. Castillo, who is the target of
Is a Mirage ically centrist. A 2021 study by Latino- multiple criminal investigations, was
barómetro, a leading regional pollster, impeached in December and replaced
found that most voters in the region by his vice president, Dina Boluarte.
adopt what are seen as left-wing pos- Thanks to inflation and a cocktail of
tures when it comes to inequality but local factors, from Chile’s violent crime
By Simeon Tegel ones that are seen as right-wing when it wave to projected inflation of 100 percent
uiz Inácio Lula da Sil- comes to public safety. In other words, in Argentina, several of the new leftist
26
ARGUMENTS
who accuses feminists demanding Boluarte, has the will or skills to chart social spending programs that made
abortion rights and an end to gen- a different direction, although failure a lasting dent in poverty and inequal-
der-based violence of being “conser- to do so could see her follow Castillo ity levels. But now, economists expect
vative” political operatives, launches out the door. inflation, the phasing out of pandemic-
authoritarian broadsides against criti- Meanwhile, Lula, whose return to era stimulus packages, and strong inter-
cal journalists in a society where killing power was propelled in part by his prom- national headwinds—including a likely
media workers is now commonplace, ise to save the Amazon from Bolsonaro’s recession in Europe and a possible one
and is dismantling the National Elec- push to open the world’s largest tropical in the United States, along with China’s
toral Institute, Mexico’s respected elec- rainforest to ranching and extractive continued zero-COVID lockdowns—
toral agency. industries, finds his newfound green to undermine Latin America’s brief
Then there is Peru, which appeared credentials at odds with his own track post-pandemic growth spurt.
rudderless as Castillo’s presidency record. During his first two terms as pres- Meanwhile, Venezuela, whose petro-
descended into self-inflicted chaos ident, from 2003 to 2010, his tendency dollar-fueled growth—along with for-
while ushering in socially conservative to view conservation as intrinsically mer President Hugo Chávez’s largesse
counterreforms, such as undermining opposed to his top priority—reducing toward ideological soulmates from
bilingual education for Indigenous poverty—left environmentalists deeply Bolivia to Cuba—provided a model
children. A rural schoolteacher who frustrated. It remains to be seen whether for the region a decade and a half ago,
ran on a Marxist-Leninist ticket, Cas- Brazil’s president has the political will has now turned into such an unmit-
tillo opposed abortion and same-sex to live up to his campaign pledge of net- igated economic and humanitarian
marriage, while his prime minister, zero deforestation in the Amazon. disaster that no Latin American politi-
Aníbal Torres, eulogized Adolf Hitler Any sense of triumphalism on the cian in their right mind, however much
and launched misogynistic attacks on global left over the victories of Lula they might defend the Nicolás Mad-
female journalists. Castillo’s incompe- et al. should be heavily tempered by uro regime on the international stage,
tence—he had seven interior ministers the grim economic realities confront- would suggest attempting to emulate
in his first year in power—proved to ing Latin American governments. In a Venezuela’s policies.
be a disaster for the very constituency region heavily reliant on raw materials, This all means that Latin America’s
he claimed to represent: Peru’s poor. which make up roughly one-third of left-wing leaders are going to find it
Half of Peruvians now experience food Latin American exports, the first pink harder and harder to fulfill expensive
insecurity, double the pre-pandemic tide benefited from surging prices as campaign pledges. Yes, the overwhelm-
level—an issue that Castillo’s govern- China’s rapidly expanding economy ing majority of Latin Americans are,
ment repeatedly failed to address. It hoovered up its commodities, permit- once again, governed by leftist admin-
remains unclear whether his successor, ting leftist governments to embark on istrations. But the economic good
times of the early 2000s are now his-
tory. In a region where the tragic sight
of Venezuelan refugees begging in the
streets is now commonplace from Mex-
ico to Argentina, the significance of
the new pink tide should not be over-
interpreted—including its popular-
ity, durability, or capacity for enacting
structural reforms. n
WINTER 2023 27
T H E C U LT
OF MODI
How India’s prime minister dismantled
the world’s largest democratic experiment.
BY RAMACHANDRA GUHA
28
Illustration by MATTHIEU BOUREL
Indian Republic, as well as on my personal experiences as extinguished political and individual freedoms, seeking to
an Indian citizen. However, since I am writing about a dis- consolidate power in themselves and their parties.
tinctively Indian variant of what is in fact a global phenom- A century after the rise of Hitler and Mussolini, the world
enon, what I say here may resonate with those who study is once again witnessing the rise of authoritarian leaders in
or live under authoritarian or semi-authoritarian regimes countries with some sort of democratic history. A partial
in other parts of the world. listing of these elected autocrats would include Russia’s
The term “cult of personality” was popularized, with regard Vladimir Putin, Turkey’s Recep Tayyip Erdogan, Hungary’s
to Joseph Stalin, by Soviet leader Nikita Khrushchev in his Viktor Orban, Brazil’s Jair Bolsonaro, Modi, and, not least,
now famous speech to the 20th Congress of the Communist the autocrat temporarily out of favor but longing for a return
Party of the Soviet Union in February 1956. According to an to power, former U.S. President Donald Trump.
English translation of Khrushchev’s speech, he remarked These leaders have all personalized governance and admi-
that it was “impermissible and foreign to the spirit of Marx- ration to a considerable degree. They all seek to present them-
ism-Leninism to elevate one person, to transform him into selves as the savior or redeemer of their nation, uniquely
a superman possessing supernatural characteristics, akin to placed to make it more prosperous, more powerful, more
those of a god. Such a man supposedly knows everything, in tune with what they claim to be its cultural and histori-
sees everything, thinks for everyone, can do anything, is cal heritage. In a word, they have all constructed, and been
infallible in his behavior.” allowed to construct, personality cults around themselves.
The case of Stalin was not singular or unique. In the decades While recognizing the existence and persistence of such
following World War II, the communist world was awash cults of personality in other countries, this essay shall focus
with cults of personality—of Ho Chi Minh in Vietnam, of on the cult of Modi in India, for three reasons. First, and
Fidel Castro in Cuba, of Enver Hoxha in Albania, of Kim Il least important, it occurs in the country I know best and
Sung in North Korea. Yet indisputably the greatest—not to with whose democratic history I am professionally (as well
say most deadly—of all the communist cults following Sta- as personally) engaged.
lin’s was that of Mao Zedong in post-revolutionary China. Second, India is soon to be the most populous nation in
Consider, for example, an editorial by Lt. Gen. Wu Faxian the world, surpassing China in this regard, and hence this
that appeared in the Liberation Army Daily on Aug. 13, 1967: cult will have deeper and possibly more portentous con-
sequences than such cults erected elsewhere in the world.
Chairman Mao is the most outstanding, greatest Third, and perhaps most important, this personality cult has
genius in the world, and his thought is the summing taken shape in a country that until recently had fairly robust
up of the experience of the proletarian struggles in and long-standing democratic traditions. Before Modi came
China and abroad and is the unbreakable truth. In to power in May 2014, India had in all respects a longer-lasting
implementing Chairman Mao’s directives, we must democracy than when Erdogan came to power in Turkey, Orban
absolutely not regard it as a prerequisite that we in Hungary, and Bolsonaro in Brazil. The 2014 general elec-
understand them. The experience of revolutionary tion was India’s 16th national vote, in a line extending almost
struggles tells us that we do not understand many unbroken from 1952. Regular, and likewise mostly free and fair,
directives of Chairman Mao thoroughly or even elections have also been held to form the legislatures of differ-
partially at the beginning but gradually understand ent Indian states. As the historian Sunil Khilnani has pointed
them in the course of implementation, after out, many more people have voted in Indian elections than
implementation, or after several years. Therefore, in older and professedly more advanced democracies such as
we should resolutely implement Chairman Mao’s the United Kingdom and the United States. India before 2014
directives that we understand as well as those that also had an active culture of public debate, a moderately free
we temporarily do not understand. press, and a reasonably independent judiciary. It was by no
means a perfect democracy—but then no democracy is. (In
I suppose this is what is called blind faith. my 2007 book, India After Gandhi, I myself had character-
The cults of Stalin and Mao were preceded by the cults of ized India as a “50-50 democracy.” Perhaps some countries
Benito Mussolini in Italy and of Adolf Hitler in Germany. in Northern Europe might qualify as “70-30 democracies.”)
Notably, both emerged in settings that were not completely
bereft of democratic features. Hitler’s National Socialists won BEFORE I COME TO THE CULT OF MODI, I want to say something
the largest number of seats in the 1932 elections. Eight years about the cult of a previous Indian prime minister, Indira
previously, Mussolini had sought to win legitimacy through Gandhi. She was the daughter of the country’s first and lon-
an election, though the voting itself was anything but free and gest-serving prime minister, Jawaharlal Nehru. In March
fair. After they came to power, however, both leaders swiftly 1971, Gandhi and the Indian National Congress party won
30
From left: Benito Mussolini in Rome in 1936; Adolf Hitler the nation’s most complex and difficult problems,
in Berlin in 1938; a poster of Joseph Stalin in Moscow and doesn’t rest till the goals are achieved.
in 1950; and Mao Zedong in Beijing in 1966.
… Modi is the only leader who has an electrifying
effect on the masses and on whose call the
an emphatic victory in the general election; that Decem- entire nation gets united. During the [COVID-
ber, India won an emphatic victory on the battlefield over 19] pandemic, his appeals have been religiously
Pakistan, in part because of Gandhi’s decisive leadership. followed by every citizen.
She was hailed as a modern incarnation of Durga, the mili- … His stupendous success is the result of
tant, all-conquering goddess of Hindu mythology. The idea absolute dedication to people’s welfare and
that Gandhi embodied in her person the party, the govern- wellbeing. His only aim is to make India a
ment, and the state—and that she represented in herself the Vishwaguru [teacher to the world].
past, present, and future of the nation—was promoted by
the prime minister’s political allies. Congress party leader Nadda’s piece is entirely representative. New Delhi’s news-
D.K. Barooah proclaimed, “India is Indira, Indira is India.” papers are replete with op-eds by cabinet ministers offering
Equally noteworthy is a Hindi couplet that Barooah com- sycophantic praise of the prime minister. Indeed, “Modi is
posed in praise of Gandhi, which in English reads: “Indira, India, India is Modi” is the spoken or unspoken belief of
we salute your morning and your evening, too / We cele- everyone in the BJP, whether minister, member of Parlia-
brate your name and your great work, too.” ment, or humble party worker. As I was finishing a draft of
Shortly after the Congress leader read those lines at a rally this essay late last September, India’s external affairs minister,
in June 1975 attended by a million people, Gandhi imposed S. Jaishankar, told an audience in Washington that “the fact
a state of emergency, during which her regime arrested all that our [India’s] opinions count, that our views matter, and
major (and many minor) opposition politicians as well as we have actually today the ability to shape the big issues of
trade unionists and student activists, imposed strict cen- our time” is because of Modi. The anti-colonial movement
sorship on the press, and abrogated individual freedoms. A led by Mohandas Gandhi, the persistence (against the odds)
little under two years later, however, Gandhi’s democratic of electoral democracy since independence, the dynamism
conscience compelled her to call fresh elections in which of its entrepreneurs in recent decades, the contributions of
she and her party lost power. its scholars, scientists, writers, and filmmakers—all this (and
Now compare Barooah’s short poem with an extended trib- the legacy of past prime ministers, too) goes entirely erased
ute, in prose, to Modi by BJP leader J.P. Nadda, offered on the in these assessments. India’s achievements (such as they are)
occasion of the former’s 71st birthday. These words appeared are instead attributed to one man alone, Modi.
in an article published in September 2021 in India’s most Meanwhile, in February 2020, a then-serving Supreme Court
widely read English-language newspaper, the Times of India: judge called Modi an “internationally acclaimed visionary”
and a “versatile genius who thinks globally and acts locally.”
