Professional Documents
Culture Documents
2021 - Sun Et Al - On-Board Detection of Longitudinal Track Irregularity Via Axle Box Acceleration
2021 - Sun Et Al - On-Board Detection of Longitudinal Track Irregularity Via Axle Box Acceleration
ABSTRACT Track irregularity detection serves as one of the most essential technologies to interpret the
in-service condition of the high-speed railway (HSR) and ensure the comfortability and safety in HSR
service. This study newly proposed a novel on-board detection technique integrated with newly developed
algorithm for identifying the longitudinal track irregularity to obtain the condition monitoring for further
condition based maintenance (CBM). Such on-board detection technique includes data acquisition unit,
spatial-time synchronous calibration unit and data processing unit, which can be directly installed in
commercial high-speed trains. Via inertial reference method, an algorithm is developed to derive longitudinal
irregularity from the acceleration measured in axle box of high-speed train by combining multiple digital
filters. A prototype is developed and is installed on a comprehensive inspection train to verify the feasibility
and test on multiple HSR lines eventually. The comparison affirms that the detection system has high
accuracy and sound repeatability, and certain on-board detection technique enables the real-time online
monitoring of track condition.
INDEX TERMS Longitudinal irregularities, axle box acceleration, on-board, on-line monitoring, HSR.
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
VOLUME 9, 2021 14025
X. Sun et al.: On-Board Detection of Longitudinal Track Irregularity Via Axle Box Acceleration in HSR
more essential. The all-weather on-line monitoring of track entropy optimization method to obtain longitudinal
condition becomes essential for the safety and reliability of irregularity.
intense HSR in the near future. The development, mainte- Other studies focused on the response of axle box below
nance and scheduling operation of the comprehensive inspec- the primary suspension, avoiding the consideration of the
tion train request lots of investment, and its operation will suspension parameters’ effect. The track irregularity can
occupy a certain transport capacity. be reduced by quadratic integration. The acceleration can
On-board equipment is desirable to obtain the track condi- also be applied to detect the short wave rail defects.
tion; the installation of certain instrument on the commercial Naganuma Y et al. [15], [16] employed two digital processing
high-speed train enables the efficiency and further improve- technologies and one analog processing technology to mea-
ment in the condition monitoring of HSR. Researchers at sure 10m chord longitudinal irregularity from double inte-
home and abroad have carried out extensive studies for grals of vertical axle box acceleration, and developed a track
such goal. Some focused on the complete vehicle dynamic state detection system (RAIDARSS 3) equipped with ‘vari-
model, which inverted the dynamic response of the carriage able frequency differential filter’ on commercial Shinkansen
body into track irregularity. Alfi S et al. [1], [2] deduced trains. Real J I et al. [17], [18] performed double integrals
the transfer function between the input and output of the on the measured vertical and lateral axle box accelerations of
two-dimensional vehicle dynamics model. In the frequency trams, and obtained the longitudinal and lateral irregularities
domain, the vibration response of the car body, bogie and axle through filter. Li et al. [19], [20] applied time-frequency
box was inverted into medium and long wave longitudinal analysis of axle box vibration acceleration to qualitatively
irregularity through inverse calculations. In the later stage, detect welds and corrugation.
the three-dimensional model is used to invert medium and The existing research can be divided into two directions:
long wave lateral irregularity. Baier M et al. [3] started from to retrieve track irregularity via vehicle dynamics model from
the transfer function of track irregularity and car body accel- the dynamic response of car body and bogie, and to measure
eration, and used the analytical inversion method to restore irregularity from double integrals of axle box acceleration.
