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CONTENTS vii

Factors Affecting Fine-Motor Development 220


Environmental Factors 220 ● Biological Factors 222
Fine-Motor Development in Young Children with Special Needs 225
Cerebral Palsy 225 ● Down Syndrome 229 ● Autism Spectrum
Disorders 230 ● Co-Occurring Conditions 233
Specific Strategies for Assessment of Fine-Motor Functioning 233
Sensory Processing Assessment 236
Instructional Methods and Strategies for Intervention 236
Sensory Processing Intervention 237 ● Positioning the
Child 237 ● Positioning of Objects 239 ● Fine-Motor
Materials 241 ● Foundational Skills for Handwriting 241 ● Prewriting
Adaptations 243 ● Prewriting Programs 243 ● Scissors
Skills 244 ● Other Interventions 245
Technology in Assessment and Intervention 246
Summary 249
Review Questions and Discussion Points 250
Recommended Resources 250
References 252
Acknowledgments 255

CHAPTER 6 Self-Care Skills 256


Sharon G. Gartland and Jean A. Patz
Definitional Issues 258
Theoretical Models 259
Stages of Typical Self-Care Development 259
Stages of Eating Development 259 ● Stages of Self-Feeding
Development 262 ● Stages of Dressing Development 264 ● Stages of
Grooming Development 265 ● Stages of Toileting Development 265
Factors Affecting Self-Care Development 265
Environmental Factors 265 ● Biological Factors 266
Self-Care Development in Young Children with Special Needs 268
Development of Eating Skills 268 ● Development of Dressing
Skills 274 ● Development of Grooming Skills 275 ● Development
of Self-Feeding Skills 276 ● Development of Sleeping
Skills 277 ● Development of Toileting Skills 278
Specific Strategies for Assessment of Self-Care Functioning 279
Self-Care Assessment 279 ● Eating Assessment 280
Instructional Methods and Strategies for Intervention 282
Selected Strategies for Eating Intervention 283 ● Selected
Strategies for Dressing Intervention 289 ● Selected Strategies for
Grooming 291 ● Selected Strategies for Self-Feeding 293 ● Selected
Strategies for Sleeping 294 ● Selected Strategies for Toileting 295
viii    CONTENTS

Technology in Assessment and Intervention   297


Summary  299
Review Questions and Discussion Points   299
Recommended Resources  299
References  300
Acknowledgments  302

Ch apter 7 Cognitive Development  303


Warren Umansky
The Range of Cognitive Skills   305
The Neurobiology of Cognition   307
Piaget’s Theory of Cognitive Development   309
Organization of Cognitive Development 310
Piaget’s Stages of Development   311
Sensorimotor Period 311 ● Preoperational Period 316
Other Theories of Development   320
Vygotsky’s Theory 320 ● Behavioral Theories 321
Relationships Between Developmental and Cognitive Processing Models   324
Factors That Affect Cognitive Development   325
Cognition and the Environment 325
Cognitive Development and the Child with Special Needs   328
Intellectual Disability 329 ● Visual Impairments 330 ● Hearing
Impairments 331 ● Physical Impairments and Chronic
Illnesses 332 ● Autism Spectrum Disorders 334
Strategies for Assessment of Cognitive Development   335
Types of Cognitive Assessment 335
Facilitating Cognitive Development   337
Focusing on the Process 338 ● Skills of the
Interventionist 338 ● Structuring the Curriculum 343
Technology in Assessment and Intervention   343
Summary  345
Review Questions and Discussion Points   345
Recommended Resource  345
References  345
APPENDIX: Sample Discovery Activities for Young and Developmentally Young
Children  349

Ch apter 8 Communication Development  366


Susan R. Easterbrooks and Stacey Tucci
Definitions  368
CO NTENTS     ix

Communication 368 ● Speech 368 ● Language 368 ● Form,


Content, and Use 369 ● Phonology 371 ● Morphology 371 ●
Syntax 371 ● Semantics 371 ● Pragmatics 372
Stages of Normal Language Acquisition   373
Prelinguistic and Babbling Stage 373 ● One-Word Stage 374 ● Early
Word Combinations 375 ● Multiword Combinations 375 ● Simple
Sentence Structure 375
Theoretical Models  375
Behavioral Theory 376 ● Innatist Theory 377 ● Cognitive
Theory 377 ● Social Interaction Theory 377
Factors Affecting Communication Development   378
Hearing 378 ● Vision 379 ● Intelligence 380 ●
Memory 380 ● Attention 381 ● Children from Culturally
and Linguistically Diverse Backgrounds 381
Communication Development in Young Children with Special Needs   382
Intellectual Disabilities 382 ● Learning Disabilities 382 ● Behavior
Disorders 383 ● Specific Speech Disorders 384 ● Hearing
Loss 384 ● Vision Loss 385 ● Cerebral Palsy 386 ● Autism
Spectrum Disorder (ASD) 386 ● Attention Deficit Hyperactivity
Disorder 386
Specific Strategies for Assessment of Communicative Functioning   387
Instructional Methods and Strategies for Intervention   387
Language Foundations and Parent-Implemented Language
Interventions 389 ● Language and Social Behavior 389 ● Language
and Literacy 390 ● Principles of Intervention 390
Technology in Assessment and Intervention   394
Summary  395
Review Questions and Discussion Points   396
Recommended Resources  396
References  397

Chapter 9 Social and Emotional Development   402


Joan Lieber and Debra Drang
Definitional Issues  403
Emotional Development 404 ● Social Competence with
Peers 405 ● Friendship 405
Theories of Social and Emotional Development   406
Attachment Theory 406 ● Emotional Intelligence 407 ● Social
Learning Theory 408 ● A Developmental Biopsychosocial Model: The
Developmental, Individual Differences, Relationship-Based (DIR) Approach 409
Factors Affecting Social and Emotional Development   409
Temperament 410 ● Gender 410 ● Stress and
Resilience 411 ● Sibling Relationships 411 ● Parental Style 413
x    CONTENTS

Social and Emotional Development in Children with Special Needs   414


Children with Autism 414 ● Children with Developmental
Delays 415 ● Children with Communication Disabilities 416 ●
Children with Sensory Impairments 417 ● Children with Challenging
Behaviors 418 ● Children with Attention Deficits 419
Specific Strategies for Assessment of Social-Emotional Functioning   420
Multimethod Assessment 421 ● What Is
Normal? 421 ● Assessments Related to
Emotional Competence 422 ● Systematic
Observation 422 ● Interviews and
Questionnaires 423 ● Rating Scales 424
Instructional Methods and Strategies for Intervention   425
Family-Focused Interventions 425 ● Skills of
the Caregiver 425 ● Skills of the Interventionist 427 ●
Family-Focused Intervention Example 428 ● Child-Focused
Interventions 428 ● The Classroom Setting 428 ● Strategies
to Improve Social Relationships 428 ● Interventions That
Include Emotional Development 431 ● Interventions for
Challenging Behaviors 432
Technology in Assessment and Intervention   433
Summary  434
Review Questions and Discussion Points   434
Recommended Resources  435
References  435

Pa rt III Principles of Assessment and Intervention

Ch apter 10 Assessment of Young Children: Standards, Stages, and


Approaches  440
Rebecca Edmondson Pretzel and Emily A. Wray
Current Standards for the Assessment Process   442
Treatment Utility 446 ● Social Validity 446 ●
Convergent Assessment 447 ● Consensual Validity 447
Stages of Assessment   447
Stage 1: Early Identification 449 ● Stage 2: Comprehensive
Evaluation 455 ● Stage 3: Program Planning and
Implementation 458 ● Stage 4: Program Evaluation 459
Team Approaches and Typologies 460
Team Models 460 ● Assessment Typologies 462
Considerations for the Assessment of Young Children 472
Selection of Assessment Measures and Methods 472 ●
Situational Considerations 473 ● Family and Parental
Involvement 474
CO NTENTS      xi

Summary  475
Review Questions and Discussion Points   475
Recommended Resources  475
References  476

Chapter 11 Intervention  479
Tina M. Smith-Bonahue
Defining Intervention  481
Family-Centered Intervention  482
Multiculturalism and Early Intervention 483 ● Barriers to
Effective Family Involvement 485
Program Planning  486
Special Education Eligibility Determination 488 ● Multicultural
Considerations in Assessment 489 ● Developing a Strategy 502
Summary  516
Review Questions and Discussion Points   518
Recommended Resources  518
References  518

Name Index  523

Subject Index  529
Foreword
E arly childhood intervention no longer has to fight for its place in the sun. More
and more, the critical importance of early learning for children at risk and those
with special needs is understood and appreciated by parents, educators, and pol-
icy makers. In the past decade alone, evidence has accumulated that shows that
investments in young children can have a significant return on human capital
investment. Programs targeted toward the earliest years outstrip those focused on
older students many times over.
Educators have also acquired new evidence to support the position that
early interventions can make a difference that can last a lifetime. One of the best
examples of this is language learning; here the data show the dependence of lan-
guage learning on the age of the learner for first and second languages as well as
for spoken and sign languages. Those who seek to acquire language later in life
have more difficulty learning and usually demonstrate less mastery than those
who begin early. Studies also show that the older a child is, the more difficult it is
to alter that child’s behavior. Although it’s clear that development continues well
beyond the first decade of life, for those who have problems in learning, the lon-
ger we wait, the more complex and expensive will be remediation. A strong foun-
dation in the principles of child development and a keen awareness of these issues
are critical to implementing effective early intervention practices and programs.
Nevertheless, despite all we know about the importance of early interven-
tion, there is still much more to learn. As a nation, we must learn to confront
and contain the inequities that place some children at greater disadvantage than
others because of accidents of birth, socioeconomic status, or race/ethnicity. We
also need to convince policy makers and the general public that early interven-
tion does not constitute an inoculation against inadequate care, treatment, and
failing educational programs that follow in years to come. Continuity between
early and later intervention is critical. Finally, we must recognize that caring for
children with special needs involves the family, the school, and the community.
In particular, it entails changes in organizational structures that can help elimi-
nate the insularity that our various child-serving institutions operate within. This
organizational isolation and lack of communication frustrates those who work on
behalf of children with special needs and prevents children, families, and profes-
sionals from achieving their goals.
Young Children with Special Needs demonstrates that the future of early
intervention is founded on strong evidence obtained within the framework of
child development. The text has evolved over the past three decades. It not only
keeps pace with this evidence base but it also remains true to the critical impor-
tance of understanding the principles of child development for those working
with young children with special needs. In addition to providing current infor-
mation for ­early interventionists and other child development professionals, this

xii    
FOREWORD      xiii

new edition emphasizes an important evolving component of the field—namely,


­placing these findings and principles within a broad social and organizational
context in order to increase their impact and their effectiveness. More than
any other area of education, special education—especially early intervention—­
recognizes that the child, family, and community cannot effectively be isolated
one from another. The chapters in this text are a testament to this realization and,
more broadly, to the interdisciplinary perspective that has such great potential
for all our children.

