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Medical Hypotheses (2004) 62, 635–640

http://intl.elsevierhealth.com/journals/mehy

The quest for questions – on the logical force


of science
Thomas C. Erren*

Institute and Polyclinic for Occupational and Social Medicine, School of Medicine and Dentistry
University of Cologne, Germany

Received 25 August 2003; accepted 26 October 2003

Summary Questions and the logical principle of contradiction became a formal basis of scientific research and
education in the newly founded universities in the 1200s. With the advent of experimental methods in the 1700s, the
scholastic method of disputing questions as exclusive source for research and teaching disappeared. However, those
times’ stringent continuum of questions, answers and further questions corresponds to today’s empirical science with
hypotheses, tests and new hypotheses. This paper summarizes background information to the scientific methods of
disputing questions and testing hypotheses. While both questions and answers are necessary for research and
education, it is suggested that the generation of questions and hypotheses, i.e., propositions about observations or
ideas which can be disputed and empirically examined, drives scientific progress. Importantly, questions are necessary
tools to challenge locked-in concepts and to instigate new avenues. It is concluded that questions and hypotheses as
their formal expression must be strongly encouraged: appropriate answers and crucial tests will ultimately follow.
c 2004 Elsevier Ltd. All rights reserved.

The important thing is not to stop questioning. which do or do not build upon our answers to all the
WHYs, WHENs, HOWs and so on. Without doubt, our
Albert Einstein kids’ questions are immediate expressions of their
curiosity and wish to understand and need be en-
To raise new questions, new possibilities, to
couraged. For similar reasons, i.e., to understand
regard old problems from a new angle, re-
or challenge past and present observations as a
quires creative imagination and marks real ad-
basis to predict and possibly shape future events,
vance in science.
we pose questions in the scientific arenas as well.
Albert Einstein There, a specific advantage is that many questions
can be answered by a trip to the library.
Recall the many talks with children: the infinite This paper is not about the use of questions as
flow of questions and answers is really perpetuated a means to ask for what we – may erroneously –
by children’s unlimited reservoir of questions consider as facts, for instance in the setting of an
*
exam. To the contrary, it shall focus on questions
Present address: Institut und Poliklinik fu€r Arbeits-Sozial-
as a means to express uncertainty about facts and
medizin, Klinikum der Universita €t zu Ko
€ln, Joseph–Stelzmann
€ln 50924, Lindenthal, Germany. Tel.: +49-221-478-5819;
St. 9, Ko
concepts. In this vein, according to The Oxford
fax: +49-221-478- 5119. English Dictionary [1], questions constitute “the
E-mail address: tim.erren@uni-koeln.de (T.C. Erren). interrogative statement of some doubtful point to


0306-9877/$ - see front matter c 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.mehy.2003.10.022
636 Erren

