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Breast Cancer
Breast Cancer
a r t i c l e i n f o a b s t r a c t
Article history: Early screening increases the likelihood of detecting cancer, thereby improving survival rates. National
Received 31 March 2017 screening programs have been established in which eligible women receive a letter containing a voucher
Received in revised form 5 December 2017 for a free screening. Even so, mammography use is often considered as remaining too low. We test
Accepted 12 December 2017
four behavioral interventions in a large-scale randomized experiment involving 26,495 women. Our
Available online 31 January 2018
main assumption is that, due to biases in decision-making, women may be sensitive to the content and
presentation of the invitation letter they receive. None of our treatments had any significant impact on
JEL classification:
mammography use. Sub-sample analysis suggests that this lack of a significant impact holds also for
D03
I18
women invited for the first time and low-income women.
© 2017 Published by Elsevier B.V.
Keywords:
Cancer screening
Randomized controlled experiment
Behavioral interventions
https://doi.org/10.1016/j.jhealeco.2017.12.004
0167-6296/© 2017 Published by Elsevier B.V.
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 229
Fig. 1. Organized screening uptake rate since the implementation of the national program.
Note: The Eure and Seine-Maritime are the two départements in which we conducted the RCT.
Despite having a large sample of N = 26,495 women, none of reducing the cost (or increasing the benefits) of adopting the rec-
our four behavioral interventions was found to have any signifi- ommended behavior, these aim to make individuals reconsider the
cant impact on mammography use, where we know that our design trade-off between a decision’s costs and benefits. A third channel
does not allow us to detect effects under 2.7%. We then ran com- has been popularized by Thaler and Sunstein (2008), under the
plementary analyses to better understand this negative result: even name of nudges. A nudge intervention takes advantage of cognitive
women who received their invitation letter for the first time do not or psychological biases (status quo and hyperbolic discounting, for
seem to be sensitive to these treatment effects. example) by changing the architecture of choice in order to influ-
Although we find no evidence of an average effect, it is possible ence behavior. A simple nudge example is to put healthy foods in
that uptake rates change in particular subgroups and for particular school cafeterias at eye level, and less-healthy junk food in harder-
outcomes (e.g. across social groups and screening inside or outside to-reach places. Individuals are then not prevented from eating
of the national program). However, we found no evidence of this. whatever they want, but the re-arrangement of food choices leads
to less junk food and more healthy food being chosen. As can be
2. Literature review seen in this example, a typical nudge intervention is an inexpensive
tool to change decision-making, while respecting the individual’s
In the late 1990s and early 2000s, national programs were intro- freedom to choose what they consider best for themselves. Policy
duced in many developed countries to increase mammography makers have devoted particular attention to nudges, as attested by
use. The general principle in most countries is to send a letter the creation of the Behavioral Insights Team in the UK Government
every two years containing an invitation for a free mammogram. and the US “Nudge Unit”.
In France, the organized screening program is carried out at the A pure nudge would change decisions without adding any new
département level.3 These organized screening programs increased information. Nudges here have an effect as they change the way in
breast-cancer screening by 17% in Europe (Carrieri and Wuebker, which individuals process information. Individuals can, for exam-
2016). However, uptake rates often seemed to reach a plateau. As ple, change from fast and automatic decisions to slow and explicit
shown in Fig. 1, the French rate has been stable at 52%4 for the last ones, as suggested by Kahneman (2003), or stick to the status quo. It
eight years (as of 2016), as is the rate in the two départements in is however difficult in practice to draw a clear line between nudges
which the RCT was carried out. The current experiment took place and information provision based on behavioral insights. Provid-
in a context in which a number of attempts have been made to ing information on what others do will add new information but
increase take-up rates, but with only limited success. To the best of also affects decision-making. As will be explained below, our treat-
our knowledge, our work here is the first attempt to test behavioral ments are certainly inspired by behavioral economics but whether
interventions on cancer screening in France. they qualify as nudges is open to debate, depending on the defini-
tion used. We consequently prefer to refer to them as behavioral
2.1. Nudges and behavioral interventions: definitions interventions, in a broad sense, rather than nudges.
Incentives. A number of contributions have targeted finan- Our next treatment relates to social psychology and community-
cial incentives rewarding cancer-screening uptake. Merrick et al. based approaches.8 Peer behavior influences the individual’s own
(2015) analyze breast-cancer screening and find no difference in behavior by making social norms more salient. The effect is sum-
mammography use for fixed and random payments compared to marized by the following citation “If everyone is doing it, it must be
the control group. With a very large sample (N = 145,467), and a sensible thing to do” from Keizer et al. (2008). Social-norm inter-
focusing on low-income women, Slater et al. (2005) found a small ventions have been tested in various domains9 and found to be
effect of only 0.75% for a $10 reward.6 In general, the results for more effective when individuals identify with the reference group,
financial incentives and cancer screening are mixed, suggesting i.e. when they consider the group members as peers.10 Recent field
at best a small effect at a rather high cost. Another intervention experiments have however highlighted that social-norm inter-
specifically addressing transportation costs to go to see radiolo- ventions may produce the opposite effect to that intended, a
gists involves mobile mammography-screening programs (a truck so-called “boomerang” effect (Schultz et al., 2007; Beshears et al.,
with mammogram materials, called “Mammobiles”, which goes to 2015). Boomerang effects may come about due to negative belief
remote areas). Vallée (2016) reports that Mammobiles are expen- update: individuals learn that the activity being promoted is less
sive, have technical limitations and do not seem to increase the widespread than they previously thought. As current screening
uptake rate. Transaction costs do not then seem to hinder uptake. rates are around 50%, we tried to avoid boomerang effects by refer-
Information. The information channel was explored in two ring instead to the number of women who were screened in the
large-scale studies in England and France (Trials 1 and 2 of Wardle past year.
