A Partnership Model For PH - Five Variables For Productive Collaboration

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A Partnership Model

for Public Health


Five Variables for
Productive Collaboration
Child Survival Collaborations and Resources Group

Beryl Levinger, Ph.D.


Monterey Institute of International Studies

Jean Mulroy
Education Development Center, Inc.

July 2004
A Partnership Model for Public Health: Five Variables for Productive Collaboration
© Copyright 2004 Pact Publications
All Rights Reserved
First Printing/ June 2004

Library of Congress Control Number: 2004106507


ISBN 1-888753-390

Pact Publications
1200 18th Street, NW, Suite 350
Washington, DC 20036
www.pactpublications.com

Pact Publications is an integrated publishing house that facilitates the design, production and distribution of innova-
tive and progressive development materials. We are committed to offering customers the most appropriate educa-
tional materials and training tools relevant to the ever-evolving field of international development.

This paper is based on research carried out by the Education Development Center, Inc., funded by
The CORE Group, Washington, DC. Publication was made possible through support provided by the
Bureau for Global Health, U.S. Agency for International Development, under Cooperative Agree-
ment FAO-A00-98-00030. This paper does not necessarily represent the views or opinions of USAID.

The CORE Group


300 I Street NE, First Floor
Washington, DC 20002
Tel: 202.572.6330
Fax: 202.572.6481
www.coregroup.org
A Partnership Model
for Public Health
Five Variables for
Productive Collaboration
Child Survival Collaborations and Resources Group

Beryl Levinger, Ph.D.


Monterey Institute of International Studies

Jean Mulroy
Education Development Center, Inc.

July 2004
Acknowledgements

About The CORE Group


The CORE Group, established in 1997, is composed of 35 US-based NGOs that implement child survival and
child health programs throughout the developing world. The CORE Group strengthens local capacity on a glo-
bal scale to measurably improve the health and well-being of children and women in developing countries
through collaborative NGO action and learning. CORE Group members serve a combined total of 250 million
women and children in over 140 countries.
The authors thank Karen LeBan, Executive Director, The CORE Group, for providing access to information and
documents, as well as all CORE members who agreed to be interviewed in the course of our research.

CORE Group Members


Adventist Development & Relief Agency International Eye Foundation
African Medical and Research Foundation International Rescue Committee
Africare La Leche League International
Aga Khan Foundation, USA Medical Care Development, Inc.
American Red Cross Mercy Corps International
CARE International Minnesota International Health Volunteers
Catholic Relief Services Partners for Development
Christian Children's Fund Program for Appropriate Technology in Health
Concern Worldwide USA Pearl S. Buck International
Counterpart International, Inc. PLAN International USA
Curamericas Population Services International
Doctors of the World Project Concern International
Food for the Hungry International Project HOPE
Foundation of Compassionate American Samaritans Salvation Army World Service Office
Freedom from Hunger Save the Children
Health Alliance International World Relief Corporation
Hellen Keller International World Vision
Hesperian Foundation

i
Contents

Introduction ................................................................................................................. 1

Methods ..................................................................................................................... 3

Discussion: A Framework to Analyze Networking and Partnering Behaviors ............................... 5

CORE Group Case Study ................................................................................................. 9


CORE Group Polio Partners Project ........................................................................................................... 9
Positive Deviance/Hearth .......................................................................................................................... 11
C-IMCI Framework .................................................................................................................................... 12

Case Analysis ............................................................................................................ 15

Conclusions: Lessons for Partnering and Policy Implications ............................................... 17

References ............................................................................................................... 19

About the Authors

FIGURES
Figure 1: Public Health Partnership Analysis Framework Variables .................................................... 7

TABLES
Table 1: Analysis of CORE’s Critical Partnering Practices ................................................................ 15

ii
Acronyms

CBO community-based organization


CGPP Core Group Polio Partners
CORE Child Survival Collaborations and Resources Group
IAF Inter-American Foundation
IMCI Integrated Management of Childhood Illness
LQAS lot quality assurance sampling
MCH maternal and child health
MDG Millennium Development Goal
NGO nongovernmental organization
OECD Organisation for Economic Cooperation and Development
PAHO Pan American Health Organization
PD positive deviance
UNICEF United Nations Children’s Fund
USAID U.S. Agency for International Development
WHO World Health Organization

iii
Summary

T his paper presents a framework for assessing strategic partnering as a way to reach populations that
have been traditionally bypassed by maternal and child health (MCH) interventions. The framework is
applied to the Child Survival Collaborations and Resources (CORE) Group, a network of 35 U.S.-based nongov-
ernmental organizations (NGOs) engaged in MCH activities. Concrete examples are given of how this partner-

ship contributes to improved outcomes for mothers and children; enhanced policy dialogue; expanded local and
national capacity; and the generation of new resources. The paper concludes with the identification of relevant
lessons for MCH donors and NGOs that might wish to enter into similar partnership arrangements.