the car body vertical acceleration to longitudinal irregularities The existing high-speed trains are equipped with high per-
in theory. Wei X et al. [4] applied multiple acceleration mea- formance suspension system, the vibration caused by track
suring points on the metro car body and bogie, and inverted irregularity will be greatly attenuated, and the suspension
the acceleration into longitudinal irregularity via the vehi- parameters used to input model are difficult to obtain accu-
cle dynamics model. However, the inversion results are not rately, making it very difficult to reverse the track irregularity
completely consistent with the real longitudinal irregularities. from the car body attitude accurately. The track of distinct
It needs to define three levels of standards to find out the vehicles on the same line is different, and the repeatability
location of the large value. In addition, Kalman filter can is arduous to be guaranteed. As to measure irregularity from
be introduced to solve the track irregularity based on vehi- double integrals of axle box acceleration, there are the follow-
cle dynamics model. Based on the two-dimensional vehicle ing problems in the existing research: the method is mainly
dynamics model, Tsunashima H et al. [5]–[8] respectively applied to trams and low speed trains, or high-speed commer-
used Kalman filter, impulse response and dynamic program- cial trains with the maximum operating speed of 250km/h.
ming filter to inverse the vertical acceleration and pitch angu- To guarantee the reliability of the detection equipment in the
lar velocity of car body into longitudinal irregularity and its complex environment under the condition of higher speed is
10 m chord. Lee j s et al. [9], [10] invert the measured lateral also challenging, which requires higher dynamic range and
and vertical acceleration of axle box and bogie of high-speed low-frequency sensitivity of the acceleration sensor.
train into track irregularity based on Kalman filter, and divide To meet the need of on-line monitoring of track geometry
the irregularity into several wave bands through band-pass by carrying equipment under high speed conditions, and to
filter. Compensation filter is used to compensate amplitude monitor and maintain railway condition in time, this study
and phase, and the effects of inversion by axle box and bogie proposes an on-board detection system for longitudinal irreg-
acceleration is compared and analyzed. ularity via axle box acceleration signal is developed, which
Some focused on the part below the secondary suspension, can be applied to commercial trains. The system consists of
and track irregularity is inversed from the response of bogie. three parts: data acquisition unit, spatial-time synchronous
Weston PF et al. [11], [12] respectively integrated and filtered calibration unit and data processing unit. The system relies
the nodding and swaying angular velocities of the bogie on the acceleration signal collected on the axle box and the
to obtain the longitudinal and lateral irregularities with a mileage and speed information from the train comprehensive
wavelength above 6m, and restore the vertical and lateral system to restore the longitudinal irregularity. Last, a pro-
acceleration of the axle box to track irregularity with a totype is developed to carry out verification and testing on
wavelength of 6m. Xing Z et al. [13] employed the combined multiple high-speed railway lines. This study tries to solve
filtering algorithm to invert the bogie pitching angle velocity the problems of high development, maintenance cost and long
into a long wave longitudinal irregularity of [6, 300] m. testing period of the existing comprehensive inspection train,
OBrien EJ et al. [14] used the measured vertical accel- and to provide technical support for the continuous safety and
eration and pitch angular velocity of bogies, the cross stable operation of HSR lines.
∞
p(n) represents the pulse sequence, p (n) = δ in Fig. 8(e). After low-pass filtering, low-frequency aliasing
P
i=−∞ will not occur in down sampling.
(n − Mi), i = 0,±1,±2,±3,. . . , The sampling frequency of
x 0 (n) and x(n) is fs , and that of y(n) is fs0 = fs M . So y(n) = M −1
1 X j(ω−2πk)/M j(ω−2πk)/M
x 0 (Mn), by using discrete Fourier transform, one can get Y1 ejω = X e H e (12)
M
following results k=o
X∞
Y ejω = x 0 (Mn) e−jωn 3) LOW-PASS FILTER
n=−∞ The low-pass filter is designed to ensure that the acceleration
∞
X signal does not aliasing during resampling. On the other
= x (Mn) p (Mn) e−jωn hand, it is also designed to determine the lower wavelength
n=−∞
∞
limit of the reduction irregularity. The filter uses equiripple
X linear phase FIR filter, which is realized by Remez switch-
= x (n) p (n) e−jωn/M
ing algorithm based on Chebyshev approximation criterion.
n=−∞
∞
" M −1
!# It can achieve the best match between the expected frequency
X 1 X j2πnk /M response and the actual filter, and avoid signal distortion.