et al. (2016) and Bourmaud et al. (2016)), for bowel and breast can-
cer respectively. The intervention consisted in adding a leaflet to the 2.4. Other possible behavioral interventions
existing invitation letter that summarized key information about
cancer. Despite the large sample size (N = 163,525 and N = 149,871 Other interventions have been attempted, although either the
in Wardle et al. (2016), and N = 15,844 in Bourmaud et al. (2016)), literature has not reached a consensus on their efficacy or they were
the provision of more information did not increase screening rates.7 not feasible in our context. Some work has changed the default
This result led us first to concentrate our efforts on the design of option of the appointment system of letting patients call and set
invitation letters (rather than adding an extra leaflet) and, second, the time of their appointment. Individual status-quo bias implies
to avoid any large increase in the total quantity of written material. that individuals will stick to the proposed default option (date and
time for their appointment are already set). However, evidence
on the effect of changing the default option in invitation letters
2.3. Designing invitation letters: interest and limitations is mixed: Narula et al. (2014) find a fall in bowel-cancer atten-
dance and Segnan et al. (1997) a rise in cervical- and breast-cancer
One key issue with interventions on letters is that we cannot screenings. Another intervention is to have tailored letters, which
be sure that the individuals to whom they are addressed actually use information on the receiver (such as any perceived barriers to
open them. We only know that the women who were screened attending screening) and adjust the letter content accordingly.11
within the program used the voucher contained in the envelope. However, there is no strong empirical evidence for an effect of tai-
This suggests that treatments signaling that the envelope contains lored letters. Another possibility is to add the signature of the GP, or
important information may be effective. Our first treatment then some other authority or celebrity, to the invitation letter.12 While
added the logo of the three main National Health Insurance funds only the GP’s signature seems to increase screening uptake, this
to the envelope containing the invitation letter, to signal the impor- intervention requires the sharing of information between the GP
tance of its contents. In behavioral terms, these signals are designed and the managing structure in charge of the screening program.
to attract attention. We also expect a “messenger” effect, i.e. the fact This is not currently possible in France.
that a message that comes from a socially-recognized body will be Last, other biases in human decision can be addressed by behav-
perceived as signal of the reliability of the information (Webb and ioral interventions. For example, procrastination and information
Sheeran, 2006). aversion are two well-documented biases that may explain why
Another possibility is to use letters to reduce “psychological some individuals prefer to postpone screening or even not to
frictions”, such as minor procedural hassle and confusion. We in know the result of their screening tests (Ganguly and Tasoff, 2017;
particular want to avoid conveying any confusion with the descrip- Golman et al., 2017). These biases were not considered in our work
tion of the mammogram procedure. This is very similar to Bhargava here for practical reasons.
and Manoli (2015), who compare different letters that aim to
increase the take up of social benefits in California. We thus ran a
targeted experiment to come up with a letter explaining, as clearly 8
For instance, the managing structure can set up a network of informed women
as possible, the benefits and procedures regarding mammograms. who had already been screened to spread information about breast-cancer screening
The behavioral effects we target here are complexity and limited in their community.
9
attention. Among others: restaurant menu choices (Cai et al., 2009), taste in music
(Salganik et al., 2006), pro-environmental behavior (Griskevicius et al., 2008; Ayres
et al., 2013), contributions to retirement plans (Beshears et al., 2015) and voting
participation (Gerber and Rogers, 2009).
10
For example, the normative messages in hotel bathrooms increased towel reuse
6
This note reviews evidence on bowel-cancer screening, as this also involves of occupants by 4% when the reference group changed from “most guests at the
an organized screening program, although the screening procedure and financial- hotel reuse their towel” to “most previous occupants of the room reused their
incentive interventions differ from those for breast cancer. Gupta et al. (2016) test towel” (Cialdini, 2003). In the same vein, and closer to our context here, Bronchetti
the relative effects of $5 and $10 Walmart vouchers and no voucher on fecal blood et al. (2015) used a controlled field experiment to test interventions through an e-
screening. They find no substantial differences in a dataset with 1000 individuals per mail aiming to increase flu vaccination among American students. The peer-effect
treatment. The same lack of effect on bowel-cancer screening is found by Kullgren intervention comes from a peer endorsing the flu vaccine: the peer was a refer-
et al. (2014) for various amounts ($5, $10 and $20, with N = 713). However, a lottery ence individual on campus (tutor or athlete) who sent the e-mail directly to the
incentive (i.e. a random payment) increased test completion by 19% (p-value <0.01) participants.
11
as compared to the control group in their study. See Vernon et al. (2008), Bodurtha et al. (2009), Lipkus et al. (2005) and Myers
7
Bourmaud et al. (2016) find a 2% decrease in uptake rate but this decrease is et al. (2008).
12
driven by a 50% drop in screening rate in a specific geographical area. We interpret SeeWardle et al. (2016), Segnan et al. (1997), and Senore et al. (2015). The
this result as a null result. signature can also come from various Health Authorities (Stein et al., 2005).
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 231
3.2. Treatments
Fig. 2. Timeline of the experiment and data collection. Women who were due to receive an invitation letter in April or
May 2015 were randomly divided into five groups, each receiving
one of the treatments described below.
