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Full Download PDF of Test Bank For Criminal Justice in America, 9th Edition, George F. Cole, Christopher E. Smith, Christina DeJong All Chapter
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Name: Class: Date:
10. The subsystems of the criminal justice system act independently of one another.
a. True
b. False
ANSWER: False
11. Plea bargaining is an example of an exchange relationship in the criminal justice system.
a. True
b. False
ANSWER: True
12. Criminal justice is a system whose components—police, courts, corrections—are compartmentalized and have little or
no influence on each other.
a. True
b. False
ANSWER: False
13. Judges are the only actors in the criminal justice system who have discretion.
a. True
b. False
ANSWER: False
14. Criminal justice agencies are self-sufficient; which means they generate their own funding and are not dependent on
outside financial sources.
a. True
b. False
ANSWER: False
15. The police are thought of as the “front line” in controlling crime.
a. True
b. False
ANSWER: True
16. The filtering process refers to the authority to make decisions based on one’s own judgment.
a. True
b. False
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17. A police officer who is providing emergency first aid after an automobile accident is engaging in the duty of “keeping
the peace.”
a. True
b. False
ANSWER: False
18. Nearly seventy percent of convicted offenders are supervised in the community.
a. True
b. False
ANSWER: True
19. Charging of an offender typically takes place between initial appearance and arraignment.
a. True
b. False
ANSWER: False
20. The majority of cases in the American criminal justice system will proceed to trial.
a. True
b. False
ANSWER: False
21. The most publicized criminal cases make up the bottom layer of the criminal justice wedding cake.
a. True
b. False
ANSWER: False
23. In the United States, minorities are more likely to be incarcerated than members of the majority.
a. True
b. False
ANSWER: True
24. There is no evidence of racism in the operation of the criminal justice system.
a. True
b. False
ANSWER: False
25. A goal of the criminal justice system is media exploitation of crime for ratings.
a. True
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26. The Department of Homeland Security was created after the terrorist attacks on September 11, 2001.
a. True
b. False
ANSWER: True
27. Disparity refers to the authority to make decisions without reference to specific rules or facts, and relying on one's
own judgment.
a. True
b. False
ANSWER: False
28. Discretion refers to the authority to make decisions without reference to specific rules or facts, relying on one's own
judgment.
a. True
b. False
ANSWER: True
29. An arrest is said to have occurred when a suspect is physically taken into custody.
a. True
b. False
ANSWER: True
30. The reading of a suspect's Miranda warnings occurs during the initial hearing.
a. True
b. False
ANSWER: False
31. Federal sentencing guidelines punish individuals for possession of or trafficking in crack cocaine more harshly than
users of powder cocaine.
a. True
b. False
ANSWER: True
32. Evidence-based practices are those policies developed through guidance from research studies that demonstrate which
approaches are most useful and cost effective.
a. True
b. False
ANSWER: True
33. Mala prohibita are offenses that are prohibited by law, but not necessarily wrong in themselves.
a. True
b. False
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Name: Class: Date:
34. Subsystems are the interdependent parts within the larger system.
a. True
b. False
ANSWER: True
35. Anyone in the United States, regardless of status or circumstance, may be drawn into the criminal justice system.
a. True
b. False
ANSWER: True
37. Adjudication refers to the process of determining whether the defendant is guilty.
a. True
b. False
ANSWER: True
38. The crime control model is more concerned with those who have been wrongly accused than is the due process model.
a. True
b. False
ANSWER: False
Multiple Choice
39. According to Cole and Smith, which of the following is not a goal of the criminal justice system?
a. Doing justice
b. Controlling crime
c. Preventing crime
d. Expanding the power of the police
e. All of these are goals of the criminal justice system.
ANSWER: d
40. Offenses that are considered wrong by their very nature are traditionally referred to as:
a. felonies.
b. mala in se.
c. mala prohibita.
d. heinous.
e. natural crimes.
ANSWER: b
42. ______ are actions which violate laws defining those socially harmful behaviors subject to the government’s power to
impose punishments.
a. Crimes
b. Mores
c. Morals
d. Misdemeanors
e. Civil infractions
ANSWER: a
43. Ensuring that the defendant receives a fair trial would satisfy which goal of criminal justice?
a. Arbitration
b. Civility
c. Doing justice
d. Controlling crime
e. Preventing crime
ANSWER: c
44. According to Cole and Smith, the goal of criminal justice that concerns the processes of arresting, prosecuting,
convicting, and punishing those who disobey the law is referred to as:
a. controlling crime
b. doing justice
c. arbitrating crime
d. preventing crime
e. developing legal parameters
ANSWER: a
45. In the American system of federalism, which level of government is solely responsible for the administration of
criminal justice?
a. City governments
b. City and county partnerships
c. State governments
d. Federal government
e. No single level of government is solely responsible
ANSWER: e
46. What specific powers does the U.S. Constitution give to a national police force?
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47. Which of the following is a criminal activity that the federal government does not have the power to regulate?
a. Terrorism
b. Internet-based child pornography
c. Interstate gang-related crimes
d. Banking-related crimes
e. Speeding on Interstate highways
ANSWER: e
49. What federal enforcement agency was created as a direct result of the World Trade Center and Pentagon attacks in
2001?
a. Immigration and Naturalization Service
b. Department of Homeland Security
c. Federal Aviation Administration
d. Federal Emergency Management Agency
e. U.S. Border Patrol
ANSWER: b
50. The Constitution creates two separate justice systems in the United States.
a. Local and county.
b. County and state.
c. State and federal.
d. Federal and international.
e. Local and federal.
