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ThyssenKrupp

A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900

17.03.2005:
Document Page Title Changes Date
MF8-01-01e 1-5 Drive with chain page 1: MF8-01-09e added, 25.08.2004
transmission page 2: inserted illustration of
chain wheel for moving walks,
page 3: wrench sizes and
tightening torque
MF8-04-03e 1-3 Chain holding device Resetting reworded 11.09.2004
MF8-04-03e 4 Chain holding device with new 11.09.2004
rail 0°-moving walks
MF8-05-06e 1 Step 2000 as spare part new 25.08.2004
MF8-32-02e 2-4 Barrier plates (until the middle of 2002) 25.08.2004
MF8-32-02e 6 Barrier plates thread core hole 8.5 mm 25.08.2004
MF8-32-03e 1-4 Intermediate balustrades (until the middle of 2002) 25.08.2004
MF8-32-03e 5-7 Intermediate balustrades (since the middle of 2002) 25.08.2004
new
MF8-34-03e 1 Delivery of escalators / new 25.02.2005
moving walks with under-
side cladding in folded
design
MF8-35-02e 1 Skirt Adjustment only for escalators 23.02.2005
MF8-35-02e 2 Skirt Adjustment new; for moving walks 23.02.2005
MF8-53-09_4e 2 Control 4.2 Contact mat with DIP- 25.08.2004
switch
MF8-53-11e 6 Control 1.5 Manual Reset without 25.08.2004
tableau

NAFO Page 1 of 516


17.03.2005
för Maintenance Instructions History89 Page 1
ThyssenKrupp
A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900
10.06.2004:
Document Page Title Changes
MF8-00-01e 1+9 Lubricant chart updated
MF8-00-02e 1 Gear oil exchange overhauled: for chain transmission
and straight bevel gear
MF8-00-02e 2 Gear oil exchange overhauled: for spur wheel trans-
mission and worm gear; straight
bevel gear now on page 4
MF8-00-02e 3 Gear oil exchange overhauled: for chain transmission
and straight bevel gear 810/870
MF8-00-02e 4 Gear oil exchange new: for spur wheel transmission
and straight bevel gear

08.03.2004:
Document Page Title Changes
MF8-00-16e 1 Step chain lubrication (H > 10 m) for repairs only
MF8-00-16e 2 Initial Step Chain Lubrication new
MF8-00-16e 3 Initial Pallet Chain Lubrication new
MF8-17-01e 1-6 Comb plate Page 1-2: complements
Page 3-6: new
MF8-18-02e 1 Contact mats (piezo) remarks for adjustment
MF8-35-06e 1-2 Skirt switch new
MF8-53-09_0e 01-03 Control - Contents List of contents updated (1.6)
MF8-53-09_1e 1-5 Control - 1. Troubleshooting - Page 5 new : 1.6 Manual Reset
general
MF8-53-09_2e 1-15 Control - 2. Electronic faults New company name without
changes to the content
MF8-53-09_3e 1-44 Control - 3. Failure messages New company name without
changes to the content
MF8-53-09_4e 1-6 Control - 4. Warning messages New company name without
changes to the content
MF8-53-09_5e 1-11 Control - 5. Annex New company name without
changes to the content
MF8-53-11e 1-31 Control Pages 1 + 5 : 1.5 Manual Reset
added

NAFO Page 2 of 516


17.03.2005
för Maintenance Instructions History89 Page 2
ThyssenKrupp
A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900
16.07.2003:
Document Page Title Changes
History89 1-... History of the Maintenance Instruc- replaces History
tions for Escalators and Moving
Walks of the Model Series 800 /
900
MF8-00-03e 1-10 (Centralized) Chain Lubrication Page 1-7: small improvements
Page 8: new; piston distributor for
spur gear transmission
Page 9-10: new; Centralized Chain
Lubrication Version since May
2003
MF8-09-04e 1-2 Adjustment and replacement of the Page 1: Release the pressure
handrail driving chain spring before adjusting the tension
of the handrail driving chain

27.06.2003:
Document Page Title Changes
MF8-09-01e 1-3 Handrail drive Page 1: new designs,
Page 3: Tightening torque 85 Nm

10.03.2003:
Document Page Title Changes
MF8-00-00ae 1 Cover Page New company name
MF8-00-00ae 2 ATTENTION! New company name, Copyright,
Hot Lines updated
MF8-00-00ae 3 Number code and List of New company name
subassemblies
MF8-00-00ae 4 Maintenance Instructions explicitly New company name
for 810, 870, 900
MF8-01-01e 1-5 Drive with chain transmission completely revised

...

NAFO Page 3 of 516


17.03.2005
för Maintenance Instructions History89 Page 3
ThyssenKrupp
A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900
...

MF8-05-01e 1 Step fastening Note for Page 8 added


MF8-05-01e 2-3 Pallet fastening Version until July 2002
MF8-05-01e 4-5 Pallet fastening new; Version from August 2002
until March 2003
MF8-05-01e 6-7 Pallet fastening new; Version from March 2003
MF8-05-01e 8 Step fastening new; for Tugela with 230-kN-chain
MF8-35-04e 1 Isotrep coating new detergent Isotrep SR,
Powder-coated skirts added
MF8-35-07e 1 Front skirt protector new

04.11.2002:
Document Page Title Changes
MF8-32-02e 5-6 Barrier plates (from the middle of new
2002)

06.09.2002:
Document Page Title Changes
MF8-53-11e 1-31 Control new; for FT810 and FS870

27.08.2002:
Document Page Title Changes
MF8-53-09e 1-78 Control splitted into 6 documents:
MF8-53-09_0e 01-03
MF8-53-09_1e 1-4
MF8-53-09_2e 1-15
MF8-53-09_3e 1-44 Speed monitoring complemented
MF8-53-09_4e 1-6
MF8-53-09_5e 1-11

23.08.2002:
Document Page Title Changes
MF8-00-22e 1-5 Measurement of the structural complemented by 3 pages (table)
dimensions

NAFO Page 4 of 516


17.03.2005
för Maintenance Instructions History89 Page 4
ThyssenKrupp
A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900
22.08.2002:
Document Page Title Changes
History 1-... History of the Maintenance Instruc- new
tions for Escalators and Moving The History, as well as the
Walks of the Model Series 800 / contents, will be updated upon
900 every change.

25.07.2002:
Document Page Title Changes
MF8-00-00ae 1 Cover Page FS870 added
MF8-00-00ae 4 Maintenance Instructions explicitly FT810 complemented
for 810, 870, 900 FS870 added
MF8-00-01e Lubrication plan
1 Lubricant table Chain oil ”E” from now on Optimol
NON FLUID 150 (150 T can be
used up);
Spur gear transmission with
straight bevel gear pair
2-8 Legends and survey plans FT820 / Complements e.g. for Speed moni-
FT840 / FS880 toring device, gear oil amounts
9-13 Lubricant table, Legends and new
survey plans for FT810 and FS870
MF8-00-02e Gear oil exchange
1 chain transmission Picture corrected
2 spur wheel transmission Spur gear transmission with
straight bevel gear pair added
3 chain transmission new for FT810 and FS870
MF8-01-02e 11-12 Operational brake new for FS870
MF8-01-08e 1-5 Drive with spur wheel transmission Added spur gear transmission with
straight bevel gear pair as well as
double drive
Completion of the Maintenance Instructions for Escalators and Moving Walks of the Models Velino
FT 810 and Orinoco FS 870 in German, English, French concerning lubrication; Control under
construction.

17.05.2002:
Completion of the 1. CD-ROM ”Maintenance Instructions for Escalators and Moving Walks of the
Model Series 800 / 900 : Velino - Tugela - Orinoco” in German, English, French,
including Velino FT 810.

NAFO Page 5 of 516


17.03.2005
för Maintenance Instructions History89 Page 5
ThyssenKrupp
A company of
ThyssenKrupp ThyssenKrupp Fahrtreppen
Elevator

History of the Maintenance Instructions for Escalators


and Moving Walks of the Model Series 800 / 900
20.11.2001:
Distribution of folders with edition 1 of ”Maintenance Instructions for Escalators and Moving Walks
of the Model Series 800 : Velino - Tugela - Orinoco” in German during the German engineer’s
meeting.

04.12.2000:
Distribution of folders with edition 0 of ”Maintenance Instructions for Escalators and Moving Walks
of the Model Series 800 : Velino - Tugela - Orinoco” in German during the German engineer’s
meeting.

Summer 2000:
Extension of the existing Maintenance Instructions by the models Orinoco FS 880.
Most of the Maintenance Instructions for the models Velino FT 820, Tugela FT 840 and Orinoco FS
880 are completed in German, English and French.

February 1999:
The first Maintenance Instructions for Escalators Models Tugela FT 840 are completed.

January 1998:
The first Maintenance Instructions for Escalators Models Velino FT 820 are completed.

NAFO Page 6 of 516


17.03.2005
för Maintenance Instructions History89 Page 6
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NAFO Page 7 of 516



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NAFO Page 8 of 516



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NAFO Page 9 of 516



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NAFO Page 10 of 516



GzS .BJOUFOBODF *OTUSVDUJPOT .'BF 1BHF 
A company of
ThyssenKrupp Fahrtreppen

ThyssenKrupp
ThyssenKrupp
Elevator

Table of contents

Number Page Title for Model Date State *)


MF8-00-00ae 1 Cover Page * * * * * * * * 10.03.2003 V

MF8-00-00ae 2 ATTENTION! * * * * * * * * 10.03.2003 V


Number code and List of
MF8-00-00ae 3 subassemblies * * * * * * * * 10.03.2003 V
Maintenance Instructions explicitly for
MF8-00-00ae 4 810, 870, 900 * * * * * * * * 10.03.2003 V

MF8-00-00be 1-7 Table of contents * * * * * * * * 16.06.2004 V

Subassembly 00 :

MF8-00-01e 1 Lubrication plan - Lubricant table 822 823 824 842 845 882 883 884 10.06.2004 V
Lubrication plan - Legend + survey
MF8-00-01e 2-3 plan Velino 822 823 824 25.07.2002 V
Lubrication plan - Legend + survey
MF8-00-01e 4-6 plan Tugela 842 845 25.07.2002 V
Lubrication plan - Legend + survey
MF8-00-01e 7-8 plan Orinoco 882 883 884 25.07.2002 V

MF8-00-01e 9 Lubrication plan - Lubricant table 810 870 10.06.2004 V


Lubrication plan - Legend + survey
MF8-00-01e 10-11 plan Velino 810 25.07.2002 V
Lubrication plan - Legend + survey
MF8-00-01e 12-13 plan Orinoco 870 25.07.2002 V
Gear oil exchange - chain
MF8-00-02e 1 transmission and straight bevel gear 822 823 824 842 845 882 883 884 10.06.2004 V
Gear oil exchange - spur wheel
MF8-00-02e 2 transmission and worm gear 822 823 824 842 845 882 883 884 10.06.2004 V
Gear oil exchange - chain
MF8-00-02e 3 transmission and straight bevel gear 810 870 10.06.2004 V
Gear oil exchange - spur wheel
MF8-00-02e 4 transmission and straight bevel gear 822 823 824 842 845 882 883 884 10.06.2004 V

MF8-00-03e 1 Chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 2 Drip feed lubricator and Oil drip pan 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 3-4 Centralized chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 5 Centralized chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 6-7 Centralized chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 8 Centralized chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-00-03e 9-10 Centralized chain lubrication 822 823 824 842 845 882 883 884 16.07.2003 V
Installation of a divided escalator
MF8-00-04e 1 without intermediate support 822 823 824 842 18.09.2000 V
Installation of a divided escalator with
MF8-00-04e 2 intermediate support 822 823 824 842 18.09.2000 V
Installation of a divided escalator
MF8-00-04e 3 without intermediate support 845 18.09.2000 V
Installation of a divided passenger
MF8-00-04e 4 conveyor with intermediate support 845 18.09.2000 V
Installation of a divided passenger
MF8-00-04e 5 conveyor without intermediate 882 883 884 18.09.2000 V
Installation of a divided escalator with
MF8-00-04e 6 intermediate support 882 883 884 18.09.2000 V
Initial check before putting into
MF8-00-05e 1-11 operation 822 823 824 842 845 882 883 884 01.08.2000 V
*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 11 of 516
16.06.2004
för Maintenance Instructions MF8-00-00be Page 1
A company of
ThyssenKrupp Fahrtreppen

ThyssenKrupp
ThyssenKrupp
Elevator

Table of contents

Number Page Title for Model Date State *)


Installation of escalators and
MF8-00-07e 1-11 passenger conveyors 822 823 824 842 845 882 883 884 25.10.2000 V

MF8-00-08e 1 Type designations 822 823 824 842 845 13.12.2002 U

MF8-00-09e 1 Oil seperator 842 845 06.07.2000 V

MF8-00-10e 1 Transport brackets 822 823 824 842 845 882 883 884 13.02.2002 V

MF8-00-10e 2 Transport brackets 822 823 824 842 845 882 883 884 13.02.2002 V

MF8-00-11e 1-5 822 823 824 842 845 882 883 884 27.02.2001 U

MF8-00-12e 1 Mounting trestle 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-00-13e 1-10 Checklist for conformity declaration 822 823 824 842 845 882 883 884 12.11.2001 V
Checklist for Safety Control
MF8-00-14e 1-7 Preventive Maintenance 822 823 824 842 845 882 883 884 06.07.2000 V
Checklist for Safety Inspection
MF8-00-14e 8-10 Preventive Maintenance 822 823 824 842 845 882 883 884 06.07.2000 V
Installation of escalators with spur
MF8-00-15e 1 and pinion drive 842 845 06.07.2000 V

MF8-00-16e 1 Step chain lubrication (H > 10 m) 822 823 824 842 845 06.07.2000 R

MF8-00-16e 2 Initial Step Chain Lubrication 822 823 824 842 845 20.01.2004 V

MF8-00-16e 3 Initial Pallet Chain Lubrication 882 883 884 20.01.2004 V


Instructions for the prevention of
MF8-00-17e 1-24 accidents 822 823 824 842 845 882 883 884 16.01.2001 V

MF8-00-18e 1-17 Prevention of accidents - Instructions 822 823 824 842 845 882 883 884 02.01.2001 V

MF8-00-19e 1-2 Hand signals for guidance 822 823 824 842 845 882 883 884 02.01.2001 V

MF8-00-20e 1 Safety harness 822 823 824 842 845 882 883 884 02.01.2001 V

MF8-00-21e 1-2 Maintenance space, environment 822 823 824 842 845 882 883 884 02.01.2001 V
Measurement of the structural
MF8-00-22e 1-5 dimensions 822 823 824 842 845 882 883 884 23.08.2002 V

MF8-00-23e 1 Transport feet 822 823 824 842 845 882 883 884 30.07.2001 V

Subassembly 01 :

MF8-01-01e 1-5 Drive with chain transmission 822 823 824 842 845 882 883 884 10.03.2003 V(V)

MF8-01-02e 1-4 Operational brake 822 823 824 842 845 19.09.2000 V

MF8-01-02e 5-6 Operational brake 882 883 884 19.09.2000 V

MF8-01-02e 7-10 Operational brake 810 04.02.2002 V

MF8-01-02e 11-12 Operational brake 870 25.07.2002 V


Quadruple Dual Circuit Operational
MF8-01-03e 1-4 And Auxiliary Brake (4/4-Brake) 822 823 824 842 845 882 883 884 18.09.2000 V
Quadruple Dual Circuit Operational
MF8-01-03e 5-7 And Auxiliary Brake (4/4-Brake) 822 823 824 842 845 18.09.2000 V

MF8-01-04e 1 Brake wear monitoring sensor 822 823 824 842 845 882 883 884 18.09.2000 V

MF8-01-05e 1 Brake function monitoring 822 823 824 842 845 882 883 884 19.01.2001 V
*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 12 of 516
16.06.2004
för Maintenance Instructions MF8-00-00be Page 2
A company of
ThyssenKrupp Fahrtreppen

ThyssenKrupp
ThyssenKrupp
Elevator

Table of contents

Number Page Title for Model Date State *)


MF8-01-06e 1-2 Driving motor 822 823 824 842 845 882 883 884 20.02.2001 V

MF8-01-07e 1-3 Auxiliary Brake on the main shaft 822 823 824 842 845 882 883 884 28.06.2001 V

MF8-01-07e 4 Auxiliary Brake on the main shaft 822 823 824 842 845 28.06.2001 V

MF8-01-07e 5 Auxiliary Brake on the main shaft 882 883 884 28.06.2001 U

MF8-01-08e 1-5 Drive with spur wheel transmission 842 845 882 883 884 25.07.2002 V
Auxiliary Brake on the main shaft
MF8-01-09e 1-3 (electro-magnetic) 822 823 824 842 845 882 883 884 30.07.2001 V
Auxiliary Brake on the main shaft
MF8-01-09e 4 (electro-magnetic) 822 823 824 842 845 30.07.2001 V
Auxiliary Brake on the main shaft
MF8-01-09e 5 (electro-magnetic) 882 883 884 30.07.2001 U

MF8-01-18e 1-2 Dismantling of main shaft 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-01-18e 3-4 Dismantling of main shaft 842 845 882 883 884 30.07.2001 V

MF8-01-19e 1-2 Gear replacement 822 823 824 842 845 882 883 884 02.01.2001 V

Subassembly 04 :

MF8-04-01e 1 822 823 824 U

MF8-04-02e 1-3 Guide Rails at the Parting Joint 822 823 824 842 845 10.09.2001 V

MF8-04-02e 4 Guide Rails at the Parting Joint 882 883 884 10.09.2001 V

MF8-04-03e 1 Chain holding device with rail 822 823 824 842 845 01.09.2001 V

MF8-04-03e 2 Chain holding device with shaft 822 823 824 842 845 01.09.2001 V

MF8-04-03e 3 Chain holding device with rail 882 883 884 01.09.2001 V

MF8-04-04e 1-2 Step movement monitoring switch 822 823 824 842 845 06.07.2000 V

MF8-04-04e 3-4 Pallet movement monitoring switch 882 883 884 06.07.2000 V

MF8-04-05e 1-8 Adjustment of the landing rails 822 823 824 842 845 882 883 884 11.02.2002 V

MF8-04-06e 1-3 Buggy safety device 822 823 824 842 845 20.03.2001 V

Subassembly 05 :

MF8-05-01e 1 Step fastening 822 823 824 842 845 10.03.2003 V

MF8-05-01e 2-3 Pallet fastening 882 883 884 10.03.2003 R

MF8-05-01e 4-5 Pallet fastening 882 883 884 10.03.2003 R

MF8-05-01e 6-7 Pallet fastening 882 883 884 10.03.2003 V

MF8-05-01e 8 Step fastening 842 845 10.03.2003 V

MF8-05-02e 1-2 Step chain 822 823 824 842 845 30.07.2001 V

MF8-05-03e 1-2 Pallet chain 882 883 884 30.07.2001 V


*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 13 of 516
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för Maintenance Instructions MF8-00-00be Page 3
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Elevator

Table of contents

Number Page Title for Model Date State *)


MF8-05-04e 1-2 Missing step/pallet supervision 822 823 824 842 845 882 883 884 01.02.2001 V
Cleaning of the Smartstep /
MF8-05-05e 1 Smartpallet 822 823 824 842 845 882 883 884 05.10.2001 V

Subassembly 08 :
Support adjustment without
MF8-08-01e 1 intermediate support 822 823 824 842 845 882 883 884 01.08.2000 V
Support adjustment with intermediate
MF8-08-02e 1-2 support 822 823 824 842 845 882 883 884 01.08.2000 V
Butt joint for divided supporting
MF8-08-03e 1 structure 822 823 824 842 845 882 883 884 01.08.2000 V

MF8-08-04e 1 End supports 822 823 824 842 845 882 883 884 01.08.2000 V

MF8-08-08e 1 Gap sealing 822 823 824 842 845 882 883 884 19.01.2001 V

Subassembly 09 :

MF8-09-01e 1 Handrail drive with pressure belt 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-09-01e 2 Handrail drive with pressure chain 822 823 824 842 845 882 883 884 16.07.2003 V
Handrail drive, replacement of the
MF8-09-01e 3 handrail driving wheel 822 823 824 842 845 882 883 884 27.06.2003 V

MF8-09-02e 822 823 824 842 845 882 883 884 U

MF8-09-03e 1-3 Handrail length compensation 822 823 824 842 845 882 883 884 06.07.2000 V
Adjustment and replacement of the
MF8-09-04e 1-2 handrail driving chain 822 823 824 842 845 882 883 884 16.07.2003 V

MF8-09-05e 1-3 Handrail breakage monitoring system 822 823 824 842 845 882 883 884 07.09.2001 R

MF8-09-06e 1-2 Handrail monitoring system 822 823 824 842 845 882 883 884 07.09.2001 R

MF8-09-07e 1-11 Vulcanization of handrails 822 823 824 842 845 882 883 884 06.03.2002 V
Cleaning and caring of Semperit-
MF8-09-08e 1 handrails 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-09-09e 1-3 Handrail monitoring system 822 823 824 842 845 882 883 884 29.10.2001 V

Subassembly 17 :

MF8-17-01e 1-6 Comb plate 822 823 824 842 845 882 883 884 12.01.2004 V(V)

MF8-17-02e 1 Comb segments 822 823 824 842 845 882 883 884 05.07.2000 V

MF8-17-03e 1 Step inlet guide 822 823 824 842 845 06.07.2000 V

MF8-17-03e 2 Pallet inlet guide 882 883 884 06.07.2000 V

MF8-17-04e 4 Comb plate with upthrust switch 822 823 824 842 845 882 883 884 31.10.2001 U

Subassembly 18 :
Barrier for escalators and passenger
MF8-18-01e 1 conveyors 822 823 824 842 845 882 883 884 05.07.2000 V
*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 14 of 516
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Elevator

Table of contents

Number Page Title for Model Date State *)


Foldable cover trays with lateral
MF8-18-01e 2 barrier flaps 822 823 824 842 845 882 883 884 05.07.2000 V

MF8-18-02e 1 Contact mats (piezo) 822 823 824 842 845 882 883 884 07.01.2003 V(V)

Subassembly 32 :

MF8-32-01e 1-2 Neck guard 822 823 824 842 845 882 883 884 27.07.2000 V

MF8-32-02e 1-4 Barrier plates 822 823 842 882 883 27.07.2000 V
Barrier plates (from the middle of
MF8-32-02e 5-6 2002) 822 823 824 842 882 883 884 04.11.2002 V

MF8-32-03e 1-4 Intermediate balustrades 822 823 842 882 883 27.07.2000 V

Subassembly 34 :

MF8-34-01e 1-4 Cleaning of the sheet metal cladding 822 823 824 842 845 882 883 884 19.09.2000 V

Subassembly 35 :
Front skirt with Handrail Inlet and
MF8-35-01e 1-2 Controls 822 823 824 842 845 882 883 884 12.07.2000 V
Front skirt with Handrail Inlet and
MF8-35-01e 3 Controls 822 823 824 842 845 882 883 884 12.07.2000 V

MF8-35-02e 1 Skirt adjustment 822 823 824 842 845 882 883 884 19.09.2000 V

MF8-35-03e 1-2 Brush assemblies at the skirting 822 823 824 842 845 882 883 884 19.01.2001 V

MF8-35-04e 1 Isotrep coating 822 823 824 842 845 882 883 884 10.03.2003 V

MF8-35-05e 1 Comb lighting 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-35-06e 1-2 Skirt switch 822 823 824 842 845 882 883 884 19.02.2004 V

MF8-35-07e 1 Front skirt protector 882 883 884 10.03.2003 V

Subassembly 36 :

MF8-36-01e 1-4 Balustrade fastening 822 842 882 30.07.2001 V

MF8-36-01e 5-8 Balustrade fastening 823 883 30.07.2001 V

MF8-36-01e 9-12 Balustrade fastening 824 884 30.07.2001 V

MF8-36-01e 13-16 Balustrade fastening 845 30.07.2001 V

Subassembly 37 :

MF8-37-01e 1 Balustrade lighting 822 842 882 30.07.2001 V

MF8-37-01e 2-3 Balustrade lighting 824 884 30.07.2001 V

MF8-37-02e 1-2 Handrail return curve 822 842 882 30.07.2001 V


*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 15 of 516
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för Maintenance Instructions MF8-00-00be Page 5
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ThyssenKrupp
ThyssenKrupp
Elevator

Table of contents

Number Page Title for Model Date State *)


MF8-37-02e 3-4 Handrail return curve 823 883 30.07.2001 V

MF8-37-02e 5-6 Handrail return curve 824 884 30.07.2001 V

MF8-37-02e 7 Handrail return curve 845 30.07.2001 V

Subassembly 38 :

MF8-38-01e 1 Skirting lighting 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-38-02e 1 Interior decking 822 823 824 842 882 883 884 11.09.2000 V

MF8-38-03e 1-4 Exterior decking 822 823 824 842 882 883 884 20.03.2001 V

MF8-38-04e 1 Failure Memory at the Display Panel 822 823 824 842 845 882 883 884 01.08.2000 U

MF8-38-05e 1 Traffic light 822 823 824 842 882 883 884 30.08.2001 V

MF8-38-05e 2 Traffic light 845 30.08.2001 V

Subassembly 53 :

MF8-53-01e 822 823 824 842 845 882 883 884 U

MF8-53-02e 1-4 Adjustment of the control 822 823 824 842 845 882 883 884 18.09.2000 U
Start-up and safety informaton for
MF8-53-03e 1-2 electric motors 822 823 824 842 845 882 883 884 02.01.2001 V

MF8-53-04e 822 823 824 842 845 882 883 884 U

MF8-53-05e 1-2 Maintenance control 822 823 824 842 845 882 883 884 02.01.2001 V

MF8-53-06e 822 823 824 842 845 882 883 884 U

MF8-53-07e 1-12 Recovery circuit 822 823 824 842 845 882 883 884 05.06.2001 V

MF8-53-09_0e 01 Control - Contents 822 823 824 842 845 882 883 884 07.10.2003 V

MF8-53-09_0e 02-03 Control - Contents 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-09_1e 1-4 Control - 1. Troubleshooting - general 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-09_1e 5 Control - 1. Troubleshooting - general 822 823 824 842 845 882 883 884 07.10.2003 V

MF8-53-09_2e 1-15 Control - 2. Electronic faults 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-09_3e 1-44 Control - 3. Failure messages 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-09_4e 1-6 Control - 4. Warning messages 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-09_5e 1-11 Control - 5. Annex 822 823 824 842 845 882 883 884 27.08.2002 V

MF8-53-10e 1-35 Control unit with AS-i bus system 922 923 924 942 945 982 983 984 19.02.2002 V

MF8-53-11e 1-31 Control 810 870 07.10.2003 V

Subassembly 70 :
*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 16 of 516
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ThyssenKrupp
ThyssenKrupp
Elevator

Table of contents

Number Page Title for Model Date State *)


MF8-70-01e 1 Plug-in connections 822 823 824 842 845 882 883 884 30.07.2001 V

MF8-70-04e 1-5 Star-Delta connection 822 823 824 842 845 882 883 884 25.06.2001 V

MF8-70-05e 1-2 Energy-saving connection 822 823 824 842 845 882 883 884 26.10.2001 V

*) V: valid, distributed (in edition 0/1); R: for repairs and maintenance only; U: invalidated
NAFO Page 17 of 516
16.06.2004
för Maintenance Instructions MF8-00-00be Page 7
ThyssenKrupp Fahrtreppen
A company of
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Elevator

Lubrication plan
Lubricant table

Lubricant Shell Esso BP Aral Mobil Klüber DEA/


Texaco

”B” Alvania Beacon 3 Energrease HL 3 Mobilux 3 Multifak


bearing G3 LS 2 30
grease

Tivela Glycolub Enersyn Degol Glygoyle Syntheso Synlube


SD 1) 460 1) SG-XP GS 460 1) HE460 1) D460EP 1) CLP460 1)
”D”
460 1)
synthetic
y
gear oil Syntheso
D220EP 2)

”E” Special oil of THYSSENKRUPP Fahrtreppen GmbH, factory Hamburg


chain oil Optimol NON FLUID 150

”F” Energol Staburags


bearing HLP 68 NBU 12
grease SNF 46

1) only for spur wheel transmissions and worm gears


2) only for straight bevel gear pairs

For the gears of the


escalators FT 822/823/824 and FT 842/845 and
moving walks FS 882/883/884
only synthetic gear oil is to be used.
Escalators and moving walks with chain transmission are equipped with straight bevel gear pairs by
standard.
Escalators and moving walks with spur wheel transmission were initially equipped with worm gears
by standard. Since Spring 2002 they are equipped with straight bevel gear pairs by standard.

From the following survey plans and their appertaining legends you can see at which points the
corresponding lubricants have to be utilized.

For details of gear oil exchange : ® MF8-00-02e.


For details of chain lubrication : ® MF8-00-03e.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 18 of 516
10.06.2004
för Maintenance Instructions MF8-00-01e Page 1
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Legend to the Survey plan Velino
1. Key switch UP/DOWN, upper and lower landings, 2 x
2. Emergency stop button UP/DOWN, upper and lower landings, 2 x
3. User panel – status indication
4. Driving motor, bearings using lifetime lubrication
5. Service brake (2 brake shoes) resp. service and auxiliary brake (4 brake shoes), lifting magnet(s)
6. Straight bevel gear pair, filled with 9l of synthetic gear oil ”D”
7. Drive chain, chain oil ”E” (even if low-maintenance chains are installed)
8. Main shaft bearing, lifetime lubrication (roller bearing grease ”B”)
9. Step chain, chain oil ”E” (if no lifetime lubrication is used)
10.Chain and step rollers, lifetime lubrication
11.Oil collecting caps on the hollow axles
12.Handrail drive chain, chain oil ”E” (even if low-maintenance chains are installed)
13.Handrail supporting roller, rollers using lifetime lubrication
14.Handrail roller curve, rollers using lifetime lubrication
15.Handrail pressure belts and rollers, rollers using lifetime lubrication
16.Handrail length compensation curve, rollers using lifetime lubrication
17.Handrail deviation guides, rollers using lifetime lubrication
18.Pillow bearing of handrail drive shaft, bearing using lifetime lubrication
19.Control cabinet (control gear) inserted vertically in guidance assemblies
20.Terminal box either at the upper or lower end, for connecting the local feed cable
21.Handrail inlet safety switch, 4 x
22.Monitoring switch for step movement (= step lowering switch), 2 x
23.Step guidance assembly, roller bearing grease ”B”
24.Comb plate switches, 4 x
25.Chain tensioning device
26.Chain tension switches (= chain rupture switches), 2 x
27.Speed monitoring device (proximity switch or speed generator resp. momentum pulse generator)
28.Skirt lighting
29.Balustrade lighting (only on FT 822 and FT 824)

FT 822 - 823 - 824


NAFO Page 19 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 2
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Survey plan Velino

FT 822 - 823 - 824


NAFO Page 20 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 3
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Legend to the Survey plan Tugela
1. Key switch UP/DOWN, upper and lower landings, 2 x
2. Emergency stop button UP/DOWN, upper and lower landings, 2 x
3. User panel – state indication
4. Driving motor, bearings using lifetime lubrication
5. Service brake 2 brake shoes resp. service and auxiliary brake 4 brake shoes, lifting magnet(s)
6. Straight bevel gear pair, filled with 9l of synthetic gear oil ”D”, resp.
worm gear, filled with 7l of synthetic gear oil ”D”
7. Drive chain, chain oil ”E” (even if low-maintenance chains are installed)
8. Main shaft bearing, lifetime lubrication (roller bearing grease ”B”)
9. Step chain, chain oil ”E” (if no lifetime lubrication is used)
10.Chain and step rollers, lifetime lubrication
11.Oil collecting caps on the hollow axles
12.Handrail drive chain, chain oil ”E” (even if low-maintenance chains are installed)
13.Handrail supporting roller, rollers using lifetime lubrication
14.Handrail roller curve, rollers using lifetime lubrication
15.Handrail pressure belts and rollers, rollers using lifetime lubrication
16.Handrail length compensation curve, rollers using lifetime lubrication
17.Handrail deviation guides, rollers using lifetime lubrication
18.Pillow bearing of handrail drive shaft, bearing using lifetime lubrication
19.Control cabinet (control gear) inserted vertically in guidance assemblies
20.Terminal box either at the upper or lower end, for connecting the local feed cable
21.Handrail inlet safety switch, 4 x
22.Monitoring switch for step movement (= step lowering switch), 2 x
23.Step guidance assembly, roller bearing grease ”B”
24.Comb plate switches, 4 x
25.Chain tensioning device
26.Chain tension switches (= chain rupture switches), 2 x
27.Speed monitoring device (proximity switch or speed generator resp. momentum pulse generator)
28.Skirt lighting (if any)
29.Balustrade lighting (if any)
30.Oil separator (if any)
31.Handrail pressure roller chain, rollers using life lubrication
32.Handrail length compensation
33.Step chain wheel
34.Driving wheel
35.Lubricant pump with reservoir
36.Distribution device
37.Lubricant nozzles, driving chain
38.Lubricant nozzles, handrail driving chain
39.Lubricant nozzles, step chain
40.Control cubicle, external setup
41.Spur gear, filled with 4l of synthetic gear oil ”D”

FT 842 - 845
NAFO Page 21 of 516
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Thyssen Fahrtreppen
A company of
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Elevator

Lubrication plan
Survey plan Tugela

FT 842 - 845
NAFO Page 22 of 516
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Thyssen Fahrtreppen
A company of
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Elevator

Lubrication plan

41

41

41

FT 842 - 845
NAFO Page 23 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 6
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Legend to the Survey plan Orinoco
1. Key switch UP/DOWN, upper and lower landings, 2 x
2. Emergency stop button UP/DOWN, upper and lower landings, 2 x
3. User panel – state indication
4. Driving motor, bearings using lifetime lubrication
5. Service brake 2 brake shoes resp. service and auxiliary brake 4 brake shoes, lifting magnet(s)
6. Straight bevel gear pair, filled with 9l of synthetic gear oil ”D”
7. Drive chain, chain oil ”E” (even if low-maintenance chains are installed)
8. Main shaft bearing, lifetime lubrication (roller bearing grease ”B”)
9. Step chain, chain oil ”E” (if no lifetime lubrication is used)
10.Chain and step rollers, lifetime lubrication
11.Oil collecting caps on the hollow axles
12.Handrail drive chain, chain oil ”E” (even if low-maintenance chains are installed)
13.Handrail supporting roller, rollers using lifetime lubrication
14.Handrail roller curve, rollers using lifetime lubrication
15.Handrail pressure belts and rollers, rollers using lifetime lubrication
16.Handrail length compensation curve, rollers using lifetime lubrication
17.Handrail deviation guides, rollers using lifetime lubrication
18.Pillow bearing of handrail drive shaft, bearing using lifetime lubrication
19.Control cabinet (control gear) inserted vertically in guidance assemblies
20.Terminal box either at the upper or lower end, for connecting the local feed cable
21.Handrail inlet safety switch, 4 x
22.Monitoring switch for step movement (= step lowering switch), 2 x
23.Step guidance assembly, roller bearing grease ”B”
24.Comb plate switches, 4 x
25.Chain tensioning device
26.Chain tension switches (= chain rupture switches), 2 x
27.Speed monitoring device (proximity switch or speed generator resp. momentum pulse generator)
28.Skirt lighting
29.Balustrade lighting (only on FS 882 and FS 884)

FS 882 - 883 - 884


NAFO Page 24 of 516
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Thyssen Fahrtreppen
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Elevator

Lubrication plan
Survey plan Orinoco

4 27
5 4
6
7 5

8 23

22

10 9

11 24

12
13 18
17
21
19 14
22

28 15

29
22
16
21
17

20
9

3 2

25
1
26

FS 882 - 883 - 884


NAFO Page 25 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 8
ThyssenKrupp Fahrtreppen
A company of
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Elevator

Lubrication plan
Lubricant table

Lubricant Shell Esso BP Aral Mobil Klüber DEA/


Texaco

”B” Alvania Beacon 3 Energrease HL 3 Mobilux 3 Multifak


bearing grease G3 LS 2 30

”D” Syntheso
synthetic D220EP
gear oil

”E” Special oil of THYSSENKRUPP Fahrtreppen GmbH, factory Hamburg


chain oil Optimol NON FLUID 150

”F” Energol Staburags


bearing grease HLP 68 NBU 12
SNF 46

For the gears of the


escalators FT 810 and
moving walks FS 870
only synthetic gear oil is to be used.

Escalators FT 810 and moving walks FS 870 are equipped with chain transmission and straight
bevel gear pairs by standard.

From the following survey plans and their appertaining legends you can see at which points the
corresponding lubricants have to be utilized.

For details of gear oil exchange : ® MF8-00-02e.


For details of chain lubrication : ® MF8-00-03e.

FT 810 FS 870
NAFO Page 26 of 516
10.06.2004
för Maintenance Instructions MF8-00-01e Page 9
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Legend to the Survey plan Velino
1. Key switch UP/DOWN, upper and lower landings, 2 x
2. Emergency stop button UP/DOWN, upper and lower landings, 2 x
3. ---
4. Driving motor, bearings using lifetime lubrication
5. Service brake (2 brake shoes), lifting magnet(s)
6. Straight bevel gear pair, synthetic gear oil ”D”, oil filling: 3l @ 50Hz / 9l @ 60Hz
7. Drive chain, chain oil ”E”
8. Main shaft bearing, lifetime lubrication (roller bearing grease ”B”)
9. Step chain, chain oil ”E”
10.Chain and step rollers, lifetime lubrication
11.Oil collecting caps on the hollow axles
12.Handrail drive chain, chain oil ”E”
13.Handrail supporting roller, rollers using lifetime lubrication
14.Handrail roller curve, rollers using lifetime lubrication
15.Handrail pressure belts and rollers, rollers using lifetime lubrication
16.Handrail length compensation curve, rollers using lifetime lubrication
17.Handrail deviation guides, rollers using lifetime lubrication
18.Pillow bearing of handrail drive shaft, bearing using lifetime lubrication
19.Control cabinet (control gear) inserted vertically in guidance assemblies
20.Terminal box either at the upper or lower end, for connecting the local feed cable
21.Handrail inlet safety switch, 4 x
22.Monitoring switch for step movement (= step lowering switch), 2 x
23.Step guidance assembly, roller bearing grease ”B”
24.Comb plate switches, 4 x
25.Chain tensioning device
26.Chain tension switches (= chain rupture switches), 2 x
27.Speed monitoring device (momentum pulse generator)
28.---
29.---

FT 810
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för Maintenance Instructions MF8-00-01e Page 10
Thyssen Fahrtreppen
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ThyssenKrupp
Elevator

Lubrication plan
Survey plan Velino

FT 810
NAFO Page 28 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 11
Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Legend to the Survey plan Orinoco
1. Key switch UP/DOWN, upper and lower landings, 2 x
2. Emergency stop button UP/DOWN, upper and lower landings, 2 x
3. ---
4. Driving motor, bearings using lifetime lubrication
5. Service brake 2 brake shoes, lifting magnet(s)
6. Straight bevel gear pair, synthetic gear oil ”D”, oil filling: 3l @ 50Hz / 9l @ 60Hz
7. Drive chain, chain oil ”E”
8. Main shaft bearing, lifetime lubrication (roller bearing grease ”B”)
9. Step chain, chain oil ”E”
10.Chain and step rollers, lifetime lubrication
11.Oil collecting caps on the hollow axles
12.Handrail drive chain, chain oil ”E”
13.Handrail supporting roller, rollers using lifetime lubrication
14.Handrail roller curve, rollers using lifetime lubrication
15.Handrail pressure belts and rollers, rollers using lifetime lubrication
16.Handrail length compensation curve, rollers using lifetime lubrication
17.Handrail deviation guides, rollers using lifetime lubrication
18.Pillow bearing of handrail drive shaft, bearing using lifetime lubrication
19.Control cabinet (control gear) inserted vertically in guidance assemblies
20.Terminal box either at the upper or lower end, for connecting the local feed cable
21.Handrail inlet safety switch, 4 x
22.Monitoring switch for step movement (= step lowering switch), 2 x
23.Step guidance assembly, roller bearing grease ”B”
24.Comb plate switches, 4 x
25.Chain tensioning device
26.Chain tension switches (= chain rupture switches), 2 x
27.Speed monitoring device (momentum pulse generator)
28.---
29.---

FS 870
NAFO Page 29 of 516
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Thyssen Fahrtreppen
A company of
ThyssenKrupp
Elevator

Lubrication plan
Survey plan Orinoco
4
5
6
7 23
8

22

10 9
24
11

12
13 18
17
21
19 14
22

28 15

29
22
16
21
17

20
9

25
26

FS 870
NAFO Page 30 of 516
25.07.2002
för Maintenance Instructions MF8-00-01e Page 13
ThyssenKrupp Fahrtreppen
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Elevator

Gear oil exchange


Gear oil exchange at escalators and moving walks with a
chain transmission (straight bevel gears only)
The synthetic oil of straight bevel gears has to be exchanged orderly. At:
- 12 operation hours per day, 6 days a week, every 11 years or 40,000 hours of operation
- 20 operation hours per day, 7 days a week, every 5,5 years or 40,000 hours of operation
(at an oil sump temperature of max. 90 °C; at higher oil temperatures the oil exchange interval is
reduced, whereas oil sump temperatures of > 105 °C are not permissable).

suction
pump

hose

dip stick

SW20

- Remove the pipe with the dip stick from the


worm gear.
- Put a transparent hose into the filling opening
of the gear box and remove the old oil with a
suction pump (driven by a hand drilling
machine).
- Refill the straight bevel gear with 9 litres
of synthetic oil (® MF8-00-01e page 1). dip stick
- Remount the pipe with the dip stick onto the
worm gear.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 31 of 516
10.06.2004
för Maintenance Instructions MF8-00-02e Page 1
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Gear oil exchange


Oil exchange at escalators and moving walks with
spur wheel transmission and worm gear
The synthetic oil of spur wheel transmissions and worm gears has to be exchanged orderly:
- every 4 years or 12,000 hours of operation
(at an oil sump temperature of max. 90 °C; at higher oil temperatures the oil exchange interval is
reduced, whereas oil sump temperatures of > 105 °C are not permissable).
suction
pump

For identification: the housings of


worm gears sport cooling ribs, the
straight bevel gear housings don’t!

dip stick of the worm gear

- Remove the fill cap from the worm gear.


- Put a transparent hose into the filling
opening and remove the old oil using a fill cap dip stick of
suction pump (driven by a hand drilling the spur
wheel gear
machine).
- Refill the worm gear with 7 litres of synthetic oil
(® MF8-00-01e page 1).
- Mount the fill cap onto the worm gear.
- Remove the dip stick from the spur wheel
transmission.
- Connect a suction pump (driven by a hand
drilling machine) via a transparent hose with a
1/2 inch fitting at the dip stick opening of the dip stick of the worm gear
spur wheel transmission to remove the old oil.
- Refill the spur wheel transmission with 4 litres of synthetic oil
(® MF8-00-01e page 1).
- Insert dip stick.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 32 of 516
10.06.2004
för Maintenance Instructions MF8-00-02e Page 2
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Gear oil exchange


Gear oil exchange at escalators and moving walks with
chain transmission (straight bevel gears only)
The synthetic oil of the straight bevel gear has to be exchanged orderly. At:
- 12 operation hours per day, 6 days a week,
every 11 years or 40,000 hours of operation
- 20 operation hours per day, 7 days a week,
every 5,5 years or 40,000 hours of operation
(at an oil sump temperature of max. 90 °C; at higher oil temperatures the oil exchange
interval is reduced, whereas oil sump temperatures
of > 105 °C are not permissable).
suction
pump

hose

dip stick

SW20

- Remove the pipe with the dip stick from the


gear box.
- Put a transparent hose into the filling opening
and remove the old oil with a suction pump
(driven by a hand drilling machine).
- Refill the straight bevel gear with synthetic oil
3 litres with 50 Hz power supply
9 litres with 60 Hz power supply
(® MF8-00-01e page 9).
- Remount the pipe with the dip stick onto the gear box.
dip stick

FT 810 FS 870
NAFO Page 33 of 516
10.06.2004
för Maintenance Instructions MF8-00-02e Page 3
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Gear oil exchange


Oil exchange at escalators and moving walks with
spur wheel transmission and straight bevel gear
The synthetic oil of spur wheel transmissions and straight bevel gears has to be exchanged orderly. At:
- spur wheel transmissions every 4 years or 12,000 hours of operation
- straight bevel gears with 12 operation hours per day, 6 days a week,
every 11 years or 40,000 hours of operation
- straight bevel gears with 20 operation hours per day, 7 days a week,
every 5,5 years or 40,000 hours of operation
(at an oil sump temperature of max. 90 °C; at higher oil temperatures the oil exchange interval is
reduced, whereas oil sump temperatures of > 105 °C are not permissable).
For identification: the housings of
suction pump
worm gears sport cooling ribs, the
straight bevel gear housings don’t!

Main shaft
dip stick straight bevel gear Step chain wheel

dip stick
spur wheel
transmission

SW20 Spur drive wheel

Pinion intermediate wheel


- Remove the pipe with the dip stick from the gear box.
- Put a transparent hose into the filling opening and remove the old oil with a suction pump (driven
by a hand drilling machine).
- Refill the straight bevel gear with 9 litres of synthetic oil (® MF8-00-01e page 1).
- Remount the pipe with the dip stick onto the gear box.
- Remove the dip stick from the spur wheel transmission.
- Connect a suction pump (driven by a hand drilling machine) via a transparent hose with a 1/2
inch fitting at the dip stick opening of the spur wheel transmission to remove the old oil.
- Refill the spur wheel transmission with 4 litres of synthetic oil (® MF8-00-01e page 1).
- Insert the spur wheel transmission dip stick.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 34 of 516
10.06.2004
för Maintenance Instructions MF8-00-02e Page 4
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%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG B %JWJEFE &TDBMBUPS


*OTUBMMBUJPO PG B EJWJEFE FTDBMBUPS XJUI JOUFSNFEJBUF TVQQPSU
 *OTFSU UIF FTDBMBUPS JOUP UIF QPSU VTJOH NPVOUJOH EFWJDFT FYBNJOF JOTUBMMBUJPO ESBXJOH JOTUBMMBUJPO
JOTUSVDUJPO .' 
 4DSFX UIF HJSEFS BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF NPVOUJOH EFWJDFT BU UIF KVODUJPO QPJOU
"MJHO UIF TVQQPSU BOE BEKVTU UIF UPSRVF PG UIF JOUFSNFEJBUF TVQQPSU .' .'
UPSRVF GSPN UIF JOTUBMMBUJPO ESBXJOH 
 7FSJGZ UIF UPSRVF PG UIF TDSFXFE HJSEFS DPOOFDUJPO .' 
 *G TQSJOLMFST FYJTU 4DSFX UIF TQSJOLMFS QJQF BEBQUFS UPHFUIFS KPJOU 
 .PVOU UIF HVJEF SBJMT BU UIF KVODUJPO QPJOU .' 
 +PJO UIF TUFQ DIBJOT BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF USBOTQPSU TBGFUZ EFWJDFT PG UIF TUFQ DIBJOT
 "EKVTU UIF UFOTJPO PG UIF TUFQ DIBJOT JO UIF UFOTJPOJOH TUBUJPO .' 
 .PVOU UIF CBMVTUSBEF .' 
 1MBDF UIF IBOESBJM
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM QSFTTVSF CFMU .' 
 +PJO UIF QMVHJO DPOOFDUJPOT PG UIF FMFDUSJDBM FRVJQNFOU .' 
 $POOFDU UIF QPXFS TVQQMZ GPS UIF DPOUSPM VOJU
 "EKVTU UIF MFOHUI PG UIF IBOESBJM .' 
 .PVOU UIF TLJSU QBOFMT .' JG BOZ UIF TLJSU MJHIUJOH .' BOE UIF JOUFSJPS EFDLJOH
.' GSPN UIF KVODUJPO QPJOU UP UIF MPXFS FTDBMBUPS FOE
 .PVOU UIF FYUFSJPS EFDLJOH BU UIF KVODUJPO QPJOU .' 
 .PVOU UIF GSPOU TLJSU JODMVEJOH IBOESBJM JOMFUT .' 
 'JY UIF PVUFS TIFBUIJOH BU UIF KVODUJPO QPJOU
 .PVOU NJTTJOH TUFQT JO UIF UFOTJPOJOH TUBUJPO .' 
 5SJBM SVO BOE GJOBM JOTQFDUJPO

'5      '5 


 NAFO Page 46 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG B %JWJEFE &TDBMBUPS


*OTUBMMBUJPO PG B EJWJEFE FTDBMBUPS XJUIPVU JOUFSNFEJBUF TVQQPSU
 4DSFX UIF HJSEFS BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF NPVOUJOH EFWJDFT BU UIF KVODUJPO QPJOU
 7FSJGZ UIF UPSRVF PG UIF TDSFXFE HJSEFS DPOOFDUJPO .' 
 *G TQSJOLMFST FYJTU 4DSFX UIF TQSJOLMFS QJQF BEBQUFS KPJOU UPHFUIFS
 .PVOU UIF HVJEF SBJMT BU UIF KVODUJPO QPJOU .' 
 +PJO UIF TUFQ DIBJOT BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF USBOTQPSU TBGFUZ EFWJDFT PG UIF TUFQ DIBJOT
 "EKVTU UIF UFOTJPO PG UIF TUFQ DIBJOT JO UIF UFOTJPOJOH TUBUJPO .' 
 .PVOU UIF CBMVTUSBEF .' 
 1MBDF UIF IBOESBJM
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM QSFTTVSF CFMU .' 
 +PJO UIF QMVHJO DPOOFDUJPOT PG UIF FMFDUSJDBM FRVJQNFOU
 $POOFDU UIF QPXFS TVQQMZ GPS UIF PQFSBUJOH EFWJDF
 "EKVTU UIF MFOHUI PG UIF IBOESBJM .' 
 .PVOU UIF TLJSU QBOFMT .' GSPN UIF KVODUJPO QPJOU UP UIF MPXFS FTDBMBUPS FOE
 .PVOU UIF GSPOU TLJSU JODMVEJOH IBOESBJM JOMFUT .' 
 'JY UIF PVUFS TIFBUIJOH BU UIF KVODUJPO QPJOU
 .PVOU NJTTJOH TUFQT JO UIF UFOTJPOJOH TUBUJPO .' 
 %JTDPOOFDU UIF QPXFS TVQQMZ GSPN UIF DPOUSPM VOJU
 *OTFSU UIF FTDBMBUPS JOUP UIF QPSU VTJOH NPVOUJOH EFWJDFT FYBNJOF JOTUBMMBUJPO ESBXJOH JOTUBMMBUJPO
JOTUSVDUJPOT .' 
 6OIPPL UIF NPVOUJOH EFWJDFT BMJHO UIF TVQQPSUT .' 
 $POOFDU UIF QPXFS TVQQMZ GPS UIF DPOUSPM VOJU
 5SJBM SVO BOE GJOBM JOTQFDUJPO

'5 
 NAFO Page 47 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG B %JWJEFE &TDBMBUPS


 *OTFSU UIF FTDBMBUPS JOUP UIF QPSU VTJOH NPVOUJOH EFWJDFT FYBNJOF JOTUBMMBUJPO ESBXJOH JOTUBMMBUJPO
JOTUSVDUJPO .' 
 4DSFX UIF HJSEFS BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF NPVOUJOH EFWJDFT BU UIF KVODUJPO QPJOU
"MJHO UIF TVQQPSU BOE BEKVTU UIF UPSRVF PG UIF JOUFSNFEJBUF TVQQPSU .' .'
UPSRVF GSPN UIF JOTUBMMBUJPO ESBXJOH 
 7FSJGZ UIF UPSRVF PG UIF TDSFXFE HJSEFS DPOOFDUJPO .' 
 *G TQSJOLMFST FYJTU 4DSFX UIF TQSJOLMFS QJQF BEBQUFS UPHFUIFS KPJOU 
 .PVOU UIF HVJEF SBJMT BU UIF KVODUJPO QPJOU .' 
 +PJO UIF TUFQ DIBJOT BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF USBOTQPSU TBGFUZ EFWJDFT PG UIF TUFQ DIBJOT
 "EKVTU UIF UFOTJPO PG UIF TUFQ DIBJOT JO UIF UFOTJPOJOH TUBUJPO .' 
 .PVOU UIF CBMVTUSBEF .' 
 1MBDF UIF IBOESBJM
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM QSFTTVSF CFMU .' 
 +PJO UIF QMVHJO DPOOFDUJPOT PG UIF FMFDUSJDBM FRVJQNFOU .' 
 $POOFDU UIF QPXFS TVQQMZ GPS UIF DPOUSPM VOJU
 "EKVTU UIF MFOHUI PG UIF IBOESBJM .' 
 .PVOU UIF TLJSU QBOFMT .' GSPN UIF KVODUJPO QPJOU UP UIF MPXFS FTDBMBUPS FOE
 .PVOU UIF GSPOU TLJSU JODMVEJOH IBOESBJM JOMFUT .' 
 'JY UIF PVUFS TIFBUIJOH BU UIF KVODUJPO QPJOU
 .PVOU NJTTJOH TUFQT JO UIF UFOTJPOJOH TUBUJPO .' 
 5SJBM SVO BOE GJOBM JOTQFDUJPO

'5 
 NAFO Page 48 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG B %JWJEFE 1BTTFOHFS $POWFZPS


*OTUBMMBUJPO PG B EJWJEFE QBTTFOHFS DPOWFZPS XJUIPVU JOUFSNFEJBUF
TVQQPSU
 4DSFX UIF HJSEFS BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF NPVOUJOH EFWJDFT BU UIF KVODUJPO QPJOU
 7FSJGZ UIF UPSRVF PG UIF TDSFXFE HJSEFS DPOOFDUJPO .' 
 *G TQSJOLMFST FYJTU 4DSFX UIF TQSJOLMFS QJQF BEBQUFS KPJOU UPHFUIFS
 .PVOU UIF HVJEF SBJMT BU UIF KVODUJPO QPJOU .' 
 +PJO UIF QBMMFU DIBJOT BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF USBOTQPSU TBGFUZ EFWJDFT PG UIF QBMMFU DIBJOT
 "EKVTU UIF UFOTJPO PG UIF QBMMFU DIBJOT JO UIF UFOTJPOJOH TUBUJPO .' 
 .PVOU UIF CBMVTUSBEF .' 
 1MBDF UIF IBOESBJM
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM QSFTTVSF CFMU .' 
 +PJO UIF QMVHJO DPOOFDUJPOT PG UIF FMFDUSJDBM FRVJQNFOU
 $POOFDU UIF QPXFS TVQQMZ GPS UIF PQFSBUJOH EFWJDF
 "EKVTU UIF MFOHUI PG UIF IBOESBJM .' 
 .PVOU UIF TLJSU QBOFMT .' JG BOZ UIF TLJSU MJHIUJOH .' BOE UIF JOUFSJPS EFDLJOH
.' GSPN UIF KVODUJPO QPJOU UP UIF MPXFS QBTTFOHFS DPOWFZPS FOE
 .PVOU UIF FYUFSJPS EFDLJOH BU UIF KVODUJPO QPJOU .' 
 .PVOU UIF GSPOU TLJSU JODMVEJOH IBOESBJM JOMFUT .' 
 'JY UIF PVUFS TIFBUIJOH BU UIF KVODUJPO QPJOU
 .PVOU NJTTJOH QBMMFUT JO UIF UFOTJPOJOH TUBUJPO .' 
 %JTDPOOFDU UIF QPXFS TVQQMZ GSPN UIF DPOUSPM VOJU
 *OTFSU UIF QBTTFOHFS DPOWFZPS JOUP UIF QPSU VTJOH NPVOUJOH EFWJDFT FYBNJOF JOTUBMMBUJPO ESBXJOH
JOTUBMMBUJPO JOTUSVDUJPOT .' 
 6OIPPL UIF NPVOUJOH EFWJDFT BMJHO UIF TVQQPSUT .' 
 $POOFDU UIF QPXFS TVQQMZ GPS UIF DPOUSPM VOJU
 5SJBM SVO BOE GJOBM JOTQFDUJPO

