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Pathophysiology of Congenital Diaphragmatic Hernia IV:

Renal Hyperplasia Is Associated With Pulmonary Hypoplasia


By Yataro Hosoda, Jon E. Rossman, and Philip L. Glick
Buffalo, New York

l The hypothesis of this article is that growth of the fetal


lung is stimulated by a pulmonary growth factor (PGF)
produced by the kidneys, which is modulated by a feedback
signal from the lungs, a pulmonary-derived renotropin (PDR).
In the fetus with pulmonary hypoplasia (PH), the lungs may
maximally stimulate this feedback loop to release more PDR,
resulting in continual stimulation of the kidneys and renal
enlargement. If such a schema plays a role in the pathophysi-
ology of PH. newborn infants with congenital diaphragmatic
hernia (CDH) or chronic amniotic fluid leak (CAFL) should
have enlarged kidneys. To investigate this hypothesis, we
created models of CDH in fetal lambs and CAFL in fetal
rabbits, and then analyzed lung (Lu) and kidney (K) growth.
When compared to controls, newborn CDH lambs had signif-
icantly smaller lungs and larger kidneys. The lungs were
hypoplastic as defined by either decreased lung weight/
body weight (LuW/BW), lung DNA/body weight (Lu DNA/
BW), or lung total protein/ body weight (LuTP/BW) (P c .Ol).
Renal hyperplasia was confirmed by KW/BW, K DNA/BW
(P < .Ol), and KTP/BW (P < .05). An inverse relationship
between lung size and kidney size could be described by the
equation KW/BW = 1.04 - 0.12 LuW/BW (r = -.75). The
CAFL model in newborn rabbits produced severe oligohy-
dramnios when compared with controls (P c .Ol). This re-
sulted in fetuses with smaller lungs and larger kidneys as Fig 1. Theoretical feedback modulation of normal in utero lung and
compared with those of controls. The lungs were signifi- kidney growth. The black arrows indicate normal modulation of the
cantly smaller and more hypoplastic than controls when afferent and efferent limbs of this loop.
compared by LuW (P < .Ol), LuW/BW (P c .Ol), Lu DNA/BW
(P < .05), and Lu TP/BW (P < .Ol). The kidneys were signifi-
cantly larger and more hyperplastic than controls as judged
by the similar criteria (P c .Ol). In addition, the earlier in unclear, but recently a unifying hypothesis explaining
gestation the operation was performed, the greater was the the association of polyhydramnios, PH, and renal
effect on the kidneys and lungs. These data support our enlargement in CDH has been proposed.’ In this
hypothesis and demonstrate that significant renal enlarge-
hypothesis, Glick et al suggest that in utero growth of
ment is associated with PH. The presumed mechanisms of
renal enlargement associated with PH and the relation to the lungs is stimulated by a pulmonary growth factor
amniotic fluid volume are discussed. If such a PGF and PDR (PGF) produced by the kidneys. It is further hypothe-
can be isolated, the diagnostic and therapeutic implication sized that the release of PGF is modulated by a
for fetuses with PH are considerable.
Copyright o 7993 by W.B. Saunders Company

INDEX WORDS: Congenital diaphragmatic hernia; pulmo-


nary hypoplasia; pulmonary growth factors; renal hyperpla- From The Buffalo Institute of Fetal Therapy, the Division of
sia. Pediatric Surgery, The Children’s Hospital of Buffalo, and the Depart-
ments of Surgery and Pediatrics, School of Medicine and Biomedical
Sciences, The University at Buffalo, State University of New York,

T HE MORTALITY rate for congenital diaphrag- Buffalo, NY


Presented at the 23rd Annual Meeting of the American Pediatric
matic hernia (CDH) is thought to depend on
Surgical Association, Colorado Springs, Colorado, May 13-I 6, 1992.
both the severity of pulmonary hypoplasia (PH) and Supported in part by The Women S and Children’s Health Research
the pulmonary hypertension present in the neonatal Foundation of the Children S Hospital of Buffalo, The March of Dimes
period, and remains at approximately 50%.lm4Ironi- Birth Defects Foundation Basic Research Grant (#l-1244), and The
cally, prenatal diagnosis and optimally managed pre- United States Surgical Carp, Norwalk, CT.
Address reprint requests to Philip L. Glick, MD, The Buffalo
natal, perinatal, and postnatal cases of CDH have
Institute of Fetal Therapy, The Children’s Hospital of Buffalo, 219
mortality rates as high as 8O%.5,6 Polyhydramnios Bryant St, Buffalo, NY 14222.
associated with CDH may further increase the mortal- Copyright o 1993 by W.B. Saunders Company
ity.5,6The etiology of the polyhydramnios in CDH is 0022-3468/9312803-0031$03.00/O

