Obesity - 2012 - Patel - Short Sleep Duration and Weight Gain A Systematic Review

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epidemiology

Short Sleep Duration and Weight Gain:


A Systematic Review
Sanjay R. Patel1 and Frank B. Hu2,3,4

Objective: The recent obesity epidemic has been accompanied by a parallel growth in chronic sleep deprivation.
Physiologic studies suggest sleep deprivation may influence weight through effects on appetite, physical activity,
and/or thermoregulation. This work reviews the literature regarding short sleep duration as an independent risk
factor for obesity and weight gain.
Methods and Procedures: A literature search was conducted for all articles published between 1966 and January
2007 using the search “sleep” and (“duration” or “hour” or “hours”) and (“obesity” or “weight”) in the MEDLINE
database. Additional references were identified by reviewing bibliographies and contacting experts in the field.
Studies reporting the association between sleep duration and at least one measure of weight were included.
Results: Thirty-six publications (31 cross-sectional, 5 prospective, and 0 experimental) were identified. Findings
in both cross-sectional and cohort studies of children suggested short sleep duration is strongly and consistently
associated with concurrent and future obesity. Results from adult cross-sectional analyses were more mixed with
17 of 23 studies supporting an independent association between short sleep duration and increased weight.
In contrast, all three longitudinal studies in adults found a positive association between short sleep duration and
future weight. This relationship appeared to wane with age.
Discussion: Short sleep duration appears independently associated with weight gain, particularly in younger age
groups. However, major study design limitations preclude definitive conclusions. Further research with objective
measures of sleep duration, repeated assessments of both sleep and weight, and experimental study designs that
manipulate sleep are needed to better define the causal relationship of sleep deprivation on obesity.

Obesity (2008) 16, 643–653. doi:10.1038/oby.2007.118

Introduction substantial importance from a public health standpoint. We


Over the past several decades, the prevalence of obesity has performed a systematic review of the literature to assess the
grown to epidemic proportions. Concurrent with this rise present evidence suggesting that sleep deprivation may repre-
in weight there has been a similar epidemic of chronic sleep sent a novel risk factor for weight gain and obesity.
deprivation. According to annual surveys done by the National
Sleep Foundation, by 1998 only 35% of American adults were Methods and procedures
obtaining 8 h of sleep and that number had fallen to 26% by Relevant original articles were identified by searching the MEDLINE
2005 (ref. 1). database (National Library of Medicine, Bethesda, MD) of articles
published between 1966 and August 2006 examining the relationship
Evidence has grown over the past decade supporting a role
between sleep duration and weight gain, obesity, or both. The primary
for short sleep duration as a novel risk factor for weight gain search was performed using the keywords “sleep” and (“duration” or
and obesity. A number of causal pathways linking reduced “hour” or “hours”) and (“obesity” or “weight”). A subsequent search
sleep with obesity have been posited based on experimental was also performed using medical subheading terms. The searches
studies of sleep deprivation. Chronic partial sleep deprivation were repeated in January 2007 to identify any new publications.
causes feelings of fatigue which may lead to reduced physical Bibliographies of retrieved articles were reviewed, and experts in the
field were contacted to further identify relevant works. Articles were
activity (2,3). Sleep deprivation may also have neurohormonal
restricted to studies conducted in humans presenting original research.
effects that increase caloric intake (4). Because of the rapidly Where data from the same cohort were presented in more than one
accelerating prevalence of sleep deprivation, any causal asso- article, only the report that most directly analyzed the sleep–weight
ciation between short sleep durations and obesity would have association was included. All abstracts obtained from this search were
1
Division of Pulmonary, Critical Care and Sleep Medicine, Department of Medicine, University Hospitals Case Medical Center and Case Western Reserve University,
Cleveland, Ohio, USA; 2Channing Laboratory, Department of Medicine, Brigham and Women’s Hospital, and Harvard Medical School, Boston, Massachusetts, USA;
3
Department of Nutrition, Harvard School of Public Health, Boston, Massachusetts, USA; 4Department of Epidemiology, Harvard School of Public Health, Boston,
Massachusetts, USA. Correspondence: Sanjay R. Patel (srp20@case.edu)
Received 18 April 2007; accepted 19 July 2007; published online 17 January 2008. doi:10.1038/oby.2007.118