3. Experimental design
After providing some background information on cancer screen- 3.2.1. Control group
ing in France, we present our four treatments. Women in the control group received the usual invitation from
each managing structure. In both départements, the letter had not
3.1. Contextual features been changed since the national program was introduced in 2004.
Even though they have the same default option (i.e. the existing
The experiment was carried out simultaneously in 2015 in two letter), these differed enough across the two départements that
départements, Seine-Maritime and Eure, in the Haute-Normandie the treatment effects will be presented separately by département.
region of France. There are 1.85 million inhabitants and 275,652 Both letters can be found in Figs. A.7 and A.8 in Appendix B.
women aged 50–74 years old (and therefore eligible for the national
screening program) in these two départements. The choice of these 3.2.2. Logo treatment
two départements was both based on demographics (one is more By default, the logo of the managing structure of the breast-
urban and educated, the other more rural) and practical. The man- cancer prevention program already appeared on the envelope.
aging structures in charge of the program in both départements However, this logo is not very well known.15
were willing to undertake a RCT Randomized Controlled T. Without Our “logo” treatment added the official logos of the three
full support from the local teams, our experiment would have been National Health Insurance funds16 : these three funds are trustwor-
impossible. As shown on the timeline in Fig. 2, the intervention took thy well-known health institutions. Adding these logos provided
place in April 2015, and the data was collected the following year. a clear signal that the letters came from an official institution. An
We also collected data from the previous time the women were image of the logo-treated envelope appears in Figs. A.9 and A.10 in
invited or screened, which was two years before our intervention Appendix B.
(i.e. 2013), as the national program has a two-year invitation cycle. Based on the saliency effect of the logos, we expect this treat-
An employee of each managing structure carried out the individual ment to raise the probability of the envelope being opened. We
randomization (it was conducted on Structured Query Language also expect them to increase the trust placed in the information
(SQL) using a unique identifier for each woman). The treatments contained in the letters via a messenger effect (Webb and Sheeran,
appeared in the invitation letter that was sent to eligible women, 2006).
which contained a voucher for a free mammogram. The managing On the contrary, there may also be adverse effects. Unknown
structure sent out the letters and collected the information each logos may trigger more opening out of curiosity. Alternatively, if
time a women used her voucher. However, women can screen out- the Health Insurance funds are believed to be untrustworthy, their
side the program independently of this invitation letter: we call this logos may reduce envelope opening.
opportunistic screening. The medical test in this case is exactly the
same (mammograms can only be carried out at clinics that accept 3.2.3. Chosen treatment
vouchers). There are however two differences in the procedure. This treatment aimed to produce a letter that was clearer and
Women who screen opportunistically have to pay a fee (a minimum easier to understand. It is well known that perceived complexity
of 66 Euros) and require a prescription.13 Second, every mammo- can lead individuals to stop collecting and processing information
gram undertaken within the national program is double-checked (Bertr et al., 2006). This bias can be addressed by changing the way
via a second reading at the managing structure (while those from in which information is presented. Most research in this area does
opportunistic screening are not). We collect data on opportunis- not make explicit how the written content sent to recipients was
tic screenings from the Health Insurance funds, as the managing selected. We here used a sample of eligible women to evaluate the
structure is not informed about these.14 invitation letters in a separate experiment carried out in both the
The invitation letter had to follow the guidelines defined by the Paris area and Seine-Maritime a few months before our RCT. The
National Institute of Cancer (i.e. it has to include information about 128 women who participated filled out a questionnaire and then
evaluated a set of five invitation letters: the two default or control
invitation letters in each département (labeled “Eure” and “Seine-
13
In France, 70% of the regulated fees are reimbursed by the Health Insurance fund Maritime” in the paper), the initial letter suggested to the managing
and the last 30% is covered by complementary health insurance, if the women has
this insurance. This applies to both opportunistic screening and the consultation to
obtain the prescription.
14 15
The National Health Insurance funds can identify each item of health-care con- There are almost 90 managing structures in France, each with a different logo,
sumption via the medical acts classification code (Code de Classification des Actes whose only purpose is to manage the breast- and bowel-cancer programs for people
Médicaux). This coding system allows us to know if women screened for breast aged 50–74.
16
cancer in the 12 months after the invitation was sent or if they screened during These are the CNAMTS (National Health Insurance Fund for Employees), the RSI
the 12 months before the invitations were sent. This classification code distin- (National Insurance Fund for the Self-Employed) and the MSA (Agricultural Social
guishes between organized screening (coded QEQK004), opportunistic screening Mutual Fund). These three insurance agencies together comprise the National Health
(coded QEQK001) and follow-up mammograms (coded QEQK005). Insurance funds (Assurance Maladie).
232 L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252
Table 1
The content of letters and the selection process.
Information on riska Number of lines Number of words Average ranking Ranked 1st (prop.)
Notes: The respondent’s geographic origin did not turn out to be significant, so pooled results are presented. We excluded respondents from the sample who did not complete
either the questionnaire or the task (24 women out of 128 (18.7%)).
a
The information on the risk of developing breast cancer: vague when the letter only mentions breast cancer as frequent; precise when the probability of developing
cancer over the lifetime is mentioned.
b
This letter is called “Chosen” hereafter. Additional selection process analysis appears in Table A.1 in Appendix A.
structures by the National Institute of Cancer (labeled “National”) 3.2.4. Mixed treatment (L + C)
and two additional letters that we wrote in collaboration with the The mixed treatment is a combination of the logo and chosen
managing structures (labeled “Test 1” and “Test 2”). The full invita- treatments, aiming to ensure that the envelope would be opened
tion letter set appears in Appendix A. The five letters were displayed and that the letters could be easily understood.
in a neutral format, so that only the textual content differed. The
initial order of the letters was fixed. Respondents had to physically 3.2.5. Social-norm treatment
rank the five letters, putting their preferred choice on top. They As explained above, social-norm interventions consist in provid-
were asked to “Rank the letters by putting on top the one you prefer ing information about what others are doing. In particular, rather
(clearer and providing more incentives, for instance) and last the one than anonymous others, social norms work best when reference is
you liked the least”. made to peers (i.e. similar individuals). We thus chose our refer-
We are here faced with a social-choice problem, i.e. we need ence group to be women living in the same département. The peer
to aggregate individual letter preferences. It is well known that a information provided in this treatment is the number of women in
social ordering can be obtained in a number of (potentially conflict- the département who screened in the program the previous year
ing) ways. However, the individual rankings aggregated nicely into (which is a large number). Using a number instead of the uptake rate
an unambiguous social preference. In particular, the “National” let- (around 55%) avoids telling recipients that screening avoidance is
ter was obviously found to be better, i.e. ranked first according to more pervasive than they previously believed, and so negatively
all criteria. It was, for instance, preferred to its closest competitor affecting beliefs. We believe that using the number screened will
(“Eure”) by 61.5% of the respondents. The robustness of the ranking avoid this effect, although we have no direct evidence on women’s
according to various criteria can be assessed from Table 1. beliefs in this respect. The exact wording is: “In 2014, 17,682 women
We wanted to select the best letter in order to increase uptake screened in the national program in Eure. Why not you?”. This sen-
rates. We assumed that the preferred letter would also be the most tence was introduced between the 1st and 2nd paragraphs of the
appropriate way to convey information. We designed Test 1 and Test invitation letter. It constitutes a paragraph on its own, as shown in
2 in collaboration with the individuals who are usually in charge of Figs. A.11 and A.12 in Appendix B.
