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Buccioni (2002) - THE PHYSICAL FORCES IN PLATO PHAEDRUS
Buccioni (2002) - THE PHYSICAL FORCES IN PLATO PHAEDRUS
To cite this article: Eva Buccioni (2002): The psychical forces in Plato’s Phaedrus , British Journal for the History of
Philosophy, 10:3, 331-357
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01Buccioni (bc/d) 25/10/02 3:03 pm Page 331
ARTICLE
INTRODUCTION
The triadic psyche that Socrates likens in the Phaedrus to a winged chariot
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5 I shall not enter, here, into the various aspects of the development theory. The question of
chronology has received new, and probably more reliable, ammunition from stylometric
research. Whereas in the past, dating tended to rely on rather circular argumentation, i.e.
using the contents of the dialogues to date them in the apparent sequence of philosophical
development, the stylistic method relies on differences and development of style. Neverthe-
less this method also has been challenged. Moreover, it remains to be seen to what extent a
new consensus about dating (if ever reached) might alter previous interpretations. For a
recently compiled collection of articles on stylometric research, see Leonard Brandwood,
The Chronology of Plato’s Dialogues (Cambridge: Cambridge University Press, 1990).
6 Dorter’s (1996, passim) metaphor of the three disappearing ladders (purification, eros, and
dialectic) addresses this issue on a much broader scale. In order to prevent that the surface
doctrines of the dialogues are taken for the final goal of philosophy, they carry within them-
selves the means for their own effacement. In the present paper, I focus on just one facet of
the aporetic moment, i.e. its potential for opening up fresh interpretive pathways.
7 The provisional nature of the dialogues – the tension between aporia and doctrines, the
flawed arguments and refutations – may even explain why Plato wrote dialogues in the first
place. Dorter, for instance, argues that the dialogues are written in a way that undermines
any attempt to cast their words into doctrines. The surface level of the dialogues has built-in
means for the deconstruction of the arguments. This not only prevents the thoughtful reader
from mistaking the words for the truth, but encourages readers with the appropriate
attitude to engage at a deeper level with the arguments of the text. By the same token, it
discourages readers not willing to look deeper than the surface level (‘Why Did Plato Write
Dialogues?’ presented at McMaster University, 2 November 2000).
01Buccioni (bc/d) 25/10/02 3:03 pm Page 334
THE PSYCHE
Let [the psyche] then resemble the combined power [dynamis] of a winged
team of horses and their charioteer. Now in the case of the gods, horses and
charioteers are all both good and of good stock; whereas in the case of the rest
there is a mixture. In the first place our driver has charge of a pair; secondly
one of them he finds noble and good, and of similar stock, while the other is of
the opposite stock, and opposite in its nature; so that the driving in our case is
necessarily difficult and troublesome.
(246a6–b4)8
With these words Socrates begins his account of the triadic psyche in his
palinode to the god Eros in the Phaedrus. He immediately develops the
initial simile, ‘the psyche resembles/is like the combined power/force . . .’,
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8 Plato: Phaedrus, C. J. Rowe, translator and commentator (Warminster: Aris & Phillips,
1986). I shall also refer to the translations in Plato, Euthyphro, Apology, Crito, Phaedo,
Phaedrus, Harold North Fowler translator with an introduction by W. R. M. Lamb
(Cambridge, Mass.: Harvard University Press, 1995); and to Plato Phaedrus, translated with
introduction, notes and an interpretive essay by James H. Nichols Jr. (Ithaca: Cornell
University Press, 1998). For the Greek text of the Phaedrus and all references to line
numbers of Stephanus pagination, I am relying on Platonis Opera, Ionnes Burnet, ed., vol. 2
(Oxford: Clarendon, 1967).
01Buccioni (bc/d) 25/10/02 3:03 pm Page 335
Sōphrosynē.9 The details of the journey reveal that the triadic nature of the
psyche plays a role already at this point, i.e. before the souls are incarnated
into human or animal bodies. In short, the gods’ noble steeds allow for an
easy ascent to the uppermost limits of the heavens and do not interfere with
the gods’ leisurely view of the Beings beyond. The non-divine psychical
chariots have trouble following their lead gods, hampered by their unruly,
ignoble second steed. Some of the non-divine get their wings crushed in the
throng and fall. Only psyches that catch a glimpse of the Beings beyond will
be incarnated into human bodies. The psychical structure is the same for all
souls (animals and humans included). Yet special attention is drawn to
psyches of the followers of the lead god Zeus, i.e. the philosophers’ psyches.
Socrates reveals the psychical structure through the description of the
philosopher’s erotic passion kindled by an encounter with the earthly
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Fowler translates this ‘he is a friend of honour joined with temperance and modesty, and a
follower of true glory’. The last words of Hackforth’s translation ‘[he is] a lover of glory, but
with temperance and modesty: one that consorts with genuine renown’ bring out a point
that is also addressed by Thompson (see below). I agree with Hackforth that ‘ληθιν
δξη cannot mean “true opinion” ’ in this context (R. Hackforth, Plato’s Phaedrus, trans-
lator and commentator, Indianapolis: Bobbs-Merrill, 1952, 104/n.1).
As Thompson points out ‘ληθιν δξη, is interpreted verae opinionis: but it may well
be doubted whether this is possible. ληθ δξα has a definite sense in Plato, but where
does he use ληθιν in such connection?’ (Philosophy of Plato and Aristotle, The Phaedrus
of Plato, with English notes and dissertations by W. H. Thompson, NY: Arno, 1973, 72). As
we shall see, it is used in connection with doxa elsewhere, namely in Letter II (311e1), but
not as ‘true opinion’. According to Liddell & Scott (1996), ‘alēthinos’ translates with regard
to persons ‘truthful, trusty’, and of things ‘true, genuine’. The fact that Plato does not use his
usual phrase should alert us that it might be meant in a different way, i.e. as genuine, rather
than true. The latter in connection with doxa is contrasted with epistēmē (knowledge). I
intend to show that this is not the meaning of doxa, here.