be investigated or discussed”. At their best, sively. In this vein, the quaestio provided a logical
questions constitute both, critical syntheses of tool for analysis and perspective in research and
existing knowledge and starting points for dis- teaching which was expressed by Robert de Melun
cussions and new research. To drive knowledge (1100–1167): “Quaestiones were sometimes posed
forward, scientists must be encouraged to con- because of a doubt and sometimes in order to
stantly challenge observations and ideas via ap- teach” [6].
propriate questions. And, at the same time, we It is important to note that a paramount principle
should be aware and make it clear that what we of logic, i.e., that of contradiction, was crucial for
teach as knowledge in academia is based on those disputing questions in the course of a quaestio.
answers which have not yet been proven wrong in Key components had been suggested by Abaelard
detail or context. Accordingly, please note that (1079–1142) who based himself on Aristotle
“perhaps the most important thing for a student (384–322 BC) when he introduced the ideal of
to realize is that while his teachers may differ “question or doubt”. While Abelaerd had primarily
from him in experience, with rare exceptions they religious intentions, his “sic et non” (yes and no;
will not differ in intelligence. They are not indi- thesis and antithesis; pros and cons, if you will)
viduals to fear, but individuals to question and embedded this logical form of question technique in
challenge” [2]. That scientific advance is ulti- Medieval universities in general and in medicine and
mately fueled by a continuum of generating science in particular [7]. The use of this multidis-
questions appears intuitively obvious. However, to ciplinary approach throughout centuries permitted
understand as to how questions became the a level of analysis and perspective that could not
logical force of science requires more detailed have been achieved by other means of those times.
considerations. As a result, the method of quaestiones helped to lay
the foundations of what has been called the Scien-
tific Revolution of the late 16th and early 17th
century but it was abandoned from research and
Quaestiones teaching in the late 17th century for reasons which
were described by Lawn [8]: “. . . What eventually
Etymologically, “question” derives from the Latin led to the disappearance of the quaestio disputata
for “to ask” (quaestio, quaerere, quaesitum: to from the curriculum was the rise of the experi-
ask, to seek for, to inquire). The symbol “?” which mental method, the realization of the inadequacy
formally indicates a question is believed to be de- of Aristotelianism and scholasticims to explain
rived from the first and last letters of “quaestio”. phenomena in the physical world, and the substi-
Interestingly, the latter reference does not only tution of reasoning based on measurement and
provide one origin for the question or interrogation mathematics for the old logic of the schools. Once
mark but also evinces the fundamental role which these changes had taken place the methods of
the scholastic process quaestio played for research teaching also changed. The essentially Aristotelian
and teaching in the Middle Ages and thereafter. disputation was displaced by the straightforward
The quaestio method which has also roots in legal question-and-answer technique without argument,
circles and the foundation of universities became by the classroom lecture, and in the written field, by
the intellectual expression of a young Europe in the learned essays, dissertations, and treatises”. Em-
13th century. Thomas Aquinas (1224/5-1274) [3,4] pirical research, however, continued to build upon
referred the method’s principles back to Boethius the quaestiones’ cycle of questions, answers and
(480–524)1 [5]: “After suggesting some necessary contradictions and new questions which were to find
facts for the discussion of the question he does a formal expression and elaboration in hypotheses,
three things. He poses the question, he provides empirical tests and refutations and new hypotheses
the answer and, finally, excludes objections to his in the following centuries.
answer”. The logical reasoning in the course of the
quaestio disputata developed as an essential part
of lecturing. A necessary condition being that a
thesis or a fact was disputable. If so, interpreta- Hypotheses
tions of the material in question were formulated
as quaestiones which were then discussed exten- The ancient Greeks introduced deductive methods
to determine truth about the world around us.
1
Boethius, 1048D. Questio vero est dubitabilis proposito. “A
Initially, the process of deduction – as suggested
real quaestio is a proposition which can be disputed”. A.M.T.S. by Aristotle – was used to prove the validity of
Boethius. Topica Ciceronis, lib. I (PL 64) (Boethius 1988). mathematical propositions. The method started
The quest for questions – on the logical force of science 637

