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Published for the British Institute of Learning Disabilities

Journal of Applied Research in Intellectual Disabilities 2017, 30, 553–562

SPECIAL ISSUE
Judicial Reliance on Parental IQ in Appellate-
Level Child Welfare Cases Involving Parents with
Intellectual and Developmental Disabilities
Ella Callow*, Munazza Tahir† and Maurice Feldman†
*National Center for Parents with Disabilities and their Families, Berkeley, CA, USA; †Centre for Applied Disability Studies, Brock University,
St. Catharines, ON, Canada

Accepted for publication 26 September 2016

Background Parents with intellectual and developmental Results In 86% of cases, parental low IQ was presented
disabilities (IDDs) are over-represented in child welfare as a barrier to parenting competence. Higher courts
cases. Although IQ per se is an invalid indicator of uphold TPR decision in 81% of cases involving parents
parenting abilities, this study examined the prevalence with intellectual and developmental disabilities.
of judicial consideration of parental IQ test evidence in Conclusions Parental IQ scores are routinely relied upon
US appellate cases. to judge parenting capacity in custody cases where
Methods The present authors conducted Boolean parents have intellectual and developmental disabilities.
searches of Westlaw Corporation’s case database since The present authors recommend more comprehensive
1999. The present authors used a six-question checklist assessments examining a broader range of contextual
to survey the 42 most recent American appellate cases variable that may impact on parenting abilities.
involving termination of parental rights (TPR) decisions
that included evidence of parental intellectual and Keywords: child welfare, court cases, IQ, parents with
developmental disabilities based on IQ. intellectual disabilities

and dependency courts, and frequently face loss of their


Introduction
parenting rights (Booth et al. 2005; Callow et al. 2011;
Individuals with intellectual and/or developmental McConnell et al. 2011; Rioux et al. 2011; National Council
disabilities (IDD) have experienced a long and bleak on Disability, 2012; Singh et al. 2012; Alexius & Hollander
history of state-sanctioned and ‘science’-driven discrimi- 2014; Lightfoot & Slayter 2014). Parents with intellectual
nation in regard to their ability to assume social roles, and developmental disabilities who lose custody of their
specifically the role of parents, and they continue to face children do not differ significantly in cognitive and
such prejudice to this day (Kempton & Kahn 1991; Aunos adaptive abilities from parents with intellectual and
& Feldman 2002). Despite the end of the eugenics developmental disabilities who do not lose custody of their
movement and large-scale deinstitutionalization of persons children. Rather, the former parents are more likely to have
with intellectual and developmental disabilities, parents a childhood history of abuse and physical and mental
with intellectual and developmental disabilities in many health problems, as well as lower income and fewer social
nations are overrepresented in the child welfare system1 supports (Aunos et al. 2003; McGaw et al. 2010; Feldman
et al. 2012).
1
Parents with intellectual and developmental
The term ‘child welfare system’ is used throughout this article
disabilities seem to trigger an anxiety within American
to denote the State agencies that facilitate child welfare case
when the State exercises its sovereign right to provide protection
society. This is reflected in the contradictions within the
to those unable to care for themselves, including children. The governing laws of the USA as pertain to persons with
term ‘dependency court’ is similarly used to denote the court intellectual and developmental disabilities. The USA has
systems that process child welfare cases and may ultimately signed the UN Convention of the Rights of Persons with
terminate parental rights at the behest of the State. Disabilities (UNCRPD; United Nations, 2006). The USA