01Buccioni (bc/d) 25/10/02 3:03 pm Page 336
whip but obeys the word of command of the driver (253d–e). The black
horse, a companion (hetairos) of hybris and false pretension (alazoneia),11
is so disobedient that he hardly yields to whip and spur (253e). When the
driver catches sight of the beautiful boy, the whole soul is suffused by
warmth, whereupon the black horse leaps into action, intent upon instant
gratification of desire.
Now a curious inner psychical struggle ensues. The black horse uses
anything at its disposal – persuasive talk, verbal abuse, muscle power – to
get its soul-fellows to proposition the youth for sex. ‘And they at first pull
back indignantly and will not be forced to do terrible and unlawful deeds’
(Fowler 254a7–b1).12 Finally, being worn down by the persistent black
horse, they reluctantly promise to go along, but upon drawing close, the
charioteer, overcome by reverence and awe for the beauty of the boy, falls
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back so forcefully that he brings both horses down on their haunches. This
struggle takes place many times, alternating between entreaties and
wordless violence on the part of the charioteer supported by the white steed
who is covered in the sweat of shame, and renewed outbursts and revile-
ment from the foulmouthed black beast. Ultimately, the struggle becomes
so fierce that it leaves the black horse bleeding and broken, ready to die of
fear at the very sight of the beloved, ‘and so from that time on the soul of
the lover follows the beloved in reverence and awe’.13 (Fowler 254e8–5a1)
11 βρεω κα λαζονε"α ταρο (253e3) is translated by Fowler as ‘he is a friend of insolence
and pride’. Rowe renders it as ‘companion of excess and boastfulness’ and Nichols,
similarly, as ‘a comrade of wantonness and boasting’. As alazoneia is given as ‘false pre-
tension, imposture, quackery’, it is difficult to see why it should be rendered ‘pride’. ‘Boast-
fulness’ is entered by Liddell & Scott for ‘#π’ λαζονε"α’.
12 % δειν κα παρνοµα ναγκαοµ'νω; paranomos translates when referring to people
‘lawless, violent’; of things ‘unlawful, illegal’. We do not know of any Athenian law that
prohibited sexual intercourse between male citizens. Yet by becoming a companion of
another man for the purpose of sex, a citizen forfeited his citizen privileges and incurred
atimia (loss of honour in a legal sense). If despite that fact, he exercised his political, legal, or
religious privileges, he could be indicted by anyone who chose to do so under the law of
prostitution (graphē hetairēseōs). As the law is phrased loosely, i.e. ‘If any Athenian shall
have ταιρ(σ) (made himself a companion)’, it is open to interpretation what counts as
hetairein. Aeschines’s indictment of Timarchus shows how a clever orator could use this law
for political and personal aims (Or. 1,18–22 and passim). A discussion of the legal issue is
found in A. R. W. Harrison, The Law of Athens (Oxford: Clarendon, 1968), vol. 1, 37–8;
vol. 2 (1971), 171–2. The ambivalent attitude of Athenians towards sexual relationships
between two males is discussed in greatest detail in Kenneth Dover, Greek Homosexuality
(Cambridge, Mass.: HUP, 1989 rev.), and in David M. Halperin, One Hundred Years of
Homosexuality, Chs 1 and 5 (NY: Routledge, 1990).
13 I agree with Price that the fear is not fear of the boy but of ‘the internal sanctions of the
driver’. A. W. Price, ‘Love in the Phaedrus’, in Love and Friendship in Plato and Aristotle,
Oxford: Clarendon, 1989: 83.
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THE CROSS-IDENTIFICATION
detail.
1 For the most part, the Republic shows a clear division between reason,
spirit and appetite with only minimal overlap. If we were to think of the
chariot ensemble in terms of the reasoning, the spirited, and the appeti-
tive parts, then we would have to conclude that these roles overlap
considerably during the inner psychical struggle in the Phaedrus. Ferrari,
for example, points out that, ‘it is the bad horse who adopts persuasive
language and methods of reason, while the charioteer maintains control
by sheer strength and wordless violence’.16 Why develop the metaphor in
this particular way, if it is to elucidate the conflict between rationality
(aided by a demure spirit) and appetite? Wouldn’t that goal be better
14 See, for example, Hackforth (72), and Gerasimos Santas, ‘Passionate Platonic Love in the
Phaedrus’, Ancient Philosophy 2, fall 1982: 105–14, 110.
15 Needless to say the account of the psyche in the Republic itself is open to interpretation. The
focus of this paper, however, is on how the (probably) most common interpretation has
influenced the reading of the Phaedrus. There are also variations in the Phaedrean identifi-
cation: Ferrari, although in general subscribing to this identification, has many reservations
about it (G. R. F. Ferrari, Listening to the Cicadas, NY: Cambridge University Press, 1987,
185–203 et al.). Moline (9–11 et al.) chooses to label the parts A, B, C instead, but ultimately
accepts the same conceptual content of the parts (Jon Moline, ‘Plato on the Complexity of
the Psyche’, Archiv für Geschichte der Philosophie 60, 1978: 1–26). McGibbon (56) identifies
the driver with reason, the right horse with thumos (spirit), and the left with passion (D. D.
McGibbon, ‘The Fall of the Soul in Plato’s Phaedrus’, The Classical Quarterly 14, 1964:
56–63). Graeser seems to agree with this, but keeps all the Greek terms used in the
Republic, i.e. nous, thumos, and epithumētikon respectively (Andreas Graeser, Probleme
der Platonischen Seelenteilungslehre, in Zetemata Monographien, München: C. H. Beck,
1969; 42–5). Price also bases his interpretation of the chariot trio on the conventional
Republic identification (70–1; 78–84 et al.), although he admits that the black horse has
taken on two vices of spirit, namely boastfulness and anger (80). Dorter, on the other hand,
identifies the white horse as ‘temperate opinion’, the black one as ‘hybristic desire’, and the
driver remains nous. (283–4) Kenneth Dorter, ‘Imagery and Philosophy in Plato’s
Phaedrus’, Journal of the History of Philosophy 9, July 1971, 3: 279–88.