Modi has evolved into a reformer who passionately And India’s richest and most successful industrialists com-
raises social issues plaguing India and then pete with one another in publicly displaying their adoration
effectively addresses them through public of, and loyalty toward, the prime minister.
discourse and participation. In February 2021, Modi joined the ranks of Stalin, Hitler, Mao,
GETTY IMAGES
… [He] believes in the holistic development of our Muammar al-Qaddafi, and Saddam Hussain in having a sports
society and country through good moral and social stadium named after him while he was alive (and in office). The
values. He always leads from the front in addressing cricket stadium in the city of Ahmedabad, previously named
WINTER 2023 31
after the great nationalist Modi frequently mocks
stalwart Vallabhbhai Patel, the past rulers of India,
was henceforth to be called both Muslim as well as
Narendra Modi Stadium, British. He speaks of res-
with the inauguration of cuing the country from
the refurbished prem- “thousands of years of
ises conducted by then- slavery” and of ushering
Indian President Ram in India’s much-delayed
Nath Kovind, no less, national and civilizational
alongside Home Minis- Indian Prime Minister Indira Gandhi renaissance.
addresses a crowd in New Delhi in 1977.
ter Amit Shah and other Fifth, Modi has at his
officials. Later that year, command a massive pro-
as Indian citizens received their first COVID-19 vaccines, they paganda machine, sustained by the financial resources of
were given vaccination certificates with Modi’s photograph his party and government and by 21st-century technology.
on them. As second and then booster doses were offered, the An early and effective user of Twitter and Facebook, Modi
official certificates also had the prime minister’s photograph. has had his party use both as well as WhatsApp to build and
I know of no other country in the world that has followed this enhance his image. (The prime minister also has his person-
practice. Indians asked to show their COVID-19 certificates alized, and widely subscribed-to, Narendra Modi App.) Modi’s
when traveling overseas have since become accustomed to face, and usually no other, appears on all posters, hoardings,
being greeted with either mirth or disgust, sometimes both. advertisements, and websites issued by or under the aegis of
Any egalitarian democrat would be dismayed by Modi’s the Indian government. He is thus able to use public resources
extraordinary displays of public narcissism. However, the to burnish his personality cult far more widely and effectively
scholar’s job is as much to understand as to judge. The than elected autocrats elsewhere (even Putin).
cold, hard fact is that, like Indira Gandhi in the early 1970s, Sixth, Modi is an exceptionally intelligent and crafty man.
Modi is unquestionably very popular. Why is this so? Let While mostly an autodidact, in 14 years as a party organizer
me offer six reasons. and 13 as chief minister of Gujarat, he assimilated a huge
First, Modi is genuinely self-made as well as extremely amount of information on all sorts of subjects—economic,
hardworking. Folklore has it that he once sold tea at a rail- social, cultural, political. He can speak with apparent authority
way station—while some have questioned the veracity of on the benefits of solar energy, the dangers of nuclear war-
this particular claim, there is no doubt that his family was fare, the situation of the girl child, developments in artificial
disadvantaged in terms of caste as well as class. He takes no intelligence, and much else. He is also extremely shrewd in
holidays and is devoted 24/7 to politics, which can be rep- manipulating the political discourse within his party, and
resented as being devoted 24/7 to the nation. the country at large, to favor himself and diminish his rivals
Second, Modi is a brilliant orator, with a gift for crisp one- or opponents. (The likes of Trump and Bolsonaro are mere
liners and an even greater gift for mocking opponents. He is demagogues in comparison.)
uncommonly effective as a speaker in the language most widely
spoken in India, Hindi, and is even better in his native Gujarati. HAVING OUTLINED THE ELEMENTS OF THE CULT OF MODI, let me speak
Third, in terms of his background and achievements, of its consequences for democratic functioning. The cult of
Modi compares very favorably to his principal rival, Rahul Modi has led to the weakening, if not evisceration, of five
Gandhi of the now much-decayed Congress party. Gandhi crucial institutions that, in a democracy, are meant to hold
has never held a proper job or exercised any sort of admin- unbridled power to account and to prevent the personaliza-
istrative responsibility. (On the other hand, Modi was chief tion of political power and the growth of authoritarianism.
minister of a large state, Gujarat, for more than a decade The first of these institutions is the political party. In part
before he became prime minister.) Gandhi takes frequent because so many of its leaders were jailed by Prime Minister
holidays, and he is an indifferent public speaker. (English, Indira Gandhi during the Emergency, Modi’s party, the BJP,
spoken or understood by only 10 percent of the population, had previously stoutly opposed cults of personality. The BJP’s
BETTMANN ARCHIVE/GETTY IMAGES
remains his first language.) He is a fifth-generation dynast. sister (some would say parent) organization, the RSS, has
In all these respects, Modi shines by comparison. always insisted that it does not believe in vyakti puja (worship
Fourth, as Hindu majoritarianism increasingly takes hold in of an individual). Since 2014, however, Modi has established
Indian politics and society, Modi is seen as the great redeemer his total and complete authority over the BJP. Whether out of
of Hindus and Hinduism. Reared in the hard-line Hindu fear or adoration, all BJP leaders, even those senior to Modi in
chauvinist organization Rashtriya Swayamsevak Sangh (RSS), public life, have obediently fallen in line. There is not even a
32
whiff of dissent within the world’s largest party in the world’s institution that has rapidly declined since 2014 is the press.
largest democracy; there is no Liz Cheney-like figure here at all. In a democracy, the press is supposed to be independent; in
The second institution that has prostrated itself before India today, it is pliant and propagandist. In more than eight
Modi is the Union Cabinet. When Atal Bihari Vajpayee, the years as prime minister, Modi has not held a single press con-
BJP’s first leader, was prime minister between 1998 and 2004, ference involving questions from the media. He conveys his
he governed as first among equals, giving his senior cabinet views by way of a monthly monologue on state radio and by the
ministers considerable autonomy, this in keeping both with occasional interview with a journalist known to be favorable to
his party’s ethos and with the Westminster model of parlia- the regime, these conduced with a cloying deference to Modi.
mentary democracy that India had adopted. However, Modi Furthermore, because most of the country’s leading newspa-
does not consult cabinet ministers about important govern- pers and TV channels are owned by entrepreneurs with other
ment decisions and makes sure that all credit for state wel- business interests, they have quickly fallen into line, lest, for
fare schemes accrues entirely to him. The government is example, a chemical factory also owned by a media magnate
run largely, if not entirely, from the Prime Minister’s Office, does not get a license or an export permit. (Indian media also
which is staffed by unelected officials personally loyal to depend heavily on government advertising, another reason
Modi, several from his home state of Gujarat. to support the ruling regime.) Prime-time news channels exu-
Unlike with previous prime ministers (from different par- berantly praise the prime minister and relentlessly attack the
ties), in India today there is no consultation within the Union opposition—so much so that a term has been coined for them,
Cabinet. What Modi says, goes. And there is little debate within godi media. These two words require a longer translation in
Parliament either. Whereas prime ministers such as Nehru plain English—perhaps “the media that takes its instructions
and Vajpayee spent a great deal of time in Parliament, often from and obediently parrots the line of the Modi government”
listening with attention to the speeches of opposition MPs, would do. Many independent-minded journalists have been
Modi uses it more as a platform to make his own speeches. jailed on spurious charges related to their work; others have
Unfortunately, the country has no tradition of Prime Minis- had the tax authorities set on them.
ter’s Questions, an aspect of the Westminster model that India The fourth key institution that has become less autonomous
did not incorporate. Bills and independent since
on crucial subjects such as 2014 is the bureaucracy.
personal privacy and farm In India, civil servants
reforms, which affect hun- are supposed to work in
dreds of millions of Indi- accordance with the con-
ans, are passed with little stitution and be strictly
discussion and without nonpartisan. Over the
being referred for assess- years, they have become
ment to a parliamen- steadily politicized, with
tary select committee, as many officials tending
tradition demands. The to side with a particular
speakers in both houses political party or even
of Parliament are notori- with a particular politi-
ously partisan, hastening cian. However, since 2014,
the rapid conversion of an whatever independence
idea hatched in the Prime and autonomy remained
Minister’s Office into law, have been completely sun-
bypassing the cabinet and dered. In choosing his key
with no input from Par- officials, Modi places far
liament. During the 2021 greater emphasis on loy-
monsoon session of Parlia- alty than on competence.
ment, for example, it took Every ministry now has
an average of 34 minutes Any egalitarian democrat would be a minder, often someone
for a bill to be passed in dismayed by Modi’s extraordinary from the RSS, to make sure
the Lok Sabha, the lower that when a senior civil
house. Some were passed
displays of public narcissism. servant retires, his or her
in less than 10 minutes. However, the scholar’s job is as replacement has the right
The third democratic much to understand as to judge. vichardhara, or ideology.
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Illustration by MATTHIEU BOUREL
Furthermore, state agencies have been savagely let loose to with singular distinction and effectiveness, the essence of this
intimidate and tame the political opposition. (According to majority group. On the other side, religious or ethnic minori-
a recent report by the Indian Express, 95 percent of all pol- ties, such as Kurds in Turkey, Jews in Hungary, or Muslims
iticians raided or arrested by the Central Bureau of Investi- in India, are said to be disloyal or antithetical to the nation.
gation since 2014 have been from opposition parties.) These Majoritarian arguments singling out minorities for harass-
raids are held out as a warning as well as an inducement, for ment or stigmatization are rife on social media, made often
a slew of opposition politicians have since joined the BJP and by ruling party legislators and, on occasions when they feel
had cases against them withdrawn. politically threatened, by the leaders themselves.
Finally, the judiciary has, in recent years, not fulfilled the From July 2019 to January 2021, the world’s largest, old-
role accorded it by the constitution. District and provincial est, and richest democracies were all led by charismatic
courts have been very energetic in endorsing state actions populists with authoritarian tendencies. Boris Johnson and
that infringe on the rights and liberties of citizens. More dis- Trump are now both gone, yet Modi remains. Even while they
appointing perhaps has been the role of the highest court of were in office, it seemed to me that Modi was more danger-
the land. The legal scholar Anuj Bhuwania has gone so far as ous to the interests of his country than Johnson and Trump
to speak of the “complete capitulation of the Supreme Court to were to theirs. The reasons for this are structural as well as
the majoritarian rule of Prime Minister Narendra Modi.” It has biographical. As the preceding discussion would have made
delayed the hearing of crucial cases; even when it does hear clear, democratic institutions intended to act as a check on
them, it tends to favor the arbitrary use of state power over pro- the abuse of power by politicians are far more compromised
tecting individual freedoms. As Bhuwania writes in Scroll.in, in India than in the United Kingdom or the United States.
a news website, “During the Modi period, not only has the In the U.K., the press, Parliament, and the civil service all
court failed to perform its constitutional role as a check on sought to thwart Johnson’s authoritarian tendencies. As for
governmental excesses, it has acted as a cheerleader for the the United States, even if Trump sought to pack the Supreme
Modi government’s agenda. Not only has it abdicated its Court, lower courts remained independent; so did the tax
supposed counter-democratic function as a shield for citi- authorities and other regulatory institutions. Influential
zens against state lawlessness, but it has also actually acted sections of the press did not capitulate to the cult of Trump;
as a powerful sword that can be wielded at the behest of the the universities remained crucibles of freedom and dissent.
executive.” And furthermore, he writes, the Supreme Court Even the person Trump chose as his vice president acted to
“has placed its enormous arsenal at the government’s dis- endorse the results of the 2020 election, in consonance with
posal in pursuit of its radical majoritarian agenda.” the U.S. Constitution and in defiance of his boss.