© 2016 John Wiley & Sons Ltd 10.1111/jar.12296


554 Journal of Applied Research in Intellectual Disabilities

has also promulgated federal laws promoting the equal The agencies issued a second document, a set of
rights of persons with disabilities (Americans with technical guidelines stemming from the earlier
Disabilities Act, 1990). Article 23 of the UNCRPD – investigation (USDOJ/USDHHS Guidelines 2015a,b).
Respect for Home and the Family – outlines the rights of Again, both agencies identified a need to avoid
individuals with disabilities to become parents; it also stereotyping and to tailor both evaluation and services
states that children shall not be removed from the to the needs of the parent with intellectual and
family due to parental disability and every effort should developmental disabilities, as with any parent with a
be made to keep the family unit intact (United Nations, disability:
2006). Consistent with Article 23, parenting is a
generally protected civil liberty under federal law in the . . .parents with intellectual disabilities and parents
USA (US Const. amend. XIV, §52 ). Yet, a vast majority with psychiatric disabilities face the most
of American states allow the removal of children and discrimination based on stereotypes, lack of
termination of parental rights on the basis of disability – individualized assessments, and failure to provide
commonly intellectual disability (National Council on needed services. (p. 3)
Disability, 2012). In this atmosphere of conflicting legal
directives, there are many poor outcomes for parents [the law requires individualized assessment]. . .[a]n
with intellectual and developmental disabilities and individualized assessment is a fact-specific inquiry
their children in child welfare and dependency systems that evaluates the strengths, needs, and capabilities
(Reinders 2008; Feldman et al. 2012; National Council on of a particular person with disabilities based on
Disability, 2012). objective evidence, personal circumstances,
In 2015, the United States Departments of Justice and demonstrated competencies, and other factors that
Health and Human Services jointly issued two key are divorced from generalizations and stereotypes
documents relating directly to parents with intellectual regarding people with disabilities. . . (pp. 20-21)
and developmental disabilities in the child welfare
system. The first was a joint Letter of Findings And,
subsequent to investigation of a child welfare case in
which a mother with intellectual and developmental [as to intervention/training]. . .if a child welfare
disabilities had her rights under the Americans with agency provides classes on feeding and bathing
Disabilities Act violated. These agencies, which have children and a mother with an intellectual
jurisdiction over all American child welfare systems and disability needs a different method of instruction
dependency courts, addressed in great depth what they to learn the techniques, the agency should provide
found was over-reliance on parental IQ to determine the mother with the method of teaching that she
parenting capacity in that particular case: needs. . . a child welfare agency should provide the
Staff also repeatedly emphasized the importance of IQ family of the child with the services necessary for
in determining how to assist Ms. Gordon. However, as the safe return of the child to the child’s home in
the US Supreme Court recently noted, an “[i]ntellectual a manner that meets the unique needs of the
disability is a condition, not a number.” Hall v. Florida, family. (pp. 6-7)
134 S. Ct. 1986, 2001 (2013). . .DCF’s excessive focus on
the need for a disability diagnosis and IQ, and reliance These statements from US Federal departments
on the absence of this information as the basis for recognize the established science in the field of
failing to consider or provide necessary services resulted intellectual and developmental disabilities and
in a denial of an equal opportunity to participate and parenting (Feldman 1994, 2010; Wade et al. 2008;
benefit from DCF services, programs, and activities on Feldman & Aunos 2010). Researchers in the field have
the basis of disability. 28 C.F.R. § 35.130 (a), (b); 45 long held the position that decisions to terminate
C.F.R. § 84.4 (a), (b). (USDOJ/USDHHS Gordon, 2015, parental rights are too often based on suboptimal
p. 14) evaluation methods and inappropriate assessments to
measure parenting capacity (Harnett 2007; Feldman &
Aunos 2010). Several decades of research on parenting
with intellectual disabilities has demonstrated that
2
Meyer v. Nebraska, 262 US 390 (1923); Pierce v. Society of parental IQ alone, for instance, does not predict
Sisters, 268 US 510 (1925); Stanley v. Illinois, 405 US 645 (1972). parenting success and that parenting ability is not a

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Journal of Applied Research in Intellectual Disabilities 555