ANSWER: c
51. The U.S. Constitution provided which level of government with broad national police powers?
a. The federal government
b. State governments
53. A key concept in the criminal justice process, involving the mutual transfer of resources among individual actors, is
known as a/an:
a. exchange.
b. referral.
c. system.
d. discretion.
e. disparity.
ANSWER: a
54. Which of the following terms refers to the authority to make decisions without reference to specific rules or facts,
relying on one's own judgment?
a. Exchange
b. Due process
c. System
d. Discretion
e. Disparity
ANSWER: d
55. What proportion of criminal justice employees in the United States work at the federal level?
a. Less than 1 percent
b. 10 percent
c. One-third
d. Two-thirds
e. Over 90 percent
ANSWER: c
56. Which of the following is not a characteristic of the criminal justice system?
a. Discretion
b. Resource dependence
c. Filtering
d. Sequential tasks
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57. Which of the following is an established argument in favor of discretion in the criminal justice system?
a. Some state constitutions require discretion.
b. Discretion is noncontroversial.
c. Discretion is almost always effective.
d. It is impossible for any law to be fairly enforced.
e. Discretion is needed because the system lacks the resources to treat every case the same way.
ANSWER: e
58. Which of the following is an appropriate duty and use of police resources?
a. Educating the public about crime
b. Preventing crime
c. Helping give emergency medical assistance
d. Helping people who have been locked out of their homes
e. All of the above are appropriate duties and uses of police resources
ANSWER: e
59. Which of the following ultimately happens to most defendants whose charges are not dropped?
a. They go to trial.
b. They plead guilty.
c. They are found innocent.
d. They are found not guilty by reason of insanity.
e. They are acquitted.
ANSWER: b
60. The criminal justice agency on the “front line” in controlling crime is/are:
a. citizens.
b. police.
c. courts.
d. corrections.
e. parole officers.
ANSWER: b
61. The number of employees that work in state and local criminal justice agencies is:
a. under 50,000
b. approximately 100,000
c. approximately 500,000
d. over one million
e. fluctuates too much to get an accurate count
ANSWER: d
64. Which of the following is an example of the police providing social services?
a. Intervening in violent domestic disputes
b. Arresting persons dangerous to the community
c. Checking warrants in traffic stops
d. Providing first aid to a car accident victim
e. All of the above are examples of police providing social services
ANSWER: d
68. Which of the following is not a process that takes place at the initial appearance?
a. Miranda warnings are given.
b. The suspect is given formal notice of the charge for which he/she is being held.
c. Bail is set by the judge.
d. The judge will consider whether to proceed with the case or dismiss it.
e. The judge may consider whether to hold the defendant without bail
ANSWER: a
69. When does plea bargaining take place in the decision-making process?
a. At the time of arrest
b. Before a warrant is issued
c. At the initial appearance
d. Before sentence is imposed
e. At any time in the criminal justice process
ANSWER: e
70. At the ____________________, suspects are informed of the charges against them and advised of their rights.
a. arraignment
b. trial
c. preliminary hearing
d. prison
e. plea bargain
ANSWER: c
72. Which of the following refers to a serious crime, usually carrying a penalty of incarceration for more than one year?
a. Indictment
b. Misdemeanor
c. Felony
d. Civil infractions
e. Traffic violations
ANSWER: c
74. Most homicide cases in the United States would fall into which category of the wedding cake model?
a. Layer 1
b. Layer 2
c. Layer 3
d. Layer 4
e. Local crimes are not included
ANSWER: b
75. Which model of criminal justice is more like an “obstacle course” than an assembly-line?
a. The crime control model
b. The diversion model
c. The due process model
d. The institutional model
e. The misdemeanor model
ANSWER: c
76. Which of the following is not a primary emphasis of Packer’s crime control model of criminal justice?
a. Efficiency
b. Speed
c. Finality
d. Capacity to adjudicate a high proportion of offenders
e. Ensure that offender rights are secured
ANSWER: e
77. Which of the following is not an element of Packer’s due process model of criminal justice?
a. The adversarial process
b. Rights of defendants
c. Conviction rate of criminal prosecutions
d. Formal decision-making procedures
e. Decisions based on reliable information
ANSWER: c
79. The fact that federal sentencing guidelines punish users of crack cocaine more harshly than possession of or
trafficking in powder cocaine is used by Cole and Smith as an example of which of the following?