'4     


 NAFO Page 49 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG B %JWJEFE 1BTTFOHFS $POWFZPS


*OTUBMMBUJPO PG B EJWJEFE QBTTFOHFS DPOWFZPS XJUI JOUFSNFEJBUF TVQQPSU
 *OTFSU UIF QBTTFOHFS DPOWFZPS JOUP UIF QPSU VTJOH NPVOUJOH EFWJDFT FYBNJOF JOTUBMMBUJPO ESBXJOH
JOTUBMMBUJPO JOTUSVDUJPO .' 
 4DSFX UIF HJSEFS BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF NPVOUJOH EFWJDFT BU UIF KVODUJPO QPJOU
"MJHO UIF TVQQPSU BOE BEKVTU UIF UPSRVF PG UIF JOUFSNFEJBUF TVQQPSU .' .'
UPSRVF GSPN UIF JOTUBMMBUJPO ESBXJOH 
 7FSJGZ UIF UPSRVF PG UIF TDSFXFE HJSEFS DPOOFDUJPO .' 
 *G TQSJOLMFST FYJTU 4DSFX UIF TQSJOLMFS QJQF BEBQUFS UPHFUIFS KPJOU 
 .PVOU UIF HVJEF SBJMT BU UIF KVODUJPO QPJOU .' 
 +PJO UIF QBMMFU DIBJOT BU UIF KVODUJPO QPJOU .' 
 3FNPWF UIF USBOTQPSU TBGFUZ EFWJDFT PG UIF QBMMFU DIBJOT
 "EKVTU UIF UFOTJPO PG UIF QBMMFU DIBJOT JO UIF UFOTJPOJOH TUBUJPO .' 
 .PVOU UIF CBMVTUSBEF .' 
 1MBDF UIF IBOESBJM
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM QSFTTVSF CFMU .' 
 +PJO UIF QMVHJO DPOOFDUJPOT PG UIF FMFDUSJDBM FRVJQNFOU .' 
 $POOFDU UIF QPXFS TVQQMZ GPS UIF DPOUSPM VOJU
 "EKVTU UIF MFOHUI PG UIF IBOESBJM .' 
 .PVOU UIF TLJSU QBOFMT .' JG BOZ UIF TLJSU MJHIUJOH .' BOE UIF JOUFSJPS EFDLJOH
.' GSPN UIF KVODUJPO QPJOU UP UIF MPXFS QBTTFOHFS DPOWFZPS FOE
 .PVOU UIF FYUFSJPS EFDLJOH BU UIF KVODUJPO QPJOU .' 
 .PVOU UIF GSPOU TLJSU JODMVEJOH IBOESBJM JOMFUT .' 
 'JY UIF PVUFS TIFBUIJOH BU UIF KVODUJPO QPJOU
 .PVOU NJTTJOH QBMMFUT JO UIF UFOTJPOJOH TUBUJPO .' 
 5SJBM SVO BOE GJOBM JOTQFDUJPO

'4     


 NAFO Page 50 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

*OJUJBM DIFDL CFGPSF QVUUJOH JOUP PQFSBUJPO

*OJUJBM DIFDL PG UIF FMFDUSJDBM FRVJQNFOU PG FTDBMBUPST BOE NPWJOH XBMLT


JO BDDPSEBODF XJUI %*/ 7%&  1BSU  CFGPSF QVUUJOH JOUP
PQFSBUJPO JO UIF 5/ OFUXPSL
%*/ 7%&  1BSU  SFRVJSFT UIF JOTUBMMFS PG BO FMFDUSJDBM QMBOU UP DIFDL CFGPSF QVUUJOH JU JOUP
PQFSBUJPO XIFUIFS UIF OFDFTTBSZ QSPUFDUJWF NFBTVSFT IBWF CFFO FNQMPZFE GPS UIF JOEJWJEVBM QBSUT
PG UIF QMBOU JO BDDPSEBODF XJUI UIF GPSFTFFO BQQMJDBUJPO BOE XIFUIFS UIF DPSSFDU GVODUJPOJOH PG UIFTF
QSPUFDUJWF NFBTVSFT IBT CFFO FOTVSFE 5IJT DIFDL JOWPMWFT B UIPSPVHI JOTQFDUJPO PG BMM PG UIF QMBOU
QBSUT JNQPSUBOU GPS UIF TBGFUZ BOE TFDVSJUZ PG UIF QSPUFDUJWF NFBTVSFT BT XFMM BT NFBTVSFNFOUT
BOE UFTUT CZ NFBOT PG XIJDI UIF FGGFDUJWFOFTT PG UIF QSPUFDUJWF NFBTVSFT DBO CF EFNPOTUSBUFE
*G B OFXMZJOTUBMMFE FMFDUSJDBM QMBOU JT UFTUFE CZ B UIJSE QBSUZ TVDI BT UIF MPDBM FOFSHZ TVQQMZ
DPNQBOZ PS CZ BO BHFOU BQQPJOUFE CZ UIF QSJODJQBM UIJT JO OP XBZ BMUFST BOZ PG UIF PCMJHBUJPOT PS
UIF TPMF BDDPVOUBCJMJUZ PG UIF JOTUBMMFS GPS UIF RVBMJUZ PG UIF FMFDUSJDBM QMBOU JO BDDPSEBODF XJUI UIF
SFMFWBOU 7%& TUBOEBSET BOE UIFSFCZ GPS UFTUJOH JO BDDPSEBODF XJUI %*/ 7%&  1BSU 
5IF JOJUJBM DIFDL FOET UIF XPSL PO UIF OFXMZJOTUBMMFE QMBOU PS QMBOU QBSU *O UIF DBTF PG BO FYUFOTJPO
PG BO FYJTUJOH JOTUBMMFE QMBOU UIF FYBNJOBUJPOT JO LFFQJOH XJUI 1BSU  NVTU POMZ CF DBSSJFE PVU GPS
UIF OFXMZJOTUBMMFE QMBOU
'PS PME JOTUBMMBUJPOT UIF QSPWJTJPOT UIBU XFSF WBMJE BU UIF UJNF PG JOTUBMMBUJPO BSF UIPTF UIBU BQQMZ
5IF PMEFS 7%& QSPWJTJPOT UIVT DPOUJOVF UP CF WBMJE GPS PME QMBOUT
5IF DIFDL NVTU CF DPOEVDUFE CZ B TVJUBCMZ TLJMMFE FMFDUSJDBM XPSLFS PS NVTU CF DBSSJFE PVU VOEFS UIF
EJSFDUJPO BOE TVQFSWJTJPO PG B TVJUBCMZ TLJMMFE FMFDUSJDBM XPSLFS
$IFDLT NVTU JODMVEF BMM NFBTVSFT CZ NFBOT PG XIJDI POF EFUFSNJOFT XIFUIFS UIF JOTUBMMBUJPO PG BO
FMFDUSJDBM QMBOU DPSSFTQPOET UP UIF JOTUBMMBUJPO TUBOEBSET
$IFDLJOH DPWFST JOTQFDUJPO UFTUJOH NFBTVSJOH
 *OTQFDUJPO
*OTQFDUJPO JT UIF DPOTDJPVT MPPLJOH BU BO FMFDUSJDBM QMBOU JO PSEFS UP FTUBCMJTI UIF BEFRVBUF BOE
PSEFSMZ DPOEJUJPO PG UIF QMBOU *U JT B QSFSFRVJTJUF GPS UFTUJOH BOE NFBTVSJOH
*U JT JO UIF DPOUFYU PG UIF DIFDLT PG GVOEBNFOUBM JNQPSUBODF *OTQFDUJPO BT B DIFDLJOH GVODUJPO
CFHJOT XJUI UIF SJHIU DIPJDF PG NBUFSJBMT GPS VTF EVSJOH JOTUBMMBUJPO BOE BDDPNQBOJFT UIF FOUJSF
JOTUBMMBUJPO QSPDFEVSF
#Z NFBOT PG JOTQFDUJPO JU JT UP CF FTUBCMJTIFE UIBU
B UIF QPXFS QMBOU FRVJQNFOU DBO XJUITUBOE UIF JOGMVFODFT QSFTFOU BU UIF QPJOU PG BQQMJDBUJPO "QBSU
GSPN UIJT JU NVTU CF DIFDLFE XIFUIFS UIF BEEJUJPOBM TUJQVMBUJPOT GPS GJSNT SPPNT BOE TQFDJBM QMBOU
DPOUBJOFE JO UIF JOTUBMMBUJPO TUBOEBSET IBWF CFFO DPNQMJFE XJUI
C FRVJQNFOU TIPXT OP SFDPHOJ[BCMF EBNBHF PS TIPSUDPNJOH

'5      '5    '4     
 NAFO Page 51 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

*OJUJBM DIFDL CFGPSF QVUUJOH JOUP PQFSBUJPO


D UIF QSPUFDUJPO PG BDUJWF QBSUT CZ NFBOT PG JTPMBUJPO JT DPNQMFUF
E UIF QSPUFDUJPO HJWFO CZ DPWFST PS DBTJOH DPNQMJFT XJUI UIF SFRVJSFNFOUT PG %*/ 7%&  1BSU

F UIF TUJQVMBUJPOT JO UIF NBOVGBDUVSFS³T BTTFNCMZ JOTUSVDUJPOT IBWF CFFO DPNQMJFE XJUI FH
EJTUBODFT TFQBSBUJOH IFBUHFOFSBUJOH FRVJQNFOU GSPN DPNCVTUJCMF FOWJSPONFOUT
G DBCMF BOE MJOFT BSF DPSSFDUMZ JOTUBMMFE JO UFSNT PG DBSSZJOH DBQBDJUZ BOE FMFDUSJD TUSFOHUI
H TVJUBCMF TFQBSBUJOH BOE TXJUDIJOH EFWJDFT BSF CPUI QSFTFOU BOE DPSSFDUMZ BSSBOHFE
I UIF PWFSDVSSFOU QSPUFDUJPO FRVJQNFOU IBT CFFO QSPQFSMZ TFMFDUFE BOEPS TFU
J BMM FMFDUSJDBM FRVJQNFOU JT BCMF UP DPOEVDU UIF MBSHFTU TIPSUDJSDVJU DVSSFOU QPTTJCMF BU UIF
JOTUBMMBUJPO QPJOU VOUJM DVUPVU BOE JG GPSFTFFO GPS UIJT QVSQPTF UP JOUFSSVQU UIJT TIPSUDJSDVJU
DVSSFOU
K FTTFOUJBM DPOUSPM EFWJDFT FH JTPMBUJPO TVQFSWJTJPO FRVJQNFOU FYDFTTWPMUBHF QSPUFDUJPO
FRVJQNFOU IBWF CFFO QSPQFSMZ TFMFDUFE BOEPS TFU
L NBUFSJBM JT BWBJMBCMF CZ NFBOT PG XIJDI UIF QMBOU PS JUT DPNQPOFOU QBSUT BSF BEFRVBUFMZ
EPDVNFOUFE FH DJSDVJU EJBHSBNT PQFSBUJOH JOTUSVDUJPOT BOE QFSNBOFOU EFTJHOBUJPOT PG UIF
FMFDUSJD DJSDVJUT GVTFT TXJUDIFT DMBNQT XJUI OFVUSBM FBSUI DPOEVDUPS DPSSFDUMZ NBSLFE BOE
UIBU SFRVJSFE XBSOJOH TJHOT IBWF CFFO GJUUFE
M MJOFT BOE MJOF DPOOFDUJPOT BSF JO HPPE NFDIBOJDBM PSEFS QPUFOUJBMDPNQFOTBUJOH MFBET UPP BOE
UIBU DPOUBDUT BSF OPU TPJMFE PS EBNBHFE DIFDL GPS DPNQMJBODF XJUI UIF DJSDVJU EPDVNFOUBUJPO BOE
UIBU DPOOFDUJPOT NBEF BSF GVODUJPOBMMZ DPSSFDU JO UIF DBTF PG UIF DPSF NBJO TVQQMZ MJOF UIFSF
NVTU OPU CF BOZ DPOOFDUJPO JO UIF TXJUDI DBCJOFU CFUXFFO 1& BOE / UIF GVTFT NVTU CF DIFDLFE
GPS DPNQMJBODF XJUI UIF DJSDVJU EJBHSBN JO UFSNT PG UIFJS DVSSFOU SBUJOHT GJUUJOH PG UIF GVTF CBTF
XJUI UIF DPSSFDU HBVHF SJOHTTFU TDSFXTÝ 
 5FTUJOH BOE .FBTVSJOH
 *O (FOFSBM
5IF UFTUJOH BOE NFBTVSJOH SFGFSSFE UP CFMPX NVTU CF DBSSJFE PVU XIFSF BQQMJDBCMF BOE TIPVME
QSFGFSBCMZ CF VOEFSUBLFO JO UIF GPMMPXJOH PSEFS
 GVODUJPOJOH PG UIF FBSUI DPOUBDUPS DPOOFDUJPOT PG UIF NBJO QPUFOUJBM DPNQFOTBUJPO BOE UIF
BEEJUJPOBM QPUFOUJBM DPNQFOTBUJPO TFF TFDUJPO  
 JTPMBUJPO SFTJTUBODF PG UIF FMFDUSJDBM QMBOU TFF TFDUJPO  
 QSPUFDUJPO CZ TFDVSF TFQBSBUJPO PG UIF FMFDUSJD DJSDVJUT BU 4&-7 1&-7 BOE QSPUFDUJWF TFQBSBUJPO
TFF TFDUJPO  
 QSPUFDUJPO CZ NFBOT PG BVUPNBUJD DVUPVU PG UIF QPXFS TVQQMZ TFF TFDUJPO  
 GVODUJPOBM DIFDL TFF TFDUJPO  

'5      '5    '4     
 NAFO Page 52 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

*OJUJBM DIFDL CFGPSF QVUUJOH JOUP PQFSBUJPO


*O UIF DBTF PG BO JEFOUJGJFE GBVMU UFTUT BOE NFBTVSFNFOUT UIBU NJHIU IBWF CFFO JOGMVFODFE CZ UIJT
GBVMU NVTU CF SFQFBUFE BGUFS SFDUJGJDBUJPO PG UIF GBVMU
5IF UFTU NFUIPET JOEJDBUFE JO UIJT TFDUJPO BSF SFGFSFODF QSPDFEVSFT 0UIFS NFUIPET BSF OPU
FYDMVEFE QSPWJEFE UIFZ EP OPU MFBE UP NPSF JNQSFDJTF SFTVMUT
 'VODUJPOJOH PG UIF FBSUI DPOUBDUPS DPOOFDUJPOT PG UIF NBJO QPUFOUJBM
DPNQFOTBUJPO BOE UIF BEEJUJPOBM QPUFOUJBM DPNQFOTBUJPO
5FTUJOHNFBTVSJOH PG UIF GVODUJPOJOH PG UIF FBSUI DPOUBDUPS UIF DPOOFDUJPOT PG UIF NBJO QPUFOUJBM
DPNQFOTBUJPO BOE UIF BEEJUJPOBM QPUFOUJBM DPNQFOTBUJPO NVTU CF DBSSJFE PVU *U JT SFDPNNFOEFE
UIBU UIF UFTUTNFBTVSFNFOUT BSF DBSSJFE PVU VTJOH B DVSSFOU PG BU MFBTU  " GSPN B QPXFS TPVSDF
UIF PGGMPBE WPMUBHF PG XIJDI MJFT CFUXFFO  BOE  7 XIFUIFS BD PS ED
 .FBTVSFNFOU PG UIF JTPMBUJPO SFTJTUBODF PG UIF FMFDUSJDBM QMBOU
#FDBVTF USBOTQPSU EBNBHF BTTFNCMZ TIPSUDPNJOHT PS DPOTUSVDUJPOTUBHF BTTFNCMZ XPSL NJHIU
IBWF BMUFSFE UIF PSJHJOBM WBMVFT NFBTVSFNFOUT NVTU CF UBLFO BU UIF XPSLT BOE BU UIF JOTUBMMBUJPO
TJUF
5IF JTPMBUJPO UFTU TIPVME OPU CF DBSSJFE PVU PO UIF DMBNQT PG FYUSBMPX WPMUBHF FMFDUSJD DJSDVJUT JG
UIFSF JT BOZ EBOHFS PG EFTUSPZJOH FMFDUSPOJD DPNQPOFOUT 4VDI QPXFS TPVSDFT TIPVME BT
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QSPUFDUJWF JOTVMBUJPO XJUIPVU VTJOH FMFDUSJDBM FRVJQNFOU PG UIF QSPUFDUJPO DMBTT **

'5      '5    '4     
 NAFO Page 59 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

*OJUJBM DIFDL CFGPSF QVUUJOH JOUP PQFSBUJPO

5FTU SFQPSU
1BTTXPSE BOEPS MPDBUJPO

0SEFS OVNCFS                             :FBS PG NBOVGBDUVSF                     

.BJOT WPMUBHF                             1PXFS                                

-JHIU                                    1SPUFDUJWF NFBTVSF                      

$JSDVJU EJBHSBN OP                             

.FBTVSJOH EFWJDF   .FBTVSJOH EFJWDF OP           

 $BMJCSBUJPO EBUF 

.FBTVSJOH EFWJDF   .FBTVSJOH EFWJDF OP 

 $BMJCSBUJPO EBUF 

.FBTVSJOH EFWJDF   .FBTVSJOH EFWJDF OP  

 $BMJCSBUJPO EBUF 

3FNBSLT                                                                       




$POEVDUFE UFTUT
 *OTQFDUJPO BDDPSEJOH UP  "T B SVMF UIJT IBT CFFO EPOF GPS UIF XPSL
DBSSJFE PVU JO UIF GBDUPSZ BOE DPOGJSNFE CZ UIF TJHOFE UFTU SFQPSUT

 *OTQFDUJPO PG UIF QSPUFDUJWF DPOEVDUPS QFSGPSNFE BDDPSEJOH UP  BOE 

 7PMUBHF NFBTVSFNFOU BHBJOTU HSPVOE QFSGPSNFE OP DPOGVTJPO CFUXFFO FYUFSOBM DPOEVDUPS
BOE QSPUFDUJWF DPOEVDUPS

'5      '5    '4     
 NAFO Page 60 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
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*OJUJBM DIFDL CFGPSF QVUUJOH JOUP PQFSBUJPO


 *OTVMBUJPO SFTJTUBODF NFBTVSFNFOU

$JSDVJU 5FSNJOBMT -PXFTU NFBTVSFE WBMVF

 -PPQ SFTJTUBODF NFBTVSFNFOU


)JHIFTU QFSNJTTJCMF MPPQ SFTJTUBODF JOEJDBUFE JO UIF UBCMF PG BOOFY 

$JSDVJU .FBTVSJOH QPJOU .FBTVSFE WBMVF 1SPUFDUJPO 3FNBSLT


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$#3
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)JHIFTU QFSNJTTJCMF DPOUBDU WPMUBHF  7
3FNBSLT

*OTQFDUPS *OTQFDUJPO EBUF

'5      '5    '4     
 NAFO Page 61 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

5SBOTQPSUBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST UP


UIF XFMMXBZ

GPS UIF TJUF


4BGFUZ SFRVJSFNFOUT
GPS UIF JOTUBMMBUJPO TUBGG

XJUI B DSBOF
6OMPBEJOH
XJUI GPSLMJGU USVDLT

4FRVFODF PG JOTUBMMBUJPO GPS TFWFSBM FTDBMBUPSTQBTTFOHFS


DPOWFZPST XIFO CFJOH TVQQMJFE UISPVHI EJGGFSFOU TUPSFZT

XJUI B DSBOF

5SBOTQPSUBUJPO XJUI GPSLMJGU USVDLT

PO BSNPVSFE SPMMT

$IBOHFT JO EJSFDUJPO
JO OBSSPX CVJMEJOHT

JOUP UIF JOTUBMMBUJPO


BQFSUVSF

.'

%FUBJMFE JOTUBMMBUJPO JOTUSVDUJPOT .'

.'

'5      '5    '4     
 NAFO Page 62 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


4BGFUZ SFRVJSFNFOUT GPS UIF JOTUBMMBUJPO TUBGG

8FBS TBGFUZ IFMNFU

8FBS XPSLJOH HMPWFT

8FBS TBGFUZ TIPFT

8FBS UJHIUGJUUJOH DMPUIJOH

8FBS TBGFUZ CFMU .'

.PSFPWFS PCTFSWF UIF SFHVMBUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT .'


UIF TBGFUZ SVMFT .'
BOE .' TJHOT NBEF XJUI UIF IBOE GPS HVJEBODF BDDPSEJOH UP %*/   

'5      '5    '4     
 NAFO Page 63 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


4BGFUZ SFRVJSFNFOUT GPS UIF TJUF

$MPTF PGG TIBGUT BOE PQFOJOHT JO UIF DFJMJOH VTJOH TVJUBCMF NBUFSJBM

5VOF UIF DFJMJOH MPBE GPS JOTUBMMJOH B TZTUFN VTJOH HSJQQJOH EFWJDFT PS FSFDUJPO USFTUMFT XJUI UIF TJUF
NBOBHFNFOU
(SJQQJOH EFWJDF &SFDUJPO USFTUMF &SFDUJPO DSPTTCBS

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$IFDL USBOTQPSU XBZT GPS MPBE BOE TVGGJDJFOU XJEUIIFJHIU GPS USBOTQPSUBUJPO JOTJEF UIF CVJMEJOH VTJOH
USBOTQPSU SPMMFST FYBNJOF TZTUFN ESBXJOH

'5      '5    '4     
 NAFO Page 64 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST

%VSJOH VOMPBEJOH NBLF TVSF UIBU TUFFM DBCMFT BSF QSFWFOUFE GSPN TMJQQJOH PGG

*G DSBOF IPPLT BSF OPU GJUUFE XJUI TMJQPGG


QSPUFDUJPOT UIFO UIF TUFFM DBCMFT BSF UP CF
TP FYUFOEFE UIBU TMJQQJOH PGG JT OP MPOHFS
QPTTJCMF

*G UIJT JT OPU QPTTJCMF B USBOTQPSU DSPTTCBS JT


UP CF VTFE

'5      '5    '4     
 NAFO Page 65 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


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'5      '5    '4     
 NAFO Page 66 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


5SBOTQPSUBUJPO JOUP UIF CVJMEJOH

'PS UIF USBOTQPSU XJUI BSNPVSFE SPMMT XPPE


TIBMM BMXBZT CF VTFE BT B CBTF CFUXFFO UIF
FTDBMBUPSQBTTFOHFS DPOWFZPS BOE UIF
BSNPVSFE SPMMT

PS

'5      '5    '4     
 NAFO Page 67 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


5SBOTQPSUBUJPO XJUIJO UIF CVJMEJOH

'PS UIF USBOTQPSU VTJOH BSNPVSFE SPMMT XPPE


TIBMM BMXBZT CF VTFE BT B CBTF CFUXFFO UIF
FTDBMBUPSQBTTFOHFS DPOWFZPS BOE UIF BSNPV
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DBCMF XJODI

8JODIFT BOE BSNPVSFE SPMMT NBZ POMZ CF


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UVSO
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'5      '5    '4     
 NAFO Page 68 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


4FRVFODF PG JOTUBMMBUJPO


*OTUBMMBUJPO MFWFM


*OTUBMMBUJPO MFWFM



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'5      '5    '4     
 NAFO Page 69 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


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'5      '5    '4     
 NAFO Page 70 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
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*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST


'PS UIF VTF PG FSFDUJPO USFTUMFT QMFBTF SFGFS UP .'

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'5      '5    '4     
 NAFO Page 71 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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*OTUBMMBUJPO PG FTDBMBUPST BOE QBTTFOHFS DPOWFZPST

*G OFDFTTBSZ UIF DSPTTJOH PG UIF QJU DBO BMTP CF NBEF VTJOH B TQFDJBM USFTUMF

'5      '5    '4     
 NAFO Page 72 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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(FTDIjGUTCFSFJDIFT
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 NAFO Page 73 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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NAFO Page 75 of 516

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XIFSF UIFSF BSF OP IPMFT PS FZFMFUT QSPWJEFE JO UIF DFJMJOH PS JG BO JOTUBMMBUJPO CZ NFBOT PG B DSBOF JT
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 NAFO Page 76 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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 NAFO Page 77 of 516
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 NAFO Page 78 of 516
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 NAFO Page 79 of 516
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 NAFO Page 80 of 516
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'5      '5    '4     
 NAFO Page 81 of 516
GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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 NAFO Page 82 of 516
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 NAFO Page 83 of 516
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 NAFO Page 85 of 516
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 NAFO Page 86 of 516
GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF


"MM DIFDLQPTJUJPOT BSF FYQMBJOFE JO UIF DPSSFTQPOEJOH NBJOUFOBODF
NBOVBM
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 $IFDL HMBTT CBMVTUSBEFT BOE PVUTJEF DPWFS                                   
 $IFDL XBSOJOH TJHOT                                                     
 $IFDL IFBE DMFBSBODF                                                    
 $IFDL TBGFUZ CBSSJFST BOE QFEFTUSJBO RVFVF BSFB                              
 $IFDL DFJMJOH BOE DSPTTJOH QPJOU EFGMFDUPST                                   
 $IFDL MBUFSBM EFGMFDUPST                                                   
 $IFDL TPDLFU DPBUJOHT  EJTUBODFT TUFQTPDLFU                                
 $IFDL CBMVTUSBEFT TPDLFU BOEPS DPNCQMBUF MJHIUT JG QSFTFOU                   
 $IFDL IBOESBJM DPOEJUJPO                                                  
 $IFDL TUFQ QBMMFU JOUBLF                                                  
 $IFDL USBGGJD MJHIUT JG QSFTFOU                                              
 $IFDL IBOESBJM SFWFSTF HVJEFT                                             
 $IFDL GMPPS QMBUFT BOE  PS DPOUBDU QMBUFT                                    
 $IFDL TUFQ QBMMFU EJTUBODF                                                

 


 

 



 

 





'5      '5    '4     
 NAFO Page 87 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF

NJO NN

 

'5      '5    '4     
 NAFO Page 88 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF


*OTQFDUJPO MPXFS QBSU
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 $IFDL IBOESBJM UFOTJMF GPSDF BOE TZODISPOJ[BUJPO PG TUFQ QBMMFU  IBOESBJM           
 $MFBO CPUUPN MBOEJOH                                                    
 $MFBO IBOESBJM JOMFU HVJEF                                                 
 $IFDL JOTQFDUJPO TPDLFU JOTQFDUJPO DPOUSPM TZTUFN BOE JNQBDU TUPQ CVUUPO         
 $IFDL DPNCQMBUF TXJUDIPGG GBDJMJUZ                                         
 $IFDL IBOESBJM JOMFU HVJEF BOE TBGFUZ TXJUDIPGG GBDJMJUZ                          
 $IFDL DIBJO UFOTJPOJOH TXJUDI                                             

 

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'5      '5    '4     
 NAFO Page 89 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF

*OTQFDUJPO VQQFS QBSU


 $MFBO UPQ MBOEJOH                                                       
 $MFBO IBOESBJM JOMFU HVJEF                                                 
 $IFDL JOTQFDUJPO TPDLFU JOTQFDUJPO DPOUSPM TZTUFN BOE FNFSHFODZ TUPQ CVUUPO      
 $IFDL IBOESBJM JOMFU HVJEF BOE TBGFUZ TXJUDIPGG GBDJMJUZ                         




 

'5      '5    '4     
 NAFO Page 90 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF


 $IFDL DPNCQMBUF TXJUDIPGG GBDJMJUZ *UFN                                  
 $IFDL CSBLF TIPF USBWFM                                                  
 $IFDL CSBLF EJTUBODF                                                    
 0WFSTQFFE UFTU WJB QSPYJNJUZ TXJUDI JOTUBMMFE NPUPS XJUI MBSHFS HZSBUJOH NBTT      
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 NAFO Page 91 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF


 $IFDL QIBTF DPOUSPM GVTFT                                                
 $IFDL QSPYJNJUZ TXJUDI PO ESJWJOH DIBJO                                      
 $IFDL PJM MFWFM JO CFWFM HFBS                                               
 -VCSJDBUF IBOESBJM ESJWF DIBJO PJM UBOL                                       
 -VCSJDBUF ESJWF DIBJO                                                     
 -VCSJDBUF TUFQ QBMMFU DIBJOT JG OP NBJOUFOBODFGSFF DIBJOT BSF VTFE               







NJO NN
NBY NN



'5      '5    '4     
 NAFO Page 92 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
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$IFDLMJTU GPS 4BGFUZ $POUSPM 1SFWFOUJWF .BJOUFOBODF

4FUUJOH UP XPSL
 $BSSZ PVU FOE DIFDL ESJWF                                                 
 3FNPWF TUPQ SBJMT PG CPUUPN BOE UPQ MBOEJOHT                                 
 8SJUF 1SFWFOUJWF .BJOUFOBODF SFQPSU                                        
 3FMFBTF GPS PQFSBUJPOBM VTF                                                









'5      '5    '4     
 NAFO Page 93 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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$IFDLMJTU GPS 4BGFUZ *OTQFDUJPO 1SFWFOUJWF .BJOUFOBODF

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 *OTUBMM JOTQFDUJPO DPOUSPM VOJU UP UIF CPUUPN MBOEJOH                             







'5      '5    '4     
 NAFO Page 94 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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 $IFDL TUFQ NPOJUPS TXJUDI .'                                      
 $IFDL TUFQ HVJEF SBJMT BOE NPWJOH HVJEFT                                    
 $IFDL IBOESBJM NPWJOH DIBJO UJHIUFOJOH JG OFDFTTBSZ                           
 $IFDL IBOESBJM QSFTTVSF CFMU GPS TQMJUT .' 











'5      '5    '4     
 NAFO Page 95 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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 *OTUBMM TUFQ UP UIF CPUUPN MBOEJOH .'                                
 $IFDL ESJWF DIBJO UJHIUFOJOH JG OFDFTTBSZ                                    
 $IFDL SPMMFST PG IBOESBJM SFWFSTF SBJMT .'                             
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 8SJUF 1SFWFOUJWF .BJOUFOBODF SFQPSU                                        
 3FMFBTF GPS PQFSBUJPOBM VTF                                                
















'5      '5    '4     
 NAFO Page 96 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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(FTDIjGUTCFSFJDIFT
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'5   


 NAFO Page 97 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
ThyssenKrupp Fahrtreppen
A company of

ThyssenKrupp
ThyssenKrupp
Elevator

Initial Step Chain Lubrication

Note: Only valid as addition to the lubrication instructions.

Note: Not valid for maintenance-free step chains.

Initial lubrication for escalators with high rises or weather escalators


The step chains of escalators with a rise higher than 10 m as well as of weather escalators have to
be lubricated intensively with special smooth running oil during the initial phase.
Initial phase: the first 1/4 - 1/2 year after putting into operation.
oil to be used: Zepf Ultra-Fit-46T

Having an automatic chain lubrication


(see MF8-00-03, Version since May 2003)
adjustment at the timer in the control
cabinet:
At intervals of 120 minutes a lubrication
time of 30 min is set.
No adjustment at the oil pump itself.

Consequent lubrication
After the chains got to run smoothly, for further lubrication chain oil ”E” according to the lubricant
chart (see MF8-00-01) is to be used.
Having an automatic chain lubrication (see MF8-00-03, Version since May 2003) adjustment at the
timer in the control cabinet:
At intervals of 480 minutes a lubrication time of 30 min is set.

FT 822 - 823 - 824 FT 842 - 845


NAFO Page 98 of 516
20.01.2004
för Maintenance Instructions MF8-00-16e Page 2
ThyssenKrupp Fahrtreppen
A company of

ThyssenKrupp
ThyssenKrupp
Elevator

Initial Pallet Chain Lubrication

Note: Only valid as addition to the lubrication instructions.

Note: Not valid for maintenance-free pallet chains.

Initial lubrication for moving walks with high rises / length


or weather moving walks
The pallet chains of moving walks with a rise higher than 5 m or travel lengths above 25m as well as
of weather moving walks have to be lubricated intensively with special smooth running oil during the
initial phase.
Initial phase: the first 1/4 - 1/2 year after putting into operation.
oil to be used: Zepf Ultra-Fit-46T

Having an automatic chain lubrication


(see MF8-00-03, Version since May 2003)
adjustment at the timer in the control
cabinet:
At intervals of 120 minutes a lubrication
time of 30 min is set.
No adjustment at the oil pump itself.

Consequent lubrication
After the chains got to run smoothly, for further lubrication chain oil ”E” according to the lubricant
chart (see MF8-00-01) is to be used.
Having an automatic chain lubrication (see MF8-00-03, Version since May 2003) adjustment at the
timer in the control cabinet:
At intervals of 480 minutes a lubrication time of 30 min is set.

FS 882 - 883 - 884


NAFO Page 99 of 516
20.01.2004
för Maintenance Instructions MF8-00-16e Page 3
" 5IZTTFO "VG[HF
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*OTUBMMBUJPO GSPN B TDBGGPMEJOH                                           
&MFDUSJD XFMEJOH                                                       
.BOVBM FMFDUSPEF BOE TIJFMEFE BSD XFMEJOH JO OBSSPX TQBDFT                   
8PSL XJUI FMFDUSJDBM BOHVMBS HSJOEFST                                     
6TF PG SPQFT DIBJOT IPJTUJOH CFMUT XIFO TMJOHJOH MPBET                     
8PSLT VTJOH MBEEFST                                                 
1SFIFBUJOH XPSL XJUI BVUPHFOPVT GMBNF JO SPPNT                           
"VUPHFOPVT XFMEJOH BOE DVUUJOH JO UIF XPSLTIPQ                          
8PSLT PO MJWF FMFDUSJDBM FRVJQNFOU                                      
8PSLT VTJOH B EPVCMF MBEEFS                                           
0QFSBUJPO PG GPSLMJGU USVDLT                                             

'5      '5    '4     
 NAFO Page 100 of 516
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'5      '5    '4     
 NAFO Page 101 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
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$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSJFT EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 102 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


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7" TUFFM 
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FEHF PG UIF TDSFFO DMPTF UP UIF CSFBTU

'5      '5    '4     
 NAFO Page 103 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


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BU XFMEJOH FRVJQNFOU TUBOEJOH DMPTFMZ UPHFUIFS POMZ UIPTF XFMEJOH DVSSFOU TPVSDFT NBZ CF VTFE
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 %VSJOH XFMEJOH DPOUBDU MFOTFT NBZ OPU CF VTFE CVSOJOHJO IB[BSE 
 "QQMZ XFMEJOH TQSBZ BOEPS BOUJBEIFTJPO BHFOU GPS XFMEJOH CFBET POMZ UP UIF CVSOFS BOE OPU UP
UIF XPSL QJFDF
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 /FWFS NBLF JHOJUJPO BUUFNQUT BU HBT CPUUMFT
 /FWFS CMPX PGG CPEZ BOE DMPUIJOH VTJOH PYZHFO TIPVMEFS DPMPVS XIJUF BOE IB[BSEPVT HPPET MBCFM
BOEPS CMVF CPUUMFT 
 /FWFS WFOU UIF XPSLQMBDF VTJOH PYZHFO TIPVMEFS DPMPVS XIJUF BOE IB[BSEPVT HPPET MBCFM BOEPS
CMVF CPUUMF 

'5      '5    '4     
 NAFO Page 104 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


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 #FIBWJPVS JO DBTF PG BDDJEFOUT


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'5      '5    '4     
 NAFO Page 105 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


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'5      '5    '4     
 NAFO Page 106 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


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 *O DBTF PG GBJMVSF PG UIF MJHIUJOH PS WFOUJMBUJPO PS FYIBVTU TZTUFN MFBWF UIF TQBDF BOE JOGPSN ZPVS
TVQFSJPS
 *O DBTF PG BDDJEFOUBM FTDBQF PG JOFSU HBT MFBWF UIF TQBDF DMPTF UIF HBT WBMWF BU UIF GFFE MJOF BOE
JOGPSN ZPVS TVQFSJPS
 *G UIF JOTVMBUJPO JT EBNBHFE JOUFSSVQU XPSL JNNFEJBUFMZ
 *O DBTF PG GJSF EFWFMPQNFOU PS HMPXJOH DMPUI MFBWF UIF TQBDF JNNFEJBUFMZ BOE SFNPWF UIF DMPUI

 #FIBWJPVS JO DBTF PG BDDJEFOUT


 $PPM CVSOT VOEFS GMPXJOH XBUFS GPS  NJOVUFT
 *O DBTF PG CMJOEJOH PG UIF FZFT PS GPSFJHO NBUUFST JO UIF FZFT DPOTVMU B QIZTJDJBO

 .BJOUFOBODF BOE EJTQPTBM


 0OMZ BVUIPSJ[FE QFSTPOOFM JT BMMPXFE UP DBSSZ PVU NBJOUFOBODF PQFSBUJPOT
 4FNJBOOVBM WFSJGJDBUJPO CZ UIF FMFDUSJD EFQBSUNFOU

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 107 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


8PSL XJUI FMFDUSJDBM BOHVMBS HSJOEFST
 %BOHFST GPS NFO BOE FOWJSPONFOU
 &MFDUSJD IB[BSE UISPVHI EFGFDUJWF QMVHT DBCMFT PS IPVTJOH NPJTUVSF
 $VUT EVF UP 4MJQQJOH PG UIF NBDIJOF KBNNJOH
$POUBDU XJUI UIF XIFFM TMPXJOH EPXO
 &ZF JOKVSJFT UISPVHI 'MZJOH TQBSLT TQMJOUFST
 -BDFSBUJPOT CSVJTFT QPTTJCMZ BMTP
TFWFSF JOKVSJFT EVF UP #VSTUJOH HSJOEJOH BOEPS DVUUJOH XIFFM
 /PJTF
 'JSF IB[BSE EVF UP GMZJOH TQBSLT GPS QFSTPOT BOE NBUFSJBM
 *OIBMBUJPO PG GJOF EVTUT

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 7JTVBM JOTQFDUJPO GPS PCWJPVT EFGFDUT QMVHT DBCMFT IPVTJOH HSJOEJOH BOE DVUUJOH XIFFM 
 6TF POMZ HSJOEJOH BOE DVUUJOH XIFFMT TVJUBCMF GPS UIF TQFFE PG UIF NBDIJOF
 6TF UIF BOHVMBS HSJOEFS XJUI CPUI IBOET
 6TF UIF BOHVMBS HSJOEFS POMZ XJUI B QSPUFDUJWF IPPE
 %P OPU KBN DVUUJOH XIFFMT BOE EP OPU TFU EFQSFTTFEDFOUFS XIFFMT CFMPX 
 1VU EPXO UIF BOHVMBS HSJOEFS POMZ XIFO JU IBT DPNF UP B SFTU
 8FBS BQQSPQSJBUF FBS QSPUFDUJPO
 8FBS GVMMWJTJPO TBGFUZ HPHHMFT
 8FBS SFTQJSBUPSZ NBTL XJUI QBSUJDMF GJMUFS 1
 3FNPWF BOEPS DPWFS DPNCVTUJCMF TVCTUBODFT JO XBZ PG UIF GMZJOH TQBSLT EP OPU EJSFDU UIF SBZ PG
TQBSLT UPXBSET ZPVS XPSLJOH DMPUI
 4FDVSF UIF QBSUT UP CF HSPVOE PS DVU JO UIFJS QPTJUJPO UP QSFWFOU VOJOUFOUJPOBM NPWFNFOUT
 6TF DVUUJOH XIFFMT POMZ GPS DVUUJOH BOE EFQSFTTFEDFOUFS XIFFMT POMZ GPS SPVHIJOH
 'PS XIFFM SFQMBDFNFOU XJUIESBX UIF NBJOT QMVH SFMFBTF BOEPS UJHIUFO UIF BEKVTUJOH OVU POMZ CZ
NFBOT PG UIF TQFDJBM XSFODI DIFDL B OFX XIFFM QSJPS UP JUT VTF GPS PCWJPVT EFGFDUT QFSGPSN B
UFTU SVO

'5      '5    '4     
 NAFO Page 108 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 *O DBTF PG CSFBLBHF PS KBNNJOH PG UIF XIFFM TXJUDI PGG UIF NBDIJOF JNNFEJBUFMZ BOE XJUIESBX
UIF NBJOT QMVH
 *G CSPLFO SFQMBDF UIF XIFFM
 *G UIF DBCMF PS UIF IPVTJOH JT EBNBHFE EP OP MPOHFS VTF UIF NBDIJOF CVU IBWF JU SFQBJSFE
JNNFEJBUFMZ

 #FIBWJPVS JO DBTF PG BDDJEFOUT


4XJUDI PGG UIF NBDIJOF BOE XJUIESBX UIF NBJOT QMVH
1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 .BJOUFOBODF BOE SFQBJS


0OMZ QFSTPOT IBWJOH TQFDJBM LOPXMFEHF BSF BMMPXFE UP SFQBJS UIF NBDIJOF

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 109 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


6TF PG SPQFT DIBJOT IPJTUJOH CFMUT XIFO TMJOHJOH MPBET
 )B[BSET GPS NFO BOE FOWJSPONFOU
$SVTIJOH CPOF GSBDUVSFT CSVJTFT QPTTJCMZ EFBUI EVF UP UIF MPBE GBMMJOH EPXO PS JUT BDDJEFOUBM
DIBOHF PG QPTJUJPO UISPVHI
 5FBSJOH PG B EFGFDUJWF TMJOH  ESBXJOH PWFS TIBSQ FEHFT  PWFSMPBE  FYDFTT PG UIF QFSNJTTJCMF
NBYJNVN JODMJOBUJPO BOHMF PG 
 4MJOH TMJQQJOH UP UIF TJEF PS TMJQQJOH PGG DBVTFE CZ UIF QPTJUJPO PG UIF DFOUFS PG HSBWJUZ  JODMJOFE
QVMM  JOUFSMPDLJOH  IBOHJOH TMJOH
 4UBZ JO BO BSFB XIFSF UIF MPBE DBO QPTTJCMZ GBMM EPXO
)BOE JOKVSJFT UISPVHI
 $SVTIJOH PG UIF IBOET CFUXFFO TMJOH BOE MPBE
 1SJDLT BOE DSBDLT JO XBZ PG XJSF CSFBLBHF BU TUFFM XJSF SPQFT

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 8IFO XPSLJOH PO TUFFM XJSF SPQFT XFBS TBGFUZ HMPWFT
 7JTVBM JOTQFDUJPO PG UIF TMJOHT QSJPS UP UIFJS VTF GPS EBNBHFT EFGPSNBUJPO XFBS BOE UFBS DG
JOGPSNBUJPO PO UIF MPBE UBCMFT 
 *O DBTF PG TIBSQFEHFE MPBET VTF FEHF QSPUFDUJPO PS TFMFDU DIBJOT UIBU BSF UIJDLFS CZ POF
OPNJOBM TJ[F
 4FMFDU TMJOHT UIBU IBWF TVGGJDJFOU DBSSZJOH DBQBDJUZ GPS UIF MPBE DG MPBE UBCMFT 
 -FU UIF DSBOF IPPL USBWFM PWFS UIF DFOUFS PG HSBWJUZ PG UIF MPBE
 /FWFS FYDFFE UIF JODMJOBUJPO BOHMF PG 
 8IFO IPJTUJOH UIF MPBE MFBWF UIF BSFB XIFSF UIF MPBE JT TXJOHJOH BOE NBZ QPTTJCMZ GBMM EPXO BOE
PCTFSWF XIFUIFS UIF TMJOHT HSJQ BU UIF QSPWJEFE QPJOUT XIFUIFS UIF MPBE SFNBJOT JO UIF QSPWJEFE
USBOTQPSU QPTJUJPO BOE EPFT OPU JOUFSMPDL *O DBTF PG EFWJBUJPOT JOUFSSVQU UIF IPJTUJOH QSPDFTT
 'BTUFO UIF TMJOHT POMZ JO IBOHJOH NBOOFS XIFO UIFZ DBOOPU NPWF VQ DMPTFS
 8IFO HVJEJOH UIF TMJOHT BMXBZT UPVDI UIFN BCPWF UIF MPBE

'5      '5    '4     
 NAFO Page 110 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 %P OPU VTF EBNBHFE TMJOHT BOE JOGPSN ZPVS TVQFSJPS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 .BJOUFOBODF BOE EJTQPTBM


 3FUVSO EBNBHFE DIBJOT BOE IPJTUJOH CFMUT
 4FQBSBUF EBNBHFE TUFFM XJSF SPQFT JNNFEJBUFMZ UISPVHI GMBNF DVUUJOH BOE TDSBQ

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 111 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


8PSLT VTJOH MBEEFST
 )B[BSET GPS NFO BOE FOWJSPONFOU
 'BMMJOH EPXO UIF MBEEFS 4MJQQJOH PGG
-BUFSBM MFBOJOH PVU
$BSSZJOH BMPOH IFBWZ MPBET
0QFSBUJPO PG NBDIJOFT SFRVJSJOH FGGPSUT
UIBU DBO VQTFU UIF PQFSBUPS
 -BEEFS UJQQJOH PWFS CFDBVTF 5IF MBEEFS TMJQT UP UIF TJEF
5IF MBEEFS PWFSUVSOT
5IF MBEEFS JT VQTFU CZ WFIJDMFT DSBOFT PS
PQFOJOH EPPST
 5IF MBEEFS DPMMBQTFT EVF UP %BNBHFT JO XBZ PG UIF CFBNT BOE QFHT

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 7JTVBM JOTQFDUJPO PG UIF MBEEFS CFBNT QFHT BOE GFFU QSJPS UP FBDI VTF GPS PCWJPVT EFGFDUT %P
OPU VTF UIF MBEEFS XIFO EBNBHFE
 4FU VQ NPSUJTFE MBEEFST XJUI UFOTJPOJOH TDSFXT TP UIBU UIF UFOTJPOJOH TDSFXT BSF MPDBUFE VOEFS
UIF QFHT
 4FU VQ B MBEEFS XJUI GJUUFE QFHT TP UIBU UIF QFH QSFTTFT JOUP UIF OPUDI
 4FU VQ UIF MBEEFS BU BO BOHMF PG  UP 
 4FU VQ UIF MBEEFS POMZ PO B CBTF DBQBCMF PG CFBSJOH UIF MPBE
 4FMFDU UIF MBEEFS GFFU BDDPSEJOH UP UIF CBTF *G SFRVJSFE BTL B TFDPOE QFSTPO UP IPME UIF MBEEFS
 1VU UIF MBEEFS XJUI CPUI CFBNT BHBJOTU B QPJOU DBQBCMF PG CFBSJOH UIF MPBE
 -BEEFST TFU VQ JO QBTTBHF XBZT BSF UP CF TFDVSFE VTJOH DBQT GMVUUFS SPQF PS XBSOJOH QPTU 8IFO
XPSLJOH JO UIF DSBOF CSJEHF USBWFMMJOH BSFB UVSO PG UIF DSBOF³T NBJO TXJUDI BOE QSPUFDU JU TP UIBU JU
DBOOPU CF UVSOFE PO BHBJO 8IFO XPSLJOH JO UIF TXJWFMJOH BSFB PG EPPST DMPTF UIFN
 8FBS TPMJE DMFBO TIPFT
 %P OPU MFBO PVU UP UIF TJEFT 5IF VTFS TIBMM TUBOE XJUI CPUI MFHT PO POF QFH $IBOHF UIF QPTJUJPO
PG UIF MBEEFS BDDPSEJOH UP UIF QSPHSFTT PG UIF XPSL

'5      '5    '4     
 NAFO Page 112 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


 %P OPU DBSSZ BMPOH XFJHIUT PG NPSF UIBO  LH
 *O DBTF PG NBDIJOFT SFRVJSJOH UXPIBOE PQFSBUJPO UIF PQFSBUPS NVTU MFBO XJUI IJT FOUJSF CPEZ
BHBJOTU UIF MBEEFS BOE TIPVME HSJQ BSPVOE BU MFBTU POF CFBN
 %P OPU DMJNC IJHIFS UIBO VQ UP UIF GPVSUI MBTU QFH
 /P DBCMFT UPPMT PS PUIFS NBUFSJBMT NVTU CF MZJOH JO UIF USFBE BSFB PG UIF MBEEFS

 #FIBWJPVS JO DBTF PG GBJMVSFT


 *G UIF MBEEFS JT TXJOHJOH UP BOE GSP XPCCMJOH PS TMJEJOH BXBZ HFU EPXO BOE JNQSPWF TFUVQ PG UIF
MBEEFS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


1SPWJEF GJSTU BJE
3FQPSU UIF BDDJEFOU

 .BJOUFOBODF BOE EJTQPTBM


 0OMZ BVUIPSJ[FE QFSTPOOFM JT BMMPXFE UP DBSSZ PVU SFQBJST

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 113 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


1SFIFBUJOH XPSL XJUI BVUPHFOPVT GMBNF JO SPPNT
 )B[BSET GPS NFO BOE FOWJSPONFOU
 *OUPYJDBUJPO UISPVHI OJUSPVT HBTFT
 4VGGPDBUJPO UISPVHI MBDL PG PYZHFO
 #VSOJOH UISPVHI PYZHFO DPODFOUSBUJPO
 &YQMPTJPO IB[BSE EVF UP BDDVNVMBUJPO PG GVFM HBT
 'JSF IB[BSE EVF UP DPNCVTUJCMF TVCTUBODFT JO UIF TQBDFT
 #VSOJOH UISPVHI IFBUFE QBSUT BOE CVSOFS GMBNF
 /PJTF

 4BGFUZ DPOUSPM BOE EJTQPTBM


 "MXBZT VTF UIF SPPN WFOUJMBUJPO
 4UBSU UIF IFBUJOH QSPDFTT POMZ XIFO UIF SPPN WFOUJMBUJPO JT FGGFDUJWF DIFDL 
 %P OPU MFBO ZPVS GBDF UPXBSET UIF GMBNF
 %P OPU MFU UIF GMBNF CVSO JG OPU OFDFTTBSZ
 /FWFS MFU PYZHFO FTDBQF GPS °"JS JNQSPWFNFOU±
 7FSJGZ UIF CVSOFS BTTFNCMZ GPS QPSPVT IPTFT BOE UJHIU GJU PG UIF TDSFX GJUUJOHT
 %P OPU ESBX IPTFT PWFS TIBSQ FEHFT
 %VSJOH SFTU QFSJPET BOE BU UIF FOE PG UIF XPSL SFNPWF UIF CVSOFS BTTFNCMZ GSPN UIF TQBDF PS
SFNPWF UIF IPTFT GSPN UIF QPJOU PG TVQQMZ
 $PNCVTUJCMF TVCTUBODFT TVDI BT HSFBTF PJM QBJOU XPPE QBQFS FUD BSF UP CF SFNPWFE GSPN UIF
XPSLJOH BSFB *G UIJT JT OPU QPTTJCMF DPWFS UIF TVCTUBODFT BOE LFFQ B GJSF FYUJOHVJTIFS BU IBOE
 %P OPU XSBQ JOFSU HBT IPTFT BSPVOE ZPVS CPEZ
 8FBS IBSEMZ JOGMBNNBCMF XFMEFS³T TVJU BOE HMPWFT
 0QFSBUF UIF CVSOFS POMZ XIFO JU JT TUBCMF
 8FBS BO BQQSPQSJBUF FBS QSPUFDUJPO

'5      '5    '4     
 NAFO Page 114 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 *O DBTF PG GBJMVSF PG UIF WFOUJMBUJPO TVTQFOE XPSL JNNFEJBUFMZ
 *O DBTF PG JSSJUBUJPO PG UIF UISPBU PS VOXFMMOFTT MFBWF UIF SPPN BOE IBWF UIF WFOUJMBUJPO WFSJGJFE
 *O DBTF PG CVSOJOH IPTFT MFBWF UIF SPPN JNNFEJBUFMZ BOE DMPTF UIF HBT WBMWFT BU UIF QPJOU PG
TVQQMZ
 &YUJOHVJTI CFHJOOJOH GJSFT XJUI B GJSF FYUJOHVJTIFS SFQPSU UIF GJSF

 #FIBWJPVS JO DBTF PG BDDJEFOUT


*O DBTF PG CVSOT DPPM UIF BGGFDUFE QBSUT PG UIF CPEZ JNNFEJBUFMZ XJUI QMFOUZ PG XBUFS BOE BTL GPS
GJSTU BJE
*O DBTF PG JSSJUBUJPO PG UIF UISPBU DPOTVMU B QIZTJDJBO SFGFSSJOH UP OJUSPVT HBTFT
1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 .BJOUFOBODF BOE EJTQPTBM


 5IF BVUIPSJ[FE EFQBSUNFOU POMZ JT BMMPXFE UP DBSSZ PVU SFQBJST PO UIF CVSOFS BTTFNCMZ

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 115 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


"VUPHFOPVT XFMEJOH BOE DVUUJOH JO UIF XPSLTIPQ
 )B[BSET GPS NFO BOE FOWJSPONFOU
 #VSOJOH IB[BSE EVF UP
0YZHFO FOSJDINFOU JO UIF XPSLJOH DMPUI
)PU TVSGBDFT GMZJOH TQBSLT BOE CVSOFS GMBNF
$POUBNJOBUFE DMPUIJOH DPOUBJOJOH TZOUIFUJD GJCFS
'MBTICBDL BOE MFBLZ IPTFT
 *OKVSZ PG FZFT EVF UP IFBU SBEJBUJPO BOE GMZJOH TQBSLT
 'JSF BOE FYQMPTJPO IB[BSE XIFO TUPSJOH UIF DPOOFDUFE CVSOFS JO ESBXFST DBTFT PS UIF MJLF
 "GGFDUJPOT PG UIF SFTQJSBUPSZ USBDU BSF QPTTJCMF XIFO XFMEJOH BOEPS CVSOJOH DPBUFE NBUFSJBM