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epidemiology

screened. Relevant articles were obtained and evaluated for presenta- respectively, compared to ≥11.5 h (9). A similar study of 1,031
tion of data regarding the association between sleep duration and at French 5-year-olds found the OR for obesity was 1.4 for a sleep
least one measure of weight (e.g., BMI, BMI z-score, and weight) either duration <11 h (10).
cross-sectionally or longitudinally. A meta-analysis was attempted, but
the degree of heterogeneity among study designs, particularly with Three smaller studies have examined a broader range of grade
respect to the measure of association and the definition of short sleep school children. A study of 422 Canadian children ages 5–10
duration, was prohibitive, and therefore a more qualitative assessment found that compared to a sleep duration of ≥12 h, the ORs for
is presented. Greater weight is given to large studies, prospective cohort obesity were 1.42 and 3.45 for sleep durations of 10.5–11.5 and
studies, and studies which objectively assessed sleep durations. Because ≤10 h (11). Two small case–control studies of children aged
of differences in the sleep requirements of children and adults, these
groups are considered separately. Where results were presented graphi- 6–10 years, one from Brazil and one from Tunisia, reported
cally, authors were contacted to obtain the numeric data (3,5,6). similar findings. Giugliano and Carneiro reported obese chil-
dren had 31 min shorter sleep duration than normal weight
Results children but no significant difference was found between over-
The keyword search initially identified a total of 1,013 citations. weight and normal weight children (12). Ben Slama et al. found
After screening through abstracts for relevance, 36 articles of 58% of obese children had a sleep duration <8 h compared to
potential relevance were identified. The medical subhead- only 11% of nonobese children (13).
ing search identified an additional five articles. Fifteen arti- Four studies have examined the relationship between sleep
cles were excluded because, though both sleep duration and duration and weight in adolescents. Two of these studies,
weight data were collected, the association between these two though small, were notable for using objective measures of
factors was not assessed. Another five articles were excluded sleep habits. Measuring sleep duration with wrist actigraphy
for presentation of data overlapping with another report, leav- over a 24-h period in 383 children aged 11–16, Gupta et al.
ing 21 articles. Ten investigations were added after the origi- reported one of the strongest associations between short sleep
nal extraction from review of references and expert contact. duration and obesity, with the odds of obesity increasing five-
The updated search in January 2007 identified 44 additional fold for every hour reduction in sleep duration (14). Benefice
citations, of which 5 were relevant for this synthesis. Thus et al., using an accelerometer worn near the hip to assess sleep
36 studies were included in this analysis. Of these, 31 are over 3–4 days in 40 Senegalese girls aged 13–14 years, observed
cross-sectional studies, 2 are prospective cohort studies, and that sleep duration was reduced by 6.85 min for every 1 kg/m2
3 report both cross-sectional and prospective findings. No increase in BMI (15). This work was notable for demonstrat-
experimental studies with weight as an outcome were identi- ing a sleep–weight relationship in a nonobese population—
fied. There are 13 studies examining the association between mean BMI was only 16.9 kg/m2. The other adolescent reports
sleep duration and weight in pediatric populations and 23 included one of 4,486 American teens (mean age 16.6 years),
studies of adults. which found short self-reported sleep duration predicted both
higher BMI z-score and overweight among boys. However, no
Cross-sectional studies in children relationship was found in girls (16). A study of 656 Taiwanese
Eleven studies were identified which assessed the cross- teenagers (mean age 15.0 years) found that the frequency of
­sectional association between sleep duration and weight in obtaining a sleep duration of at least 6–8 h was inversely cor-
children (Table 1). All 11 works reported a positive associa- related with obesity risk (17).
tion between short sleep duration and increased obesity. For The consistent findings from studies spanning five conti-
the most part, obesity was defined by age-adjusted thresholds nents suggest that the reported associations are independent of
of BMI, which was directly measured, while sleep duration was ethnicity, though no formal assessment of effect modification
typically obtained from questionnaires completed by parents. by race has been reported. Several studies suggest boys may
Because sleep requirements change through childhood, defini- be more susceptible to sleep loss than girls. Sekine et al. found
tions of short sleep duration varied greatly based on the age of the OR for obesity associated with a sleep duration <8 h com-
the cohort being studied. pared to >10 h was 5.5 in boys and 2.1 in girls (7). Similarly,
The largest pediatric cohort to date is a Japanese birth cohort Chaput et al. found that the OR for obesity associated with a
of 8,274 children assessed between the ages of 6 and 7 (ref. 7). sleep duration of ≤10 h as opposed to ≥12 h was 5.7 in boys
Compared to children with a sleep duration of ≥10 h, the odds and 3.2 in girls (11). Knutson found the risk of being over-
ratios (ORs) for obesity were 1.49, 1.89, and 2.89 for sleep weight increased 10% for each hour reduction in sleep dura-
durations of 9–10, 8–9, or <8 h, respectively. A study of 4,511 tion among boys, while no significant effect was found among
Portuguese school children aged 7–9 reported similar find- girls (16).
ings (8). Compared to a sleep duration of ≥11 h, the ORs for A few studies have attempted to identify the causal pathway
obesity were 2.27 and 2.56 for sleep durations of 9–10 and 8 h, linking sleep duration to obesity. Von Kries et al. found no
respectively. relationship between sleep habits and caloric intake obtained
Two studies have analyzed data from children undergoing from a food frequency questionnaire (9). Gupta et al., using
health screens at school enrollment. A study of 6,645 German actigraphy, and Benefice et al., using accelerometry to estimate
children aged 5–6 years found the ORs for obesity were activity levels, each found no relationship between sleep dura-
1.18 and 2.22 for sleep durations of 10.5–11.0 and <10.5 h, tion and physical activity (14,15).