Samuel J. Meisels
Founding Executive Director
Buffett Early Childhood Institute
University of Nebraska
Preface
W hen the first edition of Young Children with Special Needs was published,
Nancy Fallen, the first editor, had a vision for a nascent field that was laid out in
the text. However, there was little history to present about the field at that time.
In the four decades since, early childhood special education has grown in ways
few would have imagined. From the first few experimental personnel prepara-
tion programs, dozens more have developed, many aligned closely with regular
early education and child development training programs. From a few model
demonstration early intervention programs for preschoolers in each state, there
have grown thousands of programs, and early intervention is mandatory in every
state for eligible children beginning at birth. From a few experimental curricula
and homemade materials, an entire industry has advanced, geared to serving the
needs of young children with special needs and their families. And, from service
delivery models often based on geography (rural, urban, or suburban), Internet
connectivity has revolutionized access to information. Parents have access to a
wealth of information in seconds and programs can now offer real-time distance
early intervention. What a time we live in!

New to This Edition


The modifications in this sixth edition either reflect what early interventionists
and peer reviewers have said about the importance of a specific issue and their
need for more comprehensive knowledge or they reflect our own impressions of
what early interventionists need to know and be able to do. The material often
can be complex and technical; mastery of this information will lead to mastery on
the job to the great benefit of the children and families whom we serve.
Some of the content and format changes to this new edition are quite dra-
matic and many are more subtle.

● All chapters have been extensively updated to reflect current theory and prac-
tice. A developmental perspective continues to be the prevailing philosophy,
and we believe that this separates this text from those with a “disorders” focus.
● All references are 2000 or later, except for classic studies. References appear
at the end of each chapter to make it easier for the readers to locate key
references and citations in an efficient fashion.
● The Partnerships with Families chapter has been moved back to the first
part of the book. Pam Epley and Kathleen Kyzar, authoritative experts
in this area, are the new authors of this chapter. This is a move based on
reader and reviewer feedback, but it also reflects the pervasive importance
of family involvement to every aspect of early childhood—a message that is
reinforced throughout this text and an important subtle trend in the early
childhood field that indicates the ever growing significance of the family in
xiv    
PREFA CE      xv

serving young children with special needs. Indeed, in the fourth edition of
this text, this chapter was located in the foundation section, but for the fifth
edition, we were guided to place this chapter in the assessment and inter-
vention section—indicating the critical nature of family information and
participation in the assessment and intervention process. For this revision,
we have moved the family chapter back to the foundation section to reflect
the pervasive importance of family involvement to every aspect of early
childhood—a message that will be reinforced throughout this text.
● Fine and oral motor development were separated from self-care skills into
individual chapters. This is a more logical and manageable approach for
learning the complex material, and one that aligns with contemporary
perspectives on assessment and early intervention.
● Additional current information is included regarding other federal laws,
policies, and exciting new initiatives. One of these new initiatives, response
to intervention, may provide a strategic approach to early identification,
assessment, and early intervention, and will likely have significant applica-
bility to the field of early childhood education.
● Additional and improved graphics have been added to reinforce the written text
● An Instructor’s Resource Manual and Test Bank now accompanies the text.

The sixth edition of Young Children with Special Needs also maintains a
developmental theoretical perspective. Successful early intervention revolves
around competent professionals who are knowledgeable about children, families,
and the tools of intervention, and apply that knowledge in a sensitive and skillful
way. We believe this formula will yield the greatest benefits to the readers, and
it should facilitate the translation of this information to practice settings where
there always will be a demand for expertise in early development.
Further, the organization of this text was thoughtfully structured to support
a logical flow of information. The division into the three parts is consistent with a
knowledge-content-application approach that guides the structure of this book as
well as the curricula and associated courses for many early childhood and child devel-
opment training programs. We have continued to put emphasis on key content areas
in early childhood special education, such as historical foundations, basic growth
and development, families, assessment and intervention, technology, and cultural
competency, with many of these topics being woven into the fabric of each chapter.
We have also maintained the changes that were made in earlier editions and
that were well received. The text has a user-friendly appearance with a number of
helpful instructional aids. Specifically, each chapter begins with an outline of the
chapter-specific topic and ends with questions and discussion points. In addition,
each chapter provides a number of recommended resources for additional read-
ing, research, and projects. All chapters have additional instructional technolo-
gies, including introductory case vignettes, key points listed in a sidebar format,
text boxes highlighting a topic directly or indirectly related to the chapter, and
boldfaced key words. It is hoped that these instructional features will facilitate the
teaching and learning of this material.
The introductory chapter in this sixth edition traces the unprecedented
evolution of early childhood special education from the seedling stage that
xvi    Preface

characterized the field when this book was first published to the current stage of
emerging maturity with great emphasis on evidence-based best practices. Read-
ers benefit from having a history of the field in order to appreciate the rich heri-
tage of early childhood special education. The challenges that marked the first
few decades in the field were imposing, and, not unexpectedly, new challenges
continue to surface. It is important never to lose sight of the battles that were
fought and won in Congress, in state legislatures, in universities, and in local
communities. The need for strong advocacy continues. The first chapter will pro-
vide the foundation and tools for readers to engage successfully in these activities.
The key to successful early intervention has not changed over the years. We
place great emphasis on the readers gaining a deep and broad perspective of how
children develop as they do and what can go wrong. The early interventionist
who knows child development can feel confident and be supportive of children’s
and parents’ needs. Chapter Two is the anchor for the first part, offering funda-
mental and essential information on prenatal, perinatal, and postnatal develop-
ment. We have made a great effort to present the very latest information and to
challenge the readers to think beyond the facts. This intellectual challenge will
serve the readers well as they move through the remainder of the text and beyond
to become leaders in the field of early childhood—and we believe that this is
based on students and professionals having a strong foundation in development.
Moving the Partnerships with Families chapter to the first part of the book high-
lights the fundamental importance for readers to understand family dynamics. We
are very pleased to welcome Pam Epley and Kathleen Kyzar as authors of this chapter
and appreciate the sensitivity and expertise they communicate to the reader. We know
that the limited time an early interventionist spends with a child magnifies the impor-
tance that the family plays in the life of a young child with special needs. This chapter
encourages the reader to engage with the family and offers the tools for doing so.
Philosophically, we see development as the basis for assessment and diag-
nosis; it is the foundation on which interventions are built. To this end, Part Two
comprises the central chapters of this text. In short, these chapters provide the
information necessary to make the readers comfortable and confident in their
knowledge of how children develop. Any redundancy in information among
chapters is intentional, because it reflects the natural overlap in material from
one developmental area to another, and such repetition will facilitate learning.
The chapters in Part Two are written by specialists in the area. They intro-
duce the readers to new ways of thinking about children and about terminology
that is often unique to that area. These are necessary tools for the competent
early interventionist in order to be able to communicate with other professionals
and to interpret specialized information for parents. This is most notable in the
chapters on motor development. Because of the nature of the population, young
children with special needs often are challenged in their ability to move around
and to maintain a posture that supports learning and development. It is only by
immersing oneself in the material in each chapter and then applying the informa-
tion to real children and families that the readers will realize the true benefits of
this text. The division of self-care development and adaptive behavior into their
own chapter also aims toward a more logical approach that not only will facilitate
learning this key information but will also highlight the critical importance of
these skills for the child, family, and early interventionist.
PREFA CE     xvii

Readers will notice an interesting balance in the discussion of assessment and


technology in the chapters of Part Two. Authors were cautious about making refer-
ence to specific products due to the rapid changes and introduction of new assess-
ment instruments and technology to the market. However, they most often address
the application of assessment and technology concepts by using available products
only as examples. It is the responsibility of the professionals, the early interventionists,
to be ever aware of changes in the field and of new approaches and materials that will
make their work more productive and successful. Again, with a strong knowledge
base in child development, we are confident that the readers will be able to evaluate
such tasks and procedures from an evidence-based developmental perspective.
The third part of the book addresses assessment and intervention. The
emphasis of the assessment chapter is on the array of assessment approaches
and the process of assessment rather than on specific instruments. This gives
the student much more flexibility to apply knowledge in a multitude of settings.
The intervention chapter also utilizes this approach. Although there are dozens
of curricula and intervention models available, the core attributes of successful
intervention are emphasized in the chapter. Finally, both of these chapters high-
light the critical importance of assessment-treatment linkages to an efficient,
programmatic approach to young children with special needs and their families.
Six editions and four decades later, the readers of this edition are very dif-
ferent from the readers of earlier editions from the 1970s and 1980s. We believe
the content of the book reflects well where we are today and where the field is
headed. Growth of the field will continue—even in the face of competing political
and economic priorities. There has been a true commitment to early childhood
special education on the part of state and federal governments, university train-
ing programs, and local communities. This commitment likely will be rewarded
with better, cost-effective services, an increased number of readily available
evidence-based interventions for young children with special needs, better
trained personnel, more informed and more involved families and communities,
and increasingly more child-friendly public policies. In turn, we already have
gained increased respect for young children with special needs and their families
and appreciate the valuable contributions to our society this population makes.
We trust that the readers of the sixth edition of this text will show the same com-
mitment to early intervention as those who have been the pioneers in the field.
We are indebted to our contributors, whose expertise, sound judgment,
and attention to details have resulted in a comprehensive, contemporary, and
­clinically useful text. We also would like to express appreciation to the profes-
sionals who reviewed our manuscript: Laura Boswell, Marshall University;
Megan ­Purcell, Eastern Kentucky University; and Gene Schwarting, Fontbonne
­University. Thanks to the staff at Pearson for their guidance in completing this
revision. We are confident you will find this book both intellectually stimulating
and practical. Your comments and anecdotes are welcome.

Stephen R. Hooper, Ph.D.


Chapel Hill, NC

Warren Umansky, Ph.D.


