Professional Documents
Culture Documents
ConsentEvaluationSchedule v10FNLforREC110316
ConsentEvaluationSchedule v10FNLforREC110316
net/publication/311440842
CITATIONS READS
0 3,048
14 authors, including:
All content following this page was uploaded by Caroline M Benjamin on 06 December 2016.
Authors
Caroline Benjamin1, Markella Boudioni1, Eliot Marston1, Antje Lindenmeyer1, Helen Ward1
Mark Caulfield2, Tom Fowler2, Anneke Lucassen2, Fiona Rennie2, Laura Riley2, Michael
Parker2, Vivienne Parry2, Ellen Thomas2
Alison Cranage3, Lisa Dinh3
1
Service Evaluation Project Team
2
Service Evaluation Steering Group
3
Genomics England support for the Evaluation
Contents
1 Title ..................................................................................................................................... 4
2 Aims .................................................................................................................................... 4
3 Shared purpose and scope of project ................................................................................ 4
4 Background to the 100,000 Genomes Project ................................................................... 5
5 Research questions ............................................................................................................. 7
6 Accountability and Governance ......................................................................................... 8
6.1 Membership of the Service Evaluation Steering Group ............................................. 8
7 Contractual Arrangements ............................................................................................... 10
8 Service Evaluation plan ..................................................................................................... 11
8.1 Wider stakeholders ................................................................................................... 12
8.2 Report distribution .................................................................................................... 12
9 Expected deliverables ....................................................................................................... 13
9.1 Timescale ................................................................................................................... 13
9.2 Outputs...................................................................................................................... 14
10 Methodology................................................................................................................. 15
10.1 Improvement methodology .................................................................................. 15
10.2 Wider conceptual frameworks .............................................................................. 15
10.3 Evaluation methodology........................................................................................ 16
11 Data and measures ....................................................................................................... 18
11.1 Activity 1 - Seeking opinion from patient and public involvement groups/leads
linked to NHS Genomic Medicine Centres........................................................................... 18
11.2 Activity 2 – Health professional feedback on consent process and ease of use of
the current participant documentation ............................................................................... 20
11.3 Activity 3 – 100,000 Genomes Project participants .............................................. 21
11.4 Synthesis and Final Research Project Report Presentation .................................. 23
11.5 Data management ................................................................................................. 23
12 Budget ........................................................................................................................... 25
13 Impact ........................................................................................................................... 25
14 References .................................................................................................................... 26
15 Appendices.................................................................................................................... 27
Appendix 1 - Index of materials (activity 1) ............................................................................. 27
2 Aims
1. To evaluate participant material (consent documentation)
2. To evaluate the consent discussion process
3. To provide evidence to inform development of consent materials and processes for
the NHS in this area
Consent documentation:
Any material produced by Genomics England to provide potential participants with
information about participation in the 100,000 Genomes Project (including all REC approved
materials) and also the consent forms used for the participant to provide evidence of
consent.
This is a national service evaluation to determine the facilitators and barriers related to
perceptions and processes in consent conversations in the initial stages of recruitment into
the 100,000 Genomes Project.
The main areas of topics for research enquiry are covered in the agreed 10 key focus areas
of this evaluation (see page 17).
Pending the outcome of the evaluation, the Service Evaluation Project Team may make
recommendations which could inform an amendment to the consent materials and improve
participant experience. Any proposed amendments to materials would be subject to a wider
stakeholder review and standard governance process. The development of new consent
materials, systems and processes is outside the scope of this proposal.
Healthcare professionals
What are health professionals’ perceptions of the reasons why participants decline
to participate in the 100,000 Genomes Project?
Are levels of confidence, specific areas of difficulty, or perception of integration into
future NHS services significantly associated with independent variables e.g.
professional group, NHS GMC region or arm of project?
Genomics England Clinical Interpretation Partnership (GeCIP) Ethics and Social Sciences
Domain
Professor Anneke Lucassen, Professor of Clinical Genetics, Wessex NHS GMC/Southampton
University (also a member of EAC)
Genomics England and NHS England will support communications with each NHS GMC,
including a statement that access to patients and recruiting staff for this evaluation project
at each local delivery partner site is covered by Genomics England’s NRES REC approval.
