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Oup Accepted Manuscript 2019
Oup Accepted Manuscript 2019
9 AUTHOR INFORMATION:
10 M.R. Malay, PT, DPT, Department of Physical Therapy and Occupational Therapy,
11 Duke University Health System, DUMC 3965, Durham, NC 27710. Dr Malay is a
12 board-certified clinical specialist in orthopaedic physical therapy and a Fellow of the
13 American Academy of Orthopedic Manual Physical Therapists. Address all
14 correspondence to Dr Malay at: morven.ross@duke.edu.
15 T.A. Lentz, PT, PhD, MPH, Department of Orthopaedic Surgery, Duke Clinical
16 Research Institute, Duke University Health System.
21 R.C. Mather, MD, MBA, Duke Clinical Research Institute and Department of
22 Orthopaedic Surgery, Practice Transformation Unit, Duke University Health System.
30
31 Background and Purpose: Existing osteoarthritis (OA) care models often fall short in
34 there is an increasing need to develop and test scalable, cost-effective, and multi-
35 modal OA care models. This administrative case report will describe the development
37
39 conservative care model for individuals with hip and knee OA. In the JHP, physical
41 function as the central care provider (i.e., the Primary Osteoarthritis Provider, or POP)
46 follow-up.
47
50 care system, which has led to its early growth. Barriers to development and integration
51 of the program were addressed through effective collaboration among health care
53
54 Discussion: The JHP serves as a model for future physical therapist-led, value-based
55 care models that could be developed in other health care systems for OA and other
57 response and compare the effectiveness of this program to existing models of care.
58
59
60 Osteoarthritis (OA) is a chronic, prevalent, disabling, and costly condition that affects
62 models in the United States (US) often fail to comprehensively evaluate or address the
65 implemented despite broad agreement on best practice among clinical specialties and
69
72 Australia).3 However, the development of similar care models has been limited in the
73 US, where the predominant fee-for-service (FFS) payment system poorly compensates
75 procedural or surgical care. As reimbursement models for orthopedics care shift toward
76 value-based payment in the US, there is an urgent need for health care systems to
77 identify scalable, cost-effective comprehensive OA care models, especially as the
78 appropriateness of some joint arthroplasty procedures has been called into question.5
80 The Joint Health Program (JHP) was designed to be responsive to emerging shared-
81 risk and population-based care models in orthopedics. Among its novel attributes, it
84 development, configuration and initial piloting of the JHP in accordance with the Medical
86
88 [H2] Setting: The JHP was co-developed in October of 2017 at Duke Health by the
91 System, DUHS). The program operates within Duke Health, which is comprised of 3
93 clinics. Duke Health encounters approximately 9,000 patients with new hip or knee OA
95
96 [H2] Conceptual Framework: The conceptual framework of the JHP was informed by
98 and knee OA clinical practice guidelines;7 and (2) existing comprehensive OA care
101 conservative management.7 Allen et al.’s review of current OA care models and keys-to-
103 including the composition of health care provider teams, strategies for development,
105
106 Development of the JHP was also guided by two theoretical models: (1) the
107 biopsychosocial model of health8 and (2) behavior change theories (Supplemental
108 Figure).9,10 The biopsychosocial model of health, which details the complex interaction
109 between biological, social and psychological determinants of health, informed the JHP’s
111 goal setting and shared decision-making.8,11 We incorporated various aspects of Social
112 Cognitive Theory and the Transtheoretical Model of Behavior change, including analysis
113 of behavior, identifying stages of behavior change, building therapeutic alliance and
114 enhancing self-efficacy, to promote behavior and lifestyle changes that could reduce the
115 negative impact of OA on function and disability.9,10 Taken together, these practical and
116 theoretical models guided content development, structure and deployment of the
117 program.
118
120 Clinical implementation of the JHP is structured around delivery of conservative care,
121 including: education; nutrition guidance and weight management; physical activity and
122 prescriptive exercise; cognitive behavioral theory-based strategies for managing pain
123 associated psychological distress; functional training; and sleep hygiene (Figure 1).
124 These foci represent fundamental treatment targets that are relevant across the
127 approach that is compatible with value-based care, it differs from existing or ―usual‖ OA
128 care models in many key areas, which are outlined in the Table.