Augusta, GA
About the Authors
Stephen R. Hooper, Ph.D. is a tenured professor in the Department of Psychiatry at the
University of North Carolina School of Medicine, and he holds additional appointments in
the UNC Department of Pediatrics, School of Education, Department of Psychology, Frank
Porter Graham Child Development Institute, and the Department of Psychiatry and Behav-
ioral Sciences at Duke University Medical Center. He also is the Associate Director of the
Carolina Institute for Developmental Disabilities, an interdisciplinary program dedicated to
clinical training and service, professional development, research, community outreach, and
policy development. Dr. Hooper obtained his doctoral degree at the University of Georgia,
and completed clinical internship training in the Departments of Psychiatry and Pediatrics
at Vanderbilt School of Medicine, and Postdoctoral Fellowship training in Pediatric Neuro-
psychology at Brown University School of Medicine. He is a member of numerous journal
editorial advisory boards, and he reviews regularly for other major journals in the fields of
child neuropsychology, school psychology, clinical psychology, developmental disabilities,
pediatrics, child psychiatry, and early childhood. Dr. Hooper is widely published in the area
of child neuropsychology, with a focus on brain functioning in young children with spe-
cial needs and associated neurodevelopmental outcomes. He is the author of 11 books, with
Young Children with Special Needs now reaching its sixth edition. Dr. Hooper is the director
of a large leadership training program in the area of neurodevelopmental disabilities, Leader-
ship Education in Neurodevelopmental Disabilities, and regularly teaches graduate students at
UNC and post-professionals via national and international workshops on the broad topic of
childhood neurodevelopmental disorders. Clinically, he has a long-standing history of serv-
ing children with special needs in his Child Neuropsychology Consultation Program at the
Carolina Institute for Developmental Disabilities and through statewide clinical consultation
to the North Carolina schools, particularly for children with special needs. The publication
of the sixth edition of Young Children with Special Needs is a proud achievement in his career.

Warren Umansky is a Pas-President of the Division for Early Childhood of the Coun-
cil for Exceptional Children. He received his Ph.D. at Indiana University and completed a
postdoctoral fellowship in Pediatric Neuropsychology at Tufts–New England Medical Center.
He established one of the earliest graduate training programs in the country in Early Child-
hood Special Education at the University of Georgia and directed a federal project on teen-
age parents. Following his faculty position, he was Director of Maternal and Child Health
for the Northeast Health District in Georgia, before entering private practice. Dr. Umansky
has been a consultant to preschool programs, universities, school systems, and hospitals and
was a speaker for pharmaceutical companies Eli Lilly and McNeil. He has led international
study tours and has made presentations throughout the United States and in other countries.
His many published books, chapters, articles, continuing education courses, and multimedia
materials encompass a range of child development issues. He currently is working on a revi-
sion of his book on attention deficit hyperactivity disorder and on a continuing education
course on ethics and the law in working with children.

xviii    
Contributors
Carole W. Dennis, Sc.D., OTR/L, BCP Dailyn Martinez, M.A.
Assistant Professor Psychology Intern
Occupational Therapy Department University of Texas Southwestern Medical Center
Ithaca College Dallas, Texas
Ithaca, New York
Jean A. Patz, MS, OTR/L
Debra Drang, Ph.D. Instructor, Instructional Specialist, and Research Assistant
Faculty Research Assistant Occupational Therapy Program
Special Education Program The Waisman Center
University of Maryland University of Wisconsin–Madison
College Park, Maryland Madison, Wisconsin

Susan R. Easterbrooks, Ed.D. Rebecca Edmondson Pretzel, Ph.D.


Professor Associate Professor
Department of Educational Psychology Department of Psychiatry
and Special Education Carolina Institute for Developmental Disabilities
College of Education University of North Carolina School of Medicine
Georgia State University Chapel Hill, North Carolina
Atlanta, Georgia
Tina M. Smith-Bonahue, Ph.D.
Pamela Epley, Ph.D. Professor
Assistant Professor School of Special Education, School Psychology, and
Graduate School in Child Development Early Childhood Studies
Erikson Institute University of Florida
Chicago, Illinois Gainesville, Florida

Sharon G. Gartland, MA, OTR/L Stacey Tucci


Clinical Instructor Research Teacher
The Waisman Center Department of Educational Psychology and Special
University of Wisconsin–Madison Education
Madison, Wisconsin College of Education
Georgia State University
Stephen R. Hooper, Ph.D. Atlanta, Georgia
Professor
Departments of Psychiatry and Pediatrics Warren Umansky, Ph.D.
Carolina Institute for Developmental Disabilities Director
University of North Carolina School of Medicine Children’s Clinic
Chapel Hill, North Carolina Augusta, Georgia

Kathleen Kyzar, Ph.D. Crista Wetherington Donewar, Ph.D.


Research Associate Assistant Professor
Beach Center on Disability Department of Psychiatry
University of Kansas University of Texas Southwestern Medical Center
Lawrence, Kansas Training Director
Children’s Medical Center Dallas
Joan Lieber, Ph.D. Dallas, Texas
Professor
Department of Special Education Emily A. Wray, Ph.D.
University of Maryland Postdoctoral Fellow in Psychology
College Park, Maryland Carolina Institute for Developmental Disabilities
University of North Carolina School of Medicine
Chapel Hill, North Carolina
chaptEr 1

Introduction to Young
Children with Special Needs
Warren Umansky
CHAPTER 1 Introduction to Young Children with Special Needs     3

C hapter Outline
● A Rationale for Early Childhood Special Education
● The Early Interventionist
● Young Children with Special Needs and Their Families
● The Family and the Community

Alex and Margie


Alex and Margie got married in their mid-30s. Soon afterward, they tried to satisfy one of
their mutual goals in life—that of having a child. After several years of marriage, Margie finally
became pregnant. Joy was mixed with apprehension. Had they waited too long? They had heard
that the chances of problems occurring increased with the age of the parents. Did their family
­history doom their chances of having a typical child? After all, Margie’s older brother had Down
­syndrome, two of her nephews were being treated for attention deficit hyperactivity disorder, and
an elderly uncle had what probably was a mild case of cerebral palsy. Alex’s family also had its
share of problems, from autism in his sister’s youngest son to his father’s congenital deafness in one
ear. Maybe they shouldn’t have tried to have kids after all, Margie and Alex thought to themselves.
Margie was in good health and she was committed to taking excellent care of herself dur-
ing pregnancy. The couple also planned to have prenatal testing done that would alert them to
any suspected problems. Although Margie and Alex wanted desperately to envision a healthy and
perfect baby, they knew there were no guarantees. They looked forward to the first sonogram that
would allow them to see the fetus in the uterus. They also eagerly anticipated the quickening, when
Margie would begin to feel their baby moving. The couple would be more comfortable when they
saw a healthy-looking image on the sonogram and felt the baby’s movements. They tried hard to
concentrate on positive thoughts of a wonderful baby and happy family experiences, but they were
aware that resources in their community provided early intervention services to their nephew with
autism and would be available to them if the need arose. They hoped this would not be the case.

T here is mounting evidence that early intervention can have a markedly posi-
tive effect on the development of infants and preschoolers with some types of One goal of early intervention
disabilities. Partly because of the influence of professional and advocacy orga- is to prevent or reduce
nizations, such as the Council for Exceptional Children, Children and Adults negative environmental and
with Attention Deficit Disorders, United Cerebral Palsy, the Autism Society of biological influences on the
child.
America, the National Brain Injury Association, and the Epilepsy Foundation
of America, decision makers have become more responsive to the needs of chil-
dren with disabilities and children who are at risk for disabilities. In addition, the
experiences of agencies that offer early intervention programs, such as the com-
munity resources referred to in the vignette, have contributed to an atmosphere
of urgency. These experiences have revealed such benefits of early intervention as
long-term savings in program costs as children’s needs for complex and expensive
services decrease with time.
4    part I Foundations

Not everyone is convinced that early education is successful or necessary,


however. Certainly the goal of early childhood special education is an ambitious
one: to intervene during the early years to prevent or lessen the effects of harmful
biological or environmental influences and to maximize a child’s development
and learning. It is the broad scope of early education efforts that has provided fuel
for the fires of both proponents and skeptics.
The idea of early education did not develop overnight; rather, it evolved slowly
One basis for early childhood and on many fronts simultaneously. For example, classic animal research ­conducted
special education is found in with monkeys and with rats and rabbits related characteristics of ­early experience
animal research. to the animals’ subsequent behavior and development. Rats that are raised in a
complex environment have brains that are different from those of rats raised in a
nonstimulating environment. The preponderance of evidence from p ­ sychological
research supports the significant impact of early experience on development.
Enriched experiences can maintain or accelerate development, and deprivation
and abusive experiences can contribute to retarded or deviant development.
Medical and sociological research has contributed further evidence of the
Children who are effects of early experiences on development. The generalized influence of pov-
malnourished may achieve erty on development is profound, but can be mitigated by early intervention.
typical ranges of development The specific effects of nutrition on brain growth and mental development have
with comprehensive early been found to be significant, as well. Malnourished children tend to develop
intervention.
at a retarded rate and exhibit learning and behavioral deficits as they get older.
­Prenatal malnutrition may have a particularly negative impact on the later devel-
opment of children; however, many of the adverse effects of malnutrition may be
overcome by sensory stimulation. Early intervention also benefits young children
prenatally exposed to cocaine and other illicit substances.
In theory, as in practice, attention has focused on early experiences. The
works of Freud (1965), Erikson (1963), and Piaget and Inhelder (1969) portray a
building-block concept in which development is viewed as a structure made up
of different levels. The strength and integrity of the lower levels of the structure—
the early years—are necessary for stability as more levels are added. Similarly,
this chapter lays the foundation for a logical and supportable approach to the
education of young children with special needs. Subsequent chapters focus on
characteristics of these children and the process of providing high-quality ser-
vices to them and their families to maximize their development, independence,
and, ultimately, their quality of life.