16 Ferrari 186.
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17 Moline 1.
18 Moline 7–8. Note that this also throws doubt on crediting Plato with the ‘one function’
doctrine, in the first place.
19 Kenneth Dorter, ‘Virtue, Knowledge, and Wisdom: Bypassing Self-Control’, The Review of
Though in the Phaedrus lip service is paid to tripartition, and the good horse
is called a ‘lover of honour’ and a ‘friend of genuine doxa’ (253D6–7), in
practice it cannot be distinguished from the charioteer. Their desires and
aims are invariably one and the same; there is no hint of that rebellion which
so characterizes the Republic VIII.25
If the white horse is superfluous, why didn’t Plato simply depict the soul
as a one-horse chariot? But Robinson is right to draw attention to the
fact that there is no hint of the rebellious spirit here. This, however, does
not mean that the white horse lacks character. As we shall see presently,
it has plenty of that.
5 This brings us to another discrepancy. The very goodness of the white
horse is at odds with the Republic’s spirited part that enables us to get
angry,26 and needs to be mellowed and relaxed through harmony and
rhythm from early childhood on to prevent it from becoming savage.27
24 Ibid., 329–30.
25 T. M. Robinson, Plato’s Psychology, Toronto: University of Toronto Press, 2nd edn 1995;
117.
26 Rep. 436a, 439e, 440a, et al.
27 Rep. 442a.
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But if Plato wanted to invoke thumos (i.e. the Republic’s term for
spiritedness), wouldn’t we expect him to use the word at least once in the
Phaedrus? As it stands, the term does not appear at all?28
6 The last point is less of a discrepancy than an interpretive neglect. The
narrowness of a Republic cross-identification, reducing the description
given of the horses (253d–e) to ‘appetite’ and ‘spirit’ (or desire and love
of honour), ignores the richness of the descriptive details given in the
Phaedrus. We would have to assume that Plato merely added the details
as an artistic, gratuitous effect, to give a splash of colour, so to speak.29
As Plato has taken so much trouble to develop the metaphor to this
extent, it is well worth exploring the details.
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Let us have a fresh look at the text, beginning with the description of the
white horse. In outward appearance it is said to be ‘straight in form and well
jointed, somewhat hook nosed, white to the sight [and] black eyed’ (Nichols
253d4–6). What this conveys is the sense of high breeding, a thoroughly
civilized horse. By character it is a ‘lover of honour (timē), with sōphrosynē
and a sense of shame’. The characteristic ‘love of honour’ most likely
prompts commentators to identify the white horse with the spirited part.
The spirited part is characterized as ‘honour-loving’ (philotimon) at Republic
581a–b, for example, where it is conjoined with love of victory (philonikon).
Indeed, the latter is definitive of this soul type.30 At the same time, spirited-
ness chases after power (to kratein) and high repute (eudokimein). Whereas
the latter prima facie seems similar to alēthinē doxa (which we shall discuss
later), the other characteristics definitely are not in keeping with those
attributed to the white horse. In fact, as far as I can see, the rest of the
description of the white horse would not have generated the cross-identifi-
cation. As said earlier, the anger (orgē) in the Phaedrean inner psychical
struggle, for the most part, is expressed by the black horse, not the white.
On the contrary, the white horse is covered with the sweat of shame at the
very thought of an attack on the beautiful boy. This high sensitivity seems
28 This is revealed by an electronic search of the Greek text (Burnet edn) on the Thesaurus
Linguae Graecae data base.
29 Cf. Price’s comment:
The two horses . . . quite clearly represent the spirited and appetitive parts of the soul
as distinguished in the Republic, though in a somewhat distinctive form. It is perhaps
for the sake of dramatic contrast that the horse of spirit is very, very good; that of
appetite horrid. More serious explanations of the impeccability of spirit here seem
faulty.
(Price 79)
30 Rep. 581c4.
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hardly in keeping with the angry warrior image of the Republic’s spirited
part. And far from needing the soothing influence of harmony and rhythm
to keep wildness in check, the Phaedrean honour-loving force is tame
whether it is discarnate or incarnate.
But what does ‘love of honour’ indicate, if not spiritedness? Light is shed
on what the concept of timē (honour) involved for Plato’s contemporaries,
when considering it in its historical context. One way to explore timē is via
its privation, atimia. In Athenian legal terminology, atimia is defined as loss
of citizen rights and privileges. The latter included the right to vote or speak
in the political or judicial arena, and to hold any political, judiciary, or
religious office or function.31 In short, such a person would be a social and
political non-entity in a society revolving around citizen participation.
Consequently, timē, that is, the enjoyment of full citizen status, is constitu-
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31 Atimia is often translated as ‘disfranchisement’. But, as MacDowell points out, one has to
keep in mind that atimia involved more than just a loss of the right to vote.
A disfranchised citizen was not allowed to enter temples or the Agora. He could not
hold public office, nor be a member of the Boule or a juror. He could not speak in the
Ekklesia or in the law-court (though he could be present in a court without speaking)
. . . The ban on speaking in court may well have been in practice the most irksome part
of disfranchisement: a disfranchised citizen may have had to endure many personal
injuries and insults because he was not able to prosecute.
(Douglas M. MacDowell, The Law in Classical Athens, London:
Thames and Hudson, 1978: 74)
Atimia was the penalty inflicted for a variety of offenses, for example, it was incurred, as said
earlier, by Athenian males who rendered sexual services for rewards. But it also applied to
procurers and those who hired a minor as prostitute, and to adulterers (Harrison, 1968: 37
and 35). It was inflicted also on suspected oligarchs after the government of the Four-
hundred had been toppled in 411, and on the soldiers who had actively supported the
regime (Martin Ostwald, From Popular Sovereignty to the Sovereignty of Law, Berkeley:
UCP, 1996: 421–2). Partial or total loss of citizen rights was also the punishment for debtors
to the state, sycophants and other offenders. A debtor was, for instance, someone who had
been ransomed by a fellow citizen from enemy bondage, but had failed to refund the money.
