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Public Administration in India

Contents
Unit-1 Indian Administration

Unit-2 Decentralization

Unit-3 Budget:

(a) Concept of Budget and Budget Cycle in India

(b) Budget Types: Line Budgeting, Performance Planning Budgeting, Zero Based
Budgeting (c) Budget: Role of Finance Ministry

Unit-4 Technology and Public Administration in India

Unit-5 Social Welfare Administration:

(a) Education: Right to Education (b) Health: National Health Mission

Unit-6 Issues and Debates in Indian Administration

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Question 1. What has been the structure of civil services in India? And What are

the conditions of promotion in the civil services?

Answer- Introduction-

The Union Civil Services of India can be classified into three types-

There are three categories of civil services in India, namely, the All India Services (IAS,

IFS, IPS), the Central Civil Services, and the State Civil Services.

The Civil Services refer to the career government civil servants who are the permanent

executive branch of the Republic of India. Elected cabinet ministers determine policy,
and civil servants carry it out.

Lord Cornwallis, one of the Governor Generals of Bengal, introduced the Civil Services

to India. Initially, only Europeans were appointed as officers in the Indian Civil Services.

Structure of Civil Structure of Civil Services in India

The service responsible for the public administration of the government of a country. It

excludes the legislative, judicial, and military branches. Members of the civil service have
no official political allegiance and are not generally affected by changes of governments.
Additionally, the officers from the State Civil Services cadre can seek deployment with

the Government of India cadre for the Union Civil Services jobs.

1. The All India Civil Services

2. The Central Civil Services

3. The State Civil Services

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1. The All India Civil Services

In this Act, the expression "an all-India Service' means the service known as the Indian
Administrative Service or the service known as the Indian Police Service.

The All India Services comprises the three prestigious civil services of India:

 Indian Administrative Service (IAS): The Indian Administrative Service (IAS) is the

administrative arm of the All India Services of Government of India. Considered the
premier civil service of India, the IAS is one of the three arms of the All India Services

along with the Indian Police Service and the Indian Forest Service.
 Indian Police Service (IPS): The Indian Police Service was created under the Article

312(2) in part XIV of the Constitution of India. As per media reports, there is a
massive shortage of IPS officers in India, amounting to nearly 19% to 22% of

sanctioned strength. According to 1861 Act, Police functions are to prevent


commission of offences and public nuisances; bring offenders to justice; collect

information affecting public peace; and keep order in all public places, keeping in
view the changing political and social scenario.

 Indian Forest Service (IFS): The Indian Forest Service's primary duties include
implementing the National Forest Policy, ensuring the nation's ecological stability

through inclusive sustainable management, and protecting natural resources.


Collection of forest data is one of the roles of the Forest Officers. The Indian Forest

Service (IFS) is one of the three All India Services of the Government of India. The
other two All India Services being the Indian Administrative Service and the Indian

Police Service. It was constituted in the year 1966 under the All India Services Act,
1951, by the Government of India.

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2. The Central Civil Services

The Central Civil Services (CCS) is part of Civil Services of India and are concerned
directly with the union non-political executive administration and is the permanent

Executive body of the federal Government of India. Most of the specialized fields in civil
services in India belong to the central services.

The Central Civil Services (CCS) is part of Civil Services of India and are concerned

directly with the union non-political executive administration and is the permanent
Executive body of the federal Government of India. Most of the specialized fields in civil
services in India belong to the central services.

3. The State Civil Services

The State Civil Services examinations and recruitment are conducted by the individual

states' public service commissions in India. These services are feeder services of All India
Services. All appointments to State Services (Group A) are made by the Governors of

States.

The civil services are thus, a subdivision under the government. The officers in the civil
services form the permanent staff of the various governmental departments. They are

basically expert administrators. They are sometimes referred to as the bureaucracy or


also the public service.

The conditions of promotion in the civil services

Acceptable criteria for promotion are: Experience in the job or tenure. High

performance level in [two] recent review cycles. Skillset that matches the minimum
requirements of the new role. The best way is to combine the merit principle with

seniority and make promotions on the basis of merit-cum-seniority.

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There are types of promotion which are as follows:

1. From lower service to higher service: from State Civil Services to Indian
Administrative Services.

2. From lower grade to higher grade: from junior typist to senior typist post.
3. Lower class to higher class: It’s from clerical to executive class.

4. Transfer: It means the change of work within the same position and grade.
5. Reassignment: When change of work in the same agency with no change in ranks.

6. Advancement: It refers to increase in pay.

Conclusion

In India, the civil service plays a critical role in enforcing norms and policies. It plays a
crucial part in Indian administration. The civil service's role has evolved throughout time.

Rapid economic expansion has resulted in an increase in the amount of work available.
Civil Servants need to change their mindset from controllers to facilitators, and from

providers to enablers. They must equip themselves with the necessary talents and
abilities in order to meet these new challenges.

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Question 2. Examine the colonial legacy in Indian administration?

Answer- Introduction

Even the term ‘colonial legacies' implies the influences and outcomes of colonialism
are in fact over, yet contemporary economic, political and social structures across

regions in Africa continue to be shaped by their distinctive experiences from the period
of colonialism.

British dominance in India left a lasting imprint on the Indian administrative

structure, which is still in use today. Free India inherited the governmental machinery
that had been created by the British, as well as the sense of importance that came with

having a federal government in place. Everything from the All India Services to civil
service recruitment to administrative training to the secretariat system and office

procedures to district and revenue administration to law and order to budgeting to


accounting and auditing to a variety of other structural and functional areas of Indian

administration can be traced back to the British-style administration. In spite of the fact
that the British had their own objectives of perpetuating and developing their empire,

toward which the administrative system was directed, some of the British organisational
endeavours have proven to be beneficial to India in the decades following
independence.

The characteristics of British administration that have remained constant are described
in greater detail below.

The colonial legacy in Indian administration

1. Organisation within a Department:


Departmental groups have long played a major role in the administration of the

Indian government. The Organisation of the departments, as well as their operating


processes, have remained mostly unchanged. The continuation of hierarchical

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structures, written records, and communication has occurred. These departments are

still governed by manuals from before independence. Chief Secretary is a position


that has existed in the state administration since its inception.

2. Services to the Public:


Departmental groups have long played a major role in the administration of the

Indian government. The organizational Organisation of the departments, as well as


their operating processes, have remained mostly unchanged. The continuation of

hierarchical structures, written records, and communication has occurred. These


departments are still governed by manuals from before independence. Chief

Secretary is a position that has existed in the state administration since its inception.
3. Commissioners of the Public Services Commission (PSC):

One of the most significant contributions of the British rule was the establishment of
an independent body to administer the competitive examinations. As a result of the

submission of the Macaulay Report in 1854 on Indian soil, it became the first country
to promote a merit-based civil service system in the world. The Federal Public Service

Commission was formed in 1926 with the goal of ensuring the fair selection of
deserving federal officials. After the new Indian Constitution came into effect on

January 26, 1950, the Union Public Service Commission (UPSC) took over as the
primary administrative body. Although the framers of the Constitution granted it

constitutional status, they also included intricate protections to ensure that it


maintains its independence and may continue to serve as the upholder of the merit

system in the hiring of government employees.


4. Administration of the District:

District administration is still in operation as a unit of administration, though its

significance has increased noticeably. The collector continues to be the district


administrator, who is also the head of the district administration. The district, on the

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other hand, has seen an increase in the size of its operations that has more than

doubled. The collector continues to have the same authority and status as he had
under British administration. Now, in addition to regulatory tasks such as law and

order maintenance and revenue collection, the collectors are tasked with
developmental functions, which are critical to the development and expansion of the
districts in which they serve.

5. Government at the local level:


It is yet another aspect of the British administrative system that has been preserved.
"The Father of Local Self-Government in India" has been dubbed Lord Ripon, was
credited with introducing local self- government to the country. To satisfy the rising

requirements of the population, local government entities that existed prior to


independence were merged and new ones were established to meet those needs.

Every state now has laws establishing Municipal Corporations and Municipalities in
urban areas, as well local Panchayats in rural regions, which governed by elected

officials.
6. Administration of Financial Recourses:

The British administration established organisations such as the Comptroller and


Auditor General (C&AG), the Public Accounts Committee, the Reserve Bank, and a

budget system in order to ensure that the government had a sound financial
management. These institutions continue to play an important role in ensuring

financial prudence and accountability in the federal government.


Some of the enduring legacies include: Administrative and Judicial System, primary

among them is Indian Civil Services. Infrastructure Primary among which includes
Railways. Institutionalization of Law and Order which includes important acts like
Indian Police Act and Indian Penal Code.

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Conclusion

Some of the enduring legacies include: Administrative and Judicial System, primary
among them is Indian Civil Services. Infrastructure Primary among which includes

Railways. Institutionalization of Law and Order which includes important acts like Indian
Police Act and Indian Penal Code.

Economic improvements were only enacted in order to better plunder the Indian
economy. Even societal changes would have come out on their own without the need

for British intervention. In the end, the negative effects of British Imperialism far
outweigh the benefits.