As suggested by my earlier formulation of India as a 50-50 Democratic institutions are far weaker in India than in the
democracy, none of these institutions performed flawlessly U.K. or the United States. And as an individual, too, Modi rep-
in the past. They were occasionally (and sometimes more resents a far greater threat to his country’s democratic future
than occasionally) timid or subservient to the party in power. than Johnson or Trump ever could. For one, he has been a
There was no golden age of Indian democracy. However, since full-time politician for far longer than they have been, with
2014, these institutions have lost even more—one might say much greater experience in how to manipulate public institu-
far more—of their independence and autonomy and are now tions to serve his own purposes. Second, he is far more com-
in thrall to Modi and his government. mitted to his political beliefs than Johnson and Trump are
It is important to note that the capture of these five insti- to theirs. While Johnson and Trump are consumed almost
tutions—the party, the legislature, the press, the civil service, wholly by vanity and personal glory, Modi is part narcissist but
and the judiciary—has been crucial to the consolidation of also part ideologue. He lives and embodies Hindu majoritar-
other personality cults, too. My analysis of what Modi has ianism in a much more thoroughgoing manner than Trump
done to democracy in India would broadly hold for Orban lives white supremacy or Johnson embodies xenophobic Little
in Hungary, Erdogan in Turkey, Putin in Russia, and even Englandism. Third, in the enactment and fulfillment of his
to some extent Trump in the United States. ideological dream, Modi has as his instrument the RSS, whose
I should briefly note two additional features of personality organizational strength and capacity for resource mobiliza-
cults in such partially democratic regimes. The first is that tion far exceed any right-wing organization in the U.K. or the
they tend to promote crony capitalism, with a few favored United States. Indeed, if it lasts much longer, the Modi regime
industrialists making windfall gains owing to their loyalty may come to be remembered as much for its evisceration of
and proximity to the leader and ruling party. The second is Indian pluralism as for its dismantling of Indian democracy.
that they tend to promote religious or ethnic majoritarianism. I have presented a qualitative narrative so far; allow me
The majority ethnic or religious group is said to represent the to append just a few figures that show how far India’s dem-
true essence of the nation, and the leader is said to embody, ocratic standards have slipped in recent years. In Freedom
34
From left: Viktor Orban in Szekesfehervar, Hungary, in 2018; The ruling party’s presentation of Modi as Hindu messiah-
Recep Tayyip Erdogan in Istanbul in 2017; Vladimir Putin in cum-avenging angel falls on fertile soil. One would not expect
Moscow in 2022; and Donald Trump in Florida in 2021.
the population of a free country to be so cravenly worshipful
of a living individual—but, tragically, they are.
House’s political rights and civil liberties rankings, India The second quote is far more obscure but perhaps equally
was among the countries with the largest declines in the last pertinent. It is from a letter written to Indira Gandhi in
decade, dropping from “Free” to “Partly Free” in 2021. In the November 1969 by S. Nijalingappa, who was president of
Cato Institute’s Human Freedom Index, India fell from 75th the Congress party when Gandhi split the party and made it
in 2015 to 119th in 2021. In Reporters Without Borders’ World an extension of herself. Born in 1902, Nijalingappa came of
Press Freedom Index, India fell from 140th in 2013 to 150th age in an era of imperialism and fascism while being part of
in 2022. Finally, in the World Economic Forum’s most recent a freedom struggle that stood for democracy, nonviolence,
Global Gender Gap Report, released last July, India ranked and pluralism. The Congress party in which he had spent all
135th out of 146 countries in overall score and lowest (146th) his adult life was a decentralized institution with vigorous
when it came to health and survival. state and district units. It had many leaders, never just one.
Now, as Gandhi sought to reshape the party and the country
I’D LIKE TO END MY ESSAY WITH TWO PAST WARNINGS by Indians in her own image, Nijalingappa warned her that the history
against the unthinking submission to charismatic author- of the 20th century was “replete with instances of the trag-
ity. The first warning is relatively well known. It is from edy that overtakes democracy when a leader who has risen
B.R. Ambedkar’s last speech to the Constituent Assembly to power on the crest of a popular wave or with the support
of India in November 1949. In the speech, Ambedkar quotes of a democratic organization becomes a victim of political
the English philosopher John Stuart Mill, who cautioned narcissism and is egged on by a coterie of unscrupulous syco-
citizens not “to lay their liberties at the feet even of a great phants who use corruption and terror to silence opposition
man, or trust him with powers which enable him to subvert and attempt to make public opinion an echo of authority.”
their institutions.” This warning was even more pertinent in History offers us a few lessons. One is that—as the cases of
India than in England, for, as Ambedkar points out: Stalin, Mao, Hitler, Mussolini, Putin, and others all show—
personality cults are always bad for the country that fosters
in India, bhakti, or what may be called the path of and encourages them. Historians have passed their judg-
devotion or hero worship, plays a part in its politics ment on the damage that the cult of Indira Gandhi did to
unequalled in magnitude by the part it plays in the Indian democracy and nationhood. The day will come,
politics of any other country in the world. Bhakti in though perhaps not in my lifetime, when historians will
religion may be the road to the salvation of a soul. pass a similar judgment on the effects on India’s happiness
But in politics, bhakti, or hero worship, is a sure and well-being of the cult of Modi. n
road to degradation and to eventual dictatorship.
RAMACHANDRA GUHA is a historian and biographer and the
The cult of Modi the Superman, like the cult of Indira the author of books including Environmentalism: A Global
GETTY IMAGES
Superwoman that preceded it, shows that Ambedkar was History and India After Gandhi. This essay draws on the
right to be worried about the dangers to Indian democracy author’s George Herbert Walker Jr. lecture, delivered at
of the religious practice of bhakti, or blind hero worship. Yale University on Oct. 6, 2022.
WINTER 2023 35
36
NEW
RULES
FOR
WAR
T W E LV E E X P E R T S O N W H A T T H E
WORLD NEED S TO LEARN FROM
R U S S I A’ S I N VA S I O N O F U K R A I N E .
The outbreak of the largest and most brutal European Ukraine will therefore be only marginally relevant. Others
war since 1945 has once again reminded us not to project should be quite useful.
our wishful thinking or extrapolate from the past. So much Russia’s invasion of Ukraine is not the only ongoing war in
of what pundits, politicians, and journalists predicted in the the world today, nor is Taiwan the only potential future one.
early hours of Russia’s three-pronged attack on Ukraine was What marks today’s conflict as generational is its nature as
wrong: that Russia’s military machine would be overwhelm- a war of conquest by a nuclear-armed power, its deadliness,
ing, that Ukraine would quickly collapse, and that the West’s and the fact that it has drawn in dozens of countries—if not
response would be weak. Those were just the first surprises. as combatants, then as supporters. It is vital for humanity far
Who’d have thought trenches and artillery would feature so beyond Ukraine that a war of this scale not become a new norm.
prominently in a 21st-century war? With the caveat that these are necessarily snapshots, FOREIGN
Drawing the right lessons from the first 10 months of the POLICY asked 12 experts to give us their views on the most
Russian invasion, then, not only matters for the survival of important lessons of Russia’s war. Each writer is a prominent
Ukraine. It is also vital for deterring and preventing a future specialist in his or her field, and they answer a broad range
conflict—and, if necessary, fighting one. The most obvious of questions. Why did prevention and deterrence fail? What
potential hot spot and one that involves even greater stakes have we learned about strategy and technology on the bat-
is, of course, Taiwan. Yet for every parallel between Russia’s tlefield? How do we deal with the return of nuclear threats?
designs on Ukraine and China’s on Taiwan, there is a differ- Some of these lessons are general, while others apply spe-
ence. Taiwan is a small island, whereas Ukraine is the sec- cifically to a potential conflict in Asia.
ond-largest country on the European landmass. China is a At the same time, the epic failure of Moscow’s war plan
large and technologically sophisticated adversary, whereas in Ukraine may also be a lesson for future aggressors about
most of us have been stunned to see how technologically, the many things that can go unpredictably wrong even for
organizationally, and tactically unsophisticated the Rus- a major power with a bristling arsenal. If we’re lucky—and
sian military really is. Some of the lessons emerging from depending on the extent to which Russia realizes any of its
aims via negotiation or in battle—this war may have made
Previous spread: A man stands in front of a heavily damaged apartment a future one just a little less likely. If so, that would be a very
building following a rainstorm in Borodyanka, Ukraine, on April 9, 2022. good lesson indeed.—Stefan Theil, deputy editor
38
Turn Taiwan Into a Bristling Porcupine
By Anders Fogh Rasmussen, former NATO secretary-general and founder of the Alliance of Democracies
IT IS IMPOSSIBLE NOT TO DRAW PARALLELS between Rus- in Hong Kong show what the “One China” princi-
ALLIANCES sia’s attack on Ukraine and China’s ambitions for ple means in practice. There should be no doubt
Taiwan: a nuclear-armed autocracy threatening a smaller democracy, of China’s ambitions or what they will mean for
revanchist rhetoric about reuniting the motherland, a leader turning the people of Taiwan.
increasingly repressive at home and aggressive abroad. However, for Second, any strategy for Taiwan to deter and, if
every similarity there is a significant difference. China is now one of need be, defeat an attack must be based on tech-
the world’s two predominant powers, and the global consequences nological superiority. It was the Ukrainians’ brav-
of a war in the Taiwan Strait would be manifestly greater. A China- ery that repelled the initial advance, but turning
Taiwan war would quickly draw in other countries. the tide of the war was achieved with superior
Both Ukraine and Taiwan sit outside of formal treaty alliances, and Western-made weapons. Meanwhile, Russia has
neither benefits from a security guarantee like NATO’s Article 5. This increasingly turned to crude Soviet-era equip-
makes it even more important that the free world learns the right les- ment, not least due to the Western sanctions now
sons from Russia’s invasion of Ukraine if it wants to deter any attempt hobbling the Russian arms industry.
by China to take Taiwan by force. China, despite making significant progress in
First, when you do not have a treaty to rely on, words matter. In the recent years, is still crucially dependent on the
buildup to the war, Russian President Vladimir Putin made his ambi- United States and its allies for the most advanced
tions explicit: “True sovereignty of Ukraine is possible only in partner- microchips and the machinery to develop them.
ship with Russia,” he wrote in July 2021. Days before the invasion, he The United States’ economic and technologi-
called Ukraine an “inalienable part of [Russia’s] history, culture, and cal advantages over China give the democratic
spiritual space.” Putin repeatedly denied Ukraine’s right to exist, yet world a significant military edge. Maintaining
Western leaders ignored the risk of a full-scale invasion. this edge will be vital to deterring any efforts to
The world cannot make the same mistake with China. When Chi- take Taiwan by force.
nese President Xi Jinping says Beijing has the right to use all mea- Third, allies and partners must act together. The
sures necessary to “reunite” Taiwan with China, we should take him free world has shown impressive unity in response
seriously. As we should when a Chinese ambassador says Taiwanese to Russia’s war in Ukraine—a unity Putin surely
citizens will need to be reeducated after reunification. China’s actions did not expect. Significant sanctions were agreed
WINTER 2023 41
pursuing a rapid nuclear modernization, includ- Counter Russia’s
ing the construction of more than 300 new silos
for intercontinental ballistic missiles and a major and China’s Playbook
expansion of their warhead arsenal, from fewer By David Petraeus, former CIA director
than 500 today to more than 1,000 by the 2030s. and retired U.S. Army general, and Vance Serchuk,
The meeting between U.S. President Joe Biden executive director of the KKR Global Institute
and Chinese President Xi Jinping at the G-20 sum-
mit in Bali, Indonesia, last November hopefully ONE OF THE MOST POWERFUL MILITARY LESSONS from Rus-
broke the ice. Although the two leaders did not STRATEGY sia’s war in Ukraine is that China’s, Russia’s, and
announce any planned nuclear talks, they did Iran’s strategy to keep the United States out of their respective back-
discuss nuclear policy, agreeing that a nuclear war yards can also be employed against these revisionist powers in defense
cannot be won and should never be fought—and of the U.S.-led world order.
that nuclear weapons should not be used in Eur- The concept of anti-access/area denial, or A2/AD, first emerged
asia, widely seen as a direct reproof to Moscow. in the late 1990s, as Beijing, Moscow, and Tehran sought to devise
China also endorsed a statement by the G-20 that asymmetric ways to thwart Washington’s ability to deploy its forces
threatening the use of nuclear weapons, as Russia
has done, is “inadmissible.”