static trait (Feldman 1994; Wade et al. 2008; Azar et al. the lower court) for reconsideration where there is a
2012; Proctor & Azar 2013). Moreover, parenting lesser error. Nonetheless, if IQ was one of the ‘facts’
capacity assessors frequently fail to account for the submitted by the State in a dependency court trial, it
various personal and social factors that constitute the should be reviewed for propriety under the law,
family context and influence parenting skills of parents including the evidence code. After an appeal has been
with intellectual disability (Feldman & Aunos 2010). heard, the appellate court will publish a written
For example, parents with intellectual and decision that outlines what the case was about and in
developmental disabilities are more likely to what way the parent believes the lower court erred,
experience financial difficulties and lack of social analyse the evidence presented and how the law was
support, which may in turn impact parenting skills, interpreted and either uphold, overturn or send the case
but this is not directly due to their intellectual back to the trial court with instruction on how to
disability (Feldman et al. 2012). Parents with proceed in a different fashion to reach a decision (Fine
intellectual and developmental disabilities, when 1997).
provided with evidence-based behavioural teaching While the federal investigation in Gordon lends
approaches, can acquire new parenting skills and credence to the position that IQ is still being used
improve their ability to care for their children of uncritically to adjudicate parenting capacity in parents
varying ages (Feldman 1994; Wade et al. 2008; with intellectual and developmental disabilities, direct
Glazemakers & Deboutte 2013; Hodes et al. 2014; Tahir evidence from court cases is lacking on the prevalence
et al. 2015). of this practice. The purpose of this study was to
It is likely that practice among psychologists and analyse a sample of appellate-level US dependency law
court officers does not reflect the state of the knowledge cases in which the parental rights of persons with
in this field. Assessments based solely on intelligence intellectual and developmental disabilities were
and personality tests appear to be commonly used terminated and determine whether or not there was
measures of parenting capacity, particularly in cases of reliance on parental IQ and IQ range labelling as part of
when parental rights are terminated (Azar et al. 2012; the analysis of parental capacity. Based on the federal
Zumbach & Koglin 2015). For instance, Ackerman & documents, literature on custody evaluation and our
Pritzl (2011) surveyed 213 experienced child custody experience with the court system, the present authors
evaluators and found that over 65% utilized intelligence hypothesized that a majority of cases that culminated in
and personality tests with only an average of 3.7 h out termination of parental rights where parents had
of a total of 46 h of each evaluation were spent in direct intellectual and developmental disabilities involve
observation of the parent and child. higher level courts continuing to rely uncritically on
The potential reliance on parental IQ is relevant to parental IQ to assess parental fitness.
judicial decision making at both the trial and appellate
level of child welfare cases in dependency courts.
Methods
Termination of parental rights, termed the ‘civil death
penalty’3 as it kills the legal relationship between a Boolean searches of the Westlaw Corporation legal
parent and their children forever, occurs at the end of database generated a body of 300 post-1999 appellate-
child welfare cases in a trial where the state must prove level child welfare cases in the United States. The present
a parent remains ‘unfit’ to care for the child despite authors conducted a very broad sampling strategy
state intervention. Parents who have their rights utilizing constructs to generate hundreds of variations on
terminated may then seek review by a higher or base words related to intellectual disability that could
appellate court based on a claim that the lower court account for the variety and range of terms used in
erred in analysing the facts or applying the law. The various jurisdictions. The search terms included ‘child
appellate court usually shows great deference to the welfare’ & (terminate!/15 ‘parental right’) & ((intellectua!
decisions of lower courts; overturning them only for cognitive! mental!/3 disab! retard!)/s mother father
clear errors and remanding (sending the case back to parent!) & da (aft 1999) for American searches. From a total
of 300 cases identified in the search, the present authors
selected the most recent 42 cases (2010–2014) that involved
3
See In re K.A.W., 133 S.W.3d 1, 12 (Mo. banc 2004) (‘The appeal from termination of parental rights (TPR) and a
termination of parental rights has been characterized as parent with intellectual and developmental disabilities.
tantamount to a “civil death penalty”’.). Appellate level rather than trial-level cases were used

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556 Journal of Applied Research in Intellectual Disabilities