464 JournalofPediafric Surgery, Vol28, No 3 (March), 1993: pp 464-470


RENAL HYPERPLASIA & PULMONARY HYPOPLASIA IN CDH 465

feedback signal from the lungs (to the kidneys) by a chloride injection as the cord was divided. Next, the lambs were
pulmonary-derived renotropin (PDR) (Fig 1). delivered without spilling the amniotic fluid, and amniotic fluid
volume was directly measured.
If this hypothesis is true, CDH and other causes of The newborn lamb body weight (BW), lung wet weight (LuW),
PH, ie, chronic amniotic fluid leak (CAFL), should be and kidney wet weight (KW) of all specimens were measured. In an
associated with renal enlargement. This theory re- effort to standardize the size of the organs and to account for
quires experimental verification. The purpose of the differences in BW, ratios were calculated (LuW/BW. KW/BW).
present study is to document the effects of PH on The lung and kidney samples were homogenized using a tissue
homogenizer and an ultrasonicator (Braun-Sonic 1510; B. Braun
renal growth and to determine if the changes seen are
Biotech Inc, Allentown, PA), and DNA was isolated by phenol-
due to a change in the cell number (hyperplasia v chloroform extraction.10 The extracted DNA content was deter-
hypoplasia), cell size (hypertrophy v atrophy), or mined by the Hoechst 33258 method with the TKO 100 Mini
both. Fluorometer (Hoefer Scientific Instruments, San Francisco,
CA).lt,l” The total lung and kidney DNA (Lu DNA, K DNA) were
MATERIALS AND METHODS estimated from the following equation: total DNA = DNA of
aliquot x organ weight/weight of aliquot. Ratios were then
CDH Model (Fetal Lambs) calculated (Lu DNA/BW, K DNA/BW). The total DNA and the
At 80 days of gestation, diaphragmatic hernias were created DNA/BW were assumed to be directly proportional to total cell
surgically in 24 fetuses by methods previously described.* We used population of the organ sampled; differences between experimen-
the GIA stapling device (US Surgical Corp, Norwalk, CT) to open tal groups were thought to reflect hyperplastic or hypoplastic
and the TA-90 stapler (US Surgical Corp) to close the uterus.9 At changes in the organ’s development.‘3-15
139 to 14.5 days of gestation, the pregnant ewes underwent The total protein (TP) content of lung and kidney tissues was
cesarean section using the anesthetic technique previously de- assayed (Lu TP, K TP) using the coomassie blue spectrophotomet-
scribed.x The lambs were then killed by intravenous potassium ric analysisI and again corrected for differences in body weight (Lu

140 3

ae
120
C’
7
100

T OL
cm comro, CDH COnnd CD” conwe,
9
E Lung WVBW DNAIBW Total Proteln/BW
w
60

CDH Control CDH Control


A
Lung Weight Kidney Weight
0.06

CDH Control CDH Control


D
Lung Kidney

Fig 2. (A) The effect of the procedure on lung and kidney growth in the CDH fetal lamb model (**P < .Ol v controls). (6) The effect of the
procedure on lung weight/body weight, lung DNA/body weight, and lung total protein/body weight in the CDH fetal lamb model (**P < .Ol v
controls), indicating significant pulmonary hypoplasia. (C)The effect of the procedure on kidney weight/body weight, kidney DNA/ body weight,
and kidney total protein/body weight in the CDH fetal lamb model (‘P c .05 v controls, l*P < .Ol Y controls), indicating significant renal
hyperplasia. (D) Differences were not reflected in lung DNA/TP and kidney DNA/TP ratios, indicating that the cell size in the lungs and the kidneys
was unchanged, but that the cell population was decreased in lungs (hypoplasia but not atrophy) and was increased in kidneys (hyperplasia but
not hypertrophy) in the CDH fetal lamb model.
466 HOSODA, ROSSMAN, AND GLICK