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Question 3. Explain the role of Indian Prime Minister and Cabinet Secretariat.

Answer- Introduction

The Cabinet Secretariat is a staff body, which has an important coordinating role in the
process of decision-making at the highest level and operates under the direction of the

Prime Minister. The Cabinet Secretary is the administrative head of the Cabinet
Secretariat.

Prime Minister- In most systems, the prime minister is the presiding member and

chairman of the cabinet. In a minority of systems, notably in semi-presidential systems, a


prime minister is the official appointed to manage the civil service and execute the

directives of the head of state.

Cabinet Secretariat- The Cabinet Secretariat is responsible for the administration of the

Government of India (Transaction of Business) Rules, 1961 and Government of India


(Allocation of Business) Rules, 1961 facilitating smooth transaction of business in

Ministries/ Departments.

The role of Indian Prime Minister

1. Executive powers

The prime minister leads the functioning and exercise of authority of the government
of India. The president of India- subject to eligibility-invites a person who is

commanding support of majority members of Lok Sabha to form the government of


India also known as the central government or Union government at the national level

and exercise its powers. In practice the prime minister nominates the members of their
council of ministers to the president. They also work upon to decide a core group of

ministers (known as the cabinet), as in charge of the important functions and ministries
of the government of India.

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The prime minister is responsible for aiding and advising the president in distribution of

work of the government to various ministries and offices and in terms of the
Government of India (Allocation of Business) Rules, 1961. The co-ordinating work is

generally allocated to the Cabinet Secretariat.

The prime minister in consultation with the cabinet schedules and attends the sessions

of the houses of parliament and is required to answer the question from the Members
of Parliament to them as the in-charge of the portfolios in the capacity as prime minister

of India.

The prime minister represents the country in various delegations, high level meetings
and international organisations that require the attendance of the highest government

office, and also addresses to the nation on various issues of national or other
importance.

2. Administrative and appointment powers

The prime minister recommends to the president among others names for the
appointment of:

• Chief Election Commissioner of India (CEC) and other Election Commissioners of India

(ECs)

• Comptroller and Auditor General of India (C&AG)

• Chairperson and members of the Union Public Service Commission (UPSC)

• Chairperson and members of the finance commission (FC)

• Attorney General of India (AG) and Solicitor General of India (SG)

As the chairperson of Appointments Committee of the Cabinet (ACC), the prime minister
on the non-binding advice of the Cabinet Secretary of India led-Senior Selection Board

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(SSB) decides the postings of top civil servants, such as, secretaries, additional

secretaries and joint secretaries in the government of India. Further, in the same
capacity, the PM decides the assignments of top military personnel such as the Chief of

the Army Staff, Chief of the Air Staff, Chief of the Naval Staff and commanders of
operational and training commands. In addition, the ACC also decides the posting of

Indian Police Service officers-the All India Service for policing, which staffs most of the
higher-level law enforcement positions at federal and state level-in the government of

India.

3. Legislative powers

The prime minister acts as the leader of the house of the chamber of parliament

generally the Lok Sabha they belong to. In this role, the prime minister is tasked with
representing the executive in the legislature, announces important legislation, and is

further expected to respond to the opposition's concerns. Article 85 of the Indian


constitution confers the president with the power to convene and end extraordinary

sessions of the parliament; this power, however, is exercised only on the advice of the
prime minister and his/her council, so in practice the prime minister does exercise some

control over affairs of the parliament.

The role of Indian Cabinet Secretariat

The Cabinet Secretariat functions directly under the Prime Minister. The administrative
head of the Secretariat is the Cabinet Secretary who is also the ex-officio Chairman of

the Civil Services Board. The business allocated to Cabinet Secretariat under
Government of India (Allocation of Business) Rules, 1961 includes (i) Secretarial

assistance to the Cabinet and Cabinet Committees; and (ii) Rules of Business.

The Cabinet Secretariat is responsible for the administration of the Government of India
(Transaction of Business) Rules, 1961 and Government of India (Allocation of Business)

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Rules, 1961 facilitating smooth transaction of business in Ministries/ Departments. The

Secretariat assists in decision-making in Government by ensuring Inter-Ministerial


coordination, ironing out differences amongst Ministries/Departments and evolving

consensus through the instrumentality of the standing/adhoc Committees of


Secretaries. Management of major crisis situations in the country and coordinating

activities of various ministries in such a situation is also one of the functions of the
Cabinet Secretariat.

1. The Cabinet Secretary is the most senior and prominent IAS officer in the
country. He is directly accountable to the prime ministers and heads various country

authorities. Therefore, the cabinet secretary discharged various responsibilities, which


are discussed below.

2. The Cabinet secretary is answerable to the prime minister and the president and

vice-president of the country where he should pass on all the major information of the
decisions made by the cabinet and its activities to the head of the country.

3. The position of cabinet secretary is of major significance because of the major

role it plays between all the authorities and ministries in the cabinet secretariat. It is the
common link of smooth functioning and is not assigned to a specific ministry or even

the prime minister’s office. The secretary clarifies all the communication in case of inter
cabinet disputes or any confusion.

4. There are major components of the country such as the cabinet and the military,

RAW and the civil wing of the country, which also ensures that all the sectors of
government can be called at once and the core of communication lies with the head of

the secretariat.

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5. The cabinet secretary is also the head of all civil services in India. It is his

responsibility to ensure unbiased and disciplined functioning of the most coveted


bureaucratic position in the country.

6. A cabinet secretary is an advisor to the cabinet and the prime minister. He is the
senior-most officer who advises and gives recommendations on various other positions

in the government. Besides this, a cabinet secretary acts as the head of the cabinet
secretariat and chief of secretaries of states.

Conclusion

The Cabinet Secretariat is a staff body, which has an important coordinating role in the

process of decision-making at the highest level and operates under the direction of the
Prime Minister. The Cabinet Secretary is the administrative head of the Cabinet

Secretariat.

Similar to PMO cabinet secretariat is politically headed by Prime Minister but it is

administratively headed by cabinet secretary. Unlike as PMO a single institution cabinet


secretary has 3 subdivisions namely civil, military and intelligence. It is said that cabinet

secretary serves as eyes and ears for PM.

In the country's politico-administrative structure, the Prime Minister plays a very


important and critical function. 'If any functionary under our constitution is to be likened

to the US president, he is the Prime Minister, not the President of the Union,' said Dr B.R.
Ambedkar described the role of the Prime Minister.

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Question 4. Define the concept of Decentralization in India, after 73th

Amendment.

Answer - Introduction

The 73rd Amendment 1992 added a new Part IX to the constitution titled “The

Panchayats” covering provisions from Article 243 to 243(O); and a new Eleventh
Schedule covering 29 subjects within the functions of the Panchayats.

Significance of the amendment

This amendment implements the article 40 of the DPSP which says that “State shall take
steps to organise village panchayats and endow them with such powers and authority as

may be necessary to enable them to function as units of self-government” and have


upgraded them from non-justifiable to justifiable part of the constitution and has put

constitutional obligation upon states to enact the Panchayati Raj Acts as per provisions
of the Part IX. However, states have been given enough freedom to take their

geographical, politico-administrative and others conditions into account while adopting


the Panchayati Raj System.

Salient Features

1. Gram Sabha

Gram Sabha is a body consisting of all the persons registered in the electoral rolls
relating to a village comprised within the area of Panchayat at the village level. Since

all the persons registered in electoral rolls are members of Gram Sabha, there are no
elected representatives. Further, Gram Sabha is the only permanent unit in

Panchayati Raj system and not constituted for a particular period. Although it serves
as foundation of the Panchayati Raj, yet it is not among the three tiers of the same.
The powers and functions of Gram Sabha are fixed by state legislature by law.

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2. Three Tiers of Panchayati Raj

Part IX provides for a 3 tier Panchayat system, which would be constituted in every
state at the village level, intermediate level and district level. This provision brought

the uniformity in the Panchayati Raj structure in India. However, the states which
were having population below 20 Lakh were given an option to not to have the

intermediate level.
3. All the members of these three levels are elected. Further, the chairperson of

panchayats at the intermediate and district levels are indirectly elected from
amongst the elected members. But at the village level, the election of chairperson of

Panchayat (Sarpanch) may be direct or indirect as provided by the state in its own
Panchayati Raj Act.

4. Reservation in Panchayats
There is a provision of reservation of seats for SCs and STs at every level of

Panchayat. The seats are to be reserved for SCs and STs in proportion to their
population at each level. Out of the Reserved Seats, 1/3rd has to be reserved for the

women of the SC and ST. Out of the total number of seats to be filled by the direct
elections, 1/3rd have to be reserved for women. There has been an amendment bill

pending that seeks to increase reservation for women to 50%. The reserved seats
may be allotted by rotation to different constituencies in the Panchayat. The State

by law may also provide for reservations for the offices of the Chairpersons.
5. Duration of Panchayats

A clear term for 5 years has been provided for the Panchayats and elections must
take place before the expiry of the terms. However, the Panchayat may be dissolved

earlier on specific grounds in accordance with the state legislations. In that case the
elections must take place before expiry of 6 months of the dissolution.