because of the considerable difficulty and expense in Table 1 Case survey checklist
accessing US trial cases, which are not published.
A checklist of six questions (see Table 1) was utilized Checklist items Scoring legend
to analyse the final sample of cases. Each case was
1. Is the case an appeal 0 = No
entered into MS Excel 2010 to establish reliance on IQ
from a termination of parental rights? 1 = Yes
ranges, parental standard deviation below mean ranges
2. Does the Court reference 0 = No
and outcomes (overturning or upholding lower court’s
parental intellectual or 1 = Yes
decision to terminate parental rights, or upholding the developmental delay?
decision, but sending it back to the lower court so it can 3. Is parental IQ score, 0 = No
fix a procedural problem). Each item was assigned a percentile score, level of 1 = Yes
scoring legend to simplify data entry. The cases were delay (borderline, mild,
analysed by the first and second authors. Overall, the first moderate, severe) or mental
author surveyed all of the cases using the checklist in age provided?
Table 1. The second author, who was blind to the first 3a. If ‘yes’, what is provided 0 = N/A
author’s scoring of the checklist, used the same checklist the parental IQ score, 1 = Borderline
percentile score, level of 2 = Mild
to survey 10 (24%) of cases chosen at random to assess
delay (borderline, mild, 3 = Moderate
inter-rater agreement. An agreement was scored if both
moderate, severe) or mental age? 4 = Severe
authors had identical scores on items on the checklist in
5 = Other (incl. Grade
Table 1. Inter-rater agreement was calculated as the total level, mental age,
number of agreements divided by total number of combination of
agreements plus disagreements. The overall agreement borderline & mild)
was 80% (calculated by the first author). 4. Was the termination upheld? 0 = No
1 = Yes
2 = Yes, conditional
Results on curing of
Table 2 presents a summary of parent characteristics procedural defect by
lower court
of the 49 parents identified with intellectual and
5. Gender 0 = Female
developmental disabilities in the 42 court cases. All
1 = Male
cases surveyed included discussion of intellectual and
6. State
developmental disabilities status. The court gave
specific intellectual and developmental disabilities
level ranges for 74% of the parents (36/49 parents) –
11, 17, 4, 0 were labelled as having borderline, mild, represented in the cases had legislation that included
moderate, or severe intellectual disability, language allowing disability status to be considered in
respectively. The present authors labelled nine termination of parental rights cases. The other four states
parents as ‘other’ because the present authors could had legislation that neither expressly permitted nor
not surmise a clear level of intellectual disability prohibited consideration of parental disability in
from the documentation (although cognitive disability termination of parental rights cases (National Council on
was mentioned). In 33% of the cases (14/42), the Disability, 2012, Appendix B, State-By-State Analysis of
court included an actual numeric IQ score either Dependency Statutes and Their Inclusion of Disability).
alone or in addition to a second or third IQ score, a Only one of the 42 cases (2%) appealing termination
percentile score, level of delay or mental age. of parental rights was overturned by the court. Seven
Of the 36 cases (86%) in which a court referenced in cases (17%) were remanded back to the lower court to
evidence a measure of cognitive ability (IQ score, fix a procedural error not related to disability, after
percentile score, level of delay, mental age), 5, 6 and 24 which time the termination of parental rights would be
cases involved two parents, father only or mother only effective. Ultimately, 81% (34) TPR decisions were
identified as having cognitive disability, respectively. upheld (see Table 3 for a summary of case
From the 42 most recent appeal of TPR cases identified characteristics). Some judges did note that a label of
involving parents with intellectual and developmental intellectual and developmental disabilities was
disabilities, 30% (15 of 50) of American states were insufficient to terminate rights. In one case, a judge
represented in the sample. Eleven US states of the 15 admonished the State that asserting a parent could not

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Journal of Applied Research in Intellectual Disabilities 557

Table 2 Summary of parent characteristics

Measure Result

Court reference evidence of parental IQ score, 86% (36 of 42 cases)


a percentile score, level of delay or mental age
Court referenced actual IQ number with or without percentile 33% (14 of 42 cases)
score, level of delay or mental age
Parental IQ score (or equivalent) provided 66% clearly stated; 12%
unclear/mixed
Mean IQ standard score of parents 68.5, mild
Breakdown of intellectual disability level of the 45 26% Borderline (70–84)
parents for whom scores were provided in the 39 40% mild (55–69)
cases where court referenced evidence of parental IQ 10%% moderate (40–54)
score, a percentile score, level of delay or mental age. 21% other (indeterminable)

