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Journal of Personality Assessment
Journal of Personality Assessment
To cite this article: W. Grant Dahlstrom (1995) Pigeons, People, and Pigeon-Holes, Journal of Personality
Assessment, 64:1, 2-20, DOI: 10.1207/s15327752jpa6401_1
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JOURNAL OF PERSONALITY ASSESSMENT, 1995,64(1), 2-20
Copyright O 1995, Lawrence Erlbaum Associates, Inc.
W. Grant Dahlstrom
Bruno Klopfer Distinguished Award
metric models that fail to capture the crucial configural nature of personality
structure and functioning. As a result, there has been little progress in the
development of a comprehensive taxonomy of human personalities or in the
establishment of a personological systematics. There is evidence that many
psychodiagnostic formulations rely on implicit sets of categories or taxa of
individuals together with the various forms of psychopathology that are associ-
ated with these types. Some reasons for this neglect are pointed out, related to
a general aversion to "pigeon-holing" people and the risk of applying stereo-
types rather than theorotypes. However, the recent development of powerful
taxometric procedures for locating personological taxa is noted and the poten-
tial benefits for the science and art of personality assessment to be gained from
a comprehensive personological taxonomy are discussed.
The award named for Bruno Klopfer appropriately honors a creative pioneer
and master teacher in our field of personality assessment. His systematic
efforts to bring the insights and inspirations of Hermann Rorschach (Ror-
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tions), Klopfer would began to weave these observations into his specula-
tions, too.
Response by response, card by card, Klopfer would slowly build his
formulation of the individual's personality structure, his or her typical stylis-
tic or idiosyncratic dynamics, and the likelihood and nature of any signifi-
cant psychopathology. He appeared to be considering the series of responses
to the Rorschach rather like psychoanalytic free association material, relying
rather heavily on response sequences, on any evidence of color or shading
shock, and on any noteworthy comments about the test situation or the cards.
As he went, Klopfer would continue to tie the various lines of evidence
together, often having a rather elaborate picture of what this particular
person was like by Card VI or VII! Then, as if pressed for time, he would
hurry through the final cards, merely noting any additional evidence in
support of his already well-articulated personality fo~mulation.
The session would end with the presenter providing a brief synopsis of the
personality andlor pathology of the test-taker and indicating just how well
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Klopfer's "blind" analysis matched what was known from other sources
about that individual's personality and any emotional difficulties. As I re-
member, the fit between blind interpretation and known information on these
various subjects was quite remarkable. Of course, in 'Klspfer's formulation
there were some "Aunt Fanny"assertions (Tallent, 1963), as well as some of
the high base rate characteristics of anyone who was likely to be referred for
Rorschach testing at that time. Also, only very "rich" protocols with several
responses per card were nominated for Klopfer's demonstrations. (He would
probably have doubled Exner's minimum requirement of at least 17 or 18
total responses in order to do the kind of blind reading that he was perform-
ing for those of us in the Institute audience.)
To me, the most puzzling aspect of his blind readings was that many of the
kinds of inferences that Klopfer was drawing were supposedly based upon a
very careful quantitative analysis of the test protocol as a whole, using all of
the different response tabulations, summary scores, ratios, and balailces
included in the Rorschach Profile Sheet that we in the beginning classes
were struggling so hard to master. However, the members of the audience
were never shown a Scoring Summary on any of the Rorschach protocols
that were given to Klopfer for his blind interpretation. In fact, it seemed c:lear
to us tha.t he was drawing his inferences from an altogether different part of
the Record Form, namely, the Scoring List of individual test responses.
I wonder if Klopfer ever realized just how seriously he was undermiining
the motivation of us beginners to work hard and learn all of these intricacies
of the. Rorschach profile? I suppose, if coufronted on this apparent contra~dic-
tion between his teachings and his interpretive behavior, he would have
merely indicated that mastery of these scoring details was an essential part
of the burdens that had to be imposed on us apprentices so that he could
move us along to a journeyman level or, eventually, to a master level of
Rorschach interpretation!