writing these letters. We brought together a large set of letters in
use in other départements and tried to come up with a mix of all of
4. Data and empirical strategy
their desirable features. However, the eligible women did not select
the Test 1 and Test 2 letters, underlining the need to test letters with
A total of 27,137 invitation letters were sent out. A small fraction
actual recipients. The best letter, for our sample, was that suggested
of these, 2.37%, were returned to the managing structures marked
by the National Cancer Institute to the managing structures.
“not living at this address”. Our final sample is hence N = 26,495,
The exact reasons why this letter won are not entirely clear.
with NEure = 10,411 (40%) and NSeineMaritime = 16,084 (60%). The main
However, it is worth noting that it is the only one that provides
outcome is Total screening, obtained by merging data from the man-
precise information regarding the magnitude of the risk. Its very
aging structure and the National Health Insurance funds. It is almost
first sentence reads “Over the course of her life, nearly one in eight
impossible for someone to have obtained a mammogram without
women will face this cancer”. Other letters (Test 1 and Test 2), one the
appearing in our dataset. Total screening is 1 if a participant had a
contrary, include vaguer formulations such as “Breast cancer is com-
mammogram, either as part of the program or outside of it, within
mon, but discovered early, it is easier to treat”, while Seine-Maritime
one year of being invited. The other available individual charac-
and Eure include no reference to risk at all. The other noticeable
teristics in our dataset are described in Appendix C. The random
difference relates to the length of the letters: the chosen letter is
assignment of treated letters means that we expect women in the
shorter than the Seine-Maritime and Eure letters by respectively
control and various treatment groups to have similar background
1 and 2 lines. The differences among letters (in terms of reference
characteristics. As such, they would have had similar average out-
to risk and length) are summarized in Table 1. The chosen letter
comes in the absence of any change to the letters. The comparison of
was also considered the clearest in the sense that all of its content
outcomes between the treated groups and the control group reveals
was easily understood. From anecdotal evidence provided by the
the effect of each treated letter.
respondents, no part of it was obscure as it contained no adminis-
If the multiplicity of tests is not addressed, then the probability
trative references. Other letters often contain statements that are
of a true null hypothesis being rejected increases with the num-
confusing.17
policies. The Seine-Maritime control letter refers to the possibility for the recipient
17
For example, the first paragraph of the Eure control letter refers to the Regional to consult her gynecologist or GP to obtain a voucher. This could be confusing as there
Health Authority. This authority is unknown to recipients as its only goal is to allo- is no need to have a consultation with a doctor prior to obtaining an appointment
cate resources between hospitals and define, finance and evaluate health-promotion with the radiologist in the national screening program.
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 233
Table 2
Treatment effects on total screening.
Standard errors in parentheses. T-C is the difference between % screening in the treatment group and in the control group. Differences would be in bold if they were
statistically-significant adjested differences.
*p < 0.1.
**p < 0.05.
***p < 0.01.
5. Results
Fig. 3. Treatment effects on total screening. Notes: The vertical lines are 95% con-
We first check that the experimental design was actually imple- fidence intervals. Each bar depicts the percentage of mammograms undertaken
mented as planned. Table A.2 in Appendix D presents the summary within a year after the invitation among women who were invited in each group. We
consider both mammograms undertaken in and outside of the national screening
statistics on experiment implementation in the two départements
program.
separately. We test for differences between the treatment and con-
trol groups, while correcting for the family-wise error rate using the
Holm–Bonferroni method. Differences between the treatment and
control groups are small in size, and only 2 out of 57 adjusted esti- mammogram and the differences between the treatment and con-
mated p-values are below 0.1, suggesting that the randomization trol groups for the total sample and each département separately.
was effective in creating balanced groups. This is confirmed by the Bold figures would reflect statistically-significant adjusted p-values
regression analysis in Table A.3 in Appendix D. using the Holm Bonferoni method. Bonferroni adjusted p-None of
Despite having a large sample, we are only able to detect effects the differences are statistically significant.
above 2.7 percentage points.19 Table 3 provides further evidence of this lack of effect by
showing the logit regression results. Columns 1, 3 and 5 include
a département fixed effect to account for control-group differ-
5.1. Treatment effects on total sample
ences, and columns 2, 4 and 6 include the individual characteristics
described in Appendix C.
Fig. 3 depicts the percentage of women receiving a mammogram
The RCT results in Tables 2 and 3 are clear and unambigu-
for each treatment and control group in each département. There
ous: none of our four treatments caused any significant change in
appears to be no differences between treatment and control mam-
screening behavior.
mography use. Table 2 lists the percentages of women receiving a
Table 3
Treatment effects on total screening.
These are the average marginal effects from logit regressions. Standard errors in parentheses. There is no correction for the number of hypotheses tested.
*p < 0.1.
**p < 0.05.
***p < 0.01.
Table 4
Treatment effects on total screening among the newly eligible (age 50).
Standard errors in parentheses. T-C is the difference between % screening in the treatment group and in the control group. Differences would be in bold if they were
statistically-significant adjested differences.