129
131 In the program, physical therapists operate as a condition-specific provider, called the
132 primary osteoarthritis provider (POP). The POP has the responsibility of delivering
133 conservative OA care (Figure 1) and/or coordinating more intensive services with other
134 health care partners as needed (Figure 2, e.g., behavioral health specialists, registered
135 dietitians, orthopedic surgeons). POPs work two eight-hour days each week in the JHP
136 at existing Physical Therapy and Occupational Therapy ambulatory practice sites
138
140 In addition to expertise in treatment of physical impairments, the POP has advanced
141 education and clinical training provided by the JHP. The training program consists of
142 five didactic sessions covering program logistics, evidence-based guidelines for non-
143 surgical management of OA, pain education, sleep health, nutrition and weight
145 strategies for OA management. Details of the didactic sessions are described in
146 Supplemental Appendix 1. Experiential training includes two half-day clinic observation
147 sessions with a practicing POP and two half-day supervision sessions by a practicing
149 teach them how to train patients in cognitive and behavioral pain coping skills co-
150 developed by the Duke Physical Therapy and Occupational Therapy Department and
151 Duke Pain Prevention and Treatment Research Program. The intensive training
152 program is led by health psychologists with expertise in coping skills training for pain
153 and symptom management and was specifically designed for physical and occupational
155
157 At Duke Health, patients with OA are typically seen by either an orthopaedic surgeon or
158 advanced practice provider for their initial OA diagnosis and care. At the point of care,
159 these providers identify appropriate JHP candidates with hip and/or knee OA and refer
160 them into the program. Eligibility for the program is broadly inclusive and most
161 individuals referred into the program can be categorized by one of the following: 1) in
162 the early stages of symptomatic OA in need of secondary prevention, 2) electing non-
163 surgical OA management or are otherwise ineligible for surgical management (i.e.,
164 arthroplasty), 3) eligible for arthroplasty but require optimization (e.g., weight loss,
167
170 past medical and surgical history, pain intensity, disability, physical activity, functional
172 health; goals and expectations (Supplemental Appendix 2). Following subjective and
173 clinical examination, the POP assesses appropriate treatment options in order to
174 propose individualized suggestions for treatment pathways that may be most effective
175 for the participant. The POP then educates participants on the core principles of the
177 participants to take active roles in their care. The participant and POP next share in the
179 which is weighted towards participant preference and values. Referral guidelines are
180 used to help the POP and participant determine if and when referral to additional
181 resources might be needed. Potential treatment pathways and referral guidelines that
182 inform care plan decision-making in the JHP are outlined in Figure 2.
183
185 All participants begin in a clinic-based active treatment phase upon entry into the JHP.
186 Clinic-based visits may consist of developing and/or reviewing independent exercise
187 programs, self-management strategies, general nutrition and weight loss guidance, pain
188 coping skills, sleep hygiene education, gait and functional training, neuromuscular re-
189 education, manual therapy, and modalities. In this phase, the POP initially sees
190 participants once every 1 to 3 weeks to develop a personalized program. Visit frequency
191 is reduced to once every 4 to 8 weeks when the POP and participant determine
192 satisfactory progress towards the participant’s goals is being made. Between clinic
193 visits, the POP communicates with participants remotely via phone calls, email and/or
196
197 Intensity of participant engagement and mode of treatment is dictated, in part, by the
198 complexity of health care presentation and needs. Participants with less complex
199 presentations and needs (e.g., low pain, low psychological distress, low BMI) may
200 receive lower touch care pathways that consist of few clinic-based visits with the POP,
201 no outside referral to partners in the JHP, and an early focus on independent self-
202 management.13 Conversely, participants with more complex presentations and needs
203 (e.g., high psychological distress, high pain, high BMI, poor nutrition, poor coping) may
204 require higher touch care pathways that include more extensive use of clinic-based
205 visits and referral to nutrition, behavioral health, and/or additional providers as indicated,
206 along with more frequent communication with the referring orthopedic provider. 13–16
209
210 Participants who fail to make adequate progress determined by the provider and
211 participant after 6 weeks in the program are referred back to their referring provider
212 (Figure 2). Alternatively, their progress may be individually reviewed by a supervisory
214 to regular check-ins with their POP, participants are issued questionnaires at pre-
215 specified intervals (baseline, 6 weeks, 3 months, 6 months and 1 year) to monitor
218 treatment phase may be used to adjust the plan of care, while questionnaire data after
219 this phase is completed can be used to monitor continued progress remotely and
221
225 achieve independence with their individualized program, the participant and POP will
226 make a shared decision to transition to the Long-term Management Phase of the
227 program. The Long-term Management Phase generally lasts for one year following the
228 participant’s last clinic visit. Participants in this phase no longer require in-clinic visits,
229 but remote follow up with the participant is initiated by the POP at 1 month, 3 months, 6
230 months and 1 year after their last clinic visit (Figure 3). During this phase, participants
231 are encouraged to contact their POP as needed for worsening of symptoms, new injury
233
234 While transition timeframes to the Long-term Management Phase vary, most
235 participants in lower touch care pathways progress to long-term management after 3 to
236 7 clinic visits while those in higher touch care pathways generally take longer (i.e., 7-12
237 visits). As part of the transition from active treatment to long-term management, the
238 POP helps the participant identify community resources such as group exercise
239 classes, community centers, gyms, and pool as needed and/or desired by the
241
242 Once the participant has completed the Long-term Management Phase (i.e., 1 year
243 after their last clinic visit) they enter into the Independent Management Phase. During
244 this phase, participants are no longer being followed by the POP in the JHP (remotely or
245 actively); however, participants are encouraged to contact their POP as needed for
246 worsening symptoms, new injury, or if in need of assistance with their current home
247 program. This model allows participants to seamlessly re-engage with the POP to
249
252 1. Determine ability to initiate provider network communication and referral streams.