Perhaps the renewed specter of nuclear weapons
use during the war in Ukraine will open the door
to nuclear consultations with China. An interest-
ing place to begin would be the proposal that Xi
and Russian President Vladimir Putin put on the
table in February 2022, as they met in Beijing just
before Russia’s invasion. In their joint declaration,
the two leaders broached the idea of a moratorium
on intermediate-range missiles in Europe and Asia,
an agreement that could replace the now-defunct
Intermediate-Range Nuclear Forces Treaty.
China owns a significant number of inter-
mediate-range missiles and might be willing to
consider some controls on them—in return for
reciprocal controls on U.S. and Russian weapons.
That will depend, of course, on what exactly Xi
had in mind when he suggested a moratorium
on such missiles in Asia.
With both Russia and China, the goal should
be to move both countries away from threatening
nuclear behavior and back toward a shared interest
in controlling nuclear weapons and avoiding their
proliferation. This goal will be easier to accom-
plish if negotiators can focus, at least to begin with, Members of a
Ukrainian drone unit
on pragmatic and narrow objectives—resuming watch the sky while
inspections under the New Strategic Arms Reduc- hunting for Russian
tion Treaty, resolving Russian concerns about U.S. positions to target
with artillery during
implementation of the treaty, figuring out what a battle near the
makes sense for a new treaty, and understanding Russian-occupied
the ideas behind China’s proposed moratorium. city of Donetsk in
Ukraine’s eastern
Grander, more ambitious discussions of what makes Donbas region on
for nuclear stability in the future can wait. n Oct. 20, 2022.
WINTER 2023 43
Indo-Pacific allies to prioritize the near-term
ability to field large numbers of relatively inex-
Taiwan Must Make
pensive, highly mobile anti-ship and anti-air Up for Lost Time
missiles that can be dispersed and maneuvered By Lee Hsi-min, former chief of the
throughout the first and second island chains general staff of the Taiwanese armed forces
against Beijing’s increasingly formidable naval
and air forces. Large quantities of unmanned air,
sea, and ground systems can amplify these mis- THE MOST IMPORTANT LESSON from Russia’s war in
siles in the U.S. order of battle. REFORMS Ukraine concerns the role of time. After licking
Russia’s war also underscores the need for an its wounds following heavy losses to Russia in 2014, Ukraine imple-
allied industrial base that can sustain produc- mented sweeping reforms to its military force structure and training
tion of these weapons at scale and with speed. to enable the resistance we are seeing today. This did not happen over-
Kyiv has been rescued by the impressive willing- night. To be similarly ready to resist a Chinese attack, Taiwan needs
ness of Washington and other Western backers to to seriously prepare now.
draw down their own arsenals to arm Ukraine, as Ukraine began its defense reforms with holistic, interagency reviews
well as by its land borders with NATO countries, at the strategic, operational, tactical, and—importantly—institutional
which facilitate this resupply. But in the event of levels. The 2016 Strategic Defense Bulletin identified key shortcomings
conflict in the Western Pacific, no one will come in Ukraine’s national security architecture and priorities for transforma-
to the rescue of an understocked U.S. military that tion, including alignment with NATO principles and standards as well
runs out of munitions. Russia’s invasion has thus as reforms to force planning, cybersecurity, C4ISR (command, control,
delivered an invaluable wake-up call to Defense communications, computers, intelligence, surveillance, and recon-
Department planners and congressional appro- naissance), procurement, logistics management, military training, and
priators that the post-Cold War defense industry more. Among many important changes, a reserve force was established
infrastructure and workforce are inadequate for to augment and fill gaps in the regular military’s operations during war.
the kind of sustained warfare that the new era of Ukraine’s reforms were initiated with clearly stated strategic and
great-power competition may compel. operational objectives and expected outcomes, alongside institutional
Lastly, the devastating effects inflicted by long- and legal changes that would support their implementation. They were
range fire in Ukraine are likely to spur even greater complemented with frequent, realistic training to practice and test
focus on significantly upgrading the protection, operational concepts. Training was bolstered by U.S. and other NATO
resilience, and redundancy of critical U.S. and allied militaries through initiatives such as the Joint Multinational Training
bases, headquarters, and logistical depots, as well Group-Ukraine, established in 2015. Mentoring and advising Ukrainian
as the development of more effective integrated military trainers as well as implementing effective training systems and
anti-missile and counter-drone defense systems— facilities bolstered Ukraine’s self-reliance on the battlefield. Command
including accelerating disruptive defensive tech- post exercises with allies and partners laid the groundwork for future
nologies such as directed energy and high-power communications and intelligence sharing.
microwave weapons. These may hold the greatest Reforms and training take time to implement and institutionalize.
long-term potential to disrupt the current mili- Without time, Ukraine would not have achieved the level of combat
tary balance favoring A2/AD weapons by providing readiness to resist Russia that it has today. Taiwan, facing an existen-
inexpensive and affordable ways to interdict them. tial threat from Beijing, should learn from this example and clarify its
Out of the tragedy unleashed by Russian Presi- defense strategy now, integrating three key elements: effective equip-
dent Vladimir Putin, it is possible to envision the ment, effective training, and strengthened will to resist.
emergence of a set of military capabilities that not An asymmetric defense strategy, like Taiwan’s Overall Defense Con-
only beat back Russia’s assault on Ukraine but also cept, is anchored on denial and buoyed by mobile, dispersed, lethal, and
dim other revisionist regimes’ dreams of conquest. survivable defense systems. It remains the basis for Taiwan’s ability to
If so, the West will owe thanks to the Ukrainians resist an all-out invasion by China. Taking into account escalating Chi-
for showing how the A2/AD playbook developed nese coercion, Taiwan’s military should allocate its limited resources
to defeat the United States and its allies on the toward weapons systems most suited for Taiwan to defend against both
battlefield can instead prove their salvation. n invasion and coercion. The joint operational plan should be flexible
44
Ukrainian soldiers
train in the Kharkiv
region on May 23,
2022.
to accommodate different wartime scenarios. Taiwan’s military must could identify key operational challenges and
be able to fight under decentralized command in a communications- guide this transformation. With an almost $19
denied environment. An all-volunteer territorial defense force should billion backlog in U.S. weapons deliveries to Tai-
be established to train civilians in crisis responses, educate the public wan, a bilateral steering group on defense indus-
on national defense, and strengthen the will to fight. This would lay trial cooperation and supply chain security could
the groundwork for an all-of-society response during war. better identify and streamline processes for main-
In Russia’s war of attrition in Ukraine, stockpiling and the constant tenance, repair, and overhaul, as well as joint man-
flow of military supplies have benefited from Ukraine’s unique geo- ufacturing of weapons in Taiwan and collaborative
graphic advantages, including its vast territory and land borders with research and development. Moreover, U.S. support
NATO countries. Taiwan, on the other hand, sits 100 nautical miles off could signal other allies to lay the foundation for
China’s coast and would be cut off for resupply at the onset of war. There- intensified cooperation with Taiwan.
fore, Taiwan must stockpile munitions, spare parts, other key military Russia made a strategic error when it attacked
equipment, fuel, and food to survive a prolonged conflict—and build Ukraine in 2014. Ukraine’s defeat laid bare its
hardened, distributed facilities to protect this materiel. Even if Taiwan mistakes and shortcomings, and the devastation
receives billions of dollars in security assistance from the United States caused by Russia’s invasion strongly motivated
and other like-minded nations, the first time a U.S. ship delivers supplies Kyiv to overhaul its military and prepare it for
to Taiwan should not be during war. Communications and logistics net- the fight we are witnessing today. While lessons
works, including access to commercial ones such as the Starlink satellite from the current invasion are still being written,
network, would be difficult to introduce and set up in the heat of war. it is becoming abundantly clear that the Chinese
In fact, Chinese countermeasures against Starlink are already being dis- Communist Party cannot afford to give Taiwan
cussed, making it urgent for Taiwan to develop counter-countermeasures the time to reflect and rebuild as Ukraine was
and redundant communications. China presents a more technologically able to do. This could very well be the reason
and militarily sophisticated threat to Taiwan than Russia is for Ukraine, why China has incrementally raised the level of
and its intentions cannot be calculated accurately. Timely stockpiling coercion against Taiwan, while keeping it below
and other preparations need to be undertaken now. a threshold that would raise panic in Taiwan and
Taiwan must reorient its priorities as soon as possible, and the United elsewhere. For its part, Taiwan cannot afford to
States could support reforms as it did for Ukraine after 2014. A U.S.- wait for a catastrophe like Ukraine’s to stimulate
Taiwan joint working group could be established at both the policy and the massive but slow-moving reforms it needs.
working levels to support reforms of force structure, weapons acquisi- Taiwan needs to act now to be ready for when
tion, military doctrine, operational planning, logistics management, Chinese leader Xi Jinping decides to attack. n
tactics, and training. Bilateral contingency simulations and exercises —Eric Lee contributed to this article.
A Ukrainian BM-21
Grad multiple rocket
launcher fires toward
Russian positions
near the front line in
Ukraine’s Donetsk
region on July 27,
2022.
48
A Ukrainian soldier
peers out of a
captured Russian
tank near the front
line in the Donetsk
region on Nov. 22,
2022.
sentiment on reunification drifts ever further from Beijing’s goals. Taiwan’s critical infrastructure, financial institu-
Moreover, China’s short-of-war strategy, in which pressure necessarily tions, and other targets. The goal is to exploit the
begets more pressure, has thus far failed to achieve the degree of politi- island’s asymmetric economic dependence on
cal control or military supremacy that Beijing requires to shift its focus China to pressure its politicians from pursuing
toward more conventional military operations. Russia demonstrated policies that would bring Taiwan closer to for-
the importance of establishing these prerequisites when it successfully mal independence.
invaded and annexed Crimea in 2014. In all likelihood, therefore, Bei- Lastly, China will escalate its nonmilitary war of
jing’s coercive campaign against Taiwan will reach new heights in 2023. attrition on Taiwan’s political processes and inter-
To undermine the Taiwanese public’s faith in the ability of the national standing. Beijing will continue covertly
armed forces to protect the island’s sovereignty, China’s near-daily funding pro-unification political parties and can-
aerial and naval incursions will likely increase in number and inten- didates before Taiwan’s next national election
sity. So, too, will media images broadcast by Beijing about threatening in 2024. China will similarly sustain its efforts
military exercises—for instance, depicting Chinese forces storming to diplomatically strangle Taiwan, principally
a replica of Taiwan’s presidential palace. Beyond straining Taiwan’s by degrading its participation in international
defenses, such actions relentlessly reinforce China’s narrative that forums and further winnowing down the small
reunification is inevitable, one way or the other. Nevertheless, what number of countries that recognize Taiwan.