*p < 0.1.
**
p < 0.05.
***
p < 0.01.
Table 5
Estimated treatment effects on total screening among the newly eligible.
These are marginal effects from logit models. Standard errors in parentheses. No correction for the number of hypotheses tested.
*p < 0.1.
**
p < 0.05.
***
p < 0.01.
From Tables 4 and 5, it seems that the social-norm and mixed A first possibility would be that the randomization failed for
treatments reduced the probability of screening by the newly eligi- the particular sub-group of newly eligible women. In particular,
ble. Breaking down the analysis by département suggests a slightly we double-checked whether there are any imbalances between
different story. The treatment and control letters led to similar the groups, but concluded that this was not the case (as can be
screening rates in Seine-Maritime, while in the Eure all treatments seen in Table A.4 in Appendix D). Furthermore, these results are
reduced the screening rate. There are three possible interpretations robust to the introduction of covariates, as shown in Table 5. A sec-
of the sharp fall in screening rates among the newly eligible in the ond possibility is that the sharp fall in screening rates reflects a
Eure (Fig. 4). higher screening rate in the control group rather than a fall in the
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 235
treatment groups. In fact, the screening rate in the control group 6. Evaluation with respect to alternative policy objectives
in the Eure is 60%, while that in the treatment group is close to the
total sample average. We thus interpret this as a Type-I error, i.e. We have shown that none of our treatments led to positive
the null was falsely rejected. Given the number of subgroups, it is effects for a policy maker who wishes to increase mammography
likely that this kind of Type-I error would arise for one subgroup. use. However, even with no effect on average, uptake rates may
To further investigate, we collected additional data from the man- have moved for some particular sub-groups. Two sub-group analy-
aging structure, allowing us to compare the organized screening ses are particularly important from a policy perspective. First, it
rate during our experiment with that found several months before is well-known that there is a social gradient in mammography
and after our experiment. These organized screening rates appear use: Policy makers may thus want to reduce the gap in uptake
in Table A.5 in Appendix E. We have no information on opportunis- across social groups, even if average uptake does not change. To
tic screening for other time periods. Assuming that opportunistic see whether our treatments had any impact on social inequality,
screening is fairly stable over time, the comparison of the take- we approximate socioeconomic status by a deprivation index at the
up rates in the organized program provides support for the Type-I local level (2000 inhabitants per area). The higher is this index, the
error interpretation. The newly eligible in our experiment have an more deprived the area is and the more likely that individuals liv-
uptake rate of 60%, including 53.8% who screen within the program. ing there are low social status. We run a linear-probability model
In sharp contrast, the comparable figure for other time periods is with an interaction between deprivation-index quintiles and the
never over 50.9%, with an average of 46.9%, supporting the view that treatments. There were no significant treatment effects on mam-
Table 6
Treatment effects on organized and opportunistic screenings in the total sample.
Organized screening
N % screening T-C
7.2. Scaling-up and external validity In terms of policy implications, it is perhaps time to rethink
national screening programs, at least for breast cancer. To the best
While the two départements border each other and belong to of our knowledge, these programs typically use mass mailings to
the same administrative region, they differ in some ways. For exam- inform individuals of their eligibility. In addition to letters, a num-
ple, the Eure is more rural than the Seine-Maritime. We thus find it ber of attempts have been made to improve screening uptake based
reassuring that the same results are found in both départements on incentives and information. We here contribute to this litera-
(except for the newly eligible), as policy recommendations will ture by testing some behavioral interventions. None of these three
only be made for treatment effects that are robust enough to con- approaches to mammography uptake (incentives, information and
textual features. Furthermore, the two départements in which the behavioral interventions) has proved effective. Indeed, under the
experiment was carried out are representative of France in terms two hypotheses discussed above, marginal changes to the current
of age distribution, the proportion of women with a chronic dis- system are unlikely to trigger substantial behavioral change. Some
ease and health-insurance status. The national figures21 appear in women have already obtained the information they require else-
Table A.2. To further explore external validity, we can regress our where and stick to their screening decisions (80% of women who
available covariates on the decision to screen. The existing litera- screened in a given year screen again two years later). On the
ture provides ample evidence that low income, being sick, limited contrary, some women may remain confused or undecided about
health-insurance coverage and low health-care consumption are all participating, and marginal changes to the content and presen-
associated with a lower screening probability (Carrieri and Wübker, tation of their letters does not suffice to change their behavior.
2013; Goldzahl and Jusot, 2017; Sicsic and Franc, 2014; Devaux, Addressing this confusion is a challenge. New technologies offer
2015; Wübker, 2014; Jusot et al., 2012; Hsia et al., 2000; Trivedi additional tools (text messages or e-mail invitations for example).
et al., 2008). We also find these correlations in our sample (Table A.6 However, the existing evidence suggests that incomplete take-up
in Appendix E.3). The behavior of our sample women is very much can persist, even for individuals who have clear incentives (for
in line with the existing evidence, so that our results may well be instance in terms of claiming a sum of money, as in Bhargava and
valid for women in similar conditions. Manoli (2015)). Last, there may be alternative behavioral inter-
One potential limit to scaling-up the experiment would be the ventions to improve screening rates (e.g. commitment devices to
national program itself over the last decade. It may be that the cur- address procrastination), although these are difficult to imple-
rent programs have reached a limit, since uptake rates are no longer ment within the current screening system. Overall, the increase
rising. Behavioral interventions in situations with lower uptake of screening rates above their current level appears to be difficult
rates, e.g. before or at the introduction of a national program, may with the national programs as they were initially designed.
be able to increase uptake rates. We finish by speculating about the type of changes that could
be implemented. For instance, when the programs were intro-
8. Discussion duced it was considered natural to invite a subset of women every
month based on their date of birth (at least in France, but also in all
Behavioral economics provides useful empirical insights by European countries in which we have been able to collect this infor-
underlining the most common flaws affecting individual decision- mation). Women who are born in the same month are then invited
making. Applying these insights in the field is a major challenge simultaneously. Geolocalizing women is now feasible at reasonable
to the design of better policies. We here considered screening cost, and it is possible to invite all women from the same neigh-
behavior in this context, asking whether we can use behavioral borhood at the same time. Changing the way in which invitations
interventions to increase mammography use. Our behavioral inter- are decided is a detail that matters. There is indeed evidence that
ventions were based on the previous literature and feasibility. neighborhood effects have an impact on health (Kling et al., 2007).