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 /FWFS CMPX PGG XPSLJOH DMPUI BOE XPSLJOH BSFB VTJOH PYZHFO
 8FBS MJHIU MFBUIFS HMPWFT EP OPU UVSO VQ TMFFWFT EP OPU XFBS DMPUIJOH DPOUBJOJOH TZOUIFUJD GJCFST
VOEFS UIF XPSLJOH DMPUI
 'PS JHOJUJPO VTF B HBT MJHIUFS POMZ
 $IBOHF XPSLJOH DMPUI DPOUBNJOBUFE XJUI PJM HSFBTF PS TPMWFOU PS UIF MJLF JNNFEJBUFMZ EP OPU
DBSSZ BMPOH MJHIUFST
 5JHIUFO CVSOFS GJUUJOHT VTJOH B XSFODI DIFDL CVSOFS BOE IPTFT GPS PCWJPVT EFGFDUT 8IFO
JHOJUJOH UIF CVSOFS GJSTU PQFO UIF PYZHFO WBMWF BOE TVCTFRVFOUMZ UIF GVFM HBT WBMWF
 8FBS TBGFUZ HPHHMFT
 /FWFS TUPSF DPOOFDUFE CVSOFST JO ESBXFST DBTFT PS UIF MJLF
 6TF BO FYIBVTU TZTUFN XIFO XPSLJOH PO DPBUFE NBUFSJBM

'5      '5    '4     
 NAFO Page 116 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG BDDJEFOUT  PQFSBUJOH JOTUSVDUJPOT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 "GUFS GMBTICBDL XJUI IPTF EBNBHF DMPTF UIF CVSOFS WBMWFT BOE UIF WBMWFT BU UIF QPJOU PG TVQQMZ
SFQMBDF UIF DPNQMFUF IPTF QBDLBHF
 *O DBTF PG CVSOJOH IPTFT JO XBZ PG UIF CVSOFS MBZ EPXO UIF CVSOFS BOE DMPTF UIF WBMWFT BU UIF
QPJOU PG TVQQMZ SFQMBDF UIF DPNQMFUF IPTF QBDLBHF
 *O DBTF PG GBJMVSF PG UIF WFOUJMBUJPO TVTQFOE XFMEJOH BOE CVSOJOH PQFSBUJPOT *OGPSN ZPVS
TVQFSJPS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


 &YUJOHVJTI CVSOJOH DMPUIJOH DPPM CVSOT JNNFEJBUFMZ XJUI QMFOUZ PG XBUFS %P OPU SFNPWF DMPUI
SFTJEVFT BEIFSJOH UP UIF CVSOT
 $MPTF UIF WBMWFT BU UIF QPJOU PG TVQQMZ
1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 .BJOUFOBODF BOE EJTQPTBM


 0OMZ TLJMMFE QFSTPOOFM JT BMMPXFE UP NBJOUBJO IPTFT BOE CVSOFST

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 117 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


8PSL PO MJWF FMFDUSJDBM FRVJQNFOU
 )B[BSET GPS NFO BOE FOWJSPONFOU
 .PSUBM FMFDUSJDBM TIPDLT WFOUSJDVMBS GJCSJMMBUJPO
 4FWFSF CVSOT UISPVHI FMFDUSJD BSD
 )B[BSE PG GBMMJOH EPXO XIFO XPSLJOH PO MBEEFST PS JO PUIFS QMBDFT BU IJHI MFWFM
 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO
 6TF JOTVMBUJOH QSPUFDUJPO DMPUIJOH BOE JOTVMBUFE UPPMT $IFDL UIFTF BT XFMM BT UIF QSPUFDUJPO
EFWJDFT GPS PCWJPVT EFGFDUT QSJPS UP UIFJS VTF
 ,FFQ UIF QSPUFDUJWF TVJU ESZ IBSEMZ JOGMBNNBCMF DPUUPO TVJU DMPTFE JO XBZ PG UIF TMFFWF CBOET
BOE VQ UP UIF DPMMBS
 6TF TPGU MFBUIFS HMPWFT GBDF QSPUFDUJPO BOE JOTVMBUJOH TBGFUZ TIPFT
 *TPMBUF UIF MPDBUJPO
 $PWFS BEKBDFOU MJWF QBSUT
 6TF POMZ JOTVMBUFE UPPMT BU UIF XPSLQMBDF
 %FQPTJU JOTVMBUFE UPPMT BOE QBSUT SFNPWFE GSPN UIF TZTUFN JO TVDI B NBOOFS UIBU UIFZ BSF
QSFWFOUFE GBMMJOH JOUP UIF TZTUFN
 *U JT POMZ BGUFS IBWJOH FOTVSFE TVQFSWJTJPO CZ B TBGFUZ HVBSE JOTUSVDUFE XJUI SFHBSE UP UIF
EJTDPOOFDUJPO PG FMFDUSJDBM FRVJQNFOU BOE USBJOFE JO DBSEJPQVMNPOBSZ SFBOJNBUJPO UIBU XPSL NBZ
CF TUBSUFE
 8IFO XPSLJOH PO MBEEFST PS TJNJMBS XPSLQMBDFT BU IJHI MFWFM B TBGFUZ CFMU IBT UP CF VTFE

'5      '5    '4     
 NAFO Page 118 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


*G UPPMT PS DPNQPOFOUT GBMM JOUP UIF TZTUFN
 *OUFSSVQU XPSL WFSJGZ XIFUIFS JU JT SFRVJSFE UP TXJUDI PGG UIF TZTUFN GPS UIFJS SFNPWBM
 *G OP WPMUBHF NBZ CF QSFTFOU EJTDPOOFDU UIF TZTUFN GSPN UIF NBJOT QSPUFDU JU TP UIBU JU DBOOPU
CF TXJUDIFE PO DIFDL UIBU OP WPMUBHF JT QSFTFOU
 *O DBTF PG GBJMVSF PG UIF MJHIUJOH JOUFSSVQU XPSL JNNFEJBUFMZ BOE JOGPSN ZPVS TVQFSJPS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


 %JTDPOOFDU UIF TZTUFN GSPN UIF NBJOT
 3FTDVF UIF JOKVSFE QFSTPO
1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 119 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


8PSLT VTJOH B EPVCMF MBEEFS
 )B[BSET GPS NFO BOE FOWJSPONFOU
'BMMJOH EPXO EVF UP
 $PMMBQTF PG MBEEFS FH EVF UP PWFSMPBE EBNBHF GBJMVSF PG UIF
TQSFBE HVBSE FUD
 'BMMJOH EPXO UIF MBEEFS FH EVF UP TMJQQJOH PGG FMFDUSJD TIPDL XPSLJOH XJUI CPUI
IBOET VTJOH FMFDUSJDBM IBOEIFME NBDIJOFT DBSSZJOH BMPOH
IFBWZ MPBET PS QBSUT XJUI MBSHF TVSGBDF MFBOJOH PVU
TQSFBEJOH PG UIF MBEEFS FUD
 -BEEFS UJQQJOH PWFS FH EVF UP DPMMJTJPO DMJNCJOH PWFS JOEJWJEVBM MBEEFS GFFU
TJOLJOH JO TFUVQ PO BO VOFWFO GMPPS FUD

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 7JTVBM JOTQFDUJPO PG UIF MBEEFS GPS EBNBHFT BOE UJHIU GJU PG UIF DPOOFDUJPOT
 4FU VQ UIF MBEEFS POMZ PO BO FWFO BOE TPMJE CBTF
 "MXBZT TFU VQ UIF MBEEFS TP UIBU UIF TQSFBE HVBSE JT UFOTJPOFE
 %P OPU PWFSMPBE UIF MBEEFS NBY  LH 
 8FBS TPMJE TIPFT ,FFQ TIPF TPMFT BOE QFHT DMFBO
 8IFO TFUUJOH VQ UIF MBEEFS JO XBZ PG DSBOF DPOUBDU MJOFT PS JO UIF USBWFMMJOH BSFB PG DSBOFT UVSO
PGG UIF DSBOF TXJUDI BOE MPDL
 8IFO XPSLJOH XJUI NBDIJOFT SFRVJSJOH XPSLJOH QSFTTVSF TFU VQ UIF MBEEFS TP UIBU UIF QSFTTVF JT
OPU BQQMJFE MBUFSBMMZ PS BTL B TFDPOE QFSTPO UP IPME UIF MBEEFS
 %P OPU DBSSZ BMPOH MPBET PG PWFS  LH PS XJUI B TVSGBDF PG PWFS  TRVBSF NFUFS
 %VSJOH XPSL EP OPU MFBO PVU MBUFSBMMZ BMXBZT TUBZ XJUI CPUI GFFU PO UIF QFHT
 /FWFS DMJNC PWFS GSPN UIF MBEEFS UP QBSUT PG UIF CVJMEJOH PS TUSVDUVSBM DPNQPOFOUT
 4FDVSF MBEEFST TFU VQ JO QBTTBHFXBZT CZ DMPTJOH PGG PS B XBSOJOH QPTU
 /P DBCMFT UPPMT BOE PUIFS NBUFSJBM NVTU CF MZJOH JO UIF USFBE BSFB PG UIF MBEEFS

'5      '5    '4     
 NAFO Page 120 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 *G EFGFDUT BSF EJTDPWFSFE PO UIF MBEEFS MPDL JU JO B TBGF QMBDF BOE JOGPSN ZPVS TVQFSJPS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


1SPWJEF GJSTU BJE
*OGPSN ZPVS TVQFSJPS

 .BJOUFOBODF BOE EJTQPTBM


 0OMZ BO BVUIPSJ[FE EFQBSUNFOU JT BMMPXFE UP DBSSZ PVU SFQBJST PO UIF MBEEFS

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 121 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT


0QFSBUJPO PG GPSLMJGU USVDLT
 )B[BSET GPS NFO BOE FOWJSPONFOU
 6OJOUFOUJPOBM NPWFNFOUT PG UIF GPSLMJGU USVDL
 $PMMJTJPO XJUI QFSTPOT
 -JGUFE HPPET GBMMJOH EPXO
 'PSLMJGU USVDL UJQQJOH PWFS
 %BNBHFT UP IFBMUI UISPVHI EJFTFM GVFM FYIBVTU HBTFT

 4BGFUZ DPOUSPM BOE SVMFT PG BDUJPO


 6TF POMZ GPSLMJGU USVDLT XJUI B WBMJE UFTU CBEHF PO JU
 $IFDL UIF GPSLMJGU USVDL CFGPSF VTJOH JU
 0QFSBUF BDUVBUPST PG UIF GPSLMJGU USVDL POMZ GSPN UIF ESJWFS³T TFBU
 %P OPU UBLF BMPOH QFSTPOT XJUI UIF GPSLMJGU USVDL
 1SJPS UP SFWFSTJOH BMXBZT UVSO BSPVOE BOE ESJWF UIF GPSLMJGU USVDL POMZ XIFO UIFSF JT OPPOF JO UIF
USBWFMMJOH BSFB
 -JGU POMZ MPBET UIBU DBOOPU GBMM PGG UIF GPSLT XIFO ESJWJOH UIF GPSLMJGU USVDL
 8IFO ESJWJOH UIF GPSLMJGU USVDL PCTFSWF UIF SVMFT PG UIF DIFDLMJTU
 %P OPU BMMPX BOZ QFSTPO UP TUBZ VOEFS UIF GPSLT XIFO MJGUFE
 0O XBZT UIBU BSF OPU BU MFBTU  N XJEFS UIBO UIF MPBE PS UIF GPSLMJGU USVDL BOE UIBU BSF BMTP VTFE
CZ QFSTPOT ESJWF UIF GPSLMJGU USVDL POMZ XJUI UIF BJE PG BO JOTUSVDUPS
 %P OPU SVO UIF NPUPS VOOFDFTTBSJMZ DPNCVTUJPO NPUPS 
 %P OPU ESJWF JOUP CVJMEJOHT DPNCVTUJPO NPUPS 

'5      '5    '4     
 NAFO Page 122 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OTUSVDUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT

 #FIBWJPVS JO DBTF PG GBJMVSFT


 *G EFGFDUT PDDVS UP UIF IZESBVMJD TZTUFN TUFFSJOH NFDIBOJTN PS CSBLFT QBSL UIF GPSLMJGU USVDL TP
UIBU JU EPFT OPU SFQSFTFOU BO PCTUBDMF XJUIESBX UIF LFZ BOE JOGPSN ZPVS TVQFSJPS

 #FIBWJPVS JO DBTF PG BDDJEFOUT


1SPWJEF GJSTU BJE
*OGPSN ZPV TVQFSJPS

 .BJOUFOBODF BOE EJTQPTBM


0OMZ BVUIPSJ[FE QFSTPOT BSF BMMPXFE UP DBSSZ PVU NBJOUFOBODF XPSL PO UIF GPSLMJGU USVDL

 $POTFRVFODFT JO DBTF PG OPOPCTFSWBODF


$POTFRVFODFT GPS UIF IFBMUI #PEJMZ JOKVSZ EJTBCJMJUZ EFBUI
.BUFSJBM EBNBHFT $PTUT JODVSSFE EFMBZT
-FHBM DPOTFRVFODFT -JBCJMJUZ

'5      '5    '4     
 NAFO Page 123 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


*OEFY 1BHF
(FOFSBM                                                             
%BOHFS PG GBMMJOH EPXO                                                 
&MFDUSJDBM UPPMT BOE DBCMFT                                              
%FHSFBTJOH BOE DMFBOJOH                                               
1BJOU BOE TPMWFOUT                                                    
(BT XFMEJOH BOE GMBNF DVUUJOH                                          
$PPSEJOBUJPO XJUI GPSFJHO DPNQBOJFT                                     
$SBOF PQFSBUJPO BOE TMJOHJOH PG MPBET                                    
5FTU SVO PO FTDBMBUPST  QBTTFOHFS XBZT                                  
(SJOEJOH                                                           
.BOVBM IBOEMJOH PG MPBET                                              

'5      '5    '4     
 NAFO Page 124 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


(FOFSBM
: 5IF SFTQPOTJCJMJUZ GPS UIF TBGF TZTUFN BU XPSL JT MZJOH XJUI FBDI FNQMPZFF XIP JT PCMJHFE UP UBLF
DBSF PG IJT PXO TBGFUZ BOE IFBMUI BT XFMM BT PG QFSTPOT DPMMFBHVFT XIP DPVME CF BGGFDUFE CZ
BDUJPOT PS PNJTTJPOT EVSJOH XPSL 3FTQPOTJCJMJUZ BMTP JODMVEFT DPOTDJPVT FYFDVUJPO PG UIF XPSLT
BOE IBOEMJOH PG XPSLJOH NFEJB BOE TVCTUBODFT PCTFSWJOH UIF JOGPSNBUJPO TJHOT &BDI IB[BSE
EJTDPWFSFE IBT UP CF SFQPSUFE JNNFEJBUFMZ
: &BDI FNQMPZFF JT FOUJUMFE UP TVCNJU TVHHFTUJPOT UP UIF FNQMPZFS SFHBSEJOH TBGFUZ BOE IFBMUI
QSPUFDUJPO
: 0SEFS BOE DMFBOMJOFTT BU UIF XPSLQMBDF
: 3FGSBJO GSPN XJMGVM BDUJPOT UIBU FOEBOHFS ZPVSTFMG PS UIJSE QBSUJFT FH UISPXJOH PCKFDUT
: *U JT TUSJDUMZ QSPIJCJUFE UP DPOTVNF BMDPIPM PS PUIFS ESVHT
: %P OPU CFBS IFBWZ MPBET BOE EP OPU BUUFNQU UP DBUDI PCKFDUT GBMMJOH EPXO
: $PSSJEPST FTDBQF BOE SFTDVF XBZT EPPST GJSF FYUJOHVJTIFST BOE FYUJOHVJTIJOH CMBOLFUT GJSTU BJE
FRVJQNFOU FMFDUSJDBM EJTUSJCVUPST BOE UIF MJLF TIBMM BMXBZT CF LFQU DMFBS
: 1BZ BUUFOUJPO UP VOFWFO BSFBT PO UIF TJUF BT UIFSF JT B TUVNCMJOH IB[BSE &MFDUSJDBM DPOOFDUJPO
DBCMFT IPTFT BOE UIF MJLF BSF UP CF DPJMFE VQ BOE SFNPWFE JNNFEJBUFMZ BOEPS BT TPPO BT XPSL
JT GJOJTIFE
: 3FNPWF PCKFDUT MZJOH TDBUUFSFE BSPVOE TQJMMFE MJRVJET BOE QPJOUFE PCKFDUT FH OBJMT
JNNFEJBUFMZ
: .BLF B NFOUBM OPUF PG UIF GPMMPXJOH MPDBUJPOT GJSTU BJE CPY TUSFUDIFS UFMFQIPOF GJSF FYUJOHVJTIFS
XIFOFWFS VTFE IBWF UIF GJSF FYUJOHVJTIFS SFGJMMFE BOE QSPWJEF B TQBSF FYUJOHVJTIFS 
: (FU BDRVBJOUFE XJUI GJSTU BJENBO TBGFUZ JOTQFDUPS PG UIF EFQBSUNFOU BNCVMBODF NBO TBGFUZ
FOHJOFFS BOE XPSLT DPVODJM
: *O DBTF PG JOKVSJFT EVF UP BDDJEFOUT SFQPSU UIF BDDJEFOU UP UIF BNCVMBODF NBO QSPWJEF GJSTU BJE
TFDVSF UIF TJUF PG BDDJEFOU JG QPTTJCMF *O DBTF PG FNFSHFODZ DBMM QSPWJEF UIF GPMMPXJOH
JOGPSNBUJPO XFSF EJE JU IBQQFO  XIBU IBQQFOFE  IPX NBOZ QFSTPOT BSF JOKVSFE  XIBU LJOE PG
JOKVSJFT  XIP JT SFQPSUJOH  XBJU GPS SFRVFTU GPS GVSUIFS QBSUJDVMBST

'5      '5    '4     
 NAFO Page 125 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


: 0CMJHBUJPO UP XFBS QFSTPOBM QSPUFDUJPO FRVJQNFOU JO HFOFSBM TBGFUZ TIPFT PUIFSXJTF BT B
GVODUJPO PG UIF XPSL BOE TVSSPVOEJOH
: 8FBS POMZ DMPUI UIBU DBOOPU DBVTF PDDVQBUJPOBM BDDJEFOUT FTQFDJBMMZ EVF UP NPWJOH QBSUT PS QBSUT
GBMMJOH EPXO PS HFUUJOH DBVHIU
: /P IB[BSE NVTU FNBOBUF GSPN TIBSQ PS QPJOUFE UPPMT FH LOJWFT TDSJCJOH JSPO TJEF DVUUFS XIFO
DBSSJFE BMPOH JO UIF DMPUIJOH
: +FXFMMFSZ TVDI BT GJOHFS SJOHT OFDLMBDFT FBSSJOHT XBUDIFT PS TJNJMBS PCKFDUT NBZ OPU CF XPSO
EVSJOH XPSL
: &NQMPZFFT XJUI MPOH IBJS 8IFO ESJMMJOH BOE XPSLJOH XJUI MBUIFT B IBJSOFU IBT UP CF XPSO
: 8FBS TBGFUZ HPHHMFT BOE QSPUFDU DPMMFBHVFT GSPN GMZJOH TQBSLT EVSJOH HSJOEJOH GMBNF DVUUJOH BOE
XFMEJOH PQFSBUJPOT
: 8IFO DBSSZJOH PVU XFMEJOH PQFSBUJPOT QSPUFDU DPMMFBHVFT GSPN CMJOEJOH VTJOH B QSPUFDUJWF
DVSUBJO
: 8FBS FBS QSPUFDUJPO JO BSFBT BOE GPS XPSLT XIFSF UIFSF JT B IJHI OPJTF MFWFM
: )BOEMF DPNQSFTTFE BJS BOE PYZHFO DBVUJPVTMZ %P OPU CMPX PVU DMPUIJOH PS EP OPU CMPX POUP
DPMMFBHVFT IB[BSE PG JOOFS JOKVSJFT BOE GJSF IB[BSE BOE EP OPU DMFBO XPSLQMBDFT UIFSFXJUI
: 8IFO IBOEMJOH OPYJPVT TVCTUBODFT VTF UIF DPSSFDU QSPUFDUJPO FRVJQNFOU FH BQQSPQSJBUF
CSFBUIJOH GJMUFST "TL UIF TBGFUZ FOHJOFFS GPS EFUBJMFE BEWJTF
: 8BTUF JT UP CF EJTQPTFE PG JO UIF DPOUBJOFST QSPWJEFE UP UIJT FOE HBSCBHF QBQFS BOE DBSECPBSE
PJM FNVMTJPOT QBJOU   "TL UIF FOWJSPONFOU FOHJOFFS BOEPS UIF SFTQPOTJCMF QFSTPO GPS GVSUIFS
JOGPSNBUJPO
: *O DBTF PG XPSLQMBDFT MPDBUFE BU IJHI MFWFM VTF POMZ MBEEFST USFBET PS EFWJDFT UIBU BSF JO QFSGFDU
DPOEJUJPO
: 8IFO XPSLJOH XJUI BQQMJBODFT BOE PO NBDIJOFT PCTFSWF UIF PQFSBUJOH JOTUSVDUJPOT 6TF PS XPSL
PO UIFN POMZ XIFO ZPV BSF GBNJMJBSJ[FE XJUI UIFN BVUIPSJ[FE UP EP TP BOE XIFO UIF FRVJQNFOU
JT JO QSPQFS DPOEJUJPO

'5      '5    '4     
 NAFO Page 126 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


: %P OPU CSJEHF BOZ FBSUIJOH DPOUBDUT BOE EFWJDFT PO NBDIJOFT
: 0OMZ FMFDUSJDJBOT BSF BMMPXFE UP SFQBJS EFGFDUJWF FMFDUSJDBM UPPMT BOE NBDIJOFT
: "OZ VOBVUIPSJ[FE BDUVBUJPO PG DPOUSPM EFWJDFT BOE PQFSBUJOH FMFNFOUT PG NBDIJOFT BOE TZTUFNT
JT QSPIJCJUFE FTQFDJBMMZ BOZ BDUVBUJPO PG B QVTICVUUPO PO B TVTQFOEFE DSBOF DPOUSPM QBOFM
: *U JT BCTPMVUFMZ QSPIJCJUFE UIBU USBJOFFT QFSTPOT XJUIPVU ESJWJOH MJDFODF ESJWF JOEVTUSJBM USVDLT
FMFDUSJD DBS GPSLMJGU USVDL 
*U JT QSPIJCJUFE UP UBLF QFSTPOT BMPOH XJUI JOEVTUSJBM USVDLT FYDFQU GPS FMFDUSJD DBST XJUI IPMEJOH
TIBDLMFT BOE GPSLMJGU USVDLT XJUI QBTTFOHFS TFBU 
: 5SBJOFFT QFSTPOT VOEFS  ZFBST BSF OPU BMMPXFE UP PQFSBUF DSBOFT JODMVEJOH DSBOFT PQFSBUFE
GSPN UIF GMPPS FYDFQU VOEFS UIF JOTUSVDUJPO BOE TVQFSWJTJPO PG UIF USBJOFS PS GPSFNBO
: /FWFS TUBZ PS XPSL VOEFS TVTQFOEFE MPBET *G JU JT IPXFWFS OFDFTTBSZ UP DBSSZ PVU XPSL TVDI BT
UPVDIVQ PG QBJOU PS GPJM XFMEJOH PQFSBUJPOT VOEFS BO FTDBMBUPS MPBE MFBWF UIF USFTUMFT JO UIFJS
QMBDF GPS TBGFUZ SFBTPOT *U JT POMZ OFDFTTBSZ UP MJGU UIF TUBJS TMJHIUMZ
: .BLF TVSF UIBU XIFO TUBDLJOH QBSUT BOE DPOUBJOFST UIBU UIFZ BSF TUBCMF

'5      '5    '4     
 NAFO Page 127 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


%BOHFS PG GBMMJOH
: 8IFO XPSLJOH PO TDBGGPMEJOHT BOE MBEEFST QBZ BUUFOUJPO UIBU OP NBUFSJBM PS UPPM DBO
VOJOUFOUJPOBMMZ ESPQ PO FNQMPZFFT XPSLJOH CFOFBUI PS OFYU UP UIFN
: /FWFS MFBWF UPPMT BOE NBUFSJBM PO TDBGGPMEJOHT BOE MBEEFST %BOHFS PG BDDJEFOU
: 6TF POMZ QSPQFS TDBGGPMEJOHT BOE MBEEFST BOE NBLF TVSF UIBU UIFZ BSF TUBCMF
: 4FDVSF NPCJMF XPSLJOH QMBUGPSNT FOHBHF UIF FDDFOUSJD BOEPS MPDL UIF SPMMFST 
: 6TF USFBET POMZ UP DMJNC PO BOE EPXO GSPN XFMEJOH XPSLCFODIFT BOE UIF MJLF %P OPU KVNQ .BLF
TVSF UIBU TUFQT BOE GMPPS BSFB BSF DMFBO
: 8IFO TFUUJOH VQ UIF MJGUJOH QMBUGPSN UIF FYUFOTJPO MBEEFS UIF USBWFMMJOH TDBGGPMEJOH BOE UIF
XPSLJOH DBHF  TUBDLFS NBLF TVSF UIBU UIFZ BSF TUBCMF *U JT QSPIJCJUFE UP DMJNC CFZPOE UIF SBJMJOH
: 8IFO QFSGPSNJOH XPSL FOUBJMJOH EBOHFS PG GBMMJOH FH PO DBUXBMLT PS SPPGT B TBGFUZ IBSOFTT PS
FRVJWBMFOU TBGFUZ FRVJQNFOU JT UP CF VTFE

'5      '5    '4     
 NAFO Page 128 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


&MFDUSJDBM UPPMT BOE DBCMFT
: /FWFS DBSSZ FMFDUSJDBM UPPMT BU UIF DBCMF OFWFS MPXFS UIFN BU UIF DBCMF GSPN UIF FTDBMBUPS PS
XJUIESBX UIF QMVH CZ QVMMJOH UIF DBCMF
: /FWFS SFQBJS FMFDUSJDBM UPPMT ZPVSTFMG CVU IBWF UIFN SFQBJSFE CZ B TQFDJBMJTU
: .BLF TVSF UIBU DBCMFT MZJOH PO UIF GMPPS DBOOPU CF EBNBHFE UISPVHI PCKFDUT TVDI BT MBEEFST
NFUBM QMBUFT MJGUJOH USVDLT UPPMT PS UIF MJLF )B[BSE PG FMFDUSJD TIPDLÝ
-BZ DBCMFT BT TIPSU BOE BT TUSBJHIU BT QPTTJCMF
: )BWF FMFDUSJDBM UPPMT WFSJGJFE PO B TFNJBOOVBM CBTJT

'5      '5    '4     
 NAFO Page 129 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


&MFDUSJD DVSSFOU
: 8PSL PO FMFDUSJDBM TZTUFNT BOE FRVJQNFOU JT DPOOFDUFE XJUI TQFDJBM EBOHFST PG BDDJEFOUT )FSF
UIF SFMFWBOU SFHVMBUJPOT BQQMZ
: 5IF GPMMPXJOH GJWF TBGFUZ SVMFT BSF JNQPSUBOU
 %JTDPOOFDU UIF TZTUFN GSPN UIF NBJOT
 1SPUFDU UIF TZTUFN TP UIBU JU DBOOPU CF TXJUDIFE PO BHBJO
 7FSJGZ UIBU OP WPMUBHF JT BQQMJFE
 (SPVOE BOE TIPSUDJSDVJU
 $PWFS PS DMPTF PGG BEKBDFOU MJWF QBSUT
: 8IFO XPSLJOH JO FYDFQUJPOBM DBTFT PO MJWF FRVJQNFOU FH QBSUJDVMBS BUUFOUJPO BOE NFBTVSFT
BOEPS BQQMJBODFT BSF SFRVJSFE FH WPMUNFUFS 
: 4QFDJBM JOGPSNBUJPO BQQMJFT UP GJSTU BJE BOE GJSF GJHIUJOH FH JOUFSSVQU WPMUBHF TVQQMZ JNNFEJBUFMZ
BOE LFFQ EJTUBODF XIFO VTJOH GJSFFYUJOHVJTIJOH NFEJB 
: 8IFSF B DPOUSPM DVCJDMF GJSF JT TVTQFDUFE
 5VSO PGG UIF NBJOT TXJUDI
 (P BOE HFU UIF $0 FYUJOHVJTIFS BOE UIF LFZ PG UIF DPOUSPM DVCJDMF
 0QFO UIF DPOUSPM DVCJDMF BOE FYUJOHVJTI UIF GJSF
: 6OBVUIPSJ[FE QFSTPOT BSF OPU BMMPXFE UP FOUFS UIF JOTQFDUJPO TQBDF

'5      '5    '4     
 NAFO Page 130 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


%FHSFBTJOH BOE DMFBOJOH
: 8IFO XPSLJOH XJUI DMFBOJOH BHFOUT VTF TLJO QSPUFDUJPO BOE XFBS QSPUFDUJWF DMPUIJOH FH
MJRVJEQSPPG TBGFUZ HMPWFT TBGFUZ HPHHMFT BOE BQSPO JG SFRVJSFE
: 4UPSF POMZ UIF EBJMZ SFRVJSFNFOU BU UIF XPSLQMBDF 6TF B TBGFUZ WFTTFM GPS EPTJOH UIF BNPVOU
OFFEFE
: 3BHT JNCJCFE XJUI PS DPOUBNJOBUFE CZ DMFBOJOH BHFOUT PS DMFBOJOH BHFOU SFTJEVFT BSF UP CF
EJTQPTFE PG JO DPOUBJOFST QSPWJEFE UP UIJT FOE
: 1SPWJEF TVGGJDJFOU WFOUJMBUJPO JO UIF TQBDFT
: *O DBTF PG FZF DPOUBDU SJOTF JNNFEJBUFMZ FZF SJOTJOH CPUUMF GMPXJOH UBQ XBUFS BOE DPOTVMU UIF
BNCVMBODF NBO UIFO
: *O DBTF PG TLJO DPOUBDU SFNPWF NPJTUFOFE DMPUIJOH BOE SJOTF UIF BGGFDUFE TLJO SFHJPOT XJUI XBUFS
: 3FBE UIF DPSSFTQPOEJOH TBGFUZ EBUB TIFFUT BOE PQFSBUJOH JOTUSVDUJPOT GPS IB[BSEPVT TVCTUBODFT

'5      '5    '4     
 NAFO Page 131 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


1BJOU BOE TPMWFOUT
: 8IFO XPSLJOH XJUI TPMWFOUT BOE QBJOU VTF TLJO QSPUFDUJPO BOE XFBS QSPUFDUJWF DMPUIJOH FH
MJRVJEQSPPG TBGFUZ HMPWFT TBGFUZ HPHHMFT BOE BQSPO JG SFRVJSFE BT XFMM BT SFTQJSBUPSZ
FRVJQNFOU
: 4UPSF POMZ UIF EBJMZ SFRVJSFNFOU BU UIF XPSLQMBDF
: 3BHT JNCJCFE XJUI BOE DPOUBNJOBUFE CZ TPMWFOUT BOE QBJOU BT XFMM BT DPOUBJOFST BOEPS SFTJEVFT
BSF UP CF EJTQPTFE PG JO UIF DPOUBJOFST QSPWJEFE UP UIJT FOE
: 1SPWJEF TVGGJDJFOU WFOUJMBUJPO JO UIF TQBDFT 4XJUDI PO UIF WFOUJMBUJPO JO UIF TQSBZ DBCJOT
: 8IFO XPSLJOH XJUI QBJOU BOE TPMWFOUT EP OPU CVSO XFME HSJOE TNPLF XJUIJO B SBEJVT PG 
NFUFST GJSF BOE FYQMPTJPO IB[BSE 
: *O DBTF PG FZF DPOUBDU SJOTF JNNFEJBUFMZ FZF SJOTJOH CPUUMF GMPXJOH UBQ XBUFS BOE DPOTVMU UIF
BNCVMBODF NBO UIFO
: *O DBTF PG TLJO DPOUBDU SFNPWF UIF NPJTUFOFE DMPUIJOH BOE SJOTF UIF BGGFDUFE TLJO SFHJPOT XJUI
XBUFS
: 3FBE UIF DPSSFTQPOEJOH TBGFUZ EBUB TIFFUT BOE UIF PQFSBUJOH JOTUSDUJPOT GPS IB[BSEPVT
TVCTUBODFT

'5      '5    '4     
 NAFO Page 132 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


(BT XFMEJOH BOE GMBNF DVUUJOH
: %VSJOH HBT XFMEJOH BOE GMBNF DVUUJOH NBLF TVSF UIBU OP DPNCVTUJCMF TVCTUBODFT BSF TUPSFE
XJUIJO B SBEJVT PG  N GJSF BOE FYQMPTJPO IB[BSE 
: %P OPU TVTQFOE PS EFQPTJU UIF CVSOFS KVTU TPNFXIFSF CVU TUPSF JU JO B TQFDJBM TVTQFOTJPO EFWJDF
%P OPU EJTUPSU PS CFOE HBT IPTFT
: .BLF TVSF UIBU UIF WBMWFT PG UIF HBT CPUUMFT BSF DMPTFE BU UIF FOE PG UIF XPSL
: 3FQMBDF EFGFDUJWF IPTFT GJUUJOHT BOE CVSOFST JNNFEJBUFMZ
: /FWFS VTF PJM UP SFTUPSF XFMM SVOOJOH PG UIF UISFBE BU UIF PYZHFO CPUUMF %P OPU UPVDI HBTLFUT BOE
WBMWFT XJUI PJMZ GJOHFST PS SBHT JOGMBNNBUJPO IB[BSE 

'5      '5    '4     
 NAFO Page 133 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


$PPSEJOBUJPO XJUI GPSFJHO DPNQBOJFT
: *O PSEFS UP BWPJE NVUVBM IB[BSET B DPPSEJOBUPS TIPVME DPPSEJOBUF UIF XPSLT XJUI GPSFJHO
DPNQBOJFT *O DBTF PG OPOPCTFSWBODF PG UIF SFHVMBUJPOT GPS UIF QSFWFOUJPO PG BDDJEFOUT BOE
IB[BSET GPS UIF FNQMPZFFT XPSL IBT UP CF TVTQFOEFE
8IFO XPSLJOH PO SPPGT QSPWJEF QSPUFDUJPO FRVJQNFOU UP QSFWFOU GBMMJOH BOE QSPUFDU PQFOJOHT
8IFO XPSLJOH XJUI PQFO GMBNFT XFMEJOH GMBNF DVUUJOH TPMEFSJOH PQFSBUJPOT LFFQ B GJSF
FYUJOHVJTIFS BU IBOE BOE QSPUFDU UIF HBT CPUUMFT
"U UIF FOE PG XPSL XJUI PQFO GMBNFT WFSJGZ GPS  IPVST UIF XPSLQMBDF TFWFSBM UJNFT GPS QPTTJCMF
TNPMEFSJOH GJSF
8IFO XPSLJOH JO OBSSPX TQBDFT DPOUBJOFST DFMMBST XFMMT FUD DPOOFDUFE XJUI IB[BSET EVF UP
MBDL PG PYZHFO PS UPYJD HBTFT UBLF TQFDJBM QSFDBVUJPOT
 .FBTVSFNFOUT
 #SFBUIJOH BQQBSBUVT
 4BGFUZ HVBSE WPJDF DPNNVOJDBUJPO TJHOBM SPQF WJTVBM DPOUBDU

'5      '5    '4     
 NAFO Page 134 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


$SBOF PQFSBUJPO BOE TMJOHJOH PG MPBET
: 1SJPS UP TUBSUJOH XPSL WFSJGZ UIF QSPQFS GVODUJPOJOH PG UIF CSBLFT BOE TBGFUZ MJNJU TXJUDI
: 5P WFSJGZ UIF QSPQFS GVODUJPOJOH PG UIF TBGFUZ MJNJU TXJUDI NPWF UIF DSBOF IPPL TMPXMZ BHBJOTU UIF
TBGFUZ MJNJU TXJUDI
*O DBTF PG IJHI IPJTUJOH TQFFE UIFSF NBZ CF B SJTL PG ESBXJOH UIF DSBOF IPPL VOEFS UIF SPQF
ESVN JG UIF TBGFUZ MJNJU TXJUDI JT EFGFDUJWF TP UIBU UIF SPQF DPVME UFBS BOE UIF DSBOF IPPL GBMM
EPXO
: 5IF TBGFUZ MJNJU TXJUDI JT OPU BO PQFSBUJOH MJNJU TXJUDI
: 3FQPSU BOZ EJTDPWFSFE EFGFDU JNNFEJBUFMZ UP ZPVS TVQFSJPS BOE TIVU EPXO UIF DSBOF BU PODF
)BWF UIF EFGFDUT SFQBJSFE CZ B TQFDJBMJTU
: #FGPSF QSFTTJOH UIF QVTICVUUPOT GJSTU WFSJGZ JO XIJDI EJSFDUJPO UIF IPJTUJOH HFBS UIF USPMMFZ BOE
UIF DSBOF BSF NPWJOH
: 1BZ BUUFOUJPO UP UIF USBJMJOH FGGFDU PG UIF JOEJWJEVBM NPWFNFOUT DPOUJOHFOU VQPO UIF MPBE 
: %P OPU BMMPX UIF DSBOF IPPL UP MBZ EPXO BT PUIFSXJTF UIF SPQF XJMM TMBDLFO 5IF SPQF DBO KVNQ
PVU PG UIF ESVN HVJEBODF BTTFNCMZ BOE SPQF QVMMFZT UIVT CFJOH EBNBHFE
: 'PS IPJTUJOH BOE MPXFSJOH UIFSFGPSF UIF GPMMPXJOH SVMFT BQQMZ
4UPQ IPJTUJOH BOE MPXFSJOH NPUJPOT JO EVF DPVSTF
#BTJDBMMZ VTF TMPX TQFFE XJUIJO UIF VQQFS IPJTUJOH SBOHF
*O DBTF PG FNFSHFODZ QVTI UIF FNFSHFODZ TUPQ CVUUPO
(&/&3"- 36-&  /PU UPP IJHI
/PU UPP GBTU
/PU UPP EFFQ
: 0CTFSWF UIF NBYJNVN QFSNJTTJCMF MPBE PG UIF DSBOFT 5IF DSBOF NVTU OPU CF MPBEFE CFZPOE UIJT
MJNJU
: 4FMFDU BQQSPQSJBUF MJGUJOH UBDLMF SPQFT IPJTUJOH CFMUT SPVOE TMJOHT TMJOHT DIBJOT  1BZ BUUFOUJPO
UP UIF DBSSZJOH DBQBDJUZ $BTU PVU BOE EFTUSPZ EFGFDUJWF MJGUJOH UBDLMF JNNFEJBUFMZ
: .BLF TVSF UIBU UIF MJGUJOH UBDLMF JT DPSSFDUMZ GBTUFOFE FH JO DBTF PG CPY MVHT UIF IPPL JT UP CF
HVJEFE GSPN JOTJEF UP PVUTJEF  1BZ BUUFOUJPO UP UIF TMJOHJOH BOHMF *O DBTF PG OFFE VTF B DSPTT
HJSEFS /FWFS QVMM EJBHPOBMMZ /FWFS EJSFDU UVSO UIF MPBE VTJOH UIF DPOUSPM DBCMF PG UIF DPOUSPM
QBOFM FH TUFFM TIFFU QBOFMT 
: %VSJOH PQFSBUJPO UIF DSBOF PQFSBUPS NVTU CF BCMF UP XBUDI UIF MPBE
: 8IFO XPSLJOH XJUI UIF DSBOF QBZ BUUFOUJPO UP BEKBDFOU DSBOFT
: 1SJPS UP IBOEMJOH UIF MPBE XBSO QFSTPOT TP UIBU UIFZ DBO MFBWF UIF IB[BSEPVT BSFBT
: *G B DSBOF PQFSBUPS DBOOPU XBUDI UIF MPBE EVSJOH BMM DSBOF NPUJPOT PS UIF MPBE TVTQFOTJPO EFWJDF
XJUIPVU MPBE UIFO IF NBZ PQFSBUF UIF DSBOF POMZ XIFO CFJOH HVJEFE CZ BO JOTUSVDUPS

'5      '5    '4     
 NAFO Page 135 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


$SBOF PQFSBUJPO BOE TMJOHJOH PG MPBET
: 8IFO QFSGPSNJOH NPWFNFOUT BCPWF TIFMWFT QBZ BUUFOUJPO UP UIF IFJHIU PG UIF NBUFSJBM TUPSFE BU
EJGGFSFOU MFWFMT
: *U JT POMZ XIFO UIF DSBOF IBT DPNF UP B SFTU UIBU UIF DSBOF PQFSBUPS DBO MBZ UIF DPOUSPM QBOFM
BTJEF "T MPOH BT B MPBE JT TVTQFOEFE JO UIF DSBOF UIF DSBOF PQFSBUPS IBT UP LFFQ UIF DPOUSPM
EFWJDF XJUIJO IJT SFBDI
: %P OPU QBSL DSBOFT VOEFSOFBUI SBEJBOU HBT IFBUFST
: *G UIF CSBLF TMJQT MPXFS UIF MPBE TMPXMZ JO B DPOUSPMMFE NBOOFS
: *G B MPBE JT MJGUFE VTJOH TFWFSBM DSBOFT UIFO UIF TFRVFODF PG PQFSBUJPOT JT UP CF EFUFSNJOFE CZ
POF TVQFSWJTPS PG UIF DPNQBOZ BOE UP CF QFSGPSNFE VOEFS TVQFSWJTJPO
: "U UIF FOE PG UIF XPSL QSFTT UIF FNFSHFODZ TUPQ CVUUPO UP QSFWFOU UIF DSBOF QFSGPSNJOH BO
VODPOUSPMMFE NPWFNFOU FH EVF UP TIPSU DJSDVJU
: /PUF UIF MPDBUJPO PG UIF DSBOF³T NBJOT TXJUDI

'5      '5    '4     
 NAFO Page 136 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


5FTU SVO PO FTDBMBUPST  QBTTFOHFS DPOWFZPST
: 0OMZ FNQMPZFFT JOTUSVDUFE XJUI SFHBSE UP UIJT KPC BSF BMMPXFE UP DPOEVDU UIF UFTU SVO
: *U JT BCTPMVUFMZ OFDFTTBSZ UP TFU VQ UIF XBSOJOH TJHOT $BVUJPO &MFDUSJD UFTU BOE BDDFTT UP UIF
FTDBMBUPS JT QSPIJCJUFE GPS VOBVUIPSJ[FE QFSTPOT BOE GJY UIF HVBSESBJM PO UIF SJHIUIBOE TJEF PG
UIF DPNC QMBUF
: /P VOBVUIPSJ[FE QFSTPO JT BMMPXFE UP XPSL JO XBZ PG UIF FTDBMBUPS EVSJOH UIF UFTU SVO
: 0OMZ TQFDJBMJTUT FMFDUSJDJBOT BSF BMMPXFE UP DPOOFDU UIF FTDBMBUPST
: 8IFO DMPTJOH UIF FMFDUSJD DJSDVJU NBLF BCTPMVUFMZ TVSF UIBU UIF DPSSFDU FTDBMBUPS JT DPOOFDUFE
: *O DBTF PG PCWJPVT EFGFDUT PO FMFDUSJDBM FRVJQNFOU JOGPSN UIF FMFDUSJDJBO JNNFEJBUFMZ
: 1SJPS UP QFSGPSNJOH UIF UFTU SVO NBLF TVSF UIBU OP PCKFDUT BSF MZJOH PO PS JO UIF FTDBMBUPS
: 8FBS UJHIUGJUUJOH DMPUI EVSJOH UIF USJBM SVO
: 5IF DPOUSPM VOJU JT UP CF TP QSPUFDUFE UIBU JU JT QSFWFOUFE UJQQJOH PWFS XIFO UJQQJOH PWFS UIFSF JT B
EBOHFS PG BVUPNBUJD TXJUDIPO
: 5IF DSBOL NBZ CF GJUUFE POMZ BGUFS UIF FMFDUSJD DJSDVJU IBT CFFO JOUFSSVQUFE "GUFS IBWJOH UVSOFE UIF
DSBOL SFNPWF JU JNNFEJBUFMZ
: /FWFS TFU UIF CSBLF EVSJOH UIF UFTU SVO JO DBTF PG FNFSHFODZ UIFSF XJMM CF OP CSBLJOH FGGFDU 
: 5IF FOHJOF SPPN IBT UP CF DPWFSFE CZ NFBOT PG B SVOOJOH CPBSE
: *G UIF UFTU SVO JT DPOEVDUFE CZ UXP QFSTPOT JU XJMM CF BCTPMVUFMZ OFDFTTBSZ UP LFFQ BO FZF PO UIF
TFDPOE QFSTPO QSJPS UP TXJUDIJOH PO UIF FTDBMBUPS
: 8IFO TXJUDIJOH PO UIF FTDBMBUPS SFQFBU UIJT QSPDFTT UXP UJNFT BU TIPSU JOUFSWBMT XJUI QBVTFT 
: 0QFSBUF UIF QBOFM EFBE NBO GVODUJPO POMZ XJUIPVU HMPWFT

'5      '5    '4     
 NAFO Page 137 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


5FTU SVO PO FTDBMBUPST  QBTTFOHFS DPOWFZPST
: /FWFS TFU UIF 0/ CVUUPO PG UIF QBOFM UISPVHI NBOJQVMBUJPO UP DPOUJOVPVT PQFSBUJPO
: *G GPS MPDBMJ[JOH OPJTFT JU JT OFDFTTBSZ UP TUBZ JO UIF SFUVSO TUBUJPO B TUFQ NBZ POMZ CF UPVDIFE JO
UIF NJEEMF CFJOH DPOTDJPVT BOE QBZJOH BUUFOUJPO TRVFF[JOH IB[BSET GPS UIF GJOHFST XIFO DMPTJOH
UIF FEHF HBQ
: *G UIF FTDBMBUPS JT PQFSBUFE XIFO B TUFQ JT NJTTJOH QSPWJEF B DPSSFTQPOEJOH XBSOJOH TJHO 6TF
UIF FTDBMBUPS POMZ XIFO UIF WPJE JT WJTJCMF /FWFS HP CBDLXBSET XIFO VTJOH UIF FTDBMBUPS
: 8IFO FOUFSJOH PS SFBDIJOH JOUP UIF WPJE DSFBUFE CZ UIF SFNPWBM PG TUFQT UIF FMFDUSJD DJSDVJU IBT UP
CF JOUFSSVQUFE *U JT OPU TVGGJDJFOU UP BDUVBUF UIF FNFSHFODZ TUPQ TXJUDI "MXBZT XJUIESBX UIF QMVH
PS QSPUFDU UIF NBJOT TXJUDI VTJOH B QBEMPDL
: 8IFO PQFSBUJOH UIF FTDBMBUPS WJB UIF LFZ TXJUDI JU JT QSPIJCJUFE UP XPSL JO XBZ PG UIF TUFQT ,FFQ
BO FZF PO UIF FTDBMBUPS
: 0ODF UIF UFTU SVO JT GJOJTIFE NPWF UIF WPJE UP UIF MPXFS TUFQ DIBJO BSFB XJUIESBX UIF QMVH UVSO
PGG UIF NBJOT TXJUDI BOE DPJM VQ UIF DBCMF

'5      '5    '4     
 NAFO Page 138 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


(SJOEJOH
: 8IFO HSJOEJOH BMXBZT XFBS TBGFUZ HPHHMFT
: .BLF TVSF UIBU OP PUIFS FNQMPZFFT DBO CF JOKVSFE UISPVHI GMZJOH TQBSLT BOE UIBU OP DPNCVTUJCMF
TPMWFOUT PS QBJOU BSF TUPSFE XJUIJO B SBEJVT PG  NFUFST
: 6TF POMZ HSJOEJOH BQQMJBODFT BOHVMBS HSJOEFST XJUI QSPUFDUJWF DBQ GMPPS TUBOE HSJOEFST XJUI
QSPUFDUJWF DBQ BOE SFTU 
: "T GBS BT GMPPS TUBOE HSJOEFST BSF DPODFSOFE NBLF TVSF UIBU UIF EJTUBODF CFUXFFO HSJOEJOH XIFFM
BOE SFTU JT DPSSFDU *G UIF EJTUBODF JT UPP MPOH SFBEKVTU JNNFEJBUFMZ
: 8IFO XPSLJOH XJUI BO BCSBTJWF CFMU XFBS HMPWFT
: (SJOEJOH JT QSPIJCJUFE XIJMF UIF NPUPS JT DPBTUJOH
: 8IFO XPSLJOH XJUI BOHVMBS HSJOEFST XFBS FBS QSPUFDUJPO BT UIF OPJTF MFWFM BU UIF XPSLQMBDF JT
BQQSPY  E# " 
: )PME UIF BOHVMBS HSJOEFS QSPQFSMZ XIFO SPVHIJOH UPVDI UIF NBDIJOF IBOEMF XJUI UIF SJHIU IBOE
BOE UIF UPQ IBOEMF XJUI UIF MFGU IBOE BOE WJDF WFSTB XIFO DVUUJOH BQQMJDBCMF UP SJHIUIBOEFST 

'5      '5    '4     
 NAFO Page 139 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

1SFWFOUJPO PG "DDJEFOUT  *OTUSVDUJPOT


.BOVBM IBOEMJOH PG MPBET
: .BOVBM IBOEMJOH PG MPBET NFBOT MJGUJOH EFQPTJUJOH QVTIJOH QVMMJOH CFBSJOH BOE NPWJOH B MPBE
XJUI IVNBO GPSDF
: *O PSEFS UP BWPJE IB[BSET GPS UIF IFBMUI FTQFDJBMMZ GPS UIF WFSUFCSBM DPMVNO QBZ BUUFOUJPO UP
XFJHIU TIBQF TJ[F BOE BDDFTT QPJOU PG UIF MPBE "EE UP JU GSFRVFODZ BOE EVSBUJPO PG FGGPSU TFY
BOE DPOTUJUVUJPO
: (FOFSBM SVMF
MJGU UIF MPBE BMXBZT XJUIPVU TUSBJOJOH ZPVS CBDL
LFFQ ZPVS IFBE JO WFSUJDBM QPTJUJPO
EP OPU EJTUPSU ZPVS WFSUFCSBM DPMVNO
NFBO MPBE NFO  LH XPNFO  LH GPS PDDBTJPOBM
BOE  LH BOEPS  LH GPS GSFRVFOU IBOEMJOH PQFSBUJPOT
'PS GVSUIFS RVFTUJPOT QMFBTF DPOUBDU UIF TBGFUZ FOHJOFFS PS UIF XPSLT EPDUPS
4USBJO PO UIF CBDL

VOGBWPVSBCMF GBWPVSBCMF

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-JGU ZPVS IFBE XIFO MJGUJOH UIF MPBE HSBC GJSNMZ TUSFUDI UIF MFHT BOE MJGU UIF MPBE IPMEJOH UIF BSNT
DMPTF UP UIF CPEZ

'5      '5    '4     
 NAFO Page 140 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOE TJHOBMT GPS HVJEBODF


 4DPQF PG BQQMJDBUJPO
5IJT TUBOEBSE BQQMJFT UP UIF HVJEBODF QSPWJEFE CZ BVUIPSJ[FE QFSTPOT SFGFSSFE UP BT HVJEFT
IFSFJOBGUFS UP QFSTPOT XIP IBWF UP SFMFBTF NPWFNFOUT PG NFDIBOJDBM EFWJDF CVU IBWF OP DMFBS WJFX
PO UIF NPWFNFOUT BOEPS XPSLJOH BSFB
*U EPFT OPU BQQMZ UP BSFBT XIFSF MFHBM SFHVMBUJPOT FYJTU FH SFHVMBUJPOT GPS SBJMXBZ TJHOBMT 

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%FGJOJUJPO PG UIJT TUBOEBSE TIBMM FOTVSF DMFBS DPNNVOJDBUJPO CFUXFFO UIF HVJEF BOE UIF QFSTPO
SFMFBTJOH UIF NPWFNFOU CZ NFBOT PG IBOE TJHOBMT UIVT JODSFBTJOH UIF TBGFUZ BU XPSL

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)BOE TJHOBM GPS HVJEBODF
" TJHOBM HJWFO XJUI UIF BSN IBOE BOEPS GJOHFS JO WJTVBM DPOUBDU XJUIPVU BVYJMJBSZ NFBOT

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.BKPS SPUBSZ NPWFNFOUT JO UIF TIPVMEFS BOEPS FMCPX KPJOU BSF NBSLFE XJUI :

%FTJHOBUJPO 4JHOBM %FTJHOBUJPO 4JHOBM


/P /P
.FBOJOH *MMVTUSBUJPO .FBOJOH *MMVTUSBUJPO
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 "UUFOUJPO  4MPXMZ

/PUJGZJOH UIF TVCTFRVFOU %FMBZJOH BOE TMPXMZ DPOUJ


IBOE TJHOBM OVJOH UIF NPWFNFOUT

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5FSNJOBUJPO PG .BSLJOH PG B EFTUJOBUJPO GPS


NPWFNFOUT UIF NPWFNFOU

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UIF EJTUBODF
GSPN UIF TUPQ
QPJOU
4UPQ NPWFNFOUT BT
*OEJDBUJPO PG B EJTUBODF
RVJDLMZ BT QPTTJCMF
SFEVDUJPO

'5      '5    '4     
 NAFO Page 141 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOE TJHOBMT GPS HVJEBODF

%FTJHOBUJPO 4JHOBM %FTJHOBUJPO 4JHOBM


/S /S
.FBOJOH *MMVTUSBUJPO .FBOJOH *MMVTUSBUJPO
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 6Q  4MPXMZ VQ

*OJUJBUJPO PG B WFSUJDBM VQXBSE *OJUJBUJPO PG B TMPX VQXBSE


NPWFNFOU NPWFNFOU

 %PXO  4MPXMZ EPXO

*OJUJBUJPO PG B WFSUJDBM *OJUJBUJPO PG B TMPX


EPXOXBSE NPWFNFOU EPXOXBSE NPWFNFOU

 4JHOBMT GPS IPSJ[POUBM NPWFNFOUT


 %FQBSUVSF  $PNF IFSF

*OJUJBUJPO PS DPOUJOVBUJPO
PG B USBWFMMJOH NPUJPO
*OJUJBUJPO PG B NPWFNFOU
BDDPSEJOH UP B QSFWJPVT
UPXBSET UIF HVJEF
EJSFDUJPO TJHOBM

 *OEJDBUJPO PG  .PWF CBDL


EJSFDUJPO
*OJUJBUJPO PG B
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'5      '5    '4     
 NAFO Page 142 of 516
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 NAFO Page 143 of 516
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 NAFO Page 144 of 516
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 NAFO Page 145 of 516
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'5      '5    '4     
 NAFO Page 146 of 516
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'5      '5    '4     
 NAFO Page 147 of 516
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'5      '5    '4     
 NAFO Page 148 of 516
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'5      '5    '4     
 NAFO Page 149 of 516
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'5      '5    '4     
 NAFO Page 150 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 151 of 516
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'5      '5    '4     
NAFO Page 152 of 516

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'5      '5    '4     
NAFO Page 153 of 516

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'5      '5    '4     
NAFO Page 154 of 516

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'5      '5    '4     
NAFO Page 155 of 516

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'5      '5    '4     
NAFO Page 156 of 516