seems like the next logical step in the coercion campaign—applying Xi’s problem in all this—which he may not yet
an aerial or naval blockade—appears less likely, because doing so realize—is that China’s aggressive attempts at
could galvanize separatist sentiment and international sympathy maneuvering below a crisis threshold could have
for Taipei, neither of which Beijing is currently prepared to counter. the unintended effect of catalyzing the very super-
With an imminent military scenario increasingly unlikely, the bulk power crisis he seeks to avoid. Gaming out these
of China’s strategy will fall to its Central Propaganda Department, gray-zone efforts suggests that seriously esca-
which trains cyberarmies and disseminates disinformation aimed at lating these provocations could lead the United
demoralizing and dividing Taiwanese society. In further weaponizing States and its allies to embrace more forceful
the information space, Beijing will progressively leverage social media counter-responses in the future. In other words,
platforms, online chat groups, and traditional media companies to bol- unchecked hybrid war against Taiwan runs the
ster its reunification narrative. It will also use these channels to draw real risk of resulting in a hot war with Washing-
investment and tourists away from Taiwan and toward China. Addi- ton, perhaps sooner rather than later. Should that
tionally, Beijing will escalate cyber- and other network attacks against happen, all bets are off. Just ask Russia. n
AN ESPECIALLY intrigu-
CYBERDEFENSE ing aspect of the Russia-
Ukraine war is the apparent absence of Russian
cyberwarfare success. Many cybersecurity experts
have been wondering why. Did we overestimate the
abilities of the Russian cyberjuggernaut? Were the
Russians simply incompetent? Or is there something thinking Ukraine would be easily occupied in a matter of days? Did they
about the Ukrainian defenders? The answer may want the networks to be intact for their own use after the invasion? All
provide valuable lessons going forward—not just are possible, and only the Kremlin knows the answer.
for the current war but a potential future one as well. Part of the answer may lie on the side of the defenders. Like their
There is no question Russia has demonstrated military preparations, the Ukrainians had improved the nation’s cyber-
prior ability to disrupt systems. Russian cyber- resilience. It’s well known in the tech industry that Ukrainian soft-
attacks shut down the Ukrainian electricity grid ware engineers are some of the best around, so it should come as no
in 2015 and 2016. In 2017, the NotPetya attack on surprise that they were able to stand up and defend their digital sover-
Ukrainian banks, ministries, and other targets, ulti- eignty. Also new to the equation were U.S. Cyber Command’s Defend
mately spreading to many other victims, caused Forward teams, which had moved into Ukraine as war seemed immi-
more than $10 billion in total damages. At the start nent in December 2021. They helped kick Russian hackers out of vul-
of the invasion last February, Russia was there- nerable Ukrainian networks in advance of Russian military operations.
fore expected to integrate cyberattacks into the The private sector, too, sprang into action. Companies tooled up to
conflict. But the Russians were no longer operat- protect their own operations in Ukraine and throughout Europe. Where
ing against unsuspecting, unprepared, and over- Ukrainian domestic capacity wasn’t enough, the global cybersecurity
matched opponents. The Ukraine of 2022 was no community stepped up. Innovative new partnerships emerged to help
longer the Ukraine of 2014. defend Ukrainian networks, including the Cyber Defense Assistance
Scoring the impact of cyberattacks in conflict is Collaborative, which brought together more than a dozen companies.
always a challenge. What we know is that Russia This defensive surge paid off. Even under constant Russian attacks,
deployed several destructive attacks at the onset Ukrainian network defenders avoided catastrophe. One key lesson:
of hostilities. They knocked Ukrainian govern- Preparation, prevention, and resilience are possible in the face of a dig-
ment websites offline, disrupted telecommunica- ital onslaught by a formidable adversary. Russia’s persistent engage-
tions capabilities, and paralyzed key government ment with Ukrainian networks over the years allowed Ukrainians to
and industry networks. The cybersecurity indus- practice defending against them.
try immediately swooped in to tear apart the When considering China’s designs on Taiwan, there is no doubt they
Russian malware, revealing an array of power- are both learning from Russia’s experience in Ukraine. Although it is not
ful toolkits that suggested years of development, certain that China will invade, the costs of being wrong are high. Defensive
diversification, and refinement. Moscow’s failure measures in the digital domain won’t snap into place overnight, so plan-
to disable communications networks allowed the ning and implementation by governments and businesses must begin now.
Ukrainian government to coordinate military The main takeaway from Russia’s invasion of Ukraine might be that
defenses, communicate with Ukrainian citizens, cyberwarfare is more of a contributing factor than a deciding one,
dominate the information space, garner interna- although even contributing factors can make an impact. The Ukrai-
tional support, and battle on. nians understood this relationship and, with help, prepared accord-
What explains the Russians’ lack of cyberdom- ingly. In the absence of a clear, decisive, cyber-enabled victory over
inance? Did their teams lack the necessary time Ukraine, the Russians have demonstrated the most important limita-
to plan and get in position? Was it their hubris, tion of cyberwarfare: In war, violence still dominates. n
Police officers look at collected fragments of Russian rockets that hit Kharkiv, Ukraine, on Dec. 3, 2022.
52
would really risk Boston for Bonn. If U.S.-backed
Ukrainians overrun Ukrainian territory that Putin
now calls Russia, would Putin order nuclear strikes
to stop them? Until it is challenged, it is difficult to
distinguish between a serious threat and a bluff.
The United States is fortunate to have a sea-
soned Cold Warrior at its helm, applying lessons
of statecraft and strategy from the defeat of the
Soviet Union, recognizing the unique danger
posed by nuclear weapons, thinking clearly about
vital U.S. interests, and, at the same time, finding
ways to meet challenges like Putin’s without stum-
bling into nuclear war. Russia’s war in Ukraine has
taught us that the nuclear age did not end with the
Cold War. As far as any eye can see, nuclear arse-
nals will remain a major pillar of the international
security order. n
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to Brinkmanship
By Anne-Marie Slaughter,
CEO of New America
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WINTER 2023 73
C
entrepreneurship, relentless cost-cutting, and foreign invest-
ment—even under the turn to state-owned firms that began
in 2013 under Xi Jinping. In CATL’s case, founder Robin Zeng
ditched his job at a state-owned company in Fujian province
and began working on batteries, initially with a former IBM
lean cars drive some very dirty scientist from Taiwan. Eventually, Zeng cut a deal with BMW’s
businesses and grubby regimes. Chinese joint venture to produce electric vehicle batteries.
That’s the main takeaway from BMW’s stringent requirements helped raise CATL’s game high
Henry Sanderson’s fine new book, enough for it to become the go-to supplier for other automakers.
Volt Rush: The Winners and Losers in the Race to Go Green. CATL now looks to emulate the telecommunications giant
Among the winners he describes are copper miners exploit- Huawei in selling leading-edge equipment globally. In other
ing child labor, nickel miners dumping tons of waste into words, in some clean industries China now isn’t ripping off
the sea, corrupt businesspeople paying off venomous Afri- innovation but producing breakthroughs.
can politicians, and a host of Chinese billionaires. It’s a far One overlooked secret to China’s renewable energy success
cry from the sanitized vision sold to Tesla owners. is ruthless domestic competition that drives down prices glob-
Volt Rush is a useful corrective to the utopian rhetoric that ally. While rock-bottom Chinese prices for solar materials and
portrays electric vehicles as cost-free environmental saviors. components, for instance, pushed European, Japanese, and
Sure, they help limit the greenhouse gas emissions pouring U.S. competitors into bankruptcy, they also helped make solar
into the atmosphere and heating the planet. But the shift to power affordable. The question for policymakers then becomes
Teslas and their competitors, financed by tens of billions of whether to shut off Chinese imports to help domestic busi-
dollars in government subsidies worldwide, also involves nesses or open the doors wider to help domestic consumers.
significant environmental and geopolitical damage. University of Wisconsin solar specialist Gregory Nemet has
Happily for readers, Sanderson hasn’t produced a 288- called China’s solar cost-cutting a “gift to the world.”
page guilt trip. While the author is clearly a geek—he says Sanderson is a reliable guide to China’s global technology
the most exciting part of electric cars is the battery—he has role. As a Bloomberg reporter in China, where we crossed
written a rollicking tale of greed, politics, and technology paths, he co-wrote China’s Superbank, a look at how China
populated by a remarkable assortment of brigands, despi- Development Bank bankrolled the global expansion of Chi-
cables, and visionaries. nese firms. Then, as a commodities reporter at the Financial
They include an ultra-Orthodox Israeli who has exploited Times and executive editor at Benchmark Mineral Intelli-
the Democratic Republic of the Congo on the scale of King gence, a market research firm, he poked around in mines
Leopold II of Belgium, a Chilean whose marriage to the daugh- from Chile to China to Congo.
ter of the country’s then-dictator helped him dominate the For Chinese firms to play a leading role in electric
lithium mining business, a onetime pal of Apple co-founder vehicles, they needed to expand into global mining—with
Steve Jobs who pitches mining as humanity’s salvation, and government financing—because they lacked the raw materials
a Chinese billionaire who bought an Airbus A319 to chauffer at home. Lithium-ion batteries—the energy source of choice
his wife and lover. for electric vehicles—require big supplies of lithium, copper,
Batteries are the heart of electric vehicles, and China is nickel, and cobalt. Chinese mines don’t produce nearly enough
at the heart of advanced battery production. According to of any of these minerals, so Beijing had to look abroad. That
Sanderson, the industrial policy that helped turn China’s created what Sanderson calls a “raw material rush.”
Contemporary Amperex Technology Co. Ltd. (CATL) into It’s a messy business. Electric cars require about three
the global battery leader involved subsidies and protection- times as much copper as gasoline-powered ones. For electric
ism—unsurprising given China’s goal of dominating the next buses, the difference can be as much as sixteenfold. Mining
generation of cars and trucks. Beijing has mandated that 40 requires lots of energy, often provided by coal-fired plants,
percent of vehicles sold in China by 2030 must be electric. which cuts deeply into the overall emissions savings from
As part of its strategy, Beijing denied subsidies for several electric cars versus conventional ones.
years to electric vehicles using foreign batteries, making the Volt Rush details how China acquired leading positions
foreign battery-makers uncompetitive in China. That gave in the minerals it lacks. While China’s foreign dealings
CATL a protected market and a big advantage over South are famously amoral, its tactics hardly stand out in that
Korean firms, which were ahead at one point technologi- regard—especially in the cutthroat world of global mining.
cally and remain big rivals. Consider Dan Gertler, the ultra-Orthodox Israeli adventurer
But government aid doesn’t fully explain the company’s suc- who used his connections with Congolese President Joseph
cess. Beijing and local governments in China also encouraged Kabila to acquire rights to Congolese cobalt and copper for
74
REVIEW
wondering just how the math shapes up when it comes to
electric vehicles and emissions, especially given that their
supposed green virtues are a major selling point.
The book would have benefited from some life-cycle
Volt Rush: The Winners and accounting of the environmental costs of electric vehicles.
Losers in the Race to Go Green
Starting with the mining of lithium and other minerals through
HENRY SANDERSON, ONEWORLD the typical lifetime of an automobile, what emissions advan-
PUBLICATIONS, 288 PP., $27.95,
SEPTEMBER 2022 tage would a Tesla have versus a similar gasoline-powered car?
There are plenty of such estimates. In 2021, Reuters cal-
culated that a Tesla Model 3 in the United States had to be
a fraction of their worth and who acted as an agent for the driven 13,500 miles before it produced less environmental
commodities giant Glencore. damage than a Toyota Corolla. (An average American driver
Between 2005 and 2015, the U.S. Justice Department later spends 13,476 miles behind the wheel each year.) These are
said, Gertler paid more than $100 million in bribes to get complicated calculations to make, and the estimates vary.
“special access” to Congo’s mining sector. The U.S. Treasury Sanderson is well placed to sort them out.