In addition to being a skillful showman and obviously playing to his
audience, it was clear that Klopfer himself sincerely believed the Rorschach
method to be a "Royal Road" to personality insights and understanding. He
even took occasion to seek out and challenge Paul Meehl in the audience to
contrast this "dynamic" approach with Paul's static "Bernreuter Test," much
to the amusement of those in the audience who knew something about the
crucial differences between the Bernreuter and the MMPI! But just how did
Klopfer manage to carry off these "miracles of personality assessment" that
he demonstrated for us each afternoon?
I have often reflected on this paradox and believe that I have an explana-
tion: Klopfer, over many years of work with Rorschach material, had elabo-
rated in his own head a typology of personality styles and their related
psychopathological features. To use this typology, he relied on an array of
quite specific cues that were provided by a Rorschach protocol, many of
which had yet to be made a part of the formal scoring in the summary profile.
Such "signs" were similar to those qualitative features used by Beck (1960),
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(1989) and his committee for the other APA, there are now plenty of inter-
ventions available to which we should be tying our assessment schemata
(Maruish, 1994).
However, the reasons for the strong negative tone associated with cate:go-
rizing or pigeon-holing are puzzling to me; it was not always the case. For
example, entries in the Oxford English Dictionary on pigeon and pigeon-
hole refer in part to the wide variety of different kinds of pigeons found in
nature. Goodwin (1970) has documented the diversity over the globe of the
varieties and races that this species of bird has developed, either through
natural selection or as the result of the efforts of pigeon breeders and
fanciers. Some varieties, like the fruit doves, are diminutive; others rival
pheasants in size. Pouters, tumblers, mourning doves, and carrier pigeons are
probably known to almost every one (Levi, 1963). Hawever., many less well
known varieties like the white-bellied plumed pigeon (Petrophassa
plumifera) of North-Central Australia or the cloven feathered dove
(Drepanoptila holosericea) of New Caledonia, differ markedly in color,
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plumage, and behavior from these more familiar varieties; all1 differ, in tnrn,
from the common street pigeons of urban America (Simms, 1964).
Some other citations in the OED pertain to the oftein elaborate structures
made to house the pigeon. It seems that most pigeon~s,in some contrast to
other species of birds, do not typically nest in trees or close to the ground but
prefer, instead, to seek out holes in a sheer cliff. It is this attribute that makes
them particularly well suited to survival among the towering structures of
modern cities. Accordingly, then, dovecotes are made: up of a large number
of small compartments with openings large enough for the bird to enter or
leave but small enough to keep out most predatorfs. ]Each bird occupies its
own particular compartment and returns to it after feeding or when coming
in from training flights. The pigeon recognizes his or her own pigeon-hole.
By analogy, then, pigeon-hole has come to refer to an array of compartments
in a desk or cabinet that provides places for all kinds of papers or a variety
of different objects. In this context, the verb to pigeon-hole came to mean to
put away in a proper place for later reference, hence to shelve:for the present.
In the OED there are also references that do carry strongly negative
connotations. For example, in reference to shelters for the poor: "...with
plenty of little pigeon-hdes of bedrooms. There was.. .a single dormitory for
four hundred men. Each is a pigeon-hole six and one-half feet long and two
feet wide."
(It is doubtful that the equivalent shelters for the homeless today do
appreciably better in the generosity of accomodations that they provide their
inhabitants!)
Further on, the OED notes a quite different usage of the term pigeon-hole:
"He was incapable of arranging his thoughts in orderly syimmetric pigeon
holes."
This is the sense in which I apply the term to Bruno Klopfer; I believe that
he was extremely capable of just such systematic and orderly organization of
8 DAHLSTROM
his prior Rorschach observations and experiences. I think that Klopfer was
particularly insightful and well organized in combining his cognitions with
the relevant personological and psychopathological facts about the various
kinds of subjects that he encountered while giving the test.