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6. Disqualification of Members

Article 243F makes provisions for disqualifications from the membership. As per this
article, any person who is qualified to become an MLA is qualified to become a

member of the Panchayat, but for Panchayat the minimum age prescribed is 21
years. Further, the disqualification criteria are to be decided by the state legislature

by law.
7. Finance Commission

State Government needs to appoint a finance commission every five years, which shall
review the financial position of the Panchayats and to make recommendation on the

following:

 The Distribution of the taxes, duties, tolls, fees etc. levied by the state which is to be
divided between the Panchayats.

 Allocation of proceeds between various tiers.


 Taxes, tolls, fees assigned to Panchayats

 Grant in aids.

This report of the Finance Commission would be laid on the table in the State
legislature. Further, the Union Finance Commission also suggests the measures needed

to augment the Consolidated Funds of States to supplement the resources of the


panchayats in the states.

8. Powers and Functions: 11th Schedule

The state legislatures are needed to enact laws to endow powers and authority to the
Panchayats to enable them functions of local government. The 11th schedule enshrines

the distribution of powers between the State legislature and the Panchayats.

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9. Elections

 Article 243K enshrines the provisions with respect to elections of the Panchayats.
This article provides for constitution of a State Election Commission in respect of the

Panchayats. This State Election Commission would have the power to supervise,
direct and control the elections to the Panchayats and also prepare the electoral

rolls.
 The article maintains the independence of the election commission by making

provisions that the election commissioner of this commissioner would be removed


only by manner and on same grounds as a Judge of the High Court.

 If there is a dispute in the Panchayat elections, the Courts have NO jurisdiction over
them. This means that the Panchayat election can be questioned only in the form of

an election petition presented to an authority which the State legislature by law can
prescribe. (Important) The election commissioner for this reason is to be appointed

by the Governor. The terms and conditions of the office of the Election
commissioners have also to be decided by the Governor.

Conclusion

The scholarly record regarding the impact of decentralization on a wide range of

political and economic phenomena such as democratization, conflict resolution,


governance, macroeconomic stability, and social and regional inequality is mixed, to say

the least. The claim that decentralization leads to higher levels of fiscal efficiency, better
government performance, and higher levels of political participation and accountability

has been disputed by those who argue that decentralization increases economic
instability and political clientelism.

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Question 5. What are the main problems of Panchayat Raj? How can they be

resolved? Give suggestion.

Answer – Introduction

Three-tier structure of the Indian administration for rural development is called

Panchayati Raj. The aim of the Panchayati Raj is to develop local self-governments in
districts, zones and villages. State governments should make adequate efforts to

devolve funds, functions, and functionaries to panchayats for them to effectively plan
economic development and social justice schemes. Funding of panchayats: Grants from
Finance Commission play an important role in the implementation of schemes by
panchayats.

Mahatma Gandhi advocated panchayat raj as the foundation of India's political system.

It would have been a decentralised form of government, where each village would be
responsible for its own affairs. The term for such a vision was Gram Swaraj ("village self-
governance").

The main problems of Panchayat Raj

1. Conceptual Confusion

It is said, that basically, there is lack of clarity regarding the concept of Panchayati Raj
and about the objectives for which the Institutions have been established. Over the
years, the concept has undergone some changes. Let us analyse the problem in detail. In

the first instance, the concept of Panchayati Raj is very narrow as it was not viewed as an
institutional framework which could play an important role in the overall development

of -rural masses. Finally, there is no clear trend emerging in regard to the concept of

power. There is a strong feeling that Decentralisation of power and authority exists at
the district level and down the lines. But at the same time, a number of central schemes

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and agencies, both in number and size have been emerging, independent of these
bodies.

2. Financial Resources

The most important problem faced by the Panchayati Raj Institutions is regarding
finances. It is needless to mention that the quality and variety of activities which the

Panchayati Raj Institutions are expected to perform will depend mostly on the resources
at their command. The resource base would depend on the local economy and partly

upon the allocations made by the state and central governments. As things stand today,
the local economy is very weak. It means, the Panchayati Raj Institutions have a very
limited scope to impose taxes in their jurisdiction.

3. Socio-Economic and Political Conditions

The existing socio-economic structure of the Indian society is a major factor which is

responsible for the limited success of Panchayati Raj Institutions. It is proved beyond
doubt that the elected members at all the levels of Panchayati Raj Institutions and the

Office bearers are normally from the rich and dominant sections of the rural society.
They have vested interests in preserving the existing system and would not do anything

that would strengthen the position of the downtrodden in their areas. In fact, it is said
that the leadership of the Panchayati Raj Institutions acts as a "gate-keeper" to prevent
the flow of benefits to the weaker sections of the rural community.

4. Position of Civil Service

An efficient, adequate, responsive and committed administration is the essential

condition of success of Panchayati Raj. The functions of these bodies are too many and
too complex. There is a need for technical personnel, proper orientation and above all

commitment in the civil service. The aspirations of the citizens in the rural areas are
getting stirred. There is a demand for improvement in the services. We find a different
and a difficult situation as far as civil services in India is concerned. The best example is

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the way in which the 64th Constitutional Amendment Bill on Panchayati Raj was

introduced and defeated and finally shelved for the reasons extraneous to the
development of local self- government institutions in the country.

5. Absence of Statutory Provision

The success or failure of an institution depends mostly on the status, on the basis of

which an Organisation is established. According to Article 40 of the Constitution, "The


state shall take steps to organise village panchayats..." Since it is included in the

Directive Principles of State Policy, it is not mandatory. It means that the states may or
may not constitute the Panchayati Raj Institutions. Similarly, in a number of states,

elections have not been held regularly. the constitutional constraint which is a very
serious matter.

6. State Control and Supervision

Since the Panchayati Raj Institutions fall under the state subject and are created by the
paternalism. There is on the one hand a commitment for Decentralisation of power and,

on the other, its suspicion and fear that such power would be misused by the local
bodies. As a result, a number of checks have been envisaged by the states in the
statutes themselves.

The Other problems of Panchayat raj

1. The Panchayati Raj institutions have been suffering from the lack of financial

resources which hinder their effective functions.


2. The elections of Panchayats are held on party lines which results in casteism and

political enmity.
3. There is not much scope for the election of the able and honest persons in the

Panchayats and that results in corruption and nepotism.


4. The government machinery continues to maintain its hold on Panchayat bodies,
which goes against the very purpose of these institutions.

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5. Lack of awareness and non-fulfilment of promises made by these bodies make


village people suspicious to the utility of Panchayati Raj bodies.

Suggestions

1. Effective measures should be adopted to the practice of corruption at various levels


in the functioning of Panchayats.

2. Sufficient funds should be given directly from central as well as from state
governments as aid for all local bodies related with the Panchayati Raj.

3. New sources of income should be suggested to rural democratic institutions.


4. Educational and mass media facilities should be provided. Banks, Insurance

companies and foreign companies should provide financial and other helps.
5. In the interest of democracy, the villages may be trained in the art of self-

government, even autonomy. We must be able to reform the villages and introduce
democratic principles (equality, justice, liberty and fraternity) of the government
there.

Conclusion

In India, the Panchayati Raj system is not a post-independence development. For

decades, the village panchayat has been the most powerful political entity in rural India.
Panchayats were elected councils in ancient India that had administrative and judicial
authority.

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Question 6. What the meaning of Budget? Explain the objectives of Budget in

India?

Answer - Introduction

A budget is a plan of action for a future period. Managerial actions that follow their own

decisions with regard to the aspects of business are based on a budget. The budget
pertaining to any of the activities of business is always forward- looking. It is prepared

prior to a defined period of time.

Meaning of Budget

A budget is a spending plan based on income and expenses. In other words, it's an

estimate of how much money you'll make and spend over a certain period of time, such
as a month or year.

The Chartered Institute of Management Accountants (CIMA), London defines

budget as:

“A plan expressed in money. It is prepared and approved prior to the budget period and
may show income, expenditure and the capital employed. May be drawn up showing

incremental effects on former budgeted and actual figures, or be compiled by zero-


based budgeting”

The budget should not be confused with forecasts. A forecast is a mere prediction,

which can be made by anybody. Moreover, a forecast need not always be expressed in
rupees or quantities.

Thinkers views

1. W.J. Batty – “Budgeting is a kind of future accounting in which the problems of the
future are met on paper before the transactions actually occur.”

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2. G.A. Welsch – A business budget is a plan covering all phases of operation for a

definite period in the future.


3. Prof. Savders – “The essence of a budget is a defined plan of operations for some

specific future period, followed by a system of records, which will serve as a check
upon the plan.”

4. Shilling Law – “Budgeting is the preparation of comprehensive operating and


financial plans for a specific interval of time.”

Objectives of Budget in India

A government budget is a country’s year-long financial report explaining item-wise


calculations of future revenue and expenditure. The budget explains the income and

expense of a nation.

In India, in the beginning of every year, the government presents its budget in front of
the Lok Sabha, explaining an estimated receipt and expense for the upcoming financial

year. The fiscal year starts from 1st April and concludes on 31st March of the next year.