Department sanctioned him in 2017. There’s also little in the book about what can be done to
Chinese companies acquired cobalt in Congo, too. Huayou lessen the environmental damage or ease China’s geopolitical
Cobalt relied on what mining journalists bizarrely call “arti- hold on the market. Sanderson discusses battery recycling,
sanal mining”—as if mining were like producing specialty which would be useful but, as he notes, won’t be sufficient
wines. Instead, the term describes workers who dig on their to keep up with demand for electric vehicles. He also plugs a
own for cobalt for $2 to $3 a day without safety equipment, plan to mine lithium in Cornwall, England, powered by pre-
often using children as laborers. In 2019, China processed 90 sumably nonpolluting geothermal energy as a model. That’s
percent of Congo’s cobalt, Sanderson reports, with Huayou fine if it works, but it’s hardly sufficient to meet the challenge.
as a big supplier. What’s needed is an industrial policy capable of compet-
After a 2016 Amnesty International investigation exposed ing with China. The domestic components would include
Huayou for relying on child labor, Apple paused purchas- money for research and incentives to manufacture domesti-
ing from the firm. In response, Huayou formed a Corporate cally. The Biden administration took a step in that direction
Social Responsibility Working Committee, saying it wanted with two bills that were recently signed into law. One subsi-
to be a world leader in ethical mining. Even so, Sanderson dizes semiconductor manufacturing; the other subsidizes
reports, the company continues to buy from artisanal miners. renewable energy, including electric vehicles and solar power.
Another Chinese firm, Tsingshan Holding Group, pursued Significantly, the legislation ended a decades-long debate
a different strategy to corner nickel in Indonesia. Tsingshan’s about how to define an American company eligible for help.
founder, Xiang Guangda, isn’t “ostentatious personally,” During earlier administrations, “American” companies were
Sanderson writes, though he owns a fleet of Bentleys and those with headquarters in the country. Now, companies
Hummers and may someday learn how to drive. that manufacture in the United States qualify as American,
Early on, Tsingshan needed nickel to make stainless steel presumably including Chinese-owned ones.
and opened a massive stainless steel factory powered by coal in A clean-energy industrial policy would need a foreign com-
nickel-rich Indonesia. When Indonesia banned nickel exports ponent, too—specifically, a way to reengage with Beijing at a
to create a domestic processing industry, Tsingshan was the time when politicians compete to be “tough on China.” The
chief beneficiary. To meet the surging demand for electric latter usually means a further decoupling of the two econo-
vehicles, the company used the nickel it mined in Indonesia mies. But when China leads on significant technologies and
to make battery materials there. Other Chinese companies industries, including solar and batteries, the smarter route
followed suit and set up processing operations in Indonesia. would be to encourage China to invest in the United States,
The mines and factories are often coal-powered, meaning send its researchers there, and count on U.S. openness to
that nickel produced for batteries in Indonesia likely pro- give America an edge.
duces triple the carbon emissions of similar operations in But maybe that’s too much to expect from one book. Volt
Canada and Australia, Sanderson estimates. Rush makes a great contribution in understanding what a green
SEAN GALLUP/GETTY IMAGES
Volt Rush has all the advantages of a journalist-written future entails—and what costs it might involve right now. n
book in terms of on-the-ground reporting and colorful,
clear writing. But it has some of the disadvantages, too. BOB DAVIS is a freelance journalist and the co-author of
The book lacks some needed analysis. The vivid examples Superpower Showdown: How the Battle Between Trump
of environmental depredation caused by mining left me and Xi Threatens a New Cold War.
WINTER 2023 75
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The region of Madrid is the dy- joyable Spanish regions, with more
namic engine of Spain’s economy, culture, more leisure options and
contributing nearly 20% of the na- the highest percentage of protected A capital city on a human scale, Madrid offers a unique lifestyle
tion’s €1.2-trillion gross domestic natural space. It’s a region of con-
product and drawing in over 72% of trasts — you can live a thousand To help achieve this, the city
its inward investments. “It’s a land different lives in Madrid.” is investing in vast infrastructure
of opportunities that’s booming, Those contrasts are reflected developments, such as the mixed-
attracting investments in projects, in Spain’s vibrant capital, Madrid. use Madrid Nuevo Norte. “It’s the
businesses, digitalization, culture, The city that combines awe-inspir- largest urban development in a
tourism and sports, as well as stu- ing heritage with modernity has European capital and will create a
dents,” says the president of the become a prime location for fu- fully sustainable city of the future.
region’s government, Isabel Díaz ture-oriented industries, states its As well as appealing to businesses,
Ayuso. mayor, José Luis Martínez-Almei- it will generate affordable housing,
Quality of life partly explains its da: “Since 2019, we’ve quadrupled enabling us to retain our highly
magnetism for international com- investment in entrepreneurship to qualified young people and attract
panies and individuals, she asserts: €2.8 billion, but we’re clear that we new talent,” he reveals. According
“Madrid has it all. It’s in the top want more companies involved in to Ángel Asensio Laguna, president
rankings for everything from safety digital transformation, technology, of the Chamber of Commerce, In-
Isabel Díaz Ayuso
to life expectancy and public ser- innovation, knowledge and financial dustry and Services of Madrid, President of the Community of Madrid
vices, plus it’s one of the most en- services to move here.” there are many other advantages for
investors: “Its location is strategic, nects a huge range of destinations
as a key bridge to the Americas, across Europe, the Americas, Afri-
Europe and Africa. It also offers ca, the Middle East and Asia. With
institutional and legal security, low the support of local authorities,
taxes, supportive authorities, large Iberia plans to transform its exten-
universities and a favorable ecosys- sive maintenance, repair and design
tem for growth.” facility by Madrid-Barajas Adolfo
Hola, Madrid! More than 90% of the Spanish aerospace industry is
We take you to the capital of Spain so you can live concentrated in Madrid.”
unforgettable experiences. Enjoy flying in more efficient, Isabel Díaz Ayuso, President of the Community of Madrid
modern and comfortable planes.
Iberia.com One sector that illustrates how Suárez Airport into South Europe’s
tech-driven industries are flourish- aeronautical hub, which will inte-
ing is aerospace: “More than 90% grate innovative businesses and
of the Spanish aerospace industry organizations. “It will include add-
is concentrated in Madrid,” notes ed-value industrial activity that will
Ayuso. A good example of how it offer us an opportunity to focus on
nurtures that sector is Arquim- innovation and digital development.
ea, one of Spain’s fastest-growing We also have partners that want to
firms, which aims to launch a Ma- work on new sustainable fuels and
drid-made satellite constellation in there will be a training school,”
2025. “A reason we’re successful in explains CEO Javier Sánchez-Pri-
selling our technology worldwide is eto. He would encourage all inves-
there are great engineering schools tors to consider Madrid: “There’s
and engineers here. It’s competitive no better place for efficiency, cost,
to engineer from Madrid, where ease of setting up, location, mag-
there are many companies working nificent transport
on major projects for organizations networks and it’s
like NASA, Airbus and Boeing,” becoming a hub
says Arquimea’s president, Diego for talent. It’s
Fernández. The sector is led by Ibe- definitely Ma-
ria, Spain’s largest airline, that con- drid’s time.”
A sign depicting former Chinese leader Deng Xiaoping is seen above a tunnel in Shenzhen, China, on April 3, 2016.
Its slogan reads: “Adhering to the [Chinese Communist] Party’s basic line for a hundred years, with no vacillation.”
W
late 1990s, the 1980s already felt
untouchably remote. In English-
language books on the 1980s in China,
I read about an era in which the fun-
damentals of life were openly and fer-
vently debated: the legacies of the Mao
Zedong era (and especially of his most
destructive campaign, the Cultural
Revolution); the relevance of Western, capitalist societies to a socialist China;
LAM YIK FEI/GETTY IMAGES
the role of the Chinese Communist Party (CCP) in the country’s modernization.
The China I personally encountered, as a first-time visitor, was very differ-
ent: It was a place in which people’s energies were absorbed in keeping up with
the new speculative market economy; in which press freedom seemed lim-
ited to shuffling photographs of the leadership printed first in the CCP’s main
WINTER 2023 79
newspaper, the People’s Daily. By this point, the “China
model” looked set in stone: breakneck economic growth,
presided over by authoritarian, one-party rule. The mem-
ory and credibility of the 1980s—as a decade of open, imag- Never Turn Back:
China and the Forbidden
inative possibilities—had been thoroughly erased from History of the 1980s
public history within China.
JULIAN GEWIRTZ, HARVARD
Julian Gewirtz’s excellent new book, Never Turn Back: UNIVERSITY PRESS, 432 PP.,
China and the Forbidden History of the 1980s, provides the $32.95, OCTOBER 2022
most detailed analysis so far written in English of the intense
arguments about China’s political, economic, and social
futures that raged throughout the 1980s. Since Xi Jinping and become CCP leader by 1978. His solution to China’s com-
became “paramount leader” in 2012, control over the writ- plex economic, political, social, and cultural ills was “mod-
ing of history, and access to sources, has dramatically inten- ernization.” The country and party would spend the next
sified. China’s zero-COVID policy has, of course, made it 11 years arguing—sometimes behind closed doors, some-
impossible for most Western researchers to visit China in times on the streets and squares of China’s biggest cities—
person for nearly three years. about what this term meant.
But the tenacious, resourceful Gewirtz has been studying Deng clung, for the most part, to an optimistically simple
the 1980s long enough to have stockpiled a diverse, illumi- definition. As Gewirtz writes, he hoped that modernization
nating archive of firsthand sources on the decade—leaked meant “getting richer” through “liberating the productive
internal documents, oral histories, flea market propaganda forces.” He ended the fanatical economic meddling of the
directives—which he deploys compellingly. Mao years, giving farmers and entrepreneurs “greater control
His book begins with the country’s emergence out of the over what they grew and encouraging new forms of owner-
Cultural Revolution and Mao’s shadow. Gewirtz, a former ship to make and sell clothes, gadgets, furniture and much
Harvard University scholar who now serves as a China direc- more.” He was willing to contemplate political change also,
tor on the U.S. National Security Council, acknowledges insofar as it enabled economic transformation and market
that, as Frank Dikotter, Joshua Eisenman, and others have reforms. He was prepared to decentralize control, strengthen
shown, farmers had already begun carving off private plots commercial law to boost entrepreneurial confidence and
to stage a partial return to private production in the early activity, and force ancient ideological die-hards to retire to
1970s. Yet poverty and underdevelopment remained wide- make way for competent technocrats.
spread at the time of Mao’s death in 1976. But Deng’s moderate, economically focused proposals for
Roving researchers discovered shocking rural depriva- political reform emboldened others—including those deep
tion. In heavy and light industry and household consump- inside the political establishment, as well as liberal intellectu-
tion, China was years, even decades, behind the West and als—to make far more extreme criticisms of China’s socialist
Japan. Ideologically, the country was also on the rocks. In system. In the fall of 1980, a CCP academic called for an end
the late 1960s, at the start of the Cultural Revolution, the to the party’s control of the economy, culture, and media and
cult of Mao had reached its feverish peak. In 1971, infatua- for an independent press and judiciary. As the decade wore
tion began to fade when Lin Biao—his designated successor on, conversation about sweeping political change was nor-
and fellow architect of the Cultural Revolution—was killed malized in once-orthodox venues. The pages of the People’s
in a plane crash while fleeing after allegedly attempting to Daily were studded with radical proposals: that Chinese
assassinate Mao. socialism under Mao oppressed the individual as brutally as
Straight after Mao’s death, party veterans purged the leader’s did bourgeois capitalism; that thought and speech should
closest personal allies—including his wife—bringing the “be increasingly open and free.”