iv
Introduction

T
elecommunications professionals in the ible boundary that separates “periphery” from “hin-
North know that their technology’s full po- terland.”
tential cannot be realized until the “last
There are two other striking parallels between the
mile barrier” is crossed. What is this elusive barrier
“last mile barrier” issues of MCH and telecommuni-
and why is it so hard to traverse?
cations specialists. In both worlds, the extension of
The answer lies in the bottleneck found on that service coverage to “elusive” populations entails a
“last mile” of old copper phone lines that link indi- compromise between affordability and “bandwidth”
viduals to ultra-modern fiber-optic networks. Such (the potency of an intervention package). As well,
networks, capable of linking far- professionals in both arenas pursue
flung locales, are relatively cheap strategies that combine “hard” and
and simple to build in relation to the MATERNAL AND CHILD “soft” sciences to achieve the holy
coverage they provide. In contrast, HEALTH PRACTITIONERS grail of universal coverage. The
forging that critical connection be- WORKING IN DEVELOPING “soft” sciences include systematic
tween an actual end-user and the COUNTRIES TODAY CONFRONT and empirical thinking about such
nearest switch—usually not more THEIR OWN VERSION OF THE issues as social policy and invest-
than a mile away—is far more com- “LAST MILE BARRIER.” ment priorities, organizational ca-
plex. Solutions for covering this fi- pacity development, grassroots
nal bit of terrain typically involve coalition formation, and interper-
significant trade-offs between cost sonal communication.
and service quality (e.g., bandwidth).
This paper describes in detail one approach, stra-
Maternal and child health (MCH) practitioners tegic partnering, that can be used to respond to the
working in developing countries today confront their MCH “last mile” challenge. A framework for effec-
own version of this “last mile barrier.” Campaigns to tive networking in the public health field is offered
immunize children against major vaccine-prevent- and then illustrated in the context of a case study
able diseases are, illustratively, analogous to fiber- that details the work of the Child Survival Collabo-
optic networks. Such campaigns link a network (the ration and Resources (CORE) Group. The paper con-
Health Ministry’s infrastructure) to switching stations cludes with recommendations to public health
(clinics or health posts) in order to extend the practitioners interested in launching or refining field-
network’s coverage. Establishing these requisite link- based inter-institutional partnering activities. We be-
ages is often quite demanding. However, a far more lieve the partnering model offered here has
daunting challenge lies in forging the necessary con- widespread applicability for public and private sec-
nections between the clinic/switching station and tor organizations working in developing countries to
those end-user households that lie beyond the invis- improve public health.

1
Methods

T
his study builds on three separate field- events, and open-ended interviewing) were used in
based investigations conducted by the au- the current inquiry.
thors on the impact of strategic partnering
The third piece of research, carried out for the
for the rural poor in developing countries. Effects
World Bank in 2003, focused on partnerships be-
considered largely relate to service coverage and the
tween businesses and the Ministry of Education in El
expansion of favorable outcomes for vulnerable
Salvador (Tsukamoto et al. 2003). The aim of these
populations. These studies were undertaken over a
collaborative efforts was to improve education qual-
period of three years, and each, in turn, will be
ity and coverage at the primary and secondary lev-
briefly described.
els. Unlike the earlier two studies, this work was
The first, conducted for the Inter-American Foun- chiefly concerned with the policy-related implica-
dation (IAF), examined the experiences of 12 unre- tions of partnering rather than questions of service
lated grassroots development- delivery and extension of benefits to
oriented partnerships among non- under- or unserved populations. The
governmental organizations World Bank work enabled the re-
(NGOs), local governments and, in FIELDWORK CONDUCTED IN search team to develop methods for
FIVE LATIN AMERICAN
some cases, private sector businesses relating partnering behaviors to
COUNTRIES YIELDED ROBUST
(Levinger and McLeod 2002). Field- policies governing coverage and ser-
INSIGHTS ON THE STAGES
work was conducted in five Latin vice quality in relation to a single
AND TYPES OF PARTNERSHIPS
American countries. That study sector (education).
AS WELL AS THE BENEFITS
yielded robust insights on the stages
AND BURDENS ASSOCIATED The present study involved test-
and types of partnerships as well as
WITH THESE RELATIONSHIPS. ing conclusions drawn from the ear-
the benefits and burdens associated
lier research in the context of a new
with these relationships. These in-
sector (public health) and a broader
sights were used to create the frame-
range of geographic regions (Asia
work reported in this paper.
and Africa as well as Latin America). To do this, we
A second investigation, conducted for the United applied the approach followed in the USAID study
States Agency for International Development (US- (i.e., examining a single, multi-country network) and
AID), detailed the partnering practices and benefits selected the CORE Group as the focus of this study.
of Katalysis, a Central American microfinance insti-
Research techniques included interviews with
tutions affiliated with a single network (Levinger and
CORE partners; the use of participant-observer meth-
McLeod 2001). Fieldwork was carried out in three
ods at two of CORE’s annual meetings; a comprehen-
countries. Both the IAF and USAID studies included
sive review of program documents provided by CORE
interviews with representatives of partner institutions
partners (including project proposals, evaluations, and
and members of their beneficiary populations. The
“lessons learned” compilations); as well as interviews
methods developed for the USAID study (including
with leading edge public health practitioners familiar
thematic analysis of partner documentation, partici-
with the field-based work of CORE members.
pant observation at formal and informal network

3
Discussion: A Framework to Analyze Networking
and Partnering Behaviors

Context stantial gains, although sub-Saharan Africa appears


Significant progress has been achieved in meeting to have fallen further behind. Its current under-five
MCH goals in many developing countries. Illustra- mortality rate is 170/1000.
tively, childhood immunizations against the major Many MCH problems affect disproportionate
vaccine-preventable diseases increased from less than numbers of the rural poor. Illustratively, less than
10 percent in the 1970s to nearly 75 percent in 2001 half of rural children in the developing world receive
(UNICEF 2004). care for acute respiratory infection, a major cause of
Reported cases of polio fell by 99 percent during infant and child mortality. In general, rural health
the 1990s, and deaths caused by diarrheal disease systems do not have adequate staff or resources to
fell by half. With meet the health needs of women and children.
regard to under- (United Nations Development Programme 2003). A
five child mortal- recent developing country survey revealed that the
SIGNIFICANT PROGRESS HAS poorest 20 percent of the population always received
ity, 63 countries BEEN ACHIEVED IN MEETING
achieved a one- less than 20 percent of the benefits associated with
MATERNAL AND CHILD
third reduction in investments in public health. In countries with high
HEALTH GOALS IN MANY DE-
this decade, infant mortality rates, the bottom 20 percent account
VELOPING COUNTRIES. FOR
while another for less than 10 percent of hospital use (United Na-
EXAMPLE, CHILDHOOD IMMU-
100 countries tions Development Programme 2003).
NIZATIONS AGAINST THE MA-
achieved a one- JOR VACCINE-PREVENTABLE To meet the MDGs associated with MCH, three
fifth reduction in DISEASES INCREASED FROM things must occur: (1) new approaches to reaching
this same mea- LESS THAN 10 PERCENT IN traditionally bypassed and under-served populations
sure (UNICEF THE 1970S TO NEARLY 75 must be developed, tested, validated, and dissemi-
2002). PERCENT IN 2001. nated; (2) new institutional arrangements must be
The Millen- created and tested to
nium Develop- expand access to
ment Goals (MDGs), endorsed by the United Nations, MCH services, par- MANY MATERNAL AND CHILD
call for a reduction in maternal mortality by three- ticularly in rural ar- HEALTH PROBLEMS AFFECT