a. That unequal status in society can shape criminal justice policy
b. That crack cocaine is more harmful to society than powder cocaine
c. That few people are arrested for using powder cocaine
d. That the effects of powder cocaine are not as strong as crack cocaine
e. That federal sentencing guidelines are very sophisticated and accurate in their application of each offense
ANSWER: a
80. In the 40 most populous counties in the United States, the percentage of juvenile felony defendants who are African-
American is about ______ percent.
a. 10
b. 20
c. 40
d. 60
e. 90
ANSWER: d
81. How does the incarceration rate for African American males compare to that of the white majority?
a. Compared to the overall population in the United States, African Americans make up a much smaller ratio of
the prison population
b. African American males are sent to prison and jail at a rate six times greater than that of whites
c. There is no discernible difference in incarceration rates based on race
d. African Americans are incarcerated at a rate much higher than whites but much lower than Hispanics
e. Based on race, white and Hispanic males are more likely to be incarcerated than are African American males
ANSWER: b
82. Policies based on studies demonstrating those approaches that are most useful and cost effective are called:
a. intelligence policing.
b. the crime control approach.
c. filtering.
d. evidence-based practices.
e. resource allocated practices.
ANSWER: d
85. The parts of the criminal justice system include all of the following except:
a. courts.
b. police.
c. corrections.
d. criminals.
e. none of the above.
ANSWER: d
88. An example of a crime which would not be considered a mala prohibita offense would be:
a. prostitution.
b. gambling.
c. drug use.
d. rape.
e. all of these would be considered mala prohibita offenses.
ANSWER: d
90. One of the primary rationales behind the creation of the Department of Homeland Security was to:
a. consolidate border security, intelligence, and emergency response functions.
b. distribute power to first-responder agencies.
c. enhance the powers of the Central Intelligence Agency at the expense of the FBI.
d. create greater state and local cooperation with Interpol.
e. consolidate state-level police and emergency response powers.
ANSWER: a
92. Assuming a suspect was found guilty and sentenced to prison, the last step in the criminal justice decision-making
process would be:
a. corrections.
b. release.
c. indictment.
d. adjudication.
e. appeal.
ANSWER: b
94. The physically taking of a person into custody on the grounds that there is reason to believe he or she has committed a
criminal offense is known as a(n):
a. investigation.
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95. Differential treatment of individuals or groups based on race, ethnicity, gender, sexual orientation, or
economic status, instead of on their behavior or qualifications is the definition of:
a. disparity.
b. discrimination.
c. discretion.
d. racism.
e. differential treatment.
ANSWER: b
Completion
96. Offenses that are wrong by their very nature are called ______________ offenses.
ANSWER: mala in se
97. __________ offenses are prohibited by law but are not wrong in themselves.
ANSWER: Mala prohibita
99. ___________ are actions that violate laws defining which socially harmful behaviors will be subject to the
government’s power to impose punishments.
ANSWER: Crimes
100. A system of government in which power is divided between a central (national) government and regional (state)
government is called ______________________.
ANSWER: federalism
101. In the United States the vast majority of crimes are defined by __________ laws.
ANSWER: state
102. The mutual transfer of resources between individual actors is known as an _____________.
ANSWER: exchange
103. A/an ___________ is a complex whole consisting of interdependent parts whose actions are directed toward goals
and are influenced by the environment within which they function.
ANSWER: system
104. Because the United States has no Constitutional provision for a national police force, it creates a ________ criminal
justice system with dispersed powers.
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106. The procedure by which an administrative record is made of an arrest is called ________.
ANSWER: booking
107. A/an _________ occurs when the police gather the facts associated with a criminal act.
ANSWER: investigation
108. Youthful offenders and offenders convicted of minor violations are most likely to be sentenced to
____________________.
ANSWER: probation
109. ____________________ are serious crimes punishable by more than one year of incarceration.
ANSWER: Felonies
110. ____________________________ is the criminal procedure in which the suspect is brought before a judge in order
to formally review the charges and determine bail.
ANSWER: Initial appearance
111. The criminal procedure in which the defendant appears in court to hear the indictment read by a judge and to enter a
plea is called ___________________.
ANSWER: arraignment
112. A document stating that the grand jury has charged an individual with a specific crime is known as a(n)
____________________.
ANSWER: indictment
113. The ____________________ model of the criminal justice system emphasizes individual freedom and rights.
ANSWER: due process
114. “Celebrated cases” are at layer __________of the criminal justice wedding cake model of criminal justice.
ANSWER: 1
one
115. Packer’s model of the criminal justice system which stresses efficiency, speed, finality, and disposition of crimes is
called the ____________________.
ANSWER: crime control model
116. Packer’s model of the criminal justice system which stresses the adversarial process, the rights of defendants, and
formal decision-making procedures is called the __________________________.
ANSWER: due process model
117. Differential treatment based on race, class or gender, without regard to behavior or qualifications, is known as
____________________.
ANSWER: discrimination
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118. African American males are sent to jails and prisons at a rate of ____ times greater than that of whites.