= x (n) e e−jωn/M
n=−∞
M The cut-off frequencies of passband and stopband are
k=0
M −1
" ∞ # selected according to the maximum speed and the wave-
1 X X
−j(ω−2πk)n/M length range of concern. In addition, the stopband cut-off
= x (n) e
M n=−∞
frequency also needs to meet the frequency requirements
k=0
M −1 of anti-aliasing filter. For example: Longitudinal irregularity
1 X
caused by deformation of standard simply supported beam
= X ej(ω−2πk)n/M (8)
M bridge is one of the important components of track irreg-
k=0
ularity. The characteristic wavelength is 32.6 m. When the
where the spectrum of y(n) is the spectrum of x(n) on the ω
speed is 250 km/h. The disturbance frequency to the vehicle
axis with M -fold expansion, and linear superimposition after
is about 2.1 Hz. Therefore, the passband cut-off frequency
every 2π/M frequency shift.
ωp of the filter is 2.5 Hz. Optional a minimum wavelength
Assuming that the spectrum range of analog signal xa (t) is
of 1.5 m, of concern an exciting frequency of about 46 Hz,
[−fmax , fmax ] and the amplitude is 1, the spectrum character-
for vehicles. Therefore, the stopband cut-off frequency ωs of
istics are shown inFig. 8(a). The spectrum characteristics of
the filter is 50 Hz. Passband ripple Rp and stopband wave
its digital signal x(n) are shown in Fig. 8(b). The spectrum
attenuation Rs determined by experiments. The amplitude-
period is fs and the amplitude is 1/Ts . The spectrum features
frequency characteristic curve of the filter is shown in Fig. 9.
of the down sampled signal y(n) are shown in Fig. 8(c).
The spectrum period is fs /M and the amplitude is 1/MTs .
4) ACCELERATION SIGNAL RESAMPLING
Spectrum aliasing occurs near fs /2M.
To avoid the above aliasing phenomenon, it is necessary The filtered acceleration is mapped from the time domain
to filter the signal anti aliasing before resampling, that is, to the spatial domain by using the Equation (13). When
low-pass filtering. The x(n) frequency band of the original the vehicle is running at variable speed, the spatial signal is
signal should be limited to less than fs /2M, but the effective of unequal interval sampling signal, and the next step is to
components for the restoration of irregularities should be resample with equal space interval before integration.
included in the frequency band. Let h(n) be an ideal low-pass li+1 = li + vi 1t, i = 1, 2, 3, . . . (13)
filter,
( where li means the mileage of the vehicle at i moment,
1 |ω| ≤ π M
H e jω
= (9) v means the speed at i moment, 1t means the sampling
0 other interval of acceleration signal.
The output of x(n) is x1 (n) through low-pass filter, and the Because of the Runge phenomenon in the interpolation
spectrum characteristics are shown in Fig. 8(d). process of high-order interpolation resampling, the data near
∞
X the ending point fluctuates greatly, but piecewise linear inter-
x1 (n) = h (k) x (n − k) (10) polation does not have this problem. Therefore, piecewise
k=−∞ linear interpolation is used to approximate the original func-
where x1 (n) is down sampled to get y1 (n). tion, and the Equation (14) is a first-degree interpolation
∞
polynomial between any two points. Select the appropriate
X resampling interval 1l to ensure the accuracy of the fitting
y1 (n) = x1 (nM ) = h (k) x (nM − k) (11)
and reduce the amount of subsequent processing calculations.
k=−∞
The discrete Fourier transform of y1 (n) is shown in x1 (i + 1) − x1 (i)
z00 (l) = x1 (i) + (l − li ) (14)
Equation (12), and the spectrum characteristics are shown li+1 − li
where z00 (l) means the vertical axle box acceleration after method is calculated as follows. If the vehicle speed is too
equal space resampling at mileage l. low, the Tn will increase and the integral error will be greater
with constant resampling space interval.