Until he made full payment he was deprived of all citizen privileges. (Harrison, 1968: 39; see
also MacDowell 64–5). The threat of partial atimia, for example, was incurred by someone
who failed to obtain one-fifth of the jurors’ votes as prosecutor in certain law cases.
(Harrison, 1968: 116; see also Murray, ‘The Solonian law of hubris’ in Nomos, Essays in
Athenian law, politics and society, Cartledge, Millett & Todd, eds (Cambridge: Cambridge
University Press, 1990: 140).
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to the legal sense. In civil life a slight to one’s honour through being treated
with hybris by a fellow citizen causes loss of honour and shame. It distresses
not only the victim, but also friends and associates, and so, is public. And
not only the victim but anyone who so chose (ho boulmenos) could appeal
to the community to punish the perpetrator by indicting him under a charge
of hybris.32 The very fact that such offenses were prosecuted under a public
charge demonstrates the communal nature of honour.33 Honour is in-
dependent of social status and political views. Even though there is,
perhaps, more evidence of democrats publicly expressing concern about
hybristic behaviour as a threat to the ideal of equality (isonomia), it is a
serious threat to the whole community.34 Although democrats, oligarchs,
and aristocrats alike may do it to others, this does not mean that they do
not condemn it when others treat them with hybris. In general, hybristic
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attacks with intent to harm others either emotionally or physically, not only
undermine the basic self-respect of community members, but also the
mutual respect that is the foundation of societal congregation.35 As such
they threaten or damage the community. This is why anyone who so
chooses can prosecute the offender, conveying a shared responsibility to
safeguard against breaches of trust.
So we can understand why timē – i.e. what the citizen, who incurs atimia
officially or unofficially, is deprived of – is a crucial, if not the most crucial,
communal value. To the Greek mind, honour is not merely a private
concern. It is deeply embedded in the public sphere, and consequently a
social or communal value. Accordingly, the white horse, who is said to be
32 Aeschines, 1.15.
33 In a legal sense atimia could be incurred only through legal procedures, that is, a conviction
in court, or implicitly through committing acts that entailed the loss of citizen privileges (e.g.
‘prostituting’ oneself). Notwithstanding, wrongful detention at the hands of another person,
for example, could be interpreted as a complete deprivation of citizen rights and privileges.
The case of Diokles of Phlya who walled up his victim, thus ‘depriving him of his citizen
status and treating him as a slave’, is a case in point (Murray 141, referring to Isaeus, 8.41;
also referred to by Fisher, ‘The law of hubris in Athens’ in Nomos, 125). The graphē hybreōs
(charge of hybris) was to safeguard the honour of the citizen and his dependents. As a public
case, any citizen who so chose could prosecute, whether victim, guardian , or fellow citizen
(MacDowell 57–8). So the onus is on the community at large to demand retribution for
infringements on people’s honour. That hybris is also a violation of communal trust is
argued by Aeschines. He construes the charge of hybris to cover hybris committed against
one’s own body when a citizen offers his body for sexual services to another man. As
Aeschines puts it, how can the community trust someone not to sell the interests of the city
if he is willing to sell himself? (Aesch.1.29).
34 One obvious reason why we find more evidence in forensic oratory of democrats using this
accusation is the fact that, after the restoration of democracy in 403, few (if any) Athenians
would admit in front of a democratic court to non-democratic leanings. They usually accuse
the other party of oligarchic tendencies. For a detailed account of the social and political
aspects of hybris, see N. R. E. Fisher, Hybris, A Study in the Values of Honour and Shame in
Ancient Greece, Warminster: Aris & Phillips, 1992: 96–104; 121–31.
35 Note, though, that Socrates himself occasionally is called hybristic. But as I shall explain
a lover of honour (timē), represents the psychical force that drives the indi-
vidual to seek social integration, as only the community can bestow (and
take away) timē. I would like to call it the socially cooperative or communal
force of the psyche. Let us now see whether the other descriptive details
support this identification.
The descriptive addition of sōphrosynē, should immediately alert us. As
mentioned, the spirited part needs to be soothed through education to
foster harmony and rhythm. Should such education be neglected, spirited-
ness turns into savagery as, for example, in warriors who are only trained
to kill. Moreover, sōphrosynē is not the prerogative of the spirited part.
Socrates refers to it in the Republic as some kind of order (kosmos), the
mastery (enkrateia) of certain pleasures (hēdonōn tinōn) and desires
(epithumiōn).36 It is not ascribed, however, to one particular part of the
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psyche. Rather, it emerges when all three parts are in friendly and harmoni-
ous relations, all three believing that the rational part (logistikon) should
rule and the other parts be ruled.37 Far from being characterized by
sōphrosynē, spiritedness, as mentioned, craves power and victory. Con-
versely, in the palinode of the Phaedrus, sōphrosynē is not a relational
product of the dynamics among the parts, but is used to characterize the
white horse, even in the prenatal state. (The charioteer beholds Sōphrosynē
among the Beings, but it is not he who represents sōphrosynē in the psyche.)
As we saw, the white horse is never headstrong. It neither craves power nor
victory, but follows obediently. It is a stable force by its very nature. We
may take that as expressing the crucial contribution of sōphrosynē (in-
adequately rendered as ‘moderation’ and ‘temperance’) to social and
communal integrability. If humans (and other social animals) did not have
an inherent predisposition for sōphrosynē, communal association could
never come about. Our inherent selfishness would reign unchecked, as will
become evident once we discuss the other two psychic forces.