TPIBW, K TP/BW). Ratios between DNA and TP were calculated phy) in the CDH model. Comparison of LuW/BW
(Lu DNA/TP, K DNA/TP, Lu TP/DNA, and K TP/DNA) as a and KW/BW showed that there was an inverse
measure of cell size, and differences between experimental groups
relationship between lung size and kidney size in the
were thought to reflect hypertrophic or atrophic changes in organ
development.i7 Serving as controls, 15 nonoperated litter mates fetal lamb that could be described by the equation
underwent cesarean section at 139 to 145 days of gestation and the KW/BW = 1.04 - 0.12 LuW/BW (r = -.75) (Fig 3).
lungs and the kidneys were analyzed in a similar manner. The mean amniotic fluid volume of the CDH model
was larger than that of controls (848 + 382 v 704 5 227
CAFL Model (Fetal Rabbits) mL) but difference between groups was not statisti-
New Zealand white rabbits of known gestational age underwent cally significant.
operations to simulate CAFL to produce oligohydramnios and
PH.‘s The operations were performed on day 17, 20, or 23 of CAFL Model
gestation in the pseudoglandular period of lung development.
Hysterotomy and amniotomy were carried out on 3 or 4 sacs of one All six fetuses that were operated on day 17 of
uterine horn. An S-mm segment of Silastic tubing was placed into pregnancy died in utero for presumed technical
the amniotic sac and secured by a purse-string suture. This tubing causes, and this arm of protocol was stopped. Eigh-
assured continued drainage of amniotic fluid into the maternal teen of 24 fetuses that were operated on at 20 days
peritoneal cavity. Six fetuses on day 17 of pregnancy, 24 fetuses on
day 20, and 20 fetuses on day 23 underwent this procedure.
and all of 20 that were operated on at 23 days survived
Gestation was then allowed to continue until day 30 of pregnancy, until term.
when all fetuses underwent cesarean delivery. The newborn rabbits This procedure produced severe oligohydramnios
were checked for survival and then killed. when compared to unoperated controls (P < .Ol, Fig
By methods similar to the iamb study, BW, LuW, KW, LuW/ 4A). The oligohydramnios from the CAFL resulted in
BW, KWIBW, Lu DNA, K DNA, Lu DNA/BW, K DNA/BW, Lu
TP, K TP, Lu TPIBW, K TPIBW, Lu DNAITP, K DNA/TP, Lu
fetuses with smaller lungs and larger kidneys as
TP/DNA and K TP/DNA were determined. The liver wet weight compared with those of controls (Fig 4B). The lungs
(LiW), LiW/BW, liver DNA (LiDNA), Li DNA/BW, liver TP (Li were significantly smaller and more hypoplastic when
TP), Li TP/BW, Li DNAITP, and Li TPiDNA was used as a compared by LuW (P < .Ol), LuW/BW (P < .Ol),
control organ to determine the effect of the procedure.la These Lu DNA/BW (P < .05), and Lu TP/BW (P < .Ol,
data were compared to that of corresponding nonoperated litter
mates for each group. In another study, 8 operated fetuses of each
Fig 4C). The kidneys were significantly larger and
group underwent reexploration at 27 to 28 days of pregnancy, then more hyperplastic than controls as judged by the
each amniotic sac was aspirated of all fluid using a 20-gauge needle similar criteria (P < .Ol, Fig 4D). In addition, the
and syringe, and the volume was recorded.18.19 These were com-
pared with control fetuses to assess the changes in amniotic fluid
volume due to the procedure. 2.0 -

Statistical Analysis
The data were analyzed on a PC-286LE computer (EPSON
Corp, Tokyo, Japan) using l-2-3 (Lotus Development Corp,
Cambridge, MA) and Statview II (Abacus Concepts Inc, Berkeley, 1.5 -
2
n
CA). Statistical determinations were performed using the Mann-
E
Whitney U test, with P < .05 considered significant. 9