out with a – limited – set of definitions and axi- potheses: In Popper’s logical universe, we are
oms, i.e., statements assumed to be or self-evi- looking at an endless cycle of conjecture and
dently true, and then rules of logic were applied. refutation. But what perpetuates this logical cy-
The method of deduction was later applied beyond cle? More generally, the driving force is a contin-
investigating mathematical propositions: based on uum of questions and hypotheses which account
a hypothesis, i.e., an indicative supposition or more and more for the observations at hand and
conjecture put forth to account for some phe- have the power to predict the results of other
nomenon in nature, outcomes were predicted and phenomena. Specifically, rather than many an-
deduction meant an inference from the general to swers to one question it is the next – logically
the specific. In the 1600s, Francis Bacon was the refined – question which a forteriori drives the
most important philosopher of science to point out progress of science.
that assertions about the world are very different But how do we arrive at our questions and hy-
from arbitrary axioms in mathematics because they potheses? While some will be obvious, others of a
are based on observations. The latter, however, more critical nature can be difficult to formulate.
are fallible and often – if not always – incomplete. More generally, the hypothesis – or conjecture –
As the alternative, Bacon suggested a method now is a product of insight and imagination which
known as induction: we start out here with obser- requires no justification except that it either ac-
vations and provided that these evince a pattern, a counts for or challenges past observations. More
more general statement about nature may be for- specifically, to most of us, research questions
mulated. In other words, the process of induction come only after much reading and extensive
meant inferences from the specific to the general. thinking. Some researchers, though, may arrive at
Such general propositions fell into the broad range a critical question or conceptual hypothesis in the
of rather simple hypotheses to the formulation of luxary of a shower or bathtub or while watching
natural laws. Any statements about natural rela- kids a flash of inspiration or intuition may do the
tionships were then reinforced or refuted by addi- job. Interestingly, it is attributed to Newton that
tional observations. “no great discovery was ever made without a bold
On the one hand, induction was an advance guess”. With regard to the latter, though, it is
from the medieval scholastic methods because the important to note that science will not rest on
latter to an important extent relied on clerical unanalyzable intuitions rather than on logic and
faith and authority rather than on actual obser- law. What may appear as “a bold guess” or as in-
vations. On the other hand, David Hume empha- tuition is commonly the result of an individual’s
sized in the 1700s that a scientific method which perception of the data at hand, i.e., biological
based itself exclusively on observations must be knowledge, results of animal, clinical and epide-
considered unreliable because the underlying miological studies, etc. What any one individual’s
sense perceptions can be misleading and wrong. perception of identical data leaves for interpre-
Only in the 1900s, Karl Popper provided a solution tation and, ultimately, for the formulation of
to this puzzle of scientific logic by suggesting that questions and hypotheses, depends critically on
science really advances by deductive falsification the nature and amount of prior experience and
rather than by inductive generalizations [9–11]. training [12]. Therefore, what may at first seem as
Popper’s philosophy holds that while propositions “a bold guess” or intuition can – on further anal-
about nature can be corroborated by empirical ysis – often be explained by the andividual’s
evidence, no amount of evidence can proove or background and tacit knowledge. In any case: Ra-
ultimately verify such statements. On the other ther than how the questions arise, be it exclusively
hand, any statement about nature may be un- in the head [13,14] – Einstein could study the
equivocally refuted or falsified by one experiment universe with no more than a piece of chalk – or
or one observation. In effect, as illustrated by the be it in other laboratories, it is important that we
“white swan” example (the statement “all swans constantly pose them.
are white” cannot be verified by whatever large
number of white swans but it may be falsified by
identifying a single black swan), Popper assigned a
maximum weight to “negative or refuting” evi- Questions and hypotheses in
dence and gave very little weight to “positive or biomedical research
supporting evidence” [9–11]. In the context of
this paper, the asymmetrical implications of such That hypotheses and observations are generating
imbalance correspond to the dominant role of scientific progress together has been recognized by
questions and their formal expression, viz, hy- physical and chemical sciences for a long time. In
638 Erren