During the course of the service evaluation, the Service Evaluation Project Team will provide
the Service Evaluation Project Steering Group with bi-monthly updates as to progress and to
highlight any difficulties encountered. Caroline Benjamin will provide updates for the
Operational Management Group of the NWC NHS GMC to ensure local governance. A final
report with analysis from the Service Evaluation Project Team will be delivered via NWC NHS
GMC to Genomics England.
NRES REC
Genomics England
Steering Group
Project sponsor
Genomics England
Each group will be invited to provide feedback which will be analysed within a pre-defined
conceptual framework regarding their experiences of participating in or delivering the
100,000 Genomes Project. The aim being that views can be collated and any problems can
be resolved for the benefit of future participants, although re-design of the consent
materials is beyond the remit of this service evaluation.
Figure 2. Three stakeholder groups
Participants
Documentation
& Consent
Interaction
9.1 Timescale
The Gantt chart below (figure 3) details development work already performed and the
onwards plan.
GMC National Service Evaluation Project – Consent Process & Consent Documentation (07.07.15 to 31.09.16)
Q3 15 Q4 15 Q1 16 Q2 16 Q3 16
ID Task Name Start Finish
Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep
WP2- core project team meeting to jointly develop conceptual framework for
4 the evaluation and priority questions, followed by drafting of an evaluation 14/10/2015 14/10/2015
protocol.
WP2- Genomics England agrees final evaluation protocol and takes to REC
7 18/01/2016 03/03/2016
to confirm project status as service evaluation.
WP3 - Secure agreement from each NHS Trust and GMC who will participate
8 16/12/2015 14/02/2016
and data-sharing arrangements between the three universities.
WP3 - Develop instruments for data collection for all activities, pilot testing.
9 17/11/2015 18/01/2016
Discuss at 3rd core project team meeting January.
WP4 - National roll out – toolkit for data collection to all 11 GMCs 2 months –
10 01/04/2016 30/05/2016
activities; 1- PPI feedback, 2- Health professionals and 3 participants.
11 WP4 - Data analysis (all activities) and data synthesis (between activities). 01/04/2016 04/09/2016
Delivery schedule
The analysis and research project report production may extend into September 2016. This
project relies on the goodwill of all NHS GMCs and communication of the project by
Genomics England and NHS England is vital to its success.
9.2 Outputs
A project report will be provided to Genomics England which details a synthesis of the
results from each of the evaluation activities. This will allow comparison of views and
drafting of the evaluation team’s recommendations with regard to the scope of any changes
and additional materials/clarifications required.
Recommendations and suggested areas for improvement will be provided to Genomics
England in a final report.
Data will be collated and presented as identified barriers and facilitators related to
perceptions and processes in consent conversations in the initial stages of recruitment to
the 100,000 Genomes Project, from three differing perspectives; participants, the recruiting
health professional and the PPI opinions from the NHS GMCs.
Working with three different stakeholder groups will permit evaluation of the consent
experience in multiple geographic sites. Materials for data collection have been piloted and
field tested for face validity and were amended. It is anticipated that the materials will then
be used by all NHS GMC sites to feed data back to the Service Evaluation Project Team for
analysis and synthesis. Each site will have the option to include either or both rare disease
and cancer participants.
Genomics England has set out a phased framework for the evaluation and adaptation of the
consent documentation and process. Phase 1 is now complete and consisted of seeking
feedback from PPI leads and clinicians within the NHS GMCs as recruitment began. This has
resulted in various new REC-approved items of participant information materials, for
optional use, which aim to respond to (potential) participants’ different needs. These
include introductory summaries of the 100,000 Genomes Project or Prezis presenting PIS in
a more accessible way with voiceover and dynamic visual content. A video for potential
participants aimed at assisting the consent process is also currently being developed in
response to this feedback. These REC approved consent documentation and materials will
be evaluated in this project.