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epidemiology

Table 1 Cross-sectional studies of sleep duration and weight in children


Age
First author, Sample range or Population Weight Potential confounders Pattern of
country, year size mean source measure Sleep measure addressed association
Locard (10), 1,031 5 202 Schools Measured BMI One question to Age, ethnicity, SES, TV Short sleep duration
France, 1992 parents viewing, breast-feeding, (SD) associated with
parental obesity, maternal increased obesity risk
age, single parent
Ben Slama (13), 167 6–10 Primary Measured BMI One question to None Short SD associated
Tunisia, 2002 schools in parents with increased obesity
Ariana district risk
Von Kries (9), 6,862 5–6 School entry Measured BMI, Bedtime/wake- Age, maternal smoking, Short SD associated
Germany, 2002 physicals body fat mass time questions SES, physical activity, with increased obesity
to parents TV viewing, diet, breast- risk
feeding, snacking,
birthweight, parental
obesity, single parent
Sekine (7), 8,274 6–7 Birth cohort in Measured BMI One question to Age, sex, physical activity, Short SD associated
Japan, 2002 Toyama parents TV viewing, snacking, with increased obesity
regular breakfast risk
Gupta (14), 383 11–16 Heartfelt Measured BMI, 24 h Actigraphy Age, sex, ethnicity, Tanner Short SD associated
USA, 2002 study percent body stage with increased obesity
fat risk
Benefice (15), 40 13–14 Niakhar Measured BMI, 72–96 h Age, sex, ethnicity, physical Inverse association
Senegal, 2004 district triceps skinfold Accelerometry activity, height, season between SD and BMI
Giugliano (12), 165 6–10 Private school Measured BMI, One question to None Inverse association
Brazil, 2004 percent body parents between SD and
fat percent body fat
Knutson (16), 4,486 17 NLSAH Measured BMI One question to Age, sex, ethnicity, SES, Short SD associated
USA, 2005 child physical activity with increased
overweight risk in boys
but not in girls
Padez (8), 4,511 7–9 Primary Measured BMI Weekday/ Age, sex Short SD associated
Portugal, 2005 schools weekend with increased obesity
questions to risk
parents
Chaput (11), 422 5–10 14 Schools Measured BMI One question to Age, sex, SES, physical Short SD associated
Canada, 2006 parents activity, TV viewing, with increased
breast-feeding, regular overweight risk
breakfast, parental obesity,
single parent
Chen (17), 656 13–18 Seven Measured BMI One question to Age, sex Low frequency of
Taiwan, 2006 schools child (frequency adequate sleep
of adequate associated with
sleep—SD at increased obesity risk
least 6–8 h on
weekdays)
NLSAH, National Longitudinal Study of Adolescent Health; SES, socioeconomic status; TV, television.

Cross-sectional studies in adults that long sleep durations are also associated with increased
Nineteen studies have focused on the cross-sectional relation- weight resulting in a U-shaped curve between sleep dura-
ship between sleep duration and weight in adults (Table 2). tion and weight. In general, obesity has been defined as a
The findings have been less consistent than the pediatric lit- BMI ≥30 kg/m2 based on either measured or self-reported
erature. Eleven studies reported a clear association between height and weight. Habitual sleep duration has been typically
short sleep duration and increased weight, and two studies obtained through questionnaire.
reported mixed findings with an association found in one The largest studies reporting on the association between
gender but not in the other. Five studies reported no asso- sleep duration and weight were designed as prospective
ciation between short sleep duration and increased weight, cohort studies to examine the effects of a wide range of
while one found short sleep duration was associated with behaviors on health outcomes and were not specifically
reduced weight. In addition, six studies have found evidence designed to study sleep duration (5,18–20). Furthermore,

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epidemiology

Table 2 Cross-sectional studies of sleep duration and weight in adults


Potential
Author, Sample Age range Population Weight Sleep confounders
country, year size or mean source measure measure addressed Pattern of association
Gortmaker (56), 712 – Harvard School Reported BMI One sleep None No association between
USA, 1990 of Public Health question sleep duration (SD) and
BMI
Vioque (35), 1,772 ≥15 Health and Measured BMI One sleep Age, sex, smoking, Short SD associated with
Spain, 2000 Nutritional question SES, marital status, increased obesity risk
Survey of physical activity, TV
Valencia viewing
Shigeta (34), 453 53 Hospital clinic Measured BMI One sleep None Short SD associated with
Japan, 2001 question increased obesity risk
Heslop (18), 6,797 35–64 Work places in Measured BMI One sleep Age, sex Short SD associated with
UK, 2002 Scotland question higher BMI in men but
not in women
Kripke (5), 1,116,936 33–102 American Reported BMI One sleep Sex Inverse linear association
USA, 2002 Cancer Society question between SD and BMI
volunteers in men, U-shaped
association in women
Tamakoshi (19), 104,010 40–79 Japan Reported BMI One sleep Sex Short SD associated with
Japan, 2004 Collaborative question lower BMI
cohort study
Amagai (20), 11,325 19–93 Jichi Medical Measured BMI Bedtime/ Sex No association between
Japan, 2004 School Cohort wake-time SD and BMI
Study questions
Cournot (26), 3,127 32–62 VISAT study Measured BMI Bedtime/ Age, sex, smoking, Short SD associated with
France, 2004 wake-time SES, marital status, higher BMI in women but
questions physical activity, TV not in men
viewing, shiftwork,
naps, age at menarche,
parity, menopause,
medications
Ohayon (30), 8,091 55–101 Random Reported BMI Nighttime/ Age, sex, smoking, No association between
Europe, 2004 sampling in daytime alcohol, caffeine, short nighttime SD
seven European sleep SES, physical activity, and BMI but positive
countries questions depression, anxiety, association between
stress, medical long nighttime SD and
disorders, insomnia underweight
Taheri (27), 1,024 53 Wisconsin Measured BMI 6-Day Age, sex U-shaped association
USA, 2004 Sleep Cohort sleep diary between SD and BMI
Study
Bjorkelund (22), 1,462 38–60 Population- Measured BMI, One sleep Sex Inverse association
Sweden, 2005 based cohort of WHR question between SD and both
Gothenburg BMI and WHR
Ohayon (31), 1,026 ≥60 Population- Reported BMI Nighttime/ Age, sex, smoking, Short nighttime SD
France, 2005 based cohort of daytime alcohol, caffeine, associated with
Paris sleep SES, physical activity, increased BMI category
questions depression, anxiety, No association between
stress, medical total SD and BMI
disorders, insomnia, category
sleepiness, cognition,
social supports
Singh (23), 3,158 18–65 Population- Reported BMI Weekday/ Age, sex, ethnicity, Short SD associated with
USA, 2005 based cohort of weekend alcohol, medical increased obesity risk
Detroit sleep disorders, OSA
questions
Vorona (33), 924 18–91 Four primary Measured BMI Weekday/ Sex, sleep disorders Short SD associated with
USA, 2005 care clinics weekend increased BMI category
sleep
questions