ANSWER: six
6
119. Policies developed through guidance from research studies that demonstrate which approaches are most useful and
cost effective for advancing desired goals are called __________ practices.
ANSWER: evidence-based
120. Evidence-based practices are designed to advance the ____ of the criminal justice system.
ANSWER: goals
121. _______ are the interdependent parts within the larger system.
ANSWER: Subsystems
122. _______ is a screening operation by which some cases advance and others do not.
ANSWER: Filtering
123. _______ is the authority to make decisions without reference to specific rules.
ANSWER: Discretion
124. A difference between groups that may be explained either by legitimate factors or by discrimination is known as
_____________.
ANSWER: disparity
Officer Jeff McNair arrived at the scene of a robbery in progress. Upon arrival, he meets with the victim who states that
an armed intruder had entered his home wearing a ski mask and demanding money. The victim stated that the intruder
then fled on foot through the back door prior to the officer’s arrival. The suspect is later found and the criminal justice
system quickly and efficiently disposes of the case.
125. Officer McNair is determined to be the first officer on the scene. His arrival establishes what part of the decision
making process?
a. Investigation
b. Arrest
c. Initial appearance
d. Charging
e. Indictment
ANSWER: a
126. Officer McNair is forced to make several decisions regarding this case. Should he take a report, should he actively
look for the intruder, or should he interview witnesses? Determining what is the best solution to the problem is an
important component to an officer’s job. This is often referred to as:
a. adjudication.
b. information.
c. booking.
d. discretion.
e. criminal justice system goals.
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127. Officer McNair locates the suspect approximately two blocks from the victim’s location. The suspect is immediately
arrested and is awaiting trial in jail. Soon after his arrest, he goes before a judge. The suspect currently finds himself
in what step of the decision making process?
a. Investigation
b. Arrest
c. Initial appearance
d. Charging
e. Trial
ANSWER: c
128. The intruder has been arrested and the presiding judge is the only person who can now accept or reject the
defendant’s:
a. plea bargain.
b. case.
c. indictment.
d. demand for parole.
e. charges.
ANSWER: a
129. The entire situation, from the intruder's presence, to Officer McNair's arrival, to the apprehensin and processing of
the suspect, reflects most closely which of Packer's model?
a. Due process
b. Crime control
c. Evidence-based policing
d. Social control
e. Crime prevention
ANSWER: b
Dominic Allen, an African American and renowned neurosurgeon, was driving 10 miles over the speed limit in the
newest model Lexus LS when an officer pulled him over near his home in an upscale section of the city. The officer
immediately asked Mr. Allen what was someone like him doing in the given location in such a vehicle?
130. Given the preface, Mr. Allen was likely a victim of ____ by the officer who pulled him over.
a. prejudice
b. racial profiling
c. disparity
d. discrimination
e. negative discretion
ANSWER: b
131. Mr. Allen immediately asked the officer why he was stopped. The officer responded by stating that Mr. Allen was
speeding and deserved the ticket. This is an example of:
a. prejudice.
b. racial profiling.
c. disparity.
d. discrimination.
e. enforcement.
ANSWER: e
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132. Actions such as those committed by such officers and various departments may be responsible for what is often
referred to as:
a. prejudice.
b. racial profiling.
c. disparity.
d. discrimination.
e. none of these.
ANSWER: c
133. The officer decided to give Mr. Allen a warning this time, emphasizing the need for caution while driving at night in
a residential neighborhood. This is an example of the officer exercising:
a. discretion.
b. filtering.
c. disparity.
d. due process.
e. enforcement.
ANSWER: a
Rufus Alcott is suspected of selling illegal drugs in the neighborhood where he lives. He unwittingly sells illegal drugs to
an undercover officer and is subsequently arrested and charged with a felony. While Rufus awaits trial in the county jail,
he is visited by his court-appointed public defender.
134. Providing an attorney free of charge to Rufus satisfies which goal of the criminal justice system?
a. Preventing crime
b. Doing justice
c. Applying evidence-based policing
d. Controlling crime
e. None of the above
ANSWER: b
135. While Rufus sits in jail, he is unable to sell illegal drugs in his neighborhood, which meets the criminal justice goal
of:
a. preventing crime
b. doing justice
c. applying evidence-based policing
d. controlling crime
e. none of the above
ANSWER: d
136. Given the circumstances of Rufus's arrest, if he is found guilty, he will likely serve his sentence in which level of
government's prison?
a. State
b. City
c. Federal
d. County
e. National
ANSWER: a
138. The saga of Rufus Alcott's involvement with the criminal justice system began at which layer of the wedding cake
model?
a. Layer 1
b. Layer 2
c. Layer 3
d. Layer 4
e. Layer 5
ANSWER: Layer 3
Essay
139. According to Cole and Smith, the criminal justice system operates toward three primary goals. Identify and describe
these goals.