This evaluation (part of phase 2) will mainly consist of elements of process evaluation 13 with
some formative elements, e.g. asking participants their satisfaction with the consent
10 areas of focus
Project Documentation
1. Logical Flow
2. Complexity of project structure (complex project – consent material is complex)
3. Complexity and consistency of use of scientific/genomic terminology
4. Issues related to main findings, additional (opt in/opt out) & incidental findings
5. Data security (privacy) and data sharing (private companies) – Inc. impact on insurance
These three areas have been chosen for the focus group activity as the complexity of the
issues is best evaluated by qualitative data. However, the facilitators will remain open to
other themes/issues if they arise.
All focus groups and telephone interviews will be digitally recorded, subject to the
participants completing the written consent form. Recordings will be professionally
transcribed. Data derived will be grouped thematically within ten pre-existing key areas16
which have been identified from previous patient and public research concerning the
consent materials. Data will be analysed by Imperial College London and higher level themes
will be sent to UCLan; these data together with quantitative and qualitative data from the
other 2 activities will be synthesised to provide a report describing the identified barriers
and facilitators related to perceptions and processes in consent conversations in the initial
stages of recruitment into the 100,000 Genomes Project.
Appendix 1 provides the documents below:
A) Participant Information Sheet (PIS) – Focus groups/telephone interviews.
This will be given to potential participants beforehand to provide information about
the project.
B) Participant Consent Form – Focus groups/telephone interviews.
This will be given to potential participants to sign before the focus groups/telephone
interviews.
C) Overview of Introduction to 100,000 Genomes Project and material to be used during
the focus groups/telephone interviews to ensure awareness and understanding.
- The optional 100,000 Genomes Project Introductory Leaflet, the Introduction to
the 100,000 Genomes Project booklet, and the mandatory 100,000 Genomes
Consent Forms and PIS are REC approved for use with participants.4 These
documents will be sent to participants and will be also handed to them prior to
the focus groups/telephone interviews.
- Introductory paragraphs giving the context for regulatory and legal issues,
issues arising from health records linkage, and implications for rare disease
families. These paragraphs are only for the personal use of the facilitator; they
won’t be presented/ distributed to participants.
Appendix 1 also provides in detail the question themes to be used at the focus groups.
13 Impact
Genomics England has agreed that that the results of this project will be published as a
report with service evaluation project leaders as co-authors alongside members of the
Steering Group.
It will be submitted to Genomics England Ethics Advisory Committee to consider alongside
other evidence to decide if there is a need to amend the existing consent materials.
Genomics England have commissioned this service evaluation as a measure of the extent to
which participants are receiving a quality consent experience, based on the principles
documented by the Health Research Authority. Genomics England have committed that
they will consider the results of this service evaluation when amendments are made to the
participant materials or Protocol.
This evaluation will contribute evidence on how consent for whole genome sequencing
could be introduced into the NHS.
Study title:
100,000 Genomes Project: NHS GMCs National Service Evaluation of Consent Process &
Participant Materials
Invitation paragraph
You are being invited to take part in an evaluation study. Before you decide it is important for
you to understand why the study is being done and what it will involve. Please take time to
read the following information carefully and discuss it with others if you wish. Ask us if there
is anything that is not clear or if you would like more information. Take time to decide whether
or not you wish to take part. Thank you for reading this.
What are the possible benefits of taking part? How will information be used?
There are no direct, immediate benefits to participants. However, study findings could be
helpful to provide evidence towards development of consent materials and processes for the
NHS in this area.
1. I confirm that I have read and understand the information sheet for the
above study and have had the opportunity to ask questions.
2. I understand that my participation is voluntary and that I am free to withdraw
at any time, without giving any reason and without my legal rights being
affected. I understand that my name or other identifying information will not
appear on any interview transcripts, discussions, or publications.
3. I agree to take part in the above study, by participating in a digitally-recorded
telephone interview or in a focus group.
____________________ ________________ ____________________
Name of Participant Date Signature
Copies of the 100,000 Genomes Project Flyer, the Introduction to the 100,000 Genomes
Project booklet, sub-set of Consent Forms and PIS will be sent to participants and will be
also handed to them prior to the focus groups/telephone interviews.
Presentation paragraph of regulatory and legal issues (if needed)
“Traditionally, there has been a clear divide between medical research projects, and routine
healthcare in the NHS. Research aims to answer a specific research question, and is governed
by a different set of rules to healthcare. Participants may benefit from taking part in
research, but helping individual patients is not the main goal.