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 8IFSF BQQMJDBCMF NPVOU UIF CSBLF GVODUJPOJOH NPOJUPS BOE XFBS JOEJDBUPS
 .PVOU UIF CSBLF TIPF CPMUT BOE MPDL UIFN XJUI UIF SFUBJOJOH SJOHT
 .PVOU UIF CSBLF TQSJOHT BOE EFUBDI UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE
 "EKVTU UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT BOE UIF CSBLJOH EJTUBODF
CSBLF TIPF CPMUT
XJUI SFUBJOJOH SJOHT

DMBNQJOH TDSFX
GPS TQSJOH SPE CSBLF MJOJOH

CSBLF TQSJOHT CSBLF ESVN

BEKVTUNFOU OVU GPS TQSJOH SPE


TUPQQJOH EJTUBODF
BEKVTUNFOU OVU GPS
CSBLF TIPF MJGUJOH
NBOVBM SFMFBTF MFWFS
GPS CPUI CSBLF TIPFT CSBLF TPMFOPJE XJUI
UXP TFQBSBUF DPJMT

'5      '5   


NAFO Page 157 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

0QFSBUJPOBM CSBLF
"EKVTUNFOU PG UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT
8JUI UIF TQSJOH SPE DMBNQJOH TDSFX UJHIUFOFE UIF MJGUJOH IFJHIU PG FBDI CSBLF TIPF JT UP CF BEKVTUFE
JOEJWJEVBMMZ 5IF EJTUBODF CFUXFFO CSBLF TIPF BOE BEKVTUJOH OVU NVTU OPU FYDFFE  NN
 %FUBDI UIF MPDL OVUT
 5IF BEKVTUNFOU OVUT GPS CSBLF TIPF MJGUJOH NVTU CF UXJTUFE VOUJM OP HSJOEJOH OPJTF JT IFBSE XIFO
UVSOJOH UIF IBOEXIFFM XIJMF UIF CSBLF TIPF JT MJGUFE VTJOH UIF NBOVBM SFMFBTF MFWFS 5IFO
JODSFBTF UIF EJTUBODF CZ HJWJOH UIF BEKVTUNFOU OVU B GVSUIFS IBMG UVSO UP UIF SJHIU 5IFO UJHIUFO UIF
MPDL OVU
8IFOFWFS UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT IBT CFFO SFBEKVTUFE UIF TUPQQJOH EJTUBODF NVTU BMTP
CF SFBEKVTUFE WJB UIF BEKVTUJOH OVUT PG UIF TQSJOH SPE JO PSEFS UP BDIJFWF UIF TUPQQJOH EJTUBODF
VOEFS OP MPBE DPOEJUJPO XIJDI IBE CFFO EFUFSNJOFE EVSJOH UIF GJSTU BDDFQUBODF

48
MPDL OVU
BEKVTUNFOU OVU GPS
48 TUPQQJOH EJTUBODF
BEKVTUNFOU OVU GPS
CSBLF TIPF MJGUJOH
DMBNQJOH TDSFX MPDL OVU
GPS TQSJOH SPE NBY  NN
NJO   NN

'5      '5   


NAFO Page 158 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

0QFSBUJPOBM CSBLF
"EKVTUNFOU PG UIF %PVCMF 4IPF #SBLF
 %FUBDI UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE
 "EKVTU UIF TUPQQJOH EJTUBODF GPS UIF VOMPBEFE TUFQ CBOE 6TF UIF FTDBMBUPST DPOUSPM QBOFM UP SFBE
UIF TUPQQJOH EJTUBODF
 5IFSFVQPO UJHIUFO UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE )FSFCZ ZPV PCUBJO BO BEEJUJPOBM TBGFUZ
JO DBTF UIBU B CSBLF TIPF GBMMT PGG

4UPQQJOH EJTUBODFT XJUIPVU MPBE


W    NT W    NT
NPUPS XJUIPVU BOZ FOMBSHFE GMZXIFFM NBTT NJO   N NJO   N
IBOEXIFFM
NPUPS XJUI FOMBSHFE GMZXIFFM NBTT NBY   N NBY   N
GJOBM BEKVTUNFOU WBMVFT CFUXFFO   BOE     BOE  
N N

4UPQQJOH EJTUBODF XJUI MPBE UIJT JT WBMJE POMZ GPS B UFTU BU TJUF
W    NT NBY   N
W    NT NBY   N

.FBTVSFNFOU PG TUPQQJOH EJTUBODF BU JOJUJBM UFTUJOH BOE DPNNJTTJPOJOH


TUBHF
*G BO JOJUJBM UFTUJOH PG BO FTDBMPUPS XJUI GVMM CSBLF MPBE JT UP CF DBSSJFE PVU JO QSJODJQMF GPS BMM
FTDBMBUPST JOTUBMMFE JO (FSNBOZ XJUIPVU (4TJHO UIF TUPQQJOH EJTUBODF MJNJUJOH QPJOUT B C D BOE E
BSF UP CF EFUFSNJOFE JO UIF QSFTFODF PG UIF JOTQFDUJOH FYQFSU
'PS BMM UFTUT UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE JT EFUBDIFE 0OMZ XIFO UIF GJOBM BEKVTUNFOU PG
UIF EFTJSFE CSBLJOH EJTUBODF PG UIF VOMPBEFE FTDBMBUPS JT EPOF UIF DMBNQJOH TDSFX NVTU CF
UJHIUFOFE )FSFCZ ZPV PCUBJO BO BEEJUJPOBM TBGFUZ JO DBTF UIBU B CSBLF TIPF GBMMT PGG
 "EKVTU UIF CSBLJOH EJTUBODF PG UIF VOMPBEFE FTDBMBUPS UP BDIJFWF B EJTUBODF PG  NN GPS B
OPNJOBM TQFFE PG  NT PS  NN GPS B OPNJOBM TQFFE PG  NT  5IF TUPQQJOH EJTUBODF
TIPVME CF DBMDVMBUFE UBLJOH UIF BWFSBHF WBMVF PG  TUPQT TFF EJBHSBN QPJOU B 
 8JUI UIF TBNF TFUUJOH BT GPS QPJOU  BCPWF QMBDF UFTU XFJHIUT PO UIF VQQFS UXP UIJSET PG UIF WJTJCMF
TUFQT BOE NFBTVSF UIF TUPQQJOH EJTUBODF VOEFS B GVMM MPBE DPOEJUJPO TFF EJBHSBN QPJOU C 
 "EKVTU UIF CSBLF VOUJM UIF FTDBMBUPS VOEFS B GVMM MPBE DPOEJUJPO SFBDIFT UIF NBY BMMPXBCMF
TUPQQJOH EJTUBODF PG  NN GPS B OPNJOBM TQFFE PG  NT PS  NN GPS B OPNJOBM
TQFFE PG  NT TFF EJBHSBN QPJOU D 

'5      '5   


NAFO Page 159 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

0QFSBUJPOBM CSBLF
 3FNPWF UIF UFTU XFJHIUT GSPN UIF FTDBMBUPS BOE NFBTVSF UIF TUPQQJOH EJTUBODF GPMMPXJOH UIF
CSBLF BEKVTUNFOU DBSSJFE PVU JO QPJOU  BCPWF 5IJT EJTUBODF TIPVME CF  UJNFT BT MPOH BT UIF
TUPQQJOH EJTUBODF BU QPJOU B J F BU MFBTU  NN GPS B OPNJOBM TQFFE PG  NT PS  NN
GPS B OPNJOBM TQFFE PG  NT TFF EJBHSBN QPJOU E 
 3FBEKVTU UIF CSBLF UP BDIJFWF UIF SFRVJSFE GJOBM TFUUJOH BDDPSEJOH UP UIF JOTQFDUJOH FYQFSU³T
JOTUSVDUJPOT
'PS UIF NFBTVSFNFOUT UIF FTDBMBUPS DBO CF TUPQQFE FJUIFS CZ BDUVBUJOH UIF FNFSHFODZ TUPQ QVTI
CVUUPO PS CZ USJQQJOH POF PG UIF TBGFUZ EFWJDFT PO UIF FTDBMBUPS 5PHFUIFS XJUI UIF UFDIOJDBM
EPDVNFOUBUJPO GPS UIF UFTUJOH BVUIPSJUZ POF TIFFU JT TVQQMJFE TIPXJOH UIF MJNJUJOH DVSWFT GPS UIF
TUPQQJOH EJTUBODFT DPSSFTQPOEJOH UP UIF NBYJNVN BMMPXBCMF USBWFM IFJHIU 5IF JOTQFDUPS NBSLT UIF
NFBTVSFE WBMVFT PO UIF TIFFU BOE QVUT JU JOUP UIF UFTU CPPL
5IF TIBEFE BSFB TIPXT UIF MJNJUJOH DVSWFT GPS UIF NBYJNVN BMMPXBCMF USBWFM IFJHIU UIF FYJTUJOH
GMZXIFFM NBTT BOE B TQFFE W   NT

%PUUFE FYBNQMF <LH>


&TDBMBUPST XJUI B SJTF DPSSFTQPOEJOH UP  LH UFTU
XFJHIU BOE W   NT 5IF NFBTVSFE WBMVFT B C D
BOE E IBWF CFFO NBSLFE PO UIF TIFFU
" TQFDJBM TIFFU XJUI UIF OPUFE WBMVFT GPS QPJOUT B C D
BOE E EFUFSNJOFE BU UIF JOJUJBM BDDFQUBODF JT VTFE GPS
OPUJOH UIF GPVOE BOE UIF BEKVTUFE TUPQQJOH EJTUBODFT
EVSJOH UIF SFHVMBS SFQFUJUJPO PG UIF UFTUT 5IJT TIFFU JT
BEEFE UP UIF 0QFSBUJOH .BOVBM

3FQFBU UFTUT <NN>

*O UIF TVCTFRVFOU TUPQQJOH EJTUBODF UFTUT POMZ UIF TUPQQJOH EJTUBODF PG UIF FTDBMBUPS VOEFS OP MPBE
DPOEJUJPO JT NFBTVSFE VTJOH UIF PQFSBUJOH QBOFM XJUI BMQIBOVNFSJD EJTQMBZ 5IF BWFSBHF WBMVF GSPN
 TUPQQJOH UFTUT JT UIFO DPNQBSFE XJUI UIF WBMVFT NBSLFE PO UIF TUPQQJOH EJTUBODF HSBQI
*G UIF TUPQQJOH EJTUBODF JT CFUXFFO UIF MJNJUJOH QPJOUT B BOE E PSJHJOBMMZ NFBTVSFE BU UIF JOJUJBM
UFTUJOH BOE DPNNJTTJPOJOH TUBHF UIFO UIF CSBLF XPVME OFFE OP SFBEKVTUJOH VOMFTT UIF
NFBTVSFNFOUT SFDPSEFE BU UIF JOJUJBM UFTUJOH BOE DPNNJTTJPOJOH TUBHF BSF SFRVJSFE UP CF SFDIFDLFE
CZ UIF JOTQFDUJOH FYQFSU
*G IPXFWFS UIF TUPQQJOH EJTUBODF FYDFFET UIF NFBTVSFNFOU TIPXO BU QPJOU E PO UIF HSBQI PS JT
TIPSUFS UIBO UIF NJOJNVN WBMVF BU QPJOU B PO UIF HSBQI UIFO UIF CSBLF XPVME SFRVJSF JNNFEJBUF
SFBEKVTUNFOU
5P FOBCMF DPNQBSJTPO BOE DPOUSPM BGUFS FBDI SFQFUJUJPO PG UFTUT UIF GPVOE BOE JG OFDFTTBSZ UIF
SFBEKVTUFE TUPQQJOH EJTUBODF JT UP CF OPUFE JO UIF UBCMF PG UIF QSFQBSFE TIFFU

'5      '5   


NAFO Page 160 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

0QFSBUJPOBM CSBLF
5IF TFSWJDF CSBLF JT FRVJQQFE XJUI B CSBLF TPMFOPJE XJUI UXP TFQBSBUF DPJMT &BDI CSBLF TIPF JT
BDUVBUFE CZ UIF DPJM XIJDI JT JOTUBMMFE GPS JU
.BJOUFOBODF
 'FODF PGG UIF FOUSBODFT
 4XJUDI PGG UIF NBJO TXJUDI
 $IFDL UIF CSBLF XFBS 5IF UIJDLOFTT PG UIF CSBLF MJOJOH TIBMM CF NJO  NNÝ
#PUI CSBLF TIPFT IBWF UP CF FYDIBOHFE JO DBTF PG UIJOOFS CSBLF MJOJOHT
 $IFDL UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT NJO   NN NBY  NN 
&YDIBOHF PG CSBLF TIPFT
 %FUBDI UIF BEKVTUNFOU OVUT PG UIF CSBLF TQSJOHT
 3FNPWF UIF SFUBJOJOH SJOHT BOE UIF CSBLF TIPF CPMUT
 8IFSF BQQMJDBCMF SFNPWF UIF CSBLF GVODUJPOJOH NPOJUPS BOE UIF CSBLF XFBS JOEJDBUPST
SFOFX BMM XFBS JOEJDBUPST JG TDSBUDIFE .' SFTQ .' 
 3FNPWF PME CSBLF TIPFT BOE DMFBO UIF CSBLF ESVN XJUI B OPO HSFBTZ DMPUI 
 .PVOU OFX CSBLF TIPFT
 8IFSF BQQMJDBCMF NPVOU UIF CSBLF GVODUJPOJOH NPOJUPS BOE XFBS JOEJDBUPS
 .PVOU UIF CSBLF TIPF CPMUT BOE MPDL UIFN XJUI UIF SFUBJOJOH SJOHT
 .PVOU UIF CSBLF TQSJOHT BOE EFUBDI UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE
 "EKVTU UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT BOE UIF CSBLJOH EJTUBODF
CSBLF TIPF CPMUT
XJUI SFUBJOJOH SJOHT

DMBNQJOH TDSFX
GPS TQSJOH SPE CSBLF MJOJOH

CSBLF TQSJOHT CSBLF ESVN

BEKVTUNFOU OVU GPS TQSJOH SPE


TUPQQJOH EJTUBODF
BEKVTUNFOU OVU GPS
CSBLF TIPF MJGUJOH
NBOVBM SFMFBTF MFWFS
GPS CPUI CSBLF TIPFT CSBLF TPMFOPJE XJUI
UXP TFQBSBUF DPJMT

'4     


NAFO Page 161 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

0QFSBUJPOBM CSBLF
"EKVTUNFOU PG UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT
8JUI UIF TQSJOH SPE DMBNQJOH TDSFX UJHIUFOFE UIF MJGUJOH IFJHIU PG FBDI CSBLF TIPF JT UP CF BEKVTUFE
JOEJWJEVBMMZ 5IF EJTUBODF CFUXFFO CSBLF TIPF BOE BEKVTUJOH OVU NVTU OPU FYDFFE  NN
 %FUBDI UIF MPDL OVUT
 5IF BEKVTUNFOU OVUT GPS CSBLF TIPF MJGUJOH NVTU CF UXJTUFE VOUJM OP HSJOEJOH OPJTF JT IFBSE XIFO
UVSOJOH UIF IBOEXIFFM XIJMF UIF CSBLF TIPF JT MJGUFE VTJOH UIF NBOVBM SFMFBTF MFWFS 5IFO
JODSFBTF UIF EJTUBODF CZ HJWJOH UIF BEKVTUNFOU OVU B GVSUIFS IBMG UVSO UP UIF SJHIU 5IFO UJHIUFO UIF
MPDL OVU
8IFOFWFS UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT IBT CFFO SFBEKVTUFE UIF TUPQQJOH EJTUBODF NVTU BMTP
CF SFBEKVTUFE WJB UIF BEKVTUJOH OVUT PG UIF TQSJOH SPE JO PSEFS UP BDIJFWF UIF TUPQQJOH EJTUBODF
VOEFS OP MPBE DPOEJUJPO XIJDI IBE CFFO EFUFSNJOFE EVSJOH UIF GJSTU BDDFQUBODF

48
MPDL OVU
BEKVTUNFOU OVU GPS
48 TUPQQJOH EJTUBODF
BEKVTUNFOU OVU GPS
CSBLF TIPF MJGUJOH
DMBNQJOH TDSFX MPDL OVU
GPS TQSJOH SPE NBY  NN
NJO   NN

"EKVTUNFOU PG UIF %PVCMF 4IPF #SBLF


 %FUBDI UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE
 "EKVTU UIF TUPQQJOH EJTUBODF GPS UIF VOMPBEFE QBMMFU CBOE 6TF UIF QBTTFOHFS DPOWFZPS DPOUSPM
QBOFM UP SFBE UIF TUPQQJOH EJTUBODF
 5IFSFVQPO UJHIUFO UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE )FSFCZ ZPV PCUBJO BO BEEJUJPOBM TBGFUZ
JO DBTF UIBU B CSBLF TIPF GBMMT PGG

4UPQQJOH EJTUBODFT XJUIPVU MPBE


W    NT W    NT
NPUPS XJUIPVU BOZ FOMBSHFE GMZXIFFM NBTT NJO   N NJO   N
IBOEXIFFM
NPUPS XJUI FOMBSHFE GMZXIFFM NBTT NBY   N NBY   N
GJOBM BEKVTUNFOU WBMVFT CFUXFFO   BOE     BOE  
N N

'4     


NAFO Page 162 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
5IZTTFO 'BISUSFQQFO
" DPNQBOZ PG

5IZTTFO,SVQQ
5IZTTFO,SVQQ
&MFWBUPS

0QFSBUJPOBM CSBLF
5IF TFSWJDF CSBLF JT FRVJQQFE XJUI B CSBLF TPMFOPJE XJUI UXP TFQBSBUF DPJMT &BDI CSBLF TIPF JT
BDUVBUFE CZ UIF DPJM XIJDI JT JOTUBMMFE GPS JU
.BJOUFOBODF
 'FODF PGG UIF FOUSBODFT
 4XJUDI PGG UIF NBJO TXJUDI
 $IFDL UIF CSBLF XFBS 5IF UIJDLOFTT PG UIF CSBLF MJOJOH TIBMM CF NJO  NNÝ
#PUI CSBLF TIPFT IBWF UP CF FYDIBOHFE JO DBTF PG UIJOOFS CSBLF MJOJOHT
 $IFDL UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT BQQS   NN 
&YDIBOHF PG CSBLF TIPFT
 %FUBDI UIF BEKVTUNFOU OVUT PG UIF CSBLF TQSJOHT
 3FNPWF UIF SFUBJOJOH SJOHT BOE UIF CSBLF TIPF CPMUT
 3FNPWF PME CSBLF TIPFT BOE DMFBO UIF CSBLF ESVN XJUI B OPO HSFBTZ DMPUI 
 .PVOU OFX CSBLF TIPFT
 .PVOU UIF CSBLF TIPF CPMUT BOE MPDL UIFN XJUI UIF SFUBJOJOH SJOHT
 .PVOU UIF CSBLF TQSJOHT
 "EKVTU UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT BOE UIF CSBLJOH EJTUBODF

CSBLF TIPF CPMUT


XJUI SFUBJOJOH SJOHT
IBOEXIFFM

CSBLF TQSJOH
CSBLF TIPF

BEKVTUNFOU OVU GPS


TUPQQJOH EJTUBODF
BEKVTUNFOU OVU GPS
CSBLF TIPF MJGUJOH
NBOVBM SFMFBTF MFWFS
GPS CPUI CSBLF TIPFT CSBLF TPMFOPJE XJUI
UXP TFQBSBUF DPJMT

'5 
NAFO Page 163 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
5IZTTFO 'BISUSFQQFO
" DPNQBOZ PG

5IZTTFO,SVQQ
5IZTTFO,SVQQ
&MFWBUPS

0QFSBUJPOBM CSBLF
"EKVTUNFOU PG UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT
5IF MJGUJOH IFJHIU PG FBDI CSBLF TIPF JT UP CF BEKVTUFE JOEJWJEVBMMZ 5IF EJTUBODF CFUXFFO CSBLF TIPF
BOE BEKVTUJOH OVU NVTU OPU FYDFFE   NN
 %FUBDI UIF MPDL OVUT
 5IF BEKVTUNFOU OVUT GPS CSBLF TIPF MJGUJOH NVTU CF UXJTUFE VOUJM OP HSJOEJOH OPJTF JT IFBSE XIFO
UVSOJOH UIF IBOEXIFFM XIJMF UIF CSBLF TIPF JT MJGUFE VTJOH UIF NBOVBM SFMFBTF MFWFS 5IFO
JODSFBTF UIF EJTUBODF CZ HJWJOH UIF BEKVTUNFOU OVU B GVSUIFS IBMG UVSO UP UIF SJHIU 5IFO UJHIUFO UIF
MPDL OVU
8IFOFWFS UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT IBT CFFO SFBEKVTUFE UIF TUPQQJOH EJTUBODF NVTU BMTP
CF SFBEKVTUFE WJB UIF BEKVTUJOH OVUT PG UIF TQSJOH SPE JO PSEFS UP BDIJFWF UIF TUPQQJOH EJTUBODF
VOEFS OP MPBE DPOEJUJPO XIJDI IBE CFFO EFUFSNJOFE EVSJOH UIF GJSTU BDDFQUBODF

48
MPDL OVU
BEKVTUNFOU OVU GPS
TUPQQJOH EJTUBODF

MPDL OVU

BEKVTUNFOU OVU GPS


CSBLF TIPF MJGUJOH
48

  NN

"EKVTUNFOU PG UIF %PVCMF 4IPF #SBLF


"EKVTU TUPQQJOH EJTUBODF XJUI OP MPBE PO UIF TUFQ CBOE
XJUIPVU NFBTVSJOH EFWJDF NBOVBM NFBTVSFNFOU VTJOH B UBQF NFBTVSF

4UPQQJOH EJTUBODF XJUIPVU MPBE


W    NT NJO   N

4UPQQJOH EJTUBODF XJUI MPBE


W    NT NBY   N

'5 
NAFO Page 164 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
5IZTTFO 'BISUSFQQFO
" DPNQBOZ PG

5IZTTFO,SVQQ
5IZTTFO,SVQQ
&MFWBUPS

0QFSBUJPOBM CSBLF
.FBTVSFNFOU PG TUPQQJOH EJTUBODF BU JOJUJBM UFTUJOH BOE DPNNJTTJPOJOH
TUBHF DVSWF PG FOWFMPQF NFUIPE
"DDPSEJOH UP &/  GPS FTDBMBUPST B UFTU PG UIF TUPQQJOH EJTUBODFT VOEFS CSBLF MPBE JT SFRVJSFE
VOMFTT UIF TUPQQJOH EJTUBODFT DBO CF DIFDLFE CZ PUIFS NFUIPET
*G BO JOJUJBM UFTUJOH PG BO FTDBMBUPS XJUI GVMM CSBLF MPBE JT UP CF DBSSJFE PVU JO QSJODJQMF GPS BMM
FTDBMBUPST JOTUBMMFE JO (FSNBOZ XJUIPVU (4TJHO UIF TUPQQJOH EJTUBODF MJNJUJOH QPJOUT D E F BOE G
BSF UP CF EFUFSNJOFE JO UIF QSFTFODF PG UIF JOTQFDUJOH &YQFSU 5IF NFBTVSFNFOUT BSF UP CF DBSSJFE
PVU VTJOH BO PCKFDUJWF TUPQQJOH EJTUBODF NFUFS OP NFBTVSJOH CZ IBOE GPS FYBNQMF ±"%*"4±
4UPQQJOH %JTUBODF .FUFS CZ 5f7 #BZFSO BDDPSEJOH UP *OTQFDUJPO *OTUSVDUJPO 1" 5IF
FTDBMBUPS NPEFM '5  JT OPU FRVJQQFE XJUI B EFWJDF UP NFBTVSF UIF TUPQQJOH EJTUBODF
 "EKVTU UIF CSBLJOH EJTUBODF PG UIF VOMPBEFE FTDBMBUPS UP BDIJFWF B EJTUBODF PG  NN GPS W 
  NT 5IF TUPQQJOH EJTUBODF TIPVME CF DBMDVMBUFE UBLJOH UIF BWFSBHF WBMVF PG  TUPQT TFF
EJBHSBN QPJOU D 
 8JUI UIF TBNF TFUUJOH PG UIF CSBLF QMBDF UFTU XFJHIUT PO UIF VQQFS UXP UIJSET PG UIF WJTJCMF TUFQT BOE
NFBTVSF UIF TUPQQJOH EJTUBODF VOEFS B GVMM MPBE DPOEJUJPO JO EPXOXBSE EJSFDUJPO TFF EJBHSBN QPJOU
E
 "EKVTU UIF CSBLF VOUJM UIF FTDBMBUPS VOEFS B GVMM MPBE DPOEJUJPO SFBDIFT UIF NBY BMMPXBCMF
TUPQQJOH EJTUBODF PG  NN GPS W    NT TFF EJBHSBN QPJOU F 
 3FNPWF UIF UFTU XFJHIUT GSPN UIF FTDBMBUPS BOE NFBTVSF UIF TUPQQJOH EJTUBODF XJUI UIF TBNF
TFUUJOH PG UIF CSBLF 5IJT EJTUBODF TIPVME CF  UJNFT BT MPOH BT UIF TUPQQJOH EJTUBODF BU QPJOU
D J F BU MFBTU  NN GPS W    NT TFF EJBHSBN QPJOU G 
 3FBEKVTU UIF CSBLF UP BDIJFWF B TUPQQJOH EJTUBODF PG BQQS  NN

5PHFUIFS XJUI UIF UFDIOJDBM EPDVNFOUBUJPO GPS UIF UFTUJOH BVUIPSJUZ POF TIFFU JT TVQQMJFE TIPXJOH
UIF MJNJUJOH DVSWFT GPS UIF TUPQQJOH EJTUBODFT DPSSFTQPOEJOH UP UIF NBYJNVN BMMPXBCMF USBWFM
IFJHIU 5IF JOTQFDUPS NBSLT UIF NFBTVSFE WBMVFT PO UIF TIFFU BOE QVUT JU JOUP UIF UFTU CPPL

5IF TIBEFE BSFB TIPXT UIF MJNJUJOH DVSWFT GPS UIF <LH>
NBYJNVN BMMPXBCMF USBWFM IFJHIU UIF FYJTUJOH GMZXIFFM
NBTT BOE B TQFFE W    NT
%PUUFE FYBNQMF
&TDBMBUPS XJUI B SJTF DPSSFTQPOEJOH UP  LH UFTU
XFJHIU BOE W    NT 5IF NFBTVSFE WBMVFT D E F
BOE G IBWF CFFO NBSLFE PO UIF TIFFU
" TQFDJBM TIFFU XJUI UIF OPUFE WBMVFT GPS QPJOUT D E F
BOE G EFUFSNJOFE BU UIF JOJUJBM BDDFQUBODF JT VTFE GPS
OPUJOH UIF GPVOE BOE UIF BEKVTUFE TUPQQJOH EJTUBODFT
EVSJOH UIF SFHVMBS SFQFUJUJPO PG UIF UFTUT
<NN>
CSBLJOH EJTUBODF

'5 
NAFO Page 165 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
5IZTTFO 'BISUSFQQFO
" DPNQBOZ PG

5IZTTFO,SVQQ
5IZTTFO,SVQQ
&MFWBUPS

0QFSBUJPOBM CSBLF
3FQFBU UFTUT
5IF FTDMBUPS NPEFM '5  GVMGJMMT UIF SFRVJSFNFOUT PG UIF DVSWF PG FOWFMPQF NFUIPE BOE EVSJOH
TVCTFRVFOU CSBLF UFTUT NFBTVSFNFOUT VOEFS MPBE UFTU XFJHIUT DBO CF BCBOEPOFE JG BU UIF JOJUJBM
UFTUJOH BO PCKFDUJWF NFBTVSFNFOU PG UIF TUPQQJOH EJTUBODF XBT DBSSJFE PVU BOE UIF CSBLJOH EJTUBODF
PG UIF FTDBMBUPS IBT CFFO BEKVTUFE BDDPSEJOH UP UIF DVSWF PG FOWFMPQF NFUIPE
*O UIF TVCTFRVFOU TUPQQJOH EJTUBODF UFTUT POMZ UIF TUPQQJOH EJTUBODF PG UIF FTDBMBUPS VOEFS OP MPBE
DPOEJUJPO JT NFBTVSFE BWFSBHF PVU PG  TUPQT BOE UIFO DPNQBSFE XJUI UIF WBMVFT NBSLFE PO UIF
TUPQQJOH EJTUBODF TIFFU
*G UIF TUPQQJOH EJTUBODF JT CFUXFFO UIF MJNJUJOH QPJOUT D BOE G NFBTVSFE BU UIF JOJUJBM UFTUJOH UIFO
UIF CSBLF XPVME OFFE OP SFBEKVTUJOH VOMFTT UIF GJOBM BEKVTUNFOU SFDPSEFE BU UIF JOJUJBM UFTUJOH JT
SFRVJSFE CZ UIF JOTQFDUJOH FYQFSU
*G IPXFWFS UIF TUPQQJOH EJTUBODF FYDFFET UIF NFBTVSFNFOU TIPXO BU QPJOU G PO UIF HSBQI PS JT
TIPSUFS UIBO UIF NJOJNVN WBMVF BU QPJOU D PO UIF HSBQI UIFO UIF CSBLF XPVME SFRVJSF JNNFEJBUF
SFBEKVTUNFOU
5P FOBCMF DPNQBSJTPO BOE DPOUSPM BGUFS FBDI SFQFUJUJPO PG UFTUT UIF GPVOE BOE JG OFDFTTBSZ UIF
SFBEKVTUFE TUPQQJOH EJTUBODF JT UP CF OPUFE JO UIF UBCMF PG UIF QSFQBSFE TIFFU

'5 
NAFO Page 166 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF

CSBLF TPMFOPJE XJUI


UXP TFQBSBUF DPJMT
CSBLF TIPF CPMUT

NBOVBM SFMFBTF
MFWFS GPS UXP
CSBLF TIPFT
FBDI

BEKVTUNFOU OVUT GPS


TUPQQJOH EJTUBODF
CSBLF TIPF  UPQ
CSBLF TIPF  CPUUPN
CSBLF TQSJOHT
MJGUJOH BJE GPS NBOVBM
SFMFBTF PG B TJOHMF
CSBLF TIPF

CSBLF TIPF  UPQ


CSBLF TIPF  CPUUPN

'5      '5    '4     
 NAFO Page 167 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
5IF 2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF NFFUT BMM SFRVJSFNFOUT PG UIF
IBSNPOJ[FE TUBOEBSE %*/ &/  BDDPSEJOH UP QPJOU  UISV  5IF 2VBESVQMF %VBM $JSDVJU
0QFSBUJPOBM "OE "VYJMJBSZ #SBLF NFFUT BMM SFRVJSFNFOUT PG UIF PQFSBUJPOBM CSBLF BOE PG UIF BVYJMJBSZ
CSBLF JO B TJOHMF EFTJHO UZQF
 5IF BVYJMJBSZ CSBLF TIBMM CF EJNFOTJPOFE JO TVDI B XBZ UIBU FTDBMBUPST BOE QBTTFOHFS DPOWFZPST
USBWFMMJOH XJUI CSBLF MPBE EPXOXBSE BSF CSPVHIU UP SFTU CZ FGGFDUJWF SFUBSEBUJPO BOE NBJOUBJOFE
TUBUJPOBSZ
 "VYJMJBSZ CSBLFT TIBMM CF PG UIF NFDIBOJDBM GSJDUJPO UZQF
 &TDBMBPST BOE QBTTFOHFS DPOWFZPST TIBMM CF FRVJQQFE JO TVDI B XBZ UIBU UIFZ TUPQ BVUPNBUJDBMMZ
CFGPSF UIF TQFFE FYDFFET B WBMVF PG   UJNFT UIF SBUFE TQFFE
 5IF BVYJMJBSZ CSBLF TIBMM CFDPNF FGGFDUJWF CFGPSF UIF TQFFE FYDFFET B WBMVF PG   UJNFT UIF
SBUFE TQFFE
 *U TIBMM CFDPNF FGGFDUJWF CZ UIF UJNF UIF TUFQT BOE QBMMFUT PS UIF CFMU DIBOHF GSPN UIF QSFTFOU
EJSFDUJPO PG NPUJPO
 "VYJMJBSZ CSBLFT BSF QFSNJUUFE UP PQFSBUF UPHFUIFS XJUI UIF PQFSBUJPOBM CSBLF XIFO JO DBTF PG
QPXFS GBJMVSF PS PG BO JOUFSSVQUJPO PG B TBGFUZ DJSDVJU UIF NJOJNVN TUPQQJOH EJTUBODFT BSF LFQU
5IF CSBLF JT TVJUBCMF GPS BMM FTDBMBUPS BOE QBTTFOHFS DPOWFZPS NPEFMT QSFGFSBCMZ XJUI TJOHMF ESJWF
XJUI SJTFT

) $   N BOE )    N
'PS SJTFT )    N BO BVYJMJBSZ CSBLF JT EFNBOEFE
"MM FTDBMBUPST BOE QBTTFOHFS DPOWFZPST UIBU BSF FRVJQQFE XJUI UIF 2VBESVQMF %VBM $JSDVJU
0QFSBUJPOBM "OE "VYJMJBSZ #SBLF IBWF BO FOMBSHFE HZSBUJOH NBTT JOTUBMMFE BOE BSF GBDUPSZQSFTFU BT
GPMMPXT
#SBLJOH EJTUBODFT XJUIPVU MPBE
W    NT NBY   N
W    NT NBY   N

5IF QSFTDSJCFE CSBLJOH EJTUBODFT BSF NFU XJUI UIFTF TFUUJOHT BOE JO DBTF UIBU B CSBLF TIPF TIPVME
GBJM UIF GVMMZ MPBEFE TUFQ PS QBMMFU CBOE XPVME CF CSPVHIU UP SFTU CZ FGGFDUJWF SFUBSEBUJPO
&BDI CSBLF TIPF JT FRVJQQFE XJUI B CSBLF GVODUJPOJOH NPOJUPS
5FTUJOH UIF CSBLF GVODUJPO
 1VU BO JOJUJBUPS PG UIF TQFFE TVQFSWJTJPO BU UIF NPUPS VQ JO GSPOU PG UIF TFDPOE IPMFDJSDMF BU
UIF GMZXIFFM UP TJNVMBUF PWFSTQFFE
 4IPSU UJNF BGUFS TUBSUJOH UIF NPUPS UIF FTDBMBUPS SFTQ QBTTFOHFS DPOWFZPS NVTU TXJUDI PGG UIBU³T
BU   TJNVMBUFE PWFSTQFFE
 5FTU UIF GVODUJPOJOH PG SFTQ BEKVTU BMM GPVS JOJUJBUPST PG UIF CSBLF GVODUJPOJOH NPOJUPS

'5      '5    '4     
 NAFO Page 168 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
.BJOUFOBODF
 'FODF PGG UIF FOUSBODFT
 4XJUDI PGG UIF NBJO TXJUDI
 $IFDL UIF CSBLF XFBS 5IF UIJDLOFTT PG UIF CSBLF MJOJOH TIBMM CF NJO NNÝ
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 $IFDL UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT NJO   NN NBY  NN 
&YDIBOHF PG CSBLF TIPFT
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 3FNPWF UIF SFUBJOJOH SJOHT BOE UIF CSBLF TIPF CPMUT
 3FNPWF UIF CSBLF GVODUJPOJOH NPOJUPS BOE JG BOZ UIF CSBLF XFBS JOEJDBUPST
SFOFX BMM XFBS JOEJDBUPST JG TDSBUDIFE .' SFTQ .' 
 3FNPWF PME CSBLF TIPFT BOE DMFBO UIF CSBLF ESVN XJUI B OPO HSFBTZ DMPUI 
 .PVOU OFX CSBLF TIPFT
 .PVOU UIF CSBLF GVODUJPOJOH NPOJUPS BOE XFBS JOEJDBUPS PQUJPOBM 
 .PVOU UIF CSBLF TIPF CPMUT BOE MPDL UIFN XJUI UIF SFUBJOJOH SJOHT
 .PVOU UIF CSBLF TQSJOHT BOE EFUBDI UIF DMBNQJOH TDSFX GPS UIF TQSJOH SPE
 "EKVTU UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT BOE UIF CSBLJOH EJTUBODF
 *O DBTF PG B TQVS HFBS SFNPWF UIF UPSRVF TVQQPSU BU UIF HFBS GSBNF

MPDL OVU

BEKVTUNFOU OVU GPS


TUPQQJOH EJTUBODF

BEKVTUNFOU OVU GPS


CSBLF TIPF MJGUJOH
NBY NN
NJO  NN MPDL OVU

'5      '5    '4     
 NAFO Page 169 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
"EKVTUNFOU PG UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT
8JUI UIF TQSJOH SPE DMBNQJOH TDSFX UJHIUFOFE UIF MJGUJOH IFJHIU PG FBDI CSBLF TIPF JT UP CF BEKVTUFE
JOEJWJEVBMMZ 5IF EJTUBODF CFUXFFO CSBLF TIPF BOE BEKVTUJOH OVU NVTU OPU FYDFFE  NN
 %FUBDI UIF MPDL OVUT
 5IF BEKVTUNFOU OVUT GPS CSBLF TIPF MJGUJOH NVTU CF UXJTUFE VOUJM OP HSJOEJOH OPJTF JT IFBSE XIFO
UVSOJOH UIF IBOEXIFFM XIJMF UIF CSBLF TIPF JT MJGUFE VTJOH UIF NBOVBM SFMFBTF MFWFS 5IFO
JODSFBTF UIF EJTUBODF CZ HJWJOH UIF BEKVTUNFOU OVU B GVSUIFS IBMG UVSO UP UIF SJHIU 5IFO UJHIUFO UIF
MPDL OVU
8IFOFWFS UIF MJGUJOH IFJHIU PG UIF CSBLF TIPFT IBT CFFO SFBEKVTUFE UIF TUPQQJOH EJTUBODF NVTU BMTP
CF SFBEKVTUFE WJB UIF BEKVTUJOH OVUT PG UIF TQSJOH SPE JO PSEFS UP BDIJFWF UIF TUPQQJOH EJTUBODF
VOEFS OP MPBE DPOEJUJPO XIJDI IBE CFFO EFUFSNJOFE EVSJOH UIF GJSTU BDDFQUBODF

'5      '5    '4     
 NAFO Page 170 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
"EKVTUNFOU PG UIF 2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF
BDDPSEJOH UP UIF FOWFMPQF NFUIPE
TUBOEBSE JO (FSNBOZ
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± 4UPQQJOH EJTUBODFT PG UIF FTDBMBUPS
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CF CFUXFFO UIF GPMMPXJOH WBMVFT
3BUFE TQFFE 4UPQQJOH EJTUBODFT CFUXFFO
  NT NJO   N BOE NBY   N
  NT NJO   N BOE NBY   N
  NT NJO   N BOE NBY   N
'PS JOUFSNFEJBUF TQFFET UIF TUPQQJOH EJTUBODFT BSF UP CF JOUFSQPMBUFE
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5IVT BMM CSBLJOH EJTUBODFT CFUXFFO UIF FOE QPJOUT BSF BDDFQUBCMF 'PS TBGFUZ SFBTPOT TIPSU CSBLJOH
EJTUBODFT BSF UP CF QSFGFSSFE

'5      '5   


 NAFO Page 171 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
"DDPSEJOH UP BO BHSFFNFOU XJUI UIF 7E5f7 UIF FOWFMPQF TIBMM NFFU BU MFBTU UIF GPMMPXJOH
SFRVJSFNFOUT

NBY


$POEJUJPO 
4 X   4
XJUI PCKFDUJWF NFBTVSFNFOU

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4

NJO
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OP MPBE GVMM MPBE

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NBOVBM NFBTVSFNFOU FH ±"%*"4±#SFNTXFHNF‡WPSSJDIUVOH PG 5f7#BZFSO PS BO FMFDUSPOJDBM
NFBTVSFNFOU EFWJDF JOTUBMMFE XJUIJO UIF FTDBMBUPS DPOUSPMMFS
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TXJUDI BU UIF 414 1-$ DPOUSPM UIBU JT POMZ PQFSBUJPOBM XIFO UIF NBJOUFOBODF DPOUSPM EFWJDF
JT QMVHHFE JO
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'5      '5   


 NAFO Page 172 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

2VBESVQMF %VBM $JSDVJU 0QFSBUJPOBM "OE "VYJMJBSZ #SBLF


#SBLF
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4    N BU W    NT
4    N BU W    NT
FWPMWFT

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CSBLF TIPFT XJMM SFTVMU JO BQQSPYJNBUFMZ FRVBM CSBLJOH EJTUBODFT
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$N BU W    NT
$N BU W    NT
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$POEJUJPO BDDPSEJOH UP &/ 
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NBJOUBJOFE TUBUJPOBSZ±
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"GUFS UFTUJOH UIF FOWFMPQF SFTQ UIF BEEJUJPOBM CSBLF BEKVTU UIF VOMPBEFE FTDBMBUPS UP UIF GPMMPXJOH
CSBLJOH EJTUBODF UP CF DBSSJFE PVU BT EFTDSJCFE QFS  UP  

#SBLJOH EJTUBODFT XJUIPVU MPBE


Y  PV  P
Y  PV  P

'5      '5   


 NAFO Page 173 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#SBLF XFBS NPOJUPSJOH TFOTPS

%FUBJM

" QSPYJNJUZ TXJUDI JOJUJBUPS # JT UP CF TDSFXFE JOUP UIF CSBLF TIPF EPXO UP UIF CSBLF MJOJOH BOE
UP CF GJYFE CZ NFBOT PG B GMBU IFYBHPO OVU 5IF CSBLF MJOJOH GPSNT UIF EJTUBODF CFUXFFO UIF CSBLF
EJTL BOE UIF TVSGBDF PG UIF QSPYJNJUZ TXJUDI 0ODF UIF CSBLF MJOJOH JT XPSO
UIJOOFS UIBO  NN UIF QSPYJNJUZ TXJUDI JOUFSSVQUT UIF DPOUSPM DJSDVJU
#Z TMJHIUMZ UVSOJOH PVU  SFWPMVUJPO UIF QSPYJNJUZ TXJUDI UIF UJNF TQBO VOUJM SFQMBDFNFOU PG UIF
CSBLF TIPFT DBO CF CSJEHFE 5IJT QSPDFTT NBZ CF DBSSJFE PVU POMZ PODF

/PUF 8IFO UIF CSBLF MJOJOH JT XPSO BMM CSBLF TIPFT BSF UP CF SFQMBDFE
SFGFS UP .' .' 
"EKVTU UIF MJGUJOH IJHIU PG UIF CSBLF TIPFT BOE UIF CSBLF EJTUBODF

'5      '5    '4     
 NAFO Page 174 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#SBLF GVODUJPO NPOJUPSJOH


5IF GVODUJPO PG UIF CSBLF JF SFMFBTF BOE BQQMJDBUJPO PG UIF CSBLF TIPF JT NPOJUPSFE CZ POF
JOJUJBUPS GPS FBDI CSBLF TIPF 5IF ESJWF XJMM CF TXJUDIFE PGG JG UIF CSBLF JT OPU SFMFBTFE XIFO UIF
FTDBMBUPSQBTTFOHFS DPOWFZPS TUBSUT SVOOJOH BOEPS UIF CSBLF JT OPU BQQMJFE XIFO UIF
FTDBMBUPSQBTTFOHFS DPOWFZPS TUPQT

 NN  NN

8IJMF UIF FTDBMBUPSQBTTFOHFS DPOWFZPS JT TUPQQFE BEKVTU UIF EJTUBODF CFUXFFO JOJUJBUPST BOE
CSBLJOH NBHOFU UP BQQSPY  NN TP UIBU UIF -&%³T BU UIF JOJUJBUPST BSF MJU
5P WFSJGZ UIF JOJUJBUPST JODSFBTF UIF EJTUBODF CFUXFFO CSBLJOH NBHOFU BOE JOJUJBUPST VTJOH UIF CSBLF
SFMFBTJOH MFWFS UIF -&%³T NVTU FYUJOHVJTI
0ODF UIF CSBLF SFMFBTJOH MFWFS IBT CFFO TIJGUFE JOUP JUT JOJUJBM QPTJUJPO UIF -&%³T NVTU CF MJU BHBJO
"O BEKVTUNFOU XJMM POMZ CF SFRVJSFE JG FH OFX CSBLJOH TIPFT IBWF CFFO JOTUBMMFE

'5      '5    '4     
 NAFO Page 175 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

%SJWJOH NPUPS
.BJOUFOBODF
5IF CFBSJOHT VTF GPSMJGF MVCSJDBUJPO $POTFRVFOUMZ UIF NPUPS JT NBJOUFOBODFGSFF
3FQMBDFNFOU PG B ESJWJOH NPUPS
4QBSF NPUPST DBO CF PSEFSFE RVPUJOH UIF FTDBMBUPS OVNCFS *G QPTTJCMF UIF FYJTUJOH IBOE XIFFMT
BOEPS GMZXIFFMT TIPVME CF SFVTFE
%JTNBOUMJOH UIF ESJWJOH NPUPS
 $MPTF PGG UIF BDDFTTFT UP UIF TZTUFN .' PQFO UIF VQQFS NBJOUFOBODF TQBDF
 5VSO PGG UIF NBJOT TXJUDI BOE TFDVSF TP UIBU JU JT QSFWFOUFE CFJOH UVSOFE PO BHBJO
 %JTDPOOFDU BMM FMFDUSJDBM DBCMFT MFBEJOH UP ESJWJOH NPUPS TQFFE NPOJUPS CSBLF NBHOFU BOE CSBLF
NPOJUPSJOH VOJU JG BOZ 
 3FNPWF UIF IBOE XIFFMGMZXIFFM
 %JTNBOUMF BMM CSBLF TIPFT
DG .' GPS  CSBLF BOEPS .' GPS  CSBLF 
 3FNPWF UIF CSBLF NBHOFU
 3FNPWF UIF GBTUFOJOH TDSFXT VTJOH BO "MMBO XSFODI TJ[F 
 4DSFX UIF NPVOUJOH BTTFNCMZ GSPN UPQ JOUP UIF NPUPS CVUU FOE
3FG OP 8#(7 DBO CF PSEFSFE XJUI UIF EFQBSUNFOU )741  )BNCVSH 
 6TJOH UIF NPVOUJOH SBDL BOE IPJTUJOH EFWJDF UBLF PVU UIF NPUPS BOE QVU JU BTJEF

'5      '5    '4     
 NAFO Page 176 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

%SJWJOH NPUPS
.PVOUJOH UIF ESJWJOH NPUPS
 $MFBO UIF CSBLF EJTL BOE DPVQMJOH WFSJGJZ UIF DPVQMJOH SVCCFS GPS XFBS BOE SFQMBDF JG SFRVJSFE
 *OTUBMM UIF NPUPS VTJOH UIF NPVOUJOH SBDL BOE UIF IPJTUJOH EFWJDF
 5JHIUFO UIF GBTUFOJOH TDSFXT
 *OTUBMM UIF IBOE XIFFM  GMZXIFFM
 *OTUBMM UIF CSBLF NBHOFU
 $POOFDU UIF FMFDUSJDBM DBCMFT UP UIF ESJWJOH NPUPS TQFFE NPOJUPS CSBLF NBHOFU BOE CSBLF
NPOJUPSJOH VOJU JG BOZ DG .' BOEPS .' 
 $MFBO BMM CSBLF TIPFT WFSJGZ GPS XFBS BOE JOTUBMM DG .' BOEPS .' 
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 $BSSZ PVU B UFTU SVO
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'5      '5    '4     
 NAFO Page 177 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

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"E   
'PS USBOTQPSU UIF KPJOU DPOOFDUJPOT BSF GBTUFOFE UP UIF QSPUSVEJOH GJYFE SBJM FOET 4MJHIUMZ SFMFBTF UIF
TDSFXT 1VTI UIF KPJOU DPOOFDUJPOT DFOUSBMMZ PWFS UIF SBJM KPJOUT .BLF TVSF UIBU UIF SBJMT CFBSJOH
BHBJOTU FBDI PUIFS BSF GMVTI JO PSEFS UP BDIJFWF NBYJNVN RVJFU SVOOJOH PG UIF SPMMFST 3FUJHIUFO UIF
TDSFXT

 (VJEF SBJMT
ESBH SPMMFS SFWFSTF USBWFM

)FYBHPO DBQ TDSFX %*/ .Y


-PDL XBTIFS %*/ " 48

'5      '5   


 NAFO Page 195 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

(VJEF 3BJMT BU UIF 1BSUJOH +PJOU

 (VJEF SBJMT
ESBH SPMMFS GFFE

)FYBHPO DBQ TDSFX %*/ .Y


-PDL XBTIFS %*/ " 48
,BMFJ OVU GPS FBTZ NPVOUJOH %*/ .

"E 
1SPDFFE BT EFTDSJCFE JO  4VCTFRVFOUMZ XFME B NFUBM TUSJQ BDDPSEJOH UP TLFUDI UP UIF PVUTJEFT PG
UIF SBJMT

 (VJEF SBJMT
DIBJO SPMMFS GFFE

0VUTJEF

)FYBHPO DBQ TDSFX %*/ .Y


-PDL XBTIFS %*/ "
48

'5      '5   


 NAFO Page 196 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

(VJEF 3BJMT BU UIF 1BSUJOH +PJOU


'PS USBOTQPSU UIF KPJOU DPOOFDUJPOT BSF GJYFE UP UIF SBJM QJFDFT *OTFSU UIF SBJM QJFDFT JOUP UIF HBQT
4MJHIUMZ SFMFBTF UIF TDSFXT 1VTI UIF KPJOU DPOOFDUJPO DFOUSBMMZ PWFS UIF SBJM KPJOUT .BLF TVSF UIBU UIF
SBJMT CFBSJOH BHBJOTU FBDI PUIFS BSF GMVTI JO PSEFS UP BDIJFWF NBYJNVN RVJUF SVOOJOH PG UIF SPMMFST
3FUJHIUFO UIF TDSFXT

(VJEF SBJMT
'PSXBSE BOE SFUVSO USBWFM

)FYBHPO DBQ TDSFX %*/ .Y


-PDL XBTIFS %*/ " 48
,BMFJ OVU GPS FBTZ NPVOUJOH %*/ .