But let us first consider one more descriptive detail of the communal
force. The white horse is also designated a ‘companion of genuine (alēthinēs)
opinion (doxēs)’. The Greek term doxa has several connotations. I want to
consider, first, those concerned with the mental beliefs and evaluations an
agent forms, i.e. doxa in the sense of ‘notion, opinion, conjecture, judge-
ment’. In the Republic, for example, doxa is used in the sense of ‘opinion’
in contrast to knowledge (epistēmē ). Yet this is not a reason to take it in
the same sense here. Even in the Republic, doxa as ‘opinion’ is not in any
way tied to the spirited element. Far from being an emotive concept or a
character trait, doxa is epistemological (if that is not a contradiction in
terms). It refers to the middle ground of the epistemological hierarchy
illustrated by the divided line. But as Socrates points out there, doxa
(opinion) results from the nature of the object with which the psyche is
36 Rep. 430e6–7.
37 Rep. 442c10–d1; see also 431a3–6.
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greatest power, and points out that many of them fail to conduct their
relations in a manner that will ensure good repute in posterity. He urges
Dionysios to mend their relationship while there is still time. He goes on to
say: ‘With regard to philosophy, I maintain that its genuine reputation
(alēthinēn doxan) will be the more fitting if we conduct ourselves well, and
the more paltry if we conduct ourselves badly’.
This usage is perfectly in keeping with the second set of connotations,
namely those related to values. In that sense doxa means ‘the opinion
others have of one, estimation, repute, honour, glory, popular repute’. As
said, the spirited part pursues eudokimein (approval, repute, esteem, popu-
larity). But this pursuit of popular repute is conjoined with love of victory
and power. The latter do not suggest modesty accompanied by genuine
repute (alēthinē doxa). I’m not suggesting that they are unconnected. On
the contrary, both refer to ‘repute’, but not with the same meaning. To give
an example, the descriptors of spiritedness may make one think of someone
like Alcibiades, but those of the white horse would not conjure up his
image.
In the sense of ‘repute’, doxa is a social valuation and has meaning only
within the perimeter of a societal framework. It is ‘genuine’ (alēthinē),
because it describes an elementary force. The descriptor fits in well with the
other qualities attributed to the white horse. Both honour and shame are
also societal valuations (even if one were to see them vis-à-vis a divine
social order as a frame of reference). The white horse is also said to be so
obedient that it needs no whip but responds to the spoken command of the
driver (253d7–8). In other words, it is able and willing to understand and
follow rules and commands. It would make little sense to see that as refer-
ring to doxa being obedient to nous in an epistemic sense. Apart from the
difficulty of ascribing separate cognitive faculties to the psyche, i.e. one that
generates doxa and another one that generates epistēmē, it seems redun-
dant to see the former faculty as obedient to the latter. If the latter were in
38 Rep. 508b–11e.
01Buccioni (bc/d) 25/10/02 3:03 pm Page 345
charge, so to speak, one would have no need for the former. In other words,
if one truly knows something, it makes little sense to say that one has also
true opinion about it. If, on the other hand, we see the qualities of the white
horse as innate societal predispositions, we can make sense out of all of
them. Both sōphrosynē and the ability to follow rules are crucial precon-
ditions for human communal living. Unchecked selfishness, intemperance,
and defiance against order, on the other hand, make communal life imposs-
ible. They can exist only in an anarchy – that is, in the complete absence of
order, rules, and governing principles – where no one cares about another.
We don’t have far to look, to find out from whence hybristic selfishness
arises. Let us look closely then at the black horse. Its outward appearance
stands in strong contrast to that of the white horse. It ‘is crooked in shape,
gross, a random collection of parts, with a short, powerful neck, flat-nosed,
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this law was introduced already by Solon. Although plaintiffs and defendants alike
frequently accuse each other of hybristic intent, this form of charge was rarely used as
official indictment. Fisher (66–7) offers some explanations why other charges were
preferred as formal accusation.
01Buccioni (bc/d) 25/10/02 3:03 pm Page 346
they have only good horses and themselves are leaders of their own
entourage), the non-divine with the greatest difficulty due to their
mismatched steeds. As mentioned earlier, in the heavenly travels of the
soul-chariots, the aim is to catch sight of the real Beings, but it is the pilot
of the soul alone who can observe the Beings ‘with which the class of true
knowledge (epistēmē) is concerned’ (247c8 Nichols). This pilot (kubernētēs)
is nous (247c7–8).
The identification of the charioteer with nous would seem to be a strong
point in favour of taking it as the rational element of the psyche. But
Socrates continues to say that ‘the mind (dianoia) of a god is nourished by
uncontaminated nous and epistēmē’ (247d1–2) and this also holds for every
other psyche, because it is made happy by gazing at what is true, i.e.
the Beings, among them justice (dikaiosynē), sōphrosynē, and epistēmē
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beheld is the turning-point of the struggle. Just when they are about to
proposition the lad for sex, suddenly ‘[h]is memory (mvēmē) is carried back
to the nature of beauty, and again sees it standing together with self-control
(sōphrosynē) on a holy pedestal’ (254b5–7 Rowe). As before, his
apprehension is intuitive, a sudden insight. Only from that moment on, the
charioteer takes charge and fulfils his guiding role by establishing inner
psychical order. In so doing, he ultimately cares for the other because,
instead of sexually exploiting the youth, he truly cares for him by turning
him towards the philosophical life.
From what has been said, it transpires that soul is essentially informing
the soulless as an ordering and caring force. In the highest (i.e. divine) form,
the psychic forces constitute a unity in purpose and directedness. In its non-
divine form, the psyche differs to the extent that its forces are combined,
yet not unified. Their purpose and directedness is the same as the divine’s,
but in order to fulfil their essential nature, their primary goal must be, first,
to achieve inner unification. The latter, however, will always remain to
some degree fragile. In this sense, then, all non-divine psyches are the same:
to fulfil their essential nature, they have to aim at inner unification. They
come closer to the divine if, beyond achieving this aim, they are also able
to follow and resemble most closely, soul in its highest nature, i.e. putting
things in order and caring for all. This is to say, at a minimal level a psyche
needs to achieve inner psychical order. If that is lacking completely, the
metaphorical soul-chariot careers out of control. Its ability to stay on course
stands in direct relation to the degree of inner unification that it achieves.