The government prepares an expenditure according to its objectives and then starts

gathering the resources and funds to fulfill the proposed investment. The funds are

collected from fees, taxes, interest on loans given to states, fines, and dividends by
public sector enterprises.

1. Economic growth- The overall economic growth of a nation relies on savings and
investments. Budgetary policies are hence introduced to infuse enough recourse in

different public sectors.


Reallocation of resources- Through a budget, the government endeavours to

equally allocate resources and wealth. They encourage small industries like “Khadi”
to flourish by allowing subsidized loans and reduced taxes on raw material, needed
for production.

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2. Redistribution of income- To close the income gap between rich and poor, several

budgetary schemes are launched from the government's end. Fiscal instruments like
subsidies, taxations, etc. are effectively used to achieve this goal.

3. Financial stability- Budget keenly focuses on lowering the price fluctuations in the
market. Policies like Deficit budget during deflation and Surplus budget during

inflation thrive on bringing stability within the economy.


4. Bringing down economic inequality- The Government tries to bring economic

equality of society. They do so by imposing taxes on the affluent classes of society


and spending them for welfare of the economically weaker section of the

community.
5. Financing Public Enterprises- Several public sector industries are established for

the social welfare of the public. An annual budget provides financial aid to such
businesses to grow. This objective organically strengthens the economic structure of

a nation.
6. Addressing Regional Disparity- One of the chief aims of the Government budget is

to alleviate social disproportion. They achieve so by installing manufacturing facilities


in the economically weaker section of the society. Also by producing goods and

supply directly.

Conclusion

In this section, we looked into the different objectives of government budgeting. The

government uses its fiscal policy measures to execute most of these objectives. A
budget impacts society at three levels: firstly, it promotes aggregate fiscal discipline by

controlling expenditures about revenues; secondly, country resources are allocated


based on social priorities; and lastly, it contains effective and efficient programs for the

delivery of goods and services to meet the budget's targets and goals.

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Question 7. Comment on the features of the budget. And explain its various

principles?

Answer- Introduction

The budget of a government is a summary or plan of the anticipated resources (often

but not always from taxes) and expenditures of that government.

The budget explains the income and expense of a nation. In India, in the beginning of
every year, the government presents its budget in front of the Lok Sabha, explaining an

estimated receipt and expense for the upcoming financial year. The fiscal year starts
from 1st April and concludes on 31st March of the next year.

The features of the budget

1. It is goal oriented. It is aimed at achieving the objectives of an enterprise.

2. It is future oriented. It is prepared and approved prior to a defined period of time.

3. It is an expression of policies and plans in monetary and physical terms.

4. It helps in estimating income and expenditure for the budget period.

5. It also estimates the capital to be employed for achieving the predetermined goals.

The Various Principles of Budget

1. Publicity: There should be wide publicity of the budget so that the public,
newspapers and public representatives can present their views in the context of various

schemes of different taxes or expenses. Due to the proper publicity and publication of
the budget, the public and journalists can give their opinion about it.

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2. Clarity: Every citizen should understand the budget with ease and effortlessly. The

significance of the budget is that it should be so clear that the citizens can understand it
easily and can express their views.

3. Accuracy: All the information which are based on estimate budget should be
submitted sequentially and in detail so that the evaluation can be done easily. There

should not be an attempt to destroy the precision of the budget by hiding the facts,
declaring the revenue low.

4. Unity: For the financial arrangements of all expenses, all the receipts of the
government should be collected in a common fund. Separating revenue is the hallmark
of an ideal budget.

5. Comprehensiveness: The entire fiscal programme of the government should be

concluded in the budget. The budget should be understood by the general public.
Estimates of new taxes and new expenses should be made available to the common

man through the study of the budget. New loans should be clearly mentioned in the
budget.

6. Integrity: The fiscal programme should be shaped in the same way as the legislature

has made. With the spirit on which the budget has been formed, should also be
implemented with the same spirit. The administration should fulfill the objectives set at
the time of budget formation with complete honesty and efficiency.

7. Periodicity: The government should have the right to only spend till the budget

period, that is, after the fixed period, the money should be re-authorized. For this
reason, the legislature should pass the budget in time.

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Conclusion

The budgeting system provides management with a means of controlling its


activities and of monitoring actual performance and comparing it to budget goals.

A comprehensive profit planning and control program involves budgeting the materials
and parts used in the production process.

The budget is the most important document a city produces. It contains the financial,

political, and service delivery plans for a city’s fiscal year. It is a vital tool for
communicating public policy to the public. While every city develops the annual
operating budget differently, there are common activities regardless of a city’s size.

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Question 8. What is budget? Describe the process of preparation and

implementation of budget in India.

Answer - Introduction

The Article 112 states it to be the annual budget of India. The budget is produced by a

particular section of the finance ministry known as the budget division of the
department of economic affairs. Before the finance bill has to be produced in the Lok

Sabha and then it needs to be passed there. However, it comes into actual effect by 1
April which is known as the new financial year.

Process of preparation and implementation of budget in India.

Preparation of Indian budget

1) Issuance of circulars to all ministries

A circular is issued to all ministries, states, Union territories. A finance ministry asking
them to prepare estimates for the coming year. The circular comprises skeleton forms

along with requisite guidelines based on which ministries present their demands. Apart
from providing their estimates, the ministries also give a detail of their revenues and

expenditures in the past year.

2) Consultations on proposals received

After requests are received, it is then scrutinized by the top officials of the government.

Extensive consultations are undertaken between the ministries and the department of
expenditure. Upon approval, the data is then sent to the finance ministry.

3) Allocation of revenues

The finance ministry, after going through all recommendations, allocates revenues to
various departments for their future expenditures. In case dispute arises over allocation

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of funds, the finance ministry consults the Union Cabinet or the Prime Minister. Other

stakeholders like farmers, small business owners, and foreign institutional investors are
also consulted by the DEA and department of revenue to gain more insights.

4) Pre-Budget meetings

The finance minister holds pre-Budget meetings with various stakeholders to know
about their proposals and demands. These stakeholders include state representatives,

bankers, agriculturists, economists and trade unions. Once the pre-Budget consultations
are done, the finance minister takes the final call on all demands. It is also discussed
with the Prime Minister before finalization.

5) Budget printing

 Every year, the government follows an annual tradition of hosting a halwa ceremony,

a few days before the Budget is presented. The ceremony marks the beginning of
printing of Budget documents.

 As part of the ritual, 'halwa' is prepared in a big 'kadhai' (large frying pot) and served
to the entire staff in the finance ministry.

 The significance of the event is that after the sweet dish is served, a large number of

officials and support staff, who are directly associated with the Budget making are
required to stay in the ministry and remain cut off from their families till the
presentation of the Budget.

However, unlike the past years, the voluminous budget documents will not be printed

this year following the Covid-19 protocol and will instead be distributed electronically to
the Members of Parliament (MPs).

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6) Presentation of the Budget

Finance minister presents the Budget in Lok Sabha. Until 2016, it was presented on the
last day of February. However, from 2017 the Budget has been presented on February

every year. Finance minister Nirmala Sitharaman has promised that Budget 2021 will be
one never seen before. For the first time, all Budget documents will be available on the

Union Budget mobile app launched recently.

Indian Budget process

 The budget is prepared by the Finance Minister with the assistance of number of
advisors and bureaucrats. The Finance Minister seeks the view of the industry

captains and economists prior to preparation. Various accounting and finance


related organizations send in their opinions and suggestions.

 The budgeting exercise in India remains mainly the domain of bureaucrats to


participate and influence the outcomes.

 Normally, the budget-making process starts in the third quarter of the financial year.
The budget has four stages viz.

(1) estimates of expenditures and revenues,

(2) first estimate of deficit,

(3) narrowing of deficit and

(4) presentation and approval of budget.

Stage 1: Estimates of expenditures and revenues

Part A: Estimates of expenditure

The process begins with various ministries providing initial estimates of plan and non-
plan expenditures. The ministries discuss the plan expenditures with the Planning

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Commission. The Planning commission allocates resources for continuing plan

programmes and decides on the new programmes that can be undertaken on the basis
of a tentative estimate or resources available, that is provided to it by the finance

ministry.

The financial advisors of the ministries prepare the non-plan expenditures. The

expenditure secretary consolidates them and after intensive discussion with financial
advisors, budget estimates are set for the ensuing fiscal year. The majority of the non-

plan expenditure is accounted for by interest payments, subsidies (mainly on food and
fertilizers) and wage payments to employees.

Part B: Estimates of revenue

 Apart from estimating the expenditure, an assessment of expected revenues likely to

flow into the government treasury has to done as a concurrent exercise. Revenue
receipts are of two types - capital and current receipts.

 Capital receipts include repayment of loans given by the government, receipts from
divestment of public-sector equity and borrowings both domestic and external.

Current receipts include mainly, tax revenues, receipts by way of dividends from
public-sector units and interest payments on loans given out by the central

government.
 The amounts to be received by way of tax revenues is estimated on the basis of

existing rates of taxation and taking into consideration the likely growth and inflation
rate over the ensuing fiscal year.