Table 2 continued on next page

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epidemiology

Table 2 Cross-sectional studies of sleep duration and weight in adults (continued)


Author, Sample Age range Population Weight Sleep Potential confounders
country, year size or mean source measure measure addressed Pattern of association
Gottlieb (21), 5,910 40–100 Sleep Heart Measured BMI Weekday/ None U-shaped association
USA, 2006 Health Study weekend between SD and BMI
sleep
questions
Kohatsu (28), 990 48 Employed Measured BMI One sleep Age, sex, alcohol, Inverse association
USA, 2006 adults in rural question SES, physical activity, between SD and BMI
Iowa depression, OSA
Lauderdale 669 35–49 CARDIA study Measured 72 h Age, sex, ethnicity, No association between
(32), USA, BMI (3 years Actigraphy smoking, alcohol, SES, SD and BMI
2006 prior to sleep physical activity, OSA,
assessment) shiftwork, bedpartner,
children
Moreno (24), 4,878 40 Male truck Measured BMI One sleep Age, sex, smoking, Short SD associated with
Brazil, 2006 drivers in São question alcohol, illicit drugs, increased obesity risk
Paulo medical disorders,
OSA
Chaput (29), 740 21–64 Quebec Family Measured BMI, One sleep Age, sex, physical U-shaped association
Canada, 2007 Study WHR, skinfold question activity between SD and obesity
thicknesses, risk
body fat mass
Ko (25), China, 4,793 17–83 Hong Kong Measured One sleep Age, sex, smoking, Inverse association
2007 union members BMI, waist question alcohol, medical between SD and
circumference disorders, work time both BMI and waist
circumference
CARDIA, coronary artery risk development in young adults; OSA, obstructive sleep apnea; SES, socioeconomic status; TV, television; WHR, waist-to-hip ratio.

data on the cross-­sectional association between sleep dura- study of sleep duration and diabetes found sleep duration was
tion and weight in these cohorts were presented as part of inversely correlated with both BMI (r = −0.06) and waist-­to-
analyses designed to assess sleep duration as a predictor of hip ratio (r = −0.08) (ref. 22).
mortality and so focused on the potential of weight to con- Two studies using population-based sampling techniques
found the sleep–mortality association. As a result, only the have directly assessed the relationship between short sleep
marginal associations between sleep duration and BMI were duration and obesity in middle-aged populations. The larger
computed. The largest of these studies was a survey by the studied 3,158 adults and found an inverse association between
American Cancer Society of over 1.1 ­million individuals (5). sleep duration and obesity with a minimum risk associated
This study found a U-shaped association between sleep dura- with a sleep duration of 8–9 h (23). Compared to this group,
tion and BMI among women with the minimum at 7 h and the ORs for obesity were 1.85, 1.49, 1.24, and 1.09 for sleep
a monotonic trend in men such that longer sleep durations durations ≤5, 5–6, 6–7, and 7–8 h. A second study of 1,772
were associated with a lower BMI. Comparing a sleep dura- Spanish subjects found a similar association with the odds of
tion of 4–7 h, women had a 1.39 kg/m2 greater BMI and men obesity 39% greater in those with a sleep duration of ≤6 h com-
had a 0.57 kg/m2 greater BMI. The next largest study was a pared to a sleep duration of 7 h.
Japanese cohort of over 100,000 ­individuals (19). This is Several studies have examined the sleep–weight association
the only study to find short sleep durations associated with in working populations. A survey of 4,878 Brazilian truck
reduced weight. Mean BMI in those with sleep durations drivers found a sleep duration <8 h per day was associated
≤4, 5, 6, and 7 h were 22.2, 22.6, 22.9 and 22.7 kg/m2 for men with a 24% greater odds of obesity (24). Similarly, a survey of
and 22.6, 22.9, 22.9, and 22.9 kg/m2 for women. A second 4,793 Hong Kong union members found an inverse correla-
Japanese cohort of over 10,000 individuals found no associa- tion between sleep duration and BMI (r = −0.037, P = 0.02)
tion between sleep duration and weight (20). On the other (ref. 25). This relationship was almost exclusively observed in
hand, a Scottish study of 6,797 individuals found mean BMI men. In contrast, a French study of 3,127 workers found that
was 0.3 kg/m2 greater among men with a sleep duration <7 h while no association between sleep duration and weight was
compared to 7–8 h (18). Two other studies considered weight found in men, among women, those with a sleep duration of
as a secondary outcome. The Sleep Heart Health Study, in ≤6 h had a 0.63 kg/m2 greater mean BMI than those with longer
studying the association of sleep duration with hypertension, sleep durations (26). In a study of 1,024 government workers
found a U-shaped association between sleep duration and in Wisconsin, a U-shaped association was found using sleep
weight with BMI 0.7 and 0.4 kg/m2 greater in those with sleep duration based on sleep diaries (27). In multivariate model-
durations <6 and 6–7 h compared to 7–8 h (21). A Swedish ing, the minimum BMI corresponded to a sleep duration of