Only to the extent that a psyche (at least, temporarily) gains some inner
order may its directedness be turned outward. In the prenatal state, turning
outward is directed towards apprehension of the Beings and the care of the
cosmos. When incarnate it means turning towards recollection of the Beings
once beheld, and towards others through relational, educational, social, and
political concerns. The ones who achieve this to a higher degree are the
psyches that become philosophers, namely the followers of Zeus. The
degree to which inner psychical unification is achieved depends on the
01Buccioni (bc/d) 25/10/02 3:03 pm Page 349
interplay of the inner psychical dynamics. This is to say, the inner psychical
ordering and caring force (the charioteer of the metaphor) must fulfil its
purpose with the aid of the other two forces taking advantage of their
disparity.
But why, we may ask, should there be a disparity between the other two
forces in the non-divine psyche? Why are the forces not united in all
psyches as they are in the divine? Plato presumably would answer that it is
a basic fact of the world that there are non-divine psyches whose inner
forces lack unity. This obviously leads to the question, what causes this
disparity? Given that the essential nature of soul is ‘to order and care for’,
the disparity must be caused by something that impedes upon this goal. As
we saw, ‘ordering and caring’ is directed inward primarily as a prerequisite
to turning outward. In its highest form it is directed outward towards all
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others, i.e. it is cosmic. The impediment, then, inhibits this progress from
inward to outward directedness. The self-centred force, if unchecked,
inhibits the psyche’s ascent to higher directedness by keeping the psyche in
constant inner turmoil. In other words, it revolves around itself, and so,
defies inner order. For the incarnate psyche this means that the self-centred
force impedes the progress from egotism to socialization and active care for
others. In other words, it is anti-social or fundamentally asocial.
Does that mean that it is also a fundamentally negative force? Not really
– it is only negative, viz. detrimental, if acting on its own behalf. It lacks
directedness in a higher sense. Left to its own devices, it is an elemental
selfish force, pure self-centeredness that goes nowhere, as it were. In terms
of the preternatural metaphor, it blunders about aimlessly in the throng,
defying the driver’s attempt to give it direction. Even when discarnate, it is
hybristic in the sense that it flouts the rules of cosmic order and the
commands of the driver. When a large number of chariots, thus impeded,
come to be crowded together, chaos will ensue among those whose ordering
principle is too weak to channel the selfish force into a prescribed direction.
In the muthos, the goal is to follow the gods to the hyperuranean realm of
the Beings. By the same token, it must be remembered that the psyches
travel to this realm only on feast days. The rest of the time presumably is
spent in the ordering and care of the cosmos.
So we see that there are two types of psychical occupation, here: (a)
ordering and care, and (b) apprehension of the Beings. As the latter is said
to provide the nourishment for what allows the psyches to move around the
heavens (i.e. their wings), it follows that in order to fulfil (a), they need (b).
From the description, the feasting on the Beings appears to be an individ-
ualistic experience in the sense that, while travelling in company to the
hyperuranean realm, once there the actual apprehension of the Beings is a
private event for each charioteer. The amount of Being they see is also what
individuates the non-divine psyches. We see this from Socrates’s assertion
that the psyches that become incarnated into humans are ranked in accord-
ance with how much they saw of the Beings (248d2–3). We may want to
01Buccioni (bc/d) 25/10/02 3:03 pm Page 350
interpret that to mean that both the selfish and the communal forces must
be utilized to facilitate the private experience of the apprehension of the
Beings. If successfully employed it enables the psyche to achieve the highest
ranking. Nonetheless this private need may not contravene the common
purpose that is the essential nature of psyche. And this is why the other
psychical force, namely the communal force, is of equal importance (and
the white horse of the metaphor is not merely a decorative but an expend-
able addition). Without this force, the ordering and caring would be over-
ridden by the selfish force, i.e. become entirely self-centred. In metaphorical
terms, the charioteer would strive towards the Beings, but would not be
drawn to integration into the society of his lead god. But as we saw, the
ordering, caring force is always already implicitly an outward directed force,
at least in its highest fulfilment. Without the communal force, the latter
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cannot be reached.
Though the present occasion is not the place to apply this interpretation to
both eros and rhetoric, the twin topics of the dialogue, I would like to show
how it helps to elucidate one of them, and it is only fitting to start with erotic
temptation, that being the topic of the palinode. Moreover, this topic may
be seen by the advocates of the traditional identification as a crucial test,
because the tripartite cross-identification prima facie seems to provide a
straightforward analysis of erotic desire. According to this reading, erotic
passion arises from the appetites and the philosopher’s inner psychical
struggle is the rational part’s successful suppression of the appetites (aided
by the honour-loving spirited part). What this interpretation does not
explain is the need for philosophers’ total abstention from sex. Some of
the other problems to which this interpretation leads, we have already
discussed. Let us see whether our identification of the psychical forces
fares better.
All three psychical forces, even the obedient white horse, were seen as
subject to desire in one form or another. It could be argued that only the
black horse is driven by sexual desire, and so should be equated with the
appetites. This might have been a good point, if the metaphor were used
only for the incarnate state of psyche. But attempts to reconcile appetites
with the account of the prenatal state of the psyche run into problems.
There is no prenatal equivalent of appetites, if it is taken in the sense of
appetites of the flesh, so to speak. If it is not taken in that sense, then I fail
to see how we could still distinguish that type of appetitive desire from the
type of desire the charioteer and the white horse experience. But if there is
no difference, then what distinguishes appetite at all? Suggesting a more
generic concept is already meeting us halfway. As the Phaedrus metaphor
depicts the fundamental nature of the psyche, we should expect the forces
01Buccioni (bc/d) 25/10/02 3:03 pm Page 351
beloved, it is clear that his eros differs from the divine. It lacks the latter’s
beneficent qualities. Perhaps it is best to see them as located at opposite
ends of a sliding scale; at the one end is the divine; at the other the earthly
eros.