Cultural Revolution to an end. Ideological puritanism was, The bad fit between the dispositions of a conservative CCP
apparently, over, but what would replace it? The first option leadership on the one hand and the freewheeling ideas of
was the inadequate “Two Whatevers” of the brief rule of other parts of the political and intellectual elite on the other
Mao’s immediate successor, Hua Guofeng: “We will res- generated profound instability. The centerpiece partner-
olutely uphold whatever policy decisions Chairman Mao ship and then clash of 1980s China was between Deng and
made and unswervingly follow whatever instructions Chair- his protégé Zhao Ziyang, the pragmatic premier and then
man Mao gave.” The harder option was that of Deng Xiaop- party secretary who advocated for China to open entirely
ing, Mao’s extraordinarily tough near-contemporary who to the global economic system.
survived the purges of the Cultural Revolution to oust Hua Deng and other high-ranking political veterans were willing
80
REVIEW
a decade long buried by official, JULIA LOVELL is a professor of modern Chinese history and
state-sponsored history. literature at Birkbeck, University of London.
WINTER 2023 81
COSTA RICA Sponsored Report
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www.corbana.co.cr
Coming to America
The case for immigration optimism.
By Reihan Salam
A
illegal crossings surging at the southern border and
the backlog in green card petitions reaching new
heights, there is a widespread sense that the U.S.
immigration system is badly broken. Yet there’s no
prospect of bipartisan agreement about what exactly
it would mean to fix it—at least not in the near future.
Conservatives are largely united in believing that the
system should focus first and foremost on deterring
unauthorized migration, enforcing the rule of law, and ensur-
ing that the United States can select newcomers who are best A child glances back toward
Mexico after crossing the border
positioned to succeed in a modern market democracy. The left, into the United States in La Joya,
meanwhile, has come to embrace a more open approach, one Texas, on April 14, 2021.
that creates more legal pathways for the poor and ambitious.
Against this backdrop, Ran Abramitzky and Leah Boustan, economists at
Stanford and Princeton universities, respectively, have published Streets of Gold:
America’s Untold Story of Immigrant Success, an engaging brief for immigration
optimism. While some on the restrictionist right warn that openness to immi-
gration is giving rise to a new underclass, the authors urge their readers to “think
of immigration policy on the level of generations, rather than years.” Over the
course of a generation or two, they argue, the descendants of today’s immigrants
will fare just as well as the children and grandchildren of immigrants from earlier
eras, regardless of their wealth or level of education.
84
REVIEW
But though Abramitzky and Boustan’s case for optimism
about the very long-term prospects of second- and third-gen-
eration Americans is plausible enough, their chief takeaway
from it—that it would be “misguided” for the U.S. government Streets of Gold:
America’s Untold Story
to preselect educated immigrants, who they readily acknowl- of Immigrant Success
edge “enjoy high earnings, contribute to scientific innovation,
RAN ABRAMITZKY AND LEAH
and pay more than their fair share of public funds” on arrival, BOUSTAN, PUBLICAFFAIRS,
because the children and grandchildren of even the poorest 256 PP., $29, MAY 2022
immigrant workers would do just fine—is less convincing.
Given that Abramitzky and Boustan acknowledge that
“open borders” is a political nonstarter, a more selective, It is also true, however, that between the Age of Mass Migra-
skills-based immigration system would—by their own logic— tion and the modern era, the income gap between native-born
prove at least as beneficial as a skills-blind approach, if not workers and newcomers has grown significantly. Abramitzky
considerably more so, and over a much shorter time hori- and Boustan note that newly arrived European immigrants
zon. In an age of economic volatility and intense political in the 1900s on average had “similar jobs” to U.S.-born work-
dissension over migration, that is no small thing. Virtually ers, which is to say they mostly started out on the middle
all of the world’s market democracies have moved toward rungs of the occupational ladder. In the modern era, in con-
points-based systems that select migrants on the basis of trast, they find that the mean immigrant has initial earnings
language proficiency, educational credentials, employment 30 percent below the average among natives, a reflection, in
offers, and other characteristics that predict labor market part, of the fact that the skills gap between, say, the United
success and rapid integration, and there is a reason for that. States and Honduras in 2022 is larger than that separating
Destination countries that most closely adhere to this the United States and Germany in 1902.
script, most notably Canada and Australia, where it was In both periods, Abramitzky and Boustan observe, immi-
pioneered, have admitted significantly larger immigrant grants made gains relative to natives as they gained labor
inflows relative to their smaller populations than the United market experience. Low-paid immigrants in the 1900s
States while eliciting significantly less backlash, a lesson earned about 10 percent less than their native counterparts,
that U.S. immigration partisans would do well to heed. and they closed about a third of that gap over the course
As much as I might disagree with Abramitzky and Boustan’s of their working lives. The earnings gap between modern
policy approach, it is important not to diminish their con- immigrants and modern natives tends to drift down as well,
siderable achievement. Drawing on numerous data sources falling to 16 percent after 20 years.
and synthesizing their own groundbreaking academic work, But to the authors, the solid but unspectacular gains made
Streets of Gold is no mere polemic. In addition to being a by immigrant workers over the course of their working lives
pleasure to read, the book does a great deal to enrich our matter far less than what happens in subsequent genera-
understanding of how immigrants are incorporated into U.S. tions—the narrative heart of Streets of Gold. By carefully
economic and cultural life. Though the authors are partisans linking the tax records of individuals born around 1980 to
of a more permissive immigration policy, they are exceed- those of their parents, Abramitzky and Boustan are able to
ingly fair-minded in presenting their findings. compare intergenerational progress between children of
native- and foreign-born parents. They find that if a child has
ONE FAMILIAR ASPECT of the contemporary immigration debate native-born white parents at the 25th percentile of earnings,
is that pessimism about newer immigrants and their prospects they tend to rise to the 40th percentile as an adult. Children
is often bound up with the sense that previous immigrant gen- of foreign-born parents who start out at the 25th percentile
erations quickly moved from “rags to riches.” As Abramitzky rise further still, to the 50th percentile. Building on census
and Boustan demonstrate, however, while immigrants during data, the authors find that this pattern of intergenerational
the Age of Mass Migration from Europe, stretching from 1850 improvement is similar to that observed a century ago.
to 1913, earned much higher incomes than they would have in What is it about having an immigrant parent that might
their native countries, their fortunes improved only modestly account for this advantage? Here is where Streets of Gold really
as they made their way in American life, a pattern entirely sim- shines. Rather than suggest that immigrants are somehow
ilar to what we see among more recent immigrants. more virtuous than their native counterparts—for example,
The implication is that our excessively romantic conception it’s not uncommon for people to praise immigrants over, say,
of how European immigrants navigated the labor market of yes- native-born Black Americans or argue that “Asian culture”
teryear is causing many Americans to discount the gains made accounts for academic success among immigrants and sec-
by more recent arrivals from Latin America and elsewhere. ond-generation Americans of Asian descent—Abramitzky
WINTER 2023 85
and Boustan focus on two more prosaic possibilities, which What Abramitzky and Boustan don’t fully reckon with,
shed a great deal of light on how immigrant assimilation however, is the possibility that as the costs of migration
actually works in practice. decline, immigrants from a given country of origin are less
First, because immigrants are by definition less tethered likely to be drawn from the ranks of the most enterprising of
to a given U.S. locale than native-born Americans, who may their compatriots. The Stanford economist Edward Lazear
have deep, multigenerational roots in their communities, they famously observed that because the United States rations
are more open to moving in search of opportunity. As a result, immigration slots in a manner that treats some countries
immigrants tend to settle in more opportunity-rich cities and more generously than others, the most successful immi-
neighborhoods, which gives their children a leg up. This is true grants in the United States come from countries that send the
even when opportunity-rich communities are more expensive, fewest immigrants to America relative to their population.
as immigrants are more amenable to living in multifamily hous- To illustrate the point, Lazear contrasted immigrants from
ing, which is cheaper, and they often care more about sending two developing countries, Nigeria and Tonga: It is much
remittances to family members in their country of origin than harder for Nigerian citizens to secure green cards than Ton-
they do about keeping up with the (American) Joneses, which gan citizens, and the Nigerians who do make it to the United
means they care less about the local cost of living. States earn more than twice as much as their Tongan coun-
“One implication of our findings,” Abramitzky and Boustan terparts on average.
observe, “is that it is very likely that US-born families would In the absence of this rationing of immigration slots
have achieved the same success had they moved to such through formal rules and restrictions, international migra-
high-opportunity places themselves.” Though the authors tion has become less costly than in earlier eras, which in turn
don’t dwell on this point, it’s a reminder that excessive land- means that it’s not just the most ambitious strivers who’d
use regulation and other policies that raise the cost of living be in a position to move. Cheap air travel and long-distance
in the United States’ most prosperous regions are profoundly communication have greatly lowered the material and
damaging the prospects of rising generations. psychic barriers to migration, and life can be much easier
Second, there is a sense in which the apparent mobility for migrants joining existing ethnic enclaves than for the
advantage experienced by children of immigrants stems pioneers who establish them.
from the disadvantage of their immigrant parents. Immi- This is one respect in which immigrants in the Age of
grants, and particularly recent immigrants, often confront WhatsApp really are different from those who arrived in the
obstacles that create a mismatch between their earnings United States in the Age of Steam, and it is not unreasonable
and their underlying talents, e.g., a language barrier; a to expect that this could have implications for the pace of
need to take low-paying jobs rather than invest in higher immigrant success. One could argue that explicit modern
education; or difficulty leveraging the education or skills efforts to select immigrants on the basis of skills represent
they acquired in their home countries. a substitute for the ways in which the high cost of a trans-
As Abramitzky and Boustan put it, “Think about the prover- Atlantic sea crossing, or the absence of distance-collapsing
bial Russian scientist who ends up driving for Uber.” In these tools such as WhatsApp or WeChat, tended to deter the less
instances, the children of immigrant parents are “upwardly ambitious. And that’s why Abramitzky and Boustan’s brief
mobile” relative to their parents’ actual earnings in the U.S. for a relatively indiscriminate approach to immigration is
labor market but not nearly as much relative to their parents’ ultimately unconvincing.
capabilities, which parents can pass on to their children in Essentially, Streets of Gold asks policymakers in the United
a number of ways. In a similar vein, sociologists of immi- States and other migrant destinations to be patient. Over
gration refer to the “class-specific resources” of immigrant time, past experience strongly suggests that the descendants
parents who were raised in the upper strata of their home of newcomers will eventually converge with natives, so why
countries, i.e., the cultural practices, social networks, and deny yourself the gift of global talent? As an argument against
narrative self-understandings that can help their children calls for a reduction of immigrant inflows, this is compelling.
climb the occupational and social ladder. Given the rapid aging of the U.S. population, immigration rep-
resents an important source of demographic vitality. But as an
argument against immigrant selection, the book falls short.
As the costs of migration decline,
immigrants from a given country EVEN IF ONE STIPULATES THAT THE DESCENDANTS of all immi-
grants will fare equally well in the long run, a claim that goes
of origin are less likely to be beyond the historical evidence Abramitzky and Boustan
drawn from the ranks of the most carefully present, a more selective approach could yield
enterprising of their compatriots. large dividends in the interim. As the immigration advocates
86
REVIEW
Consider that there is growing political support for raising
wages and labor standards in the service sector, as demon-
strated by the recent spate of minimum wage increases in
states and cities across the country. Over time, efforts to
upgrade low-wage jobs in these historically undercapitalized
industries can be expected to foster automation and busi-
ness model innovation, making them less labor-intensive
and more attractive to native-born workers in the process.
Then there is the ongoing globalization of the service sector.
The rise of remote work and stringent immigration restrictions
are encouraging more U.S. employers to embrace offshoring,
a form of “virtual immigration” that can complement local
workers while serving as a substitute for traditional immigrant
People riding the ferry to Ellis Island
for a naturalization ceremony pass the Statue of Liberty labor. At the same time, U.S. retirees are increasingly settling
in New York Harbor on Sept. 17, 2022. in Mexico and other lower-cost destinations—a development
that has the potential to reshape the elder care industry.