quarters in 2015. To achieve this target, a great deal eas; and (3) a DISPROPORTIONATE NUMBERS

of attention must be paid to sub-Saharan Africa where supportive policy en- OF THE RURAL POOR. LESS

half the developing world’s maternal deaths occur— vironment must be THAN HALF OF RURAL CHIL-

most in rural, outlying areas. Current data for that re- created. Strategic DREN IN THE DEVELOPING

gion suggest that one of every 100 live births partnering, if done WORLD RECEIVE CARE FOR

culminates in the mother’s death, and pregnant well, has the poten- ACUTE RESPIRATORY INFEC-

women are 100 times more likely to die in pregnancy tial to make contri- TION, A MAJOR CAUSE OF IN-

and childbirth there than their counterparts in high-in- butions to all three of FANT AND CHILD MORTALITY.

come Organisation for Economic Cooperation and these areas.


Development (OECD) countries, (United Nations De-
velopment Programme 2003). The Framework
Another MDG proposes a two-thirds reduction in In earlier studies, the authors identified five sets of
child mortality. Most attention will be focused on variables that proved useful in analyzing partnership
two priority areas, sub-Saharan Africa and South behaviors and predicting partnership efficacy in ex-
Asia. During the past decade, South Asia made sub- panding the quantity and quality of services avail-

5
A Partnership Model for Public Health

able to traditionally bypassed groups. Each variable prising findings from the authors’ initial field re-
set will be described briefly and then applied to the search was that most successful partnerships do not
CORE case. have formal hierarchical structures, nor are they gen-
erally bound by legal contracts (except in those in-
The first variable set, activity domains, focuses
stances where funds were to be jointly managed).
on the actual work of the partnership. The authors’
Instead, the high-functioning partnerships studied
earlier field-based research identified five areas for
were built on strong trust that ensured accountability
possible collaborative endeavors among partnering
among participants. The openness of such arrange-
institutions:
ments enabled individual partners to flexibly draw
• Program Delivery: The direct provision to on the complementary skills present in the partner-
beneficiaries of services linked to such ship, allowing each entity to make significant contri-
fundamental human needs as primary health care, butions to the common goal—even when
livelihood support (including credit), and basic circumstances changed and new needs arose. Process
education. factors represent the minimum “relationship criteria”
• Human Resource Development: These activities that must be met for entities to form high perfor-
are designed to help individuals develop a deeper mance partnerships.
awareness of community assets as well as the Value-adding
skills and self-confidence needed to harness these mechanisms com-
assets in pursuit of shared development goals. prise the third vari- ONE OF THE MOST SURPRIS-
Empowerment is usually an explicit goal of work able set. These ING FINDINGS FROM INITIAL
in this activity domain. mechanisms can be FIELD RESEARCH WAS THAT

• Resource Mobilization: This is the process of used to explain why MOST SUCCESSFUL PARTNER-

securing the financial and technical support partnerships, at their SHIPS DO NOT HAVE FORMAL

required to carry out activities in any of the other best, can accomplish HIERARCHICAL STRUCTURES.

domains. more than any indi- INSTEAD, RESEARCHERS


vidual actor in meet- FOUND THAT HIGH-FUNCTION-
• Research and Innovation: These are activities that ing the needs of ING PARTNERSHIPS WERE BUILT
help local people and development practitioners bypassed popula- ON STRONG TRUST THAT EN-
who work alongside them to test or assess new tions. Each of these SURED ACCOUNTABILITY.
ways of responding to priority needs and variables is briefly
problems. Work in this area is designed to yield set out below.
development breakthroughs.
• Continuity: Whenever partners create new
• Public Information, Education, and Advocacy: opportunities for the poor to maintain or expand
These activities generally build upon research and upon skills and competencies acquired through
field-based program delivery experience. Often, earlier development initiatives, continuity is
there is a policy-oriented element to advocacy. achieved. Continuity entails planned efforts by
Mobilizing public awareness, campaigning on partners to consolidate development gains. Thus,
behalf of policy reform, and advocating structural for example, a community that has engaged in
changes in institutions that impact on the lives of participatory planning and needs assessment
the poor are important components of this activity around one set of issues deepens those capacities
domain. when it has the opportunity to assess and plan in
the context of new challenges.
The second variable set, process factors, describe • Comprehensiveness: The more comprehensive an
the way partners relate to one another. In earlier re- intervention package, the greater the number of
search, three process variables were deemed particu- causal factors it addresses.
larly important: commonality of goals (but not
necessarily methods), complementarity of experi- • Coordination: Awareness of, and collaboration
ences and resources, and trust. One of the most sur- with, other development actors in the community