5
RESULTS

CDH Model
Fifteen of 24 lambs that underwent fetal surgery
survived until term. The operated lambs had signifi-
cantly smaller lungs, and larger kidneys when com-
pared with controls (Fig 2A). The lungs were signifi-
cantly hypoplastic as defined by either decreased
LuW/BW, Lu DNA/BW or Lu TP/BW (P < .Ol, Fig
2B). Renal hyperplasia was confirmed by KW/BW, K
DNA/BW (P < .Ol) and K TP/BW (P < .05, Fig
2C). However, these differences were not reflected in 0.0 ’ I , ! I ,

0 1 2 3 4 5
Lu DNA/TP and K DNA/TP ratios (Fig 2D), indicat-
ing that the cell size in the lungs and the kidneys was Lung Wt I Body Wt (gm%)
unchanged, but that the cell population was de-
Fig 3. The relationship between LuW/BW and KW/BW can be
creased in lungs (hypoplasia but not atrophy) and was described by the regression equation KW/BW = 1.04 - 0.12 LuW/
increased in kidneys (hyperplasia but not hypertro- BW,r = -.75 (P c .OOl). Squares = controls. Triangles = CDH.
RENAL HYPERPLASIA & PULMONARY HYPOPLASIA IN CDH 467

Rabbits : n=8

1
Kidney WVBW DNlVBW Total ProteinlBW

0.8

0.6

0.4

0.2

A CAFL C CAFL C
20 days 23 days
n
“CAFL C CAFL C “CAFL C CAFL C
E 20 d 23 d 20 d 23 d

Lung Kidney

0.4

0.2


“CAFL C CAFL C CAFL C CAFL C Fig 4. (A) The fetal rabbit CAFL model produced severe oligohy-
B 20d 23 d 20 d 23 d dramnios by decreasing amniotic fluid volume to less than that of
Lung Weight Kidney Weight controls (**f c .Ol). (B) The effect of the procedure on lung and
kidney growth in the rabbf chronic amniotic fluid leak model (**P e .Ol
Y controls). (C) The effect of the procedure on lung weight/body
weight, lung DNA/ body weight, and lung total protein/ body weight
in the rabbit chronic amniotic fluid leak model (*p < .lXi v controls,
l*p c .Ol v controls), indicating significant pulmonary hypoplasia. (D)
The effect of the procedure on kidney weight/body weight, kidney
DNA/body weight, and kidney total protein/body weight in the
chronic amniotic fluid leak model (**P < .Ol v controls), indicating
significant renal hyperplasia. (E) Differences were not reflected in lung
DNA/TP and kidney DNA/TP ratios, indicating that the cell size in the
lungs and the kidneys was unchanged, but that the cell population
was decreased in lungs (hypoplasia but not atrophy) and was in-
creased in kidneys (hyperplasia but not hypertrophy) in the rabbit
CAFL model.
468 HOSODA, ROSSMAN, AND GLICK

earIier in gestation the operation was performed, the CAFL, as in CDH when the lungs “sense” inadequate
greater was the effect on the kidneys and lungs. growth, they also produce increased amounts of
Similar to the lamb study, DNA/TP and TP/DNA PDR. The kidneys become hyperplastic and produce
ratios of lungs and kidneys did not differ significantly more PGF, but the CAFL and oligohydramnios
between groups and thus cell atrophy or hypertrophy persists and PH results.
are not involved in the changes in organ size which The precise etiologic role of amniotic fluid in the
were observed (Fig 4E). The liver did not vary process of lung growth is not known. Several possible
significantly between groups, and its growth appeared etiologies for PH with oligohydramnios have been
to be unaffected by the procedure. described.i8-20 Oligohydramnios may cause fetal tho-
DISCUSSION
racic compression by the amniotic membranes and
the uterine wall and limit intrathoracic space and
These results in the fetal lamb support our hypoth- fetal breathing movement.2’-23 However, attempts at
esis that PH in CDH is associated with significant
intraamniotic saline infusions to reconstitute amni-
renal enlargement. The renal enlargement is hyper-
otic fluid volume have not been successful in prevent-
plastic and not hypertrophic growth. This experimen-
ing PH. 24Therefore, we believe the quality of amni-
tal verification confirms our previous clinical observa-
otic fluid rather than just the quantity may be
tion.’
important. PGF may be an important component of
According to our hypothesis, in the fetus with
CDH, the space-occupying nature of the herniated the amniotic fluid to promote proper lung growth and
viscera hinders normal pulmonary growth and devel- development.
opment and results in PH. The lungs may “sense” this The present data encourage continued investiga-
inadequate pulmonary growth and development and tion to identify, characterize, and synthesize PGF and
secrete excess PDR. The kidneys would respond to PDR. These may be unique growth factors specific to
this afferent signal, enlarge by hyperplastic growth, the lungs and kidneys, or ubiquitous growth factors
and secrete increased amounts of PGF. being modulated in a unique fashion under the
We had previously speculated that, if our theory physiologic circumstances. In the future, PGF might
were true and broadly applicable to other instances of be used therapeutically for fetuses and newborns with
PH, then PH associated with oligohydramnios, ie, PH. Accelerating pulmonary growth and develop-
CAFL, should also be associated with renal enlarge- ment in newborns with CDH or PH due to other
ment. Our data now confirm this and the effect in causes may hasten weaning from mechanical ventila-
rabbits seems to be proportional to the length of tion or extracorporeal membrane oxygenation and
gestation in which the stimulus exists. Presumably in decrease their mortality and morbidity.