The earthly eros is motivated by a drive for sex. The sex drive is both the
most powerful drive, and the most selfish one. But isn’t sex a uniquely
shared experience, one may interject, and so, not at all selfish? Surely not
in its biological or animalistic sense. In that sense, the sexual act is the
purest form of selfish gratification without regard for the object of its urge.
It is asocial, because it cares nothing for others, and anti-social because it
is destructive to any sense of community, as it merely exploits. It becomes
a shared experience only if it is tempered by other forces, i.e. the communal
force that is directed towards others, and the leading force whose nature it
is to guide the psychic forces towards the ultimate goal to care for all. So
we have earthly, purely selfish sexually-obsessed eros at one end of a sliding
scale, and divine, caring sexually-abstinent eros at the other end. For the
inner psychical struggle ends ideally (in the philosopher’s case) with total
abstention from sex. It has been argued that the insistence on abstention is
merely the result of Plato’s own disdain for sex,44 and thus, a somewhat
gratuitous addition to his philosophy of eros. If so, the whole inner psychi-
cal struggle would seem gratuitous, if its outcome would only matter to
Plato personally.
Conversely, why does the ideal case of divine erotic madness demand
abstention? It seems to me that the answer lies with the essential nature of
the psyche. As we can gather from Socrates’s account of the life of the
philosopher and his beloved, eros fuels the shared pursuit of philosophy.
The goal of philosophy is to come closest to the prenatal state in the train
44 Nussbaum, for example, believes that the relationship of the philosophic couple is physically
very close with plenty of body contact, just stopping short of orgasmic consummation. And
the latter restriction may just be derived from ‘the old Platonic suspiciousness of the body’
(Martha, C. Nussbaum, ‘ “This story isn’t true”: madness, reason, and recantation in the
Phaedrus’ in The Fragility of Goodness, Cambridge Mass.: CUP, 1986: 220).
01Buccioni (bc/d) 25/10/02 3:03 pm Page 352
of the lead god and to fulfil the essential nature of the soul. We saw that
this entails two things, (a) ordering and care, and (b) apprehension of the
Beings; (b) is necessary for (a). Accordingly, the earthly task of the philoso-
pher is twofold: he has to fulfil his role as someone who brings about order,
by caring for all others. And he must aim to recollect the Beings he once
beheld, in order to nourish his own psyche and enable it to ascend once
more to the divine realm. Moreover, he must be able to fulfil his first task,
by ordering and caring in accordance with his memory of the true order and
true care in a cosmic sense. With regard to his relationship to his beloved,
this means that using the lad for sexual pleasures would be a selfish act that
is not in accordance with the ideal role.45 Then why does Plato see absten-
tion as the ideal for erotic relationships?
The answer lies with the directedness of sex. The sexual act emphasizes
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one’s own pleasure and/or that of the other. Even the most unselfish lover
focuses on the individuality of the other. In fact a lover who engages in sex
without this focus implicitly focuses on his or her own pleasure. Unless the
sexual act is motivated by less benign intentions (e.g. a desire to dominate,
or to inflict harm in the case of the violent rapist, for instance) we engage
in sex to satisfy our own desires, and/or that of a particular other – someone
we desire for his or her personal attributes. If we would not care who that
other is, then obviously the act is done for our own satisfaction only. Either
way, our focus is centred on ourselves or on a particular other.
When we look at Socrates’s account of the philosophical lover we realize
that his eros is not directed to a particular other in the sense of personal
uniqueness. His attention is attracted by the beauty of the boy, not because
of the boy’s individual quality, but because it triggers memory of the Beauty
the discarnate psyche once beheld at the heavenly feast (251a–2b).
Moreover his attraction to this beautiful boy, rather than the next one, is
based on the boy’s philosophical nature (his psyche followed the same lead
god, Zeus). There is no indication in the text that the attraction is idiosyn-
cratic, that is, based on the boy’s unique individual characteristics. On the
contrary, it seems entirely generic. The man’s desire to revere and to
sacrifice to his beloved as to the statue of a god emphasizes the impersonal
aspect (251a5–7). Santas, on the other hand, takes the lover’s reverence for
the boy as though he were a god as indication of an ‘overestimation’, i.e. an
idolization of the beloved of which Plato takes note here.46 The problem,
however, arises from taking the relationship as a particularly personal one.
The lover is not overestimating the attractions of the boy, but is over-
whelmed by the memory of true Beauty evoked by that of the boy. What
he reveres is Beauty in mortal beauty, not the individualized personal
attractions of the boy. As Dorter puts it, it is not individuality but typology
45 See Dover (1989: 101–9) and Halperin (‘One Hundred Years of Homosexuality’ in 1990: 33)
for their accounts of the inherent asymmetry in pederastic relationships that was idealized.
46 Santas: 113.
01Buccioni (bc/d) 25/10/02 3:03 pm Page 353
that is the basis for the relationship.47 We are looking for the divine in the
other person, namely the resemblance to the character of our mutual lead
god. And it is this resemblance to the divine which shines through earthly
beauty. In the case of our Phaedrean pair, the ensuing relationship revolves
around the pursuit of the philosophical life.
True enough, they do end up sharing a couch. This may convey the image
of symposia where youths often are depicted as sharing their lover’s couch.
But it also conjures up the scene recounted by Alcibiades in the
Symposium.48 In the Phaedrus it is the youth who wants to embrace and
kiss in his confused gratitude for the friendship of the man (255e–6a). To
some degree the situation is similar to the episode related by Alcibiades,
when he tries in vain to entice Socrates to respond to his amorous advances.