6
allows partners to achieve better coverage, The fourth variable set is partnership type. In ear-
develop more cost-effective programs, create lier studies the authors observed several different
economies of scale and build social capital that phases of partnership development. It is important to
can be applied to future development challenges. note that these phases need not occur in the sequence
presented below, and that it is not necessary for all
• Risk mitigation: All development projects face
partnerships to pass through each of the following
threats to success. Partnerships mitigate (i.e.,
phases. Furthermore, a given partnership may fluctu-
reduce or hedge) these risks, because such
ate between two phases (e.g., complementary and
arrangements lead to diversification of the actors’
synergistic partnership) as needs and resources
skill sets, contacts, spheres of influence, and prior
change or as evaluation activities give rise to pro-
experience. Thus, actors become better able to
gram modification.
respond to both internal weaknesses and those
related to design or management, as well as • Potential partnership: Actors are aware of each
external threats. The greater the diversity among other but are not yet working closely together.
partners, the higher the risk mitigation potential of
• Nascent partnership: Actors are partnering but the
the partnership.
partnership’s efficiency is not maximized.

Figure 1: Public Health Partnership Analysis Framework Variables

Private sector
go tor:

actors

Pr
als
on c

oc
m fa

es ust
m ss

sf
co oce

tr

ac
Pr

to
Research and

: r
innovation

Information and
International National NGO
advocacy
NGO actors actors

Partnership Activity Domains

Human
resource National MoH
CBO Actors
development actors
Resource Partnership type:
mobilization potential

Program
delivery Partnership type:
District-level Local nascent
MOH actors community
$+ ation
itig
km Partnership type:
Ris Process factor: complementary
$+ ity complementarity
inu ss
Cont $+ ivene Partnership type:
ens
reh synergistic
mp
Co
$+ tion
a
din
C oor
Improved service coverage and expanded
benefits to traditionally bypassed groups

7
A Partnership Model for Public Health

• Complementary partnership: Partners derive such factors as complementarities of skills and re-
benefits and increased impact through greater sources, ease of coordination, and the principle of
attention to a fixed and relatively limited set of “maximum tolerable unalikeness.” This principle is
activity domains, generally program delivery and a reflection of the idea that the more unalike partners
resource mobilization. are, the greater the risk mitigation. Suitable actor
types include (but are not limited to) national and in-
• Synergistic partnership: Partners derive benefits
ternational NGOs; representatives from different lev-
and increased impact by addressing complex,
els of the Ministry of Health structure (national and
systemic development problems through the
district levels, e.g.); business groups; community-
addition of new
based organizations (CBOs); and other local commu-
activity
nity groups (both formal and informal).
domains (e.g., AWARENESS OF, AND COL-
advocacy and LABORATION WITH, OTHER DE- Figure One (see page 7), summarizes the five sets
research). VELOPMENT ACTORS IN THE of variables considered in the partnership analysis
COMMUNITY ALLOWS PART- framework presented thus far.
NERS TO ACHIEVE BETTER
When a devel- Consistent with this model, the following five
COVERAGE, DEVELOP MORE
opment effort is questions provide a structure for predicting whether a
COST-EFFECTIVE PROGRAMS,
relatively straight- given MCH-focused set of actors is likely to achieve
CREATE ECONOMIES OF SCALE,
forward (i.e., few more through joint rather than individual effort:
AND BUILD SOCIAL CAPITAL.
causal factors and
1. To what extent does the partnership mobilize
proven technolo-
additional resources?
gies for addressing
them), complementary partnership may be the opti- 2. To what extent does the partnership organize
mal arrangement. In contrast, when the development members according to their comparative
problem is complex (i.e., multiple causal factors and advantages?
few technologies that are proven or affordable to ad- 3. To what extent does the partnership bring
dress them), a synergistic partnership is likely to rep- promising innovations to new beneficiary groups?
resent the preferred response. In analyzing a
partnership, it is useful to determine whether the 4. To what extent does the partnership allow
partnership type is well suited to the development beneficiary groups and partner organizations to
challenge the partnership is addressing. build on previous gains?

The final variable set to consider in partnership 5. To what extent does the partnership create
analysis is actor types. In order to achieve maximum conditions for sustainable improvements in public
risk mitigation, actor diversity is desirable. In gen- health?
eral, the ideal mix of actor types is determined by

8
The CORE Group Case Study

THE CORE GROUP BEGAN ALMOST 20 YEARS AGO AS AN INFORMAL NETWORK OF CHILD SURVIVAL NGOS
WHO WANTED TO SHARE TECHNICAL INFORMATION AND LESSONS FROM THE FIELD. TODAY, CORE DEVELOPS
STATE-OF-THE-ART KNOWLEDGE AMONG ITS NGO MEMBERS, SYNTHESIZES NGO EXPERIENCES AND PRO-
MOTES RECOMMENDED PRACTICES, AND FACILITATES LEARNING AND COLLECTIVE ACTION AMONG PUBLIC
HEALTH ACTORS.