'4     


 NAFO Page 197 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

$IBJO IPMEJOH EFWJDF XJUI SBJM


"EKVTUJOH UIF JOJUJBM TQSJOH UFOTJPO
 0O UIF SJHIUIBOE TJEF VTJOH UIF XSFODI TJ[F  UVSO UIF IFYBHPO DPUUFS OVU  PG UIF
UISFBEFE SPE VOUJM UIF JOJUJBM UFOTJPO PG UIF TQSJOH  JT BEKVTUFE UP B MFOHUI PG  NN
 0O UIF MFGUIBOE TJEF BEKVTU UIF JOJUJBM UFOTJPO PG UIF TQSJOH  UP  NN BT XFMM

"EKVTUJOH UIF BDUVBUJOH DBN 


0O UIF SJHIUIBOE TJEF UIF TXJUDI SPMMFS  NVTU CF QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ  PG
UIF BDUVBUJOH DBN   *G UIJT JT OPU UIF DBTF SFMFBTF UIF MPDLJOH TDSFXT  BOE EJTQMBDF UIF
BDUVBUJOH DBN  IPSJ[POUBMMZ VOUJM UIF TXJUDI SPMMFS  JT QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ
  3FUJHIUFO UIF MPDLJOH TDSFXT  
0O UIF MFGUIBOE TJEF BEKVTU UIF BDUVBUJOH DBN  BT XFMM VOUJM UIF TXJUDI SPMMFS  JT QPTJUJPOFE
JO UIF NJEEMF PG UIF DBWJUZ  

"EKVTUJOH UIF TBGFUZ TXJUDI 


8IFO UIF UFOTJPOJOH DBSSJBHF JT QFSGPSNJOH B IPSJ[POUBM NPWFNFOU GPSXBSE PS CBDLXBSE PG  NN
JO FBDI DBTF UIF TBGFUZ TXJUDI  TIPVME JOUFSSVQU UIF DPOUSPM DJSDVJU
 0O UIF SJHIUIBOE TJEF SFMFBTF UXP GBTUFOJOH TDSFXT  BOE EJTQMBDF UIF TBGFUZ TXJUDI 
WFSUJDBMMZ VOUJM UIFSF JT B EJTUBODF GSPN  UP  NN CFUXFFO UIF TXJUDI SPMMFS  BOE UIF
NJEEMF PG UIF DBWJUZ  
 3FUJHIUFO UIF GBTUFOJOH TDSFXT  
 "EKVTU UIF TBGFUZ TXJUDI  PO UIF MFGUIBOE TJEF JO UIF TBNF NBOOFS BT EFTDSJCFE CFGPSF
8IFO UIF UFOTJPOJOH DBSSJBHF JT QFSGPSNJOH B IPSJ[POUBM NPWFNFOU PG  NN FJUIFS GPSXBSE PS
CBDLXBSE UIFO UIF TBGFUZ TXJUDI TIPVME JOUFSSVQU UIF DPOUSPM DJSDVJU *G UIF DJSDVJU TIBMM CF DMPTFE
BHBJO UIF TXJUDI SPMMFS XJMM IBWF UP CF MJGUFE NBOVBMMZ BHBJO CZ UIF TBGFUZ TXJUDI
5ISVTU CFBSJOH BU UIF
CFBSJOH TUSVDUVSF
 
 

 

 


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'5      '5   


 NAFO Page 198 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

$IBJO IPMEJOH EFWJDF XJUI TIBGU

"EKVTUJOH UIF JOJUJBM TQSJOH UFOTJPO


 3FMFBTF UIF MPDLOVU  VTJOH BO PQFOKBXFE XSFODI TJ[F 

 5VSO UIF UISFBEFE SPE  WJB UIF MPDLFE OVUT  VOUJM UIF JOJUJBM UFOTJPO PG UIF TQSJOH  JT
BEKVTUFE UP  NN
 3FUJHIUFO UIF MPDLOVU  
 "EKVTU UIF JOJUJBM UFOTJPO PG UIF TQSJOH  PO UIF PUIFS TJEF UP B MFOHUI PG  NN BT XFMM CZ
QSPDFFEJOH BT EFTDSJCFE CFGPSF

"EKVTUJOH UIF BDUVBUJOH DBN


 5IF TXJUDI SPMMFS  NVTU CF QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ  

 3FMFBTF UIF MPDLJOH TDSFXT  BOE EJTQMBDF UIF BDUVBUJOH DBN  IPSJ[POUBMMZ VOUJM UIF TXJUDI
SPMMFS  JT QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ  
 3FUJHIUFO UIF MPDLJOH TDSFXT  
 "EKVTU UIF BDUVBUJOH DBN  PO UIF PUIFS TJEF JO UIF TBNF NBOOFS BT EFTDSJCFE CFGPSF

"EKVTUJOH UIF TBGFUZ TXJUDI


 3FMFBTF UXP GBTUFOJOH TDSFXT  BOE EJTQMBDF UIF TBGFUZ TXJUDI  WFSUJDBMMZ VOUJM UIFSF JT B
EJTUBODF PG BU MFBTU  UP NBY  NN CFUXFFO UIF TXJUDI SPMMFS  BOE UIF NJEMF PG UIF DBWJUZ
 
 3FUJHIUFO UIF GBTUFOJOH TDSFXT  
 "EKVTU UIF TBGFUZ TXJUDI  PO UIF PUIFS TJEF JO UIF TBNF NBOOFS BT EFTDSJCFE CFGPSF
8IFO UIF UFOTJPOJOH DBSSJBHF JT QFSGPSNJOH B IPSJ[POUBM NPWFNFOU PG  NN FJUIFS GPSXBSE PS
CBDLXBSE UIFO UIF TBGFUZ TXJUDI TIPVME JOUFSSVQU UIF DPOUSPM DJSDVJU *G UIF DJSDVJU TIBMM CF DMPTFE
BHBJO UIF TXJUDI SPMMFS XJMM IBWF UP CF MJGUFE NBOVBMMZ BHBJO CZ UIF TBGFUZ TXJUDI

 
  
 


 

 



 NN UFOTJPOFE

'5      '5   


 NAFO Page 199 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

$IBJO IPMEJOH EFWJDF XJUI SBJM

"EKVTUJOH UIF JOJUJBM TQSJOH UFOTJPO


 0O UIF SJHIUIBOE TJEF VTJOH UIF XSFODI TJ[F  UVSO UIF MPDLFE IFYBHPO OVU  PG UIF UISFBEFE
SPE VOUJM UIF JOJUJBM UFOTJPO PG UIF TQSJOH  JT BEKVTUFE UP B MFOHUI PG  NN

 "EKVTU UIF JOJUJBM TQSJOH UFOTJPO PG UIF MFGUIBOE TQSJOH  UP  NN BT XFMM

"EKVTUJOH UIF BDUVBUJOH DBN 


0O UIF SJHIUIBOE TJEF UIF TXJUDI SPMMFS  NVTU CF QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ  PG
UIF BDUVBUJOH DBN   *G UIJT JT OPU UIF DBTF SFMFBTF UIF MPDLJOH TDSFXT  BOE EJTQMBDF UIF
BDUVBUJOH DBN  IPSJ[POUBMMZ VOUJM UIF TXJUDI SPMMFS  JT QPTJUJPOFE JO UIF NJEEMF PG UIF DBWJUZ
  3FUJHIUFO UIF MPDLJOH TDSFXT  
"EKVTU UIF BDUVBUJOH DBN  PO UIF MFGUIBOE TJEF JO UIF TBNF NBOOFS BT EFTDSJCFE CFGPSF

"EKVTUJOH UIF TBGFUZ TXJUDI 


8IFO UIF UFOTJPOJOH DBSSJBHF JT QFSGPSNJOH B IPSJ[POUBM NPWFNFOU GPSXBSE PS CBDLXBSE PG  NN
JO FBDI DBTF UIF TBGFUZ TXJUDI  TIPVME JOUFSSVQU UIF DPOUSPM DJSDVJU

 0O UIF SJHIUIBOE TJEF SFMFBTF UXP GBTUFOJOH TDSFXT  BOE EJTQMBDF UIF TBGFUZ TXJUI 
WFSUJDBMMZ VOUJM UIFSF JT B EJTUBODF GSPN  UP  NN CFUXFFO UIF TXJUDI SPMMFS  BOE UIF NJEEMF
PG UIF DBWJUZ  

 3FUJHIUFO UIF GBTUFOJOH TDSFXT  

 "EKVTU UIF TBGFUZ TXJUDI  PO UIF MFGUIBOE TJEF JO UIF TBNF NBOOFS BT EFTDSJCFE CFGPSF
8IFO UIF UFOTJPOJOH DBSSJBHF JT QFSGPSNJOH B IPSJ[POUBM NPWFNFOU PG  NN FJUIFS GPSXBSE PS
CBDLXBSE UIFO UIF TBGFUZ TXJUDI TIPVME JOUFSSVQU UIF DPOUSPM DJSDVJU *G UIF DJSDVJU TIBMM CF DMPTFE
BHBJO UIF TXJUDI SPMMFS XJMM IBWF UP CF MJGUFE NBOVBMMZ BHBJO CZ UIF TBGFUZ TXJUDI









 
5ISVTU CFBSJOH BU UIF
NN UFOTJPOFE CFBSJOH TUSVDUVSF

'4     


 NAFO Page 200 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

4UFQ NPWFNFOU NPOJUPSJOH TXJUDI

4BGFUZ EFWJDF GPS NPOJUPSJOH UIF TUFQ DIBJOT


*OTUBMMBUJPO CFUXFFO BEWBODJOH BOE SFUVSOJOH TUFQ DIBJOT BU MFBTU  N CFGPSF UIF VQQFS BOE MPXFS
DPNCT 4XJUDIJOHPGG UP UBLF QMBDF BU B TVGGJDJFOU EJTUBODF JO GSPOU PG UIF DPNCT TP UIBU B MPXFSFE
TUFQ JT QSFWFOUFE HFUUJOH JOUP UIF DPNCT

$POUSPM MFWFS GPS


EFGFDUJWF TUFQ SPMM
NN
NN
NN
$POUSPM MFWFS GPS
4XJUDI TIBGU PWFSMPBEFE TUFQ

$POUSPM MFWFS GPS


EFGFDUJWF JEMJOH SPMM
4BGFUZ TXJUDI

3FTQPOTF PG UIF TBGFUZ EFWJDF XIFO


 UIF MJOJOH PG B TUFQ SPMM JT EBNBHFE UP UIF FYUFOU UIBU UIF TUFQ DIBJO XPVME SVO BQQSPY  NN EFF
QFS
 UIF MJOJOH PG BO JEMJOH SPMM JT TP EBNBHFE UIBU UIF SPMM XPVME SVO BQQSPY  NN EFFQFS
 B TUFQ IBT MPXFSFE CZ BQQSPY  NN EVF UP BO PWFSMPBE JO UIF NJEEMF

8IFOFWFS BDUVBUFE UIF TXJUDI TIBGU SFNBJOT JO TXJUDIFE PGG QPTJUJPO

'5      '5   


 NAFO Page 201 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

4UFQ NPWFNFOU NPOJUPSJOH TXJUDI

'VODUJPOBM DIFDL PG UIF TBGFUZ TXJUDI


 $MPTF PGG UIF FTDBMBUPS .' 
 3FNPWF POF PG UIF TUFQT .'  4XJUDI TIBGU
 .PWF UIF TP DSFBUFE HBQ JO UIF TUFQ DIBJOT UP UIF
TUFQ NPWFNFOU NPOJUPSJOH TXJUDI

8IFO UVSOJOH UIF TXJUDI TIBGU UIF TBGFUZ TXJUDI


NVTU JOUFSSVQU UIF DPOUSPM DJSDVJU 5IF FTDBMBUPS
NVTU OPU TUBSU SVOOJOH XIFO TXJUDIJOH PO

 0ODF UIF DIFDL JT DPNQMFUF CSJOH UIF TXJUDI TIBGU


BHBJO JOUP PQFSBUJWF QPTJUJPO
 3FJOTUBMM UIF TUFQ

4BGFUZ TXJUDI

5SPVCMFTIPPUJOH
 $MPTF PGG UIF FTDBMBUPS .' 
 *G SFRVJSFE EJTNBOUMF DPNC TFHNFOUT .'  5IFO NPWF UIF EFGFDUJWF TUFQ UP UIF OFXFM
CZ UVSOJOH UIF IBOE XIFFM BOE SFNPWF .' 
 %JTQMBDF UIF HBQ JO UIF TUFQ DIBJOT UP UIF TUFQ NPWFNFOU NPOJUPSJOH TXJUDI CZ UVSOJOH UIF IBOE
XIFFM
 #SJOH UIF TXJUDI TIBGU BHBJO JOUP PQFSBUJWF QPTJUJPO
 *OTUBMM UIF OFX TUFQ BOE UIF DPNC TFHNFOUT

'5      '5   


 NAFO Page 202 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

1BMMFU NPWFNFOU NPOJUPSJOH TXJUDI

4BGFUZ EFWJDF GPS NPOJUPSJOH UIF QBMMFU DIBJOT


*OTUBMMBUJPO CFUXFFO BEWBODJOH BOE SFUVSOJOH QBMMFU DIBJOT BU MFBTU  N CFGPSF UIF VQQFS BOE MPXFS
DPNCT 4XJUDIJOHPGG UP UBLF QMBDF BU B TVGGJDJFOU EJTUBODF JO GSPOU PG UIF DPNCT TP UIBU B MPXFSFE
QBMMFU JT QSFWFOUFE HFUUJOH JOUP UIF DPNCT

4XJUDI TIBGU  $POUSPM MFWFS GPS


PWFSMPBEFE QBMMFU

$POUSPM MFWFS GPS EFGFDUJWF


4BGFUZ TXJUDI QBMMFU SPMM BOE DIBJO CPMU

3FTQPOTF PG UIF TBGFUZ EFWJDF XIFO


 UIF MJOJOH PG B QBMMFU SPMM JT EBNBHFE UP UIF FYUFOU UIBU UIF QBMMFU DIBJO XPVME SVO BQQSPY  NN
EFFQFS
 B QBMMFU IBT MPXFSFE CZ BQQSPY  NN EVF UP BO PWFSMPBE JO UIF NJEEMF

8IFOFWFS BDUVBUFE UIF TXJUDI TIBGU SFNBJOT JO TXJUDIFE PGG QPTJUJPO

'4     


 NAFO Page 203 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
5IZTTFO 'BISUSFQQFO

1BMMFU NPWFNFOU NPOJUPSJOH TXJUDI

'VODUJPOBM DIFDL PG UIF TBGFUZ TXJUDI


 $MPTF PGG UIF QBTTFOHFS DPOWFZPS .' 
 3FNPWF POF QBMMFU .'  4XJUDI TIBGU
 .PWF UIF TP DSFBUFE HBQ JO UIF QBMMFU DIBJOT UP UIF
QBMMFU NPWFNFOU NPOJUPSJOH TXJUDI

8IFO UVSOJOH UIF TXJUDI TIBGU UIF TBGFUZ TXJUDI


NVTU JOUFSSVQU UIF DPOUSPM DJSDVJU 5IF QBTTFOHFS
DPOWFZPS NVTU OPU TUBSU SVOOJOH XIFO TXJUDIJOH
PO

 0ODF UIF DIFDL JT DPNQMFUF CSJOH UIF TXJUDI TIBGU


BHBJO JOUP PQFSBUJWF QPTJUJPO
 3FJOTUBMM UIF QBMMFU

4BGFUZ TXJUDI

5SPVCMFTIPPUJOH
 $MPTF PGG UIF QBTTFOHFS DPOWFZPS .' 
 *G SFRVJSFE EJTNBOUMF DPNC TFHNFOUT .'  5IFO NPWF UIF EFGFDUJWF QBMMFU UP UIF OFXFM
CZ UVSOJOH UIF IBOE XIFFM BOE SFNPWF .' 
 %JTQMBDF UIF HBQ JO UIF QBMMFU DIBJOT UP UIF QBMMFU NPWFNFOU NPOJUPSJOH TXJUDI CZ UVSOJOH UIF
IBOE XIFFM
 #SJOH UIF TXJUDI TIBGU BHBJO JOUP PQFSBUJWF QPTJUJPO
 *OTUBMM UIF OFX QBMMFU BOE UIF DPNC TFHNFOUT

'4     


 NAFO Page 204 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
5IZTTFO 'BISUSFQQFO
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"EKVTUNFOU PG UIF MBOEJOH SBJMT


0OMZ WBMJE GPS FTDBMBUPST  NPWJOH XBMLT GPS
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W    NT XJUI TUFQQBMMFU DIBJOT   L/

%VSJOH XPSLT QFSGPSNFE JO XBZ PG UIF TUFQQBMMFU CBOE BMM TBGFUZ NFBTVSFT BOE QSFDBVUJPOT
BQQMJDBCMF NVTU CF PCTFSWFE BOE BEIFSFE UP &TQFDJBMMZ QSPWJEF CBSSJFST JO GSPOU PG UIF SFWFSTJOH
TUBUJPOT TFU UIF NBJO TXJUDI UP 0''QPTJUJPO BOE TFDVSF JU TP JU DBOOPU CF UVSOFE POÝ
MBOEJOH SBJM

, 1BHF 

DIBJO SPMMFS

%SJWF TUBUJPO

,, 1BHF 

MBOEJOH SBJM

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'5      '5    '4     
NAFO Page 205 of 516

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VOEFS UIF XFMEFE CPMU XJUI

48

"EKVTUNFOU PG UIF MBOEJOH SBJMT BU UIF VQQFS SFUVSO TUBUJPO ESJWF TUBUJPO
JO VQXBSE EJSFDUJPO

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'5      '5    '4     
NAFO Page 206 of 516

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JO EPXOXBSE EJSFDUJPO

,,

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'5      '5    '4     
NAFO Page 207 of 516

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'5      '5    '4     
NAFO Page 208 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F QBHF 
5IZTTFO 'BISUSFQQFO
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5IZTTFO,SVQQ
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0OMZ WBMJE GPS FTDBMBUPST  NPWJOH XBMLT GPS
W    NT XJUI BMM TUFQQBMMFU DIBJOT
W    NT XJUI TUFQQBMMFU DIBJOT  L/

%VSJOH XPSLT QFSGPSNFE JO XBZ PG UIF TUFQQBMMFU CBOE BMM TBGFUZ NFBTVSFT BOE QSFDBVUJPOT
BQQMJDBCMF NVTU CF PCTFSWFE BOE BEIFSFE UP &TQFDJBMMZ QSPWJEF CBSSJFST JO GSPOU PG UIF SFWFSTJOH
TUBUJPOT TFU UIF NBJO TXJUDI UP 0''QPTJUJPO BOE TFDVSF JU TP JU DBOOPU CF UVSOFE POÝ
MBOEJOH SBJM

, 1BHF 

DIBJO SPMMFS

%SJWF TUBUJPO

,, 1BHF 

MBOEJOH SBJM

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DIBJO SPMMFS

5FOTJPO TUBUJPO

,9 1BHF 

'5      '5    '4     
NAFO Page 209 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F QBHF 
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5IZTTFO,SVQQ
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"EKVTUNFOU PG UIF MBOEJOH SBJMT


"EKVTUNFOU JO IFJHIU PG UIF MBOEJOH SBJMT VTJOH TIJNT

VOEFS UIF XFMEFE CPMU XJUI

48

"EKVTUNFOU PG UIF MBOEJOH SBJMT BU UIF VQQFS SFUVSO TUBUJPO ESJWF TUBUJPO
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'5      '5    '4     
NAFO Page 210 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F QBHF 
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JO EPXOXBSE EJSFDUJPO

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'5      '5    '4     
NAFO Page 211 of 516

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'5      '5    '4     
NAFO Page 212 of 516

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'5      '5   


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NAFO Page 214 of 516
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NAFO Page 217 of 516

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'4     


NAFO Page 218 of 516

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NAFO Page 219 of 516

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'4     


NAFO Page 220 of 516

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'4     


NAFO Page 221 of 516

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'4     


NAFO Page 222 of 516

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NAFO Page 223 of 516

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 NAFO Page 224 of 516
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'5      '5   


 NAFO Page 225 of 516
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 NAFO Page 226 of 516
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'4     


 NAFO Page 227 of 516
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 NAFO Page 228 of 516
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8JQF PGG UIF TUFQT  QBMMFUT VTJOH B IVNJE DMPUI DMFBS XBUFS POMZ 
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/0 GMPPS DMFBOFST PS UIF MJLF
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'5      '5    '4     
 NAFO Page 230 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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IBOEMJOH EFQBSUNFOU )BNCVSH

'5      '5    '4     
 NAFO Page 231 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 232 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 233 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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48

48

'5      '5    '4     
 NAFO Page 234 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 235 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 236 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
NAFO Page 237 of 516

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'5      '5    '4     
NAFO Page 238 of 516

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'5      '5    '4     
NAFO Page 239 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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9

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'5      '5    '4     
 NAFO Page 240 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 241 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
 NAFO Page 242 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     
NAFO Page 243 of 516

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 'JU UIF VQQFS DPWFS QMBUF PG UIF IBOESBJM ESJWJOH DIBJO
 7FSJGZ UIBU BMM TDSFXT BSF UJHIUFOFE
 *OTUBMM UIF TUFQT  QBMMFUT
 $BSSZ PVU B UFTU SVO
 $MFBS UIF BDDFTTFT UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS

/VUT
ESJWJOH DIBJO
1MVNNFS CMPDLT

1SFTTVSF TQSJOH
1SFTTVSF TDSFX
-PDLOVU

'5      '5    '4     
NAFO Page 244 of 516

GzS .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM CSFBLBHF NPOJUPSJOH TZTUFN


&BDI IBOESBJM VTFT JUT PXO NPOJUPSJOH TZTUFN .POJUPSJOH JT QFSGPSNFE CZ NFBOT PG B MFWFS XJUI
QMBTUJD SPMMFS

5IF TZTUFN XJMM CF TXJUDIFE PG JG


: B IBOE SBJM TBHT UPP NVDI
: B IBOESBJM JT CSPLFO

)BOESBJM MFOHUIFOJOH DPOUBDU

)BOESBJM
-FWFS XJUI SPMMFS

'5      '5    '4     
NAFO Page 245 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM CSFBLBHF NPOJUPSJOH TZTUFN

*OTUBMMBUJPO
'JY UIF TVQQPSUJOH QMBUF CZ NFBOT PG UIF TDSFXT UP UIF DPOOFDUJPO FMFNFOU BOE BEKVTU TP UIBU UIF
SPMMFS JT HVJEFE DFOUSBMMZ JO UIF IBOESBJM

$POOFDUJPO FMFNFOU
4VQQPSUJOH QMBUF

'PS FYBDU BMJHONFOU PG UIF TBGFUZ TXJUDI UIF TXJUDI JUTFMG DBO CF NPWFE XJUIJO UIF TMPUT PO UIF
TVQQPSUJOH QMBUF

  NN

%JTNBOUMJOH
 $MPTF PGG UIF TZTUFN .' 
 %JTNBOUMF UIF JOOFS DPWFS TUSJQ JO XBZ PG UIF IBOESBJM NPOJUPSJOH TZTUFN .' 
 %JTNBOUMF UIF MJHIUJOH DIBOOFM .' BOE TLJSUJOH CSVTIFT .' JG BOZ
 3FNPWF UIF TLJSUJOH .' 
5IF TXJUDI JT OPX SFBEJMZ BDDFTTJCMF GPS GVSUIFS XPSL

'5      '5    '4     
NAFO Page 246 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM CSFBLBHF NPOJUPSJOH TZTUFN


'VODUJPOBM DIFDL
5P DIFDL UIF DPOUBDU UJF UIF MFWFS JO VQQFS QPTJUJPO BOE TUBSU UIF FTDBMBUPSQBTTFOHFS DPOWFZPS

5IF FTDBMBUPSQBTTFOHFS DPOWFZPS NVTU OPU TUBSU SVOOJOH *G UIJT JT UIF DBTF UIF DPOUBDU
XJMM IBWF UP CF SFBEKVTUFE PS SFQMBDFE

0ODF UIF DIFDL JT DPNQMFUF QVU UIF MFWFS XJUI UIF SPMMFS BHBJO PO UIF TVSGBDF PG UIF IBOESBJM
3FJOTUBMM UIF TLJSUJOH MJHIUJOH DIBOOFM TLJSUJOH CSVTIFT JG BOZ BOE UIF JOOFS DPWFS TUSJQ

'5      '5    '4     
NAFO Page 247 of 516

EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM NPOJUPSJOH TZTUFN


&BDI IBOESBJM VTFT JUT PXO NPOJUPSJOH TZTUFN .POJUPSJOH JT NBEF WJB B MFWFS XJUI QMBTUJD SPMMFS QMVT
HVJEBODF BTTFNCMZ BOE JOJUJBUPS

5IF TZTUFN XJMM CF TXJUDIFE PGG


: *G UIF TQFFE EFWJBUFT CZ NPSF UIBO   GSPN UIF OPNJOBM TQFFE

-FWFS XJUI SPMMFS


*OJUJBUPS

(VJEBODF BTTFNCMZ

)BOESBJM

'5      '5    '4     
 NAFO Page 248 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM NPOJUPSJOH TZTUFN


NN

3PMMFS

(VJEBODF BTTFNCMZ *OJUJBUPS

)BOESBJM

5IF HVJEBODF BTTFNCMZ JT JOUFOEFE UP HVJEF UIF SPMMFS DFOUSBMMZ JO UIF IBOESBJM
%JTNBOUMJOH
 $MPTF PGG UIF TZTUFN .' 
 3FNPWF UIF JOOFS DPWFS TUSJQ JO XBZ PG UIF IBOESBJM CSFBLBHF TXJUDI .' 
 %JTNBOUMF UIF MJHIUJOH DIBOOFM .' BOE TLJSUJOH CSVTIFT .' JG BOZ
 %JTNBOUMF UIF TLJSUJOH .' 
/PX UIF IBOESBJM NPOJUPSJOH TZTUFN JT SFBEJMZ BDDFTTJCMF GPS GVSUIFS XPSL

'VODUJPOBM DIFDL
*O PSEFS UP DIFDL UIF TQFFE NPOJUPSJOH TZTUFN UJF VQ UIF MFWFS BOE TUBSU UIF FTDBMBUPSQBTTFOHFS
DPOWFZPS

5IF FTDBMBUPSQBTTFOHFS DPOWFZPS NVTU OPU TUBSU SVOOJOH *G UIJT JT UIF DBTF UIFO UIF
EJTUBODF PG UIF TDSFXT GSPN UIF JOJUJBUPS JT UP CF SFBEKVTUFE PS UIF JOJUJBUPS UP CF SFQMBDFE

0ODF UIF DIFDL JT DPNQMFUF QVU UIF MFWFS XJUI UIF SPMMFS BHBJO PO UIF TVSGBDF PG UIF IBOESBJM
3FJOTUBMM UIF TLJSUJOH MJHIUJOH DIBOOFM TLJSUJOH CSVTIFT JG BOZ BOE UIF JOOFS DPWFS TUSJQ

'5      '5    '4     
 NAFO Page 249 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT
3FRVJSFE UPPMT BOE NBUFSJBM
+PJOU TPMVUJPO  "#
*OUFSNFEJBUF QMBUF
)PTUBQIBO GJMN 3/
,OJGF
1SFTTVSF SPMMFST
7VMDBOJ[JOH NPVME
#FO[FOF GPS DMFBOJOH
(MPWFT

*G JU JT OFDFTTBSZ UP SFQMBDF IBOESBJMT BU UIF MPDBUJPO PG UIF FTDBMBUPS  QBTTFOHFS


DPOWFZPS UIF PME IBOESBJMT XJMM PGUFO CF SFQMBDFE CZ OFX POFT UIBU BSF TVQQMJFE
JO PQFOFOEFE MFOHUI 5IVT UJNF BOE DPTU DPOTVNJOH JOTUBMMBUJPOT UIBU XPVME CF
OFDFTTBSZ JO PSEFS UP GJU FOEMFTT IBOESBJMT XJMM CF BWPJEFE *U NBZ BMTP IBQQFO
UIBU EBNBHFE IBOESBJMT BSF UP CF SFQBJSFE CZ DVUUJOH PVU UIF EBNBHFE BSFBT BOE
JOTFSUJOH TQBSF QJFDFT *O BOZ DBTF UIF IBOESBJMT BSF UP CF WVMDBOJ[FE

 7VMDBOJ[BUJPO PG 4FNQFSJU IBOESBJMT XJUI IBOESBJM FOE


SPVHIMZ QSFQBSFE PO POF TJEF
 $MPTF PGG UIF BDDFTTFT UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS .' 

 3FNPWF UXP TUFQT  QBMMFUT

 7FSJGZ BOE JG SFRVJSFE BEKVTU UIF IBOESBJM UFOTJPOJOH EFWJDF  GPS UFOTJPOJOH BOE  GPS
SFEVDJOH UIF UFOTJPO .' 





 3FNPWF UIF PME IBOESBJM BOE GJU UIF OFX POF

'5      '5    '4     
 NAFO Page 250 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 3FNPWF UIF GJMN BOE QBDLBHJOH DPSF GSPN UIF QSFQBSFE FOE
4FQBSBUF UIF VOQSFQBSFE FOE JO XBZ PG UIF GJSTU JOUFSNFEJBUF MBZFS PG UIF QSFQBSFE
FOE XJUI B TUSBJHIU DVU

 1SPWJEF B NBSL BU  NN BOE  NN GSPN UIF FOE

 -PPTFO UIF TMJEJOH MBZFS DPWFS GSPN UIF MJQ VQ UP UIF NBSL  NN  NN

'5      '5    '4     
 NAFO Page 251 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 1FSGPSN B USBOTWFSTF DVU JO UIF DPWFS QMBUF BU UIF  NN NBSL

 $VU JO UXP MPOHJUVEJOBM TUSJQT BU UIF IBOESBJM SJEHF


6TJOH QMJFST QVMM UIF DPWFS QMBUF PGG UIF JOUFSNFEJBUF MBZFS

 3FNPWF UIF SFNBJOJOH DPWFS QMBUF PO UIF MFGU BOE SJHIUIBOE TJEF

'5      '5    '4     
 NAFO Page 252 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 1SPWJEF B NBSL BU  NN GSPN UIF FOE


1FSGPSN B USBOTWFSTF DVU JOUP UIF JOUFSNFEJBUF MBZFS

 $VU UIF JOUFSNFEJBUF MBZFS JOUP UXP MPOHJUVEJOBM TUSJQT


1VMM UIF JOUFSNFEJBUF MBZFS PGG UIF TUFFM DPSE GBCSJD VTJOH QMJFST

 3FNPWF UIF SFNBJOJOH JOUFSNFEJBUF MBZFS CZ NFBOT PG QMJFST

'5      '5    '4     
 NAFO Page 253 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 5SBOTGFS UIF MFOHUI BOE BSSBOHFNFOU GPS UIF GJOHFS TQMJDF GSPN UIF QSFQBSFE FOE UP
UIF TUFFM DPSE GBCSJD

 1SFQBSF UIF GJOHFS TQMJDF BT TIPXO PO UIF JMMVTUSBUJPO QBZJOH BUUFOUJPO UP OPU
EBNBHF UIF TU MBZFS

4UFFM DPSE GBCSJD $PWFS QMBUF


TU MBZFS

4MJEJOH MBZFS
OE MBZFS

 4UBSUJOH BU UIF CPUUPN DVU JO UIF TMJEJOH MBZFS  NN GSPN UIF FOE BU BO BOHMF PG 
-PPTFO UIF TMJEJOH MBZFS GSPN UIF TU MBZFS


 NN

'5      '5    '4     
 NAFO Page 254 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 1FSGPSN B USBOTWFSTF DVU JO UIF USBOTJUJPO CFUXFFO OE MBZFS BOE DPWFS QMBUF
VQ UP UIF  NN NBSL

 +PJOJOH CPUI IBOESBJM FOET


 "QQMZ KPJOU TPMVUJPO  "# UP CPUI IBOESBJM FOET
MFU SFBDU GPS BQQSPY  NJO

 4UBSUJOH GSPN UIF GJSTU MBZFS KPJO UIF FOET DFOUSBMMZ

'5      '5    '4     
 NAFO Page 255 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 4UJUDI UIF IBOESBJM FOET PO UIF VOEFSTJEF PG UIF TMJEJOH MBZFS

 *OTFSU UIF DPWFS QMBUF VOEFS UIF TMJEJOH MBZFS DPWFS
4UJUDI UIF MJQ BSFB BOE TMJEJOH MBZFS DPWFS

 5VSO PWFS UIF IBOESBJM BOE TUJUDI UIF DPWFS QMBUF

'5      '5    '4     
 NAFO Page 256 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 $VU PGG TVSQMVT NBUFSJBM GSPN UIF DPWFS QMBUF

 $VU TVSQMVT DPWFS NBUFSJBM UP TJ[F

 .BSL UIF TMJEJOH MBZFS KPJOU XJUI  NN PWFSMBQQJOH BOE DVU UP TJ[F

'5      '5    '4     
 NAFO Page 257 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 "QQMZ KPJOU TPMVUJPO  "# UP UIF JOTJEF PG UIF TMJEJOH MBZFS BOE MFU SFBDU
GPS BQQSPY  NJO

 "QQMZ KPJOU TPMVUJPO  "# UP CPUI TJEFT PG UIF JOUFSNFEJBUF QMBUF DVU UP TJ[F (MVF UIF
JOUFSNFEJBUF QMBUF PO UIF JOTJEF PG UIF TMJEJOH MBZFS MFU SFBDU GPS BQQSPY  NJO

 'JU BOE TUJUDI UIF TMJEJOH MBZFS

'5      '5    '4     
 NAFO Page 258 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT

 "QQMZ KPJOU TPMVUJPO UP UIF TMJEJOH MBZFS DPWFS BOE DPWFS QMBUF JO XBZ PG UIF TMJEJOH MBZFS
MFU SFBDU GPS BQQSPY  NJO

 5VSO EPXO UIF TMJEJOH MBZFS BOE TUJUDI JO XBZ PG UIF MJQ

 $MFBO UIF DPWFS QMBUF JO XBZ PG UIF KPJOU VTJOH DMFBOJOH CFO[FOF

'5      '5    '4     
 NAFO Page 259 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" DPNQBOZ PG
5IZTTFO,SVQQ
&MFWBUPS
5IZTTFO 'BISUSFQQFO

7VMDBOJ[BUJPO PG IBOESBJMT
 7VMDBOJ[BUJPO
 7FSJGZ UIBU UIF WVMDBOJ[JOH NPVME JT DMFBO JG SFRVJSFE DMFBO UIF NPVME

 1SFIFBU UIF WVMDBOJ[JOH NPVME UP $

 $BVUJPO )B[BSE PG CPEJMZ JOKVSZ 8JUIESBX UIF QSFIFBUFE DPSF GSPN UIF NPVME BOE TMJQ UIF
QSFQBSFE IBOESBJM DPOOFDUJPO PO UIF DPSF

 0QFO UIF NPVME BOE QVU UIF KPJOU XJUI DPSF JOUP UIF QSFIFBUFE WVMDBOJ[JOH NPVME 1MBDF
)PTUBQIBO TFQBSBUJPO GJMN PO UIF IBOESBJM TVSGBDF DMPTF UIF WVMDBOJ[JOH NPVME BOE UJHIUFO
UIF TDSFXT FWFOMZ

 )FBU VQ UIF WVMDBOJ[JOH NPVME UP $


0QFO UIF NPVME BHBJO BGUFS BQQSPY  NJO
3FNPWF UIF TFQBSBUJPO GJMN BOE DIFDL UIF WVMDBOJ[FE BSFB
1VODUVSF CVCCMFT BOE SFNPWF FYDFTTJWF SVCCFS

 $MFBO UIF DVU FEHFT VTJOH CFO[JOF


$MPTF UIF WVMDBOJ[JOH NPVME BHBJO BOE UJHIUFO UIF TDSFXT FWFOMZ

 )FBU VQ UIF WVMDBOJ[JOH NPVME UP $ 0ODF UIJT UFNQFSBUVSF JT SFBDIFE JU IBT UP CF
NBJOUBJOFE GPS  NJO

 "GUFS BQQSPY  NJO TMJHIUMZ MPPTFO UIF PVUFS  TDSFXT

 $BVUJPO )B[BSE PG CPEJMZ JOKVSZ 0ODF UIF UJNF IBT FMBQTFE PQFO UIF NPVME BOE UBLF PVU UIF
IBOESBJM
8JUIESBX UIF WVMDBOJ[JOH DPSF GSPN UIF IBOESBJM

 3FNPWF FYDFTTJWF SVCCFS

 .BLF TVSF UIBU UIF IPU BOEPS XBSN IBOESBJM DPOOFDUJPO JT OPU FYQPTFE UP FYUSFNF CFOEJOH
BOE DVSWJOH VOUJM JU IBT DPNQMFUFMZ DPPMFE EPXO BQQSPY  IPVST BT PUIFSXJTF UIF TUBCJMJUZ
BOE EVSBCJMJUZ PG UIF DPOOFDUJPO XPVME CF FOEBOHFSFEÝ

 'JOBM XPSL
 $IFDL UIF IBOESBJM TBH BOE BEKVTU JG SFRVJSFE .' 

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 $BSSZ PVU B USJBM SVO

 3FMFBTF UIF BDDFTTFT UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS

'5      '5    '4     
 NAFO Page 260 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

$MFBOJOH BOE DBSJOH PG 4FNQFSJUIBOESBJMT


'PS UIF GVOEBNFOUBM DMFBOJOH XJUI TVCTFRVFOU TFBMJOH UIF GPMMPXJOH TUFQT PG XPSL BSF UP CF
DPNQMFUFE GPS FBDI WJTJCMF TFDUJPO PG UIF IBOESBJM  PG UIF IBOESBJM MFOHUI POF BGUFS BOPUIFS

'VOEBNFOUBM DMFBOJOH
 "UUFOUJPOÝ 5P OPU SFEVDF UIF MJGFUJNF PG UIF IBOESBJM UIF GVOEBNFOUBM DMFBOJOH TIBMM POMZ CF
FYFDVUFE JO JOUFSWBMT PG BU MFBTU TJY NPOUIT
 8JUI UIF TQPOHF ZPV GJOE JO UIF QBDLBHF QVU PO UIF VOUIJOOFE GVOEBNFOUBM DMFBOFS 4FNQFSJU )-
 BOE SVC UIF IBOESBJM XFMM *G UIF EFHSFF PG TPJMJOH JT IJHIFS TVQQPSU UIF DMFBOJOH QSPDFTT CZ
DBSFGVMMZ VTJOH UIF HSFFO TJEF PG UIF TQPOHF *G OFDFTTBSZ SFQFBU UIF QVUUJOH PO PG UIF
GVOEBNFOUBM DMFBOFS
 #Z VTJOH UIF TFDPOE TQPOHF XJQF TPQIJTUJDBUFEMZ UIF TVSGBDF XJUI DMFBO XBUFS 5IF GVOEBNFOUBM
DMFBOFS NVTU CF SFNPWFE DPNQMFUFMZ CFGPSF DPNNFODJOH UIF IBSE HMPTT TFBMJOH

)BSE HMPTT TFBMJOH


5IF TFBMJOH JT BMXBZT UP CF FYFDVUFE SJHIU BGUFS B GVOEBNFOUBM DMFBOJOH
 'SFF UIF IBOESBJM TVSGBDF GSPN EVTU BOE IVNJEJUZ CZ NFBOT PG B DMFBO UJTTVF
 5IF QVUUJOH PO PG UIF TFBMJOH 4FNQFSJU )-  JT EPOF VTJOH B DMFBO BOE MJOUGSFF UJTTVF JO B UIJO
MBZFS 5IJT QVUUJOH PO JT UP CF FYFDVUFE SBQJEMZ JO MJOF XJUI UIF IBOESBJM BOE JO BT GFX TFDUJPOT BT
QPTTJCMF NTFDUJPOT  -FU JU BMXBZT ESZ GPS BQQS  NJOVUFT CFGPSF UVSOJOH GPSXBSE UIF
FTDBMBUPSQBTTFOHFS DPOWFZPS UP XPSL PO UIF OFYU TFDUJPO
 1VU UIF FTDBMBUPSQBTTFOHFS DPOWFZPS JOUP TFSWJDF POMZ POF IPVS BGUFS IBWJOH GJOJTIFE UIF
DPNQMFUF TFBMJOH

$MFBOJOH CFUXFFO GVOEBNFOUBM DMFBOJOHT


*O UIF UJNF CFUXFFO UIF JOUFSWBMT GPS B GVOEBNFOUBM DMFBOJOH JU JT SFDPNNFOEFE UP XJQF UIF IBOESBJM
XJUI B NPJTU UJTTVF POMZ *G UIF EFHSFF PG TPJMJOH JT IJHIFS PS UP GSFTIFO VQ UIF TIJOJOH QFS POF MJUFS
PG XJQJOH XBUFS    DBQT BQQS  NM XJQF DBSF 4FNQFSJU )-  DBO CF BEEFE 5IJT DMFBOJOH
TIBMM OPU CF FYFDVUFE NPSF PGUFO UIBO PODF B XFFL

'5      '5    '4     
 NAFO Page 261 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM NPOJUPSJOH TZTUFN


&BDI IBOESBJM VTFT JUT PXO NPOJUPSJOH TZTUFN UIBU DPOTJTUT PG B QMBTUJD SPMMFS XJUI JOJUJBUPS

5IF TZTUFN XJMM CF TXJUDIFE PGG JG


: UIF TQFFE EFWJBUFT CZ NPSF UIBO   GSPN UIF OPNJOBM TQFFE
JO 64" BOE $BOBEB BDD UP "4.& "
" IBOESBJM TQFFE NPOJUPSJOH EFWJDF JT QSPWJEFE UIBU XJMM DBVTF UIF BDUJWBUJPO PG BO BMBSN XJUIPVU
BOZ JOUFOUJPOBM EFMBZ XIFOFWFS UIF TQFFE PG FJUIFS IBOESBJM EFWJBUFT GSPN UIF USFBEXBZ TQFFE CZ
 PS NPSF 5IF EFWJDF XJMM BMTP DBVTF FMFDUSJD QPXFS UP CF SFNPWFE GSPN UIF ESJWJOHNBDIJOF
NPUPS BOE CSBLF XIFO UIF TQFFE EFWJBUJPO PG  PS NPSF JT DPOUJOVPVT XJUIJO B  T UP  T
SBOHF 5IF EFWJDF JT PG UIF NBOVBMSFTFU UZQF

%JTNBOUMJOH
 $MPTF PGG UIF TZTUFN .' 
 3FNPWF UIF JOOFS DPWFS TUSJQ JO XBZ PG UIF IBOESBJM NPOJUPSJOH TZTUFN .' 
 %JTNBOUMF UIF MJHIUJOH DIBOOFM JG BOZ .' BOE UIF TLJSUJOH CSVTIFT .' 
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5IF IBOESBJM NPOJUPSJOH TZTUFN JT OPX SFBEJMZ BDDFTTJCMF GPS GVSUIFS XPSL

'5      '5    '4     
 NAFO Page 262 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM NPOJUPSJOH TZTUFN


'VODUJPOBM DIFDL
 $MPTF PGG UIF TZTUFN .' 
 %JTDIBSHF UIF MFGUIBOE IBOESBJM ESJWF CFMU  DIBJO .' 
 4XJUDI PO UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS
 )PME UIF MFGU IBOESBJM *G JOTUBMMFE UIF IPPUFS XJMM SFMFBTF BO BMBSN "GUFS TPNF TFDPOET UIF
FTDBMBUPS  QBTTFOHFS DPOWFZPS XJMM TUPQ
 "EKVTU UIF UFOTJPO PG UIF IBOESBJM ESJWF CFMU  DIBJO UP UIF MFGU .' 
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.
48

 NN

 NN

'5      '5    '4     
 NAFO Page 263 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
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'5      '5    '4     
 NAFO Page 264 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate
The rear part of the movable comb plate is guided through the fixed comb plate. The front set
screws behind the left and right end sockets are to be used for adjusting the front part of the
movable comb plate (in particular: the combs). Dismount the inner cover strips near the end sockets
to adjust the comb plates (see MF8-38-02 and MF8-35-01).

Functional test of the safety switches


The function of the safety switches is tested by means of the measuring device. As soon as the
releasing force produced by the measuring device is reached, the passenger conveyor must be shut
down by means of the safety switches. The test must be carried out on the safety switches of both
upper and lower entrance areas (left/right).
The measuring device can be ordered from HVST-Hamburg.

Proceed as follows to test the safety switches:


- Fix the measuring device as shown in the picture
- Pull the spring rod until a releasing force of between 500 and 550 N is reached
and the passenger conveyor is shut down by means of the safety switch.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 265 of 516
dp Maintenance Instructions MF8-17-01e Page 1
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate
Adjusting the safety switches
If the releasing force is strong enough and the passenger conveyor is not shut down, the safety
switches need to be adjusted.

Proceed as follows to adjust the safety switches:


- Displace the hex nuts with the switch base held by them on the spring rod until measure ”x” for the
switch adjustment shows the required distance
(maximum 0.3 mm / minimum 0.0 mm (without pre-tensioning of the indexing bolt))

VELINO, TUGELA, ORINOCO (UpperPartLong, LowerPartLong, UpperPartShort)

Keep the gap clean over


its entire length
(also behind the sockets)

Fixed comb plate max. 5 ±0.5 Movable comb plate

Safety switch Comb segment


Spring rod
Washer Safety switch one to the
left and one to the right
45
≙430 N

Spring rod
Hex nut
A

Retainer
Switch base
x

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 266 of 516
dp Maintenance Instructions MF8-17-01e Page 2
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate
ORINOCO (LowerPartShort)

Keep the gap clean over


its entire length
(also behind the sockets)
Comb segment
max. 5 ±0.5
Fixed comb plate

Movable comb plate

Spring rod
Safety switch

48
≙338 N Safety switch one to the
left and one to the right

Retainer
A

Spring rod
Hex nut

Washer Switch base


x

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 267 of 516
dp Maintenance Instructions MF8-17-01e Page 3
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate

Adjusting the comb plate


Adjust the height of the movable comb plate by turning the front pressure screws.

Proceed as follows to adjust the height of the comb plate:


- Adjust the front pressure screws accordingly:
Clockwise rotation = higher (less engagement depth of the comb’s teeth)
Counter-clockwise rotation = lower (more engagement depth of the comb’s teeth)
- Adjust the check screws (0.5 mm free space between the check screw and the comb plate)
- Limit the transversal motion of the comb plate by means of the lateral set screws (0.2 - 0.3 mm free
space between the comb plate and each of these set screws)

VELINO, TUGELA
1 2

min. 8.5
max. 3.5
3,5
3

Hex-socket set screw (5 mm)

Hex-socket set screw (5 mm)


1 2
Jam nut SW 17

Jam nut SW 17

3
0.5 mm
lateral set screw SW 17 free space
Comb plate
0,2-0.3 mm free space Comb plate

Jam nuts SW 17 Comb plate

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 268 of 516
dp Maintenance Instructions MF8-17-01e Page 4
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate
ORINOCO (UpperPartLong, LowerPartLong, UpperPartShort)

1 2

min. 8.5
max. 3.5
3,5
3
Hex-socket set screw (5 mm)
Hex-socket set screw (5 mm) 2
1

Jam nut SW 17
Jam nut SW 17

0.5 mm
3 lateral set screw SW 17 free space
Comb plate
Comb plate 0,2-0.3 mm free space

Jam nuts SW 17 Comb plate

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 269 of 516
dp Maintenance Instructions MF8-17-01e Page 5
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Comb plate
ORINOCO (LowerPartShort)

max. 3.5
3,5 min. 8.5
1 2

3 Hex-socket set screw (5 mm)

2
Hex-socket set screw (5 mm)
1 Jam nut SW 17

Jam nut SW 17
3
0.5 mm
lateral set screw SW 17
free space
Comb plate
0,2-0.3 mm free space

Comb plate

Jam nuts SW 17
Comb plate

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


12.01.2004 NAFO Page 270 of 516
dp Maintenance Instructions MF8-17-01e Page 6
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 NAFO Page 271 of 516
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 NAFO Page 272 of 516
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'5      '5    '4     
 NAFO Page 275 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Contact mats (piezo)


Functional test
- Close off the accesses to the escalator / passenger conveyor (MF8-18-01).
- Remove dirt (sand, little stones, etc.) from the frame.
- Insert the contact mat.
- A weight of 15 kg positioned anywhere on the contact mat should cause the escalator/passenger
conveyor to be switched on.
- Runtime and timeout adjustment according to the operating manual.
- If required: Failure repair see MF8-53-09.

When installing the contact mat,


take care that it lies even to the
frame (if necessary, insert some
lining plates.

Colour swatch

Replacing a defective piezo switching element


- Close off the accesses to the escalator / passenger conveyor (MF8-18-01).
- Turn off the mains switch and protect it so that it cannot be turned on again.
- Remove the contact mat.
- Separate the cable connection of the piezo switching element.
- Loosen the screws and remove the piezo switching element.
- Screw the new piezo switching element in the old position, and when joining the plug-in
connection, make sure that the coloured cables match each other.
- Perform a functional test.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 276 of 516
07.10.2003
dp Maintenance Instructions MF8-18-02e Page 1
&JO 6OUFSOFINFO EFT
(FTDIjGUTCFSFJDIFT
5IZTTFO "VG[HF
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A company of
ThyssenKrupp
Elevator
ThyssenKrupp Fahrtreppen

Skirt switch
Adjustment
Adjust the skirt gap on the step/pallet band according to MF8-35-02.
Please note that the height of the spring assembly (A) must be 9 mm after the adjustment.
Adjust the free space between the skirt switch (B) disengagement and the set screw on the support
to 0.2 mm.
Functional test
1. Position the step band of an escalator in such a way
that one of the step landings is at the skirt switch (C).
C
2. Use a measuring wedge to determine the skirt gap
at the skirt switch.
3. Use the special tool to push the skirt at the skirt switch until the gap is increased to 1.6 mm.
The skirt switch must disengage when being charged.
The handling of the special tool is described on the next page.
The special tool can be ordered from Service Centre Hamburg.
4. Switch the escalator/moving walk on by using the key switch. The escalator/moving walks may
not move!
If it does, readjust the set screw for skirt switch disengagement and repeat the test.
5. Control the skirt switch disengagement by pushing it away several times.

B
9 mm
A 0,2 mm

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 302 of 516
19.02.2004 dp Maintenance Instructions MF8-35-06e Page 1
A company of
ThyssenKrupp
Elevator
ThyssenKrupp Fahrtreppen

Skirt switch
Measuring the deflection of the skirt panel switch
1. Install parallel to the steps/pallets the special tool between the skirt panels.
2. Turn by hand the round plate against the skirt panels.
3. Adjust the spring balance to its zero position.
4. Measure the outer distance of the cams using a slide gauge and make a note of it.
5. By turning the hand wheel press the plates against the skirts with a power of 660 N (reading 66N
on the spring balance).
6. Measure the outer distance of the cams again.
7. Subtract the second reading from the first reading.
The result should be  3,2 mm.

0
3

4
+

5 6

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 303 of 516
19.02.2004 dp Maintenance Instructions MF8-35-06e Page 2
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4FDVSJOH OVU UJHIUFOJOH 4FDVSJOH OVU UJHIUOJOH


UPSRVF  /N UPSRVF  /N
4LJSUJOH MJHIUJOH
.BDSPMPO DPWFSJOH 4LJSUJOH CSVTIFT
GPS FTDBMBUPST POMZ

'5  '4 


 NAFO Page 313 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH

%JTNBOUMJOH PG CBMVTUSBEF
 4UBSUJOH JO XBZ PG UIF MPXFS USBOTJUJPO BOE UIFO BU UIF MPXFS CBMVTUSBEF IFBE XJUIESBX UIF
IBOESBJM GSPN UIF HVJEF
 6OTDSFX UIF IBOESBJM HVJEF BOE SFNPWF UP UIF UPQ GSPN UIF HMBTT QBOF XJUI MJHIU CMPXT
VTF B XPPEFO MFEHF BT CBTFÝ  5IF USBOTJUJPOT TIBMM IPXFWFS SFNBJO BU UIF UFSNJOBM HMBTT
QBOFT
 *G BOZ EJTNBOUMF UIF CBMVTUSBEF MJHIUJOH DG .' 
 3FNPWF UIF CBMVTUSBEF QSPGJMF XJUI MJHIU CMPXT GSPN UIF HMBTT QBOFT VTF B XPPEFO MFEHF BT
CBTFÝ  %P OPU SFNPWF UIF USBOTJUJPOT JO XBZ PG UIF UFSNJOBM HMBTT QBOFT
 *G CPUI TLJSUJOH CSVTIFT BOE TLJSUJOH MJHIUJOH FYJTU -PPTFO UIF TLJSUJOH CSVTI QSPGJMF JO UIF
JODMJOFE BSFB EP OPU EJTNBOUMF DG .' 
 *G B TLJSUJOH MJHIUJOH FYJTU 3FNPWF UIF .BDSPMPO DPWFSJOH BOE EJTNBOUMF UIF TLJSUJOH MJHIUJOH
DG .' 
 6OTDSFX UIF JOOFS DPWFS TUSJQ DG .' BOE XJUIESBX XJUI UIF JOOFS TLJSUJOH QSPGJMF
 -PPTFO UIF TFDVSJOH OVUT PG UIF DMBNQJOH QJFDFT PG FBDI HMBTT QBOF CZ UVSOJOH UIFN UXJDF
 3FNPWF UIF HMBTT QBOF UP UIF UPQ
 3FNPWF UIF QSFTTVSF QJFDFT 5VSO UIF IBNNFS IFBE CPMUT CZ  BOE SFNPWF UIFN XJUI UIF
DMBNQJOH QJFDFT GSPN UIF HMBTT TVQQPSUJOH TUSJQ $PMMFDU BMM QBSUT JO B DPOUBJOFS

*OTUBMMBUJPO PG UIF CBMVTUSBEF PO TJUF


4UBSUJOH GSPN UIF MPXFS TZTUFN QPJOU UIF QPTJUJPOT PG UIF HMBTT QBOFT BT XFMM BT PG UIF DMBNQJOH
IPMEFST IBWF CFFO TDSJCFE BOE NBSLFE XJUI B GFMU QFO EVSJOH BTTFNCMZ JO UIF GBDUPSZ PO UIF TJEF PG
UIF HMBTT TVQQPSUJOH TUSJQ QPJOUJOH UIF TUFQ CBOE *OTUBMMBUJPO PG UIF CBMVTUSBEF CFHJOT XJUI UIF
DPNQMFUF JOTUBMMBUJPO PG UIF DFOUSBM HMBTT QBOF GSPN UIF CPUUPN BDDPSEJOH UP JUFN    5IF PUIFS
DFOUSBM HMBTT QBOFT BSF UIFO UP CF JOTUBMMFE TVDDFTTJWFMZ VQ UP UIF VQQFSNPTU POF 'JOBMMZ UIF
UFSNJOBM HMBTT QBOFT BSF UP CF BMJHOFE BOE GBTUFOFE
 *OTFSU UIF IBNNFS IFBE CPMUT XJUI UIF DMBNQJOH QJFDFT XBTIFST BOE TFDVSJOH OVUT JOUP UIF
HMBTT TVQQPSUJOH TUSJQ BOE GBTUFO UIF DMBNQJOH QJFDFT QSPWJTJPOBMMZ JO UIF NBSLFE QPTJUJPOT PG
UIF HMBTT TVQQPSUJOH TUSJQ VTJOH BEIFTJWF UBQF
 5JHIUFO UIF IBNNFS IFBE CPMUT UVSOJOH UIFN CZ 

'5  '4 


 NAFO Page 314 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH
 7JTVBM DIFDL PG UIF HMBTT QBOFT 5IF VQQFS FEHFT BSF UP CF DPWFSFE PWFS UIF XIPMF MFOHUI XJUI
UXP PWFSMBQQJOH BEIFTJWF UBQFT PG  NN
 1VU UIF HMBTT QBOFT PO UIF HMBTT TVQQPSUJOH TUSJQT NBLJOH TVSF UIBU UIFZ BSF MFWFM XJUI UIF
TVCTFRVFOU QBOFT (BQ JO XBZ PG UIF CVUU KPJOUT  NN VTJOH DBSECPBSE TUSJQT PO UPQ BOE BU UIF
CPUUPN

"EIFTJWF UBQF $BSECPBSE TUSJQ

(MBTT QBOF 

 *G OFDFTTBSZ BEKVTU UIF UFSNJOBM HMBTT QBOFT JO IFJHIU UP UIF BEKBDFOU DFOUSBM HMBTT QBOF CZ
QMBDJOH DBSECPBSE DPNQFOTBUJPO TUSJQT VOEFS UIFN /P XFEHF GPSNBUJPO JO UIF HBQÝ
 1VTI UIF QSFTTVSF QJFDFT CFUXFFO HMBTT QBOF BOE DMBNQJOH QJFDF
 5JHIUFO UIF TFDVSJOH OVUT BU UIF DMBNQJOH QJFDFT XJUI B UJHIUFOJOH UPSRVF PG  /N
 3FNPWF UIF VQQFS DBSECPBSE TQBDFS BT PUIFSXJTF JU XPVME CF WJTJCMF
 *OTUBMM UIF OFYU HMBTT QBOF BT EFTDSJCFE JO JUFN   
 *OTUBMMBUJPO PG UIF QBSUT EJTNBOUMFE BDDPSEJOH UP JUFN    JO SFWFSTF PSEFS
 5FTU SVO

&YDIBOHF PG HMBTT QBOFT


*G TFWFSBM HMBTT QBOFT BSF UP CF DIBOHFE TUBSU XJUI UIF DPNQMFUF JOTUBMMBUJPO PG UIF GJSTU DFOUSBM HMBTT
QBOF GSPN UIF CPUUPN 5IF PUIFS DFOUSBM HMBTT QBOFT BSF UIFO UP CF DIBOHFE TVDDFTTJWFMZ VQ UP UIF
VQQFSNPTU POF 'JOBMMZ UIF UFSNJOBM HMBTT QBOFT BSF UP CF BMJHOFE BOE GBTUFOFE
 4UBSUJOH JO XBZ PG UIF MPXFS USBOTJUJPO BOE UIFO BU UIF MPXFS CBMVTUSBEF IFBE XJUIESBX UIF
IBOESBJM GSPN UIF HVJEF
 6OTDSFX UIF IBOESBJM HVJEF BOE SFNPWF JU XJUI MJHIU CMPXT UP UIF UPQ GSPN UIF HMBTT QBOF
VTF B XPPEFO MFEHF BT CBTFÝ 
 %JTNBOUMF UIF CBMVTUSBEF MJHIUJOH DG .' 
 8IFO DIBOHJOH UIF UFSNJOBM HMBTT QBOFT SFNPWF UIF UISFF GBTUFOJOH TDSFXT PG UIF CBMVTUSBEF
QSPGJMF BU UIF CBMVTUSBEF IFBE