254 referral systems within the electronic health record and established ancillary
258 acceptability by obtaining feedback during quarterly JHP meetings from health
259 system stakeholders and the Net Promoter Score from JHP participants.
260 3. Evaluate initial program outcomes in participant-reported pain, mobility/physical
263 statistics for PRO scores including describing change over time.
265 evaluate this aim by comparing each JHP provider's full-time equivalent clinical
266 productivity before and after their transition to participate in the JHP.
267
268 Orthopedic surgeons (RCM, WJ), a physical therapist (MM) and an administrative
269 physician (JO) collaborated to plan the practical implementation of the program,
270 leveraging clinical, administrative and academic resources available within the
271 academic medical center and the Duke Orthopaedics Practice Transformation Unit.
272
273 The JHP began with a single provider (MM) at a single site with a select group of
274 referring orthopedic providers (including RCM and WJ). This initial stage of program
275 deployment focused on refinement of the clinical workflow as well as the development
276 of seamless referral networks (i.e., partners) and communication pathways for
278 disciplines (e.g., registered dietitians, behavioral health specialists) within the same
279 health system. The JHP implemented a JHP-specific visit type, referral order, and
280 scheduling decision-trees within the institutional electronic health record to clearly
281 identify and coordinate JHP participants distinctly from usual physical therapy referrals.
282 Multiple nutrition and psychology referral partners were cultivated and established
285 During the first year of the program, participant, provider, and referring clinician
286 experiences were evaluated to 1) iteratively improve the program, and 2) assess
287 feasibility, acceptability and potential for expansion. Participant experiences in the
288 program were assessed with the Net Promotor Score.17 Paper and electronic
290 evaluation (i.e., 6 weeks, 3 months, 6 months, and 12 months) to measure experience
291 and patient-reported outcomes (Supplemental Appendix 2). Provider and referring
293 design, ease of referral, effectiveness of communication and satisfaction with their role
294 in the treatment pathway. Outcomes and feedback were discussed at monthly JHP
295 team meetings to evaluate the need for changes in program content and/or
296 implementation. Participant experience scores suggest they would be very likely, on
299 providers were pleased to have access to an organized alternative care pathway for
300 collaborative non-surgical OA management; the number of unique referrers and the
301 average number of referrals per clinician grew rapidly. Physical therapists were satisfied
302 with an elevated role that allowed for a wider scope of care, including triage,
304
305 Early outcomes assessments demonstrated mean improvements in participant-reported
306 pain, mobility/physical function, and psychological distress. We did not set a priori
308 trends for these measures did not indicate worsening outcomes over the short term. In
309 the current fee-for-service payment model, JHP clinical productivity analysis showed
310 that POPs maintained their clinical productivity despite an increase in non-billable
311 program administrative time. This suggests that the JHP didn’t negatively affect
312 productivity in the near-term while value-based contracts continue to be negotiated and
313 implemented at the system level. These experiences and outcomes, as well as a
314 growing demand for greater participant access to the program, were presented to Duke
315 leadership within the first three months of the program. They determined the program to
316 be essential for building competencies in value-based care and teamwork around the
317 management of OA, and quickly supported the growth of the program. As a result,
318 additional referring clinicians and physical therapists were recruited to participate. As of
319 January 2019, the JHP has grown from 1 POP at 1 site with a select group of referring
320 clinicians to 10 POPs at 8 sites with >40 referring clinicians, having served over 700
322
324 This pilot initiative supports the promise of addressing value-based initiatives with a
326 management of patients with OA. Positive experiences by POPs, referring clinicians,
327 and participants provide impetus for further development and analysis of the JHP.