Introducing CORE board of directors selected from and elected by its


The CORE Group is composed of 35 US-based membership. Its current focus is on developing state-
NGOs that implement programs to improve the of-the-art knowledge, products, and collaborative ser-
health of children and women throughout the devel- vices; serving as a communication link to synthesize
oping world. These groups serve a combined total of experiences and promote recommended practices; fa-
250 million women and children in over 140 coun- cilitating dialogue, learning and collective action
tries. The founding organizations began their col- among public health actors; and advocating on glo-
laboration in 1985 when they participated in a series bal health policy issues.
of annual workshops for grantees sponsored by the An in-depth review of three CORE activities
USAID Child Survival Program (Shanklin 2002).
These workshops exposed participants to the benefits Three specific examples of CORE’s MCH projects
of sharing technical information and lessons learned are presented here to highlight features of the
through field-based projects. In 1990 these NGOs be- partnership’s operations.
gan organizing to advocate for changes within
USAID’s child survival program. An informal entity 1. The CORE Group Polio Partners (CGPP)
known as the Collaborative Group emerged from Project
these discussions.
This effort targets potential polio victims in remote,
In 1996, Collaborative Group members ap- resistant, dangerous, and marginalized communities
proached USAID with a request for financial support that have not yet been reached by global eradication
to create a formal network. One year later, CORE efforts. A key strategic element of the approach en-
received its first grant. Its first workshop, held later tails working through CORE NGO members with
that year, was organized around thematic clusters the strongest ties to target group communities and
(e.g., Nutrition, Social and Behavioral Change). the institutions that serve them.
These clusters later developed into the Working
CORE staff identified appropriate NGO members
Groups that form the nucleus of CORE’s technical
and invited them to participate in the initiative
activities today (Shanklin 2002). This working group
through the joint creation of project proposals that
structure allows CORE to capitalize on the strengths
reflected global and country polio eradication priori-
and comparative advantages of members across tech-
ties. Participating NGOs were able to build on their
nical areas.
collective, diverse experiences in applying the techni-
Over the last five years, the network has evolved cal package in multiple geographic regions. The pro-
significantly as it has attracted new donor funds and posals that met the program’s technical criteria were
members. Its working groups on technical activities bundled together to create a single, multi-country
and innovations have expanded. CORE now has a program. This bundling model allowed smaller
small staff and a governance structure that includes a NGOs to contribute to the joint effort while allowing

9
A Partnership Model for Public Health

each participating or- ducted social mobilization for supplemental immuni-


THE CORE GROUP POLIO ganization the oppor- zation campaigns. Four country projects conducted
PARTNERS PROJECT CON- tunity to exercise its synchronized vaccination campaigns (CORE Group
DUCTS ITS WORK THROUGH unique expertise Polio Partners 2002b, p. 8). Although the initiative
CORE NGO MEMBERS (CORE Group Polio fell slightly short of its objective — seven new col-
WITH THE STRONGEST TIES TO Partners 2002a). laborative entities for the year — six of seven project
TARGET GROUP COMMUNITIES countries did establish local NGO consortia, which,
The presence of a
AND THE INSTITUTIONS THAT in turn, conducted technical and management train-
CORE Secretariat re-
SERVE THEM. THE PRESENCE ing; mobilized demand for routine immunizations;
mains an important
OF A CORE SECRETARIAT IS improved vaccine logistics systems; and encouraged
element in building
AN IMPORTANT ELEMENT IN community contribu-
trust among the part-
BUILDING TRUST AMONG PART- tion to delivery of
ners and facilitating
NERS AND FACILITATING COOR- routine immuniza- SIX OF SEVEN CORE POLIO
the requisite coordi-
DINATION. tions (CORE Group P ROJECT COUNTRIES ESTAB-
nation of efforts. The
Polio Partners 2002b LISHED LOCAL NGO CON-
combination of
pp. 3–5). The expe- SORTIA, WHICH CONDUCT
bundled proposals
rience also resulted TECHNICAL AND MANAGE-
and centralized staff support has proven “synergistic
in key lessons about MENT TRAINING; MOBILIZE
... having one without the other is less effective. The
the time needed to DEMAND FOR ROUTINE IMMU-
Secretariat provides the shared goals necessary for a
establish trust NIZATIONS; IMPROVE VACCINE
bundled proposal and results-oriented collaboration.
among partners, the LOGISTICS SYSTEMS; AND EN-
Implementation by the consortium of activities de-
importance of a COURAGE COMMUNITY CON-
scribed in the bundled proposal provides the shared
shared purpose, and TRIBUTION TO DELIVERY OF
experiences, challenges and needs that provide direc-
the useful role that ROUTINE IMMUNIZATIONS.
tion and priorities for the Secretariat” (CORE Group
“honest broker” or-
Polio Partners 2002a p. 13).
ganizations can play
Another important component of this initiative has (CORE Group Polio Partners 2002a).
been the systematic introduction of technical innova-
CGPP’s approach to achieving greater polio vac-
tions. One example is Lot Quality Assurance Sam-
cination coverage in high-risk areas and hard-to-
pling (LQAS), a rapid, simple statistical sampling
reach populations entails strengthening local
method that is used to draw important conclusions
capacity on a global scale. A key feature of the ini-
from small samples and has proven valuable in assess-
tiative is the coordination and mobilization of com-
ing and selecting geographic areas for program cover-
munity involvement in mass oral polio vaccine
age (Valadez, 1994). CORE members have not only
immunization campaigns. Local interventions incor-
used the technique in projects but have also trained
porate seven critical components: building partner-
personnel from NGOs and Ministries of Health in its
ships; strengthening existing immunization systems;
use. The sharing of information––particularly techni-
supporting supplemental immunization efforts; help-
cal innovations such as LQAS––with local organiza-
ing improve the timeliness of case detection and re-
tions and Ministries of Health has, according to
porting; providing support to families with paralyzed
members, contributed to greater understanding of
children; participating in national and regional certi-
childhood epidemiology at the local and national lev-
fication activities; and improving documentation
els. Participating NGOs report improvements in pro-
(CORE Group Polio Partners 2002b, pp. 1–2).
gram coverage, quality, and associated outcomes. The
health outcomes are well documented. Project benefi- In addition, the project takes into account the inter-
ciaries number nearly 14 million under-five children relationships between polio and other development
(CORE Group Polio Partners 2002a p. 1). problems. Representatives of this CORE initiative par-
ticipate in the Inter-Agency Coordinating Committee
In 2002, most of the seven projects linked to this
for Immunization where they help to build bridges
initiative supported planning; identified pockets of
among local-, country-, regional- and global-level ac-
low coverage; created local partnerships; and con-