'5  '4 


 NAFO Page 315 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH
 3FNPWF UIF CBMVTUSBEF QSPGJMF XJUI MJHIU CMPXT GSPN UIF HMBTT QBOFT VTF B XPPEFO MFEHF BT
CBTFÝ 
 *G CPUI TLJSUJOH CSVTIFT BOE TLJSUJOH MJHIUJOH FYJTU -PPTFO UIF TLJSUJOH CSVTI QSPGJMF JO UIF
JODMJOFE BSFB EP OPU EJTNBOUMF DG .' 
 *G B TLJSUJOH MJHIUJOH FYJTUT 3FNPWF UIF .BDSPMPO DPWFSJOH BOE EJTNBOUMF UIF TLJSUJOH MJHIUJOH
DG .' 
 6OTDSFX UIF JOOFS DPWFS TUSJQ DG .' BOE XJUIESBX XJUI UIF JOOFS TLJSUJOH QSPGJMF
 -PPTFO UIF TFDVSJOH OVU BU UIF DMBNQJOH QJFDF CZ UVSOJOH JU UXJDF BOE SFNPWF UIF QSFTTVSF
QJFDF 'BTUFO UIF DMBNQJOH QJFDFT QSPWJTJPOBMMZ JO UIF NBSLFE QPTJUJPOT PG UIF HMBTT TVQQPSUJOH
TUSJQ VTJOH BEIFTJWF UBQF
 -JGU PGG UIF EFGFDUJWF HMBTT QBOF UP UIF UPQ BOE NBLF TVSF UP SFNPWF BMM HMBTT SFTJEVFT JO
QBSUJDVMBS GSPN UIF HMBTT TVQQPSUJOH TUSJQ TUFQ CBOE TUFQ HVJEFT IBOESBJMT CPUUPN QMBUF FUD
 7JTVBM DIFDL PG UIF HMBTT QBOFT 5IF VQQFS FEHFT TIBMM CF DPWFSFE PWFS UIF UPUBM MFOHUI XJUI
UXP PWFSMBQQJOH BEIFTJWF UBQFT PG  NN
 1VU UIF HMBTT QBOFT PO UIF HMBTT TVQQPSUJOH TUSJQ NBLJOH TVSF UIBU UIFZ BSF MFWFM XJUI UIF
TVCTFRVFOU QBOFT (BQ JO XBZ PG UIF CVUU KPJOUT  NN CZ NFBOT PG DBSECPBSE TUSJQT PO UPQ
BOE BU UIF CPUUPN

"EIFTJWF UBQF $BSECPBSE TUSJQ

(MBTT QBOF 

 0OMZ XIFO DIBOHJOH UFSNJOBM HMBTT QBOFT


*OTUBMMBUJPO PG UIF IBOESBJM SFUVSO DVSWFT JODMVEJOH SPMMFS BTTFNCMJFT DG .' *G
OFDFTTBSZ UIF UFSNJOBM HMBTT QBOFT BSF UP CF BEKVTUFE UP UIF BEKBDFOU DFOUSBM HMBTT QBOF CZ
QVUUJOH DBSECPBSE DPNQFOTBUJPO TUSJQT VOEFS UIFN /P XFEHF GPSNBUJPO JO UIF HBQÝ
 1VTI QSFTTVSF QJFDFT CFUXFFO HMBTT QBOF BOE DMBNQJOH QJFDFT
 5JHIUFO UIF TFDVSJOH OVUT BU UIF DMBNQJOH QJFDFT XJUI B UJHIUFOJOH UPSRVF PG  /N
 3FNPWF UIF VQQFS DBSECPBSE TQBDFS BT PUIFSXJTF JU XPVME CF WJTJCMF
 *OTUBMMBUJPO PG UIF QBSUT EJTNBOUMFE BDDPSEJOH UP JUFN    JO SFWFSTF PSEFS
 5FTU SVO

'5  '4 


 NAFO Page 316 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH

%JTNBOUMJOH PG UIF CBMVTUSBEF


 %JTNBOUMF UIF PVUFS QBOFMMJOH .' 
 %JTNBOUMF UIF JOOFS CBMVTUSBEF QBOFMMJOH DG QBHFT UP GPMMPX 
 %JTNBOUMF UIF GSPOU TLJSUJOH .' 
 8JUIESBX UIF IBOESBJM GSPN UIF HVJEF
 -PPTFO BOE SFNPWF UIF TDSFXT PG UIF CBMVTUSBEF QSPGJMF
%JTNBOUMF UIF IBOESBJM SFUVSO DVSWFT .' 
 6OTDSFX UIF CBMVTUSBEF TVQQPSUT GSPN UIF VQQFS DIPSE
 "UUBDI B QBDLJOH MJTU UP BMM QBSUT EJTNBOUMFE BOE QBDL UIFN TP UIBU UIFZ DBOOPU CF EBNBHFE

)BOESBJM #BMVTUSBEF QSPGJMF

*OOFS CBMVTUSBEF QBOFMMJOH

#BMVTUSBEF TVQQPSU

4LJSUJOH

0VUFS QBOFMMJOH

4VQQPSUJOH TUSVDUVSF

'5 
 NAFO Page 317 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH

*OTUBMMBUJPO PG UIF CBMVTUSBEF


 .PVOU UIF CBMVTUSBEF TVQQPSUT PO UIF VQQFS DIPSE BOE GBTUFO XJUI B UJHIUFOJOH
UPSRVF PG  /N
 1VU PO BOE GJY UIF CBMVTUSBEF QSPGJMF CZ NFBOT PG UIF TDSFXT
.PVOU UIF IBOESBJM SFUVSO DVSWFT .' 
 1VMM UIF IBOESBJM PWFS UIF HVJEF
 .PVOU UIF GSPOU TLJSUJOH .' 
 .PVOU UIF JOOFS CBMVTUSBEF QBOFMMJOH DG QBHFT UP GPMMPX 
 .PVOU UIF PVUFS QBOFMMJOH .' 
 5FTU SVO

'5 
 NAFO Page 318 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH

%JTNBOUMJOH PG UIF JOOFS QBOFMMJOH


" HMBTT TVDUJPO EFWJDF JT UP CF VTFE GPS EJTNBOUMJOH UIF JOOFS CBMVTUSBEF QBOFMMJOH 1PTJUJPO UIF
TVDUJPO EFWJDF JO UIF DFOUFS PG UIF QBOFMT UP CF SFNPWFE
'PS MBSHF QBOFMT UXP TVDUJPO EFWJDFT BSF UP CF VTFE

1VMM UIF QBOFM UP UIF UPQ JO EJSFDUJPO PG UIF IBOESBJM BOE SFNPWF JU BU UIF CPUUPN GSPN UIF HVJEBODF
BTTFNCMZ UIFO EFQPTJU UIF QBOFM BOE UBLF JU PO UPQ PVU PG UIF HVJEBODF BTTFNCMZ

'5 
 NAFO Page 319 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF GBTUFOJOH
*G UIF CBMVTUSBEF FOE QBOFM  JO XBZ PG UIF VQQFS EFWJBUJPO TUBUJPO TIBMM CF SFNPWFE UIF USBOTJUJPO
QBOFM  JT UP CF SFNPWFE GJSTU
"T GBS BT UIF MPXFS EFWJBUJPO TUBUJPO JT DPODFSOFE GJSTU UIF MBTU QBOFM JT UP CF SFNPWFE GSPN UIF
DFOUSBM QBSU  BOE TVCTFRVFOUMZ UIF USBOTJUJPO QBOFM CFGPSF EJTNBOUMJOH UIF FOE QBOFM  
5IF FOE QBOFM JT UIFO UP CF XJUIESBXO BQQSPY  NN GSPN UIF SFUVSO BOE DBO UIFO CF EJTNBOUMFE
BT EFTDSJCFE CFGPSF








*OTUBMMBUJPO PG UIF JOOFS QBOFMMJOH


*O SFWFSTF PSEFS

'5 
 NAFO Page 320 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF MJHIUJOH
5VCF SFQMBDFNFOU
$MPTF PGG UIF BDDFTTFT UP UIF TZTUFN
5VSO PGG UIF NBJOT TXJUDI BOE QSPUFDU JU TP UIBU JU DBOOPU CF UVSOFE PO BHBJO

3FNPWBM
3FNPWF UIF .BDSPMPO DPWFSJOH CZ QSFTTJOH JU UPHFUIFS GSPN UIF MJHIUJOH DIBOOFM UPHFUIFS 4UBSU JO
XBZ PG UIF KPJOU BOE SFMFBTF UIF DPWFSJOH DBVUJPVTMZ XJUIPVU FYDFTTJWF CFOEJOH GSPN JUT FOHBHFE
QPTJUJPO
%JTFOHBHF UIF DPME DBUIPEF UVCF PS GMVPSFTDFOU MBNQ GSPN UIF DMBNQJOH IPMEFST BOE XJUIESBX VOUJM
UIF TDSFXPO  QMVHPO MBNQIPMEFST DBO CF MPPTFOFE
-PPTFO BOE SFNPWF UIF TDSFXPO  QMVHPO MBNQIPMEFST
%JTFOHBHF UIF DMBNQJOH IPPLT VTJOH B TDSFXESJWFS SFNPWF UIF EBNBHFE DMBNQJOH IPMEFS *OTFSU B
OFX DMBNQJOH IPMEFS BOE IBWF JU FOHBHFE JO UIF MJHIUJOH DIBOOFM 'JU UIF DMBNQJOH IPMEFS BMXBZT JO
XBZ PG UIF MBNQIPMEFST

*OTUBMMBUJPO
4DSFX  QMVH PO UIF DBCMF XJUI UIF TDSFXPO  QMVHPO MBNQIPMEFS UP UIF OFX UVCF
)BWF CPUI FOET PG UIF DPME DBUIPEF UVCF PS GMVPSFTDFOU MBNQ FOHBHFE TJNVMUBOFPVTMZ JO UIF
DMBNQJOH IPMEFS CZ QSFTTJOH PO UIFN XJUI UIF UIVNC
'VODUJPOBM DIFDL CZ TXJUDIJOH PO UIF MJHIUJOH
*OTFSU UIF .BDSPMPO DPWFSJOH

-BNQ CBMMBTU
4DSFXPO MBNQIPMEFS &7(

$MBNQJOH IPMEFS #SBDLFU

'MVPSFTDFOU MBNQ .BDSPMPO


DPWFSJOH

'5  '5  '4 


 NAFO Page 321 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF MJHIUJOH
5VCF SFQMBDFNFOU
$MPTF PGG UIF BDDFTTFT UP UIF TZTUFN
5VSO PGG UIF NBJOT TXJUDI BOE QSPUFDU JU TP UIBU JU DBOOPU CF UVSOFE PO BHBJO

3FNPWBM
8JUIESBX UIF IBOESBJM
-PPTFO UIF MPDL PG UIF IBOESBJM HVJEF SBJM BOE UIFO UVSO UIF MPDL CZ 
%JTFOHBHF UIF DPME DBUIPEF UVCF GSPN UIF DMBNQJOH IPMEFST BOE XJUIESBX VOUJM UIF TDSFXPO
MBNQIPMEFST DBO CF MPPTFOFE
-PPTFO UIF TDSFXPO MBNQIPMEFST BOE MFU UIFN IBOH EPXO BU UIF DBCMF SFNPWF UIF DPME DBUIPEF
UVCF
3FQMBDF BOZ EBNBHFE DMBNQJOH IPMEFS 3FNPWF UIF BMVNJOJVN QJFDF CFUXFFO UIF DMBNQJOH IPPLT
BOE UBLF PVU UIF EBNBHFE DMBNQJOH IPMEFS *OTFSU UIF OFX DMBNQJOH IPMEFS BOE IBWF JU FOHBHFE JO
UIF MJHIUJOH DIBOOFM *OTFSU UIF BMVNJOJVN QJFDF JO BEEJUJPO 'JU UIF DMBNQJOH IPMEFS BMXBZT JO XBZ PG
UIF MBNQIPMEFST

-BNQ CBMMBTU

$MBNQJOH IPMEFS

'5  '4 


 NAFO Page 322 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

#BMVTUSBEF MJHIUJOH
*OTUBMMBUJPO
4DSFX UIF DBCMF XJUI UIF TDSFXPO MBNQIPMEFS UP UIF SFQMBDFNFOU MBNQ
)BWF CPUI FOET PG UIF DPME DBUIPEF UVCF FOHBHFE JO UIF DMBNQJOH IPMEFST CZ QSFTTJOH PO UIFN XJUI
UIF UIVNC
'VODUJPOBM DIFDL CZ TXJUDIJOH PO UIF MJHIUJOH
1MBDF UIF IBOESBJM HVJEF SBJM PO UIF .BDSPMPO QSPGJMF BOE TDSFX EPXO
"MM SBJM KPJOUT IPMFT XIFSF DMBNQJOH IPMEFST BSF MPDBUFE BOE UIF PQFOJOH CFMPX UIF SPMMFS QSPGJMF BSF
UP CF TFBMFE VTJOH TJMJDPOF
*OTUBMM UIF IBOESBJM

"MVNJOJVN QJFDF

$MBNQJOH
IPMEFS

4DSFXPO MBNQ IPMEFS -PDL

$PME DBUIPEF UVCF

.BDSPMPO QSPGJMF

'5  '4 


 NAFO Page 323 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


%JTNBOUMJOH PG UIF TLJSUJOH QSPGJMF TUBJOMFTT TUFFM  BMVNJOJVN
$MPTF PGG UIF BDDFTTFT UP UIF TZTUFN .' 
5VSO PGG UIF NBJOT TXJUDI BOE QSPUFDU JU TP UIBU JU DBOOPU CF UVSOFE PO BHBJO
 %JTNBOUMF UIF GSPOU TLJSUJOH .' QBZJOH BUUFOUJPO UP UIF DBCMFT PG UIF PQFSBUJOH
FMFNFOUT JG BOZ 
 %JTNBOUMF UIF JOOFS DPWFS TUSJQ  FOE QJFDF .' QBZJOH BUUFOUJPO UP UIF DBCMF PG TJHOBM
MJHIUT PS PQFSBUJOH FMFNFOUT JG BOZ 
 3FNPWF UIF IBOESBJM GSPN UIF HVJEF SBJM
 %JTNBOUMF UIF MJHIUJOH TFQBSBUF UIF FMFDUSJD FRVJQNFOU .' 
 %JTNBOUMF UIF IBOESBJM SFUVSO DVSWF 
UP UIJT FGGFDU SFNPWF UIF TDSFX DPOOFDUJPO CFUXFFO UIF HMBTT TVQQPSUJOH TUSJQ BOE UIF
DPOOFDUJPO QJFDF 3FNPWF UIF TDSFX GJUUJOH PG UIF IBOESBJM SFUVSO DVSWF GSPN UIF TLJSUJOH QSPGJMF
3FNPWF UIF CVUU KPJOU UP UIF BEKBDFOU IBOESBJM HVJEF
5BLF PGG UIF IBOESBJM HVJEF
 1SPWJEJOH XPPE BT B CBTF MPPTFO UIF TLJSUJOH QSPGJMF XJUI MJHIU CMPXT GSPN UIF UFSNJOBM HMBTT
QBOF


$POUSPM QBOFM 'SPOU TLJSUJOH


)BOESBJM

)BOESBJM HVJEF

0QFSBUJOH FMFNFOUT
#BMVTUSBEFO
*OOFS DPWFS TUSJQ QSPGJMF
#BMVTUSBEF
MJHIUJOH

'5  '5  '4 


 NAFO Page 324 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


(MBTT TVQQPSUJOH TUSJQ $POOFDUJPO FMFNFOU

)BNNFS TDSFX .Y


5JHIUFOJOH UPSRVF  /N

*OTUBMMBUJPO PG UIF TLJSUJOH QSPGJMF TUBJOMFTT TUFFM  BMVNJOJVN


 'JY UIF DPOOFDUJPO FMFNFOU UP UIF HMBTT TVQQPSUJOH TUSJQ
 4UBSU GSPN CFMPX MJGU UIF SFUVSO DVSWF PO UP UIF CBMVTUSBEF BOE NPVOU JU VTJOH UIF TQFDJBM UPPM
/P  BOE B IBNNFS 4UBSUJOH GSPN IBMG PG UIF DVSWF MJGU UIF SFNBJOJOH QBSU PG UIF
HVJEF SBJM PO UP UIF CBMVTUSBEF BOE ESJWF CZ NFBOT PG B SVCCFS IBNNFS PO UP UIF CBMVTUSBEF JO
UIF BSFB XJUIPVU SPMMFST
 *OTFSU UIF DPOOFDUJPO CSBDLFUT UP UIF BEKBDFOU HVJEF SBJM VTJOH OFX TDSFXT
 4DSFX UIF DPOOFDUJPO FMFNFOU UP UIF HMBTT TVQQPSUJOH TUSJQ
 3FJOTUBMM UIF MJHIUJOH DPOOFDU UIF FMFDUSJD FRVJQNFOU JG BOZ 
 *OTUBMM UIF IBOESBJM PO UIF HVJEF
 *OTFSU UIF JOOFS DPWFS TUSJQ JODMVEJOH DPOUSPM QBOFM JG BOZ 
 .PVOU UIF GSPOU TLJSUJOH
 5FTU SVO JO CPUI EJSFDUJPOT

'5  '5  '4 


 NAFO Page 325 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


%JTNBOUMJOH PG IBOESBJM SFUVSO DVSWF
 3FNPWF UIF GSPOU TLJSUJOH .' QBZJOH BUUFOUJPO UP DBCMFT PG PQFSBUJOH FMFNFOUT
JG BOZ 
 %JTNBOUMF UIF JOOFS DPWFS TUSJQ  FOE QJFDF .' QBZJOH BUUFOUJPO UP DBCMFT PG TJHOBM
MJHIUT PS PQFSBUJOH FMFNFOUT JG BOZ 
 3FNPWF UIF IBOESBJM GSPN UIF IBOESBJM HVJEF
 %JTNBOUMF UIF IBOESBJM HJEF 
UP UIJT FGGFDU SFNPWF UIF TDSFX DPOOFDUJPO CFUXFFO UIF HMBTT TVQQPSUJOH TUSJQ BOE UIF
DPOOFDUJPO QJFDF 3FNPWF UIF CVUU KPJOU UP UIF BEKBDFOU IBOESBJM HVJEF
1SPWJEJOH XPPE BT B CBTF MPPTFO UIF IBOESBJM HVJEF XJUI MJHIU CMPXT GSPN UIF UFSNJOBM HMBTT
QBOF
 *G OFDFTTBSZ EJTNBOUMF UIF SPMMFS BTTFNCMZ GSPN UIF SFUVSO DVSWF


$POUSPM QBOFM

)BOESBJM
'SPOU TLJSUJOH

)BOESBJM HVJEF

0QFSBUJOH FMFNFOUT
*OOFS DPWFS TUSJQ
3PMMFS DVSWF

'5  '4 


 NAFO Page 326 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


(MBTT TVQQPSUJOH TUSJQ $POOFDUJPO FMFNFOU

)BNNFS TDSFX .Y


5JHIUFOJOH UPSRVF   /N

*OTUBMMBUJPO PG UIF IBOESBJM SFUVSO DVSWF


 'JY UIF SFUVSO DVSWF XJUI UIF DPOOFDUJPO FMFNFOU UP UIF HMBTT TVQQPSUJOH TUSJQ
 4UBSU GSPN CFMPX MJGU UIF DVSWF PO UP UIF CBMVTUSBEF BOE PQFO VQ VTJOH UIF TQFDJBM UPPM
/P  BOE B IBNNFS 'SPN IBMG PG UIF DVSWF MJGU UIF SFNBJOJOH QBSU PG UIF HVJEF SBJM
PO UP UIF CBMVTUSBEF BOE VTJOH B SVCCFS IBNNFS ESJWF JU PO UP UIF CBMVTUSBEF JO UIF BSFB
XJUIPVU SPMMFS BTTFNCMZ
 *OTFSU UIF DPOOFDUJPO CSBDLFUT UP UIF BEKBDFOU HVJEF SBJM XJUI OFX TDSFXT
 .BLF TVSF UIBU UIF SPMMFST EP OPU IBWF BOZ QMBZ *G OFDFTTBSZ MPPTFO UIF GBTUFOJOH OVU PO UPQ
BOE UJHIUFO UIF SPMMFS BTTFNCMZ 3FUJHIUFO UIF OVU 8IFO JOTUBMMJOH UIF SPMMFS BTTFNCMZ BOEPS
UJHIUFOJOH UIF OVU NBLF TVSF UIBU UIF JOTUBMMBUJPO QPTJUJPO PG UIF UFOTJPOJOH EJTLT JT DPSSFDU
 3FJOTUBMM UIF MJHIUJOH DPOOFDU UIF FMFDUSJD FRVJQNFOU JG BOZ 
 *OTUBMM UIF IBOESBJM PO UIF HVJEF
 *OTFSU UIF JOOFS DPWFS TUSJQ XJUI DPOUSPM QBOFM JG BOZ 
 .PVOU UIF GSPOU TLJSUJOH
 5FTU SVO JO CPUI EJSFDUJPOT

'5  '4 


 NAFO Page 327 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


%JTNBOUMJOH PG UIF TLJSUJOH QSPGJMF
 %JTNBOUMF UIF GSPOU TLJSUJOH .' QBZJOH BUUFOUJPO UP DBCMFT PG PQFSBUJOH FMFNFOUT
JG BOZ 
 %JTNBOUMF UIF JOOFS DPWFS TUSJQ  FOE QJFDF .' QBZJOH BUUFOUJPO UP DBCMFT PG TJHOBM
MJHIUT BOE PQFSBUJOH FMFNFOUT JG BOZ 
 3FNPWF UIF IBOESBJM GSPN UIF HVJEF
 %JTNBOUMF UIF IBOESBJM SFUVSO DVSWF 
5P UIJT FGGFDU SFNPWF UIF GBTUFOJOH TDSFXT PG UIF SPMMFS BTTFNCMZ BOE UBLF PGG UIF SPMMFS
BTTFNCMZ
4VCTFRVFOUMZ EJTNBOUMF UIF TVQQPSUJOH QSPGJMF GPS UIF SPMMFS BTTFNCMZ
3FMFBTF UIF MPDL CFUXFFO IBOESBJM SFUVSO DVSWF BOE 1$ QSPGJMF UIJT SFRVJSFT CVU B GFX
SFWPMVUJPOT PG UIF "MMBO TDSFX 
3FNPWF UIF CVUU KPJOU CFUXFFO UIF SFUVSO DVSWF BOE UIF USBOTJUJPO
3FNPWF UIF TDSFX DPOOFDUJPO CFUXFFO HMBTT TVQQPSUJOH TUSJQ BOE DPOOFDUJPO QJFDF
5BLF PGG UIF IBOESBJM SFUVSO DVSWF
 %JTNBOUMF UIF DPME DBUIPEF UVCF GSPN UIF SFUVSO DVSWF .' 
 1SPWJEJOH XPPE BT B CBTF MPPTFO UIF TLJSUJOH QSPGJMF 1$ XJUI MJHIU CMPXT GSPN UIF CBMVTUSBEF

$POUSPM QBOFM
)BOESBJM

'SPOU TLJSUJOH

4VQQPSUJOH
QSPGJMF
-PDL )BOESBJM HVJEF

#BMVTUSBEF
MJHIUJOH
4LJSUJOH QSPGJMF
0QFSBUJOH FMFNFOUT
*OOFS DPWFS TUSJQ
3PMMFS DVSWF

'5  '4 


 NAFO Page 328 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


$POOFDUJPO FMFNFOU

*OTUBMMBUJPO PG UIF IBOESBJM SFUVSO DVSWF


 1VU UIF TLJSUJOH QSPGJMF PO UIF HMBTT CBMVTUSBEF
 3FJOTUBMM UIF MJHIUJOH .' 
 'JY UIF IBOESBJM SFUVSO DVSWF XJUI UIF DPOOFDUJPO QJFDF UP UIF HMBTT TVQQPSUJOH TUSJQ
*OTFSU UIF CVUU KPJOU CFUXFFO SFUVSO DVSWF BOE USBOTJUJPO
3FUJHIUFO UIF MPDL PG UIF IBOESBJM SFUVSO DVSWF *OTFSU UIF TVQQPSUJOH QSPGJMF JO UIF SFUVSO DVSWF
4DSFX UIF SPMMFS BTTFNCMZ XJUIPVU BOZ QMBZ UP UIF TVQQPSUJOH QSPGJMF
 5JHIUFO UIF DPOOFDUJPO FMFNFOU BU UIF HMBTT TVQQPSUJOH TUSJQ
 .PVOU UIF IBOESBJM PO UIF HVJEF
 *OTFSU UIF JOOFS DPWFS TUSJQ JODMVEJOH DPOUSPM QBOFM JG BOZ 
 .PVOU UIF GSPOU TLJSUJOH
 5FTU SVO JO CPUI EJSFDUJPOT

'5  '4 


 NAFO Page 329 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

)BOESBJM SFUVSO DVSWF


%JTNBOUMJOH PG IBOESBJM SFUVSO DVSWF
 %JTNBOUMF UIF UFSNJOBM QMBUF PG UIF JOOFS CBMVTUSBEF DPWFSJOH .' QBZJOH BUUFOUJPO UP
DBCMFT PG PQFSBUJOH FMFNFOUT JG BOZ 
 3FNPWF UIF IBOESBJM GSPN UIF IBOESBJM HVJEF
 -PPTFO BOE SFNPWF UIF TDSFXT PG UIF IBOESBJM HVJEF BOE UBLF PGG IF IBOESBJM HVJEF
*OTUBMMBUJPO JO SFWFSTF PSEFS

'5 
 NAFO Page 330 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

4LJSUJOH MJHIUJOH
5VCF SFQMBDFNFOU
$MPTF PGG UIF BDDFTTFT UP UIF TZTUFN
5VSO PGG UIF NBJOT TXJUDI BOE QSPUFDU JU TP UIBU JU DBOOPU CF UVSOFE PO BHBJO

3FNPWBM
3FNPWF UIF .BDSPMPO DPWFSJOH GSPN UIF MJHIUJOH DIBOOFM 4UBSU JO XBZ PG UIF KPJOU BOE MPPTFO
DBVUJPVTMZ XJUIPVU FYDFTTJWF CFOEJOH GSPN JUT FOHBHFE QPTJUJPO
%JTFOHBHF UIF DPME DBUIPEF UVCF PS GMVPSFTDFOU MBNQ GSPN UIF DMBNQJOH IPMEFST BOE XJUIESBX VOUJM
UIF TDSFXPO  QMVHPO MBNQIPMEFST DBO CF MPPTFOFE
3FNPWF UIF TDSFXPO  QMVHPO MBNQIPMEFST BOE UBLF PVU UIF UVCF
3FQMBDF BOZ EBNBHFE DMBNQJOH IPMEFS %JTFOHBHF UIF DMBNQJOH IPPL VTJOH B TDSFXESJWFS BOE
SFNPWF UIF EBNBHFE DMBNQJOH IPMEFS *OTFSU UIF OFX DMBNQJOH IPMEFS BOE IBWF JU FOHBHFE JO UIF
MJHIUJOH DIBOOFM 'JU UIF DMBNQJOH IPMEFS BMXBZT JO XBZ PG UIF UVCF TPDLFUT

*OTUBMMBUJPO
4DSFX  QMVH UIF DBCMF XJUI UIF TDSFXPO  QMVHPO MBNQIPMEFS UP UIF OFX UVCF
)BWF CPUI FOET PG UIF DPME DBUIPEF UVCF PS GMVPSFTDFOU MBNQ FOHBHFE JO UIF DMBNQJOH IPMEFS CZ
QSFTTJOH PO UIFN XJUI UIF UIVNC
'VODUJPOBM DIFDL CZ TXJUDIJOH PO UIF MJHIUJOH
*OTFSU UIF .BDSPMPO DPWFSJOH 4IPVME UIF FYJTUJOH .BDSPMPO DPWFSJOH CF EBNBHFE SFQMBDF JU CZ B
OFX POF

4DSFXPO MBNQIPMEFS -BNQ CBMMBTU


$MBNQJOH IPMEFS

'MVPSFTDFOU MBNQ

.BDSPMPO DPWFSJOH

$BCMF

#SBDLFU

'5      '5    '4     
 NAFO Page 331 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

*OUFSJPS %FDLJOH
*OUFSJPS EFDLJOH

1PMZFUIZMFO TUSJQ  Y 
*OUFSJPS TLJSU EFDLJOH QSPGJMF CMBDL
*OUFSJPS EFDLJOH QSPGJMF

3BJTFE DPVOUFSTVOL
IFBE TDSFX
%*/   . Y 

*OUFSJPS EFDLJOH XJUI TLJSU MJHIUJOH BOE EPVCMFSPX CSVTI CFMUT

1PMZFUIZMFO TUSJQ  Y 
*OUFSJPS TLJSU EFDLJOH QSPGJMF CMBDL
*OUFSJPS EFDLJOH QSPGJMF

3BJTFE DPVOUFSTVOL
IFBE TDSFX
%*/   . Y 
-JHIUJOH DIBOOFM XJUI
.BDSPMPO DPWFSJOH
$PVOUFSTVOL TDSFX
%*/   . Y 

%PVCMFSPX
CSVTI CFMUT

3BJTFE DPVOUFSTVOL
IFBE TDSFX
%*/   . Y 
'PS UIF GBTUFOJOH UP UIF GSPOU TLJSU SFGFS UP .' *O PSEFS UP BDIJFWF TDSFXJOH UP UIF GSPOU TLJSU
UIF IBOESBJM JOMFU GMBQT BSF UP CF PQFOFE BOE UIF QMVHJO QBSUT UP CF SFNPWFE

'5      '5  '4     
 NAFO Page 332 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

&YUFSJPS EFDLJOH
.JEEMF QJFDF
&YBNQMF FTDBMBUPS DSPTT TFDUJPO 7FMJOP '5 

4LJSUJOH MJHIUJOH
)BOESBJM
#BMVTUSBEF MJHIUJOH

#BMVTUSBEF

4LJSUJOH DPWFSJOH QSPGJMFT


4LJSUJOH
0VUFS DPWFSJOH

%JTNBOUMJOH
 8JUIESBX UIF IBOESBJM BOE EJTNBOUMF UIF CBMVTUSBEF JO XBZ PG UIF
FYUFSJPS EFDLJOH UP CF SFNPWFE .' 
 %JTNBOUMF UIF TLJSUJOH CSVTI QSPGJMF JG BOZ .' 
 %JTNBOUMF UIF TLJSUJOH DG BMTP .' SFMFBTF UIF OVUT BOE
UVSO UIF TVQQPSUT BTJEF 8JUIESBX UIF TLJSUJOH GSPN UPQ

'5      '5  '4     
 NAFO Page 333 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

&YUFSJPS EFDLJOH

4LJSUJOH QSPGJMF
 6TJOH B GMBU JSPO PS MPOH TDSFXESJWFS QVTI UIF CVUU KPJOU TQSJOHT PG
UIF FYUFSJPS EFDLJOH GSPN JOTJEF BTJEF POMZ BU UIF KPJOU PG UIF
EFDLJOH 
 5IF TLJSUJOH QSPGJMF JT UP CF TFDVSFE CZ NFBOT PG BEIFTJWF UBQF
BQQMJFE UP UIF EFDLJOH TP BT UP QSFWFOU JU GBMMJOH EPXO 5IJT
BQQMJFT UP UIF PVUFS DPWFSJOH BT XFMM
 1VMM UIF EFDLJOH UPXBSET UIF CBMVTUSBEF TLJSUJOH BOE UBLF PGG GSPN
UPQ

#VUU KPJOU TQSJOH

*OTUBMMBUJPO
 'JU UIF CVUU KPJOU TQSJOHT UP UIF OFX FYUFSJPS EFDLJOH
 3FVTF UIF PME TLJSUJOH QSPGJMF BOE TFDVSF JU UP UIF OFX FYUFSJPS EFDLJOH VTJOH BEIFTJWF UBQF
 'JU BOE DMFBO UIF FYUFSJPS EFDLJOH
 #SJOH UIF CVUU KPJOU TQSJOHT JOUP UIFJS JOJUJBM QPTJUJPO DFOUFSFE UP UIF KPJOU PG UXP EFDLJOHT 
 3FJOTUBMM UIF TLJSUJOH .' 
 3FJOTUBMM UIF TLJSUJOH CSVTI QSPGJMF JG BOZ .' 
 .PVOU UIF CBMVTUSBEF .' 

'5      '5  '4     
 NAFO Page 334 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

&YUFSJPS EFDLJOH
5BJM FOE
3FNPWBM
 %JTNBOUMF UIF GSPOU TLJSUJOH .' 
 3FNPWF UIF JOUFSJPS EFDLJOH .' JG BOZ DPNQMFUFMZ XJUI
UIF TLJSUJOH MJHIUJOH .'  4LJSUJOH TVQQPSU
 %JTNBOUMF UIF TLJSUJOH CSVTI QSPGJMF JG BOZ .' 
 %JTNBOUMF UIF TLJSUJOH DG BMTP .' SFMFBTF UIF OVUT BOE
UVSO UIF TVQQPSUT BTJEF 8JUIESBX UIF TLJSUJOH VQXBSET
 6TJOH QMJFST PS B CFOU GMBU JSPO SFNPWF UIF QSFTTVSF TQSJOH PG UIF
FYUFSJPS EFDLJOH GSPN UIF GSPOU
 6TJOH B GMBU JSPO PS MPOH TDSFXESJWFS QVTI UIF CVUU KPJOU TQSJOHT PG
UIF FYUFSJPS EFDLJOH GSPN JOTJEF BTJEF POMZ BU UIF KPJOU PG UIF
EFDLJOHT 

4LJSUJOH QSPGJMF
 %JTNBOUMF UIF CBMVTUSBEF BT GBS BT OFDFTTBSZ .' 
 5IF TLJSUJOH QSPGJMF JT UP CF TFDVSFE CZ NFBOT PG BEIFTJWF UBQF UP
QSFWFOU JU GBMMJOH EPXO
 1VMM UIF EFDLJOH UPXBSET UIF CBMVTUSBEF TLJSUJOH BOE UBLF PGG GSPN
UPQ

#VUU KPJOU TQSJOH

'5      '5  '4     
 NAFO Page 335 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

&YUFSJPS EFDLJOH
*OTUBMMBUJPO
 'JU UIF CVUU KPJOU TQSJOHT UP UIF OFX EFDLJOH
 3FVTF UIF PME TLJSUJOH QSPGJMF BOE TFDVSF JU UP UIF OFX FYUFSJPS EFDLJOH VTJOH BEIFTJWF UBQF
 'JU BOE DMFBO UIF FYUFSJPS EFDLJOH
 #SJOH UIF CVUU KPJOU TQSJOHT JOUP UIFJS JOJUJBM QPTJUJPO DFOUFSFE UP UIF KPJOU PG UXP EFDLJOHT 
 3FJOTFSU UIF QSFTTVSF TQSJOH BU UIF FOE
 'JU UIF CBMVTUSBEF .' 
 'JU UIF TLJSUJOH .' 
 *OTUBMM UIF JOUFSJPS EFDLJOH JODMVEJOH MJHIUJOH DIBOOFM JG BOZ .' 
 .PVOU UIF TLJSUJOH CSVTI QSPGJMF JG BOZ .' 
 'JU UIF GSPOU TLJSUJOH .' 

'5      '5  '4     
 NAFO Page 336 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

5SBGGJD MJHIUT
3FQMBDFNFOU
 $MPTF PGG UIF BDDFTTFT UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS .' 
 5VSO PGG BOE QSPUFDU UIF NBJOT TXJUDI TP UIBU JU DBOOPU CF UVSOFE PO BHBJO
 3FNPWF UIF QMVHJO QBSUT PG UIF GSPOU TLJSUJOH .' 
 -PPTFO UIF TDSFX GJUUJOH PG UIF JOUFSJPS EFDLJOH .' 
 -PPTFO UIF SBJTFE DPVOUFSTVOL IFBE TDSFXT PG UIF JOUFSJPS EFDLJOH FOE QJFDF XJUI TJHOBM MJHIU 
 3FNPWF UIF JOUFSJPS EFDLJOH TFQBSBUF UIF DBCMF DPOOFDUJPO UP UIF EFGFDUJWF USBGGJD MJHIUT
 -PPTFO UIF TDSFX GJUUJOH PG UIF USBGGJD MJHIUT IPVTJOH BOE SFNPWF UIF IPVTJOH
 5IF JOTUBMMBUJPO JT UP CF NBEF JO SFWFSTF PSEFS

'5      '5  '4     
 NAFO Page 337 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

5SBGGJD MJHIUT
3FQMBDFNFOU
 $MPTF PGG UIF BDDFTTFT UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS .' 
 5VSO PGG BOE QSPUFDU UIF NBJOT TXJUDI TP UIBU JU DBOOPU CF UVSOFE PO BHBJO
 3FNPWF UIF JOOFS CBMVTUSBEF TIFBUIJOH .' 
 4FQBSBUF UIF DBCMF DPOOFDUJPO UP UIF EFGFDUJWF USBGGJD MJHIUT
 -PPTFO UIF TDSFX GJUUJOH PG UIF USBGGJD MJHIUT IPVTJOH BOE SFNPWF UIF IPVTJOH
 5IF JOTUBMMBUJPO JT UP CF NBEF JO SFWFSTF PSEFS

'5 
 NAFO Page 338 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

4UBSUVQ BOE TBGFUZ JOGPSNBUJPO GPS FMFDUSJD NPUPST


 (FOFSBM /PUFT
3JTL EVF UP MJWF BOE SPUBUJOH QBSUT BOE QPTTJCMZ IPU TVSGBDF PG UIF NPUPSÝ &SFDUJPO TUBSUVQ
NBJOUFOBODF BOE SFQBJS TIPVME POMZ CF DBSSJFE PVU CZ RVBMJGJFE QFSTPOOFM XJUI TVJUBCMF USBJOJOH BOE
FYQFSJFODF 5IF FSFDUJPO BOE BDDJEFOU QSFWFOUJPO SFHVMBUJPOT WBMJE JO FBDI DBTF TIPVME CF
PCTFSWFE
&MFDUSJD NPUPST XJUIJO UIF NFBOJOH PG .BDIJOF %JSFDUJWF &&$ BSF DPNQPOFOUT XIJDI BSF
EFTJHOFE UP CF GJUUFE JOUP B QJFDF PG NBDIJOFSZ *U JT GPSCJEEFO UP TUBSU UIFN VQ VOUJM JU JT FTUBCMJTIFE
UIBU UIF FOE QSPEVDU DPNQMJFT XJUI UIF QSPWJTJPOT PG UIJT EJSFDUJWF TFF &/  

 6TF JO BDDPSEBODF XJUI UIF *OTUSVDUJPOT


5IF NPUPST DPNQMZ XJUI UIF TUBOEBSET PG TFSJFT &/  BOE BSF EFTJHOFE GPS VTF JO JOEVTUSJBM
JOTUBMMBUJPOT *ODSFBTFE SFRVJSFNFOUT GPS QSPUFDUJPO GPS FYBNQMF GPS VTF JO OPOJOEVTUSJBM VOJUT
TIPVME CF HVBSBOUFFE JO UIF JOTUBMMBUJPO EVSJOH FSFDUJPO 6TF JO B IB[BSEPVT BSFB JT POMZ BMMPXFE JG
UIF NPUPS JT FYQSFTTMZ JOUFOEFE GPS UIJT QVSQPTF PCTFSWF OBNFQMBUF  1FSNJUUFE BNCJFOU
UFNQFSBUVSFT PG  $ UP  $ XJUI JOTUBMMBUJPO IFJHIUT   TFB MFWFM .PUPST NBZ POMZ CF
VTFE BDDPSEJOH UP UIF TQFDJGJDBUJPOT PO UIF SBUJOH QMBUF

 5SBOTQPSUBUJPO 4UPSBHF
'PMMPXJOH SFDFJQU BOZ EBNBHF JO USBOTJU XIJDI JT EFUFDUFE TIPVME CBTJDBMMZ CF SFDPSEFE JO XSJUJOH
BOE OPUJGJFE UP UIF IBVMBHF DPNQBOZ BU PODF &ZFCPMUT BSF POMZ EFTJHOFE GPS UIF UBSF XFJHIU PG UIF
NPUPS 6TF TVJUBCMF BEFRVBUFMZ EJNFOTJPOFE IBOEMJOH NFBOT UP MJGU UIF DPNQMFUFMZ BTTFNCMFE ESJWF
VOJU 3FNPWF USBOTQPSU TBGFUZEFWJDFT JG UIFSF BSF BOZ CFGPSF TUBSUVQ 5IF TUPSBHF TJUF TIPVME
XIFSF QPTTJCMF CF ESZ DMFBO DPOTUBOU JO UFNQFSBUVSF BOE GSFF GSPN WJCSBUJPO EBNBHF XIJMTU JEMF JO
TUPSF  *O UIF FWFOU PG B NPSF QSPMPOHFE QFSJPE PG TUPSBHF UIF VTFGVM MJGF PG UIF HSFBTF PG UIF
CFBSJOHT JT SFEVDFE 1SJPS UP TUBSUVQ GPMMPXJOH B NPSF QSPMPOHFE QFSJPE PG TUPSBHF UIF JOTVMBUJPO
SFTJTUBODF PG UIF XJOEJOH TIPVME CF NFBTVSFE *O UIF FWFOU PG WBMVFT PG  ,W QFS WPMU SBUFE
WPMUBHF ESZ UIF XJOEJOH

 &SFDUJPO
8JUI DPOWFOUJPOBM NPUPST BMM GBTUFOJOH CBTFT TIPVME CF MBJE GMBU XIFSF BQQMJDBCMF UIJO TIFFUT
TIPVME CF QMBDFE VOEFSOFBUI UP QSPWJEF CBMBODF *O UIF DBTF PG GMBOHFNPVOUFE NPUPST PCTFSWF UIF
SVOPVU PG UIF NBUJOH GMBOHF *O UIF DBTF PG EJSFDU DPVQMJOH PQFSBUJPO BMJHO UIF TIBGUT BYJBMMZ BOE
SBEJBMMZ BHBJOTU FBDI PUIFS $PPMJOH BJS NVTU CF BCMF UP GMPX JO BOE PVU VOIJOEFSFE 0VUHPJOH BJS
FWFO PG BEKBDFOU VOJUT TIPVME OPU JNNFEJBUFMZ CF UBLFO CBDL JO 'PS NPEFMT XJUI B TIBGU FOE
EPXOXBSET BO PWFSIFBE DPWFS JT SFDPNNFOEFE 8JUI TIBGU FOET VQXBSET B DPWFSJOH TIPVME CF
QSPWJEFE PO UIF JOTUBMMBUJPO UP QSFWFOU GPSFJHO CPEJFT GSPN GBMMJOH JOUP UIF WFOUJMBUPS

'5      '5    '4     
 NAFO Page 339 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

4UBSUVQ BOE TBGFUZ JOGPSNBUJPO GPS FMFDUSJD NPUPST


 &MFDUSJDBM $POOFDUJPO
$BSSZ PVU BMM XPSL POMZ XIFO UIF NPUPS JT JEMF EJTDPOOFDUFE BOE TFDVSFE BHBJOTU BVUPNBUJD
SFTUBSUJOH *O UIJT JOTUBODF XBUDI GPS BOZ BEEJUJPOBM PS BVYJMJBSZ DJSDVJUT XIJDI NBZ CF QSFTFOU JO
QBSUJDVMBS BOUJDPOEFOTBUJPO IFBUFST .BJOT WPMUBHF BOE GSFRVFODZ NVTU BHSFF XJUI UIF EBUB PO UIF
OBNF QMBUF 5PMFSBODFT PG  WPMUBHF EFWJBUJPO BOE PS  GSFRVFODZ EFWJBUJPO BSF BMMPXFE
&/  BOE FGGFDU XBSNJOHVQ BOE FMFDUSPNBHOFUJD DPNQBUJCJMJUZ XIFSF UIF MJNJU WBMVFT BSF
USBOTHSFTTFE 5IF DPOOFDUJPO NVTU CF TFDVSF DPSSFTQPOEJOH XJUI UIF DJSDVJU EJBHSBN TJUVBUFE PO
UIF NPUPS 6OXBOUFE DBCMF MFBEJOT BOE UIF UFSNJOBM CPYFT UIFNTFMWFT NVTU CF TFBMFE TP BT UP CF
EVTUQSPPG BOE XBUFS UJHIU .BLF B TBGF QSPUFDUJWF DPOEVDUPS DPOOFDUJPOÝ

 4UBSUVQ
5VSO SPUPST CZ IBOE BOE JO TP EPJOH XBUDI GPS BOZ VOVTVBM GSJDUJPO TPVOET $IFDL EJSFDUJPO PG
SPUBUJPO JO BO VODPVQMFE TUBUF 0OMZ GJU BOE SFNPWF ESJWFO DPNQPOFOU XJUI TVJUBCMF EFWJDFT  BOE
BT SFRVJSFE DPWFS XJUI QSPUFDUJPO BHBJOTU BDDJEFOUBM DPOUBDU "EKVTU DPVQMJOH QMBZ BOE CFMU WPMUBHF
BDDPSEJOH UP UIF TQFDJGJDBUJPOT PG UIF NBOVGBDUVSFS 8IFO JOTUBMMJOH UIF ESJWFO DPNQPOFOU PCTFSWF
BQQSPQSJBUF UZQF PG DPVOUFSCBMBODJOH 5IF SPUPST PG UIF NPUPST BSF EZOBNJDBMMZ DPVOUFSCBMBODFE BT
TUBOEBSE XJUI BO JOTFSUFE XIPMF GFBUIFS LFZ 4QFDJBMQVSQPTF NPUPST DPVOUFSCBMBODFE XJUI IBMG B
GFBUIFS LFZ BSF JEFOUJGJFE XJUI B DPSSFTQPOEJOH BEIFTJWF MBCFM %VSJOH USJBM PQFSBUJPO XJUIPVU ESJWJOH
FMFNFOUT MPDL GFBUIFS LFZT *O UIF DBTF PG CSBLF NPUPST UIF TNPPUI PQFSBUJPO PG UIF CSBLF TIPVME
CF DIFDLFE QSJPS UP TUBSUVQ

 0QFSBUJPO
MO UIF DBTF PG DIBOHFE DPOEJUJPOT DPNQBSFE XJUI OPSNBM PQFSBUJPO GPS FYBNQMF BO JODSFBTFE
UFNQFSBUVSF OPJTFT PS PTDJMMBUJPOT UIF NPUPS TIPVME JO DBTF PG EPVCU CF TXJUDIFE PGG 5IF DBVTF
PG UIF GBVMU TIPVME CF EFUFSNJOFE BOE QPTTJCMZ  UIF NBOVGBDUVSFS CF DPOUBDUFE UP EJTDVTT UIF
NBUUFS 1SPUFDUJWF FRVJQNFOU FWFO EVSJOH USJBM PQFSBUJPO TIPVME OPU CF UBLFO PVU PG PQFSBUJPO
$MFBO UIF TVSGBDF PG UIF NPUPS PO B SFHVMBS CBTJT XIFSF UIFSF JT B TFWFSF BDDVOVMBUJPO PG EJSU
$MPTFE DPOEFOTBUJPO XBUFS IPMFT JG UIFSF BSF BOZ TIPVME CF PQFOFE GSPN UJNF UP UJNF *O NPUPST
XJUIPVU BOZ SFHSFBTJOH GBDJMJUZ UIF HSFBTF BOEPS CFBSJOH TIPVME CF SFQMBDFE JO BDDPSEBODF XJUI UIF
TQFDJGJDBUJPOT PG UIF NBOVGBDUVSFS CVU OP MBUFS UIBO BGUFS  ZFBST *O NPUPST XIJDI IBWF B
SFHSFBTJOH GBDJMJUZ UIF SFHSFBTJOH UJNF UIF RVBOUJUZ BOE RVBMJUZ PG UIF HSFBTF BSF JOEJDBUFE PO B
MVCSJDBUJPO MBCFM PO UIF NPUPS 3FHSFBTF POMZ XIFO UIF SPUPS JT SFWPMWJOH TP UIBU UIF OFX HSFBTF JT
EJTUSJCVUFE JO UIF CFBSJOH

 "EEJUJPOBM *OGPSNBUJPO
%FUBJMT PO BOZ PUIFS QPTTJCMF BEEJUJPOBM GBDJMJUJFT TIPVME CF PCTFSWFEÝ 'VSUIFS JOGPSNBUJPO DBO CF
PCUBJOFE GSPN PVS EFUBJMFE PQFSBUJOH JOTUSVDUJPOT 5IFTF XJMM CF TFOU UP ZPV PO SFRVFTU 1MFBTF
RVPUF UIF NPUPS NPEFM BOE OVNCFS

'5      '5    '4     
 NAFO Page 340 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

.BJOUFOBODF DPOUSPM
&TDBMBUPST BOE QBTTFOHFS FTDBMBUPST BSF FRVJQQFE XJUI POF NBJOUFOBODF DPOUSPM TPDLFU JO UIF QJUT
PG UIF VQQFS BOE MPXFS SFWFSTJOH TUBUJPOT FBDI %VSJOH OPSNBM PQFSBUJPO CPUI TPDLFUT BSF DMPTFE CZ
EVNNZ QMVHT #Z SFNPWJOH B EVNNZ QMVH BOE JOTFSUJOH UIF QMVH PG UIF NBJOUFOBODF DPOUSPM
EFWJDF UIF OPSNBM DPOUSPM JT TXJUDIFE UP NBJOUFOBODF DPOUSPM %VSJOH NBJOUFOBODF PQFSBUJPO UIF
ESJWJOH NPUPS DBO POMZ CF DPOUSPMMFE XJUI UIF QVTI CVUUPOT PG UIF NBJOUFOBODF DPOUSPM EFWJDF
*G UXP NBJOUFOBODF DPOUSPM EFWJDFT BSF QMVHHFE JO PS JG POF EVNNZ QMVH JT NJTTJOH UIF ESJWJOH
NPUPS XJMM OPU TUBSU 5IJT JT UP FOTVSF UIBU POMZ POF DPOUSPM EFWJDF DBO CF PQFSBUFE BU BOZ UJNF 5IF
DBCMF MFOHUI PG UIF NBJOUFOBODF DPOUSPM EFWJDF TIPVME CF MPOH FOPVHI UP SFBDI UIF NJEEMF PG UIF
FTDBMBUPS *U JT OPU QFSNJUUFE UP VTF NBJOUFOBODF DPOUSPM EFWJDFT GSPN B EJGGFSFOU
FTDBMBUPSQBTTFOHFS DPOWFZPS NBOVGBDUVSFS CFDBVTF EPJOH TP DBO SJTL UIF MJWFT PG UIF PQFSBUPST CZ
VOJOUFOUJPOBM TUBSUJOH PG UIF FTDBMBUPSQBTTFOHFS DPOWFZPS*O PSEFS UP QSFWFOU B XSPOH QMVHHJOHJO
PG UIF NBJOUFOBODF DPOUSPM EFWJDF MPDLJOH QJOT BSF QMBDFE JO UIF QMVH BOE TPDLFU 5IF QPTJUJPO PG
UIF MPDLJOH QJOT DBO CF TFFO PO UIF OFYU QBHF&WFO UIPVHI UIF BCPWF NFBTVSFT FOTVSF B IJHI
EFHSFF PG TBGFUZ BHBJOTU VOJOUFOUJPOBM TUBSUJOH UIF NBJO TXJUDI NVTU CF UVSOFE PGG XIFO XPSL JT UP
CF EPOF JO PS BSPVOE UIF TUFQ CBOE*O DBTF UIF FTDBMBUPSQBTTFOHFS DPOWFZPS IBT B IBOESBJM PS
CBMVTUSBEF MJHIUJOH JU TIPVME CF UVSOFE PGG EVSJOH NBJOUFOBODF PQFSBUJPOT UP QSPMPOHVF UIF MJGFUJNF
PG UIF UVCFT " UPP SBQJE UJQQJOH PG UIF QVTI CVUUPOT PG UIF NBJOUFOBODF DPOUSPM EFWJDF TIPVME CF
BWPJEFE CFDBVTF TIPSU BOE GSFRVFOU TUBSUT PG UIF NPUPS XJMM DBVTF JU UP PWFSIFBU JO B SFMBUJWFMZ TIPSU
UJNF BMTP UIF UIFSNP SFMBZ PG UIF NPUPS XJMM TXJUDI PGG

'5      '5    '4     
 NAFO Page 341 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

.BJOUFOBODF DPOUSPM
$JSDVJUSZ PG UIF NBJOUFOBODF DPOUSPM

%VSJOH OPSNBM PQFSBUJPO XJUI UIF EVNNZ QMVH JOTFSUFE


UIF UFSNJOBMT  BOE  BSF DPOOFDUFE
%VSJOH NBJOUFOBODF PQFSBUJPO XJUI UIF NBJOUFOBODF
DPOUSPM EFWJDF UIF UFSNJOBMT  BOE  BSF EJTDPOOFDUFE
UP JOIJCJU OPSNBM PQFSBUJPO
5IF DVSSFOU GPS UIF NBJOUFOBODF DPOUSPM EFWJDF JT
TVQQMJFE UISPVHI UIF KVNQFS CFUXFFO UFSNJOBMT  BOE 

"SSBOHFNFOU PG UIF MPDLJOH QJOT

MPDLJOH QJO

'5      '5    '4     
 NAFO Page 342 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
*OUSPEVDUJPO
5IF MJHIU DVSUBJO DPOTJTUT PG UIF GPMMPXJOH DPNQPOFOUT
 $FOUSBM VOJU 5-$6
 *3 USBOTNJUUFS DIBJO CMBDL XJUI USBOTNJUUFS NPEVMFT 5-9
 *3 SFDFJWFS DIBJO SFE XJUI SFDFJWFS NPEVMFT 5-3

"O BEBQUPS NPEVMF XJUIPVU BOZ PQUJDBM GVODUJPO UIBU FTUBCMJTIFT UIF USBOTJUJPO GSPN UIF SJCCPO DBCMF
UP UIF SPVOE DBCMF JT BSSBOHFE BU UIF FOET PG UIF NPEVMF DIBJOT 5IF DIBJOT BSF TVQQMJFE XJUI
QMVHHFEPO NPEVMFT
5IF QMVHJO EFWJDF BU UIF NPEVMFT JT TFDVSFE CZ NFBOT PG UXP SFDFTTFE IFBE TDSFXT .  *U JT
BCTPMVUFMZ OFDFTTBSZ UP UJHIUFO UIFTF TDSFXT JO PSEFS UP FOTVSF XBUFSQSPPGOFTT
 8JUIESBXO DPOOFDUPST BOE PQFO NPEVMFT IBWF UP CF QSPUFDUFE JO BOZ DBTF BHBJOTU JOHSFTT PG EJSUÝ

1SJPS UP JOTFSUJOH UIF DPOOFDUPS NBLF TVSF UIBU UIFSF JT OP EJSU PS XBUFS JO XBZ PG UIF DPOOFDUPS BOE
UIBU OP DPOUBDUT BSF CFOU 1BZ BUUFOUJPO UP JOTFSU UIF 0SJOH DPSSFDUMZ JO UIF HSPPWF PG UIF NPEVMF
IPVTJOH
 8JUIPVU UIF 0SJOH JOTFSUFE UIF NPEVMFT BSF OPU XBUFSQSPPGÝ "OZ EFGPSNFE PS EFGFDUJWF 0SJOHT
/#3 Y NN IBWF UP CF SFQMBDFE JNNFEJBUFMZÝ

4VCTFRVFOUMZ UIF DPOOFDUPS JT UP CF TDSFXFE EPXO GJSNMZ 5IF PQUJDBM XJOEPXT PG UIF NPEVMFT
NVTU CF GSFF PG EJSU HSFBTF PS UIF MJLF BOE NVTU OPU CF TDSBUDIFEÝ
 8IFO XJUIESBXJOH UIF DPOOFDUPS PG POF PG UIF NPEVMFT UIF MJHIU DVSUBJO JT OP MPOHFS PQFSBUJPOBMÝ