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epidemiology

7.7 h. A cross-sectional study of 990 employed adults in Iowa In terms of understanding the mechanism of any sleep–
found that BMI was 0.42 kg/m2 greater for each hour reduc- weight association, four of the studies finding an association
tion in sleep duration (28). between short sleep duration and obesity found this associa-
Analysis of a Canadian family-based cohort supports the tion could not be explained by differences in physical activ-
presence of a U-shaped relationship between sleep duration ity (18,26,29,35). In addition, one of the negative studies also
and obesity (29). The ORs for obesity were 1.63 and 1.51 in found no relationship between sleep duration and physical
women with sleep durations of 5–6 and 9–10 h compared to activity (32). None of the studies assessed caloric intake.
7–8 h. The corresponding values in men were 1.72 and 1.18. However, two studies examined biomarkers that may be rel-
Similar associations were found between sleep duration and evant to appetite. Short sleep durations were associated with
waist-to-hip ratio, body fat mass, and skinfold thicknesses. suppressed leptin levels in both the Quebec Family Study and
Two reports have specifically examined the association the Wisconsin Sleep Cohort Study after adjusting for obes-
between sleep duration and weight in geriatric cohorts. ity (27,29). Short sleep durations were also associated with
Both were designed to define normative sleep habits in the elevated ghrelin levels in the Wisconsin cohort (27).
elderly and considered weight as a predictor of sleep dura-
tion. The first study recruited 8,091 individuals over the age Prospective cohort studies
of 55 from seven European nations (30). Obesity did not Only two studies have examined the longitudinal relation-
predict being in the lowest 5th percentile of sleep durations. ship between sleep duration and weight in children (Table 3).
A study of 1,026 French subjects over 60 found those with a A British birth cohort of 8,234 children found a monotonic
BMI >27 kg/m2 were 3.6 times more likely to report noctur- relationship between sleep duration reported by parents at
nal sleep duration in the lowest 5th percentile than those with 38 months of age and obesity at age 7 with ORs of 1.45, 1.35,
BMI of 20–25 kg/m2 (31). However, the obese were also more and 1.04 for children having sleep durations <10.5, 10.5–10.9,
likely to report daytime naps so that no association existed and 11.0–11.9 h compared to ≥12 h (36). A smaller birth cohort
between total sleep duration and obesity. of 150 children also found short sleep duration as reported by
Only one study of adults has examined the sleep–weight parents at ages 3–5 predicted overweight at age 9.5 (ref. 37).
relationship using an objective measure of sleep duration. Those who became overweight had a sleep duration about
Lauderdale et al. investigated predictors of sleep duration in 30 min less than those who were normal weight at follow-up.
669 individuals and used 72-h actigraphy to assess average Although both studies adjusted for birth weight and weight
sleep duration (32). In multivariate analysis, the study found a gain in the first months of life, neither assessed weight at the
weak inverse correlation between sleep duration and BMI that time of the sleep assessments.
was not statistically significant. Three studies have examined the longitudinal relationship
Two studies have examined the association between sleep between sleep duration and weight in adults. The largest was
habits and weight in clinic populations. Among 924 Americans an analysis of 68,183 women aged 45–65 in the Nurses Health
attending a primary care clinic, sleep duration was longest in Study followed for 16 years (3). Questionnaire response regard-
those with BMI <25 kg/m2 (33). In a study of 453 Japanese ing sleep duration was obtained at baseline, and self-reported
clinic patients, the odds of obesity was nearly double in those weights were obtained at baseline and every 2 years subse-
with a sleep duration <6 h (34). quently. Cross-sectionally, a U-shaped association was found
Overall, the cross-sectional data in adults suggest short with minimum weight in those having a sleep duration of 7 h.
sleepers are heavier though the findings are much less con- Longitudinally, a modest association between short sleep dura-
sistent than the pediatric data. Several reports have noted a tion and weight gain was found. Adjusting for differences in
U-shaped association between sleep duration and weight in baseline weight, weight gain was 1.14 and 0.71 kg greater over
adults with the lowest BMI associated with a sleep duration 16 years among those with sleep durations ≤5 and 6 h com-
of 7–8 h (5,21,27,29). If this relationship is truly U-shaped, pared to 7 h. The hazard ratios for obesity were 1.15 and 1.06
studies that force a linear relationship in modeling the sleep– for sleep durations ≤5 and 6 h, respectively, while the hazard
weight association would underestimate the true effect of ratios for a 15 kg weight gain were 1.28 and 1.10.
short sleep duration and might explain the negative findings An analysis of 9,588 participants in the National Health and
in some studies. Ethnic differences in susceptibility to sleep Nutrition Examination Survey study used measured heights
deprivation may also explain the disparate findings, as two of and weights at baseline but relied on self-reported weights
the three Japanese studies were negative. Although no study at subsequent timepoints (6). At baseline, a U-shaped asso-
has directly examined differential susceptibility by ethnicity, ciation was found between sleep duration and BMI with the
several studies have noted that both obesity and sleep depriva- minimum at 7 h. The strength of the sleep–obesity relation-
tion are more common among African Americans than whites ship appeared to wane with age such that the ORs for obes-
(23,32). Findings on differences in gender susceptibility have ity associated with a sleep duration of ≤4 h relative to 7 h
been mixed. While several studies suggested a greater vulner- were 3.21, 1.81, and 1.71 among those aged 32–49, 50–67,
ability in women (5,26,29,33), at least two reports found an and 68–86. Because the strongest cross-sectional association
association between short sleep duration and obesity existed was in the youngest tertile, longitudinal analyses were only
only in men (18,25). reported in this subgroup. Over 9 years, a linear relationship