 On the capital receipts side, targeted amounts to be realised through divestment of


public sector equity and amounts to be realised by way of repayments of loans is

made. All the estimates are provided to the revenue secretary.

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STAGE 2: First estimates of deficit

 After the estimates of revenue and expenditure are made, they are matched
together. This provides the first estimate of expected shortfall in revenue to meet

projected expenditure. The government then, in consultation with the chief


economic advisor, decides on the optimum level of borrowings to meet this deficit.

 The figure of external borrowings is known as much of the external borrowing by the
government consists of bilateral and multilateral assistance which is known by the

time budget exercises are undertaken. The level of domestic borrowing depends
partly on the desired level of fiscal deficit that the government targets for itself. A

part of the revenue gap is left unfilled to be met through the issue of ad hoc treasury
bills.

STAGE 3: Narrowing of the deficit

 After the targets for the fiscal deficits and the overall budget deficit is decided, any

remaining shortfall is filled through a revision in tax rates if feasible, keeping in mind
the fiscal incentive structure the government wishes to put in place to stimulate the

growth in different sectors. Following the initial plans, if any changes need to be
made adjustments are made to the expenditure; usually the plan expenditure has to

be modified.
 The non-plan expenditure comprises of interest payments, subsidies and

administrative expenditure. Due to the political sensitivities involved in reducing


subsidies, non-plan expenditure of the government is inflexible about changing it

and it is the plan expenditures which get the axe after pre-emption have already
been made for non-plan expenditure.

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STAGE 4: The Budget

 The presentation of the Budget for the ensuing fiscal year (beginning April 1) is
usually done on the last working day of February. The Indian constitution has made

the Parliament supreme in financial matters. The Union government, under Article
112 of the constitution, is required to lay an annual financial statement of estimated

receipts and expenditure before both Houses of Parliament.


 It can levy taxes or disburse funds only on approval in both houses of Parliament.

However, the proposal for taxation or expenditure has to be initiated within the
Council of Ministers specifically by the Minister of Finance. The Finance Minister

presents before the Parliament, a financial statement detailing the estimated receipts
and expenditures of the central government for the forthcoming fiscal year and a

review of the current fiscal year.


 Under Article 114 of the Constitution, the government can withdraw money from

the Consolidated Fund of India only on approval from Parliament and so it has to get
the Appropriation Bills approved by Parliament. This authorizes the executive to

spend money. Article 265 of the Constitution prohibits the government from

collecting any taxes without the authority of law. Therefore, the government comes
up with the Finance Bill. The Bill may levy new taxes, modify the existing tax structure

or continue the existing tax structure beyond the period approved by Parliament
earlier.

 The bills are forwarded to the Rajya Sabha for comment. The Lok Sabha,
however, is not obligated to accept the comments and the Rajya Sabha cannot delay

passage of these bills. The bills become law when signed by the President. The Lok
Sabha cannot increase the request for funds submitted by the executive, nor can it

authorize new expenditures.

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 The proposals in the budget come into force on April 1. Between the

presentation and effective date there is a gap of 1 month during which the Lok
Sabha can review and modify the government's budget proposals. This does not

happen most of the time and the Parliamentary scrutiny of proposals and the
passage of the budget gets completed in May, well after the commencement of the

new fiscal year. Since the proposed budget has to be effective from April 1, the
government usually seeks an interim approval to meet emergent expenditures that

have to be incurred pending the approval of the budget.

Conclusion

The budget documents are fascinating. These documents are not just numbers.

Scrutinizing them, one can understand the intention of the government, its priorities, its
policies, and its allocation of financial resources, among different regions, sectors,

industries which create a sea change in the lives of the people affected by it.

Budget numbers express an enormous volume of information. One trained in budget


analysis can discover the government's expressed as well as hidden priorities. They may

be interested in rural development by-creating employment opportunities, or providing


elementary education to children, drinking water facilities to the villages, or health

services in remote areas or whether their focus is on urban development with creation
of industries, satellite towns, improvement in facilities or it wants to provide optimum

resources to both.

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Question 9. Explain the different forms of budget?

Answer - Introduction

The budget of a government is a summary or plan of the anticipated resources (often


but not always from taxes) and expenditures of that government. Budget is the part of

governments' administrative process, it is made for the better and efficient use of
resources, so according to administrative features and preferences

There are different kind/ forms of Budgeting

1. Performance budgeting

2. Programme budgeting
3. Planning Programming Budget (PPB)

4. Line-Item Budgeting
5. Zero-Base Budgeting

1. Performance Budgeting

It is the traditional budget system. It is about activities, functions and programmes and

projects of government. Basically, it is outcome oriented. It focuses on the outcome of


services and specific use of resources under the fixed time period. But it is also about
and allocation of the resources and services.

American administrative reform commission Hoover Commission13 (1947) was


dealing with these questions. It was exploring the alternative of contemporary federal

system of governance. This commission recommended the performance budgeting as


an alternative. The recommendation they suggest three features for that:

 Classification of government's expenditures,

 Measurement of performances

 Reporting of outcomes or performance of services

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These recommendations can be seen as features of Performance Budgeting. This budget

system is difficult to execute as it requires high and many level programming. Its'
focuses on cost orientation and separate analysis leads the difficulties of measurement

of work and its productivity. So, this budget system's ideal form is difficult to achieve
but it is in activity with desirable form and it programme budgeting.

2. Programme Budgeting

Programme budget is the desirable form of structured performance budgeting. It has all

the features of Performance budgeting, but in the feasible manner. It was introduced by
the same committee (However Commission) in 1955. Budget focuses on the

classification of expenditure, governments work and analysis of costs. Basically, this


budget can be considered as a primary and essential step of Performance budgeting.

3. Planning Programming Budget (PPB)

Planning Programming Budget (1965) has introduced with this claim that it is able to do

programming for better life at lowest cost. It involves in specification of goals, plans and
their formulation. It was similar with the old system in some extend, as it also focuses on

the analysis of past plans. But it was different in the context of approach. That is the

Pragmatic approach, which was the base of this system. By this approach finding of
alternatives according to specific works was the centre point of analysis. Within this

American government has introduced three levels:

1. Policy Management: it was about the identification of requirements, alternatives of


programmes and the allocation of present resources and services.

2. Resource Management: on this level management of resources with the reference


of old budget system is used. It establishes the strong structure for the budget and

allocates the financial management.

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3. Programme management: on this level analysis, reporting and evaluation of plan

are the main concern.

These levels can be seen as features of Planning Programming Budgeting system. These

are very similar to the traditional budget system, but the identification of needs and
formulation of plan for objectives make it different. This budget has also complex issues

as others have. The orientation about the specification of objectives becomes a difficult
task when the programme is to be made for long term.

4. Line-Item Budgeting

Line-Item Budget is the simplest kind of budget. It is used for the small and short term

budget. It advocates that there are different kind of income sources and different type
of expenses. Basically, it allocates the cost. It focuses on the reduction of cost to make

planning more practical. With the reduction of cost, it works to control the expenditure
on the one item to save the budget for other necessary items. In this budget system top

authority has responsibility to control the all expenditures. This budget system is used
by the government’s branches as it cannot be useful for whole government’s

expenditure.

5. Zero-Base Budgeting
 Zero-based budgeting (ZBB) is a budgeting technique in which all expenses must
be justified for a new period or year starting from zero, versus starting with the
previous budget and adjusting it as needed.

 Zero-Base budgeting is useful for the agriculture budgeting and was, first,
introduced in the context of agriculture itself. Continuation of programmes and

plans are not allowed in this budget system as it focuses on the start with ground-up
programming. It finds the new satisfactory plans for contemporary and new issues as
it never prefers to make changes or search alternates of existing plans. It focuses on

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the base of formulation plans. Base is equally important for this budget system and

by this increment of the base become possible as it is difficult to the other budget
systems.

 In this budget system administration consider as a more responsible institution


as it is present everywhere in the budget making process, implementation to

execution. Medium term budget and sunset budgeting are made by that budget
system Implementation of zero-base budgeting is less difficult in compare to the

other budget systems. On the other hand, it is believed that finding the essential and
unnecessary expenditure is difficult task which is a primary need of Zero-base

budgeting.

Conclusion

A budget should be based on norms and standards. The budget should be coordinated,

integrated, organized, systematic, clear, and comprehensive to accomplish optimal


results. The budget preparation, review, and evaluation process must be facilitated.

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Question 10. What is social welfare? Explain the different approaches to social

welfare.

Answer- Introduction

Social welfare includes healthcare, empowerment, housing and other programs geared

towards assisting the poor, unemployed and marginalized in society. Such programs
include Medicaid, AFDC (Aid for families with dependent children), WIC (women, infants
and children) programs, veteran programs and others.

Meaning of Social Welfare

“A social welfare system is a scheme for providing financial aid to individuals or

families in need in a society”. Social Welfare refers to the holistic development of a


human being.

Social Welfare in India- In other words, social welfare aims at providing services to the

underprivileged section of the population by providing them various forms of social


insurance against poverty, unemployment, disability, and old age.