There is some irony in the realization that what I believe to be Klopfer's
approach to Rorschach responses and the approach that Hathaway and Mc-
Kinley (1940) made to responses given to inventory items were, in fact,
virtually identical: a sign approach rather than a sampling approach. Each
feature of the Rorschach performance that Klopfer was relying upon was
treated as a sign of some form of personality organization or some kind of
psychopathological disorder; for the constructors of the MMPI, each en-
dorsement of an MMPI item was similarly a sign of some important psycho-
diagnostic status. The MMPI "scales" that Hathaway and McKinley formed
were assemblages of signs. They were thus fundamentally different from the
ability and aptitude scales developed by educational and psychometric spe-
cialists. For the latter, the component test items provided samples of arithme-
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That is, even this elaborate geometric approach finally had to incorporate
categorical data to deal with essentially configural material (the various
classes of vessels designed to fulfill markedly differeni strategic and tactical
functions in a modern navy).
Although they are not so elaborate, many of the ways of characterizing
personality today use comparable approaches. Modelled on the two-dimen-
sional circumplex (dominancelsubmission, lovelhate) of Timothy Leary
(1957), a number of multidimensional circumplexes have been elaborated
(e.g., Goldberg, 1993, or Wiggins, 1980, the former tied to what is now
called the Five-Factor Model). Employing concentric geometric arrays to
summarize descriptions of personality and tempera~ment,they are based
essentially on how people use personological descriptors rather than how
individual personalities are organized. Nevertheless, these circumplexes are
put forward today as the latest and most comprehensive ways of summariz-
ing all that is known about human personality!
However, it is important to note that some of the oldest modes of summa-
rizing such knowledge have employed quite similar models. For example,
De La Chambre (1669) proposed a circumplex based on three orthogonal
dimensions and their associated personality features: warmlcold, moistlldry,
and masculinelfeminine (see Figure 1). Today, his terminology may seem a
little arcane but in some ways it resembles the rating dimensions that were
employed in Osgood's semantic differential as it wals used in hundreds of
studies of human judgments (Osgood, Suci, & Tann~enbaum,1957). Note,
also, that De La Chambre had the wisdom to include both Masculinity and
Femininity, which the current Five Factor Model has yet to incorporate!
A little later, Immanuel Kant in his Anthropologie (179811964) offered
circumplex of various psychopathological conditions and incorporated for
10 DAHLSTROM
'W
Mobile,
spritely.
unfaithful,
impatient, patient.
persuadable, modest.
pitypg. faithful.
babillarde judicious
(loquacious)
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the first time the important distinction between emotional and general intel-
lective disorders (see Figure 2). Many of these characteristics still appear in
the Diagnostic and Statistical Manual of Mental Disorders of the American
Psychiatric Association (1987).
More recently, H. J. Eysenck (H. J. Eysenck & M. W. Eysenck, 1985) used
two of his three personality dimensions (normallneurotic and extrovertlin-
trovert) to epitomize the basic features of the four classic temperament types
of Hippocrates and Galen: sanguine, choleric, melancholic, and phlegmatic
(see Figure 3). However, H. J. Eysenck has not always viewed extraversion
as a dimension. In the 1970 edition of his volume, The Structure of Human
Personality, he proposed it as a type with a hierarchical organization of
component attributes (see Figure 4). As shown there, the key features of a
taxon are well illustrated: at the bottom, the observational elements required
to identify an individual as a member of the category; at the top, the overrid-
ing construct, or taxon, uniting these attributes into an identifiable configu-
PIGEONS, PEOPLE, AND PIGEON HOLES 11
Untimely I
sorrow, Untimely
brooding, joy.
mourning ecstasy,
to excess, exhaltation.
suicide, genius
melancholia
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ration; and, at the intermediate levels, those general and specific traits that
comprise this taxon and carry its surplus meaning.