ANSWER: Responses will vary
140. The U.S. criminal justice system operates under the concept of “federalism.” Describe the concept of federalism, and
discuss one key difference between state and federal criminal justice systems.
ANSWER: Responses will vary
141. Describe how the structure and organization of the criminal justice system, especially at the federal level, has
changed since the 2001 terrorist attacks on the World Trade Center and Pentagon. What major agency was formed at the
federal level and what is the agency’s role?
ANSWER: Responses will vary
142. Review the concepts of system and exchange in describing the criminal justice system. Explain how plea bargaining
benefits the system, and how it demonstrates the exchange relationships in the criminal justice system.
ANSWER: Responses will vary
143. Discuss the use of discretion in the criminal justice system. What are some arguments that are used to justify its use?
ANSWER: Responses will vary
144. The flow of the criminal justice system is often described as a funnel or filtering process. How does this system filter
crimes and cases reported to police? In what ways may cases exit this system?
ANSWER: Responses will vary
145. Discuss the three main components of the American criminal justice system and the functions they serve.
ANSWER: Responses will vary
146. Police are a highly visible component of the criminal justice system. Describe the four major duties that police
agencies exercise in the United States.
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147. Imagine you are a legislator in your home state. What policies would you suggest to reduce disparate incarceration
rates for minorities in the criminal justice system?
ANSWER: Responses will vary
148. What is the difference between disparity and discrimination? If someone asked you to provide evidence that
discrimination exists in the American criminal justice system, what would you say? Be sure to explain how this differs
from simple disparity.
ANSWER: Responses will vary
149. Explain what is meant by evidence-based practices and how they may assist the police.
ANSWER: Responses will vary
150. What role does the Fourteenth Amendment play in preventing disparity by the criminal justice system?
ANSWER: Responses will vary
151. What factors have caused the expansion of federal laws and involvement in criminal justice?
ANSWER: Responses will vary
152. What are the major characteristics of the criminal justice system?
ANSWER: Responses will vary
154. What are the main features of the crime control and due process models?
ANSWER: Responses will vary
[Contents]
PART I
Now, the king had three sons. One day the eldest son came into his
father’s presence, kissed the ground, then arose and stood before
him.
“My father,” was the answer, “thou knowest that the precious apples
should be ripe upon the morrow. To-night I would keep watch in the
garden and kill the genie.”
Thereupon the prince took a bow in his hand and hid himself in the
garden. At midnight there was a terrific earthquake, followed by a
black cloud, out of which the genie emerged and walked toward the
tree upon which hung the precious fruit. At sight of him the affrighted
prince forgot his determination and ran to the palace for safety. The
genie plucked the apples and carried them away.
In the morning the king sent for the prince and inquired if he had
accomplished his purpose.
When a year had passed the second son asked that he be allowed
to kill the monster. His ill fortune was like unto that of his brother. At
the end of another year the youngest prince came into his father’s
presence.
“If your majesty only consent,” he pleaded, “I will go and kill this evil
creature who trespasses upon your private grounds.”
But the king was loath to let his favorite son rush into danger, and
demurred, saying: “If thy brothers [20]could not accomplish this
hazardous undertaking how canst thou hope to do it? Alas! thou wilt
surely perish.”
“By the power of Allah!” cried the young prince as he threw the
poisoned arrow. It passed through all the seven heads of the
monster, who, uttering a cry that made the earth to tremble, sank
upon the ground.
The prince gathered the apples, ran with them to his father, and told
what he had done.
“Brave art thou, my son!” cried the king. “I perceive that thou hast
great courage.”
But the prince was not content. Kissing the ground before his father,
he asked permission to remove the body of the genie from off the
face of the earth. And, although the king had grave fears for his
son’s safety, he was persuaded to yield consent. [21]
[Contents]
PART II
Very early upon the following morning the prince, taking his two elder
brothers with him, entered the royal garden. A strange sight met their
eyes. The body of the genie had turned to blood and was flowing
away in a stream.
The young prince, fearing that this boded mischief to the kingdom of
his father, determined to follow the course of the stream. After
walking for several days the princes found that it came to an end at
the mouth of a well.
Now, the well was covered with an immense stone, which the two
elder brothers tried in vain to remove. As soon, however, as the
youngest had touched it with his finger, they lifted it without difficulty.
This youngest, then, desired to descend at once and kill the dragon.
But the eldest detained him, saying, “It is not for thee to do this while
I, the eldest, am here.”
So they tied a rope around the waist of the eldest and began to let
him down into the well. But he was scarcely inside when he cried:
“Alas! I am burning. Pull me out, quickly!” [22]
The others drew him out and tied the rope around the second
prince’s waist. But he had no more than entered the mouth of the
well when he, also, called out. “Alas! I freeze!” were his words. “Pull
me up!”
The youngest prince then said to his brothers: “It surely is permitted
me to try. But should I cry, ‘I burn!’ or ‘I freeze!’ you shall pay no
heed; but hasten the more to let me down.”