Social welfare has been defined as "a system of laws and institutions through which a

government attempts to protect and promote the social and economic welfare of its

citizens usually based on various forms of social insurance against unemployment,


accident, illness and old age".

Thinker’s views

1. Friedlander said, "Social welfare is the organized form of social services and

institutions, designed to aid individuals and groups to attain satisfying standards of


life and health, and personal and social relationships that permits them to develop

their full capacities and to promote their well-being in harmony with the needs of
their families and the community".

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2. Elizabeth Wickenden defines social welfare as "Including those laws, programmes,

benefits and services which assure or strengthen provisions for meeting social needs
recognized as basic to the well-being of the population and better functioning of

social order".
3. Haward is of the view that "Social welfare has been especially identified with the

improvement of conditions of life, physically, mentally, emotionally, economically or


socially handicapped or otherwise disadvantaged individuals or groups".

The different approaches to social welfare

1. Correctional approach: When we accept the goal of social policy for the welfare of

the society, then it is necessary to determine the means to achieve it,


rearrangements is essential for the welfare of society, but in current condition

rearrangements is not possible till then desired change made. This desired change is
a social reform. Through this desired change we want to achieve the goal of social

welfare. If we want to make very progressive process of reform then in this sense,
system of law performs very essential role. Social reforms have been getting

legitimacy through social laws. In the zone of social laws, the labour laws have very
important place. Factory laws, laws which are related to protection of child and

women labours, laws related to compensation and maternity benefit, laws related to
welfare and social security etc., have been helpful in achieving the goal of social

welfare.
2. Protective approach: Damage, accident, sickness, inability, and unemployment are

the conditions in a person's life when external help becomes necessary for him.
Therefore, the system of protection against these different types of risk is called

social security. It is an important foundation for the attainment of social welfare.


Under this, social insurance, social assistance and business insurance schemes are
included. Under the insurance, the insured person has to provide benefits in case of

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loss and inability. Social assistance is provided by the state to the person in times of

crisis.
3. Family-centric Approach

This is perhaps the oldest approach in which the family plays an active role in social
welfare provision. Strong familial bonds tend to be an important source of social

capital. For example, in taking care of the children, the aged and disabled, family as a
whole has acritical role. In India as well as in an advanced country like England,

family structure is still regarded as strong, and several social needs that are
elsewhere met by government programmes are still met by the family.

This approach is based on conventional wisdom as well as sound sociological theory.


Strong family bonds are considered as the source of sustainable social support.

One of them is the near extinction of the extended family system, more so in the
urban areas. Secondly, it does not look at the role of gender in the family. Thirdly,

there are financial and spatial issues, which constrain universalistic reliance on the
family approach.
4. Residual Perspective

The residual approach conceives of welfare provision by government as the last


resort. It is based on the idea that people can resolve the problems themselves. The

needy can find support through the family, the market (insurance in particular) or
non-governmental organisations. Government would step in only when the needy

are unable to resolve their problems. In this context, public provision is made for the
residue of the poor only; sick, unemployed, the order people and the other needy.

The residual approach is followed in a few countries only. The residual approach
does not also touch issues like housing shortage. In this approach, the benefits for

the needy are very few and even the eligible recipients get discouraged to go after
them.

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5. Mixed-Economy Approach

In some countries, including England and Germany, a mixed-economy approach has


been adopted in some areas of social welfare. For example, the German Social

Insurance System has provided a very successful forum for cooperation between
government, social administrators, banks, insurance firms, and individual

entrepreneurs. In such a system insurance benefits, linked to individual earnings,


cover the bulk of material needs.

However, a major limitation of this approach is that public-private partnerships do


not operate in many countries in the best possible manner.

6. Institutional Approach
It is a normative approach, it is based on the belief that social welfare can best be

promoted though collective action and the pooling of resources. Welfare is provided,
according to this approach, for the population as a whole, in the same way as public

services like roads or schools might be. It may also be described as a fully saturated
model. For example, instead of restricting public health coverage to specific social

groups belonging to the weaker sections the coverage sections the of the
programme is made universal in this model.

The institutional approach appears to be elegant, but many people would not extend
support to this approach and pool their resources, just as the way they do for

community works. In practice, the institutional approach to social welfare, therefore,


lacks adequate public support, except in the spheres of education and health.

Conclusion

A social welfare system offers assistance to individuals and families in need, with such
programs as health care assistance, food stamps, and unemployment compensation.

Lesser known parts of a social welfare system include disaster relief and educational
assistance.

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Question 11. Explain the right to education in India and critically evaluate the

National Education Policy 1986.

Answer- Introduction

The Right to Education Act (RTE) is important legislation that marks a watershed in the

education system in India. With its enactment, the right to education has become a
fundamental right in the country.

Right to education in India

The Constitution (Eighty-sixth Amendment) Act, 2002 inserted Article 21-A in the
Constitution of India to provide free and compulsory education of all children in the age

group of six to fourteen years as a Fundamental Right in such a manner as the State
may, by law, determine. The right to education has been recognized as a human right in

a number of international conventions, including the International Covenant on


Economic, Social and Cultural Rights which recognizes a right to free, compulsory

primary education for all, an obligation to develop secondary education accessible to all
with the progressive introduction of free secondary education, as well as an obligation

to develop equitable access to higher education, ideally by the progressive introduction

of free higher education.

The right to education in India

The 86th Constitutional amendment making education a fundamental right was

passed by Parliament in 2002. The Right of Children to Free and Compulsory


Education Act, a law to enable the implementation of the fundamental right, was passed

by Parliament last year.

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45

Lord Macaulay was the father and founder of the present system of education. Thus, it

can be inferred that Lord Macaulay was the father and founder of the present system of
education.

Main Features of Rights to Education (RTE) Act

 Free and compulsory education to all children of India in the 6 to 14 age group.
 No child shall be held back, expelled or required to pass a board examination until

the completion of elementary education.


 If a child above 6 years of age has not been admitted in any school or could not
complete his or her elementary education, then he or she shall be admitted in a class
appropriate to his or her age. Provided further that a child so admitted to elementary

education shall be entitled to free education till the completion of elementary


education even after 14 years.

 Twenty-five per cent reservation for economically disadvantaged communities in


admission to Class I in all private schools is to be done.

 Improvement in the quality of education is important.


 School teachers will need adequate professional degree within five years or else will

lose job.
 School infrastructure (where there is a problem) need to be improved in every 3

years, else recognition will be cancelled.


 Financial burden will be shared between the state and the central government.

Critically evaluate the National Education Policy 1986.

 The education policy of 1986 recommended starting of All India Educational Service.

This suggestion was criticized on the ground of widening of the gulf between the
teachers and bureaucracy.

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46

 The education policies stood for admission to the university classes on the basis of

capability. These features deprived many youths of university education. According


to some critics the Open University can never be a good substitute for regular

university classes.
 The education policy of 1986 has suggested the institutions of capitation fees for

admitting students in technical institutions. This could not be acknowledged as a


hale and hearty policy, as this deprives worthy students of obtaining technical

education on their capacity to pay

Conclusion

National Education Policy 1986 gave its considered recommendations almost on

every aspect of our education with a plan of action to translate the suggestion into
actions. The recommendations have been made to put into action the educational

programmers of plans suggested therein.

The National Policy on Education, {NPE (1986)}, has been hailed as a path breaking
document as it emphasized the re-orientation of the national education system to play a

'positive interventionist role in the empowerment of women. Coming as it did in the


wake of the women's movement, the vision of the NPE echoed the demand that
education be 'used as an agent of basic change in the status of women'.

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47

Question 12. Defining e-governance, explain its various models and implies

examine the policies related to e-governance.

Answer- Introduction

Electronic governance or e-governance is the application of information technology for

delivering government services, exchange of information, communication transactions,


integration of various stand-alone systems between government to citizen (G2C),

government-to-business(G2B),government-to-government (G2G). Electronic governance


or e-governance government functioning with the application of ICT (Information and
Communications Technology). Hence e-Governance is basically a move towards SMART
governance implying: simple, moral, accountable, responsive and transparent

governance.

Definition of E-governance

Electronic governance or e-governance implies government functioning with the

application of ICT (Information and Communications Technology). Hence e-Governance


is basically a move towards SMART governance implying: simple, moral, accountable,

responsive and transparent governance.

Models of E-Governance

1. Broadcasting Model- Broadcasting model is based on mass dissemination of

governance-related information which is already available in the public domain into


the wider public domain using ICTs. The application of this model using appropriate

technologies, could reduce the "information failure situations".

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48

2. Comparative Analysis Model- Essentially, the model continuously assimilates Best

Practices in the areas of governance and then uses them as benchmark to evaluate
other governance practices. It then uses the result to advocate positive changes or to
influence 'public' opinion on these governance practices.

3. Critical Flow Model- The model is based on disseminating/ channeling information


of critical value (which by its very nature would not be disclosed by those involved in

bad governance) to the targeted audience (such as the media, opposition parties) or
into the wider public domain through the use of ICT and convergent media.