328
329 The JHP has many unique characteristics that differentiate it from current standard
331 management that minimizes episodic, high intensity and costly resource use. It also
332 models the development of distributed interdisciplinary provider partner networks that
333 allow for seamless specialty care and collaboration when indicated. Demonstration
334 projects such as the JHP have potential to serve as a new standard for comprehensive,
336
337 We have encountered various challenges while implementing the JHP at our academic
338 health center. First, the dominant fee-for-service payment model does not fully support
339 the program’s under-compensated coordination and services. The program has
340 survived through the extant billing capacity by physical therapists and thrived given our
341 local executive leadership's commitment to investing in the path toward value-based
342 care delivery, particularly given the dynamic healthcare payment environment in North
344 strategies, while a key program strength and point of differentiation, requires significant
345 resources and time. This type of training program requires a committed group of
346 behavioral health specialists with expertise in teaching pain and symptom coping skills
347 to deliver the training and small class sizes. The lengthy training program (27 weeks)
348 also limits the availability and frequency at which this training program can be offered
349 for training new POPs. Third, our institutional technology development process has
350 been limited and inconsistent in developing support for a comprehensive management
351 program like the JHP. For example, it took over 7 months to build and implement
352 electronic questionnaires through our electronic health record. Still, JHP administrators
354 resources. Fourth, our team's capacity for program administration is constrained. For
355 example, two individuals support the development and operations for the entire
356 program, with an estimated 20 hours per week on administrative tasks. Institutions
357 interested in developing a program like the JHP may benefit from a dedicated full-time
358 operations management staff. Fifth, our distributed network of JHP sites utilizing
359 existing ambulatory clinic infrastructure permits rapid, cost-effective expansion, but also
360 creates challenges in communication and acceptance at each new site among site
361 coordinators and local leadership. It also challenges our ability to assess and maintain
362 treatment fidelity, which we are addressing by developing standard operating procedure
363 manuals. Finally, ancillary partnership expertise (e.g. nutrition, psychology) is generally
364 in short supply or lacking in many communities, even in our local urban environment,
368
369 The JHP is focused on anticipating and leading effective care model implementation at
370 the condition level for value-based payment reform in musculoskeletal care. To support
371 this goal, we plan to engage in future work to build prediction models that accurately
372 identify those who would achieve optimal benefit from the program, as well as those
373 who would receive little benefit or should not be in the JHP. Additionally, we plan to
374 compare program outcomes with historical controls or with outcomes from DUHS clinics
375 that have not yet implemented the program to assess the effectiveness of the JHP.
377 In conclusion, the JHP provides proof of concept for a physical therapist-led model for
378 comprehensive joint care in the US. Our initial experiences support its piloting and
379 deployment in a large, academic health care system. Work is currently underway to
381
382
384 Concept/idea/research design: M.R. Malay, T.A. Lentz, J. O’Donnell, R.C. Mather,
385 W.A. Jiranek
386 Writing: M.R. Malay, T.A. Lentz, J. O’Donnell, T. Coles, R.C. Mather, W.A. Jiranek
387 Data collection: M.R. Malay, J. O’Donnell, R.C. Mather, W.A. Jiranek
388 Data analysis: M.R. Malay, T.A. Lentz, T. Coles, R.C. Mather, W.A. Jiranek
389 Project management: M.R. Malay, J. O’Donnell, R.C. Mather, W.A. Jiranek
391 Providing participants: M.R. Malay, J. O’Donnell, R.C. Mather, W.A. Jiranek
395 Consultation (including review of manuscript before submitting): M.R. Malay, T.A.
396 Lentz, J. O’Donnell, T. Coles, R.C. Mather, W.A. Jiranek
397
398 The authors thank Benjamin Alman, MD, Daniel Dore, PT, DPT, MPA, and Gregory
403 This study was approved by the Duke University Institutional Review Board.
404 Funding:
407 The authors completed the ICJME Form for Disclosure of Potential Conflicts of
408 Interest and reported no conflicts of interest.
409 This manuscript is based in part on a presentation on the background, piloting, and
410 early outcomes of the Joint Health Program at the North Carolina Physical Therapy
411 Association Fall Conference, DATE 2018 October 19, 2018, Greensboro, North
412 Carolina; at the American Physical Therapy Association’s Combined Sections
413 Meeting (platform), Washington, DC, January 24-26, 2019; and at AAOS 2019
414 (American Academy of Orthopaedic Surgeons Annual Meeting), Las Vegas, Nevada
415 March 12-16, 2019.
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517 Table. Comparisons Between Characteristics of the Joint Health Program and
518 Predominant Existing Models of Clinical Practice for the Management of OA
Characteristic Predominant Existing Joint Health Program
522 provider
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546 Figure 2. Treatment pathways and referral guidelines that inform care plan
547 decision-making in the joint health program. ADL = Activities of Daily Living; BH=
548 behavioral health; BMI = Body Mass Index; DM = diabetes mellitus; GI =
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Figure 3: Usual joint health program plan of care
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