The 100,000 Genomes Project is trying to do things in a new way, by combining healthcare
and research in the same project. The project is a healthcare transformation project because
genome sequencing can be used to make diagnoses in patients who can’t get a diagnosis
using standard tests, and these diagnoses are used in healthcare. It is also a research project
because we don’t yet know how to use genome sequencing most effectively in healthcare,
and there are many other important research questions which can be answered using the
genome sequences and health information collected for the project.
The goal of this new type of project is to improve healthcare for participants and make
beneficial changes to routine NHS practice, while getting the most out of the project’s
genome sequences and health data for medical research.
Because this is the first project to try to combine research and healthcare in this way, there
are no set guidelines on good consent practice for transformational projects of this kind. The
project consent materials have been developed according to English legal and regulatory
standards for research. These standards concern data-protection, the mental health act (for
those who are unable to consent for themselves) and the involvement of children and young
adults in research. As with all research projects, the information available to participants to
help inform their consent decision has to cover these issues. We would like your opinion on
the current consent process and documentation with the intention to feedback to Genomics
England, who have stated their intention to review the findings and if necessary amend the
process and documentation if required.”
Presentation paragraph about linking with health records (if needed)
“A genome sequence contains 3 billion individual DNA ‘letters’, and interpreting what each
of these means for an individual is very complicated. In order to work out how a person’s
genome sequence is related to their health, the genome sequence needs to be examined
together with information about the medical conditions suffered by that person.
Health information is being submitted at the start of the project by each participant’s
medical team. In addition, the project is aiming to link each participant’s genome sequence
Examples/Scenarios:
Broad consent regarding the feedback of additional results is being sought from Mrs Smith,
age 57, who has a genetic condition affecting the heart (dilated cardiomyopathy). She has
agreed to join the project. Now she has to decide if she wishes to opt in or opt out of her
genome being tested for additional conditions with potentially severe health or
reproductive impact.
After discussions with her family and clinical team she decides that she does not wish to
consent to receiving these additional results. There is only a small likelihood she would
receive a result anyway and she feels she would want to know more information about the
conditions being tested for. She tells her consent-taker that she is not generally comfortable
with uncertainty, so she does not wish to consent to having tests in the future without more
specific information. She also understands that there is uncertainty over whether these
tests do actually offer a health benefit to each individual who opts in to receive them.
After discussions with her family and clinical team she decides that she does wish to
consent to receiving these additional results. As she is having genome sequencing anyway,
she would like to receive any additional health benefit from the information being
generated, and she is generally the kind of person who prefers to know about things if there
is a chance that she will be able to do something to reduce her future health risks. She takes
the view that as only results which her clinical team feel relate to conditions with potentially
Seeking broad vs. specific consent in relation to additional results (100,000 Genomes
Project-(findings)
9. What do you think about the current option of participants (who have given consent to
enter then project) being able to go on-line and opt-in or opt-out of their consent
10. What information do you think that Genomics England should supply on-line for
additional conditions that are being tested?
(Prompts: http://www.genomicsengland.co.uk/taking-part/results/, link to NHS Choices,
what, how much/how little, examples of information; benefits, drawbacks)
11. What do you think about the 100,000 Genomes project’s decision to ask patients to either opt-
out of receiving additional findings OR Opt-in giving broad consent for additional results only
relating to ‘the principle of conditions with potentially severe health or reproductive impact’.
(Further Info: Genomics England do not give participants the option for specific consent as this
would limit the range of conditions for which additional results can be provided; it is also
inappropriate and potentially overwhelming for participants to have to consider a long list of
complex genetic conditions, when their chance of receiving an additional finding for each of
these is very low.) (Prompts: examples of information; benefits, drawbacks)
13. In addition or in relation to the above, what could possibly facilitate/improve the consent
process? (as above)
15. What do you think about the future of such projects? Do you think that we benefit/do
not benefit from such projects? Are there any drawbacks in general?
(Prompts: are these projects sustainable; one off/continuity, benefits/drawbacks in
general)
Final closing question
16. Do you have any other comments or suggestions about the consent material and the
consent process?