4. E-Advocacy Model- It takes up a pro-active approach of forming virtual communities

which share similar values and concerns, promoting active sharing of information within
and between these communities, and linking them with real-life groups/ activities for
concerted action.

5. Interactive Service Model- Interactive-Service model is a consolidation of the earlier

presented digital governance models and opens up avenues for direct participation of
individuals in the governance processes.

Policies related to E-governance

1. My Gov: It aims to establish a link between Government and Citizens towards

meeting the governance.


 It encourages citizens as well as people abroad to participate in various activities

i.e. 'Do', 'Discuss', 'Poll', 'Talk', ‘Blog’, etc.


2. Digi Locker: It serves as a platform goal of good to enable citizens to securely

store and share their documents with service providers who can directly access
them electronically.

3. E-Hospital-Online Registration Framework (ORF): It is an initiative to facilitate


the patients to take online OPD appointments with government hospitals. This

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49

framework also covers patient care, laboratory services and medical record

management.
4. National Scholarships Portal (NSP): It provides a centralized platform for

application and disbursement of scholarship to students under any scholarship


scheme.

5. DARPAN: It is an online tool that can be used to monitor and analyze the
implementation of critical and high priority projects of the State.

 It facilitates presentation of real time data on Key Performance Indicators (KPIs) of


selected schemes/projects to the senior functionaries of the State Government as
well as district administration.

6. PRAGATI (Pro-Active Governance And Timely Implementation): It has been


aimed at starting a culture of Pro-Active Governance and Timely Implementation.

 It is also a robust system for bringing e-transparency and e-accountability with


real-time presence and exchange among the key stakeholders.

 It was launched in 2015.

7. Common Services Centers 2.0 (CSC 2.0): It is being implemented to develop and
provide support to the use of information technology in rural areas of the country.

 The CSCs are Information and Communication Technology (ICT) enabled kiosks

with broadband connectivity to provide various Governments, private and social


services at the doorstep of the citizen.

8. Mobile Seva: It provides government services to the people through mobile


phones and tablets.

9. Jeevan Pramaan: It is an Aadhaar based Biometric Authentication System for


Pensioners. The system provides authenticity to Digital Life Certificate without the

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50

necessity of the pensioner being present in person before his/ her Pension
Dispensing Authority (PDA).

10. National Centre of Geo-informatics (NCoG): Under this project, Geographic


Information System (GIS) platform for sharing, collaboration, location-based
analytics and decision support system for Departments has been developed.

Conclusion

There is a very close relationship with e-government and its sustainable future. If
government can manage its resources better by understanding the needs and making

decisions based on intelligent analysis, it can create a sustainable environment for


citizens.

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51

Question 13. Explain the right to food security in India.

Answer- Introduction

Food security is The Indian Constitution does not have any explicit provision
regarding right to food, the fundamental right to life enshrined in Article 21 of the

Constitution may be interpreted to include right to live with human dignity, which may
include the right to food and other basic necessities.

The Constitution thus makes the Right to Food a guaranteed Fundamental Right which

is enforceable by virtue of the constitutional remedy provided under Article 32 of


the Constitution.

Food security, as defined by the United Nations' Committee on World Food

Security, means that all people, at all times, have physical, social, and economic access
to sufficient, safe, and nutritious food that meets their food preferences and dietary
needs for an active and healthy life.

Importance of food security

It helps to enhance the productivity and consecutively the production of food. It


improvement of nutritional advice through home economics programmes and
enhances the quality of rural life by way of community development.

Four elements build the framework of food and nutrition security:

1. Availability

2. Access

3. Use and utilization, and stability

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52

1. Availability- Availability refers to the physical existence of food. On national level

food availability is a combination of domestic food production, commercial food


imports and exports, food aid and domestic food stocks. On household level food
could be from own production or bought from the local markets.

2. Access- Food security, as defined by the United Nations' Committee on World Food
Security, means that all people, at all times, have physical, social, and economic access

to sufficient, safe, and nutritious food that meets their food preferences and dietary
needs for an active and healthy life.

3. Use and utilization, and stability- Food security exists when all people at all times

have physical, social and economic access to sufficient, safe and nutritious food to
meet their dietary needs and food preferences for an active and healthy life. The four
pillars of food security are: food availability, access to food, utilization and stability.

National Food Security Act, 2013

The Act provides for coverage of upto 75% of the rural population and upto 50%
of the urban population for receiving subsidized food grains under Targeted Public
Distribution System (TPDS), thus covering about two-thirds of the population.

It was signed into law on 12 September 2013, retroactive to 5 July 2013. The
National Food Security Act, 2013 (NFSA 2013) converts into legal entitlements for
existing food security programmes of the Government of India.

The Act ensures nutritional support to women and children. Pregnant and lactating
women would be entitled to nutritious meals, free of charge under the MDM and ICDS

schemes. Children in the age group of 6-14 years would also be entitled to free
nutritious meals under the MDM and ICDS schemes.

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53

The basic concept of food security globally is to ensure that all people, at all times,

should get access to the basic food for their active and healthy life and is characterized
by availability, access, utilization and stability of food.

Conclusion

Right to food is a right recognised by international law, treaties, conventions and

organisations for the same and the member countries are mandated to make their
domestic laws at par with these international standards. India has ranked 101 among

the 116 countries on the Global Hunger Index, 2021. According to the Food and
Agriculture Organisation, the Food Price Index has increased by 30% in the year 2021-
22.

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54

Question 14. Dimensions of e-governance

Answer - Introduction

E-governance, meaning 'electronic governance' is using information and


communication technologies (ICTs) (such as Wide Area Networks, the Internet, and

mobile computing) at various levels of the government and the public sector and
beyond, for the purpose of enhancing governance.

E-governance is not a computer or website of any kind, but it is the name of the

service provided to citizens and businesses. E-governance does not just refer to the
translation of government processes; it is also related to transforming government.

Meaning of E-governance is application of ICT (Information and Communications

Technology). Hence e-Governance is basically a move towards SMART governance


implying: simple, moral, accountable, responsive and transparent governance.

DIMENSIONS OF E-GOVERNANCE:

1. G2G (Government to Government)

2. G2C (Government to Consumer)

3. G2B (Government to Business)

4. G2E (Government to Employee)

1. G2G (Government to Government): It is used to exchange information, data, public

documents, reports, orders, instructions, etc. between government organizations. Its


primary objective is to increase the capacity, performance, and productivity of the

government, execute projects efficiently at low time, energy cost, and strengthen
internal administration. For example, the Smart Government Project is a secretariat
project of Andhra Pradesh taken up by the government of Andhra Pradesh where all

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55

ministries and departments have been computerized. Government functions, processes,

and operations have been computerized. That is, the smart gear paper file was replaced
with the e-file. So that the government can monitor the movement and performance of

individuals and officials through electronic files.

2. G2C (Government to Consumer): There is interaction between the government

and the citizens so that the citizens can receive competent service in public services.
While G2C expands the availability and accessibility of public services, it also improves

the quality of services. It gives citizens the option to choose when to interact with the
government (24x7x365) and where to interact with the government. How to interact

with the government (in a government office, service centre, cyber cafe, or from home
or the workplace) through internet fax, e-mail video, mobile, or online. This primary

objective is to make governance citizen and citizen-friendly, to make administrators


responsive to the demands and needs of the citizens and the services sought, to bring

quality to public services, etc.

3. G2B (Government to Business): It involves the use of e-governance tools to


develop business boundaries with the government. In this way, the government

integrates its activities with those of the business world, such as online trading and
extracting online tenders.

4. G2C (Government to Employee): In this, the government interacts with its

employees on a regular basis, just like the largest employer and any other organization,
which is a two-way process. By using G2E, the government can ensure the level of

satisfaction among employees, their performance, skill development, and their effective
role in governance.

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56

Conclusion

It encourages the take up of digital technologies that are crucial to economic


competitiveness, it allows government to redefine its role and become more citizen-

focused, it enables us to 'join-up' information and hence govern more effectively and it
can reduce the cost while not compromising the quality of public. E-governance is the

best solution to the problem of slow delivery of services by increasing the efficacy of
government offices. It also provides the time-bound delivery of service, transparency in

the work, cost effective delivery of service for both government and citizens.

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57

Question 15. Critically examine the Right to Information Act, 2005.

Answer - Introduction

The Right to Information act is intended to promote accountability and transparency in


government by making the process of government decision making more open. Though

some departments of the Union government are exempted from this act but the
information can be sought if it is concerned with violation of human rights.

The Meaning of ‘Information’ According to the RTI Act

Tracks, paperwork, memorandums, emails, opinions, guidance, press releases, bulletins,


order entry record book, agreements, reports, journals, samples, designs, information

content kept in whatsoever digital form, and data relevant to any private Organisation
that can be obtained by citizens authority under some other legislation currently in

force.

Objectives of Right to Information Act 2005

The RTI Act’s main vision is to empower the nation’s people. To accomplish this, the
nation’s leader must seek to enhance openness and accountability in government

activity, eliminate corruption, and enable democracy to truly operate in the residents’
favour. People who are better educated are more organized and readier to maintain a

constant eye on the tools of administration and make the government more answerable
to the public. This Act is a significant leap toward better informing the citizens of a

nation about the government’s operations. The Objectives of the right to information
act 2005 are as follows.