But Alcibiades is not a confused and inexperienced novice to erotic encoun-
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ters. Yet despite his seductive pliancy, Socrates remains as much in charge
of himself and the situation as the Phaedrean lover. This being in charge is
due to the strength of the leading and ordering force of the philosopher’s
psyche. And so in both cases the episode goes no further than the beloved’s
caress. In the Phaedrus, the philosopher and his beloved go on to share a
well-ordered49 life spent in the pursuit of philosophy. In other words, they
are not focused on each other (as romantic lovers are often seen to be) but
directed towards a common goal, viz. philosophy. If successful, the philoso-
pher may fulfil his function of ordering and caring for all, and of recollect-
ing the true Beings, as far as that is possible for humans. Engaging in sex
would divert this focus and redirect it towards the person of the other as a
particular individual.
For the philosophical life, as Plato sees it, all three forces prove neces-
sary, because it is not merely a single-minded pursuit of knowledge. The
latter, in fact, would constitute the selfish version of such a life. The function
of the genuine philosopher, i.e. taking the lead in ordering and caring,
entails outward directedness. In other words, the philosopher has a twin
role to fill. On the one hand, is the aim to recollect the Beings. On the other
hand, is the guiding and caring role in the social, educational, and political
spheres. The selfish force, when wisely employed, aids in the pursuit of
philosophy, but it needs to be tempered by the communal force that always
is focused on others. Hybris can prove indispensable when there is a need
to overcome an existing social or political order that is recognized by the
truly philosophical guiding force to be destructive to the community. In
general, the leading force must ensure that a middle course is maintained,
where philosophy does not become a self-serving preoccupation in
complete disregard for the service it should render to the well-being of the
whole, but must also prevent total immersion in the acute demands of the
public sphere (e.g. the social and political scene) to prevent losing sight of
the synoptic sense of ordering and caring for the whole.
Ultimately, how people react to eros is determined by their inner psychi-
cal dynamics. If the selfish asocial force (the hybristic horse) completely
dominates the other two, the person would resemble a psychopathic rapist.
At the other end of the scale is the psyche whose leading force (charioteer)
is completely in control, employing the selfish force as impetus in the ascent
to the Beings, but well-tempered by a strong communal force (the civil
horse) that ensures directedness towards others as a whole. This, of course,
is the Platonic philosopher’s psyche. Most of us fall somewhere in between
those two extreme poles.
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CONCLUSION
To sum up: I set out to show that paying close attention to the discrepan-
cies that emerge when imposing the Republic’s soul identification on the
soul-chariot of the Phaedrus, will yield a richer and more fruitful interpre-
tation. By the same token, I needed to show that these discrepancies are
enabling and open up fresh and philosophically interesting pathways.
Importantly, the proposed identification of the psychical forces must
emerge from the textual details. In the process, the discrepancies that
induced aporia and the resulting interpretive problems should dissolve. Let
us reiterate briefly the points of discrepancy and recapitulate how they are
dissolved. First, the strict division into reasoning, spirited, and appetitive
parts cannot be shown to hold for the Phaedrean psyche due to the
considerable overlap (e.g. of the use of reason, of desire, and anger). This
overlap is of no consequence when we identify the three forces as the
governing directional force, the cooperative communal force, and the
selfish asocial force. As we saw, the selfish force may well attempt to usurp
leadership, but merely as an impostor. On the other hand, if the communal
force were most pronounced, the person would simply be a particularly
unselfish law-abiding citizen. It would not mean that this force would turn
against the leading force, but merely that the person would play no leading
role but be a follower of established order. Accordingly, the second
problem, that is, that the black horse exhibits the anger that ought to be the
prerogative of spiritedness (the white horse), is not a concern for our
interpretation. Anger (and other emotions) may very well ensue upon the
frustration of any of our three elemental forces. The way it would be
handled, however, would entirely depend on the inner-psychical dynamics,
and on its cause.
Let us see whether our interpretation can also avoid the third, and most
tricky, problem, namely the charge that it makes little sense to speak of
appetites in connection with the discarnate psyche. We may well ask: what
on earth does it mean for a disembodied soul to be selfish and asocial? It is
01Buccioni (bc/d) 25/10/02 3:03 pm Page 355
the discarnate psyche is part of the physical cosmos is born out by the
textual details. Both divine and non-divine psyches traverse the heavens,
ordering and caring and animating the inanimate. The Beings alone are
beyond the heavens (246b–7e).
That our interpretation avoids the fourth problem, that is, the claim that
the white horse has no significance, emerged clearly from the analysis of its
description. Without heeding this force, even a philosopher would selfishly
refuse to engage in anything but a single-minded self-serving pursuit of
knowledge. A careful consideration of the descriptive details also sheds
light on the fifth discrepancy, the conflict between the permanent goodness
of the white horse and the corruptibility of spiritedness. Showing the inter-
pretive importance of every descriptor also addresses the sixth point.
Instead of reducing the richness of the description to a minimum, only to
make it fit the Republic-based identification, the textual details were
allowed to speak for themselves. Furthermore, we were able to demon-
strate how this interpretation fares when applied to one of the twin topics
of the dialogue, that is, erotic madness. It remains to be shown that the
identification of the psychical forces also elucidates the second topic,
namely rhetoric, but this task must wait for another occasion.50
50 I would like to thank Ken Dorter, Peter Loptson, Jeff Mitscherling, Jay Lampert, and David
Hitchcock for their helpful comments on an earlier version of this paper. I have presented a
condensed version at the annual meeting of the Canadian Philosophical Association
(Edmonton, May 2000) and would like to thank the commentator, Gerard Naddaf. The
present version owes much to the thorough critique of an anonymous referee. I also wish to
thank Steve Robinson, Doug Al-Maini and Jonathan Lavery, who discussed the earlier
version with me while members of a research group funded by a Brandon University
Research Grant with seed money from the Social Sciences and Humanities Research Council
of Canada. Last but not least, I want to express my gratitude to SSHRC Canada for years for
generous support.
01Buccioni (bc/d) 25/10/02 3:03 pm Page 356
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