10
tors. The strength and depth of the partnership allows PD/Hearth (PD/H) was developed over many years
participating institutions to exert policy-level influence by several applied nutritionists. Although the United
that they would not have absent this collaboration. Nations Children’s Fund (UNICEF) funded research
into the methodology in the 1980s, the first formal
PD/H programs weren’t initiated until the early 1990s
2. Positive Deviance/Hearth
in Bangladesh, Haiti, and Vietnam (CORE Group and
These are two public health methodologies with BASICS II 2000). In Vietnam, CORE member Save the
broad applicability, which have been used with par- Children applied the approach to 14 communities.
ticular effectiveness in rehabilitating malnourished Documented outcomes of PD/H include reductions in
children. CORE’s approach to promoting these meth- the incidence of malnutrition and faster growth rates
odologies will be examined in this section. among children. As PD/H proved successful in reha-
Positive Deviance (PD) is a strengths-based ap- bilitating malnourished children, other NGOs became
proach based on the theory that in many resource- interested, and SC began using the “Living Univer-
poor communities there are some families or sity” as a dissemination tool. The Living University
individuals who “employ uncommon, beneficial uses engaging, interactive techniques to teach the
practices that allow them and their children to have PD/H framework to managers and supervisors, who
better health as compared to their similarly impover- in turn train volunteers to implement the program at
ished neighbors.” PD practitioners seek to help com- the community level.
munities understand these families’ or individuals’ The CORE Group’s involvement in the PD/H
practices and dis- methodology is on two parallel tracks: 14 CORE
seminate them member NGOs individually manage PD/H programs
POSITIVE DEVIANCE IS BASED throughout their around the world, and the CORE Nutrition Working
ON THE THEORY THAT, IN communities. This Group devotes significant resources to analyzing best
MANY RESOURCE-POOR COM- is done by determin- practices, formulating strategies and disseminating
MUNITIES, THERE ARE SOME ing a specific desir- information about PD/H techniques. Working Group
FAMILIES OR INDIVIDUALS WHO able nutrition members meet regularly to discuss such technical
“EMPLOY UNCOMMON, BEN- outcome, identify- and implementation issues as monitoring and evalua-
EFICIAL PRACTICES THAT AL- ing a few individu- tion methods (CORE Group 2002a, pp. 21–22). Dis-
LOW THEM AND THEIR als who have semination methods include the Living University,
CHILDREN TO HAVE BETTER achieved the good manuals, studies, field visits, consultant visits, train-
HEALTH AS COMPARED TO outcome despite ing for district and community program managers,
THEIR SIMILARLY IMPOVER- high risk, and then and training of trainers.
ISHED NEIGHBORS.” conducting a PD in-
quiry into the be- CORE’s role in global PD/H efforts exemplifies its
haviors that explain unique approach to scaling up the application of
the good outcome. Behaviors that can readily be rep- promising approaches
licated by neighbors become the focal point of new that have been success-
interventions designed to promote their broader fully demonstrated at CORE’S ROLE IN GLOBAL
adoption (Marsh and Schroeder 2002). the local level. The POSITIVE DEVIANCE/
group seeks to extend HEARTH EFFORTS EXEM-
Hearth is an implementation strategy that mobi- coverage by conducting PLIFIES ITS UNIQUE AP-
lizes community volunteers and mothers or caregivers outreach to other actors PROACH TO SCALING UP
of malnourished children to practice new health be- who implement pro- THE APPLICATION OF
haviors by bringing them together in a structured, safe grams. Outreach en- PROMISING APPROACHES
environment to learn new cooking, feeding, hygiene tails training, THAT HAVE BEEN SUCCESS-
and caring behaviors (CORE Group 2002a). Hearth advocacy, knowledge FULLY DEMONSTRATED AT
sessions usually consist of nutritional rehabilitation management, and tech- THE LOCAL LEVEL.
and education over a 12-day period followed by home nical support.
visits (Nutrition Working Group, 2003).

11
A Partnership Model for Public Health

In 2003, CORE’s Nutrition Working Group re- One of CORE’s key contributions in this area has
leased Positive Deviance/Hearth: A Resource Guide been its work on a descriptive IMCI implementation
for Sustainably Rehabilitating Malnourished Chil- framework based on members’ field experiences
dren. This comprehensive, field-oriented manual (Winch et al. 2001). A key aspect of the framework
enunciates the “essential elements” that are funda- is Community Mobilization: “maximum community
mental to any PD/H program. leadership in the process of identifying, planning, or-
ganizing, and mobilizing resources for community-
level health activities.” Organizations using the
3. The Community IMCI Framework
framework are urged to promote community involve-
Integrated Management of Childhood Illness (IMCI), ment in such tasks as identifying health needs and
a World Health Organization (WHO) and UNICEF priorities; community surveillance; and investiga-
initiative launched in the early 1990s, aims to sig- tions into causes of child mortality (Child Survival
nificantly reduce mortality and morbidity associated Technical Support Project, 2001). This emphasis on
with the five major causes of disease in children un- community involvement supports an increased level
der five. Over the years, the program has been subdi- of sustainability in health efforts, thereby allowing
vided into three components: improving case program outcomes to be maintained on the local
management skills of health workers; improving level. In addition, CORE and its membership have
health system support for high-quality care for chil- been heavily involved in IMCI policy, planning, and
dren coming to health facilities or outreach sites; and evaluation meetings at the local, regional, national
improving household and community practices re- and international levels. These contacts have given
lated to child health, nutrition, and development. CORE the opportunity to disseminate community-
CORE is primarily involved in activities related based perspectives to national and international
to the third component, referred to as Household and policymakers.
Community IMCI. CORE’s IMCI The framework includes some
Working Group activities address standard implementation procedures
policy and service delivery issues at CORE MEMBERS HAVE and a consensus-building process fo-
the global and local levels. Globally, HELPED DISTRICT- AND COM- cused on uniting diverse partners
the CORE Working Group partici- MUNITY-LEVEL ACTORS INFLU- around improving child health and
pates in the official Interagency ENCE NATIONAL POLICY ON nutrition at the district level (Child
Working Group (IAWG) charged by HOUSEHOLD AND COMMU- Survival Technical Support Project
WHO and UNICEF with guiding NITY INTEGRATED MANAGE- 2001). The framework groups IMCI
IMCI policy and overseeing early MENT OF CHILDHOOD implementation activities around
implementation (Winch et al. 2002). ILLNESS. MEMBERS HAVE ALSO three key linked requisite elements:
At the regional level, CORE has WORKED WITH MINISTRIES OF improving partnerships between
worked with the Pan American HEALTH TO ADAPT TECHNI- health facilities and the communities
Health Organization (PAHO) to test CAL TOOLS FOR USE BY COM- they serve; increasing appropriate,
technical tools and to formulate MUNITY HEALTH WORKERS. accessible care and information
communication and behavioral from community-based providers;
change strategies. At the national and integrated promotion of key
level, CORE members have participated in advocacy family practices critical for child health and nutri-
task forces to help district- and community-level ac- tion (Winch et al. 2001). The framework also stresses
tors influence national policy; have worked with the importance of “optimizing a multi-sectoral plat-
Ministries of Health to adapt technical tools for use form.”
by community health workers; and have helped iden-
tify appropriate tools and practices for countries. At Practical application of the framework has led to
the district and community levels, CORE members improved family and community practices in rela-
have engaged with Ministries of Health and other lo- tion to all three elements. For example, with regard
cal actors (Child Survival Technical Support Project to strengthening the partnership between health fa-
2001). cilities and the communities they serve, a CORE