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epidemiology

Table 3 Prospective cohort studies of sleep duration and weight


Author, country, Sample Baseline Population Measure Measure of Potential confounders Cross-sectional Longitudinal
year, follow-up size age source of weight sleep addressed relationship relationship
time
Agras (37), USA, 150 3 Birth cohort Measured One sleep Age, ethnicity, socio- Not assessed Short SD
2004, 6.5 years from San BMI question to economic status associated
Francisco parents each (SES), physical activity, with
year over TV viewing, diet, increased
3 years breast-feeding, eating overweight
behaviors, birthweight, risk
parental obesity, parental
attitudes towards
eating and weight,
temperatment, parental
age
Hasler (38), 496 27 Zurich Reported Three sleep Age, sex, smoking, SES, Short SD Short SD
Switzerland, Cohort BMI questions physical activity, eating associated associated
2004, 13 years Study (bedtime, behaviors, parental with increased with
wake-time, obesity, depression obesity risk increased
and sleep obesity risk
latency) at four
time points
Gangwisch (6), 9,588 32–86 NHANES Measured One sleep Age, sex, ethnicity, U-shaped Short SD
USA, 2005, 9 and question smoking, alcohol, association associated
years reported SES, physical activity, between SD and with
BMI depression, insomnia, obesity risk increased
sleepiness obesity risk
Reilly (36), UK, 8,234 3 ALSPAC Measured One sleep Age, sex, maternal Not assessed Short SD
2005, 4 years BMI question to smoking, SES, associated
parents TV viewing, diet, with
birthweight, parental increased
obesity obesity risk
Patel (3), USA, 68,183 45–65 Nurses Reported One sleep Age, sex, smoking, U-shaped Short SD
2006, 16 years Health BMI question alcohol, caffeine, SES, association associated
Study physical activity, diet, between SD and with
medical disorders, OSA, obesity risk increased
shiftwork, menopause, obesity and
medications weight gain
risk
ALSPAC, Avon Longitudinal Study of Parents and Children; NHANES, National Health and Nutrition Examination Survey; OSA, obstructive sleep apnea; TV, television.

between sleep duration and weight gain was found, with prior time point than concurrent or future BMI. For example,
those having a sleep duration of ≤4 h gaining 1.46 kg/m2 and the ORs for a sleep duration <6 h at age 29 were 11.8 with
those having a sleep duration of ≥10 h gaining only 0.08 kg/ obesity at age 27, 8.1 with obesity at age 29, and 4.6 with obes-
m2. Individuals with a sleep duration <5 h were twice as likely ity at age 34.
to be obese after 9 years compared to those with a sleep dura- Overall, the prospective studies have been consistent in
tion of 7 h. finding an increased risk of weight gain and obesity in those
Hasler et al. followed 496 subjects, who were 27 years old, with short sleep durations. Several of these studies attempted
in the Zurich Cohort Study over 13 years (38). Height and to assess causal pathways. While the Nurses Health Study
weight were self-reported, while sleep duration was calcu- found short sleep duration was associated with reduced physi-
lated from questions regarding bedtime, wake-time, and cal activity, adjustment for these differences did not affect the
sleep latency. These questions were asked at four separate magnitude of the sleep–weight association (3). Similarly, asso-
times. In cross-sectional analyses, the association between a ciations found in the Zurich Cohort Study and the National
sleep duration <6 h and obesity was found to weaken with Health and Nutrition Examination Survey persisted in models
increasing age. The ORs were 7.4, 8.1, 4.7, and 1.1 at ages 27, that incorporated physical activity (6,38). Two studies used
29, 34, and 40. In longitudinal modeling, the rate of change of food frequency questionnaires to estimate total caloric intake,
BMI was found to have a monotonic relationship with sleep as well as intakes of particular food groups (3,36). In addi-
duration such that those with a sleep duration <5 h gained tion, one study performed a quantitative assessment of 24-h
weight at a rate of ~0.4 kg/m2/year, while those with a sleep caloric intake (37). None of these studies found the relation-
duration <9 h actually lost weight. Interestingly, sleep dura- ship between sleep duration and weight was weakened by con-
tion appeared to be more strongly associated with BMI at the trolling for dietary differences.