The others agreed to this. And when the youth called out that he was
burning or freezing, they gave out more rope. After some time the
bottom was reached by the brave young prince, who freed himself
from the rope and began to walk through a long hall which stretched
before him.
The maiden, although she loved him, gave the desired direction,
because she saw that Allah must have led him thither.
When the prince entered the door pointed out to him—what should
he see! A genie who was like a minaret for height, and so huge that
a common knight must lose his senses at the mere sight of him.
“My prince, do thou go first and I surely will follow. Verily, I fear that
thy brothers, seeing me, will be envious and leave thee in the well.”
But the prince would not listen. He scorned to leave his beloved one
in the gloomy prison. So the maiden, sad at heart, gave him three
hairs from her head, saying: “If it chance that they cut the rope which
holds thee, instantly rub these hairs. Two sheep will appear at the
foot of the well. If thou fallest upon the white one, thou wilt come,
instantly, out upon the face of the earth. But, alas! shouldst thou
strike upon the black one, he will carry thee seven leagues farther
under the earth.”
The prince placed the hairs in his bosom, parted tenderly with his
beloved, then calling out that she was his own portion, sent the
maiden to the top.
We will now return to the wicked brothers, who conveyed the three
maidens directly to their father’s palace. Upon entering the king’s
presence they wept and cried: “Alas, father! The Genie of the Well
has destroyed our little brother! But we have rescued these three
maidens.”
When the king heard these words he wept bitter tears and
commanded that there be very great mourning for his youngest son.
[Contents]
PART III
THE DRAGON OF THE FOUNTAIN
Destiny, having carried him seven leagues under the earth, surprised
him still further, by showing him there, another world. He walked until
evening, when he reached a city and knocked at the first door. [26]It
was opened by an aged woman, who asked what he desired.
“Ah, my son,” was her reply, “I have no place to sleep myself. How,
then, can I harbor thee?”
“How is this, mother, that you offer me such as this with which to
quench my thirst?”
Thereupon the old woman made answer: “O, my son! The water of
this country is cut off by a huge dragon, who demands every year
that a maiden be given to him. During the time that he is tearing her
into pieces and eating her, water flows from the spring which
supplies this city. At other times we have none. So thou canst see
how we suffer. Just now we are hard pressed, because it is the end
of the year. To-morrow they will give the king’s daughter to the
dragon. Haply, that sacrifice may suffice for all time. And if they do
not give her, Allah have mercy! We must all perish!” [27]
When the brave young prince heard this he became lost in thought.
Very early the next morning he found his way to the fountain, where
were great multitudes of people, each with jugs in their hands.
Presently slaves appeared leading the king’s daughter, who was
dressed in red garments richly adorned. When they had led her to
the brink of the fountain they left her there. It was near the time
appointed for the appearance of the monster, and the poor young
princess was weeping bitterly.
At this pitiable sight the spirit of the young prince became heavy with
sorrow. He made a great decision that he would endeavor to rescue
the sufferer. Approaching her, he said:
“Fair princess, get thou behind me. Hold fast to me, and have no
fear!”
The maiden obeyed gladly. The prince then bent his bow and stood
in readiness. Very shortly there appeared in the west a seven-
headed dragon. Fire flashed from his mouth and nostrils. The earth
trembled as he approached. “Aha!” he cried. “Hitherto hath my
portion been one. Now has it become two.” And from half an hour’s
distance he tried to draw the prince and the young maiden to him.
But the prince, bracing his feet, stood firmly; and, although the
dragon used such force that, had they [28]been a mountain, it must
have come to his mouth, he could not move them. He came nearer
and tried again.
Then the prince took a firmer stand and cried, “Bismillah! Through
the power of Allah!” and let fly an arrow which entered the open
mouth of the fiend and came through his neck. He leaped three
times, then fell with such force as to raise a great cloud of earth
about him. So much blood ran from his mouth and nose that the
water was hidden quite. But after a few minutes it was washed away,
and the water became clearer than it had been before.
The maiden secretly dipped her finger in the blood of the dragon and
made a mark upon the back of her deliverer. Then, the cloud being
so dense that neither her departure nor that of the prince was visible,
she hastened to the palace.
When the king saw that his daughter was still living he was afraid,
and began to upbraid her. She acquitted herself by telling the
circumstances of her deliverance and assuring her father that her
promise had not been broken. The king could not believe the great
good fortune. He went, himself, to see the dead dragon, which was
so awful in its proportions as to make the spectator lose his senses.
Then the king, being exceedingly desirous of rewarding [29]their
rescuer, asked his daughter whether she could surely recognize him.
The princess insisted that she would be able to do this, whereupon
the king sent out criers, commanding that all the inhabitants of the
country, between the ages of one and seventy, should pass before
the palace.
Let us return to the prince. After having freed the land from the cruel
curse of the dragon, he returned to the house of the old woman and
sat down in his chamber. But the woman rebuked him for
disregarding the decree of the king, and bade him go to the palace.