REFERENCES
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KJ, Randolph JG, Ravitch MM, et al (eds): Pediatric Surgery (ed Congenital diaphragmatic hernia II: The fetal lamb CDH model is
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diaphragmatic hernia: A 21-year perspective. J Pediatr Surg uterine stapling device in fetal surgery. Surgical Forum 36:479-481,
19:364-369,1984 1985
3. Touloukian RJ, Markowitz RI: A preoperative x-ray scoring 10. Strauss WM: Preparation of genomic DNA from mamma-
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of congenital diaphragmatic hernia in Minnesota: Impact of in 13. Wigglesworth JS, Desai R: Use of DNA estimation for
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7. Glick PL, Siebert JR, Benjamin DR: Pathophysiology of Child 56:601-605,198l
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feedback modulation by pulmonary derived renotropins-A unify- sia: biochemical and structural variations and their possible signifi-
ing hypothesis to explain pulmonary hypoplasia, polyhydramnios, cance. Arch Dis Child 56:606-615, 1981
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diaphragmatic hernia. J Pediatr Surg 25:492-495,199O major determinant of perinatal survival? Lancet 1:264-267, 1982
RENAL HYPERPLASIA & PULMONARY HYPOPLASIA IN CDH 469

16. Bradford MM: A rapid and sensitive method for the quanti- hypoplasia after prolonged leakage of amniotic Huid. Arch Dis
fication of microgram quantities of protein utilizing the principle of Child 51:349-353,1976
protein-dye binding. Anal Biochem 72:248-254, 1976 21. Blott M, Greenough A, Nicolaides KH, et al: Fetal breathing
17. Winick M, Noble A: Quantitative change in DNA, RNA and movements as predictor of favorable pregnancy outcome after
protein during prenatal and postnatal growth in the rat. Dev Biol oligohydramnios due to membrane rupture in second trimester.
12:451-466, 1965 Lancet 2:129-131, 1987
22. Collins MH, Moessinger AC, Kleinerman J. et al: Morphom-
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1Y. Adzick NS. Harrison MR, Glick PL, et al: Experimental diaphragmatic hernia in utero. I. The model: lntrathoracic balloon
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Discussion
T.F. Tracy (St Louis, MO): This excellent presenta- control animals as well as experimental animals. My
tion by Dr Hosado and mentored by Dr Glick has first question is, does this same regression coefficient
really given us two distinct experiments that give us apply in normal controls as well as those diaphrag-
some insight into the long sought after pulmonary- matic controls? In other words, is there a graded
renal axis in fetal development. Throughout the hypoplasia of the lung that results in a graded
1970s Dr William Blanc of Columbia University, hyperplasia within the kidney? If your hypothesis is
struggled with this problem and the problem of correct, the same regression coefficient should be
pulmonary hypoplasia that resulted from oligohydram- found in controls and experimental animals, yet both
nios. In a rat model with amniotic fluid leak in late groups appear flat. The second question pertains to
gestation, he not only succeeded in inducing pulmo- the problems with amniotic fluid leak. Your attempts
nary hypoplasia but also succeeded in inducing global at early induction of amniotic fluid leak led to
intrauterine growth retardation. Hence he had the increased fetal loss. Was Dr Blanc right in that
wrong model. amniotic fluid leak is capable of inducing global
In the 1980s many studies by Dr Harrison and his growth retardation and only late gestational changes
colleagues at the University of San Francisco took up in amniotic fluid volume will result in the changes that
the banner with a successful larger animal model and you found in your kidneys? One minor point with
were able to demonstrate that oligohydramnias in- your DNA body weight data in this chronic amniotic
deed did induce pulmonary hypoplasia. However, fluid model was that your kidney weight loss was
with the removal of the thoracic compression, the significant with increases in your margin of .07 to .04.