……………………………………………………………………………………………
……………………………………………………………………………………………
2. Have you been diagnosed with cancer or a rare condition? (please tick all that apply)
Yes, I am a patient with a rare disease (please state the rare disease)
………………………………………………………..………………………………….
Yes, I am a relative/carer of someone with a rare disease (please state the rare
disease
………………………………………………………..………………………………….
16-18
25-44
45-64
65-74
Over 75
A White
British
B Mixed
White and Black Caribbean
White and Black African
White and Asian
Any Other Mixed background (please state)…………………………….
5. To enable us to understand more about the composition of our focus groups for this evaluation could you
please provide the first three or four characters of your postcode (e.g. L17)
Thank you.
Many thanks,
[GMC Representative or Clinical Director]
Invitation paragraph
You are being invited to take part in an evaluation study. Before you decide it is important for
you to understand why the study is being done and what it will involve. Please take time to
read the following information carefully and discuss it with others if you wish. Ask us if there
is anything that is not clear or if you would like more information. Take time to decide whether
or not you wish to take part. Thank you for reading this.
---------------------------------------------------------------------------------------------------------
Please answer the following questions based on your experience recruiting in the last two
months.
If you recruit participants for both rare disease and cancer you will be asked to repeat some
questions, providing feedback relating to the specific group.
Q1. Which NHS Genomic Medicine Centre (GMC) are you part of?
*Selectable drop-down list of GMCs*
Q2. Please state your health professional group
Nurse
Medical doctor
Other
If Other, please specify………………………………………………………..
Q5. In which section of the project have you recruited participants within the last 2
months?
(multiple responses allowed)
Rare Disease
Cancer
I have not recruited any participants in the last 2 months
Reason…………………………………………………………………………….
Q7. Do you as a health professional providing consent think any further changes to the
rare disease participant information sheet are required in the following three specific
areas?
(These specific areas have been highlighted in previous feedback).
Yes Maybe No
Flow of sections……………………………………………………………………………
Consistency of use of the scientific terminology (e.g. genome)……
Consistency of use of project terminology/definitions
(e,g. additional findings, main findings)………………………………………
Please use this box to write any suggestions on ways to improve the participant information
sheet in these three specific areas.
…………………………………………………………………………………………………………………………
Q8. We are interested in your suggestions on ways we could improve any element of the
rare disease consent materials.
*Select from a drop down list of all information sheets and forms*
Please select the relevant materials and provide any comments
Q10. In the past 2 months how many rare disease participants have you recruited?
I.e. been the health professional who counter signed their consent form?
Please count all participants including; an adult patient with a rare disease, an adult family
member of a patient with a rare disease, the parents signing on behalf of a participating
child, the parents of a deceased child, the nominated representative or personal consultee.
Young adults who sign own consent form. Please do not count children who do not sign a
consent form.
0-5……………
6-10………….
11-15………..
16—20……..
21-25………..
26-30………..
Over 30…….
Q11. Considering these participants. Please indicate how many face to face or telephone
appointments they had with YOU prior to signing the consent form.
2 appointments
3 or more appointments
Q12. Considering these participants. Please indicate the total time you spent in face to
face or telephone discussion with the participant.
Please state the approximate number of participants who had
30mins to 1 hour
1 to 2 hours
over 2 hours
Q13. Considering these participants. What proportion of these appointments took place
during the participant’s routine care clinical appointment?
Less than 25%.......
25-49%..................
50-74%..................
75% or greater……
Q14. Within the last 2 months how often have your rare disease participants presented
with specific needs which you needed to address as the consenting health professional
during the consent process?
rarely sometimes often very often
Extra explanation needed to understand the
participant information sheet &consent form
Low levels of literacy
Visual impairment
Deafness
Increased levels of anxiety related to current
health situation
Current mental health issue
Mental capacity issues
Very confident
Confident
Somewhat confident
Not confident
Would prefer not to say
Q17. Are there any ways in which Genomics England could support you as a health
professional more with the delivery of a quality consent process?
………………………………………………………………………………………………………
Inside of postcard.
Additional funding - North West Coast Academic Health Science Network has offered
matched funding to support research staff (0.4 FTE) for 8 months for statistical and data-
entry tasks.