benefit from services based on intellectual and Table 3 Summary of case characteristics
developmental disabilities merely ‘beg[ged] the question
until the parents actually [are] provided services’.4 Measure Result
However, most of the case discussions revealed that
Parent configuration in 36 cases Both parents = 5
judges accepted the assertion that parents with
where Court reference evidence of Father only = 6
intellectual and developmental disabilities would not be
parental IQ score, a percentile score, Mother only = 24
able to successfully parent due at least in part to their level of delay or mental age
cognitive limitations, as seen in the excerpts below: in the decision.
Number of US States represented 15 (30%)
TDB case: [mildly impaired mother for whom no Outcomes of appeals of termination 81% upheld; 17% upheld
accommodated supports provided] “. . .no evidence of parental rights decisions conditional on
that services. . .were reasonably available or would procedural cure; 2%
have been effective. . .” overturned
Legislation allowing consideration 100%
YEZ case: [mildly impaired mother arguing against of parental disability
TPR based on lack of specialized services] “an
agency isn’t required to exhaust any and all
resources. . .readily apparent that only
accommodation that could help mother. . .[is] David R case: [borderline impaired father with IQ
support staff 24 h a day. . .” of 77] “. . .he was unable to discharge his parental
responsibilities due to mental impairment, mental
TM case: [borderline impaired mother] “. . .mother’s illness, or mental retardation. . .”
risk factors [included] possible low intellectual
functioning which would impair her ability to learn AJ case: [borderline impaired mother with IQ in
new skills.” the 70s] “. . .respondent’s dependent personality
disorder, a consequence of her low cognitive
LOP case: [mildly impaired mother with IQ of 66] functioning, would lead to dependence upon
“. . .Dr. Kohen opined respondent’s “cognitive others to assist her with basic aspects of
deficits put a low ceiling on what she [was] capable parenting. . .”
of learning and doing. . .”
AR case: [mildly impaired mother denied
reunification services prior to TPR] “. . .functioning
in the mild range of retardation. . .ability to take
care of a child is extremely low. . .she would not
4
In re A.M. et al. v. D.J. et al., Cal.Rptr.3d (2012). benefit from services. . .”

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558 Journal of Applied Research in Intellectual Disabilities

The above commentaries by appellate judges were with intellectual and developmental disabilities
given in cases where evidence-based evaluation and and the ongoing false presumption that intellectual
interventions designed for parents with intellectual and disability on its own necessarily leads to poor
developmental disabilities were not provided during the parenting and puts children at risk of behavioural,
child welfare case and prior to termination of parental emotional and physical health problems (Feldman
rights by the trial court. Only a few cases contain et al. 2012).
discussion of what may have been considered best US laws5 require that trial and appellate courts
practice for assessment and intervention such as consider the scientific soundness of evidence presented
examining contextual factors like social support and in trials, and there is no stated exception for trials
offering home-based and individualized behaviourally where the state seeks to terminate parental rights.
based parent training (Feldman & Aunos 2010); in fact, Nonetheless, our results suggest that child welfare and
the term ‘evidence based’ was not used in any of the dependency systems have continued to rely on IQ-
proceedings. based parenting evaluations to justify termination of
parental rights despite the fact that such reliance is
suboptimal and not evidence based. It is particularly
Discussion
troubling as it is occurring at a time when reliance on
This analysis of 2010–2014 US appellate-level court IQ has been found inappropriate in other legal
proceedings revealed that dependency courts utilized proceeds concerning significant civil rights: the USA
parental IQ as a measure to predict parenting capacity has banned the use of IQ to justify pre-emption of
in TPR cases involving parents with intellectual and parental rights (involuntary sterilization)6 , and the US
developmental disabilities. All the higher courts Supreme Court has held that IQ is an unreliable
adopted lower court findings that the parents were predictor of capacity in the context of death penalty
intellectual and developmental disabilities. In proceedings.7
particular, 86% of American appellate court cases
involving parents with intellectual and developmental
Limitations
disabilities devoted time and written decision space to
discussing the parental IQ and IQ ranges of parents, The primary limitation in this study is that the overall
reflecting this practice at the lower court level. The number of cases that qualified for this study since 1999 is
appellate court only overturned dependency cases that small. Limited resources precluded an in-depth analysis
included parental intellectual and developmental of relevant US cases before 2010 and trial cases. Our
disabilities and reliance on parental IQ 2.3% of the focus was on whether when IQ evidence was presented,
time (i.e. in just one of 42 cases). In comparison, a the court relied on it in analysing the propriety of a TPR.
recent American study found a 12% reversal rate (of The present authors excluded cases involving children
the trial court decision) in 200 dependency court cases
sampled over a recent 4-year period (Rawlings 2015).
In general, the success rate of defendant appeals in 5
The Court reached its standard in what is referred to as the
the American courts is 9% in bench (non-jury) trials Daubert trilogy: Daubert v. Merrell Dow Pharm., Inc., 951 F.2d
(Waters 2007). 1128, 1129–30 (9th Cir. 1991); Frye v. United States, 292 F. 1013
The present authors also found that most (D.C. Cir. 1923); Kumho Tire Co. v. Carmichael, 525 US 959
parents with intellectual and developmental (1999).
6
disabilities in TPR cases were mothers, which is E. v. Eve, 2 S.C.R. 388 (1986); while the United States does not
consistent with previous literature on child have one key case on this point, the first case to find that
protection proceedings for parents with intellectual involuntary sterilization of a class was obnoxious to the
and developmental disabilities (e.g. McConnell constitution was Skinner v. Oklahoma ex rel. Williamson, 316
US 535 (1942). Although Skinner did not directly address the
et al. 2011). Court decisions often did not include
issue of forced sterilization of people with disabilities, its
discussion of how parental supports could be
reasoning undermines the rationale of the case that established
provided to address parenting skill deficits and as constitutional state forced sterilization laws – Buck v. Bell –
instead tended to reflect a view of parenting and it led to the general prohibition of such laws and the
capacity and skills as static or unchanging, and enactment of procedural safeguards before sterilization of
not amenable to intervention. This view revealed people in institutional settings.
7
the persistent negative attitudes towards parenting Hall v. Florida, 134 S.Ct. 1986 (2014).