One need not believe that robots or offshoring will destroy
Alec Stapp and Jeremy Neufeld of the Institute for Progress jobs en masse to recognize that they may cause considerable
recently put it, “For a given level of immigration, scientists, dislocation for less educated workers, whether native- or
engineers, inventors, and entrepreneurs deliver the larg- foreign-born, in the years to come. Sophisticated proponents
est benefits.” Faced with two job candidates—one of whom of low-skill immigration have recently countered that there
will create value for the company immediately when they will always be demand for low-skill “fundamental workers”
start, while the other, despite the same underlying talent, whose jobs can’t be automated or offshored, such as caregivers
will require months of training and practice—no one would and chefs. But if higher wages and better working conditions
expect an employer to merely shrug at the difference. are on offer, these fundamental jobs can be done just as well
So, it is telling that nowhere in Streets of Gold do Abramitzky by higher-skill workers who find them more engaging, fulfill-
and Boustan offer a sustained case against immigrant selec- ing, or flexible than serving as members of the laptop class.
tion. Indeed, they arguably offer more evidence against their If I had to guess, I’d say that Abramitzky and Boustan’s pol-
case for a skills-blind immigration policy than for it. For icy stance is grounded in a humanitarian commitment. Many
example, they report that, like the children of low-income Americans, mostly though not exclusively on the political
immigrants, the children of high-income immigrants outearn left, believe that immigrant selection represents a betrayal
natives who were raised in similar material circumstances, of the United States’ history as a refuge for people seeking
which is to say the immigrant advantage is not limited to freedom and a better life. Though Abramitzky and Boustan
newcomers with earnings at the 25th percentile. are careful to avoid strident language, there are hints of this
They further note that even when we focus narrowly on cosmopolitan commitment throughout the book. It is worth
immigrant parents who start at the 25th percentile, there reiterating, however, that destination countries that fully
is a wide range of outcomes across countries of origin. For embrace immigrant selection tend to admit more immigrants
example, Abramitzky and Boustan observe that the chil- on a per capita basis than the United States, presumably
dren of immigrants from higher-skill populations, e.g., sec- because their citizens deem inward migration more enriching
ond-generation Americans of Chinese and Indian origin, and less burdensome. That, too, has humanitarian benefits.
perform exceptionally well, perhaps because they are able Regardless, the beauty of Streets of Gold is that you don’t
to draw on social connections from a high-skill community have to embrace the authors’ conclusions to learn from their
even when their own parents are not high earners—a finding scholarship. Abramitzky and Boustan have made an immense
consistent with Lazear’s thesis about immigrant selection. contribution to our understanding of the economic history of
Rather anticlimactically, Abramitzky and Boustan’s main immigration and what it can teach us about upward mobil-
argument for openness to low-skill immigration is that the ity in the United States. And, in doing so, they’ve perhaps
ALEX KENT/AFP VIA GETTY IMAGES
U.S. economy is currently experiencing strong demand for inadvertently made the case for a more selective national
low-wage labor in sectors such as construction, the restau- immigration strategy. n
rant industry, child and elder care, and agriculture, which
is no doubt true. Leaving aside that this cyclical condition is REIHAN SALAM is the president of the Manhattan Institute
subject to change, it’s worth reflecting on how these indus- and author of Melting Pot or Civil War? A Son of
tries might evolve in the coming years. Immigrants Makes the Case Against Open Borders.
WINTER 2023 87
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1. Publication title: Foreign Policy. 2. ISSN: 157228. 3. Filing Date: 01/23/2023. 4. Issue
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The Slate Group LLC, 1300 17th Street North, Arlington, VA, all of the membership interests
world’s biggest of which are owned by Graham Holdings Company, 1300 17th Street North, Arlington, VA;
the names and addresses of persons owning 1 percent or more of the stock of Graham
Holdings Company are: Donald E. Graham, 1300 17th Street North, Arlington, VA; Timothy J.
events with leading O’Shaughnessy, 1300 17th Street North, Arlington, VA; Elizabeth G. Weymouth, 1300 17th
Street North, Arlington, VA; Andrew S. Rosen, 1300 17th Street North, Arlington, VA; Donald
E. Graham, and Daniel L. Mosley, as trustees of trusts f/b/o the descendants of Katharine
Graham, c/o Daniel L. Mosley, Worldwide Plaza, 825 8th Avenue, New York, NY; *BlackRock,
foreign-policy Inc., 55 East 52nd Street, New York, NY; *The Vanguard Group, Inc., 100 Vanguard Boulevard,
Malvern, PA; *Dimensional Fund Advisors LP, 6300 Bee Cave Road, Austin, TX; *Southeastern
Asset Management, Inc., 6410 Poplar Avenue, Memphis, TN; *Madison Avenue Partners, LP,
experts and
150 East 58th St., New York, NY; *Wallace Capital Management, Inc., 100 Crescent Court,
Dallas, TX; *State Street Corporation, One Lincoln Street, Boston, MA; *Bank of New York
Mellon Corporation, 225 Liberty Street, New York, NY; *Geode Capital Management, LLC,
100 Summer Street, Boston, MA; *Goldman Sachs Group Inc., 200 West Street, New York,
thinkers. NY; *Charles Schwab Investment Management, Inc., 211 Main Street, San Francisco, CA;
*Northern Trust Corporation, 800 Connecticut Ave NW Suite 200, Washington, DC; *Capital
Research Global Investors, 333 South Hope Street, 55th Floor, Los Angeles, CA; *Invesco
Ltd., 1166 6th Ave, New York, NY; *Shares held in such name are believed to be held for the
accounts of a number of beneficial owners, none of whom (unless separately identified in the
foregoing list) owns as much as 1% of the stock of Graham Holdings Company. 1. *BlackRock,
Inc., 55 East 52nd Street, New York, NY 2. *The Vanguard Group, Inc., 100 Vanguard
Boulevard, Malvern, PA 3. *Dimensional Fund Advisors LP, 6300 Bee Cave Road, Austin, TX
4. *Southeastern Asset Management, Inc., 6410 Poplar Avenue, Memphis, TN 5. *Madison
Avenue Partners, LP, 150 East 58th St., New York, NY 6. *Wallace Capital Management,
Inc., 100 Crescent Court, Dallas, TX 7. *State Street Corporation, One Lincoln Street, Boston,
MA 8. *Bank of New York Mellon Corporation, 225 Liberty Street, New York, NY 9. *Geode
Capital Management, LLC, 100 Summer Street, Boston, MA 10.*Goldman Sachs Group Inc.,
200 West Street, New York, NY 11.*Charles Schwab Investment Management, Inc., 211 Main
Street, San Francisco, CA 12.*Northern Trust Corporation, 800 Connecticut Ave NW Suite
200, Washington, DC 13.*Capital Research Global Investors, 333 South Hope Street, 55th
Floor, Los Angeles, CA 14.*Invesco Ltd., 1166 6th Ave, New York, NY. The following are known
bondholders, mortgagees, and other security holders owning or holding 1 percent or more of
the total amount of bonds, mortgages or other securities of Graham Holdings Company: The
Bank of New York Mellon, 525 William Penn Place, Pittsburgh, PA; BNP Paribas, New York
Branch/BNP Paribas Prime Brokerage Custodian, 787 7th Ave, New York, NY; Brown Brothers
Harriman & Co., 525 Washington Blvd, Jersey City, NJ; Citibank, N.A., 3801 Citibank Center,
B/3rd Floor/Zone 12, Tampa, FL; JPMorgan Chase Bank, N.A., 500 Stanton Christiana Road,
Ops 4, Floor 2, Newark, DE; The Northern Trust Company, 801 S. Canal St., Capital Structures-
C1N, Chicago, IL; State Street Bank & Trust Co., 1776 Heritage Drive, North Quincy, MA; SSB
– Blackrock Institutional Trust, 1776 Heritage Drive, North Quincy, MA; U.S. Bank N.A., 1555
N Rivercenter Drive, Suite 302, Milwaukee, WI 53212. 11. Company Name/Publication Title:
The FP Group/Foreign Policy. 14. Issue Date for Circulation Below: 01/16/2022. 15. Extent
and Nature of Circulation: (A) Total No. of Copies (Net Press Run): Average No. Copies of Each
Issue During Preceding 12 months: 16,654, No. of Copies of Single Issue Printed Nearest to
Filing Date: 16,076; (B) Paid/Requested Distribution: (1) Outside-County Paid/Requested
Subscriptions Stated on PS Form 3541: Average No. of Copies Each Issue During Preceding
12 months: 14,284, No. of Copies of Single Issue Published Nearest to Filing Date: 13,845;
(2) In-County Paid/Requested Subscriptions Stated on PS Form 3541: Average No. of
Copies Each Issue During Preceding 12 months: 0, No. of Copies of Single Issue Published
Nearest to Filing Date: 0; (3) Sales Through Dealers and Carriers, Street Vendors, Counter
Sales, and Other Paid Distribution Outside USPS: Average No. of Copies Each Issue During
Preceding 12 months: 0, No. of Copies of Single Issue Published Nearest to Filing Date:
0; (4) Paid Distribution by Other Classes of Mail Through the USPS: Average No. of Copies
Each Issue During Preceding 12 months: 0, No. of Copies of Single Issue Published Nearest
to Filing Date: 0; (C) Total Paid/Requested Distribution: Average No. of Copies Each Issue
During Preceding 12 months: 15,471, No. of Copies of Single Issue Published Nearest to Filing
Date: 14,723; (D) Non-Requested Distribution: (1) Outside-County Non-Requested Copies
Stated on PS Form 3541: Average No. of Copies Each Issue During Preceding 12 months:
1,317; No. of Copies of Single Issue Published Nearest to Filing Date: 1,231; (2) In-County
Non-Requested Copies Stated on PS Form 3541: Average No. of Copies Each Issue During
Preceding 12 months: 0, No. of Copies of Single Issue Published Nearest to Filing Date: 0; (3)
Non-Requested Copies Distributed Through the USPS by Other Classes of Mail: Average No.
of Copies Each Issue During Preceding 12 months: 0, No. of Copies of Single Issue Published
Nearest to Filing Date: 0; (4) Non-Requested Copies Distributed Outside the Mail: Average No.
of Copies Each Issue During Preceding 12 months: 0, No. of Copies of Single Issue Published
Nearest to Filing Date: 0; (E) Total Non-Requested Distribution: Average No. of Copies Each
Issue During Preceding 12 months: 1,317, No. of Copies of Single Issue Published Nearest to
JOIN THE CONVERSATION Filing Date: 1,231; (F) Total Distribution: Average No. of Copies Each Issue During Preceding
12 months: 15,601, No. of Copies of Single Issue Published Nearest to Filing Date: 15,076;
(G) Copies Not Distributed: Average No. of Copies Each Issue During Preceding 12 months:
1,053, No. of Copies of Single Issue Published Nearest to Filing Date: 1,000; (H) Total: Average
No. of Copies Each Issue During Preceding 12 months: 16,654, No. of Copies of Single Issue
FOREIGNPOLICY.COM/FPLIVE Published Nearest to Filing Date: 16,076; (I) Percent Paid/Requested Distribution: Average
No. of Copies Each Issue During Preceding 12 months: 91.56%, No. of Copies of Single Issue
Published Nearest to Filing Date: 91.83% 16. This Is a General Publication. Publication of
this Statement of Ownership will be printed in the Winter 2023 issue of this publication. 17.
I certify that All Information Furnished on this form is true and complete. I understand that
96 anyone who furnishes false or misleading information on this form or who omits material or
information requested on this form may be subjected to criminal sanctions (including fines
and imprisonment) and/or civil sanctions (including civil penalties). Kent Renk, Dec. 31, 2022
QUIZ
c. 2 million barrels
d. 7 million barrels
ANSWERS: 1. c; 2. b; 3. b; 4. c; 5. c; 6. a; 7. a; ; 8. d; 9. b; 10. c
WINTER 2023 97
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