Among these interventions in the national program, we selected If women in the same neighborhood are all contacted at the same
those that seemed the most promising, based on a literature review, time, it may well be possible to reinforce the message with the
in terms of the effect size. However, none of our treatments had a appropriate posting of public information.
significant impact.
Two hypotheses can explain this negative result. The first is that Acknowledgments
many women may already have all the information they think that
they need and have taken their decision before receiving the letter. The authors gratefully acknowledge the support of the Ligue
Non-screening results from a calculated decision where the costs Contre le Cancer for providing funding to conduct this research
outweigh the benefits of screening. Behavioral interventions will project. We also acknowledge the support of the Health Chair –
then not be effective. On the contrary, a second hypothesis is that, a joint initiative by PSL, Université Paris-Dauphine, ENSAE, MGEN
despite the intervention, the gap to an informed decision is still too and ISTYA under the aegis of the Fondation du Risque (FDR). The
large for many women, who may not open the letters or not under- first author’s research has been supported by a post-doctoral grant
stand them if they do. In short, they remain confused or unaware co-financed by the Health Chair at the Fondation du risque (FDR),
and our behavioral interventions are not able to help. These two the project ANR 11-LABX-0019 and the grant “Prévention Primaire”
hypotheses are not mutually exclusive, and may apply to different number 2014-100) from the french National Institute of Cancer
population sub-groups. The main lesson here is probably that the (INCA). People working in the managing structures deserves a
subset of women for whom our interventions affected behavior is, special thanks: Guillaume Fiton, Sandrine Flechais, Sylvie Guiller-
at best, small. Devillers, Ahmed Benhammouda, Catherine Daunou, Catherine
Is there then no role for behavioral interventions? Not necessar- Verleye, Louise Denéchère and Laurent Verzaux. Sigolène Duver
ily. A number of biases were not addressed here for feasibility rea- help us with administrative data. Audrey Bertinet greatly help us
sons: procrastination, for example, is likely to play a role, as some in getting approval from CNIL (accreditation number DR-2015-
women may want to screen but keep on putting off the decision. 183). The authors would like to thank Pierre-Emmanuel Couralet
for his help with the data analysis and Andrew Clark for editing.
The audience in various seminars provided very helpful comments
21
Our sample of women aged 50–74 is representative of the French population.
in the 2016 ESA world meeting in Jerusalem, 2016 EUHEA Phd
The data is from the 2010 and 2012 waves of the Enquete sur la Santé et la Protection Conference in Barcelona, 2016 Social Capital and Health Work-
Sociale (ESPS) survey. shop in Jerusalem, 2016 EUHEA Conference in Hamburg, 2016
238 L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252
JESF in Lyon, 2017 AFSE Conference in Nice, 2017 ASFE Confer- reports from anonymous referees and critical guidance from the
ence in Rennes, 2017 Health Chair Conference in Paris, 2017 SHARE editor.
Meeting in Nice, and participants to seminars at Université Paris
Dauphine, Université Lille 2, Université Paris-Descartes and in Appendix A.
Paris School of Economics. Last, we benefited from three superb
Letters from the selection process
Appendix B.
Treatments
Fig. A.11. Eure letter with the social-norm treatment (2nd paragraph).
Fig. A.12. Seine-Maritime letter with the social-norm treatment (2nd paragraph).
Table A.1
Additional selection-process analysis.
Average ranking Ranked 1st (prop.) Ranked 1st or 2nd Majority ranking
Majority rankings are obtained by comparing each pair of options. An option that is preferred by a majority to all other options is ranked first, and so on. Note that majority
rankings may not exist as the aggregation of individual preferences can lead to cycles.
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 247
Appendix C.
Randomization-check tables
Table A.2
The sample.