A Rationale for Early Childhood Special


Garnering support for early
Education
childhood special education
programs requires that Particularly during times of economic hardship and competition for limited
the professional be able to resources, programs that remain and grow are often those with advocates who
make clear and compelling present the most logical and compelling arguments. Many arguments can be
arguments that justify their made for committing resources to the education of young children with special
benefits. needs. Programs throughout the country that have served these children provide
firsthand evidence of the benefits of doing so.
CHAPTER 1 Introduction to Young Children with Special Needs     5

Legislation
Most early intervention efforts began under the umbrella of Maternal and Child
Health (MCH). The Title V Maternal and Child Health program was enacted
in 1935 under the Social Security Act. It is the country’s oldest federal–state
­partnership, wherein each state had to provide local funds to match federal funds
given it for programs to help mothers, women, infants, and children, includ-
ing young children with special needs. In 1981, Title V became a Block Grant
­Program. States have been given money annually to support and expand pro-
grams for identified high-risk populations. (The current funding levels for each
state can be found at the link at the end of the chapter under “Recommended
Resources,” Maternal and Child Health Bureau.) Maternal and Child Health pro-
grams have supported an expansive array of services at the state and local levels.
In 2012, for example, two new programs were initiated with the support of the
Affordable Care Act that continue the federal priority of focusing on prevention
of disabilities and ­caring for children with disabilities. The first program sup-
ports Family-to-Family Health Information Centers in each state. As the Secre-
tary of Health and Human Services said, these programs “are a good investment
and have a measurable and positive impact on families and communities” (press
release, May 23, 2012). The second program is called the Maternal, Infant and
Early Childhood Home Visiting Program. Among families that are highest prior-
ity to receive services under this program are those with children with develop-
mental delays or disabilities, those with a history of substance abuse and tobacco
use, and families who have children with low achievement. Additional MCH pro-
grams about which early intervention professionals should be aware and which
focus on health and safety of young children are presented in Box 1.1.
Compared to health-related programs, education for children with disabili-
ties was primarily a local and state concern well into the twentieth century. The
federal government made few specific commitments to children with special
needs. Its first commitment to special education was the establishment in 1864
of Gallaudet College for the Deaf in Washington, DC. It was not until 1930, how-
ever, that the federal government directly addressed the issue of special educa-
tion and established a section on Exceptional Children and Youth in the Office
of Education of the Department of Health, Education, and Welfare. The needs of
young children were also addressed through the Children’s Bureau of the same
department.
The federal government’s role in special education remained limited, how-
ever, until the 1960s. It did support programs for children with special needs by
(1) supplying matching funds to state and local agencies, (2) granting funds for
research in all areas of exceptionality, (3) disseminating information, (4) provid-
ing consultative services to state and local groups, and (5) distributing fellow-
ships for the training of professionals in all areas related to special education. A
major turning point for federal support of education came in 1965, when Con-
gress passed the Elementary and Secondary Education Act (ESEA). This act and
its subsequent amendments made available to schools large amounts of money
with which to serve children from 3 to 21 years of age who were educationally
disadvantaged and who were disabled, created the Bureau of Education for the
Handicapped, and provided funds for research and demonstration projects to
6    part I Foundations

box 1.1 Additional MCH Programs about Which Early Intervention Professionals


Should Be Aware

Healthy Child Care America Program This program Carolina, this program has developed quality training for
works toward goals of quality assurance, child care health professionals on the specifics of child care health
health consultant infrastructure building, and access to consultation. Over 400 consultants have been trained
medical homes/insurance for children in early care and and provide direct consultative services that improve
education programs. In partnership with national experts health practices and policies in early childhood programs
(in particular the American Academy of Pediatrics and the throughout the nation.
American Public Health Association), voluntary national
health and safety standards for child care programs— Child Care and Health Partnership This program
commonly referred to as Caring for Our Children is located at the American Academy of Pediatrics. In
(CFOC)—have been developed and continuously collaboration with health professionals, it has sought
improved with new scientific evidence and best practice. to improve children’s health and safety in child care
States use these standards as guidelines to improve their settings in such ways as better and earlier developmental
child care state regulations. Caregivers and families use screenings, increased awareness and access to a medical
them to evaluate their programs and make improvements home, and access to health insurance.
to protect children from harm and improve their healthy
development and be ready to enter school. Early Childhood Comprehensive Systems Program
(ECCS) This program has successfully built an
National Resource Center for Health and Safety in Child infrastructure within states that supports families
Care and Early Education This program, housed at the and communities in their development of children
University of Colorado, Denver, coordinates the continual who are healthy and ready to learn at school entry.
improvement of CFOC and has developed consumer- The program has a broader scope than most other
friendly resources such as specific nutrition, physical activity, systems’ development efforts in that it focuses on
and screen time standards to help set the path for the five different areas of early childhood needs: (1) early
prevention of childhood obesity in the youngest children. care and education, (2) access to health insurance
and medical homes, (3) social-emotional health and
National Training Institute for Child Care Health mental-development health, (4) family support, and
Consultants Housed at the University of North (5) parenting education.

improve special education services. Many parallel legislative efforts began during
these times, as well.
In 1974, amendments to the Education of the Handicapped Act required
The federal government states without conflicting laws to establish a plan to identify and serve all children
has played a growing role in with disabilities from birth to 21 years of age. The same philosophy and a simi-
supporting and encouraging lar age range were included in Public Law (P.L.) 94–142, the Education for All
the growth of early Handicapped Children Act of 1975. (Unfortunately, few states fell within this
intervention programs.
act’s mandate because of state laws that defined an older mandatory school age.)
In addition, priorities for serving children were established such that states first
had to serve school-aged children who were receiving no education, then chil-
dren with severe disabilities who were in inappropriate placement, and, finally,
preschool children. Nevertheless, several states passed local legislation to serve
young children with special needs. Texas, for example, made programs avail-
able from birth to children who needed special services. California offered state
CHAPTER 1 Introduction to Young Children with Special Needs     7

funds to any school system that served preschool-aged children with disabilities.
­Virginia maintained a statewide technical assistance system for preschool teach-
ers of children with disabilities and reimbursed the school system for a large por-
tion of the teachers’ salaries. Public Law 94–142 is viewed by some as one of the
major pieces of legislation ever passed that has motivated states to provide high-
quality education to children with special needs. Amendments to the original law
have further expanded and refined services.
Public Law 94–142 contained numerous provisions that apply to children with
disabilities of all ages and some that apply to preschool-aged children specifically.
Some of the requirements of the original law follow:

1. Public education agencies must ensure that all children who need special
education and related services are identified and evaluated.
2. Parents have numerous procedural safeguards that protect the rights of
each child with a disability to receive a free and appropriate education.
These safeguards include the rights of parents to do the following:
a. Review the child’s educational records.
b. Obtain an independent evaluation of the child.
c. Receive written notice before the school begins the special education
placement process.
d. Request a hearing before an impartial hearing officer to challenge place-
ment or program decisions.
3. The child must receive a comprehensive multidisciplinary educational
assessment. Various types of intellectual, social, and cultural information
must be considered in the assessment. The process must be repeated at
least every three years.
4. An individualized education plan (IEP) must be written for every child in
special education. Development of the document is a joint effort of school
personnel and the parent. The IEP must be reviewed at least annually.
5. To the maximum extent possible, children with disabilities must be edu-
cated with their nondisabled peers. Special classes and separate schools can
be used only when the nature or severity of the child’s disability prohibits
education in a more typical setting.

To motivate states to move forward with early intervention programs,


P.L. 94–142 also provided Preschool Incentive Grants to states that identified
preschool children in need of special education services. The act allowed states to
receive up to $300 for each 3- to 5-year-old child in addition to the funds the act
already made available to all children with disabilities. In actuality, considerably
less than that amount was available for each child with disabilities when the law
was first implemented; initially, only about an additional $100 was provided by
the federal government to states for each identified 3- to 5-year-old in need of
special education services. Public Law 99–457 was a major
Much has occurred since the passage of P.L. 94-142. Legislative action dur- turning point for services
ing the past almost 40 years has left little doubt about the federal commitment to infants, toddlers, and
to young children with special needs. Congress took a major step in 1986 with preschoolers with disabilities.
the passage of P.L. 99–457. In addition to continuing authorization for services
8    part I Foundations

to preschool children with disabilities from age 3 under Section 619 of Title B of
the law (the Preschool Grants Program), Title H of the law provided incentives to
states to serve children from birth who had special needs or were at risk for later
problems. The law specified an increased role for families in services to children
from birth through 2 years of age and introduced the individualized family ser-
vice plan (IFSP), which is the equivalent of the IEP but must consider the needs
of the whole family relative to the child. States had five years to implement a com-
prehensive, coordinated interagency system of services and resources, including
an emphasis on serving infants and toddlers. States that adopted this initiative
were required to have 14 components in place based on a timeline specified by
the law wherein states had to be prepared to provide full services to infants and
toddlers by the fifth year of funding. By the 1993–1994 school year, all states were
required to ensure full implementation.
In 1991, Congress reauthorized funds for special education programs as the
Individuals with Disabilities Education Act (IDEA). This revision of the origi-
nal law made services for the 3- to 5-year-old population mandatory for states
rather than optional. A subsequent authorization changed the funding formula
to increase the amount of money that states received for each identified child.
The 1997 Amendments to IDEA (P.L. 105–17) and IDEA 2004 (P.L. 108–446)
further solidified the funding of services. Figure 1.1 presents funding levels from
1977 through 2012 and the number of children served under Part B of IDEA
through 2010. The law also moved provisions for services to infants and toddlers
from Part H to Part C and increased to 16 the number of components states were
required to have in place for early intervention services for infants and toddlers.
These components are presented in Box 1.2. In the latter part of 2011, new regu-
lations went into effect that complemented the 2004 reauthorization and made
several technical changes.
The specific wording of IDEA formalized a philosophy of inclusiveness
Inclusiveness is the promoted by early intervention professionals for many years. The purpose of
participation of children with inclusion is to expose children with disabilities to typical settings, activities, and
disabilities in settings with peers, allowing typically developing children to interact with their peers with dis-
typically developing children. abilities. Also, IDEA promoted the principle of natural environments, which
means that the child should receive early intervention services where the child
naturally would be—in the home or at a child care center, for example. With
increasing numbers of children receiving early intervention, today’s programs are
being challenged to develop new service delivery models. A significant change in
procedures for reassessment of children was made in the reauthorized IDEA of
2004. The original law required that a comprehensive multidisciplinary educa-
tional assessment be performed at least every three years. This was changed such
that assessments can be performed no more frequently than annually if the needs
of the child warrant and at least every three years unless the parent and local edu-
cation agency agree that reassessment is not necessary.
Natural environments enable The number of children served by early intervention programs and the
delivery of services to young amount of money spent for services are significant. Table 1.1 shows the number
children with special needs of infants and toddlers through age 2 served from 1991 to 2011 under Part C of
in settings that are typical for IDEA and the amount of money appropriated through 2012. In 2011, 343,000
other children of that age. infants and toddlers and their families received early intervention services. This
represents an increase of almost 50,000 children served since the last edition
CHAPTER 1 Introduction to Young Children with Special Needs     9

F i gu r e 1 . 1 Number of children served, total appropriations, and allocation per child from 1977 to
2012, Section 619 (Preschool Programs)

Key:

Dollars (Millions) appropriated for distribution to states

Children (Thousands) receiving FAPE in the Fall of each federal fiscal year, U.S. & Outlying Areas.