hypoplasia was also reversed. Unfortunately, no obser- You had some interesting liver data that showed a
vations throughout these several studies noted any similar increase in DNA synthesis at the same time.
renal hypertrophy or hyperplasia in any of these Could we not be seeing a global regenerative re-
experiments. In the 1990s this search for this Holy sponse as a stimulus for proliferation?
Grail of lung development continues in Buffalo. In J. Lunger (St Louis, MO): If your hypothesis is
these elegant studies their hypothesis is that fetal correct, I assume there is a single cell type in the
lung growth is directed by fetal renal growth. Also kidney that is producing this pulmonary growth fac-
there is a second arm to their hypothesis that there is tor. The hypertrophy in the kidney would be caused
feedback loop from the lung to the kidney. In this by hypertrophy of that single cell type. Have you done
paper today, it is clear that renal hyperplasia follows any histological studies to determine what cell type
two sequential modifications that induce pulmonary that is?
hypoplasia. This confirms the second arm of their .I. Wilson (Boston, MA): We looked at your data
hypothesis in that a small lung equals a large kidney. very carefully and even compared your kidney weights
One of the most interesting figures was the regression with those of our own control animals in our fetal
analysis for those animals with congenital diaphrag- studies and there is no question in my mind that your
matic hernia. Significant regression for small lungs kidneys are hyperplastic. I think this is fascinating but
leading to large kidneys as achieved by combining I am not sure I agree with your hypothesis. In our own
470 HOSODA, ROSSMAN, AND GLICK

studies of lung growth in fetal lambs, we have been nates of lungs from the diaphragmatic hernia model
able to correlate pulmonary hypoplasia with bilateral stimulate kidney organ cell cultures. And serum,
nephrectomy which is certainly in keeping with your amniotic fluid and kidney homogenates in organ lung
model. However, by performing a tracheal ligation on cultures stimulate the kidneys to grow. However, in
these anephric animals, we have obtained lungs 3 light of Dr Wilson’s data, we have to rethink our
times the size of normal lungs and 5 times the size of hypothesis. We think that PDR and PGF may be
the lungs with nephrectomy alone. By volume, weight, unique growth factors specific to the lungs and
alveolar count, and protein/DNA ratios, these are kidneys. However, they may be ubiquitous growth
hyperplastic lungs despite the fact that no kidneys factors being modulated in an unique fashion under
were present from either 70 or 90 days’ on. We have
these physiologic circumstances. We have not actually
repeated this model utilizing experimental diaphrag-
tried to find these growth factors as much as to prove
matic hernia rather than nephrectomy as the pro-
that they are there. It may turn out that they are
moter of pulmonary hypoplasia with similar results. I
existing growth factors being modulated uniquely in
believe your description of renal hyperplasia is real
but can you reconcile your model of feedback employ- this situation. So I don’t think that Dr Wilson’s data
ing a renally previous pulmonary growth factor with are incompatible with our original hypothesis. The
our data in anephric fetal sheep? PGF may just be coming from another organ. As far
RL. Glick (response): Thank you very much for as Dr Tracy’s comments go, if you look at the
your comments. I would like to begin with Dr Wil- regression curve, the control animals also fit right
son’s comments. We had originally speculated that along that regression curve in that the control animals
PDR and PGF were unique growth factors produced that have smaller lungs have larger kidneys. The liver
by the lungs and the kidneys, respectively. In work we data are interesting and that may go along with Dr
have not yet published from our laboratory, we have Wilson’s thought that this is a ubiquitous growth
shown that fetal serum, amniotic fluid, and homoge- factor.

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