C. DOUBLE INTEGRAL FILTER
The spatial trajectory of train axle box is obtained by double 1z (n) = z (n) − z (n − 1) ≈ z0 (n − 1) Tn (15)
integrals of measured acceleration, which can be realized in
time domain or frequency domain. In order to realize the where Tn = 1l/vn represents the time interval between the
continuous calculation, the transfer function of the double current and the previous sampling points, which changes as
integral filter is derived based on the rectangular integral the train speed changes. z(n) means the nth value of vertical
method, and the filter realizes the double integrals. The dis- axle box displacement. z0 (n) denotes the nth value of vertical
placement variation of any mileage in the rectangular integral axle box velocity.
detection system and GJ-6 track geometry detection system peak values of longitudinal irregularity measured by the
at K236+880 are −4.0 mm and −4.3 mm respectively, with two systems at the same place after 3 months are −2.8mm
a difference of only 0.3 mm. In Fig. 13, the maximum and −3.1mm respectively, with a difference of 0.3mm.
The correlation coefficient between the two system results the on-board detection system is suitable for vehicle speed
was 0.87. The 95th percentile of the absolute value of the change operation.
difference between the two test results was used to describe
the comparability of detection system. The 95th percentile B. COMPARISON WITH GEODETIC MEASUREMENTS
is about 0.2mm, less than 0.7mm specified in the specifi- USING SOME FIXED-POINTS
cation [21]. The comparative test results of the two sys- The consistency between the test data of on-board detection
tems under variable speed condition are shown in Fig. 15 system and geodetic measurements using some fixed-points
to Fig. 17. The vehicle speed increased from 193 km/h to is compared. In China, track static geometry detection data is
224 km/h. The 95th percentile of the absolute value of the measured by track inspection instrument, which is equipped
difference between the two systems is about 0.3mm, which with total station, high-precision distance sensor and tilt
is also less than 0.7mm specified in the specification [21]. sensor and other equipment. The internal track geometric
In Fig. 16, the correlation coefficient between the two sys- parameters are measured including gauge, lateral irregularity,
tem results was 0.83. The change trend and amplitude of longitudinal irregularity, cross level, twist and so on. The
waveform measured by the two detection systems are in relative error is controlled in submillimeter level. On the
good agreement within the whole section. The corresponding other hand, external track geometric parameters are mea-
mileage has no obvious deviation. The result shows that sured by CPIII (Geodetic measurements control fixed-points)
control network, including the plane (lateral) deviation and CPII is the line plane control network, which mainly pro-
elevation (vertical) deviation of the track center line and vides control datum for survey and construction. CPIII is
the left and right rails relative to the design line position, the track control network, which provides control basis for
as shown in Fig. 18. The absolute error is controlled in mil- laying and operation maintenance of ballastless track. CPIII
limeter level. The horizontal control network of China’s high- control network is laid out on the basis of CPI and CPII
speed railway engineering survey is divided into three levels, control network. CPII control points are deployed on fixed
namely CPI, CPII and CPIII. CPI is the basic horizontal stakes on both sides of subgrade along the line. The distance
control network, which mainly provides Coordinate Datum between a pair of CPIII control points is about [50], [70] m,
for survey, construction, operation and maintenance, and uses and the relative accuracy of adjacent points is better
satellite positioning measurement method for measurement. than 1mm.
The elevation deviation of geodetic measurements using restore the longitudinal irregularity of the acceleration signal
some fixed-points of a HSR line measured by the above collected on the axle-box and the mileage and velocity infor-
method is shown in Fig. 19. The minimum elevation devi- mation from the comprehensive inspection train system;
ation between the actual line position and the designed line (3) The prototype of the detection system is mounted on
position is 190 mm, and the maximum elevation deviation a comprehensive inspection train and verified on multitudi-
is 212 mm. The elevation deviation is filtered according to nous HSR lines. Comparing the test data of the on-board
the same detection frequency band of the onboard detec- detection system with the comprehensive detection train and
tion system (wavelength range: [1.5, 42] m). The compar- geodetic measurements using some fixed-points respectively,
ison of filtered results is shown in Fig. 20 and Fig. 21. the results show that on-board detection system has high
In Fig. 20, the waveform characteristics of the detection accuracy.
results of the two methods have a good corresponding rela-
tion. The correlation coefficient between the two system
results was 0.87. The 95th percentile of the absolute value REFERENCES
of the difference between the two methods is about 0.6 mm, [1] S. Alfi and S. Bruni, ‘‘Estimation of long wavelength track irregularities
which is within the allowable range of error. In Fig. 21, from on board measurement,’’ in Proc. 4th IET Int. Conf. Railway Condi-
there are four obvious peaks in both static and dynamic tion Monitor. (RCM), 2008, p. 16, doi: 10.1049/ic:20080323.