Dollars Per Child allocation of Section 619 dollars

FFY (Federal Fiscal Year): For example, in FFY 1986, 261,000 children were reported to be receiving
services as of December 1, 1985.

FFY ’77 ’86 ’87 ’88 ’89 ’90 ’91 ’92 ’93 ’94 ’95 ’96 ’97 ’98 ’99 ’00 ’01 ’02 ’03 ’04 ’05 ’06 ’07 ’08 ’09 ’10 ’11 ’12
Dollars
(Millions) 12 28 180 201 247 251 292 320 326 339 360 360 360 374 374 390 390 390 387 388 385 381 381 374 374 374 373 374
Children
(Thousands) 197 261 265 288 323 352 369 398 430 479 528 549 562 572 574 589 601 620 648 681 703 706 712 710 709 732 N/A N/A
Dollar
Per Child 63 110 679 697 769 713 797 803 750 707 683 656 641 654 653 664 650 630 599 570 548 540 535 527 528 511 N/A N/A

900
Dollars (Millions) Children (Thousands) Dollars per Child
800

700

600

500

400

300

200

100

0
’77 ’86 ’87 ’88 ’89 ’90 ’91 ’92 ’93 ’94 ’95 ’96 ’97 ’98 ’99 ’00 ’01 ’02 ’03 ’04 ’05 ’06 ’07 ’08 ’09 ’10 ’11 ’12

Note: The number of children represents the United States and outlying areas.
Sources: http:/www2.ed.gov/about/overview/budget/statetables/12stbyprogrm.pdf (downloaded September 1, 2012) and https://www
.ideadata.org/PartBChildCount.asp (downloaded September 1, 2011). Compiled by Lazara, A., Danaher, J., & Goode, S. (2012). Chapel
Hill: The University of North Carolina, FPG Child Development Institute, National Early Childhood Technical Assistance Center. The
document is maintained online at http://www.nectac.org/~pdfs/growthcomp.pdf.

of this book was published in 2009. These children are served in many differ-
ent ­settings. The trend over the years has been for more infants and toddlers to
receive services in the home rather than in other settings (see Table 1.2) and is
consistent with the principle of natural environments. About 735,000 children
with disabilities aged 3 through 5 were served by preschool programs supported
10    part I Foundations

box 1.2 Minimum Components Under Idea for a Statewide, Comprehensive


System of Early Intervention Services to Infants and Toddlers with
Special Needs (Including American Indian and Homeless Infants and
Toddlers)

1. A rigorous definition of the term developmental 10. Single line of authority in a lead agency designated
delay or established by the governor for carrying out:
2. Available and appropriate early intervention a. General administration and supervision
services based on scientific research, to the ­extent b. Identification and coordination of all available
practicable, for all infants and toddlers with resources
­disabilities and their families, including American c. Assignment of financial responsibility to the
Indian and homeless infants and toddlers ­appropriate agencies
3. Timely and comprehensive multidisciplinary d. Development of procedures to ensure that
evaluation of needs of children and family-directed ­services are provided in a timely manner
identification of the needs of each family ­pending resolution of any disputes
4. Individualized family service plan and service e. Resolution of intra- and interagency disputes
coordination f. Development of formal interagency agreements
5. Comprehensive child find and referral system 11. Policy pertaining to contracting or otherwise
6. Public awareness program including the prepara- ­arranging for services
tion and dissemination of information to be given 12. Procedure for securing timely reimbursement of
to parents, and disseminating such information to funds
parents 13. Procedural safeguards
7. Central directory of services, resources, and research 14. System for compiling data on the early intervention
and demonstration projects system
8. Comprehensive system of personnel development, 15. State interagency coordinating council
including the training of paraprofessionals and the 16. Policies and procedures ensure that, to the maxi-
training of primary referral sources mum extent appropriate, early intervention services
9. Policies and procedures to ensure that personnel are provided in natural environments except when
are appropriately and adequately prepared and early intervention cannot be achieved satisfactorily
trained in a natural environment

Source: Adapted from 20 U.S.C. §1435(a).

by IDEA (Part B, Section 619) during the 2009–2010 school year. About 30 per-
cent of them were served exclusively in regular early childhood settings, whereas
about 23 percent were served exclusively in early childhood special education
settings. The remainder of the children were served in home, clinical, or a com-
bination of early childhood settings.
The quality of early intervention programs has evolved over the years through a
well-orchestrated plan. The Handicapped Children’s Early Education Assistance Act
of 1968 represented the first major federal recognition of the ­specific importance of
early education for young children with special needs. (Earlier laws focused primar-
ily on school-aged children.) The purpose of this legislation was to support model
programs for young children with special needs throughout the nation that would
demonstrate exemplary practices and share information with others. The act estab-
lished the Handicapped Children’s ­Early Education Program (HCEEP) to administer
CHAPTER 1 Introduction to Young Children with Special Needs     11

Ta bl e 1 . 1 Summary of the Infant and Toddler Program (Part C) of


the Individuals with Disabilities Education Act. Annual appropriations
and number of children served under Part C of IDEA Federal Fiscal Years
1987–2012.
Appropriations Number of Children
FFY (Millions $) (thousands)

1987 50 N/A
1988 67 N/A
1989 69 N/A
1990 79 N/A
1991 117 194
1992 175 167
1993 213 143
1994 253 154
1995 316 165
1996 316 178
1997 316 187
1998 350 197
1999 370 189
2000 375 206
2001 384 233
2002 417 246
2003 434 269
2004 444 275
2005 441 285
2006 436 299
2007 436 305
2008 436 322
2009 439 343
2010 439 349
2011 439 343
2012 489 N/A

Source: Reproduced with permission of the National Early Childhood Technical Assistance
Center. Adapted from Danaher, J., Good, S., & Lazara, A. (Eds.) (2012). Part C updates
(12th edition). Chapel Hill: The University of North Carolina, FPG Child Development
­Institute, National Early Childhood Technical Assistance Center.

and provide technical support for three-year ­demonstration programs called First
Chance projects. Initially, 24 demonstration projects were funded. The program
continued to evolve over the next ­several decades. In 1972, the program began sup-
porting outreach projects, whose job it was to share and disseminate proven models.
In 1977, research institutes were funded to explore new approaches and new meth-
ods for early intervention. Other components were added during the 1980s, which
included information management projects, in-service training projects, experi-
mental projects, and research projects on specific features of early intervention.
12    part I Foundations

Ta bl e 1 . 2 Number of infants and toddlers ages birth through 2 years served under Part C of IDEA
by early intervention setting U.S. and outlying areas 2004–2011
Primary Early Intervention
Setting 2004 2005 2006 2007 2008 2009 2010 2011

Home 235,190 248,035 260,186 275,272 295,387 302,311 299,704 291,747


Community-Based Settings1 - - 16,207 17,549 19,677 22,926 22,857 25,042
Other Setting2 - - 28,987 29,104 27,921 23,367 20,260 20,106
Total Settings 284,170 299,051 305,380 321,925 342,985 348,604 342,821 336,895

1
Community-based Setting. Unduplicated count of children whose early intervention services are provided primarily in a setting where
children whithout disabilities typically are found. These settings include but are not limited to child care centers (including family day
care), preschools, regular nursery schools, early childhood centers, libraries, grocery stores, parks, restaurants, and community centers
(e.g., YMCA, Boys and Girls Clubs).
2
Other Setting. Unduplicated count of children whose early intervention services are provided primarily in a setting that is not home
or community-based. These settings include, but are not limited to, services provided in a hospital, residential facility, clinic, and EI
center/class for children with disabilities.
Source for 2004–2009: Analytic Tool at https://www.ideadata.org/DACAnalyticTool/Intro_2.asp (retrieved August 15, 2011).
Source for 2011: https://www.ideadata.org/PartCSettings.asp (retrieved July 2, 2013).

An important component that has contributed to the historical success of


early intervention projects was technical assistance, which was funded begin-
ning in 1971. The Technical Assistance and Development System (TADS) at
the ­University of North Carolina provided assistance to projects in the eastern
states, and the Western States Technical Assistance Resource (WESTAR) at the
­University of Oregon was given responsibility for projects in the western states. In
1987, TADS was re-funded as the National Early Childhood Technical Assistance
System (NECTAS) and currently as the Early Childhood Technical Assistance
Center (ECTAC) with responsibility for all Office of Special Education (OSEP)-
funded early intervention programs in the United States. It was re-funded and
renamed again as a National Early Childhood Technical Assistance Center
(NECTAC) in 2001. The Center still is engaged in technical assistance, publica-
tion, and other support activities and continues to be located at the University of
North Carolina at Chapel Hill.
Several hundred demonstration programs have been funded under HCEEP
The Early Childhood Technical since 1968. Many former demonstration programs continued to receive funds
Assistance Center provides after the initial funding cycle to help other agencies adopt their documented
a wealth of resources for models for delivering services to young children with special needs in other geo-
the early childhood special
graphical areas. Outreach programs now are encouraged to work closely with
education community.
state agencies rather than with individual programs and agencies to replicate
Visit their website at
their exemplary service models with young children and their families.
www.ectacenter.org.
During the early years of demonstration projects, two large studies were
funded by the federal government to evaluate the projects’ efforts in meeting their
goals. A Battelle Institute report (1976), although criticized for lack of stringent
research procedures, cited developmental gains in children beyond those that
would have been expected had intervention not been provided. Subsequent to
that study, Littlejohn & Associates (1982) followed up on programs and children
who once had been part of the First Chance network and found that 84 percent
CHAPTER 1 Introduction to Young Children with Special Needs     13