contrast, in the bio-medical fields, the role of hy- conjectures put forth to account for bio-medical
potheses appears to have been somewhat inferior ideas or observations find their place in the liter-
to experimentation and observation [15]. Only in ature which is reviewed and discussed by peers?
the 1800s, a gradual but steady transformation of In view of Popper’s advocacy of deductive fal-
scientific medicine was pioneered by a number of sification through a continuum of conjectures and
impressive researchers. In fact, one of the most refutations and his appreciation of the virtue of
important physiologists of all times, Claude Ber- improbable hypotheses (scientific progress is much
nard (1813–1878), established with his systematic more likely to occurr if a hypothesis which most
experimentation into metabolism and neurology, people expect to be wrong turns out to be true,
that biomedical research needs specific study i.e., it cannot be falsified), it should come at no
questions and a guiding hypothesis [16]. Thereaf- surprise that he was on the editorial board of a
ter, the prevailing empirical methods of conduct- journal devoted exclusively to hypotheses – or
ing experiments without a guiding hypothesis were questions and ideas – in the biomedical sciences,
slowly abandoned. i.e., Medical Hypotheses (MH; [23]).4 Of some 3000
In the 1900s, the value of specific questions journals which published bio-medical research
which have been convincingly answered to some about 25 years ago, only three (The Journal of
extent2 and continue to drive research3 is, clearly, Theoretical Biology; The Lancet; Perspectives in
undisputed. However, the general value of ques- Biology and Medicine) provided space as a matter
tions and hypotheses for biomedical research of of explicit policy for papers which merely discussed
the last decades is, equally clearly, more difficult ideas and suggested hypotheses [15]. Of the others,
to assess. In my view, the principal value which quite a few occasionally published theoretical
should be and effectively is assigned to questions material but only if it was provided by scientists
and hypotheses can be approximated from theory with outstanding reputations. It is worthwhile to
and publication practice: more theoretically, the look back at two key points which were made by
aforemade conceptual considerations should con- the editor of MH in the journal’s first issue in 1975
vey the critical value of questions per se, i.e., to [15]. With regard to the actual occurrence of sci-
maintain and feed the crucial cycles of discussion, entific advance it was stated – in analogy with
debate, determined experimental testing and thus “The Emperor’s New Clothes” [24] “. . . Outdated
new observations and new questions. More empir- concepts can persist for prolonged periods because
ically, we may look at the number of and space in the evidence against them is scattered through
peer-reviewed Journals devoted exclusively to hundreds of papers and no one is allowed to gather
questions and hypotheses. Indeed, where can it together in one article to mount a sustained at-
questions and hypotheses be developed as the tack”. Moreover, “. . . people with ideas (who may
publications’ key objective rather than being often be inept experimenters) could generate a
raised only in the discussion sections? In other steady flow of new concepts which might rejuve-
words: how could and how can suppositions or nate the work of those whose primary skill is in
observation”.
2 Fifteen years after the foundation of Medical
One seminal example is: What is Life? The Physical Aspect of
the Living Cell [17]. “We wanted to answer the question: What is Hypotheses, Horrobin provided an informative look
life?” James Watson in a February, 2003 Spiegel interview [18]; at obstacles to get fundamental work and ideas
see also: Watson JD. The Double Helix: A Personal Account of published and illustrated again the pivotal role of
the Discovery of the Structure of DNA [19]. Medical Hypotheses for providing the opportunity
3
Another key example is: Do rods and/or cones and/or other to discuss possibly innovative ideas in the medical
uncharacterized retinal photoreceptors contribute to the ad-
justment of biological rhythms to light [20]? In the past 6 years,
and biomedical fields [25]. One bottomline being,
this question posed by a small group of scientists has been that – particularly those “very few” – questions or
answered insofar as non-rod, non-cone light-sensitive cells have hypotheses which may promise radical progress
been discovered in the retina of mammalian eyes which are need a hearing. But, as there is no way to reliably
expected to guide the circadian, or the daily inner clocks of
anticipate what question or hypothesis shall enable
human beings. In the light of serious interest and abundant
research into the eye and the retina since the 1800s, it is clearly
scientific progress – and, ultimately, improvement
astonishing that – beyond the classical rods and cones - there of patient welfare – all ideas should have a public
are photoreceptors which had been overlooked until the right forum. Only if open to public discussion, many – or
question was posed. Indeed, the discovery of these “chronore-
oreceptors” [21] has been identified as one of the ten most
4
important scientific achievements in 2002 by Science magazine Medical Hypotheses Advisory Board: Sir Macfarlane Burnet,
[22] and research into non-rod, non-cone photoreception and Sir John Eccles, Arthus C. Guyton, Linus Pauling, Sir Karl Popper.
transduction can become very important for scientific disci- Editor: David F. Horrobin. (Medical Hypotheses Advisory Board
plines which study health and disease effects in man. 1975)
The quest for questions – on the logical force of science 639

most – ideas can and will be rigorously dismissed hand or “degrees of falsification” [12] on the other.
but some may help to shape new and important It follows that we must be aware of and commu-
research avenues [14]. nicate that scientific theory can never be proved
In this vein, as of December 2003, more than but only be considered highly likely on the basis of
4700 papers have been published in Medical Hy- the available evidence. The latter is clearly rela-
potheses. In addition, space in further journals in tive and limited by any current state of knowledge.
the medical and public health fields to promote In order to gain firmer and more permanent re-
questions and ideas has increased. For instance, search answers it remains but to constantly refine
the Lancet publishes much more hypotheses – as what we ask nature.
characterized by “a substantial jump in thinking
that is testable but not so easily testable that When (experimentation) is going well, it is like
readers will wonder why you have not already done a quiet conversation with Nature. One asks a
it” – today than in 1975 [15]. Most other journals question and gets an answer; then one asks
consider letters to the editor which can be stimu- the next question, and gets the next answer . . .
lating vectors for questions and hypotheses as well.
In the latter case, though, the average 300–600 George Wald [27]
words can be too little to make a convincing case of
a question or hypothesis to be discussed and fol-
lowed-up. A further opportunity to promote hy- References
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