Control Logo Chosen Social Norm L+C Total S-M Control Logo Chosen Social Norm L+C Total Eure
Full sample 19.81 20.06 19.98 20.11 20.04 20 20.08 19.87 20.18 19.91 19.95 20
Past screening
Screened 39.42 37.99 38.08 38.1 38.5 38.42 37.11 36.25 37.6 37.14 37.79 37.18
Not screened 46.61 49.05 46.83 48.3 48.84 47.93 44.91 45.82 45.98 44.72 44.58 45.2
Refused 1.63 1.98 2.02 1.73 1.52 1.78 6.98 7.39 6.95 7.86 8.28 7.49
Newly eligible 9.29 8.21 10.24 9.09 8.32 9.03 7.65 8.12 6.66 7.24 6.93 7.32 5.6
Newcomer 3.04 2.76 2.83 2.78 2.82 2.85 3.35 2.42 2.81 3.04 2.41 2.8
Deprivation index
1st quintile 18.3 17.97 18.01 18.37 18.68 18.27 23.43 21.02 21.09 22.05 22.82 22.08
2nd quintile 12.77 14.29 13.94 12.18 13.84 13.4 18.84 18.27 17.99 17.37 16.9 17.88
3rd quintile 10.42 11.59 11.14 10.27 10.58 10.8 11.19 12.76 13.9 11.96 12.33 12.43
4th quintile 20.97 20.05 20.72 21.61 19.7 20.61 19.18 20.2 19.75 21.76 19.74 20.12
5th quintile 37.54 36.1 36.19 37.57 37.2 36.92 27.36 27.74 27.27 26.87 28.21 27.49
Compl. HI
Private HI 70.34 71.15 70.38 70.22 69.16 70.25 68.24 64.52 65.06 63.15* 65.48 65.3
CMUC-ACS 7.6 6.79 7.81 8.01 8.28 7.7 3.92 4.49 5.14 4.87 4.43 4.57 5.77
None 22.07 22.06 21.81 21.77 22.56 22.05 27.83 30.98 29.8 31.98 30.09 30.13
Age groups
[50–54] 29.28 28.91 30.52 28.7 29.88 29.46 25.16 24.12 23.89 24.31 24.46 24.39 27.22
[55–59] 26.71 25.19 25.05 25.82 26.75 25.9 24.39 23.2 24.89 25.66 24.55 24.54 25.12
[60–64] 17.86 19.58 18.17 18.95 17.84 18.48 20.95 21.41 21.13 22.19 20.56 21.25 21.67
[65–69] 15.57 15.74 15.87 15.77 16.01 15.79 17.69 18.37 17.66 16.16 18.54 17.68 15.42
[70–75] 10.58 10.57 10.39 10.76 9.53 10.36 11.81 12.9 12.42 11.67 11.89 12.14 10.57
Health insurance funds
Regime Generale 90.14 90.18 90.54 90.14 89.98 90.2 85.03 82.65 83.34 81.86* 83.29 83.24 78.81
MSA 1.76 1.95 1.59 2.01 2.2 1.9 3.68 3.38 3.24 4.1 3.08 3.5 6.11
RSI 0.31 0.34 0.44 0.34 0.31 0.35 4.54 4.88 4.71 5.45 5.3 4.98 5.37
MGEN 4.65 4.77 4.73 4.73 4.62 4.7 3.49 4.93 4.71 5.26 4.33 4.54 9.71
Other 3.14 2.76 2.71 2.78 2.89 2.85 3.25 4.16 4 3.33 4 3.75
Has a chronic disease 28.71 28.65 27.08 29.14 28.65 28.45 28.15 26.7 26.57 27.39 27.09 27.18 23.98
GP visits
0 13.97 13.02 13.5 13.64 13.4 13.5 23.39 23.1 23.04 24.6 23.5 23.52
[1–3] 27.02 26.22 25.95 24.86 27.65 26.34 27.64 28.37 27.61 28.27 27.35 27.85
248 L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252
Control Logo Chosen Social Norm L+C Total S-M Control Logo Chosen Social Norm L+C Total Eure
[4–6] 27.5 29.63 29.15 29.44 28.3 28.81 25.39 27.98 27.46 25.04 27.3 26.64
≥7 31.51 31.14 31.39 32.07 30.65 31.35 23.58 20.54 21.89 22.09 21.86 22
Gynecologist visit
≥1 9.07 8.46 8.09 8.69 8.87 8.64 10.57 10.58 9.85 11 10.54 10.51
This table shows the individual characteristics of the treatment and control group for each département. Figures in bold indicate statistically-significant adjusted differences.
*
p < 0.1.
**p < 0.05.
***p < 0.01.
Table A.3
Randomization check.
These are coefficients from seemingly unrelated regressions. Standard errors appear in parentheses. Each row presents the results of a regression of observable characteristics
on all the listed treatments (rows correspond to a single regression).
*
p < 0.1.
**
p < 0.05.
***p < 0.01.
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 249
Organized Number of
The newly eligible in the Eure screening rate women invited
Public complementary health insurance (Universal Medical Cov- Table A.6 (Continued)
erage or a subsidy used to buy private complementary health Screening profile (ref: screened)
insurance) depends only on income. For instance, an individual has Not screened −0.582*** (0.006)
to earn under 8645 Euros per year (for a single-person household) Refused −0.258*** (0.016)
New eligible −0.336*** (0.013)
to be eligible for Universal Medical Coverage.
Newcomers −0.411*** (0.019)
Health status and health-care consumption profiles. From Age (ref: 50–54)
the administrative data of the National Health Insurance funds, [55–59] −0.034*** (0.008)
we approximate health status by dummy variables for the indi- [60–64] 0.008 (0.008)
vidual having or having had a chronic disease the year before or [65–69] 0.006 (0.009)
[70–75] −0.050*** (0.010)
after the intervention. This appears in the dataset as the individ-
Complementary HI (ref: public)
ual is fully reimbursed by the Health Insurance funds (“Affection Private complementary HI 0.071*** (0.011)
de Longue Durée” status). We were not able to obtain the type of Gynecologist visit (ref: No visits) >1 or 0.100*** (0.009)
chronic disease for personal-data security reasons. more visits
GP visits (ref: No visits)
We measure health-care consumption profiles by the number of
[1–3] 0.085*** (0.009)
GP visits in the year before the intervention and whether the indi- [4–6] 0.110*** (0.009)
vidual consulted a gynecologist in the year before the intervention. ≥7 0.136*** (0.009)
Chronic disease (ref: no chronic disease)
E.2 Descriptive statistics Has a chronic disease −0.033*** (0.006)
No chronic disease status declared 0.018 (0.040)
Département (ref: Eure)
Table A.2 in Appendix C shows the composition of our sample Seine-Maritime 0.026*** (0.005)
in each département. The most frequent screening profile in both
Pseudo R-squared 0.2635
départements is not screening when the last invitation was sent in Observations 26,495
2013. There are more women who refused to participate in screen-
These are estimated marginal effects from a logit model. Standard errors appear in
ing in the Seine-Maritime than in the Eure. We suspect that this
parentheses.
is because Seine-Maritime women who wrote back to the manag- *p < 0.1.
ing structure as they had undertaken opportunistic screening were **
p < 0.05.