of the programs continued to serve children when eligibility for federal funding
expired. The outcomes for the children who had been served in the programs
also appeared to be favorable. The legislative incentive offered in 1968, then,
­recognized the importance of the early years; it appears that mandate has been
exercised prudently and effectively.
Early intervention programs have evolved dramatically in the decades since
the Littlejohn report. This evolution was reflected in the renaming of HCEEP to
the Early Education Program for Children with Disabilities (EEPCD) in 1990 and
more substantial changes brought about in the Amendments to IDEA in 1997.
The EEPCD is no longer a separate program; rather, early childhood ­initiatives
are now included in many parts of IDEA. The emphasis of the early childhood
initiatives of the U.S. Department of Education Office of Special ­Education
­Programs (OSEP) has increasingly focused on providing support to states to help
them develop and refine the full array of services to young children with s­ pecial
needs and their families. For example, the law provides continued funding for
demonstration service projects (formerly First Chance projects), for replica-
tion of successful demonstration projects (called outreach), for research projects
and demonstration personnel training projects, for research institutes and other
research activities, and for technical assistance.
In FY2010 (2009–2010), OSEP funded 14 Technical Assistance and
Dissemination Projects, 6 Regional Resource Centers, 16 Technology and
­
Media Projects, 4 Model Demonstration Projects, and 7 Parent Center T ­ echnical
­Assistance Projects. In addition, IDEA provided funds to states for ­personnel
training programs and specified that each state must have a Comprehensive
System of Personnel Development (CSPD) plan to prepare its personnel.
­
The Office of Special Education Programs funded 104 personnel preparation
­projects in FY2010. Recipients of funds for these various projects, including
demonstration and outreach grants, are encouraged to coordinate activities with
the state agency responsible for administering early intervention programs. The
IDEA gave the governor of each state authority to appoint the state agency to
­oversee the infant and toddler (Part C) program in the state. The responsible
agencies in each state are listed in Table 1.3. Each state’s department of edu-
cation has responsibility for services to children with special needs once they
reach 3 years of age.
While research on individual early intervention programs has been sub-
stantial during the 1990s and will be discussed later in this chapter, the 1997
Amendments to IDEA also authorized funding for two national early interven-
tion studies. The National Early Intervention Longitudinal Study (NEILS) was a
descriptive study that examined a nationally representative sample of more than
3,300 infants and toddlers with disabilities, or who were at risk for d
­ isabilities,
and their families. The study period lasted from 1997 to 2001. The study was
not intended to assess the effectiveness of early intervention and did not uti-
lize a control or comparison group. Five questions were examined: (1) Who are
the children and families receiving EI (early intervention) services? (2) What
EI ­services do participating children and families receive? (3) What are the
costs of EI services? (4) What outcomes do participating children and families
­experience? (5) How do outcomes relate to variations in children’s and f­ amilies’
characteristics and services received? The results provided some illuminating
and intuitive results—such as children with the greatest disabilities face the
14    part I Foundations

Ta ble 1.3 List of Part C Lead Agencies


State/Jurisdiction [1,2] Lead Agency

Alabama Rehabilitation Services


Alaska Health and Social Services
American Samoa Health
Arizona Economic Security
Arkansas Human Services/Developmental Disabilities
California Developmental Services
Colorado Human Services/Developmental Disabilities
Connecticut Developmental Services
Delaware Health and Social Services
District of Columbia Education
Florida Health
Georgia Maternal and Child Health/Public Health
Guam Education
Hawaii Health
Idaho Health and Welfare
Illinois Human Services
Indiana Family and Social Services
Iowa Education
Kansas Health and Environment
Kentucky Health and Family Services/Public Health
Louisiana Health and Hospitals/Developmental Disabilities
Maine Education
Maryland Education
Massachusetts Public Health
Michigan Education
Minnesota Education
Mississippi Health
Missouri Education
Montana Public Health and Human Services
Nebraska Education and Health and Human Services (Co-Lead)
Nevada Health and Human Services
New Hampshire Health and Human Services
New Jersey Health and Senior Services
New Mexico Health/Developmental Disabilities Support Division
New York Health
North Carolina Health and Human Services
North Dakota Human Services
CHAPTER 1 Introduction to Young Children with Special Needs     15

TABLE 1 . 3 continued
State/Jurisdiction [1,2] Lead Agency

Northern Mariana Islands Education


Ohio Health
Oklahoma Education
Oregon Education
Pennsylvania Public Welfare
Puerto Rico Health
Rhode Island Executive Office of Health and Human Services
South Carolina First Steps to School Readiness
South Dakota Education
Tennessee Education
Texas Assistive and Rehabilitative Services
Utah Health
Vermont Education and Human Services (Co-Lead)
Virgin Islands Health
Virginia Behavioral Health and Developmental Services
Washington Early Learning
West Virginia Health and Human Resources
Wisconsin Health Services
Wyoming Health
1
 ederated States of Micronesia, Republic of Marshall Islands, and Republic of Palau are not
F
currently eligible for this federal program.
2
The Department of the Interior (DOI) receives allocation from the U.S. Department of Educa-
tion, which then is distributed by DOI to tribes.
Source: National Early Childhood Technical Assistance Center (NECTAC). Chapel Hill: The
University of North Carolina, FPG Child Development Institute. Retrieved from http://www
.nectac.org/partc/ptclead.asp

greatest challenges and are likely to show the least developmental ­progress. In
addition, these children require the highest program expenses. N ­ evertheless,
parents who were most involved in their children’s program learned valuable
advocacy and improved parenting skills regarding their own children. See
­“Recommended Resources” at the end of this chapter for access to additional
information regarding NEILS.
The second early intervention study authorized by the 1997 Amend-
ments to IDEA was the six-year Pre-Elementary Education Longitudinal
Study (PEELS). This descriptive study followed a nationally representative
sample of more than 3,000 children aged 3 to 5 who received special educa-
tion services through the year 2009. The questions that were posed for exami-
nation were (1) What are the characteristics of children receiving preschool
16    part I Foundations

special education? (2) What preschool program and services do they receive?
(3) What are their ­transitions like—between early intervention and preschool
and between ­preschool and ­elementary school? (4) How do these children
­function and perform in ­preschool, kindergarten, and early elementary school?
(5) Which child, ­service, and program characteristics are associated with
­children’s performance over time on assessments of academic and adaptive
skills? See “Recommended Resources” at the end of this chapter for access to
additional information regarding PEELS.
Both NEILS and PEELS had substantial limitations in that they were descrip-
tive and did not reflect the great variations in characteristics or quality of services
at the local level. It is likely that the results of these studies, however, will provide
a model for state and local programs to evaluate the effectiveness of their early
intervention efforts.
Emphasis on what was happening at the state level generated changes
in ESEA, as well. In 1994, ESEA was significantly revised by the Improving
­America’s School Act. The most significant impact of this act was to better
coordinate federal resources and programs with those provided at the state
and local levels for the benefit of all students. It also gave states more control
over their programs and had provisions for states to request waivers of federal
requirements that interfered with local school improvement. The reauthoriza-
tion of the Act in 2001 changed the name again to the No Child Left Behind
Act (NCLB). This act increased accountability by schools to meet certain
achievement levels. However, the levels states had to meet were considered
unrealistic such that the U.S. Secretary of Education in 2011, in the absence
of congressional action to revise the law, allowed states to ask for waivers for
meeting the prescribed achievement levels. The reauthorization of IDEA in
2004 called for states to establish goals for students with disabilities that were
aligned with NCLB. The No Child Left Behind Act had as its primary goal that
every child would be reading at grade level by third grade. The law also focused
on the application of evidence-based strategies (i.e., using approaches that have
research support). The movement toward using documented approaches has
been at the foundation of early childhood programs and has been addressed
with respect to special needs populations. Whereas IDEA emphasizes indi-
vidual student progress and NCLB emphasizes school accountability through
measurement of a school’s adequate yearly progress (AYP), both laws focus
on improving academic achievement through high-quality programs and high
expectations.
In order for young children to meet the goals of NCLB, especially those
children with special needs, it was understood that high-quality programs
­
must begin before kindergarten. Consequently, the Good Start, Grow Smart
­initiative was enacted in 2002 as an offshoot of NCLB. This program had three
­components: strengthening Head Start, promoting a federal–state partnership to
improve early childhood programs, and improving dissemination of information
on ­current practices and research to early childhood personnel. The ­Elementary
and ­Secondary Education Act contained authorization for some programs that
targeted subgroups of young children, as well. For example, the Even Start
­Family Literacy Program offers services to low-income families with children
birth through age 7 by integrating early childhood education, adult education,
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mother could love—it fits a normally rather shy and diffident young
man for the battles of life as few other experiences would be able to
fit him. The last time he and this bushy-eyebrowed man had met,
John had quailed. But now mere eyebrows meant nothing to him. He
felt hardened, like one who has been through the furnace.
"I suppose you are surprised to see us here?"
"More surprised than pleased."
"My uncle was anxious to have a few words with you."
"I have not the slightest desire...."
"If you will just let me explain...."
"I repeat, I have not the slightest desire...."
"Sit Down!" said John.
Colonel Wyvern sat down, rather as if he had been hamstrung. The
action had been purely automatic, the outcome of that involuntary
spasm of acquiescence which comes upon everybody when
someone speaks very loudly and peremptorily in their presence. His
obsequiousness was only momentary, and he was about to inquire
of John what the devil he meant by speaking to him like that, when
the young man went on.
"My uncle has been very much concerned," said John, "about that
unfortunate thing that happened in the park some weeks ago. It has
been on his mind."
The desire to say something almost inhumanely sarcastic and the
difficulty of finding just the right words caused the Colonel to miss his
chance of interrupting at this point. What should have been a searing
retort became a mere splutter.
"He feels he behaved badly to you. He admits freely that in grabbing
you round the waist and putting you in between him and that
dynamite he acted on the spur of an impulse to which he should
never have yielded. He has been wondering ever since how best he
might heal the breach. Haven't you, Uncle Lester?"
Mr. Carmody swallowed painfully.
"Yes."
"He says 'Yes'," said John, relaying the information to its receiving
station. "You have always been his closest friend, and the thought
that there was this estrangement has been preying on my uncle's
mind. This morning, unable to endure it any longer, he came to me
and asked my advice. I was very glad to give it him. And I am still
more glad that he took it. My uncle will now say a few words.... Uncle
Lester!"
Mr. Carmody rose haltingly from his seat. He was a man who stood
on the verge of parting with one thousand pounds in cool cash, and
he looked it. His face was haggard, and his voice, when he contrived
to speak, thin and trembling.
"Wyvern, I...."
"... thought ..." prompted John.
"I thought," said Mr. Carmody, "that in the circumstances...."
"It would be best...."
"It would be best if...."
Words—and there should have been sixty-three more of them—
failed Mr. Carmody. He pushed a slip of paper across the table and
resumed his seat, a suffering man.
"I fail to...." began Colonel Wyvern. And then his eye fell on the slip
of paper, and pomposity slipped from him like breath off a razor
blade. "What—what——?" he said.
"Moral and intellectual damages," said John. "My uncle feels he
owes it to you."
Silence fell upon the room. The Colonel had picked up the cheque
and was scrutinizing it as if he had been a naturalist and it some rare
specimen encountered in the course of his walks abroad. His
eyebrows, disentangling themselves and moving apart, rose in an
astonishment he made no attempt to conceal. He looked from the
cheque to Mr. Carmody and back again.
"Good God!" said Colonel Wyvern.
With a sudden movement he tore the paper in two, burst into a
crackling laugh and held his hand out.
"Good God!" he cried jovially. "Do you think I want money? All I ever
wanted was for you to admit you were an old scoundrel and
murderer, and you've done it. And if you knew how lonely it's been in
this infernal place with no one to speak to or smoke a cigar with...."
Mr. Carmody had risen, in his eyes the look of one who sees visions
and beholds miracles. He gazed at his old friend in awe. Long as he
had known him, it was only now that he realized his true nobility of
soul.
"Wyvern!"
"Carmody," said Colonel Wyvern, "how are the pike?"
"The pike?" Mr. Carmody blinked, still dazed. "Pike?"
"In the moat. Have you caught the big one yet?"
"Not yet."
"I'll come up and try for him this afternoon, shall I?"
"Yes."
"He says 'Yes'," said John, interpreting.
"And only just now," said Colonel Wyvern, "I was savaging my
daughter because she wanted to marry into your family!"
"What's that?" cried Mr. Carmody, and John clutched the edge of the
table. His heart had given a sudden, ecstatic leap, and for an instant
the room had seemed to rock about him.
"Yes," said Colonel Wyvern. He broke into another of his laughs, and
John could not help wondering where Pat had got that heavenly
tinkle of silver bells which served her on occasion when she was
amused. Not from her father's side of the family.
"Bless my soul!" said Mr. Carmody.
"Yes," said Colonel Wyvern. "She came to me just before you arrived
and told me that she wanted to marry your nephew Hugo."
CHAPTER XV