[2] S. Alfi, A. De Rosa, and S. Bruni, ‘‘Estimation of lateral track irregular-
detection results, and their characteristic wavelengths and ities from on-board measurement: Effect of wheel-rail contact model,’’
amplitudes are basically the same. The wavelength of 32m in Proc. 7th IET Conf. Railway Condition Monitor. (RCM), 2016, p. 18,
is the most obvious. This is because the foundation under doi: 10.1049/cp.2016.1205.
the rail in this section is a continuous simply supported beam [3] M. Baier, W. Rulka, and D. Abel, ‘‘Model based measurement of railway
track irregularities,’’ IFAC Proc. Volumes, vol. 42, no. 15, pp. 257–262,
bridge, and the length of a simply supported beam bridge is 2009, doi: 10.3182/20090902-3-US-2007.0013.
about 32m. [4] X. Wei, F. Liu, and L. Jia, ‘‘Urban rail track condition monitoring based
on in-service vehicle acceleration measurements,’’ Measurement, vol. 80,
pp. 217–228, Feb. 2016, doi: 10.1016/j.measurement.2015.11.033.
V. CONCLUSION [5] T. Kobayashi, Y. Naganuma, and H. Tsunashima, ‘‘Condition monitoring
of Shinkansen tracks based on inverse analysis,’’ Int. J. Performability
This study proposes a new on-board detection technology for Eng., vol. 10, no. 5, pp. 703–708, 2013, doi: 10.3303/CET1333118.
longitudinal track irregularity that can be applied to commer- [6] Y. Naganuma, T. Kobayashi, and H. Tsunashima, ‘‘Track geometry esti-
cial high-speed trains. Based on the inertial reference method, mation from car-body motions of railway vehicle,’’ J. Mech. Syst. Transp.
Logistics, vol. 6, no. 2, pp. 133–141, 2013, doi: 10.1299/jmtl.6.133.
the acceleration of the axle box of the high-speed train is
[7] H. Tsunashima, Y. Naganuma, and T. Kobayashi, ‘‘Track geometry esti-
restored to longitudinal irregularity through a combination of mation from car-body vibration,’’ Vehicle Syst. Dyn., vol. 52, no. 1,
multiple digital filters. Certain technology can predict rapid pp. 207–219, May 2014, doi: 10.1080/00423114.2014.889836.
changes in track geometry in a short period of time through [8] M. Odashima, S. Azami, Y. Naganuma, H. Mori, and H. Tsunashima,
‘‘Track geometry estimation of a conventional railway from car-body
high-frequency measurement, and realize the condition moni- acceleration measurement,’’ Mech. Eng. J., vol. 4, no. 1, pp. 1–12, 2017,
toring and potential maintenance of railway lines. Concluding doi: 10.1299/mej.16-00498.
remarks can be summarized as follows: [9] J. S. Lee, S. Choi, S.-S. Kim, C. Park, and Y. G. Kim, ‘‘A mixed filtering
approach for track condition monitoring using accelerometers on the axle
(1) A three-unit on-board detection system is newly box and bogie,’’ IEEE Trans. Instrum. Meas., vol. 61, no. 3, pp. 749–758,
designed, in which the data acquisition unit synchronously Mar. 2012, doi: 10.1109/TIM.2011.2170377.