© 2016 John Wiley & Sons Ltd, 30, 553–562


Journal of Applied Research in Intellectual Disabilities 559

with intellectual and developmental disabilities or where parental rights terminated, it is not yet known how
there was a termination proceeding pending that did not often typical parents or parents with other disabilities
proceed because a custody arrangement was chosen that are successful in appealing a lower court’s decision to
did not involve termination of parenting rights. Our terminate parental rights – that is, if it is higher or
reasoning for using appellate-level cases was that in the lower than the general 9% success rate for all civil
USA, trial-level cases are not published, meaning that they bench trials, or 12% in dependency court appeals of
are not available to the public or even to subscribers to TPR (Rawlings 2015).
private database systems without the incurrence of
significant costs. Implications and practice recommendations
Some would argue that it is unremarkable, even logical that
Future research courts would rely on parental IQ as a measure for
The present study is a preliminary step to establish the parenting capacity where the parents have intellectual and
prevalence of judicial consideration of parental IQ at the developmental disabilities. However, as experts in the field
appellate level, which reflects the prevalence and have established that parental IQ is an unreliable indicator
centrality of its evidentiary role at the trial level. It would of parenting capacity, why is reliance upon this personal
be beneficial to expand this study to a two-tiered characteristic unremarkable or logical? The need to
investigation in the USA analysing first the treatment of interrogate the practice of conflating personal
IQ evidence at the trial level and then analysing the characteristics with parental capacity becomes clear when
outcome at the appellate level. A comparison of decisions the present authors recall that only a few years ago societal
employing this study’s checklist before and after the new anxiety regarding homosexuality meant that it was
USDOJ and USDHHS (2015a,b) guidelines discouraging considered unremarkable and logical to discuss a parent’s
reliance on IQ to establish parenting capacity in TPR sexual orientation in child custody cases in many
cases could help to evaluate the impact of the guidelines. jurisdictions (Patterson 2009; Haney-Caron & Heilbrun
Expanding the current research to include a 2014).
document research on the parental capacity decision- The first step in ensuring the rights of parents with
making process in Canada would more easily allow for intellectual and developmental disabilities in cases
this two-stage approach at little expense as all trial cases where their parental rights are at stake is developing
are published in Canada. Moreover, Canadian decisions capacity to provide, and awareness of the need to use,
likely would not be impacted by the 2015 US guidelines, comprehensive, competence-based parent capacity
and thus, Canadian decisions after 2015 could serve as a assessments to avoid invalid reliance on IQ testing to
comparison set to measure the effects of the US determine parental capacity. Feldman & Aunos (2010)
Guidelines on US cases. presented an interactional model of parenting that
More research is needed on how parental labelling allows for a contextual analysis of each family’s
as intellectual and developmental disabilities, parental unique situation. Instead of following a univariate
IQ ranges or scores were derived, upon which the model of parenting (i.e. presumption that intellectual
decision to terminate parental rights was made. This and developmental disabilities directly affects
point is not discussed within appellate decisions, as a parenting which in turn affects child health, safety and
majority (81%) of them uphold the trial court’s behaviour development), an interactional model
decision, without further analysis of the parents’ considers all factors at play, including both strengths
situation and without verifying assessment results/ and barriers for each family. Moreover, an assessment
interpretations sent by the lower court judge. based on the interactional model includes
Moreover, further investigation should be made on comprehensive assessment of internal and external
exactly how frequently evidence-based practices were factors in addition to cognitive abilities.
used for evaluation of parenting skills deficits of Questionnaires/tests take into account literacy and
parents with intellectual and developmental disabilities language abilities and use universal design principles
and whether they present differential outcomes for (e.g. simplified language). The interactional model also
families than using parental IQ as a measure of recognizes that some tests may not be valid with
parenting capacity. Furthermore, although the present persons with cognitive limitations. Importantly,
authors may assume that parents with intellectual and competence-based assessments include extensive direct
developmental disabilities are more likely to have observation of parenting skills and parent–child