I
Some years before, in pursuance of his duties as a member of the
English Rugby Football fifteen, it had become necessary for John
one rainy afternoon in Dublin to fall on the ball at a moment when
five or six muscular Irish forwards full of Celtic enthusiasm were
endeavouring to kick it. Until this moment he had always ranked that
as the most unpleasant and disintegrating experience of his life.
His fingers tightened their clutch on the table. He found its support
grateful. He blinked, once very quickly as if he had just received a
blow in the face, and then a second time more slowly.
"Hugo?" he said.
He felt numbed, just as he had felt numbed in Dublin when what had
appeared to be a flock of centipedes with cleated boots had made
him the object of their attentions. All the breath had gone out of him,
and though what he was suffering was at the present more a dull
shock than actual pain, he realized dimly that there would be pain
coming shortly in full measure.
"Hugo?" he said.
Faintly blurred by the drumming of the blood in his ears, there came
to him the sound of his uncle's voice. Mr. Carmody was saying that
he was delighted. And the utter impossibility of remaining in the
same room with a man who could be delighted at the news that Pat
was engaged to Hugo swept over John like a wave. Releasing his
grip on the table, he laid a course for the French windows and,
reaching them, tottered out into the garden.
Pat was walking on the little lawn, and at the sight of her his
numbness left John. He seemed to wake with a start, and, waking,
found himself in the grip of a great many emotions which, after
seething and bubbling for a while, crystallized suddenly into a white-
hot fury.
He was hurt all over and through and through, but he was so angry
that only subconsciously was he aware of this. Pat was looking so
cool and trim and alluring, so altogether as if it caused her no
concern whatever that she had made a fool of a good man, raising
his hopes only to let them fall and encouraging him to dream dreams
only to shatter them, that he felt he hated her.
She turned as he stepped onto the grass, and they looked at one
another in silence for a moment. Then John, in a voice which was
strangely unlike his own, said, "Good morning."
"Good morning," said Pat, and there was silence again.
She did not attempt to avoid his eye—the least, John felt, that she
could have done in the circumstances. She was looking straight at
him, and there was something of defiance in her gaze. Her chin was
tilted. To her, judging from her manner, he was not the man whose
hopes she had frivolously raised by kissing him that night on the
Skirme, but merely an unwelcome intruder interrupting a pleasant
reverie.
"So you're back?" she said.
John swallowed what appeared to be some sort of obstruction half-
way down his chest. He was anxious to speak, but afraid that, if he
spoke, he would stammer. And a man on an occasion like this does
not wish to give away by stammering the fact that he is not perfectly
happy and debonair and altogether without a care in the world.
"I hear you're engaged to Hugo," he said, speaking carefully and
spacing the syllables so that they did not run into each other as they
showed an inclination to do.
"Yes."
"I congratulate you."
"You ought to congratulate him, oughtn't you, and just say to me that
you hope I'll be happy?"
"I hope you will be happy," said John, accepting this maxim from the
Book of Etiquette.
"Thanks."
"Very happy."
"Thanks."
There was a pause.
"It's—a little sudden, isn't it?"
"Is it?"
"When did Hugo get back?"
"This morning. His letter arrived by the first post, and he came in
right on top of it."
"His letter?"
"Yes. He wrote asking me to marry him."
"Oh?"
Pat traced an arabesque on the grass with the toe of her shoe.
"It was a beautiful letter."
"Was it?"
"Very. I didn't think Hugo was capable of it."
John remained for a moment without speaking. He searched his
mind for care-free, debonair remarks, and found it singularly short of
them.
"Hugo's a splendid chap," he contrived to say at length.
"Yes—so bright!"
"Yes."
"Nice-looking fellow."
"Yes."
"A thoroughly good chap."
"Yes."
John found that he had exhausted the subject of Hugo's qualities. He
relapsed into a gray silence and half thought of treading on an
offensively cheerful worm which had just appeared beside his shoe
and seemed to be asking for it.
Pat stifled a little yawn.
"Did you have a nice time yesterday?" she asked carelessly.
"Not so very nice," said John. "I dare say you heard that we had a
burglary up at the Hall? I went off to catch the criminals and they
caught me!"
"What!"
"I was fool enough to let myself be drugged, and when I woke up I
was locked in a room with bars on the windows. I only got out an
hour or so ago."
"Johnnie!"
"However, it all ended happily. I've got back the stuff that was
stolen."
"But, Johnnie! I thought you had gone off picnicking with that Molloy
girl."
"It may have been her idea of picnicking. She was one of the gang.
Quite the leading spirit, I gather."
He had lowered his eyes, wondering once more whether it would not
be judicious to put it across that worm after all, when an odd choking
sound caused him to look up. Pat's mouth had opened, and she was
staring at him wide-eyed. And if she had ever looked more utterly
beautiful and marvellous, John could not remember the occasion.
Something seemed to clutch at his throat, and the garden, seen
indistinctly through a mist, danced a few steps in a tentative sort of
way, as if it were trying out something new that had just come over
from America.
And then, as the mist cleared, John found that he and Pat were not,
as he had supposed, alone. Standing beside him was a rugged and
slightly unkempt person clad in a bearskin which had obviously not
been made to measure, in whom he recognized at once that Stone
Age Ancestor of his who had given him a few words of advice the
other night on the path leading to the boathouse.
The Ancestor was looking at him reproachfully. In appearance he
was rather like Sergeant-Major Flannery, and when he spoke it was
with that well-remembered voice.
"Oo-er," said the Ancestor, peevishly twiddling a flint-axe in his
powerful fingers. "Now you see, young fellow, what's happened or
occurred or come about, if I may use the expression, through your
not doing what I told you. Did I or did I not repeatedly urge and
advise you to be'ave towards this girl in the manner which 'as been
tested and proved the correct one by me and all the rest of your
ancestors in the days when men were men and knew how to go
about these matters? Now you've lost her, whereas if you'd done as I
said...."
"Stay!" said a quiet, saintly voice, and John perceived that another
form had ranged itself beside him.
"Still, maybe it's not too late even now...."
"No, no," said the newcomer, and John was now able to see that this
was his Better Self, "I really must protest. Let us, please, be
restrained and self-effacing. I deprecate these counsels of violence."
"Tested and proved correct...." inserted the Ancestor. "I'm giving him
good advice, that's what I'm doing. I'm pointing out to 'im, as you
may say, the proper method."
"I consider your advice subversive to a degree," said Better Self
coldly, "and I disapprove of your methods. The obviously correct
thing for this young man to do in the circumstances in which he finds
himself is to accept the situation like a gentleman. This girl is
engaged to another man, a good-looking, bright young man, the heir
to a great estate and an excellent match...."
"Mashed potatoes!" said the Stone Age Ancestor coarsely. "The 'ole
thing 'ere, young fellow, is you just take this girl and grab her and 'old
'er in your arms, as the saying is, and never mind how many bright,
good-looking young men she's engaged to. 'Strewth! When I was in
me prime you wouldn't have found me 'esitating. You do as I say, me
lad, and you won't regret it. Just you spring smartly to attention and
grab 'er with both 'ands in a soldierly manner."
"Oh, Johnnie, Johnnie, Johnnie!" said Pat, and her voice was a wail.
Her eyes were bright with dismay, and her hands fluttered in a
helpless manner which alone would have been enough to decide a
man already swaying toward the methods of the good old days when
cavemen were cavemen.
John hesitated no longer. Hugo be blowed! His Better Self be
blowed! Everything and everybody be blowed except this really
excellent old gentleman who, though he might have been better
tailored, was so obviously a mine of information on what a young
man should know. Drawing a deep breath and springing smartly to
attention, he held out his arms in a soldierly manner, and Pat came
into them like a little boat sailing into harbour after a storm. A faint
receding sigh told him that his Better Self had withdrawn discomfited,
but the sigh was drowned by the triumphant approval of the
Ancestor.
"Oo-er," boomed the Ancestor thunderously.
"So this is how it feels!" said John to himself.
"Oh, Johnnie!" said Pat.
The garden had learned that dance now. It was simple once you got
the hang of it. All you had to do, if you were a tree, was to jump up
and down, while, if you were a lawn, you just went round and round.
So the trees jumped up and down and the lawn went round and
round, and John stood still in the middle of it all, admiring it.
"Oh, Johnnie," said Pat. "What on earth shall I do?"
"Go on just like you are now."
"But about Hugo, I mean."
Hugo? Hugo? John concentrated his mind. Yes, he recalled now,
there had been some little difficulty about Hugo. What was it? Ah,
yes.
"Pat," he said, "I love you. Do you love me?"
"Yes."
"Then what on earth," demanded John, "did you go and do a silly
thing like getting engaged to Hugo for?"
He spoke a little severely, for in some mysterious fashion all the awe
with which this girl had inspired him for so many years had left him.
His inferiority complex had gone completely. And it was due, he
gathered, purely and solely to the fact that he was holding her in his
arms and kissing her. At any moment during the last half-dozen
years this childishly simple remedy had been at his disposal and he
had not availed himself of it. He was astonished at his remissness,
and his feeling of gratitude, toward that Ancestor of his in the baggy
bearskin who had pointed out the way, became warmer than ever.
"But I thought you didn't care a bit for me," wailed Pat.
John stared.
"Who, me?"
"Yes."
"Didn't care for you?"
"Yes."
"You thought I didn't care for you?"
"Well, you had promised to take me to Wenlock Edge and you never
turned up and I found you had gone out in your car with that Molloy
girl. Naturally I thought...."
"You shouldn't have."
"Well, I did. And so when Hugo's letter came it seemed such a
wonderful chance of showing you that I didn't care. And now what
am I to do? What can I say to Hugo?"
It was a nuisance for John to have to detach his mind from what
really mattered in life to trivialities like this absurd business of Hugo,
but he supposed the thing, if only to ease Pat's mind, would have to
be given a little attention.
"Hugo thinks he's engaged to you?"
"Yes."
"Well, he isn't."
"No."
"Then that," said John, seeing the thing absolutely clearly, "is all
we've got to tell him."
"You talk as if it were so simple!"
"So it is. What's hard about it?"
"I wish you had it to do instead of me!"
"But of course I'll do it," said John. It astonished him that she should
have contemplated any other course. Naturally, when the great
strong man becomes engaged to the timid, fluttering little girl he
takes over all her worries and handles in his efficient, masculine way
any problem that may be vexing her.
"Would you really, Johnnie?"
"Certainly."
"I don't feel I can look him in the face."
"You won't miss much. Where is he?"
"He went off in the direction of the village."
"Carmody Arms," diagnosed John. "I'll go and tell him at once." And
he strode down the garden with strong, masterful steps.