***
listed as having screened, and their next invitation was rescheduled p < 0.01.
according to the date of the opportunistic screening. On the con-
trary, women who screened opportunistically in the Eure and wrote
to the managing structure are classified as having refused. The per- Appendix F. Tables for alternative policy objectives
centage of public complementary health-insurance beneficiaries is
higher in the Seine-Maritime than in the Eure. We cannot distin-
guish between those without complementary health insurance and Table A.7
Interaction terms between treatments and deprivation-index quintiles.
those with private insurance in our date, but the national figure
suggests that the group without complementary health insurance Full sample Eure Seine-Maritime
is only a small share of the population (5%). Coef. SE Coef. SE Coef. SE
The great majority of women in the experiment are affiliated to
Deprivation index (ref: 1st quintile)
the “Régime Général” (RG) which is available for all employees. The
2nd quintile 0.002 (0.018) 0.016 (0.026) −0.008 (0.024)
MGEN is the former health-insurance fund of National Education 3rd quintile −0.004 (0.018) 0.013 (0.027) −0.018 (0.024)
system employees, which although now being open to everyone 4th quintile −0.007 (0.018) −0.026 (0.026) 0.005 (0.024)
continues to be mainly composed of National Education employ- 5th quintile −0.023 (0.018) 0.012 (0.026) −0.048** (0.023)
ees (professors, teachers etc.). Almost one-third of women in the Control group
Logo 0.015 (0.018) 0.010 (0.027) 0.016 (0.024)
sample have or have had in recent years a chronic disease that is Chosen 0.021 (0.018) 0.026 (0.026) 0.014 (0.024)
fully reimbursed by the National Health Insurance funds. 22% of Norm 0.006 (0.018) −0.021 (0.026) 0.021 (0.023)
women in the Eure consulted a GP seven or more times the year L+C −0.007 (0.018) 0.001 (0.026) −0.015 (0.023)
before the intervention, while in the Seine-Maritime this propor- 2nd quintile × Logo −0.017 (0.025) −0.044 (0.037) −0.001 (0.033)
tion is 31.3%. Roughly 10% of women in both départements visited 2nd quintile × Chosen −0.014 (0.025) −0.028 (0.037) −0.003 (0.033)
a gynecologist the year before the intervention. 2nd quintile × Norm −0.002 (0.025) 0.003 (0.037) −0.007 (0.034)
2nd quintile × L + C −0.019 (0.025) −0.037 (0.037) −0.005 (0.033)
0.000 (0.000) 0.000 (0.000) 0.000 (0.000)
E.3 Effect of the covariates on total screening
3rd quintile × Logo −0.032 (0.025) −0.036 (0.038) −0.023 (0.033)
3rd quintile × Chosen −0.033 (0.025) −0.035 (0.038) −0.027 (0.033)
Table A.6 3rd quintile × Norm −0.005 (0.025) −0.010 (0.038) 0.003 (0.033)
Estimation of the marginal effects of covariates on total screening. 3rd quintile × L + C 0.012 (0.025) −0.004 (0.038) 0.031 (0.033)
Health Insurance fund (ref: Regime General) 4th quintile × Logo −0.035 (0.025) −0.029 (0.038) −0.042 (0.033)
MSA 0.050 (0.042) 4th quintile × Chosen −0.042* (0.025) 0.001 (0.038) −0.068** (0.033)
RSI 0.048 (0.042) 4th quintile × Norm −0.018 (0.025) 0.046 (0.037) −0.059* (0.033)
MGEN 0.011 (0.012) 4th quintile × L + C 0.029 (0.025) 0.032 (0.037) 0.020 (0.033)
Other −0.052*** (0.014)
5th quintile × Logo −0.009 (0.025) −0.029 (0.037) 0.002 (0.033)
Deprivation index (ref: 1st quintile)
5th quintile × Chosen −0.036 (0.025) −0.063* (0.037) −0.017 (0.033)
2nd quintile −0.009 (0.008)
5th quintile × Norm −0.008 (0.025) −0.009 (0.037) −0.004 (0.033)
3rd quintile −0.016** (0.008)
5th quintile × L + C −0.007 (0.025) −0.031 (0.037) 0.010 (0.033)
4th quintle −0.021*** (0.008)
5th quintile −0.036*** (0.008)
L. Goldzahl et al. / Journal of Health Economics 58 (2018) 228–252 251
Covariates Yes Yes Yes (7) (8) (9) (10) (11) (12)
Observations 26,495 10,411 16,084
* ** **
R-squared 0.337 0.415 0.296 Logo 0.005 0.005 0.008 0.008 0.001 0.001
(0.003) (0.003) (0.004) (0.004) (0.005) (0.005)
These are linear-probability models. Standard errors appear in parentheses. Chosen 0.001 0.002 0.001 0.002 0.001 0.002
*
p < 0.1. (0.003) (0.003) (0.003) (0.003) (0.005) (0.005)
**
p < 0.05. Norm 0.002 0.002 0.003 0.003 0.001 0.001
***p < 0.01. (0.003) (0.003) (0.004) (0.003) (0.005) (0.005)
L+C 0.007** 0.007** 0.005 0.005 0.010* 0.009*
(0.003) (0.003) (0.004) (0.004) (0.006) (0.005)
Table A.8
p-value of joint 0.1352 0.1787 0.2373 0.274 0.3383 0.4175
Treatment effects on organized and opportunistic screenings in each département.
hyp. test
Seine-Maritime Eure
Covariates No Yes No Yes No Yes
N % screening T-C N % screening T-C Observations 26,495 26,495 16,084 16,084 10,411 10,411
Organized screening These are estimated marginal effects from logit models. Standard errors appear in
Control 3186 46.5 2091 43.5 parentheses.
*
Logo 3227 45.4 −1.1 2069 41.0 −2.5 p < 0.1.
**
(4.2) (1.5) p < 0.05.
Chosen 3214 45.2 −1.2 2101 43.2 −0.3 ***p < 0.01.
(4.2) (1.5)
Norm 3234 46.3 −0.2 2073 41.9 −1.6
(4.2) (1.5)
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