Correspondingly, the features at the bottom level in Figure 4 are equiva-
lent to the various signs in a Rorschach performance that experienced inter-
preters like Bruno Klopfer identified and used in their pigeon-holing
maneuver. The top level is the category or taxon that has evolved inductively
from a wide range of experience with the test instrument. Finally, the inter-
mediate levels contain the elements of a correlate-base upon which the
clinician may draw once an appropriate taxon assigment has been made.
There are many more recent examples of dimensional systems that have
been developed to provide typological assignments. Long-time users of the
MMPI will recognize the early conjoint use by George Welsh (1956, 1965)
of two factor dimensions, A (anxiety) and R (repression), to define novants
that summarized various forms of psychopathology. Also, Welsh's later foray
into a study of the personality parameters of creativity (Welsh, 1980) yiellded
12 DAHLSTROM
ANXIOUS
AGGRESSIVE
EXCITABLE
PESSIMISTIC CHANGEABLE
IMPULSIVE
UNSOCIABLE OPTIMISTIC
MELANCHOLIC CHOLERIC
- INTROVERTED EXTRAVERTED -
PHLEGMATIC SANGUINE
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THOUGHTFUL TALKATIVE
RESPONSIVE
CONTROLLED EASYGOING
EVEN-TEMPERED CAREFREE
LEADERSHIP
FIGURE 3 Relation between the four temperaments and the modem neuroticism-
extraversion dimensional system. From Table 8 of Personality and Individual Differ-
ences: A Natural Science Approach (p. 50) by H. 1. Eysenck and M. W. Eysenck, 1985,
New York: Plenum. Copyright 1985 by Plenum Publishing Corporation. Reprinted by
permission.
tolling smiling buying a fahng dancing moving planning lairghing discussing planning
pkes at mo new car math but amo"v a group at my an upcoming a church
fmishing different fishing lrip pke eleclion picnic
the test groups a1
fastesl a Party
FIGURE 4 H. J. Eysenck's hierarchical model of extraversion. From Figure l b of "The Structure of Personality Traits: Vertical and Horizontal" (p. 172)
by L. R. Goldberg, 1993, in D. C. Funder, R. D. Parke, C. Tomlinson-Keasey, and K. Widaman (Eds.), Studying Lives Through Time: Personality and
Development, Washington, DC: American Psychological Association. Copyright 1993 by American Psychological Association. Reprinted by permission.
14 DAHLSTROM
yielded clearly differentiated and stable taxa. Quantitative data from the
California Q-sort and from the CPI (Cough, 1987) serve to identify member-
ship in each personological type. Another example comes from the work of
Gerald Bell at the University of North Carolina who has proposed a six-cat-
egory "diamond" to organize his findings from studies of employees work-
ing in various US business organizations. His volume on The Achievers
(1973) provides a system of classification based on Thematic Apperception
Test material, together with recommendations on the proper utilization of
individuals in each personality type for the most efficient operation of any
particular organization under study. Holland (1973) has advanced a compa-
rable schema of personality configurations in the American 'workplace.
We also have some important conceptual fragments captured in various
"stage" formulations. Freud's classic psychosexual developmental stages
constitute a primitive approximation to such typological groupings. As ellab-
orated by Fenichel (1945), each of the characterological clusters provides a
means of organizing a considerable body of inforination about individuals
fixated at one or another of the steps along the path to emotional maturity.
Similarly, Jane Loevinger's ego developmental stages (based more on a
Sullivanian formulation than a Freudian one, Loevinger, 1976) offers a
competing typology also couched in terms of developmental lags or fixations
along the route that she poses to greater self..efficacy and eventual self-actu-
alization. In her address last year as the Klopfer Award recipient (Loevin,ger,
1994), she skillfully pointed out some of the many limitations in the cur-
rently fashionable Five-Factor Model of personality. In that presentation, she
charactized the Conscientiousnsss factor in the Five-Factor Model as basi-
cally a conformity pattern and highlighted the crucial differences between
yielding to social pressures in conformity and standing firmly against such
pressures in the way that true conscientiousness might be manifested (cf.
Loevinger, 1993).
16 DAHLSTROM
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