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epidemiology

Discussion Increased
Overall, the published literature supports the presence of an ↓Leptin
hunger

association between sleep duration and weight. However, sub- ↑Ghrelin


Increased
caloric intake
stantial differences in study designs including whether sleep
Increased
duration was modeled as a cause or consequence of obesity opportunity to eat

preclude direct comparisons across studies or quantitative Sleep


Obesity
deprivation
synthesis through meta-analysis. Differences in definitions Altered
of normal and short sleep durations also varied substantially thermoregulation

across studies. Among children, short sleep duration was Reduced


energy
defined anywhere from <8 to <11 h per night, while defini- expenditure

tions of normal sleep duration ranged from at least 8 to >12 h Increased


fatigue
(10,13). A 6-year-old with 9 h of sleep could be classified as
having short, intermediate, or long sleep duration depending Figure 1 Potential mechanisms by which sleep deprivation may
on the study (7,9,13). Even in studies of adults where greater predispose to obesity.
consensus regarding sleep needs exists, the definitions of nor-
mal sleep duration ranged greatly across studies from at least sleep opportunity per night to 10 h over a period of 2 days,
6 to 9 h (34,35). both hunger and appetite scores on a visual analog scale
Despite this variability in defining exposure, across the 13 were elevated by sleep deprivation (4). Furthermore, these
pediatric studies, results were fairly uniform: Short sleep dura- increases were particularly notable for high fat and high car-
tion was positively associated with increased weight. The find- bohydrate foods. These changes corresponded with elevations
ings among adult studies were more mixed. This may in part in serum ghrelin and reductions in serum leptin, suggest-
reflect a more complex relationship between sleep duration ing that sleep deprivation may impact peripheral regulators
and weight in this age group, with many studies reporting a of hunger. A study restricting sleep for six consecutive days
U-shaped cross-sectional association. Some of the negative found a similar reduction in leptin that persisted through-
results may, therefore, be due to the fact that in these stud- out the 24 h day (41). Alternatively, some have argued that
ies, long sleepers were not specifically separated from normal in an environment where food is readily available, curtailed
sleepers. Interestingly, both the National Health and Nutrition sleep may simply represent an increased opportunity to eat,
Examination Survey and Nurses Health Study found a positive especially if most of wake-time is spent in sedentary activities
association between long sleep durations and obesity assessed such as watching television where snacking is common (42).
simultaneously but no association with future obesity, suggest- In the epidemiologic literature, those studies that attempted
ing the cross-sectional relationship might be due to reverse to quantify caloric intake found no relationship between sleep
causation or residual confounding (3,6). Potential mechanisms duration and dietary consumption (3,9,36,37). However, two
for an association between long sleep duration and obesity, epidemiologic studies have demonstrated that short sleepers
whether causal or not, include depression, low socioeconomic have reduced levels of leptin and elevated levels of ghrelin
status, and societal isolation (39). study, supporting an effect of short sleep durations on appe-
The robust pediatric data, as well as the negative findings in tite regulation (27,29).
the two studies focusing on geriatric cohorts, suggest that the Chronic partial sleep deprivation also clearly leads to
relationship between sleep duration and weight may weaken feelings of fatigue (2). This tiredness may lead to reduc-
with age. Data from prospective studies support this hypoth- tions in physical activity. In fact, cross-sectional studies in
esis (6,38). In the Zurich Cohort Study, the cross-sectional children have found short sleep durations to be associated
relationship between sleep duration and weight weakened with increased television viewing and reduced participation
as participants aged. In the National Health and Nutrition in organized sports (9,10). In the Nurses’ Health Study and
Examination Survey population, the association between Nurses’ Health Study 2, short sleep durations were associated
short sleep duration and weight was most apparent in the with reduced reported physical activity (3,39). None of the
youngest tertile. Thus, overall, the literature suggests short epidemiologic studies that assessed physical activity found
sleep duration may represent an independent risk factor for differences in activity that could explain the sleep–weight
weight gain and obesity particularly in children and younger association. Similarly, none of the studies assessing televi-
adults. sion viewing found that the sleep–obesity relationship could
A number of causal pathways linking short sleep duration be explained by this factor (7,9–11,35–37). Finally, studies
with obesity have been suggested based on experimental of acute sleep deprivation in humans have found a drop in
studies of sleep deprivation (Figure 1). One mechanism by core body temperature, suggesting that sleep loss may impact
which sleep deprivation might predispose to weight gain is energy expenditure through thermoregulation (43). No epi-
by increasing caloric intake. Total sleep deprivation experi- demiologic study of sleep duration to date has assessed ther-
ments in animals have consistently found sleep deprivation moregulation. However, a recent study found no association
produces hyperphagia (40). Partial sleep deprivation experi- between reported sleep duration and total energy expendi-
ments in humans suggest a similar effect. Comparing 4 h of ture measured using doubly labeled water (44).