[Contents]
PART IV
The prince was very sad. He longed for his home; for his father, the
king; for his princess, who was like the full moon for beauty. He was
vexed with the cruelty of his two brothers, against whom he had
done no harm. Upon the next day he took his bow and went to the
mountains. As the day was warm, he sat down under a tree and fell
asleep.
Now, it chanced that in this very tree was the brood of an emerald
roc, to which the mother-bird brought food once each year. This day
chanced to be the very one upon which she was to come. While the
prince was sleeping, an immense snake began to climb the tree. The
screams of the young birds wakening the prince, he sprang up,
discovered the snake, and straightway nailed it to the tree with an
arrow. Again he lay down and slept.
Presently the mother-bird appeared in the sky, saw the prince, and,
fearing that he had killed her young ones, was about to fall upon him,
when the little ones cried out, “Mother, mother! this sleeping
[31]prince has rescued us from our mortal enemy, the Great Black
Snake.” And, verily, there was the snake, still hanging from the tree.
The great bird descended softly, sat down beside the prince, and
spread one wing to shield him from the rays of the sun. After a little
the prince awoke, and thought that a tent had been spread above
him. When the grateful bird knew that he had wakened she bade him
ask from her any favor that he desired. The prince requested to be
taken to the surface of the earth.
Upon this the prince went to the king and requested that he be given,
graciously, forty sheep and forty casks of wine. These were carried
to the bird, who placed the sheep on one wing, the wine upon the
other; the prince mounted her back, and immediately the journey
was undertaken.
The prince supplied the great bird with food and [32]drink, according
to her direction, until there came a day when she said “Hah!” and
there was no meat to give her. The command was repeated. The
prince hastily cut off the calf of his leg and gave it to her. The bird,
perceiving that it was human flesh, put it in a corner of her mouth
and would not eat it. Shortly after this they arrived at the mouth of
the well; whereupon the bird said, “My prince, we have reached the
face of the earth. Go, now. And may Allah be with thee!”
But the prince could not walk, because of his leg. And as he did not
wish to reveal this to the roc he answered, “Do thou depart first, I
pray thee; then will I go.”
The bird knew the reason for this answer, and, taking the piece of
flesh from her mouth, she replaced it in such marvelous manner that
the leg was better than before.
The prince then bade the bird good-bye. And with that he found
himself in his own country. Before he should be recognized, he
secured a tight cap of skin, which gave him the appearance of
baldness. It was more than this. There were upon the cap certain
marks which gave an impression that the wearer was suffering from
a disease of the scalp. This was so designed that no one would
approach too near the person of the prince and thus discover [33]him.
He then changed garments with a shepherd, and in this garb went
directly to the pleasure garden of his father, where he asked the
gardener to take him as an assistant.
The gardener refused; but the pleadings of the youth finally forced
him to consent. After a few days the gardener gathered a great
bunch of roses and went away, leaving the pleasure garden in
charge of his seemingly faithful assistant.
[Contents]
PART V
THE MAGIC HAIRS
No sooner was the gardener gone than the prince took the hairs
given him by the princess and rubbed them together. Immediately a
slave appeared and asked, “What are thy commands, O prince?”
In another moment the slave brought all that had been commanded,
and assisted the young man to dress and mount his horse. After this
the prince rode all about the garden, trampling upon and destroying
the plants. As he rode he glanced toward the palace and rejoiced to
see that the three princesses were there and that he was recognized
by them. He then gave the horse, clothes, and [34]weapons to the
slave and retired to a corner of the garden.
After a few days the gardener again went away, and left the boy in
charge of the place. The second time he called for a horse,
destroyed many things which had escaped before, then sat down
and awaited the return of the gardener. The maidens had fully
recognized him this time. They rejoiced that the good prince had
returned to the face of the earth, but, not knowing his plans, they
bided his time and said nothing.
Now, the prince was desirous of learning about the affairs of the
kingdom. He had found that his brothers had not the courage to
challenge one who appeared and behaved disrespectfully unto their
father, the king. He went therefore to a jeweler and requested to be
taken as an apprentice. The jeweler had no need of an assistant, but
as the lad asked that he be permitted even to carry his coals, he was
accepted.
Now, when the maidens had been brought unto the palace the king
commanded that the first two prepare for their wedding. They,
however, begged to be allowed forty days in which to prepare. When
they had recognized the good prince they hoped for release, and, to
assure themselves that he was upon the earth continually, they
asked many things which none but he would have power to grant.
One wanted a golden shuttle and a golden needle which would make
lace without hands. The second asked for a golden tray, upon which
must be a golden hen with forty golden chickens and all eating
golden grains of barley. The third demanded a golden tray around
which a golden rabbit and a golden hare were chasing each other.