collects the acceleration response of multiple axle boxes, [10] J. S. Lee, S. Choi, S. S. Kim, Y. G. Kim, S. W. Kim, and C. Park,
‘‘Track condition monitoring by in-service trains: A comparison between
and the space-time synchronization unit labels the time and
axle-box and bogie accelerometers,’’ in Proc. 5th IET Conf. Railway
mileage of the collected data. The data processing unit Condition Monit. Non-Destructive Testing, 2012, pp. 1–6, doi: 10.1049/
accurately reduces the axle box acceleration to longitudinal cp.2011.0586.
irregularity; [11] P. F. Westeon, C. S. Ling, C. Roberts, C. J. Goodman, P. Li, and
R. M. Goodall, ‘‘Monitoring vertical track irregularity from in-service
(2) The axle-box acceleration-processing algorithm com- railway vehicles,’’ Proc. Inst. Mech. Eng. F, J. Rail Rapid Transit, vol. 221,
posed of multiple filters is newly designed, which can no. 1, pp. 75–88, Jan. 2007, doi: 10.1243/0954409JRRT65.
[12] P. F. Weston, C. S. Ling, C. J. Goodman, C. Roberts, P. Li, [17] J. I. R. Herráiz, M. L. M. Domingo, T. Real, and V. Puig, ‘‘Development
and R. M. Goodall, ‘‘Monitoring lateral track irregularity from of a system to obtain vertical track geometry measuring axle-box accel-
in-service railway vehicles,’’ Proc. Inst. Mech. Eng. F, J. Rail erations from in-service trains,’’ J. Vibroeng., vol. 14, no. 2, pp. 813–826,
Rapid Transit, vol. 221, no. 1, pp. 89–100, Jan. 2007, doi: 10.1243/ 2012.
0954409JRRT64. [18] T. Real, J. M. Monje, M. L. M. Domingo, C. Zamorano, and
[13] Z. Xing, Y. Chen, and Y. Qing, ‘‘On-line monitoring of vertical long wave- J. I. R. Herráiz, ‘‘Design and validation of a railway inspection system
length track irregularities using bogie pitch rate,’’ J. Vibroeng., vol. 17, to detect lateral track geometry defects based on axle-box accelerations
no. 1, pp. 216–228, 2015. registered from in-service trains,’’ J. Vibroeng., vol. 16, no. 1, pp. 210–224,
[14] E. J. OBrien, P. Quirke, C. Bowe, and D. Cantero, ‘‘Determination of 2014.
railway track longitudinal profile using measured inertial response of [19] Z. Li, M. Molodova, A. Nunez, and R. Dollevoet, ‘‘Improvements in axle
an in-service railway vehicle,’’ Struct. Health Monitor., vol. 17, no. 6, box acceleration measurements for the detection of light squats in railway
pp. 1425–1440, Nov. 2018, doi: 10.1177/1475921717744479. infrastructure,’’ IEEE Trans. Ind. Electron., vol. 62, no. 7, pp. 4385–4397,
[15] Y. Naganuma, M. Kobayashi, and T. Okumura, ‘‘Inertial measurement Jul. 2015, doi: 10.1109/TIE.2015.2389761.
processing techniques for track condition monitoring on Shinkansen com- [20] S. Li, A. Núñez, Z. Li, and R. Dollevoet, ‘‘Automatic detection of
mercial trains,’’ J. Mech. Syst. Transp. Logistics, vol. 3, no. 1, pp. 315–325, corrugation: Preliminary results in the Dutch network using axle box
2010, doi: 10.1299/jmtl.3.315. acceleration measurements,’’ in Proc. Joint Rail Conf., Mar. 2015,
[16] H. Tsunashima, Y. Naganuma, A. Matsumoto, T. Mizuma, and Art. no. V001T01A023, doi: 10.1115/JRC2015-5730.
H. Mori, ‘‘Japanese railway condition monitoring of tracks using [21] Q/CR 751-2020 Dynamic Inspection for Railway Infrastructure—Track
in-service vehicle,’’ in Proc. 5th IET Conf. Railway Condition Geometry Measurement System, China Nat. Railway Group, Beijing,
Monit. Non-Destructive Test., 2012, p. 32, doi: 10.1049/cp.2011. China, 2020.
0587.