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epidemiology

Despite the general consistency in the presence of a sleep– cytokines producing longer sleep durations (54). A mouse
weight association, there are important limitations in the model of diet-induced obesity supports the notion that obes-
current literature that limit the ability to definitively conclude ity increases sleep duration (55).
that short sleep duration causes accelerated weight gain. One The positive findings from all five longitudinal studies sup-
concern is the rarity of objective measurements of sleep dura- port the contention that short sleep duration causes weight gain
tion. Although polysomnography is infeasible in large cohorts rather than vice versa. However, only one study made repeated
and the recording instrumentation may itself interfere with measurements of sleep to consider the opposite causal relation-
sleep, other methods of objectively measuring sleep exist. ship (38). In that study, weight was a better predictor of future
Wrist actigraphy uses a monitor, the size of a wristwatch, to sleep duration than sleep duration was of future weight. This
measure motion in the arm and has been validated against suggests that the causal direction may be reversed, although
polysomnography (45,46). Unfortunately, only two studies of the findings may also be explained by a waning effect of sleep
sleep duration and obesity to date have utilized actigraphy, duration on weight with aging.
and both used recording times that were too short to incor- The possibility of residual confounding is another concern.
porate variability across the week (14,32). Most studies have Conditions that have been associated with both short sleep
relied on questionnaires to assess sleep. However, the wording durations and obesity, and might therefore bias measures of
of these questions varies greatly across studies and few ques- the effect of sleep duration on weight, include medical disor-
tions have been validated. The Nurses Health Study question ders such as chronic pain syndromes, as well as psychiatric
is one of the few exceptions; in a subgroup of the cohort, this disorders such as depression. Such conditions may limit an
question showed good correlation (r = 0.79) with 1 week of individual’s ability to be physically active, as well as inter-
sleep diaries (47). However, the correlation between sleep fere with sleep continuity. In addition, many medications
diaries and actigraphy has been moderate at best (r = 0.57 for can adversely affect both weight and sleep duration. Several
nocturnal sleep and r = 0.48 for daytime sleep) (48). In addi- studies have attempted to measure and control for comor-
tion, many studies asked only about nocturnal sleep, which bid medical and psychiatric disorders, as well as medication
may substantially underestimate sleep duration in popula- use through multivariate analysis (3,6,24,28,38). Because the
tions where napping or shift-work is common. The impor- Zurich Cohort Study was designed to investigate psychiatric
tance of this problem is demonstrated in a study by Ohayon outcomes, detailed assessments of depressive symptoms were
and Vecchierini, where short nocturnal sleep durations were performed, and the sleep–weight association was found to be
associated with obesity, but no association was found with independent of depression (38). Again, findings from pediatric
overall sleep duration, because the obese were more likely to cohorts where comorbidity and medication use are rare argue
nap during the day (31). The large night-to-night variabil- against the observed sleep–weight association being due to
ity in sleep duration may also lead to substantial measure- confounding from medical or psychiatric disease.
ment error. Of particular concern is the fact that sleep habits Socioeconomic status (SES) may also confound the sleep–
vary greatly between weekdays and weekends. Several studies weight relationship. People of lower SES may have less favo-
have reported that sleep duration is 0.6 h longer on average rable sleep environments, work longer hours, and work less
on weekends (1,32). These differences are even larger in those desirable hours such as rotating or overnight shifts, resulting
who have more severe sleep restriction during the week. It is in poor sleep. Low income has been associated with reduced
unclear how accurately individuals are able to average their sleep durations (32). However, many studies have adjusted for
sleep habits over weekdays and weekends to answer a single SES status in multivariate analyses and have found that the
question about usual sleep habits. sleep–weight association persisted (6,9–11,16,26,28,35–38).
Given the lack of interventional trial data, another concern The prevalence of chronic partial sleep deprivation has
in inferring that short sleep duration promotes obesity is the increased dramatically in the past half century, in parallel with
possibility of reverse causation. Obesity increases the risk the growing epidemics of overweight and obesity. Currently,
of medical conditions such as osteoarthritis, gastroesopha- 40% of American adults report obtaining <7 h of sleep (1). In
geal reflux, asthma, and heart failure that can disrupt sleep this systematic review, findings from many cross-sectional
and lead to insomnia (49–52). Obesity is the strongest risk investigations, as well as five prospective cohort studies, sug-
factor for obstructive sleep apnea which has as its hallmark gest that short sleep duration may be a novel and independent
disruption of sleep (53). Several studies have attempted to risk factor for weight gain and obesity, particularly in younger
control for these comorbidities by including the presence populations. Clearly, however, further research, particularly
of these diseases as covariates in multivariate modeling from large prospective cohort studies with objective meas-
(3,23,24,28,32,33). Another argument against reverse causa- urement of sleep habits and repeated measures of both sleep
tion comes from the positive findings in pediatric studies, duration and weight, is needed to more definitively establish
where the prevalence of comorbid disorders related to obesity a causal link and to better define the magnitude of any causal
are rare. Whether obesity has an effect on sleep independent effect. In addition, further physiologic studies in both human
of its medical complications is unclear, but the data suggest and animal models are needed to better define the pathways
that any effect is in the opposite direction. Inflammation by which sleep curtailment might impact weight regula-
associated with obesity may lead to the release of soporific tion. In the end, controlled trials will be needed to assess the

obesity | VOLUME 16 NUMBER 3 | MARCH 2008 651


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epidemiology

potential for sleep-promoting interventions to combat the 20. Amagai Y, Ishikawa S, Gotoh T et al. Sleep duration and mortality
obesity epidemic. in Japan: the Jichi Medical School Cohort Study. J Epidemiol
2004;14:124–128.
Acknowledgment 21. Gottlieb DJ, Redline S, Nieto FJ et al. Association of usual sleep
This work was supported by National Institutes of Health research grants duration with hypertension: the Sleep Heart Health Study. Sleep
HL081385, DK58845, P30 DK46200, and CA87969 as well as the American 2006;29:1009–1014.
22. Bjorkelund C, Bondyr-Carlsson D, Lapidus L et al. Sleep disturbances in
Heart Association.
midlife unrelated to 32-year diabetes incidence: the prospective population
Disclosure study of women in Gothenburg. Diabetes Care 2005;28:2739–2744.
23. Singh M, Drake CL, Roehrs T, Hudgel DW, Roth T. The association
The authors declared no conflict of interest.
between obesity and short sleep duration: a population-based study.
© 2008 The Obesity Society J Clin Sleep Med 2005;1:357–363.
24. Moreno CR, Louzada FM, Teixeira LR, Borges F, Lorenzi-Filho G.
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