12
member, Project HOPE, trained staff (Child Survival Technical Support
at a local clinic in the Dominican IN A 2001–2002 SURVEY, Project 2001). The framework pro-
Republic in IMCI, which then used CORE GROUP MEMBERS RE- poses many ways in which NGOs
the IMCI form and codes to record PORTED THAT THE IMCI can collaborate with local govern-
information about children visiting FRAMEWORK HAD BEEN VALU- ments and national Ministries in
the clinic. The clinic’s community ABLE IN PROVIDING THEM multiple sectors.
outreach staff were also trained to WITH A COMMON LANGUAGE
In the CORE 2001–2002 mem-
use the form to identify children FOR DESCRIBING THEIR CUR-
ber survey, respondents reported
needing follow up visits. As a result RENT ACTIVITIES AND EX-
that the Framework had been valu-
of the methodology, research found PLAINING HOUSEHOLD AND
able in providing them with a com-
significant increases in the proportion COMMUNITY IMCI TO OUT-
mon language for describing their
of caretakers who brought their chil- SIDE ACTORS.
current activities and explaining
dren back for follow up visits.
HH/C IMCI to outside actors, dis-
Another key element of the frame- cussing child health issues with
work is the Multi-Sectoral Platform, an explicit effort Ministries of Health and other collaborators, design-
by the IMCI community to “think and work beyond ing interventions to address specific situations, and
the health sector” (Child Survival Technical Support articulating an overall vision for community-based
Project 2001). The Platform “focuses on innovative child health work (Winch et al. 2002). In an internal
strategies for linking broader development activities survey of CORE members, 79 percent of respondents
with child health and nutrition,” based on the prin- reported using CORE-supported materials in imple-
ciple that “people may find it difficult or impossible mentation of IMCI, and each of them had, in turn,
to adopt new [health promoting] behaviors if other trained approximately four to five other organiza-
problems that they face, such as food insecurity or tions in the methodology (CORE Group 2002b p.
lack of access to clean water, are not also addressed” 22).

13
Case Analysis

T
he CORE case, in many respects, represents tion in improving the coverage and quality of MCH
“best partnership practice” in terms of the services, particularly with respect to the “last mile”
five sets of variables presented earlier. Fur- populations of rural sub-Saharan Africa and Asia.
thermore, the case illustrates that innovative, syner- Table 1 summarizes the case in terms of the key
gistic partnerships can make a significant contribu- partnering variables.

Table 1: Analysis of CORE’s Critical Partnering Practices


Human resource Resource Research and Information and
Program delivery development mobilization innovation advocacy
Substantial Emphasis placed Practice of “bun- Emphasis given to Significant attention
involvement in field- on community dling” proposals bringing promising given to documenta-
based service empowerment, and working jointly innovations to scale tion of lessons
Activity provision woven local skills- to secure funds and to refining learned and
domains into major building, and resulted in substan- internationally participation in
initiatives policy-oriented tial in-flows of new accepted method- policy-setting bodies
training resources ologies
Partnership Initial contact among founding members at USAID Child Survival workshop illustrated a potential
type partnership that entered into the nascent phase when the Collaborative Group was established. The three
initiatives presented here represent synergistic partnership as there is significant activity in all five activity
domains. This partnership is probably most appropriate for reaching “last mile” populations.
Actors CORE strengthens linkages among US-based NGOs. However, it also gives significant attention to the
development and strengthening of linkages with the international MCH community; national and district-
level ministerial personnel; community actors; and, through the in-country collaborative groups established
in support of the initiatives described, national organizations. Thus far, little outreach is observed to the
private sector.
Common goals Trust Complementarity
Process Members share a CORE members began working CORE’s members have different but
factors strong commitment together 20 years ago. The shift from complementary resources, strengths and
to local empower- informal to formal network took five experiences. Illustratively, some members
ment and commu- years. This time was a vital investment, have strong technical skills in a particular
nity-based since member NGOs often compete for methodology, but, because of factors
approaches to USAID and other funds and therefore related to size and history, do not have the
MCH. A mission might view one other as competitors. capacity to scale-up promising innovations
statement sets forth CORE’s policy of transparency in on their own. Other members have
the group’s shared decision-making allowed members to significant ties and presence in traditionally
goals and vision. build personal relationships and trust in bypassed or under-served communities but
one another, and to establish a culture lack the technical capacity to introduce
of collaboration on CORE projects promising new MCH methodologies to
regardless of their competitive stance vis communities they serve.
a vis other activities.
Risk mitigation Continuity Comprehensiveness Coordination
Diversity of partners’ In most instances, All 3 initiatives involve CORE initiatives demonstrate
Value-adding experiences, resources, CORE activities a rich intervention multiple mechanisms to promote
mechanisms networks, and roles built upon earlier package that includes coordination at national and
reduces risks to project development community mobiliza- international levels. These include
activities associated with initiatives serving tion, local capacity Working Group meetings,
inadequate design or the same building, direct service publications, and in-country task
changes in the external populations. delivery, and the forces. CORE secretariat staff play
environment. forging of new institu- an important role in stimulating
tional linkages. timely and useful partner
communication.
Impact on All 3 initiatives have a distinct impact on extending service coverage and quality. This is accomplished in
service two ways: through direct service provision to typically bypassed populations, and through “indirect
coverage scaling,” which entails systematic outreach, training, and information dissemination to potential
and quality replicators.