5IF NPEVMFT BSF UP CF BMJHOFE QBSBMMFM UP UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS QSPGJMF BOE CF TDSFXFE
GJSNMZ CZ NFBOT PG UXP GBTUFOJOH TDSFXT JO UIF QSPGJMF "MUIPVHI BO FYBDU BEKVTUNFOU PG UIF NPEVMFT
JT OPU OFDFTTBSZ NPEVMFT UIBU BSF NPVOUFE JO BO PCMJRVF QPTJUJPO XPVME IPXFWFS SFTVMU JO
NBMGVODUJPOT

'5      '5    '4     
 NAFO Page 343 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
$PNQPTJUJPO PG UIF DBCMF MFOHUIT
5IF DBCMFT GPS UIF USBOTNJUUFS BOE SFDFJWFS DIBJO DBO CF DPNQPTFE GPS BOZ OVNCFS PG QIPUPFMFDUSJD
CBSSJFST XIBUFWFS QFS FTDBMBUPS  QBTTFOHFS DPOWFZPS GSPN QBSUJBM TFDUJPOT PG   PS  NPEVMFT
5IF QBSUJBM TFDUJPOT BSF DPOOFDUFE XJUI FBDI PUIFS VTJOH DPOOFDUJPO NPEVMFT XJUIPVU PQUJDBM
GVODUJPO  5IF QBSUJBM TFDUJPOT BSF TVQQMJFE DPNQMFUF XJUI   PS  USBOTNJUUFS PS SFDFJWFS
NPEVMFT "U UIF CFHJOOJOH PG UIF QBSUJBM TFDUJPOT UIFSF JT POF FBDI SJCCPO DBCMF DPOOFDUPS BOE BU
UIF FOE POF DPOOFDUJPO NPEVMF
'PS UIF GJSTU QBSUJBM TFDUJPO UIF SJCCPO DBCMF DPOOFDUPS JT UP CF JOTFSUFE JO UIF BEBQUFS NPEVMF BOE
GPS UIF TVCTFRVFOU QBSUJBM TFDUJPOT JOUP UIF DPOOFDUJPO NPEVMF PG UIF QSFWJPVT QBSUJBM TFDUJPO "U UIF
FOE PG UIF MBTU QBSUJBM TFDUJPO BO FOE NPEVMF XJUIPVU PQUJDBM GVODUJPO JT UP CF GJUUFE JOTUFBE PG UIF
DPOOFDUJPO NPEVMF
)PVTJOH EJNFOTJPOT BOE JOTUBMMBUJPO CPSFT PG UIF BEBQUFS DPOOFDUJPO BOE FOE NPEVMFT BSF JEFOUJDBM
XJUI UIPTF PG UIF PQUJDBM NPEVMFT
:PVS PSEFS TIPVME RVPUF UIF TFRVFODF PG UIF QBSUJBM TFDUJPOT BT BO FOE NPEVMF XJMM CF GJUUFE CZ UIF
GBDUPSZ BU UIF FOE PG UIF MBTU QBSUJBM TFDUJPO

&YBNQMF
&Y
#FHJOOJOH &OE

-JHIU DVSUBJO 5- XJUI  QIPUPFMFDUSJD CBSSJFST QJUDI      

%JSFDUJPO PG TJHOBM
#FHJOOJOH &OEF

TU NPEVMF OE NPEVMF   PS  $POOFDUJPO PS


MBTU NPEVMF FOE NPEVMF

'5      '5    '4     
 NAFO Page 344 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
*OTUBMMBUJPO PG UIF QSPGJMFT
5IF QSPGJMFT GPS UIF SFDPWFSZ DJSDVJU BSF TDSFXFE EJSFDUMZ UP UIF TLJSUJOH 5IF TBNF QSPGJMFT BT GPS UIF
TLJSUJOH MJHIUJOH BSF VTFE

*OUFSJPS EFDLJOH XJUI TLJSUJOH MJHIUJOH

1PMZFUIZMFOF TUSJQ  Y 
3FQSFTFOUBUJPO '5
*OUFSJPS TLJSUJOH QSPGJMF CMBDL
*OUFSJPS EFDLJOH

3BJTFE DPVOUFSTVOL
IFBE TDSFX
%*/   . Y 

-JHIUJOH DIBOOFM XJUI


.BDSPMPO DPWFSJOH
$PVOUFSTVOL TDSFX
%*/   . Y 

3FQSFTFOUBUJPO '5

4VQQPSU GPS QIPUPFMFDUSJD CBSSJFS -JHIU DVSUBJO 5-

'5      '5    '4     
 NAFO Page 345 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
*OTUBMMBUJPO PG UIF NPEVMFT
5IBOLT UP UIF QSFBTTFNCMFE QIPUPFMFDUSJD CBSSJFS DIBJOT JOTUBMMBUJPO JT WFSZ FBTZ 5IF PQUJDBM
XJOEPX TIBMM QPJOU JO EJSFDUJPO PG UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS DFOUFS #PUI DIBJOT SPVOE
DBCMF FOE PG BEBQUFS NPEVMF NVTU DPNNFODF JO XBZ PG UIF MPXFS EFGMFDUJPO TUBUJPO
)FSF BSF GJUUFE UIF UFSNJOBM CPYFT GPS DPOOFDUJOH UIF QIPUPFMFDUSJD CBSSJFST BOE UIF DFOUSBM VOJU 5IF
UFSNJOBM CPYFT NVTU IBWF UIF QSPUFDUJPO EFHSFF *1  5IFZ BSF OPU JODMVEFE JO UIF TDPQF PG TVQQMZ
5SBOTNJUUFS NPEVMFT PO UIF MFGU SFDFJWJOH NPEVMFT PO UIF SJHIUIBOE TJEF XIFO MPPLJOH GSPN UIF
MPXFS EFGMFDUJPO TUBUJPO 
'JSTU UIF TVQQPSUT BSF UP CF QMVHHFE JOUP UIF MJHIUJOH DIBOOFM XJUI B EJTUBODF PG  DN GSPN FBDI
PUIFS VOUJM UIFJS FOHBHFNFOU JT BVEJCMF 4VCTFRVFOUMZ UIF TFOTPS NPEVMFT BT XFMM BT UIF FOE
BOEPS BEBQUFS NPEVMFT BSF UP CF FOHBHFE JO UIF TVQQPSUT "O BEEJUJPOBM TVQQPSU JT UP CF QSPWJEFE
JO UIF DIBOOFM GPS UIF FOE BOEPS BEBQUFS NPEVMFT
0ODF UIF JOTUBMMBUJPO PG UIF NPEVMFT JT DPNQMFUF QMBDF UIF .BDSPMPO DPWFSJOH JO UIF DIBOOFM

'5      '5    '4     
 NAFO Page 346 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
8JSJOH
5IF QPMF DPOOFDUJPO DBCMF -J:$:   NN BOE UIF QPXFS TVQQMZ DBCMF PG UIF QIPUPFMFDUSJD
CBSSJFS DIBJO BSF UP CF MFE UISPVHI UIF DBCMF FOUSJFT JOUP UIF UFSNJOBM CPYFT *O UIF UFSNJOBM CPYFT
UIF DPOOFDUJPO DBCMFT BSF UP CF DPOOFDUFE XJUI UIF DBCMF FOET PG UIF USBOTNJUUFS BOE SFDFJWFS
DIBJOT VTJOH UFSNJOBM TDSFX TUSJQT
5IF DBCMF TIJFMEJOH JT OPU DPOOFDUFE JO UIF UFSNJOBM CPYFT 0OMZ UIF TFWFO XJSFT TBNF DPMPST BSF
UP CF DPOOFDUFE
5IF UFSNJOBM CPYFT TIBMM IBWF UIF QSPUFDUJPO EFHSFF *1 
5IF QPXFS TVQQMZ GPS UIF QIPUPFMFDUSJD CBSSJFST JT DBQBCMF PG DPNQFOTBUJOH GPS WPMUBHF MPTTFT PG
BQQSPY  7 JO UIF GFFE DBCMFT GFFE BOE SFUVSO DBCMFT  5P UIJT FGGFDU UIF GFFE DBCMF PG UIF SFDFJWFS
DIBJO JT VTFE BT SFGFSFODF *O DBTF PG DBCMF MFOHUIT PG   N B XJSF DSPTT TFDUJPO PG  NN JT
TVGGJDJFOU JO BOZ DBTF
'PS B XJSF DSPTT TFDUJPO PG  NN BOE  QIPUPFMFDUSJD CBSSJFST UIF MFOHUI PG UIF GFFE DBCMFT
NVTU OPU FYDFFE  N *U JT QSPIJCJUFE UP VTF VOTIJFMEFE DBCMFTÝ

8JSJOH
1IPUPFMFDUSJD CBSSJFST  DFOUSBM VOJU

.PEVMF DPOOFDUPS

4UBOEBSE MFOHUI N
3FDFJWFS DIBJO

5FSNJOBM CMPDL

'JOBM NPEVMF
"EBQUFS NPEVMF 1IPUPFMFDUSJD CBSSJFS 1IPUPFMFDUSJD CBSSJFS
XJUIPVU PQUJDBM
XJUIPVU PQUJDBM GVODUJPO  O
GVODUJPO

5SBOTNJUUFS DIBJO

'5      '5    '4     
 NAFO Page 347 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
'PS MPOHFS GFFE DBCMFT UIF GPMMPXJOH GPSNVMB TIPVME CF VTFE
O * 
O  OVNCFS PG QIPUPFMFDUSJD CBSSJFST *  MFOHUI PG GFFE DBCMF JO NFUFST
*G UIF SFTVMU JT HSFBUFS UIBO  UIF XJSF DSPTT TFDUJPO XJMM IBWF UP CF EPVCMFEÝ
#PUI QPMFT DPOOFDUJPO DBCMFT BSF UP CF DPOOFDUFE BU UIF DFOUSBM VOJU UP UIF QMVHJO UFSNJOBM TUSJQT
GPS USBOTNJUUFST  QPMFT BOE SFDFJWFST  QPMFT  5IF TIJFMEJOH PG CPUI DBCMFT JT UP CF DPOOFDUFE
IFSF BT XFMMÝ
 5IF TIJFMEJOH PG UIF DBCMFT JT UP CF DPOOFDUFE UP UIF DFOUSBM VOJU 5IF TIJFMEJOH NVTU OPU CF
DPOOFDUFE JO UIF UFSNJOBM CPYFT

5IF JOQVU °"$5*7"5&± JT POMZ GFE XJUI FYUSB MPX WPMUBHF SBUFE  7   N" BOE DBO CF DPOOFDUFE
CZ NFBOT PG B QPMF DPOUSPM DBCMF XJUI UIF DPOUSPM DVCJDMF PG UIF FTDBMBUPS  QBTTFOHFS DPOWFZPS
'PS DPOUJOVPVT PQFSBUJPO CPUI DPOUBDUT BSF CSJEHFE

5IF NBJOT DPOOFDUJPO JT MBJE PVU GPS BO PQFSBUJOH WPMUBHF PG  7 "$    !    )[ 5IF
JOTUBMMBUJPO QPTJUJPO JT BSCJUSBSZ
 1SJPS UP DPOOFDUJOH UIF NBJOT DPOOFDUJPO BOE UIF PVUQVU UP UIF DPOUSPM DVCJDMF 0,0, UIF
IPVTJOH JT UP CF DPOOFDUFE UP HSPVOE WJB UIF HSPVOEJOH TDSFXÝ
$FOUSBM VOJU 5-$6
(SPVOEJOH TDSFX

4FDPOEBSZ GVTF .PVOUJOH QMBUF


0VUQVU GVTF .BJOT GVTF

*OTUBMMBUJPO CPSFT

'5      '5    '4     
 NAFO Page 348 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
" 5IZTTFO "VG[HF
%JWJTJPO $PNQBOZ 5IZTTFO 'BISUSFQQFO

3FDPWFSZ DJSDVJU
$POOFDUJPO BTTJHONFOU PG UIF DFOUSBM VOJU
"TTJHONFOU PG UIF QPMF UFSNJOBM TUSJQ ±"$5*7"5&°

1JO /P 4JHOBM /BNF 4JHOBM 3FNBSL


" &/ "DUJWBUJPO JOQVU 8IFO UIF UFSNJOBMT BSF PQFO UIF
" (/% HSPVOE MJHIU DVSUBJO JT OPU BDUJWFÝ
"DUJWBUJPO CZ UIF FTDBMBUPS DPOUSPM
5SJHHFS " XJUI " CZ NFBOT PG UIF GMPBUJOH SFMBZ DPOUBDU NBLF DPOUBDU 
$POUJOVPVT PQFSBUJPO
#SJEHF " BOE "

"TTJHONFOU PG UIF QPMF UFSNJOBM TUSJQ °53"/4.*55&3± GPS UIF USBOTNJUUFS DIBJO

1JO /P 4JHOBM /BNF 4JHOBM $BCMF DPMPS  DBCMF OP GSFF PG IBMPHFO
5 7 0QFSBUJOH WPMUBHF QJOL 
5 7 0QFSBUJOH WPMUBHF CSPXO 
5 45"35 4UBSU TJHOBM HSFFO 
5 3&/% &OE TJHOBM ZFMMPX 
5 WBDBOU XIJUF 
5 (/% (SPVOE HSBZ 
5 (/% (SPVOE CMVF 
5 (/% (SPVOE $BCMF TIJFMEJOH

"TTJHONFOU PG UIF QPMF UFSNJOBM TUSJQ ±3&$&*7&3± GPS UIF SFDFJWFS DIBJO

1JO /P 4JHOBM /BNF 4JHOBM $BCMF DPMPS  DBCMF OP GSFF PG IBMPHFO
3 7 0QFSBUJOH WPMUBHF QJOL 
3 4 4FOTF CSPXO 
3 45"35 4UBSU TJHOBM HSFFO 
3 3&/% &OE TJHOBM ZFMMPX 
3 3&41 3FTQPOTF TJHOBM XIJUF 
3 4 4FOTF HSBZ 
3 (/% (SPVOE CMVF 
3 (/% (SPVOE WBDBOU
3 (/% (SPVOE DBCMF TIJFMEJOH

0VUQVU QPMF UFSNJOBM TUSJQ ±0,0,±


5IF SFMBZ DPOUBDUT 0,0, USBOTNJU UIF FOBCMJOH TJHOBM UP UIF DPOUSPM PG UIF FTDBMBUPS  QBTTFOHFS
DPOWFZPS 5IF GVTF ' " JOFSU QSPUFDUT UIF DPOUBDUT BHBJOTU PWFSMPBE
.BJOT DPOOFDUJPO QPMF UFSNJOBM TUSJQ
5IF EFWJDF JT MBJE PVU GPS DPOOFDUJPO UP UIF NBJOT WPMUBHF  7 "$ !   )[ 5IF NBYJNVN
QPXFS DPOTVNQUJPO JT  7" 5IF GVTF '  " JOFSU QSPUFDUT UIF NBJOT DPOOFDUJPO PO UIF
QSJNBSZ TJEF 5IF IPVTJOH JT UP CF DPOOFDUFE UP UIF DFOUSBM HSPVOE BU UIF HSPVOEJOH TDSFX

'5      '5    '4     
 NAFO Page 349 of 516
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'5      '5    '4     
 NAFO Page 350 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
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'5      '5    '4     
 NAFO Page 351 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
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'5      '5    '4     
 NAFO Page 352 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
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'5      '5    '4     
 NAFO Page 353 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
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%JTUBODF USBOTNJUUFS  SFDFJWFS                       N
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3FHVMBUJPOT                                    &/ 
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3FHVMBUJPOT                                    &/ 
&/ ESBGU 5$"(% 

'5      '5    '4     
 NAFO Page 354 of 516
EQ .BJOUFOBODF *OTUSVDUJPO .'F 1BHF 
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

Control

1 Troubleshooting - general
® MF8-53-09_1e . . . . . . . . . . . . . . . . . . . . Page 1
1.1 Troubleshooting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 1
1.2 General safety reminders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 2
1.3 Electric safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 2
1.4 Safety circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 3
1.5 Layout of control cabinet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 4
1.6 Manual Reset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 5

2 Electronic faults
® MF8-53-09_2e . . . . . . . . . . . . . . . . . . . . Page 1
2.1 Diagnostics TF134 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 1
2.2 Control panel TF134 TAB . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 2
2.2.1 Function of the LED’s . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 3
2.2.2 Function of the DIP switches . . . . . . . . . . . . . . . . . . . . . . Page 4
2.2.3 Function of the COD switches . . . . . . . . . . . . . . . . . . . . . Page 4
2.3 Controller SIMATIC S7-200 CPU214 . . . . . . . . . . . . . . . . . . . . . . Page 5
2.3.1 System LED’s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 6
2.3.2 Input LED’s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 7
2.3.3 Output LED’s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 9
2.3.4 Setting the control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 13

3 Failure messages
® MF8-53-09_3e . . . . . . . . . . . . . . . . . . . . Page 1
3.1 F02 Speed monitor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 1
3.1.1 Speed monitor RC3 with initiators at the flywheel . . . . . . Page 1
3.1.2 Speed monitor TSC1 with momentum pulse generator
at the ventilator impeller . . . . . . . . . . . . . . . . . . . . . . . . . Page 5
3.2 F04 Asymmetry / phase sequence relay . . . . . . . . . . . . . . . . . . Page 13
3.3 F00 Thermal motor protection . . . . . . . . . . . . . . . . . . . . . . . . . . Page 16
3.4 F05 Thermorelay driving motor . . . . . . . . . . . . . . . . . . . . . . . . . . Page 16
3.5 F09 Driving chain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17
3.6 F10 ... F12 Brake function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17
3.7 F13 ... F15 Brake wear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17
3.8 F16 Brake safety switch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 17
3.9 F17 Function of the emergency brake . . . . . . . . . . . . . . . . . . . . Page 18
3.10 F18 Wear of emergency brake . . . . . . . . . . . . . . . . . . . . . . . . . . Page 18
3.11 F19 Safety switch of emergency brake . . . . . . . . . . . . . . . . . . . . Page 18

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


NAFO Page 355 of 516
07.10.2003
dp
Maintenance Instructions MF8-53-09_0E Page 01
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

3.12 F20 ... F24 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 19


3.12.1 Upper comb plate contacts . . . . . . . . . . . . . . . . . . . . . . . Page 19
3.12.2 Upper handrail inlet box . . . . . . . . . . . . . . . . . . . . . . . . . . Page 20
3.13 F31 ... F33 Comb plate contact (option) . . . . . . . . . . . . . . . . . . . Page 21
3.14 F34 ... F36 Handrail breakage contact (option) . . . . . . . . . . . . . Page 21
3.15 F37 ... F41 Comb plate contacts, lower handrail inlet boxes . . . Page 22
3.16 F42 Upper push button . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 22
3.17 F43 Lower push button . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 22
3.18 F44 ... F45 Step / pallet movement contacts . . . . . . . . . . . . . . . Page 23
3.19 F46 ... F47 Chain tensioning contact . . . . . . . . . . . . . . . . . . . . . Page 24
3.20 F48 Float switch (option) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 25
3.21 F49 ... 51 Missing step / pallet monitoring system (option) . . . . Page 26
3.22 F52 ... F55 Skirting contact (option) . . . . . . . . . . . . . . . . . . . . . . Page 27
3.23 F57 Contactor functional test . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 28
3.24 F58 Check key-operated switch . . . . . . . . . . . . . . . . . . . . . . . . . Page 29
3.25 F59 ... F61 Buggy safety system (option) . . . . . . . . . . . . . . . . . Page 30
3.26 F62 ... F65 Smoke / fire detector (option) . . . . . . . . . . . . . . . . . Page 31
3.27 F66 ... F68 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 31
3.27.1 Failure of soft starter . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 31
3.27.2 Failure of frequency converter (only if the
option Thyssen Energy Control is installed) . . . . . . . . . . . Page 31
3.27.3 Failure of the power supply . . . . . . . . . . . . . . . . . . . . . . . Page 31
3.28 F70 Push button at the control cubicle (option) . . . . . . . . . . . . . Page 32
3.29 F71 Main switch driving motor (option) . . . . . . . . . . . . . . . . . . . Page 32
3.30 F72 ... F74 Speed of handrail . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 33
3.31 F75 ... F76 Brake function motor 1 and/or motor 2 . . . . . . . . . . Page 34
3.32 F77 Functional test of auxiliary contacts
(without K15, K22, K23, K4x) . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 34
3.33 F78 Functional test of main contactors
(K1.1, K1.2, K2.1, K2.2, K10) . . . . . . . . . . . . . . . . . . . . . . . . . . Page 34
3.34 F79 Functional test of PLC relays . . . . . . . . . . . . . . . . . . . . . . . . Page 35
3.35 F80 Functional test of auxiliary contactor K15 . . . . . . . . . . . . . . Page 35
3.36 F81 Functional test of auxiliary contactor K22 . . . . . . . . . . . . . . Page 35
3.37 F82 (option) functional test of auxiliary contactor K4.X . . . . . . . Page 35
3.38 F83 installation error safety contacts . . . . . . . . . . . . . . . . . . . . . Page 36
3.39 F84 installation error operational indication . . . . . . . . . . . . . . . . Page 37
3.40 F85 Heater feeler defective or missing (option) . . . . . . . . . . . . . Page 37
3.41 F86 PTC resistor defective (driving motor) . . . . . . . . . . . . . . . . . Page 37
3.42 F87 Control locked. Press the reset button. . . . . . . . . . . . . . . . . Page 38
3.43 F88 Upper / lower comb plates too cold (option) . . . . . . . . . . . . Page 39
3.44 F89 Earth leakage monitor or asymmetry relay . . . . . . . . . . . . . Page 40
3.45 F90 Safety switch of lighting . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 40
3.46 F91 Failure of the recovery circuit . . . . . . . . . . . . . . . . . . . . . . . . Page 40
3.47 F92 Failure of light curtain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 41

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 356 of 516
för Maintenance Instructions MF8-53-09_0E Page 02
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

3.48 F93 Functional test of operational readiness . . . . . . . . . . . . . . . Page 41


3.49 F94 Functional test K23 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 42
3.50 F110 System error PLC defective . . . . . . . . . . . . . . . . . . . . . . . . Page 42
3.51 F111 System error TF134 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 43
3.52 F190 System error FT8X0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 44

4 Warning messages
® MF8-53-09_4e . . . . . . . . . . . . . . . . . . . . Page 1
4.1 W00 ... 01 Failure of light barriers top and bottom . . . . . . . . . . Page 1
4.2 W02 ... W03 Failure of pressure-sensitive mat top and bottom . Page 2
4.3 W04 Safety switch for heating . . . . . . . . . . . . . . . . . . . . . . . . . . Page 3
4.4 W05 ... 06 Upper or lower comb plate too cold . . . . . . . . . . . . . Page 3
4.5 W07 Failure of safety switch oil pump . . . . . . . . . . . . . . . . . . . . Page 3
4.6 W08 Check the oil level of the oil pump . . . . . . . . . . . . . . . . . . . Page 3
4.7 W09 ... 10 Chain tension contact bottom left / bottom right . . . Page 3
4.8 W11 Check key-operated pushbutton . . . . . . . . . . . . . . . . . . . . Page 4
4.9 W12 ... 14 Handrail speed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 4
4.10 W15 Heater sensor defective or missing . . . . . . . . . . . . . . . . . . Page 4
4.11 W17 Upper or lower comb plate too cold . . . . . . . . . . . . . . . . . . Page 4
4.12 W18 Failure of lighting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 5

5 Annex
® MF8-53-09_5e . . . . . . . . . . . . . . . . . . . . Page 1
5.1 FI safety switch / control fuse . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 1
5.2 Interface setting in the configuration menu
(with service password) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 2
5.3 Setting times for intermittent operation . . . . . . . . . . . . . . . . . . . Page 4
5.4 Failure memory at the display panel . . . . . . . . . . . . . . . . . . . . . . Page 6
5.5 Remote control unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 8
5.5.1 Switching function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 8
5.5.2 Standard functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 9
5.5.3 Handling information . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 10
5.5.4 Battery change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 10
5.6 Change of the battery in the control panel . . . . . . . . . . . . . . . . . Page 11

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1 Troubleshooting - general
1.1 Troubleshooting
Electrical failures are displayed on the screen with an error number.
If a failure occurs (display of an error number on the screen), the escalator and/or passenger conveyor will be switched off.
In the chapters 2 and 3 you will find explanations with regard to the individual error numbers as well as information on how to remedy the failure.
For explanations concerning failures indicated by a warning (display on the screen), e.g. lighting failure, refer to chapter 4.
Warning messages inform on defective subassemblies and structural elements. They do not forcibly result in a stop of the escalator and/or
passenger conveyor.
The defective components / structural elements represent, however, a functional restriction and should therefore be removed as soon as possible.

Note: Unless otherwise specified, all information applies to the escalators Velino and Tugela as well as to the passenger conveyor Orinoco. Where
in the text the term escalator is used, this information applies to the passenger conveyor as well.

Options are marked with the symbol shown on the left-hand side.

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1.2 General safety reminders


For the correct and safe operation of the escalator / passenger conveyor it is absolutely necessary that the operator and the service personnel
take the generally applicable safety meaures, observe the safety regulations and are familiarized with the contents of the operation manual for the
escalator / passenger conveyor in each case.

Caution: Only persons having the necessary qualification and being conscious of the risks associated therewith are allowed to carry out
repairs, maintenance and setting operations. Only qualified skilled personnel certified by Thyssen are allowed to open the protective
coverings or housings.

The maintenance personnel have to be instructed with regard to the safety measures to be taken for the prevention of accidents. Only instructed
personnel are allowed to perform maintenance and repairs.
The measures indicated in the sheets for the prevention of accidents and in the safety data sheets MF8-00-17 and MF8-00-18 have to be
adhered to.

1.3 Electric safety


Caution: Prior to performing any work on the electrical equipment, the mains switch shall be turned off and be so protected that it is
prevented being turned on again by unauthorized persons. For measurements on the electrical equipment, only measuring units that
are suitable for the measurement and in perfect condition must be used.

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1.4 Safety circuit


The safety switches within the escalator / passenger conveyor are all grouped in one safety chain (cf. chapter 2.2 Control panel TF134 TAB).
Connection conditions that shall be absolutely fulfilled for the interrogation inputs of the subassembly Diagnostics TF134
In order to ensure that any interruption of the return conductor of the interrogation inputs results in a positive stop of the drive, the safety relevant
contactors (motion contactors, drive contactors) shall be connected as shown using connection ST3J (connection 28) of the subassembly. Any
further connection of the return conductors of these contactors - direct with N or protective conductor/ground - is not admissible. The N-conductor
fed via N is available at connection 1 for further use in the control. The current load ability is limited here by the track cross section and the plug-in
connection to a maximum of 2 A.

Safety circuit

2 3 4 24 25 (26)

Motion contactors

Subassembly diagnostics TF134 (28)

(1)

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1.5 Layout of control cabinet


Mains switch

Main contactors

Documentation
Speed monitor Circuit diagram
Thermal motor protection
Power supply
Control unit

Fuses

Diagnostic system
Terminals

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1.6 Manual Reset


Every fault or warning which appears on the display with the service hint “call for service” will lock the controller (the LED next to PLC output A2.1
at extension module is on).
To unlock the controller, first all existing messages have to be cleared with the enter button at the display touchpad.
When all messages have been cleared (the LED next to PLC output A2.1 at extension module is off) the message “Controller locked, press reset”
will appear.
Now press the reset button at the controller to unlock it.
Special procedure to clear handrail speed and missing step supervision:
First press the reset button at the controller. Then continue with the above mentioned procedure.

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2 Electronic faults
2.1 Diagnostics TF134
Caution: The diagnostics board TF134 is a type tested safety component and must be used only for the intended purpose.

Notes

cf. chapter 2.2

EPROM

TÜV TEST NO. RB - 97 F 114

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2.2 Control panel TF134 TAB

Hinweise

Normal = 1 on ON
2 on OFF
3 on OFF 1

OFF ON
DIP1 ... DIP3 2
1
cf. chapter 2.2.2
3
2
COD1
3 4
cf. chapter 2.2.1
5
COD2
cf. chapter 2.2.3
6

COD3 7

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2.2.1 Function of the LED’s


LED Status Function Terminals

¬ 230 V AC Lit Voltage present at the beginning of the safety chain 2/1

­ Safety chain Lit Voltage present at the end of the safety chain 26/28

Extinguished The safety chain is interrupted

 Brake Lit Impulses of speed transmitter are coming in, motor turns quickly. 49/54

Flashing Impulses of the speed transmitter are coming in, motor turns slowly.
Extinguished Motor is stopped, stop distance measuring impulses do not come in.

à RS485 / RS232 Lit Interface RS232 active (DIP1 = OFF, DIP2 = OFF) 41/44/45

Flashing Communication with control panel FT8X0 active (DIP1 = ON) Þ Normal (plug 7)
Extinguished Interface RS485 aktiv (DIP1 = OFF, DIP2 = ON)

Ä CLOCK Flashing Clock battery module U8 is inserted Optional

Extinguished Clock battery module U8 is not inserted Þ Normal

Å + 24 V DC Lit Supply voltage 24 V DC present 103/104

Æ VCC Lit Supply voltage 5 V present 105/106

Ç + 5 V DC Lit Supply voltage for interfaces RS485, RS232 present (depending on 41/43
+ 24 V DC).

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2.2.2 Function of the DIP switches

Switch Position Function

DIP1 OFF Notice on text display TF115 or numerical display TF135


ON Display on control panel FT8X0 → Normal position.
Note: Without control panel TF8X0 this switch shall be set to OFF, as
otherwise there will be a malfunction of the diagnostic board TF134.
DIP2 OFF Interface RS232 active (only if DIP1 = OFF).
ON Interface RS485 active (only if DIP1 = OFF).
DIP3 OFF/ON Language selection (only if DIP1 = OFF).

2.2.3 Function of the COD switches

Switch Position Function


COD1 0 ... 9 Rotary coding switch for setting variable values, ten’s (00 ... 90).
Normal position = 0
COD2 0 ... 9 Rotary coding switch for setting variable values, units (0 ... 9).
Normal position = 0
COD3 0 ... 9 Rotary coding switch for selecting the operation mode.
Connected transmitting relays will perhaps be working only when COD3 is set
to 0. Normal position = 0.

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2.3 Controller SIMATIC S7-200 CPU214

Notes
Mode switch Potentiometer 1 = Time setting for power saving circuit (TEC)
- RUN ( = Normal position) ONLY for escalators / passenger conveyors with old control panel. For escalators / passenger con-
- STOP veyors with new control panel, this setting is to be made via the control panel (cf. chapter 5.3)
- TERM (in this position observance of the program is possible
via the programming device)
Potentiometer 0 = Time setting for star delta start

Relay outputs

cf. chapter 2.3.3


24V inputs

cf. chapter 2.3.2


cf. chapter 2.3.1

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2.3.1 System LED’s

Status
with the
Signalling condition
LED Function escalator/ Remedy of failure / notes
changes when:
passenger
conveyor stopped
SF PLC - internal fault Extinguished ------------ S PLC to be re-programmed
S PLC to be replaced.
RUN Program processing in Lit PLC switch on STOP or in case
progress an inernal fault has occurred.

STOP Program processing stopped Extinguished PLC switch on RUN and no


internal fault has occurred.

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2.3.2 Input LED’s


The number of the input LED’s is marked with “E” on the circuit diagram, e.g. 10.0 = E0.0.0

Status with the


LED escalator / Signalling condition changes
Function Remedy of failure / notes
number passenger when:
conveyor stopped
I0.0 free ---------- ----------
I0.1 Safety chain closed. Dummy Lit Safety chain is open. S Check safety chain.
plug inserted in the revision Revision plug is withdrawn. S Check that revision plugs are inserted cor-
sockets. rectly on top and at bottom.
I0.2 Contactor release control for Extinguished Main contactor UP or DOWN is K1.1 / K1.2
main contactors UP/DOWN activated. Note: cf. chapter 3.23
I0.3 Contactor release control for Extinguished Star or delta contactor is K2.1 / K2.2
start delta contactors activated. Note: cf. 3.23
I0.4 Driving chain initiator Lit Driving chain initiator has The driving chain slackens too much.
released. Note: cf. installation instructions. MF8-01-01
I0.5 Contactor release control for Lit Contactor for additional break K4.1
contactor of additional brake is activated.
Escalator / passenger
conveyor is running.
I0.6 free ---------- ----------

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Status with the


LED escalator / Signalling condition
Function Remedy of failure / notes
number passenger changes when:
conveyor stopped
I0.7 free ---------- ----------
I1.0 Direction button UP Extinguished Direction button UP is S2.1
pressed. Note: cf. chapter 3.24:
I1.1 Direction button DOWN Extinguished Direction button DOWN is S2.2
pressed. Note: cf. chapter 3.24
I1.2 Light barrier or Lit Light barrier or Starts delta operation
pressure-sensitive mat top pressure-sensitive mat top is Note: cf. chapter 4.1 and/or chapter 4.2
actuated.
I1.3 Light barrier or Lit Light barrier or Starts delta operation
pressure-sensitive mat bottom pressure-sensitive mat bottom Note: cf. chapter 4.1 and/or chapter 4.2
is acutated.
I1.4 free ---------- ----------
I1.5 Release control K22 Extinguished Direction button UP or DOWN K22
self-locking after input of is pressed. Note: cf. chapter 3.23
direction

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2.3.3 Output LED’s


The number of the output LED’s is marked with “A” on the circuit diagram, e.g. Q0.0 = A0.0

State with the


LED Signalling condition
Function escalator / passenger Remedy of failure / notes
number changes when:
conveyor stopped
Q0.0 Lighting Extinguished Escalator is running Power on and off is posible via the control panel
Q0.1 Error evaluation Lit one of the mentioned K23 opens the safety chain.
Driving chain, faults is discovered
Functional contactor check,
Functional check of
key-operated pushbutton,
Brake function,
Brake wear
Q0.2 Contactor of additional brake Extinguished Direction button UP or K4.1 switches off immediately upon stop
DOWN is pressed. command
Q0.3 free ---------- ----------
Q0.4 Power on Extinguished Pushbutton UP or After the pushbutton has been pressed, first a
Direction contactor UP or DOWN is pressed brief impulse is given, after 1 second the output
DOWN will be switched on permanently until the escalator
is stopped.

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Status with the


LED Signalling condition
Function escalator / passenger Remedy of failure / notes
Number changes when:
conveyor stopped
Q0.5 Power on Extinguished Pushbutton UP is After the pushbutton has been pressed, first a
Direction contactor UP pressed brief impulse is given, after 1 second the output
will be switched on permanently until th escalator
is stopped.
Q0.6 Power on direction contactor Extinguished Pushbutton DOWN is After the pushbutton has been pressed, first a
DOWN pressed brief impulse is given, after 1 second the output
will be switched on permanently until the escalator
is stopped.
Q0.7 Power on third main contactor Extinguished Pushbutton UP or After the pushbutton has been pressed, first a
DOWN is pressed brief impulse is given, after 1 second the output
will be switched on permanently until the escalator
is stopped.

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Status with the


LED Signalling condition
Function escalator / passenger Remedy of failure / note
number changes when:
conveyor stopped
Q1.0 Power on star contactor (for Extinguished Pushbutton UP or After the pushbutton has been pressed, first a
systems with direct start: third DOWN is pressed brief impulse is given, after 1 second the output is
main contactor) or start command is in switched on permanently until the star time has
revision mode elapsed.
Switches on again when in case of power saving
connection the step / pallet band is free again and
the set run time has elapsed.

For systems without star delta start:


Function according to main contactor UP and/or
DOWN

Note: In case of revision mode immediately on.

Time setting for star delta start is effected via


potentiometer P0, for power saving connection via
potentiometer P1 (old panel) and/or via parameter
TEC time (new panel)
Note: cf. chapter 2.3

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Stauts with the


LED Signalling condition
Function escalator / passenger Remedy of failure / notes
Number changes when:
conveyor stopped
Q1.1 Power on delta contactor Extinguished Pusbutton UP or DOWN After the pushbutton has been pressed, first a
is pressed brief impulse is given. As soon as the star delta
or start command is in starting time has elapsed, the output is switched
revision mode on permanently until the escalator is stopped.
a light barrier and/or
pressure-sensitive mat Note: For the revision mode there will be no brief
is actuated impulse.

For power saving connection:


Immediately on after actuation of light barrier or
pressure-sensitive mat
Time setting for star delta start is effected via
potentiometer 0, for power saving connection via
potentiometer P1 (old panel) and/or via parameter
TEC time (new panel)
Note: cf. chapter 2.3Aft

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2.3.4 Setting the control


Program change for PLC SIMATIC S7-200
1. Turn off the mains switch at the control unit.
2. Insert the EPROM module with the new program into the PLC.
3. Turn on the mains switch at the control unit (DIP switch of PLC set to “Run”)
4. When the LED “Run” is lit, the program has been transferred.
5. Start up the escalator/passenger conveyor.
6. If the PLC has been replaced, stick a new label with the program number on the PLC cover.
7. The EPROM module should remain in the PLC so that there is always a module available on the site. If several systems exist on the site, the
module should be inserted into the control unit of the last one.
The exchanged EPROM module with the old program should be returned to Thyssen Fahrtreppen GmbH, Abteilung HTE in Hamburg.

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Mode switch Potentiometer P0


STOP / TERM / RUN (star delta time)
Potentiometer P1
Relay outputs Mains connection SLot for EPROM module (TEC time)

24 VDC inputs Status display PLC Status display of inputs Interface for panel
(SF = Error in PLC) and outputs

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Program change for DIAGNOSTICS TF134


1. Turn off the mains switch on the control unit.
2. Remove the cover from the diagnostic board.
3. Remove the EPROM next to the processor from the base using a PLCC extraction tool (e.g. ref. no. 149470-25, Messrs. Conrad, examine
graphic below).

4. Insert a new EPROM in the base making sure that the chamfered edge and/or the marking point on the EPROM is turned towards the load
resistances (cf. also sheet 5).
5. Remount the cover.
6. Turn on the mains switch on the control unit and start up the escalator/passenger conveyor.
7. The “old” EPROM can be returned to the department HTE, Thyssen Fahrtreppen GmbH, Hamburg.

Information: For the communication with the panel, the dip switch DIP1 shall be set to “ON”. DIP2 & DIP3 do not have any function.

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3 Failure messages
3.1 F02 Speed monitor

Functional principle
The speed monitor is intended to monitor the speed of escalators and passenger conveyors.
If the speed of the driving motor exceeds 1,17 times the synchronous speed or falls below 19,5 % of the synchronous speed, then the safety
chain will be interrupted and the motor be caused to stop.
Besides the speed control itself, the speed monitor also verifies that both channels recognize the same speed and whether an internal error has
occurred.
If the speed monitor has released, then the reset button will have to be pressed after having remedied the failure.
During the first three seconds after power on, the speed monitor performs a self-test. During this time, the motor cannot be started, as otherwise,
an internal failure would be recognized.

Two types of speed monitors are available. They are described hereinafter.

3.1.1 Speed monitor RC3 with initiators at the flywheel

Speed measurement is made by two initiators


that recognize the bores on the circumference of
the hand wheel or flywheel.

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Notes

Speed monitor model RC3


The red LED ”FAIL” is lit under the following conditions:
Reset button - One or both initiators are defective.
- One or both initiators are polarized incorrectly.
- No speed impulses.
- No standstill bypass with the motor stopped (connection 19).
- After an overspeed or too slow speed the mains switch has been
actuated. - Presence of an internal error.
The green LED “NORM” is lit when the safety contact (connection 17/18) is
closed and no failure has occurred.
Fuse F2
The red LED ”LO” is lit if 2.6 seconds after the moteur has started the speed
is less than 19.5 % of the synchronous speed or if an internal error has
occurred.
The red LED “HI” is lit if the synchronous speed of 1.17 times has
been exceeded or if an internal error has occurred.

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Notes
Function of the inputs and outputs
Connection 17/ 18 : Output contact; interrupts the safety chain when a failure is recognized. (Serial connection with fuse F2)
Connection 7 / 8 : Electronic transmitting contact; closes if no failure is present.
Connection 5 / 6 : Electronic transmitting contact; closes in case a failure has occurred.
Connection 3 / 4 : Impulse output of the initiator signal inputs
Connection 9 / 10 : Initiator input motor speed; initiator 1.
Connection 12 / 13 : Initiator input motor speed; initiator 2.
Connection 19 / 20 : Stop bypass; 230 V at motor stop.
Connection 21 / 22 : Supply voltage 230 V / 50 Hz.

Sensor information
The rated frequency of the initiator signal is indicated in the field SENSOR on the front of the speed monitor.
Motors with 1000 rpm and 4/5 bores at the flywheel mass require 66.6 Hz.
Motors with 1500 rpm and 4/5 bores at the flywheel mass require 100 Hz.
Motors with 1000 rpm and 15/18 bores at the flywheel mass require 250 Hz.
Motors with 1500 rpm and 10/12 bores at the flywheel mass require 250 Hz.

Verification of the disconnection in case of overspeed


Both speed initiators are to be adjusted to the upper bore row of the flywheel mass.
A short time after the motor has started, the speed monitor interrupts the safety chain.
The red LED “HI” is lit.

Verification of the disconnection in case of a too low speed


Both speed initiators shall be so adjusted that no speed impulse is recognized (possibly remove the initiators)
A short time after the motor has started, the speed monitor interrupts the safety chain.
The red LED “FAIL” is lit.

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Failure / cause Remedy of the failure / notes


The motor does not run Check fuse F2 (2 A inert) on the front; if required, replace the fuse.
The LEDs on the front are also lit when the fuse is defective.
S One of the two initiators at the motor is adjusted incorrectly.
Both speed initiators are to be adjusted to the lower bore row of the flywheel mass.
In the normal operation mode, both initiators are to be adjusted to a distance of 0.5 mm from the bores of
the row with four bores.

S One of the two initiators at the motor is defective.


S The cables leading to the initiators are interrupted.
The initiators can be checked by voltage measurement. If the initiator is placed in front of metal, then the
voltage shall be within a range of 8 V and 9V. If the initiator is not covered, then the voltage shall be within a
range of 0V and 6.5 V. The voltage (direct voltage) is to be measured directly between the initiator
connections 9 and 10 and/or 12 and 13 (Note: examine circuit diagram).

Note: Once a failure is recognized, the speed monitor will be locked.


It is only when pressing the reset button that the normal condition is restored.
Locking is not cancelled by interrupting the supply voltage.

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3.1.2 Speed monitor TSC1 with momentum pulse generator at the ventilator impeller
Notes

Speed monitor model TSC1

Reset button LED1 (FAIL) LED2 (NORM) LED3 (LO) LED4 (HI)

Failure general ON OFF OFF OFF

Normal operation OFF ON OFF OFF

Too low speed OFF OFF ON OFF

Overspeed OFF OFF OFF ON


Fuse F2
Self-test error ON OFF ON ON
Start error OFF OFF OFF OFF

shown: version with 240 VAC,


as used until August 2002

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The centrifugal mass of the motor is integrated in the flywheel ventilator. A momentum pulse generator
integrated below the centrifugal mass serves as speed sensor.
The momentum pulse generator uses two channels completely separated from each other, including
separate supply of both channels. The outputs are of the HTL type.
The field spider supplies 20 pulses per revolution.
The momentum pulse generator is connected at the motor to an 8-pole connector shell
(examine Fig. 5).
The speed monitor TSC1 monitors as default both overspeed and unintended reversal of
the sense of rotation.

Functional test
For the asynchronous rotary current motors used, a test of the overspeed monitoring can be dispensed with
according to EN115, 12.5.1. Fig. 1

As far as systems with frequency converter are concerned, the corresponding test can, however,
be conducted by increasing the speed at the converter.
For a test of the speed monitoring it will be sufficient to successively interrupt one each sensor
channel terminal 9 and/or 12 at the speed monitor TSC1. The speed monitor itself corresponds
to category 4, DIN EN 954-1. It is therefore not necessary to test it.

Maintenance
The momentum pulse generator does not require any maintenance.

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Replacement of the momentum pulse generator


Close off the accesses to the escalator / passenger conveyor (MF8-18-02).
Turn off the mains switch and protect it so that it cannot be turned on again.
Open the upper return station.
Check that the replacement momentum pulse generator is fitted with the cable
lengths matching the size of the motor (e.g. 132 / 160 / 180).

Dismantle the flywheel from the motor.


- Remove the retainer ring.
- Using a pulling-off device, loosen the centrifugal mass from
the motor shaft. Fig. 2

- Remove the retainer ring from the cavity (1).


- Remove the lock washer (2).

2
Fig. 3

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- Remove the screws of the momentum pulse generator (1).


- Remove the cable retaining screws (2).
- Using two screwdrivers in way of the cables,
remove the momentum pulse generator cautiously (3).
Never loosen by force (e.g. with a hammer).
- Loosen the headless screw. Remove the rotor.

1
rotor
2

Fig. 4

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- Disconnect the connection cable by pulling out the connector.


- Loosen the screws of the connector shell at the motor (4).
- Unscrew the connector shell (5).
- Remove the pins from the shell.
- Insert new pins into the shell according to the coding.

Fig. 5

Installation is to be made in reverse order.

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Connection diagram speed monitor TSC1 with momentum pulse generator (version with 240 VAC, as used until August 2002)

100-240V 50/60Hz. 100-240V

+24VDC

Please note:
Jumper terminals 15 + 16 required
if only the 230 V release input is used.

Connector HAN8D at the motor

Momentum pulse
generator 20Imp./rev.

N1 N1
Fig. 6

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Speed monitor TSC1 (version with 24 VDC, without own transfo, without own fIlter, as used in August 2002)
Connection diagram speed monitor TSC1 24VDC with momentum pulse generator
Attention! When replacing 230V-units, the 100-240V 50/60Hz.
connections 21 and 22 must be wired to
24 V via a filter. (T8
GND)
(T8
+24V)
E- E+
Z3
A- A+ Please note:
Jumper terminals 15 + 16
required if only the 230 V
release input is used.

Connector HAN8D at the motor

Momentum pulse
generator 20Imp./rev.

N1 Fig. 7

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Speed monitor TSC1 (version with 24 VDC, without own transfo, with internal fIlter, as used since September 2002)
Connection diagram speed monitor TSC1 24VDC with momentum pulse generator
Attention! When replacing 230V-units, the 100-240V 50/60Hz.
connections 21 and 22 must be wired to
24 V. (T8
GND)
(T8
+24V)

Please note:
Jumper terminals 15 + 16
required if only the 230 V
release input is used.

Connector HAN8D at the motor

Momentum pulse
generator 20Imp./rev.

N1 Fig. 8

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3.2 F04 Asymmetry / phase sequence relay

Functional principle
P1 = Potentiometer for setting the switching threshold
from 5 ... 15 % in case of asymmetry

P2 = Potentiometer for setting the


response delay of 0.1 ... 10 seconds in case
R = yellow LED of asymmetry
is lit when the safety contact is closed.
A = red LED
U = green LED Phase asymmetry
is lit when the supply voltage is present. P = red LED
is lit in case of a phase sequence error or failure of one
phase

Mains voltage is applied to the relay via the terminals A1, A2.
Threephase current is supplied via the terminals L1, L2, L3.
Provided there is no failure in the mains, the output relay is activated. The yellow and the green LED are lit.
If a phase sequence error occurs or in case of phase failure, the output relay will be deactivated (it cannot respond in case of low voltage).
The yellow LED extinguishes and the red LED P is lit.
If an asymmetry is discovered, the output relay is deactivated after the preset delay time (0.1 ... 10 seconds).
The yellow LED extinguishes and the red LED A is lit.

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Failure / cause Remedy of the failure / notes


The phase sequence relay is S Check that the green LED is lit (supply voltage).
defective If YES, but if the failure is still indicated:
S Verify the wiring.

Measure the supply voltage (mains voltage) for the relay between the terminals A1, A2.
S Replace the relay.
The phase sequence relay is With the escalator / passenger conveyor stopped
incorrectly adjusted
1. Turn potentiometer 2 to the minimum mark. P1 = Potentiometer for setting the
switching threshold from 5 ... 15 %
2. Reduce the setting of potentiometer 1 from 15 %
until the relay releases.

3. Increase the value at potentiometer 1 by 5 %.


P2 = Potentiometer for setting the
4. Test to protect the motor from running with 2
response delay from 0.1 ... 10
phases:
seconds
S Start the escalator.
S Interrupt phase L3 at the automatic circuit breaker.
After approx. 1 second the escalator should stop.
S Repeat the same procedure with the phases L1 and L2.
If the motor does not stop during one of the three tests, then
repeat the settings from item 1 on.

5. Set potentiometer 2 to 10 seconds.

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Failure / cause Remedy of failure / notes


The red LED will be lit in case of S Measure to check that all phases are availa-
failure of one or several phases ble.

A = red LED
Phase asymmetry

P = red LED
Phase sequence error or failure of a phase

The red LED’s P and A are lit S Measure to check that all 3 phases are available.
Phase sequence error or failure of If this is the case, then the rotary field is incorrect.
one phase A right-handed rotary field is always needed!
S Change two arbitrary phases and verify whether the rotary field has been changed.

Note: If there are several escalators / passenger conveyors in the building, first check whether the phase
sequence has perhaps been altered by the customer.

If this measure has not remedied the failure, then the relay is defective.
S Replace the relay.

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3.3 F00 Thermal motor protection

Failure / cause Remedy of the failure / notes


Thermal motor protection S Verify the connection cables from the TF134 terminals 52 53 to the motor.
(PTC resistor in the motor) S The resistance of the PTC resistor shall be less than 3 kW.
If the cables are in order
S Put a jumper on the terminals 52 and 53 of the printed circuit board TF134 (for testing only).

The motor should run now.

3.4 F05 Thermorelay driving motor

Failure / cause Remedy of the failure / notes


The motor does not run The motor is overheated.
S Let the motor cool down.
Thermorelay F6 has released S Check that the motor current has been correctly set according to rating plate and circuit diagram.
S Measure the motor current.
For direct start: Set the current according to the rating plate of the motor.
For star delta start: Set 0.58 x current according to the rating plate.

If OK:
S Check the function of the thermorelay
S Set the test button to manual (position “H”).
S Press the reset button.

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3.5 F09 Driving chain


Note: cf. chapter 2.3 (control unit SIMATIC S7-200 CPU214)
Note: cf. MF8-01-01

3.6 F10 ... F12 Brake function


Note: The function of the brakes is monitored by means of initiators. When the brake has been applied, the light-emitting diodes on all these
initiators shall be lit. The light-emitting diodes of the corresponding PLC inputs shall be extinguished when the brake is applied (for some special
systems this is different: The light-emitting diodes at the PLC inputs are lit when the brake is applied). To adjust the bakes, close the disconnect
terminal in the control cubicle, if required, or turn on the maintenance switch. This causes the brake function monitoring system to be switched off
during maintenance.
Note: cf. chapter 2.3 (control unit SIMATIC S7-200 CPU214)
Note: cf. MF8-01-05

3.7 F13 ... F15 Brake wear


Note: Wear of the brake lining is monitored by means of initiators. If the lining is thin, then the light-emitting diode at the initiator will be lit. The
light-emitting diodes at the corresponding PLC input should be extinguished after brake wear has been discovered.
Note: cf. MF8-01-04

3.8 F16 Brake safety switch


Note: Verify the brake safety switch (located in the control cubicle).

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3.9 F17 Function of the emergency brake


Note: cf. chapter 3.6 (F10 ... F12)

3.10 F18 Wear of emergency brake


Note: cf. chapter 3.7 (F13 ... F15)

3.11 F19 Safety switch of emergency brake


Note: Verify the safety switch of the emergency brake (located in the control cubicle).

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3.12 F20 ... F24


3.12.1 Upper comb plate contacts
Failure / cause Remedy of the failure / notes
The escalator has been switched Comb plate switches monitor the moveable
off during operation. comb plate. They register impacts coming from
The safety chain is interrupted. the step band / pallet band Step inlet guide
- The comb plate contact top let (e.g. due to jammed objects).
or right has released. In order to release this safety device, it is Comb plate support Moveable comb plate
necessary that a force is exerted against the
Comb segment Fixed comb plate
pressure springs. Any too early or
unintentional release, e.g. by kicking against
the comb segments, is thus prevented.

Connecting rod
Safety switch Cover plate

Pressure spring

With the safety chain closed, K15 is activated Þ 24 V is present at input E0.1 Þ LED I.01 is lit.
Cf. also 2.2 and 2.3.3.
Note: The setting is described in MF8-17-01.

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3.12.2 Upper handrail inlet box


Failure / cause Remedy of the failure / notes
The escalator has been switched The handrail inlet box is protected by means of
off during operation. a patented flap system. Normal position - flaps closed
The safety chain is interrupted. The gap between handrail and flap system is Actuation - opening of the inner flaps causes
the escalator to be switched off
The handrail inlet box top left or only approx. 5 mm. Outer flaps reveal opening -
right has been opened. The flap system consists of two pairs of flaps no crushing hazard
arranged one after the other.
The distance from the handrail is somewhat
longer for the outer flap than for the inner flap.
The gap between outer flap and handrail is so
laid out that e.g. a finger can open the inner
flap. Lever for closing the flaps

Working method:
In normal position the outer flaps are secured by
an interlocking so as to prevent unintentional actuation.
Opening of the inner flaps causes the interlocking of the outer flaps to be released, and the safety switch
turns off the escalator.
The outer flaps now reveal a large opening so that also during the braking process of the escalator no
crushing hazard exists in way of the handrail inlet.
The safety switch turns off the escalator.

With the safety chain closed K15 is activated Þ 24 V is present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2.
Note: The setting is described in MF8-35-01.

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3.13 F31 ... F33 Comb plate contact (option)

Failure / cause Remedy of the failure Notes


The escalator does not work. The safety chain is interrupted. With the safety chain closed K15 is activated Þ 24 V is
S The cover plates are open. present at input E0.1 Þ LED I.01 is lit.
The upper or lower cover plate is S Verify the contacts.
not closed correctly.

3.14 F34 ... F36 Handrail breakage contact (option)

Failure / cause Remedy of the failure / notes


The escalator does not work. The safety chain is interrupted. Handrail
The handrail sags too much.
The handrail guide rail has Each handrail uses a separate monitoring unit. Verification Handrail length contact
stripped one handrail. of the handrail sag is made by means of a lever with
Lever with roller
plastic roller.

With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2 and 3.30 Speed of handrail.
Note: The setting is described in MF8-09-05 and/or MF8-09-10.

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3.15 F37 ... F41 Comb plate contacts, lower handrail inlet boxes
Note: cf. chapter 3.12

3.16 F42 Upper push button

Failure / cause Remedy of the failure / notes


The escalator does not work. The safety chain is interrupted.
During maintenance operations,
the emergency stop button in the S Unlock the emergency stop button.
upper return station was: S Replace the defective emergency stop
S pressed intentionally or button.
unintentionally and not unlocked
again.
S The emergency stop button is
defective.
With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2

3.17 F43 Lower push button


Note: cf. chapter 3.16

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3.18 F44 ... F45 Step / pallet movement contacts

Failure / cause Remedy of the failure / notes


The escalator/passenger conveyor The safety chain is interrupted.
Safety detectors for the steps
does not work.
The monitoring switches for the step Safety detectors for the step
One step/pallet is damaged and movement are located within the step band in rollers
has released the safety detector front of the upper and lower return point and
(top or bottom) for the steps. will switch off the drive in case of step or roller
damage and/or step lowering.
A step/pallet has lowered and has Five safety detectors are arranged on a control
Safety switches
released the safety detector (top or shaft. The control shaft will be turned and will
bottom) for the steps. actuate the safety switch as soon as one of the
safety detectors is touched by the step band.
A roller is defective and has The monitoring unit for the step movement is
released the safety detector (top or so positioned that the step band will still be
bottom) for the steps/pallets. slowed down before the defective step reaches
the comb plate. Safety detectors
Thus, injuries caused to the user by the combs for step rollers
are excluded even in case the steps or step Control shaft
rollers are defective.
With the safety chain closed K15 is activated Þ 24 V are present at input Þ LED I.01 is lit.
Cf. also chapter 2.2
Note: The setting is described in MF8-04-01.