Now, the wicked princes, believing that they had destroyed their
brother, desired that the people might become dissatisfied with their
father’s rule; [36]so they pressed him to fulfill the requests of the
princesses. The king did according to their desire; for he was very
sad at heart and had no wish to live longer. Therefore he summoned
all the jewelers of his kingdom and commanded that they execute
the three orders. The jewelers, after consulting together, begged that
they be granted forty days of grace. This request was granted by the
king, who threatened certain death to all of them if, upon the fortieth
day, his demands were not fulfilled. Thereupon, very much cast
down in spirit, the jewelers were permitted to return to their homes.
The apprentice prince, seeing his master in this state, asked the
cause of his anxiety. The master answered him roughly; but, as the
youth persisted, he replied that the king’s sons had rescued three
princesses, each of whom demanded a special article made of gold,
before the two who were designed for them in marriage would
consent to the nuptials. When asked to describe the articles, and
after he had done so, the apprentice cried: “My master, I thought it
had been some impossible thing that was required of thee. Trouble
thyself no longer. Furnish me with a bag of nuts for food, another of
raisins, and with forty candles. Thou shalt have these curious articles
upon the morning of the fortieth day. Fear not!” [37]
“Since the boy craves nuts and raisins,” said the master to himself, “I
will permit him to have them. For myself, I shall need nothing long.”
The prince shut himself into a room, ate the nuts and raisins, burned
his candles, and enjoyed himself. He was learning much about the
kingdom and his brothers. Upon the fortieth night he rubbed the
magic hairs which the maiden had given him, and commanded the
slave, who appeared, to bring the articles demanded by the three
princesses. They were brought and placed within a carved casket
which stood in the room.
With trembling hands the master opened the casket, and was so
overpowered at what he saw that he fell upon the apprentice’s neck
in a swoon. When he had revived, he hastened to the palace and
spread the precious creations before the king. Then were the three
maidens very happy, for they knew that the good prince was not only
upon the face of the earth, but that he possessed great power.
When the jeweler returned to the shop he was grieved because the
apprentice requested his freedom, and would not be persuaded to
remain. [38]“Have I not saved thy life and the lives of thy fellow
craftsmen? And wilt thou refuse me freedom?” asked the young
man. So the jeweler permitted him to depart.
Then the prince went directly to the shop of a tailor, and again asked
that he might serve an apprenticeship; and, although the tailor had
no need of help, he refused to be turned away. This he did because
he had heard of another request made by the maidens. They desired
to gain more time and had asked for three robes, which had not
been cut with scissors, nor sewn by needles; and each of which
should be brought them in a filbert shell.
The king felt that he was in the power of some strange evil. At the
urgent request of his sons he summoned the tailors of the kingdom
and gave them the command. Now, the tailors had trembled greatly
when they learned what had been required of the jewelers. They felt
assured that not one of them could fulfill the imperial order;
nevertheless, since they wished to live as long as possible, they
asked for forty days in which to prepare the three robes. “Very well,”
replied their sovereign, “but if my command is not obeyed, upon the
forty-first day you all shall lose your heads.”
So the tailor left him alone in the shop. The prince then summoned
the slave of the magic hairs and commanded that a tall black horse,
a set of javelins, and a black suit of clothes be brought him. This was
done immediately. The prince cast off his hateful headdress, arrayed
himself in the handsome clothing, mounted his horse, and rode to
the place of tournament, where the eldest son of the king was
playing. It was easy to recognize his brother. Riding directly to him,
the newcomer challenged to single combat, and, with a wonderful
throw, so wounded him in the arm that he fell off his horse. In the
confusion which followed, the victor returned to the shop of the tailor,
gave back the horse, the javelins, and the clothing, sent the slave to
his place under the earth, and sat down to await the coming of his
master.
When the tailor appeared he cried: “O, my son! It is well that thou
didst not go with me to-day.” Then he sat down and related all that
had passed. But, during the relation, the prince learned that there
was a great uprising planned against the king, and that the son of
the grand vizier was to murder [41]the two princes and take the
throne. This had all come about through the restlessness of the
people, which had been caused by the long unkindness of the king’s
sons.
The next day, when the second son of the king was to rule the
tournament, the tailor again took his departure. His apprentice
instantly summoned the slave of the magic hairs, and ordered a
yellow horse, a suit made from cloth of gold, and a set of gold-
mounted javelins. When these were furnished him he rode to the
place of tournament, and dismounted his second brother by
wounding him in the leg; after which he returned quickly to the shop,
resumed his former appearance, and sat down to await the coming
of his master. When the tailor returned, and related the events of the
day, the apprentice praised Allah that he had not accompanied him.
Now, upon the third day was the son of the grand vizier to rule the
exhibition of skill. So the prince was exceedingly anxious to see his
master depart. When the tailor was once out of sight, a white horse
and a silver-embroidered suit with silver-mounted javelins were
ordered from the slave of the magic hairs. When these arrived the
prince made haste to array himself and to depart, as before, to the
running ground. The grand vizier’s son was challenged, [42]and with
rare skill he was run through the heart and killed.
This time the victor did not disappear, as he had done upon each of
the previous days, but continued to ride about openly, until he was