II
Hugo was not in the Carmody Arms. He was standing on the bridge
over the Skirme, his elbows resting on the parapet, his eyes fixed on
the flowing water. For a suitor recently accepted by—presumably—
the girl of his heart, he looked oddly downcast. His eye, when he
turned at the sound of his name, was the eye of a fish that has had
trouble.
"Hullo, John, old man," he said in a toneless voice.
John began to feel his way into the subject he had come to discuss.
"Nice day," he said.
"What is?" said Hugo.
"This."
"I'm glad you think so. John," said Hugo, attaching himself sombrely
to his cousin's coat sleeve, "I want your advice. In many ways you're
a stodgy sort of a Gawd-help-us, but you're a level-headed kind of
old bird, at that, and I want your advice. The fact is, John, believe me
or believe me not, I've made an ass of myself."
"How's that?"
"I've gone and got engaged to Pat."
Having exploded this bombshell, Hugo leaned against the parapet
and gazed at his cousin with a certain moody satisfaction.
"Yes?" said John.
"You don't seem much surprised," said Hugo, disappointed.
"Oh, I'm astonished," said John. "How did it happen?"
Hugo, who had released his companion's coat sleeve, now reached
out for it again. The feel of it seemed to inspire him.
"It was that bloke Bessemer's wedding that started the whole
trouble," he said. "You remember I told you about Ronnie's man,
Bessemer."
"I remember you said he had remarkable ears."
"Like airplane wings. Nevertheless, in spite of that, he got married
yesterday. The wedding took place from Ronnie's flat."
"Yes?"
Hugo sighed.
"Well, you know how it is, John, old man. There's something about a
wedding, even the wedding of a gargoyle like Bessemer, that seems
to breed sentimentality. It may have been the claret cup. I warned
Ronnie from the first against the claret cup. A noxious drink. But he
said—with a good deal of truth, no doubt—that if I thought he was
going to waste champagne on a blighter who was leaving him in the
lurch without a tear I was jolly well mistaken. So we more or less
bathed in claret cup at the subsequent festivities, and it wasn't more
than an hour afterward when something seemed to come over me all
in a rush."
"What?"
"Well, a sort of aching, poignant feeling. All the sorrows of the world
seemed to be laid out in front of me in a solid mass."
"That sounds more like lobster."
"It may have been the lobster," conceded Hugo. "But I maintain that
the claret cup helped. Well, I just sat there, bursting with pity for the
whole human race, and then suddenly it all seemed in a flash, as it
were, to become concentrated on Pat."
"You burst with pity for Pat?"
"Yes. You see, an idea suddenly came to me. I thought about you
and Pat and how Pat, in spite of all my arguments, wouldn't look at
you, and all at once there flashed across me what I took to be the
explanation. Something seemed to whisper to me that the reason
Pat couldn't see you with a spy glass was that all these years she
had been secretly pining for me."
"What on earth made you think that?"
"Looking back on it now, in a clear and judicial frame of mind, I can
see that it was the claret cup. That and the general ghastly, soppy
atmosphere of a wedding. I sat straight down, John, old man, and I
wrote a letter to Pat, asking her to marry me. I was filled with a sort
of divine pity for the poor girl."
"Why do you call her the poor girl? She wasn't married to you."
"And then I had a moment of sense, so I thought that before I posted
the letter I'd go for a stroll and think it over. I left the letter on
Ronnie's desk, and got my hat and took a turn round the Serpentine.
And, what with the fresh air and everything, pretty soon I found
Reason returning to her throne. I had been on the very brink, I
realized, of making a most consummate chump of myself. Here I
was, I reflected, on the threshold of a career, when it was vitally
necessary that I should avoid all entanglements, and concentrate
myself wholly on my life work, deliberately going out of my way to get
myself hitched up. I'm not saying anything against Pat. Don't think
that. We've always been the best of pals, and if I were backed into a
corner and made to marry someone I'd just as soon it was her. It was
the principle of the thing that was all wrong, if you see what I mean.
Entanglements. I had to keep myself clear of them."
Hugo paused and glanced down at the water of the Skirme, as if
debating the advisability of throwing himself into it. After a while he
resumed.
"I was bunging a bit of wedding cake to the Serpentine ducks when I
got this flash of clear vision, and I turned straight round and legged it
back to the flat to destroy that letter. And when I got there the letter
had gone. And the bride's mother, a stout old lady with a cast in the
left eye, who was still hanging about the kitchen, finishing up the
remains of the wedding feast, told me without a tremor in her voice,
with her mouth full of lobster mayonnaise, that she had given it to
Bessemer to post on his way to the station."
"So there you were," said John.
"So there," agreed Hugo, "I was. The happy pair, I knew, were to
spend the honeymoon at Bexhill, so I rushed out and grabbed a taxi
and offered the man double fare if he would get me to Victoria
Station in five minutes. He did it with seconds to spare, but it was too
late. The first thing I saw on reaching the platform was the Bexhill
train pulling out. Bessemer's face was visible in one of the front
coaches. He was leaning out of the window, trying to detach a white
satin shoe which some kind friend had tied to the door handle. And I
slumped back against a passing porter, knowing that this was the
end."
"What did you do then?"
"I went back to Ronnie's flat to look up the trains to Rudge. Are you
aware, John, that this place has the rottenest train service in
England? After the five-sixteen, which I'd missed, there isn't anything
till nine-twenty. And, what with having all this on my mind and getting
a bit of dinner and not keeping a proper eye on the clock, I missed
that, too. In the end, I had to take the 3 A.M. milk train. I won't
attempt to describe to you what a hell of a journey it was, but I got to
Rudge at last, and, racing like a hare, rushed to Pat's house. I had a
sort of idea I might intercept the postman and get him to give me my
letter back."
"He wouldn't have done that."
"He didn't have to, as things turned out. Just as I got to the house,
he was coming out after delivering the letters. I think I must have
gone to sleep then, standing up. At any rate, I came to with a deuce
of a start, and I was leaning against Pat's front gate, and there was
Pat looking at me, and I said, 'Hullo!' and she said, 'Hullo! and then
she said in rather a rummy sort of voice that she'd got my letter and
read it and would be delighted to marry me."
"And then?"
"Oh, I said, 'Thanks awfully,' or words to that effect, and tooled off to
the Carmody Arms to get a bite of breakfast. Which I sorely needed,
old boy. And then I think I fell asleep again, because the next thing I
knew was old Judwin, the coffee-room waiter, trying to haul my head
out of the marmalade. After that I came here and stood on this
bridge, thinking things over. And what I want to know from you, John,
is what is to be done."
John reflected.
"It's an awkward business."
"Dashed awkward. It's imperative that I oil out, and yet I don't want to
break the poor girl's heart."
"This will require extraordinarily careful handling."
"Yes."
John reflected again.
"Let me see," he said suddenly, "when did you say Pat got engaged
to you?"
"It must have been around nine, I suppose."
"You're sure?"
"Well, that would be the time the first post would be delivered,
wouldn't it?"
"Yes, but you said you went to sleep after seeing the postman."
"That's true. But what does it matter, anyway?"
"It's most important. Well, look here, it was more than ten minutes
ago, wasn't it?"
"Of course it was."
John's face cleared.
"Then that's all right," he said. "Because ten minutes ago Pat got
engaged to me."

III
A light breeze was blowing through the garden as John returned. It
played with sunshine in Pat's hair as she stood by the lavender
hedge.
"Well?" she said eagerly.
"It's all right," said John.
"You told him?"
"Yes."
There was a pause. The bees buzzed among the lavender.
"Was he——?"
"Cut up?"
"Yes."
"Yes," said John in a low voice. "But he took it like a sportsman. I left
him almost cheerful."
He would have said more, but at this moment his attention was
diverted by a tickling sensation in his right leg. A suspicion that one
of the bees, wearying of lavender, was exploring the surface of his
calf, came to John. But, even as he raised a hand to swat the
intruder, Pat spoke again.
"Johnnie."
"Hullo?"
"Oh, nothing. I was just thinking."
John's suspicion grew. It felt like a bee. He believed it was a bee.
"Thinking? What about?"
"You."
"Me?"
"Yes."
"What were you thinking about me?"
"Only that you were the most wonderful thing in the world."
"Pat!"
"You are, you know," said Pat, examining him gravely. "I don't know
what it is about you, and I can't imagine why I have been all these
years finding it out, but you're the dearest, sweetest, most angelic...."
"Tell me more," said John.
He took her in his arms, and time stood still.
"Pat!" whispered John.
He was now positive that it was a bee, and almost as positive that it
was merely choosing a suitable spot before stinging him. But he
made no move. The moment was too sacred.
After all, bee stings were good for rheumatism.

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