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3.19 F46 ... F47 Chain tensioning contact

Failure / cause Remedy of the failure / notes


The escalator does not work. The safety chain is interrupted. Tensioning station
Step chain

The chain tensioning contact The tensioning station for the step chains Return guide of the step rollers

bottom left or right has released. and/or pallet chains is located in the lower
return station within the supporting structure. It
is readily accessible for maintenance
operations thanks to the removeable cover
plate.

The chain slackens too much,


S Replace the chain. If required, reposition
the contact.

The chain is blocked,


S Eliminate the cause for the blocking. Pressure spring Safety switch

Note: If the chain tensioning contact has been


activated, it will have to be reset manually.

With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2
Note: The setting is described in MF8-04-03.

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3.20 F48 Float switch (option)

Failure / cause Remedy of the failure / notes


The escalator does not work. The safety chain is interrupted.

The float switch of the lower return The water level in the lower return station is
station has released. too high. It may be possible that the pit pump
has failed.
With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2

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3.21 F49 ... 51 Missing step / pallet monitoring system (option)

Failure / cause Remedy / notes


Escalator / passenger conveyor The safety chain is interrupted.
does not run.
There is a gap in the step / pallet band if both
The missing step / pallet proximity switches and/or light scanners Light scanner 2
monitoring system has switched signalize simultaneously that a step / pallet is
off the escalator / passenger missing. The proximity switches / light
conveyor because a gap has scanners are so arranged in way of the upper
been detected in the step / pallet and lower return that the step / pallet band will
band. be slowed down before the gap in the step /
pallet band becomes visible.
For adjusting the proximity switches / light
scanners, move two steps / pallets manually
and check that at least one proximity switch / Light scanner 1
light scanner is activated continuously.
Proximity switch 2
In USA and Canada: Press the reset button at
Proximity switch 1
the control unit and acknowledge the message
on the display with the ENTER key.
Subsequently, press the reset button once
again.
With the safety chain closed K15 is activated Þ 24 V are applied to input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2
Note: The adjustment is described in MF8-05-04.

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3.22 F52 ... F55 Skirting contact (option)

Failure / cause Remedy of the failure / notes


The escalator does not work. S The safety chain is interrupted. Disk spring

A skirting microswitch has turned The skirting microswitches can be arranged as


off the escalator because of an may be required:
object being jammed in the gap - In the transition area Safety switch
between steps and skirting. (4 switches for each escalator).
- Before the combs
(4 switches for each escalator)
- In the transition area and at the skirting end
pieces (8 switches for each escalator)
- or along the whole skirting length (number Step
of switches dependent on the conveying
height).
S Verify by visual inspection where the object
is jammed in the gap between steps and
skirting.
S Remove the object.
S If required, straighten the skirting.
With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2
Note: The adjustment is described in MF8-35-06.

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3.23 F57 Contactor functional test

Failure / cause Remedy of the failure / notes


The relays K1.1, K1.2, K2.1, K2.2, S Check the inputs E0.1, E02., E03 and E1.5 Note: cf. chapter 1.5
K10, K15 or K22 at the control unit (SIMATIC S7-200).
do not work properly. K1.1 or K1.2 activated Þ 24 V are present at
input E0.2 Þ LED I.02 is lit.
It must be possible to measure +24V against K2.1 or K2.2 activated Þ 24 V are present at
mass at the corresponding input while the input E0.3 Þ LED I.03 is lit.
relay is activated. K10 activated Þ 24 V are present at
Note: If one of the abovementioned relays input E0.3 Þ LED I.03 is lit.
does not work properly, the PLC will be locked. K15 activated Þ 24 V are present at
This locking can be cancelled when switching input E0.1 Þ LED I.01 is lit.
the escalator / passenger conveyor on and off Relay K15 will only be activated when the safety chain is
via the mains switch. closed.
S Check the function of the relays. K22 activated Þ 24 V are present at
S Replace the relay. input Þ LED I1.5 is lit.
When pressing the direction pushbutton (UP or DOWN), the
relay shall be activated and remain in activated condition
(K15 Þ The safety chain must be closed).
Cf. also chapter 2.3

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3.24 F58 Check key-operated switch

Failure / cause Remedy of the failure / notes


Is indicated when one of the Diode V1.1 or diode V1.2 is defective As long as the key-operated switch for the upward
contacts of both key-operated S Verify the diode while the escalator / pas- movement is actuated, 24 V will be present at input E1.0
switches is closed for a longer senger conveyor is switched off. Þ LED I1.0 is lit.
time. As long as the key-operated switch for the downward
movement is actuated, 24 V will be present at input E1.1
The key-operated switch jams. Þ LED I1.1 is lit.
S Check the switch; replace, if required.

Cf. also chapter 2.3


Note: examine circuit diagram.

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3.25 F59 ... F61 Buggy safety system (option)

Failure / cause Remedy of the failure / notes


The escalator does not work. S Verify whether one of the moveable
retaining tracks jams in way of the transition
The buggy safety system causes curves.
the escalator to be switched off as S Check the safety circuit.
soon as objects are jammed in the
gap between two successive If this option is available, then the safety chain
steps. The step band is monitored will be interrupted on release of the safety Step
in way of the transition curve. switch of the buggy safety system.
Moveable retaining
track

Safety switch

Guide rail

With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2
Note: The setting is described in MF8-04-06.

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3.26 F62 ... F65 Smoke / fire detector (option)

Failure / cause Remedy of the failure / notes


The escalator does not work If this option is available, the safety circuit is interrupted on release of the fire detection contact.
With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Note: cf. also chapter 2.2

3.27 F66 ... F68


3.27.1 Failure of soft starter
3.27.2 Failure of frequency converter (only if the option Thyssen Energy Control is installed)
3.27.3 Failure of the power supply

If one of the abovementioned failures occurs, please proceed as follows:


1. Verify the device.
2. Make a note of the failure with details that are as precise as possible (when, how, where ...)
3. Read out the code at the device and make a note of it.
4. Note down the escalator / passenger conveyor number.
5. Contact ThyssenKrupp Service in Hamburg.

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3.28 F70 Push button at the control cubicle (option)

Failure / cause Remedy of the failure / notes


Note: cf. also chapter 3.16

3.29 F71 Main switch driving motor (option)

Failure / cause Remedy of the failure / notes


The additional disconnect switch S Verify and turn on the switch.
before the motor is turned off

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3.30 F72 ... F74 Speed of handrail

Failure / cause Remedy of the failure / cause


There is a too great difference Each handrail uses a monitoring unit. An initiator measures
Handrail
between the speeds of both the speed via a roller following the handrail. When the
handrails and the step / pallet escalator is running, the corresponding light-emitting Handrail lengthening contact
band. diodes at the PLC shall be flashing with the same
frequency. Lever with roller
The distance between initiator and screw head in the
following roller shall be 1 mm. Initiator monitoring the
synchronous run

With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2 and 3.14 Handrail breakage contact.
Note: The setting is described in MF8-09-06.
There is a too great difference Each handrail uses a monitoring unit. An initiator measures
between the speeds of both the speed via a roller following the handrail. When the
Initiator
handrails and the step / pallet escalator is running, the corresponding light-emitting monitoring the
band. diodes at the PLC shall be flashing with the same synchronous
frequency. run
The distance between initiator and disk in the following
roller shall be 1 mm.
In USA and Canada: Press the reset button at the control
unit and acknowledge the message on the display with the Handrail
ENTER key. Subsequently, press the reset button at the
control unit once again.
With the safety chain closed K15 is activated Þ 24 V are present at input E0.1 Þ LED I.01 is lit.
Cf. also chapter 2.2 and 3.14 Handrail breakage contact.
Note: The setting is described in MF8-09-09.

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3.31 F75 ... F76 Brake function motor 1 and/or motor 2


Note: cf. chapter 3.6 (F10 ... F12)

3.32 F77 Functional test of auxiliary contacts (without K15, K22, K23, K4x)
e.g. Failure of the auxiliary contactor releasing the converter
Note: cf. chapter 3.23

3.33 F78 Functional test of main contactors (K1.1, K1.2, K2.1, K2.2, K10)
Note: cf. chapter 3.23

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3.34 F79 Functional test of PLC relays


Relays within PLC defective (sticking).
Check whether there is continuous conduction at the PLC relay contacts (with the control switched off). If this is the case, replace the PLC.
Note: cf. chapter 3.23

3.35 F80 Functional test of auxiliary contactor K15


Note: cf. chapter 3.23

3.36 F81 Functional test of auxiliary contactor K22


Note: cf. chapter 3.23

3.37 F82 (option) functional test of auxiliary contactor K4.X


Note: Malfunction of auxiliary contactors for additional brakes

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3.38 F83 installation error safety contacts

Failure / cause Remedy of the failure / notes


Error when connecting the safety S The safety chain is interrupted.
chain. S Measure the voltage of 230 V AC at the terminals 1 and 2 of TF134.
Note: cf. also chapter 2.1

If the voltage is not present:


S Verify the mains voltage.

S Measure the input voltage of 230 V AC at the terminals 2 thru 26 of TF134. Verify the order of the safety
contacts.
Note: cf. also 2.1
If the voltage is present, the safety chain is not interrupted.

If, however, the voltage is not present:


S Check that the plug is firmly inserted.
S If necessary, measure the cables between the individual plugs with regard to possible wire breakage.

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3.39 F84 installation error operational indication

Failure / cause Remedy of the failure / notes


Wiring contact error The connections 63 thru 71 at the diagnostic board TF134 are to be verified in accordance with the circuit
diagram.

3.40 F85 Heater feeler defective or missing (option)

Failure / cause Remedy of the failure / notes


Failure in the heater feeler If the comb plate heater is controlled via a temperature probe, then this is connected to the terminals 50 and
51 on TF134.
A relay (K5.1) is triggered via terminal 61 and will turn on the heater once a temperature of +2°C is reached
and turns it off again at a temperature of +6°C.
Measure the temperature probe between the terminals 50 and 51 on TF134 using an ohmmeter.
Value: 2 KW at 25° C.

3.41 F86 PTC resistor defective (driving motor)

Failure / cause Remedy of the failure / notes


Driving motor overheated S Carry out a measurement at the terminals 52 and 53 on TF134
Cf. chapter 3.3 (F00)

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3.42 F87 Control locked. Press the reset button.


Any failure containing the text “Call Service” will cause the control to be locked after the system has stopped. In order to unlock the control, any
error message on the display should be acknowledged first by pressing the ENTER key. On the PLC extension module, the LED of output A2.1
indicates whether there are still unacknowledged messages on the display. Once all messages have been acknowledged, output A2.1 will be
switched off. Now the text F87 “Control locked. Press reset button” appears on the display. If this text does not appear, then it will be necessary to
actualize the texts on the display using the remote control.
Then press the reset button at the control unit to unlock the control.
Locking will be maintained after power failure as well. Once the power is restored, the message F87 “Control locked. Press reset button” appears
on the display. For unlocking the control after power failure, the reset button at the control unit is to be pressed.
Acknowledgement of the messages on the display is not required, as the display has lost the information in the foreground memory following
power failure. The cause for switching off the system is to be read out of the cache memory.

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3.43 F88 Upper / lower comb plates too cold (option)

Failure / cause Remedy of the failure / notes


The escalator cannot be switched A heater makes for the trouble-free operation
Moveable comb plate
on again at temperatures below of an escalator even under winter conditions. It
0°C. prevents e.g. formation of ice on the steps and
comb plates. Note that the comb plate heater Comb segments
and the ribbed heater are only provided
together. Heater
S Verify the heating element at the comb
plate.
2 heating elements are connected in parallèle.
Values: R = approx. 3.5 W, I = 12 A, U = 42 V

Fixed comb plate

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3.44 F89 Earth leakage monitor or asymmetry relay

Failure / cause Remedy of the failure / notes


One of the two monitoring devices Earth leakage monitor:
has responded. A ground contact has occurred in the electric circuit after the isolating transformer.
S Verify whether the insulation of the cables is damaged.

Asymmetry relay:
Cf. chapter 3.2

3.45 F90 Safety switch of lighting


Note: The safety switch is located in the control cubicle.
S Verify whether the cable insulation of the electric lighting current is defective.

3.46 F91 Failure of the recovery circuit

Failure / cause Remedy of the failure / notes


Automatic restart following an S Verify that the:
emergency stop has been failing - Light barriers and/or contact elements are free
for a longer time. - Light barriers of the light curtain are free
- The recovery times are set correctly at the time relay.

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3.47 F92 Failure of light curtain

Failure / cause Remedy of the failure / notes


The light barriers of the light The central unit of the light curtain indicates the position of the failing light barrier.
curtain monitoring the step band The count is from from lower landing to top.
have been defective for a longer
time or there is an object lying on Cf. also installation instructions MF8-53-07
the step band.

3.48 F93 Functional test of operational readiness

Failure / cause Remedy of the failure / notes


One of the relays of the recovery
circuit does not work properly Cf. also installation instructions MF8-53-07
(time relay, emergency stop
memory relay)

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3.49 F94 Functional test K23

Failure / cause Remedy of the failure / notes


During a self-test, the system S Check the connection
checks whether the relay K23 has S If required, replace the relay.
been deactivated while the output
Q0.1 of the PLC is switched off. Cf. chapter 2.3.3

3.50 F110 System error PLC defective

Failure / cause Remedy of the failure / notes


CPU S7-200 defective S Reload the program (from the EPROM)
cf. chapter 2.3.4

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3.51 F111 System error TF134


If this message appears on the display or in the diagnostic memory, then the following errors can exist:
1. Wiring error of safety chain inputs (terminals 2-26)
With the safety chain closed the mains voltage of 230 V / 110 V is not present at one of the inputs. In case of proper wiring, voltage should be
present at all inputs while the safety chain is closed. Accordingly, all inputs downstream an open safety contact should be dead.
2. Wiring error of the inputs of the status messages (terminals 64-69)
The function of the inputs is not given in accordance with the circuit diagram. The inputs are logically linked with each other so that e.g. the inputs
UP and DOWN must not be triggered simultaneously.
3. Defect at the temperature probe for the heater (terminals 50-51)
If the control is fitted with a heater, then this will be switched on and off by TF134. If due to a defect (short-circuit or wire breakage) the temperature
probe does no longer work properly, this is signalized by TF134. To check: At 25°C the nominal resistance value is 2000 Ohm.
4. Failure of the triggering for the inputs of the safety chain.
In order to ensure that the TF134 works synchronously with the mains, a triggering signal is generated on TF134. However, the presence of extreme
harmonic waves in the mains can result in failures while the triggering signal is being generated, or the electronics on TF134 fails in this area.
5. System error (internal) of TF134
An error was discovered during the self-test of TF134 (e.g. EPROM defective).
6. A safety contact is open for a longer period
This message can appear due to a software error, if a safety contact is open for a longer time. This concerns all software versions up to release “E”
(e.g. Vel_d05e). Normally, this error can be ignored, as the message exists only in the diagnostic memory and not on the display.

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3.52 F190 System error FT8X0


If this message appears, proceed as follows:
1. Type in the service help password ”4 3 4 3 4 ”.
2. One or several detailed messages will appear on the display.
3. If the message “Communication error PLC: RS-485” appears, then this is due to an error in the data exchange between the PLC S7-200 and the
panel FT8X0. Verify the connector at the PLC, check the cable leading to the panel FT8X0.
4. If the message “Communication error diagnosis: RS-485” appears, this is due to an error in the data exchange between the diagnostic board
TF134 and the panel FT8X0. Verify the setting according to chapter 2.2.2 and 2.2.3, check the cables leading to the panel FT8X0.
5. If none of the two measures is successful, a cable or an appliance is defective Þ replace the corresponding components.

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4 Warning messages
4.1 W00 ... 01 Failure of light barriers top and bottom

Failure / cause Remedy of the failure / notes


One light barrier is indicated to be If one light barrier is maladjusted and the second one does not receive any signal, then a defect is indicated
defective. for the second light barrier.
S Verify the adjustment of both light barriers.
Note: cf. also chapter 2.3

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4.2 W02 ... W03 Failure of pressure-sensitive mat top and bottom

Failure / cause Remedy of the failure / notes


One pressure-senstive mat is One pressure-sensitive mat is e.g. blocked by dirt.
indicated to be defective. S Remove the dirt (pebbles or the like) from the lateral edges of the pressure-sensitive mat.
S Verify at the control cubicle whether the green LED “Ready for operation“ is lit.
If this is not the case,
S Check the voltage supply. Note: examine the circuit diagram.
If supply voltage is present,
S Verify at the control cubicle whether the yellow LED “Sensor” is dark as soon as the sensor is actuated
(check all 3 sensors individually)

Sensor
(yellow) Box

Sensors
If this is not the case, - +
Sensitivity
S Readjust the sensivity with the potentiometer
poetentiometer. Stecker 1

S Repeat the verification. Stecker 2

S If required, replace the defective Handrail Handrail


sensor.
Ready for operation
(Green)

Note: cf. also chapter 2.3 Installation under cover tray


Note: cf. also MF8-18-02

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4.3 W04 Safety switch for heating


Note: Check the safety switch of the heating in the control cubicle.

4.4 W05 ... 06 Upper or lower comb plate too cold


Note: cf. chapter 3.43

4.5 W07 Failure of safety switch oil pump


Note: Check the safety switch of the oil pump in the control cubicle.

4.6 W08 Check the oil level of the oil pump

4.7 W09 ... 10 Chain tension contact bottom left / bottom right
Note: cf. chapter 3.19

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4.8 W11 Check key-operated pushbutton


Note: This message is a warning if the contact of the key-operated pushbutton is not open while the escalator is moving.
Note: cf. chapter 3.24

4.9 W12 ... 14 Handrail speed


Note: cf. chapter 3.30

4.10 W15 Heater sensor defective or missing


Note: This message is a warning if a defect according to F85 is recognized, but the escalator is still moving.

4.11 W17 Upper or lower comb plate too cold


Note: This message is a warning if a defect according to F85 is recognized, but the escalator is still moving.

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4.12 W18 Failure of lighting

Failure / cause Remedy of the failure / notes


Total failure of the lighting S Check at the control panel FT8X0 whether the function of the lighting is set to “ON” or “AUTO”.
If set to ON:
The LED Q0.0 at the control unit SIMATIC S7-200 CPU214 shall be lit and the relay K25 be activated.
S Turn on the protective motor switch in the control cubicle.

Note: cf. chapter 2.3

If AUTO has been set:


S Start the escalator / passenger conveyor.
S The LED Q0.0 at the control unit SIMATIC S7-200 CPU214 shall be lit and the relay K25 be activated.
Partial failure of the lighting. In case of double lamp ballasts, 2 lamps are always switched off simultaneously (even if one lamp only is
defective).
S By switching the lighting on and off, verify whether one of the two lamps is lit again for a short while.
The other lamp is defective.
Þ For the replacement of the balustrade lighting refer to MF8-37-01
Þ or for the replacement of the skirting lighting to MF8-38-01

For cold cathode lamps with angular ends:


In case of an odd number of lamps per side, a double lamp ballast will also be used for the last lamp, the
connection for the second lamp being short-circuited.

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Failure / cause Remedy of the failure / notes


The lamp ballast is defective. Verify the lamp ballast.
Do the lamps before and after the defective lamp work properly?
If this is the case:
S Replace the lamp ballast.

Do the lamps before the defective lamp work properly?


S Check the supply voltage at the lamp ballast.
For cold cathode lamps:
S Withdraw the double-pole plug of the power supply cable and measure (mains voltage).

For commercial lamps:

S Remove the fluorescent tube.


Þ For the replacement of the balustrade lighting refer to MF8-37-01
Þ or for the replacement of the skirting lighting to MF8-38-01

S Using the ohmmeter, measure the resistance at the pins of the fluorescent tube arranged beside one an-
other. If the value is between 3W and 100W, then the tube is intact. In this case, replace the lamp ballast.

Caution: Never measure directly at the lamps!

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5 Annex
5.1 FI safety switch / control fuse

Failure / cause Remedy of the failure / notes


The FI safety switch releases in an A frequently releasing FI safety switch indicates humidity in the plugs or defective insulations, e.g.
undefined manner. - Water in the plug of brake magnets.
The control fuse releases in an - Mechanically damaged cable in way of the handrail inlet boxes, handrail drive, driving chain.
undefined manner.
Note: This failure is not displayed!

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5.2 Interface setting in the configuration menu (with service password)

S Press the key until the prompt Password appears.


Display field (1) Up (3) Scroll
S By pressing the corresponding keys, enter the service password ”41132”.

S Press the key until Configuration appears on the display.


Keypad

S Confirm by pressing the key .


Infra-red interface (2) Down (4) Enter
S Press the key until Interface-Configuratuion appears on the display.

S Confirm by pressing the key .

Interface-
Configuration
Configuration --
Diagnostic : RS-485 RS485

Configuration --
PLC : RS-485 RS485

Configuratoin menu level

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Configuration --
Master
2. Tableau : -- Slave

Further settings are explained


in the corresponding user
manuals. --
Configuration
Service (PC) : IR RS485
IR

TFH1
Configuration
Teleservice : TFH1 --
TAN1

Configuration --
Configuraton menu level Printer : RS232 RS232
IR

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5.3 Setting times for intermittent operation

Note: Intermittent operation is available only if the escalator is fitted with signal lights and either pressure-sensitive mats or light barriers.

Note: To activate intermittent operation, go to the “Control” menu and set the “Intermittent” function to “ON” (see also User Manual).

For intermittent operation, the following times must be entered (cf. also menu item “Configuration” in the user manual):

- “+” (positive time): Running time for the escalator (permitted range: 010 s to 999 s).

Note: For safety, the running time must be at least 10 s longer than the bare transit time of a user between activating the entry switch
(pressure-sensitive mat or light barrier) and reaching the end of the escalator!

- “-” (negative time): Blocking time (Demonstration time) for persons that have attempted to use the escalator in the wrong direction
(permitted range: 10 s to 99 s).

Note: The blocking time cannot be less than 10 s!

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To set the times:


G Select “Configuration” from the main menu, then select the sub-function “Enter times interm.” (see chapter LEERER MERKER).
' The text “Enter times interm.” and the current settings for the times will be displayed.

G Press the key. Enter times interm.


+: 060s -: 10s
' The first digit of the “+” time is flashing.

G Press the or key repeatedly until the desired figure is displayed.

G Press the key. Enter times interm.


+: 060s -: 10s
' The second digit is flashing.

G Press the or key repeatedly until the desired second figure is displayed.
In the same way, set the third figure of the “+” time as well.
Then the display reverts to the “-” time.
' The first digit of the “-” time will flash.
Enter times interm.
+: 060s -: 10s
G Press the or key repeatedly until the desired figure is displayed.

G Press the key.


In the same way, set the second figure of the “-” time as well.
' That completes the setting procedure.

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5.4 Failure memory at the display panel

Meaning of the keys UP


value: 1 Scroll
value: 3

Enter
DOWN value: 4
value: 2

Calling the failure memory

8. Press the key until the prompt Password appears.


9. Enter the service password ”41132” by pressing the corresponding keys (see above).
10. The display Control appears.
11. Press the key until the display Diagnostic appears.

12. Confirm by pressing the key .

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13. Press the key until the display View memory appears.

14. Confirm by pressing the key .

15. Subsequently, the data (date and time) of the oldest message appear.

In order to display the latest message, press the key once.

16. To change between the data and the text of the message, use the key .

17. The next older message can be called via the key .

18. For calling the next newer message, press the key .

19. The output of the failure memory can be terminated by pressing the key several times.
The diagnostic memory can store the last 100 failure messages. Should a further failure occur, then the oldest failure message will be overwritten
(circulating memory).

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 434 of 516
för Maintenance Instructions MF8-53-09_5E Page 7
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

5.5 Remote control unit

Up Scroll
Down Enter
Lighting ON / AUTO / OFF Stop
Mode of operation Timer ON / OFF

The infrared remote control can be operated in parallel with the front panel keyboard at the FT8X0. The remote control unit allows access to all the
functions of the control panel. The keys “Up”, “Down”, “Scroll” and “Enter” are identical with the keys on the control panel.

5.5.1 Switching function


In addition to the front panel keyboard, the remote control unit uses four further keys allowing direct operation of the first four switching functions
of the control menu. When pressing one of these keys, the function is identical with that of the ENTER key if the corresponding control menu
function has been selected before. The following functions are accessible according to the pictograms printed on the remote control unit:
- Stop of operation (STOP)
- Lighting (lamp symbols)
- Intermitting operation (dots/dash)
- Timer (clock face)
The switching functions can only be executed if the corresponding menus in the FT8X0 are enabled.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 435 of 516
för Maintenance Instructions MF8-53-09_5E Page 8
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

5.5.2 Standard functions


The remote control unit can be switched on by pressing any key whatever. The upper four keys allow operation of the FT8X0 as is the case with
the front panel keys if the remote control unit is switched on and directed towards the infrared receiver of the FT8X0 under the Tyhssen logo.
Prerequisite for the evaluation of the remote control unit is that the service (PC) interface in the FT8X0 is set to IR.
Actuation of the switching functions is possible both in the message display mode and in the menu. In the message display mode each action is
acknowledged by a plain text message that appears for a short while on the display. Subsequently, the actual message appears again on the
display.
In the menu mode, there is a direct automatic link to the control menu belonging to the switching function and the action is acknowledged therein
as plain text. Subsequently, normal menu operation is possible again. In case of current entries (e.g. access code), remote control of the
switching functions is disabled. If no key is pressed for approximately one minute on the remote control unit, then the battery will be switched off
automatically.

Arrow DOWN & scroll:


The data of the diagnostic memory and of the statistics are transferred to a file in the remote control unit. The remote control unit can receive a
maximum of 32 of these files. From version 3.0, the data transfer process is shown on the display of the FT8X0. Provided the transfer has been
completed successfully, “Ready” appears on the display. Devices with an older software version do not have an indication on the display but
acknowledge the end of the transfer with a beep.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 436 of 516
för Maintenance Instructions MF8-53-09_5E Page 9
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

5.5.3 Handling information


All functions are released only after the corresponding keys or key combinations have been released, as for two-key combinations absolutely
simultaneous pressing and releasing is not possible. For the pure menu and control functions (single-key functions), it is only the range of the
transmitter in the remote control unit (approx. 2 to 3 m) that is to be taken into consideration, as the remote control unit does not expect any
acknowledgement on the part of the FT8X0. As far as the data transfer is concerned, there is always a bidirectional communication due to the
shake hand procedure. In this case, the limited range (approx. 1 to 1.5 m) of the transmitter in the FT8X0 is to be taken into consideration. For
data transfer, the shortest distance possible (however, not less than 20 cm) as well as a good alignment should be adhered to in order to
minimize disturbances from external light.
Prior to transferring data to the PC or notebook, the remote control unit is to be switched on by pressing any key whatever. If there is no
communication for one minute, the remote control unit will be turned off automatically.

5.5.4 Battery change


The remote control unit uses a commercial 9 V compound battery. In order to change the battery, loosen the slider on the rear side of the remote
control unit, unfold and remove the lid of the battery compartment, remove the battery and the connection clip from the battery. Reassembly with
the new battery is made in reverse order. All data in the remote control unit are also maintained permanently after the battery has been changed.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 437 of 516
för Maintenance Instructions MF8-53-09_5E Page 10
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

5.6 Change of the battery in the control panel

Signs for an empty battery (only discernible after the system has been switched on again)
- Date and time are incorrect.
- The times set for intermittent operation were reset to the initial values.
- The set language has changed into German.
- The statistic and diagnostic memories were erased.
Label

1. Remove the inner cover strip with the control panel


(cf. MF8-38-02).
2. Remove the label with the information on the last battery change
cautiously without damaging it and keep it in a safe place.
3. Open the lid of the battery compartment and remove the battery,
withdraw the cable from the plug without bending it. Battery compartment
Battery
4. Load a new battery.
5. Put the lid of the battery compartment in place.
Plug
6. Stick on the label (this seals the battery) and write the actual date
on it.
7. Remount the cover strip with the control panel.

FT 822 - 823 - 824 FT 842 - 845 FS 882 - 883 - 884


27.08.2002 NAFO Page 438 of 516
för Maintenance Instructions MF8-53-09_5E Page 11
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NAFO Page 448 of 516
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NAFO Page 449 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 450 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 451 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 452 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 453 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 454 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 455 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 456 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 457 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 458 of 516
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'5      '5    '4     


NAFO Page 459 of 516
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'5      '5    '4     


NAFO Page 460 of 516
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'5      '5    '4     


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EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 462 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 463 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 464 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 465 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 466 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 467 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 468 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 469 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 470 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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'5      '5    '4     


NAFO Page 471 of 516
EQ .BJOUFOBODF *OTUSVDUJPOT .'F 1BHF 
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NAFO Page 472 of 516
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Control

Contents
1 Troubleshooting - general . . . . . . . . . Page 2
1.1 Troubleshooting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 2
1.2 General safety reminders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 3
1.3 Electric safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 3
1.4 Safety circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 4
1.5 Manual Reset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 6
1.6 Layout of control cabinet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 7

2 Failure messages . . . . . . . . . . . . . . . . Page 8


2.1 Overspeed monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 8
2.2 Asymmetry / phase sequence relay . . . . . . . . . . . . . . . . . . . . . . Page 18
2.3 Thermal motor protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 21
2.4 Thermorelay driving motor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 21
2.5 Brake function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 22
2.6 Comb plate contacts top left and right, down left and right . . . . Page 23
2.7 Handrail inlet boxes top left and right, bottom left and right . . . Page 24
2.8 Handrail fracture contact left and right (option) . . . . . . . . . . . . . Page 25
2.9 Push button (bottom) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 25
2.10 Step / pallet run contacts (bottom and top) . . . . . . . . . . . . . . . . Page 26
2.11 Chain tensioning contact (bottom left and right) . . . . . . . . . . . . Page 27
2.12 Missing step / pallet monitoring system
(top and bottom, optional) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 28
2.13 Skirting contact (option) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 29
2.14 Functional contactor test . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 30
2.15 Smoke / fire detector (option) . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 31
2.16 Handrail speed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 31

3 Annex . . . . . . . . . . . . . . . . . . . . . . . . . Page 32
3.1 FI safety switch / control fuse . . . . . . . . . . . . . . . . . . . . . . . . . . . Page 32

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1 Troubleshooting - general
1.1 Troubleshooting
See chapter 2 for explanations of various failures and notes on eliminating failures.
Warning messages inform on defective subassemblies and structural elements. They do not forcibly result in a stop of the escalator and/or
passenger conveyor.
The defective components / structural elements represent, however, a functional restriction and should therefore be removed as soon as possible.

Note: Unless otherwise specified, all information applies to the escalators Velino FT 810 as well as to the passenger conveyor Orinoco FS 870.
Where in the text the term escalator is used, this information applies to the passenger conveyor as well.

Options are marked with the symbol shown on the left-hand side.

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1.2 General safety reminders


For the correct and safe operation of the escalator / passenger conveyor it is absolutely necessary that the operator and the service personnel
take the generally applicable safety measures, observe the safety regulations and are familiarized with the contents of the operation manual for
the escalator / passenger conveyor.

Caution: Only persons having the necessary qualification and being conscious of the risks associated therewith are allowed to carry out
repairs, maintenance and setting operations. Only qualified skilled personnel certified by Thyssen are allowed to open the protective
coverings or housings.

The maintenance personnel have to be instructed with regard to the safety measures to be taken for the prevention of accidents. Only instructed
persons are allowed to perform maintenance and repairs.
The measures indicated in the sheets for the prevention of accidents and in the safety data sheets MF8-00-17 and MF8-00-18 have to be
adhered to.

1.3 Electric safety


Caution: Prior to performing any work on the electrical equipment, the mains switch must be turned off and must be protected against
being turned on again by unauthorized persons. Only use suitable measuring units in perfect condition for measurement on electrical
equipment.

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1.4 Safety circuit


Functional principle
The safety chain consists of a series circuit of the safety contacts. If no visible failure can be detected, the cause can be localized by measuring
the voltage at the connecting terminals of the safety contacts of the distribution plug.

Safety contacts in the control unit (see Fig. 2) Upper safety contacts (see Fig. 3) Lower safety contacts (see Fig. 4)

Main contactor

Fig. 1 Functional principle / Safety circuit

phase sequence
Motor thermistor

Bimetallic relay
Speed monitor
Fire detector

Asymmetric

50 18 17 17 18 96 95 15 18 95 96 -X1 4
/2.1
4
-K29 -A6 -F5 -F3/F4 -F6
Option

Fig. 2 Safety devices of the control unit

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Socket (top right)


Emergency stop

Socket (top left)


Handrail guide

Handrail guide

Step run (top)


Comb plate

Comb plate

(top right)
top right

(top left)
top left

(top)
4 11 12 11 12 11 12 11 12 2 1 11 12 11 12 11 12 12
/1.8 /3.1
-S6.11.1 -S6.11.2 -S6.10.1 -S6.10.2 -S1.5.1 -S6.14.1 -S6.13.1 -S6.13.2
+U1.1 +U1.2 +F1.1 +F1.2 +F1 +S1 +F1.1 +F1.2 +U2-X70 3
+U1-X60 3 +U1-X60 4 +U1-X60 5 +U1-X60 6 +U1-X60 7 +U1-X60 8 +U1-X60 9 +U1-X60 10 +U1-X60 11
+U1-X50 3

Option Option
Fig. 3 Safety contacts in the passenger conveyor (top)
-X1 12 12

contact (down right)

Socket (down right)


contact (down left)

Socket (down left)


Push button (bot-

Chain tensioning

Chain tensioning
Emergency stop

Step run (down)


Handrail guide

Handrail guide
(down right)

(down right)
Comb plate

Comb plate
(down left)

(down left)

(down)
tom)

12 11 12 11 12 11 12 11 12 22 21 2 1 11 12 11 12 11 12 11 12 11 12
/2.8
-S6.11.3 -S6.11.4 -S6.10.3 -S6.10.4 -S1.4.2 -S1.5.2 -S6.14.2 -S6.12.1 -S6.12.2 -S6.13.3 -S6.13.4
+U2.1 +U2.2 +U2.1 +U2.2 +F2 +S2 +U2.1 +U2.2 +F2.1 +F2.2
+U2-X70 4 +U2-X70 5 +U2-X70 6 +U2-X70 7 +U2-X70 8 PE +U2-X70 9 +U2-X70 10 +U2-X70 11 +U2-X70 12 +U2-X70 13 +U2-X70 14 +U2-X70 15

+U2-X70 16

+U1-X50 4

-X1 30

Fig. 4 Safety contacts in the passenger conveyor (down) 37

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1.5 Manual Reset


Every fault or warning which appears on the display with the service hint “call for service” will lock the controller (the LED next to PLC output A2.1
at extension module is on).
To unlock the controller, first all existing messages have to be cleared with the enter button at the display touchpad.
When all messages have been cleared (the LED next to PLC output A2.1 at extension module is off) the message “Controller locked, press reset”
will appear.
Now press the reset button at the controller to unlock it.
Special procedure to clear handrail speed and missing step supervision:
First press the reset button at the controller. Then continue with the above mentioned procedure.

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1.6 Layout of control cabinet

Mains switch
Thermal Motor protection F6

Documentation
Wiring diagram
Main contactors
Control transformer
Contactor K21 /
Time setting
Thermistor
Asymmetric relay F3/F4

Fuses Overspeed monitoring A6

Connectors

Fig. 5 Control cabinet

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2 Failure messages
2.1 Overspeed monitoring

Functional principle
The speed monitor is intended to monitor the speed of escalators and passenger conveyors.
If the speed of the driving motor exceeds 1.17 times the synchronous speed, the safety chain is interrupted, and the motor is stopped as well. If
the speed falls below 19,5 % of the synchronous speed, the motor will also be stopped.
Speed measurement is done by two momentum pulse generators in the motor.
Apart from speed monitoring, the device also checks if both momentum pulse generators detect the same speed and if an internal error has
occurred.
After the failure: If the speed monitor has released, the reset- button must be pressed.
During the first three seconds after power on, the speed monitor performs a self-test. During this time, the motor cannot be started, as otherwise,
an internal failure would be recognized.

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Notes
Function of the inputs- and outputs
Connection 17/ 18 : Output contact; interrupts the safety chain when a failure is recognized. (Serial connection with fuse F2)
Connection 7 / 8 : Electronic transmitting contact; closes if no failure is present.
Connection 5 / 6 : Electronic transmitting contact; closes in case a failure has occurred.
Connection 3 / 4 : Impulse output of the initiator signal inputs
Connection 9 / 10 : Initiator input motor speed; initiator 1.
Connection 12 / 13 : Initiator input motor speed; initiator 2.
Connection 19 / 20 : Stop bypass; 230 V at motor stop.
Connection 21 / 22 : Supply voltage 230 V / 50 Hz.
Connection 15 / 16 : Stop bypass; 24 V, closed at motor stop.

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Speed monitor TSC1 with momentum pulse generator at the ventilator impeller

Notes

Speed monitor model TSC1

Reset button
LED1 (FAIL) LED2 (NORM) LED3 (LO) LED4 (HI)

General failure ON OFF OFF OFF


Normal operation OFF ON OFF OFF

Too low speed OFF OFF ON OFF

Overspeed OFF OFF OFF ON


Fuse F2
Self-test error ON OFF ON ON
Start error OFF OFF OFF OFF

shown: version with 240 VAC,


as used until August 2002

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Failure / cause Remedy of the failure / Notes


Motor does not run Check fuse F2 (2 A inert) on the front and replace it, if necessary.
The LED on the front are also lit when the fuse is defective.
S One of both momentum pulse generators in the motor is defective.
S Wires to the momentum pulse generators interrupted.
S Checks the plugs.
The momentum pulse generators can be checked by voltage measuring. If the handwheel of the motor is
turned by hand, 20 impulses per rotation will be produced. These impulses are measured at the connections
9 and 10, 12 and 13 (see Fig. 11).
The impulses have a voltage of VDC.
S In case of main contactor failures, speed monitoring will be enabled. The time setting of the slow-release
time block on the contactor K21 must be 1 second.
Note: Once a failure is recognized, the speed monitor will be locked.
Restoring normal condition can only be done by pressing the reset -button.
Locking is not cancelled by interrupting the supply voltage.

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The centrifugal mass of the motor is integrated in the flywheel ventilator. A momentum pulse generator
integrated below the centrifugal mass serves as speed sensor.
The momentum pulse generator uses two channels completely separated from each other, including
separate supply of both channels. The outputs are of the HTL type.
The field spider supplies 20 pulses per revolution.
The momentum pulse generator is connected at the motor to an 8 pole connector shell
connected(see Fig. 10).
The speed monitor TSC1 monitors
Speed and unintentional change of the direction of rotation.

Functional test
According to EN115, 12.5.1, a test of the speed monitoring is not necessary for
the asynchronous three-phase motors in use.
As far as systems with frequency converter are concerned, the corresponding test can, however,
be conducted by increasing the speed at the converter. Fig. 6

Interrupting one sensor channel at connector 9 or 12 of the speed monitor TSC1 is sufficient for testing the speed monitoring, The speed monitor
itself corresponds to category 4, DIN EN 954-1. That is why it is not necessary to test the device.

Maintenance
The momentum pulse generator does not require any maintenance.

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Replacement of the momentum pulse generator


- Block all ways guiding to the escalator / passenger conveyor (MF8-18-02).
- Turn off the mains switch and protect it so that it cannot be turned on again.
- Open the upper return station.
- Check if the replacement momentum pulse generator is fitted with the
appropriate cable lengths, depending on the motor size (e.g. 112 / 132).
- Dismantle the flywheel from the motor.
- Remove the retainer ring.
- Using a pulling-off device, loosen the centrifugal mass from
the motor shaft.

Fig. 7

- Remove the retainer ring from the cavity (1).


- Remove the lock washer (2).

2
Fig. 8

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- Remove the screws of the momentum pulse generator (1).


- Remove the cable retaining screws (2).
- Using two screwdrivers in way of the cables,
remove the momentum pulse generator cautiously (3).
Never loosen it by force (e.g. with a hammer).
- Loosen the headless screw. Remove the field spider.

1
Field
2 spider

Fig. 9

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- Disconnect the connection cable by pulling out the connector.


- Loosen the screws of the connector shell at the motor (4).
- Unscrew the connector shell (5).
- Remove the pins from the shell.
- Insert new pins into the shell according to the coding.

Fig. 10

Installation in reverse order.

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Connection diagram speed monitor TSC1 with momentum pulse generator (version with 240 VAC, as used until August 2002)
100-240V 50/60Hz. 100-240V

+24VDC

Please note:
Jumper terminals 15 + 16 required
if only the 230 V release input is used.
Connector HAN8D at the motor

Momentum pulse generator 20 pulses pe

N1 N1
Fig. 11

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Speed monitor TSC1 (version with 24 VDC, without own transfo, with internal filter, as used since September 2002)
Connection diagram speed monitor TSC1 24VDC with momentum pulse generator
Attention! When replacing 230V-units, the
100-240V 50/60Hz.
connections 21 and 22 must be wired to
24 V.
L1 N

24 VDC
Please note:
L+ M Jumper terminals 15 + 16
required if only the 230 V
release input is used.

Connector HAN8D at the motor

Momentum pulse
generator 20Imp./rev.

N1
Fig. 12

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2.2 Asymmetry / phase sequence relay

Functional principle
A = red LED
Phase asymmetry

P = red LED P1 = Potentiometer for


is lit in case of a phase sequence error setting the switching threshold between to
or failure of one phase 15% in case of asymmetry
P2 = Potentiometer for
R = yellow LED setting the response delay
is lit when the safety contact is closed. 0,1 ... 10 seconds in case of asymmetry
U = green LED
is lit when the supply voltage is present.

Three-phase current is supplied via the terminals L1, L2, L3.


Provided there is no failure in the mains, the output relay is activated. The yellow and the green LED are lit.
If a phase sequence error occurs or in case of phase failure, the output relay will be deactivated (it cannot respond in case of low voltage).
The yellow LED extinguishes and the red LED P is lit.
If an asymmetry is discovered, the output relay is deactivated after the preset delay time (0.1 ... 10 seconds).
The yellow LED extinguishes and the red LED A is lit.

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Failure / cause Remedy of the failure / Notes


The phase sequence relay is S Check if the green LED is lit (supply voltage)
defective If YES- with the failure still indicated:
S Check the wiring.

Measure the supply voltage for the relay between the connecting terminals L1, L2 and L3.
If voltage is present and the wiring is correct, the relay is defective.
S Replace the relay.
Phase sequence relay is wrong Do the following with the escalator / passenger conveyor
adjusted standing still:

1. Turn potentiometer 2 to minimum. P1 = Potentiometer for


setting the switching threshold
2. Turn potentiometer 1 slowly down from 15% until between 5 to 15%
the relay is released.

3. At Potentiometer 1, increase the value


by 5%. P2 = Potentiometer for
setting the response delay
4. Test for protecting the motor against 2 phased run: 0,1 ... 10 seconds
S Start the escalator.
S Interrupt phase L3 at the switch fuse
The escalator must stop after approximately one second.
S Repeat this with the phases L1 and L2.
If the motor does not stop during one of the three tests, repeat
the settings beginning with item 1.

5. Set potentiometer 2 to 10 seconds.

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Failure / cause Remedy of the failure / Notes


Red LED P is lit S Measure to check if all 3 phases are available.
Failure of one or several
phases
A = red LED
Phase asymmetry

P = red LED
Phase sequence error or failure of one phase

The red LED P and A are lit S Measure to check if all 3 phases are available.
Phase sequence error or failure of If YES, the rotary field is wrong.
one phase A right-handed rotary field is always needed!
S Change two arbitrary phases to check if the rotary field was changed.

Note: If there are several escalators / passenger conveyors in the building, check at first if the phase
sequence could have been changed by the customer.

If this measure does not eliminate the failure, the relay is defective.
S Replace the relay.

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2.3 Thermal motor protection

Failure / cause Remedy of the failure / Notes


Thermal motor protection S Check the wiring between the thermistor relay F5 and the motor.
(PTC resistor in the motor) S The resistance of the PTC-resistor must be inferior to 3 kW.

2.4 Thermorelay driving motor

Failure / cause Remedy of the failure / Notes


Motor does not run The motor is overheated.
S Let the motor cool down.
Thermorelay F6 has released S Check if the motor current was set correctly according to the rating plate and circuit diagram.
S Measure the motor current.
For direct start: Set the current according to the rating plate of the motor.
For star delta start: 0,58 x Set the current according to the rating plate of the motor.

If OK:
S Check the function of the thermorelay.
S Set the Check button to MANUAL. (Position “ H”)
S Push the reset button.

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2.5 Brake function


The brake magnet (1) (Emergency shut-down for binder magnet)
is especially constructed for escalators and Escalators with 100 % continuous operation. 1
The brake magnet is fitted with an emergency shut-down for binder magnets.
Its circuit board is in the terminal box of the brake magnet.

Fig. 13

All DIP switches must be set according to the drawing on the margin. DIP switches Terminal block

7 = magnet coil
5 not occupied
5 = magnet coil
1 not occupied
not occupied
2 = mains input 2
1 = mains input 1

Fig. 14

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2.6 Comb plate contacts top left and right, down left and right

Failure / cause Remedy of the failure / Notes


The escalator has been switched The comb plate switches monitor the
off during operation. moveable comb plate. They
The safety chain is register impacts from the step chain / pallet Step inlet guide
interrupted. chain.
- The comb plate contact (top left (e.g. by jammed objects) and disable the Comb plate bracket Moveable comb plate
or right) has released. drive.
Comb segments Fixed comb plate
- The comb plate contact (bot- In order to release this safety device, it is
tom left or right) has released. necessary that a force is exerted against the
pressure springs. Too early or unintentional
releasing -
e.g. by kicking against the comb segments -
will be prevented. Slide rod
Safety switch Cover plate

Pressure spring

Note: The setting is described in MF8-17-01.

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ThyssenKrupp
Elevator

2.7 Handrail inlet boxes top left and right, bottom left and right

Failure / cause Remedy of the failure / Notes


Passenger conveyor was The handrail inlet box is protected by means of
switched off during a patented flap system. Normal position - flaps closed
operation. The gap between handrail and flap system is Actuation - opening of the inner flaps
switches the escalator off
The safety chain is only approx. 5 mm. Outer flaps release gap -
interrupted. The flap system consists of two pairs of flaps no danger of squeezing
- The handrail inlet box top left or arranged one after the other. The distance
right has been opened. from the handrail is somewhat longer for the
- The handrail inlet box bottom outer flap than for the inner flap. The gap
left or right has been opened. between outer flap and handrail is laid out in a
way that e.g. a finger can open the inner flap.
Lever for closing the flaps

Working method:
In normal position the outer flaps are secured by an interlocking to prevent
unintentional actuation.
Opening the inner flaps releases the interlock of the outer flaps, and the
safety switch shuts the passenger conveyor down.
With the outer flaps now put aside, there’s a big opening without any risk of squeezing at the handrail inlet
box even during braking the passenger conveyor.
Note: The setting is described in MF8-35-01.

FT 810 FS 870
07.10.2003 NAFO Page 497 of 516
dp/för Maintenance Instructions MF8-53-11E Page 24
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.8 Handrail fracture contact left and right (option)

Failure / cause Remedy of the failure / Notes


The escalator does not work. The safety chain is interrupted. Handrail
The handrail sags too much.
A handrail was pulled off Each handrail uses a monitoring unit. The sag of the Handrail length contact
the handrail guide rail. handrail is checked by means of a lever and a plastic roller.
One handrail is broken. Lever with roller

Note: The setting is described in MF8-09-05 and/or MF8-09-10.

2.9 Push button (bottom)

Failure / cause Remedy of the failure / Notes


The escalator does not work. The safety chain is interrupted.
During maintenance, the
emergency stop at the lower return S Unlock the emergency stop switch.
station S Replace a defective emergency stop switch.
was enabled
- intentionally or unintentionally
and was not
released again.
- Emergency stop switch is de-
fective.

FT 810 FS 870
07.10.2003 NAFO Page 498 of 516
dp/för Maintenance Instructions MF8-53-11E Page 25
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.10 Step / pallet run contacts (bottom and top)

Failure / cause Remedy of the failure / Notes


Escalator / passenger conveyor The safety chain is interrupted.
Safety detectors for the steps
does not run.
Step monitoring devices are located before the Safety detectors
One step/pallet is damaged and upper and the lower return station and stop for step rollers
has released the safety detector the drive in case of
(top or bottom) for the steps. damaging or lowering steps.
There are five safety detectors on a
A step/pallet has lowered and has control shaft. The control shaft is
Safety switch
released the safety detector (top or twisted and activates the safety switch, as
bottom) for the steps. soon as one of the safety detectors is touched
by the step chain.
A roller is defective and has The step run monitoring is positioned in a way
released the safety detector (top or that the step chain can even be
bottom) for the steps/pallets. slowed down in case of a fully loaded escalator
before the defective step reaches the comb Safety detectors
plate. Even when the steps or step rollers are for step rollers
defective, users will not get injured. Control shaft

Note: The setting is described in MF8-04-01.

FT 810 FS 870
07.10.2003 NAFO Page 499 of 516
dp/för Maintenance Instructions MF8-53-11E Page 26
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.11 Chain tensioning contact (bottom left and right)

Failure / cause Remedy of the failure / Notes


The escalator does not work. The safety chain is interrupted. Tensioning station
Step chain
Step rollers return guide
The chain tensioning contact The tensioning station for the step/pallet
(bottom left or right) has released. chains is located in the lower return station
within the supporting structure. It is easily
accessible for maintenance operations thanks
to the removable cover plate.

The chain slackens too much,


S replace the chain and re-position the con-
tact, if necessary.

Chain is blocked,
S Eliminate the cause for the blocking.
Pressure spring Safety
switch

Note:If the chain tensioning contact has been


activated, it must be reset by hand.

Note: The setting is described in MF8-04-03.

FT 810 FS 870
07.10.2003 NAFO Page 500 of 516
dp/för Maintenance Instructions MF8-53-11E Page 27
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.12 Missing step / pallet monitoring system (top and bottom, optional)

Failure / cause Remedy of the failure / Notes


Escalator / passenger conveyor The safety chain is interrupted.
does not run.
There is a gap in the step / pallet band if both
The missing step / pallet proximity switches and/or light scanners Light scanner 2
monitoring system has switched simultaneously signalize that a step / pallet is
off the escalator / passenger missing. The proximity switches / light
conveyor because a gap has scanners are located at the upper and lower
been detected in the step / pallet return stations, in a way that the step / pallet
band. band will be slowed down before the gap in the
step / pallet band becomes visible.
For adjusting the proximity switches / light
scanners, turn two steps / pallets through by
hand and check that at least one proximity Light scanner 1
switch / light scanner is activated continuously.
For the U.S.A. and Canada: Press the reset Proximity switch 2
button at the control unit.
Proximity switch 1
Note: The setting is described in MF8-05-04.

FT 810 FS 870
07.10.2003 NAFO Page 501 of 516
dp/för Maintenance Instructions MF8-53-11E Page 28
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.13 Skirting contact (option)

Failure / cause Remedy of the failure / Notes


The passenger conveyor does not S The safety chain is interrupted.
Disk springs
run.
Skirting microswitches can be positioned
A skirting microswitch has according to individual requirements:
switched off the escalator because - in the transition area
an object has jammed (4 switches for each escalator). Safety switch
the gap between the steps S Verify by visual inspection where the object
and the skirting. is jammed in the gap between steps and
skirting.
S Remove the object.
S Straighten the skirting, if necessary.
Step

Note: The setting is described in MF8-35-06.

FT 810 FS 870
07.10.2003 NAFO Page 502 of 516
dp/för Maintenance Instructions MF8-53-11E Page 29
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.14 Functional contactor test

Failure / cause Remedy of the failure / Notes


The circuit monitors the correct In case of main contactor failures, speed 50 50
/3.1

function of the main contactors monitoring will be enabled.


and key-operated switches. The time setting of the slow-release time block -K1.1
22
Contactor open
With the escalator / passenger on the contactor K21 must be 1 second. /6.6
21

conveyor switched off, all contacts


21
must be in neutral position for K21 - With the escalator / passenger conveyor Contactor off
-K1.2
22
Starting bypass
to pick up. switched on, K21 must be released. /6.7 Speed monitor A6/19

Only with picked up K21, the - With the escalator / passenger conveyor 22
escalator / passenger conveyor switched off, K21 must be picked up. Safety contactor -K10
21
/6.6
can be switched on. - After switching on the escalator / passen-
ger conveyor, the time block of K21 must
release within one second in a clearly aud-
ible way.
21
-K13
Key-operated switch open 22 34
/3.4 -K21
33
.3
22
-K14
Key-operated switch off 21
/3.5

A1
-K21
A2

N1 N1
/3.1

FT 810 FS 870
07.10.2003 NAFO Page 503 of 516
dp/för Maintenance Instructions MF8-53-11E Page 30
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

2.15 Smoke / fire detector (option)

Failure / cause Remedy of the failure / Notes


The passenger conveyor does not When this option is present, the safety circuit is interrupted when releasing the
run. fire alarm contact.

2.16 Handrail speed

Failure / cause Remedy of the failure / Notes


The speed difference Each handrail uses a monitoring unit. An initiator measures the
of the handrails and the step / speed via a roller following the handrail. When the escalator is Initiator for
pallet chain has become too big. running, the corresponding light-emitting diodes at the PLC shall be synchronou
flashing with the same frequency. run
The distance between initiator and disk in the following roller shall be monitoring
1 mm.
For the U.S.A. and Canada: Press the reset button at the control unit.

Hand-
rail
See chapter 2.8 handrail breakage contact.
Note: The setting is described in MF8-09-09.

FT 810 FS 870
07.10.2003 NAFO Page 504 of 516
dp/för Maintenance Instructions MF8-53-11E Page 31
ThyssenKrupp Fahrtreppen
A company of
ThyssenKrupp
Elevator

3 Annex
3.1 FI safety switch / control fuse

Failure / cause Remedy of the failure / Notes


The FI safety switch releases in an A FI safety switch releasing frequently indicates humidity in plugs or defective insulations,
undefined manner. e.g.
The control fuse releases in an - Water in the break magnet plug or in the distributor shell.
undefined manner. - Cable damaged mechanically in the area of the handrail inlet box, the handrail drive,
the transmission chain.

FT 810 FS 870
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dp/för Maintenance Instructions MF8-53-11E Page 32
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