© 2016 John Wiley & Sons Ltd, 30, 553–562


560 Journal of Applied Research in Intellectual Disabilities

interactions in the natural environment using validated parenting totally independently or can never make a
checklists (e.g. Feldman & Case 1993). mistake).
5. Judges need to be more prudent in their role as
evidence ‘gatekeepers’ appraising assessment results
Recommendations
and looking closely at assessment methods used
Based on the results of the present study and other rather than simply defaulting to the lower court’s
research, some practice and training recommendations decision unless there is a procedural error,
are presented here for legal representatives of parents particularly when TPR occurs at the birth of the
with intellectual and developmental disabilities as well child.
as other parties involved in assessing parental capacity 6. Finally, legislators/policy makers in the individual
in a TPR case: American states should follow the lead of the US
1. Those who are tasked with representing parents with Depts. of Justice and of Health and Human Services
intellectual disability (e.g. lawyers, advocates) need and issue formal statements reflecting the literature
to be given more training on their constituency and in the field in holding that parental IQ is a
how to understand the assessment issue and how to suboptimal measure of parenting capacity and
strategically address it. Training in comprehensive, reliance on same is antagonistic to disability
competence-based parenting assessment (Feldman & antidiscrimination laws.
Aunos 2010) will be a cornerstone in successfully
representing parents with intellectual and
Conclusion
developmental disabilities as this facilitates
challenging the inappropriate use of IQ to determine In summary, this study found that in a majority of US
parenting capacity. cases involving a parent with intellectual and
2. Lawyers at the trial level need to challenge parenting developmental disabilities, appealing a termination of
capacity assessment methods that are suboptimal their parental rights, parental IQ or intellectual
using the civil evidence code (Daubert trilogy) and functioning range often was considered and relied upon
advocate for evidence-based assessment methods (i.e. by the court in upholding the decision. The rate of
interactional parenting model; Feldman & Aunos reversal was far lower than the dependency and general
2010) that follow ethical and professional standards civil bench trial rates of reversal. It is worrying that
(e.g. American Psychological Association Committee while every decision was reasoned differently, and all
on Professional Practice and Standards, 1998). cases had multiple issues, the courts consistently
Advocates need to understand how swayed courts considered parental IQ, rarely reviewed evaluation
are by IQ testing and the fact that it is a poor methods and results and frequently made statements
predictor of parenting capacity. that reflected a view of parental IQ as static, fixed and
3. Appellate-level courts need to consider the validity of necessarily undermining of parenting capacity and
assessment measures used at the trial level. When a TPR ability to learn. Such continuing judicial reliance on
case is appealed, a full review of assessment measures parental IQ to predict parenting capacity seems out of
and all variables affecting the family’s life, including synch with the state of the literature, Article 23 of the
access to evidence-based interventions, must be UNCRPD, and federal interpretative documents and
conducted before a fair decision can be rendered. legislation in the USA. It is crucial that judges,
4. Both lower-level courts and high courts need to attorneys, parenting evaluators and other professionals
recognize that not all parents with intellectual and involved in child welfare cases are better educated
developmental disabilities are incapable of parenting, regarding proper assessment of the parenting capacity
nor are all parents with intellectual and of individuals with intellectual and developmental
developmental disabilities good parents, just like the disabilities. It is particularly important that they are made
general population. Drawing an unsupported aware of the limited utility of IQ testing in assessing
generalization across all parents with intellectual and parental capacity with this population of people.
developmental disabilities undermines the validity of
the decision. Care should be taken not to hold
Correspondence
parents with intellectual and developmental
disabilities to higher standards than the general Any correspondence should be directed to Ella Callow,
population (e.g. they must prove capable of National Center for Parents with Disabilities and their

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Journal of Applied Research in Intellectual Disabilities 561

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