15
Conclusions: Lessons for Partnering and Policy Implications

T
here are many replicable elements of the Black et al. (1993) argue that the key to saving
CORE model. For a partnership to have children’s lives is not technological innovation but ef-
added value, it must demonstrate its ability fective management of the knowledge that is already
to mobilize resources; organize members according available. Effective partnerships along the lines of
to their comparative advantages; bring promising in- the CORE model could play an important role in this
novations to new beneficiary groups; allow members area.
to build on previous gains; and create conditions for
Successful replication by other organizational
sustainable improvements in public health. These
public health actors will, however, depend on five
tasks can be readily accomplished if sufficient atten-
critical factors:
tion is paid to the five sets of partnership variables
outlined in this article. • the development of mechanisms that foster
simultaneous outreach to local, traditionally
Some of the details of CORE’s partnership model
bypassed communities and the health sector
deserve particular mention, because they can be readily
“influentials” who set global and national
replicated and confer significant advantages. The divi-
priorities;
sion of labor within
the partnership be- • the ability to perform the reconnaissance required
SYNERGISTIC PARTNERSHIPS tween a secretariat to identify promising innovations that are ready
CAN MAKE A SIGNIFICANT and thematically fo- for scale-up;
CONTRIBUTION IN IMPROVING cused working • the ability to access funds to cover the costs of a
THE COVERAGE AND QUALITY groups facilitates the Secretariat;
OF MATERNAL AND CHILD organization of
members according • the ability to strike a suitable balance between
HEALTH SERVICES, PARTICU-
to their comparative service provision to beneficiary groups (an
LARLY WITH RESPECT TO THE
advantages. external focus) and activities that build member
“LAST MILE” POPULATIONS OF
capacity (an internal focus); and
RURAL SUB-SAHARAN AFRICA
CORE’s policy
AND ASIA. • the ability to allow the partnership to evolve at a
of openly sharing
technical innova- pace that is appropriate for building trust and
tions allows for cohesion.
promising methodologies to be introduced and repli- Bilateral and multilateral support for strategic
cated more rapidly than is generally the case with partnering is likely to be a cost-effective investment
“pilot” or demonstration projects. The partnership’s in securing the well being of bypassed mothers and
strong emphasis on disseminating effective MCH children if these five elements are in place and if pro-
tools and methods along with its culture of trust have spective partners are committed to paying close at-
also allowed members to build on previous gains. Fi- tention to the five sets of partnership variables
nally, CORE’s wide range of relationships at the lo- discussed earlier. If these conditions prevail, strategic
cal, district, national and international levels provide partnering will one day be considered as critical to
an opportunity for it to influence policy and shape a good outcomes for mothers and children as “growth
context conducive to sustainable improvements in charting.”
MCH outcomes.

17
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19
About the Authors

Beryl Levinger’s academic focus is the evaluation Jean Mulroy is a project manager and lead re-
and management of international nongovernmental searcher at the Center for Organizational Learning
organizations, particularly those engaged in sustain- and Development, within the Education Develop-
able development. Dr. Levinger holds the position of ment Center, an applied research and development
Distinguished Professor of Nonprofit Management at organization based in Newton, Massachusetts.
the Monterey Institute of International Studies. Addi- Among other activities, she designs and researches
tionally, she heads the Center for Organizational partnership and its effects on organizational capacity
Learning and Development, a team specializing in for U.S. and international NGOs. She holds a B.A. in
assisting international NGOs, foundations and devel- anthropology from Yale University and an M.A. in
opment agencies with partnerships that respond to international public administration from the
populations in need. In a typical year, she works Monterey Institute of International Studies.
with approximately 50 NGOs, government agencies
and multilateral institutions to assess and strengthen
institutional capacity. Additionally, during her more
than 30 years in nonprofit management and interna-
tional education, she has held leadership positions
with the American Field Service Intercultural Pro-
grams, CARE and InterAction.

Please direct correspondence to:


Dr. Beryl Levinger
Distinguished Professor of Nonprofit Management
Graduate School of International Policy Studies
Monterey Institute of International Studies
185 San Remo Rd.
Carmel, CA 93923
Email: blevinger@miis.edu

21
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A Partnership Model for Public Health: Five Variables for Productive Collaboration
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This paper is based on research carried out by the Education Development Center, Inc., funded by
The CORE Group, Washington, DC. Publication was made possible through support provided by the
Bureau for Global Health, U.S. Agency for International Development, under Cooperative Agree-
ment FAO-A00-98-00030. This paper does not necessarily represent the views or opinions of USAID.

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