To guarantee that individuals have access to information

 To encourage information transparency.


 To encourage administration transparency.

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58

 To avoid arbitrary administrative decisions.

 To make sure that public governance is accountable.


 To keep corruption at bay.

 Well-informed citizens are critical to a democracy’s success.


 To make the govt and its agents answerable to the public they govern. Make the

govt more receptive, to put it another way.

Features of Right to Information Act 2005

 People can examine government records and operations and request each detail
from the government under the right to information Act.
 You can get data from every govt, including the state and federal governments, the

Panchayati Raj, and even from some other state or federally managed, controlled,
and sponsored entity.

 A minimum of one official has been appointed as a public information officer (PIO),
which receives application forms and provides the details requested by the public.

 Assistant public information officials are stationed throughout every


district/divisional stage, receiving inquiries for information and then appealing the

PIO judgments. Section 5(1) requires them to forward the petitions to the proper
authorities.

 Each individual seeking information should submit a request in Hindi or English,


either electronically or handwritten.

 In the event that the application cannot be submitted in writing, the PIO will provide
all necessary help in making the application verbally in order to reduce the request’s

length in composing.
 If the petitioner cannot hear, blind, or visually impaired, the public body shall provide

assistance to ensure that all pertinent information is available.

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59

 The petitioner is not needed to provide any justifications for seeking the information

or indeed any private details aside from their contact numbers.

Criticism

RTI Act was being criticized by the public and social activists on the fact that few

provisions of the Act have been manipulated and moulded in such a manner to refrain
from furnishing the information associated with the government offices explicitly to the

information seeker and hiding the information behind the virtual layer of national
security and the tag ‘not public authority’ under the ambit of RTI for an instance the PM
CARES fund was declared as “not a public authority” and the information sought by
an information seeker was rejected stating by Prime Minister’s Office(PMO) that PM

CARES Fund does not come under the ambit of Section 2(h) of the RTI Act.

Conclusion

The RTI act empowers the people of India against administrative corruption,

irregularities and irresponsive attitude of administrative machinery. The Right to


Information promotes transparency and accountability in the working of every public

authority.

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60

Question 16. What is Lok pal? Explain the role of Lok pal in India.

Answer - Introduction

The Lok pal is the first institution of its kind in independent India, established under the
Lok pal and Lokayuktas Act 2013 to inquire and investigate into allegations of

corruption against public functionaries who fall within the scope and ambit of the above
Act.

A Lokpal is an anti-corruption authority or ombudsman who represents the public

interest. The concept of an ombudsman is borrowed from Sweden. The Lokpal has
jurisdiction over all Members of Parliament and central government employees in cases

of corruption. The term Lokpal comes from Sanskrit term which means "caretaker of
people".

The origin of the word ‘Lokpal’ dates back to 1963, coined by LM Singhvi during a
parliamentary debate about grievance mechanisms. Looking at its etymology, we find

that Lokpal is derived from Sanskrit, Lok meaning people and pala meaning caretaker.
Since 1968, the Lokpal bill has been proposed eight times but it was never passed. Anna

Hazare, a social activist engaged in indefinite food strikes to compelled the UPA

Government at the centre to pass the Lokpal and the Lokayuktas Act, 2013 in both the
houses of Parliament.

Lokpal bill, also known as the Citizens Ombudsman bill, as passed by the Parliament
creates a Lokpal at the centre which consists of a Chairperson and up to 8 members.

These members are appointed by a selection committee consisting of the Prime


Minister, Speaker of Lok Sabha, Leader of Opposition in Lok Sabha, Chief Justice of India

or a sitting Supreme Court Judge as nominated by the CJI and an eminent jurist to be
nominated by the President on the recommendations of the other members. The Act

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61

specifically provides that the office of Lokpal has come into existence for the sole

purpose of investigating and prosecuting cases of corruption.

Power of Lokpal

 Prime Minister, or a Minister in the Union government, or a Member of Parliament,

or all categories of public servants as well as Group A, B, C, and D officers, come


under the ambit of Lokpal’s jurisdiction.

 Lokpal has the power to seize the assets, proceeds, receipts, and benefits of any
official which are acquired by corrupt means.
 Lokpal is conferred with power to recommend the transfer or suspension of civil
servants connected with charges of corruption.

 Lokpal has the power to give directions to avert the destruction of records during
the preliminary investigation.

 It has the powers of superintendence over, and to give direction to CBI (Central
Bureau of Investigation) and it also contains several provisions which are aimed at

making the CBI stronger.


 The inquiry Wing of the Lokpal has been authorized with the powers of a civil court

in certain cases.
 Lokpal has the authority to grant sanction for prosecution of public servants in place

of the Government or competent authority.

Functions of Lokpal

 The Lokpal keeps a watch over all public officials and can take suitable action against
them if they do not function in accordance with the law.

 It can act either on the basis of any complaint made by a private person or suo moto
(i.e. on his own initiative). The Lokpal can summon or question any public official if

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there exists a prima facie case against the person, even before an investigation

agency (such as CVC i.e. Central Vigilance Commission or CBI) has begun an inquiry.
 It can also recommend his findings to be enforced into action.

 Lokpal to function as the appellate authority for appeals arising out of any other law
for the time being in force.

 It has to protect any action taken in good faith by any public servant or other
officials. It has to provide adequate protection to those who are being exploited for

raising their voice against corruption.

The institution of Lokpal has been a landmark move in the history of the Republic of

India, but at the same time there are certain loopholes that needs to be corrected. The
institution of Lokpal and Lokayukta must be strengthened in respect of functional

autonomy and workforce availability to fight against the long-standing battle of


corruption.

Conclusion

In order to tackle the problem of corruption, the institution of the ombudsman should

be strengthened both in terms of functional autonomy and the availability of manpower.


The appointment of Lokpal in itself is not enough. The government should address the

issues based on which people are demanding a Lokpal. Merely adding to the strength of
investigative agencies will increase the size of the government but not necessarily

improve governance. The slogan adopted by the government of “less government and
more governance”, should be followed in letter and spirit.

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63

Question 17. what is citizen's charter? How to empower citizen in India?

Answer - Introduction

Citizen's Charter is a document of commitments made by a Government organization to


the citizens/client groups in respect of the services/schemes being provided to them or

to be provided to them.

Department of Administrative Reforms and Public Grievances in Ministry of


Personnel, Public Grievances and Pensions, Government of India, in its efforts to

provide more responsive and citizen-friendly governance, coordinates the efforts to


formulate and operationalize Citizens' Charters in Central Government, State

Governments and UT Administrations. It provides guidelines for formulation and


implementation of the Charters as well as their evaluation.

Principles of Citizen’s Charter (As originally framed)

 Quality – Improving service quality.


 Choice – Wherever possible.

 Accountability – At the level of the individual and the organization.


 Transparency – Transparency in rules/schemes/procedures/grievances.

 Value – For taxpayers’ money.

The Labor government, then, brought out the following nine principles of Service
Delivery:

1) Set standards of service

2) Be open and provide full information


3) Consult and involve

4) Encourage access and the promotion of choice


5) Treat all fairly

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6) Put things right when they go wrong

7) Use resources effectively


8) Innovate and improve

9) Work with other providers

Citizen’s Charter in India

 In India, the concept of citizen’s charter was first adopted at a ‘Conference of Chief

Ministers of various States and Union Territories’ held in May 1997 in the national
capital.
 A major outcome of the conference was a decision to formulate Citizen’s Charters
by the central and state governments, beginning with sectors with a large public

interface such as the railways, telecom, posts, PDS, etc.


 The charters were mandated to include service standards, the time limit that the

people can expect to be served, mechanisms for redressing grievances, and a


provision for unbiased scrutiny by consumer/citizen groups.

 The task of coordination, formulation, and operationalization of citizen’s charters


are done by the Department of Administrative Reforms and Public Grievances

(DARPG).
 In India, in this context, citizens can mean not only citizens but also all stakeholders

such as customers, clients, beneficiaries, ministries/departments/organizations,


state/UT governments, etc.

 The Indian model of citizen’s charter is an adaptation from the UK model. One
additional component of the charter in the Indian version is the inclusion of the

point ‘expectation from clients.


 The DARPG website lists more than 700 charters adopted by various government

agencies across India.

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 The Right of Citizens for Time Bound Delivery of Goods and Services and

Redressal of their Grievances Bill, 2011 (Citizens Charter) was introduced in the Lok
Sabha in December 2011. It was referred to a Standing Committee which submitted

its report in 2012. The bill, however, lapsed due to the dissolution of the Lok Sabha
in 2014.

 Citizen’s charters are not legally enforceable documents. They are just guidelines to
enhance service delivery to citizens.

 Empowering India provides citizens with easy access to information about political
parties, candidates and electoral constituencies at national and provincial levels. The

basic premise is that information promotes transparency in the democratic process,


thus allowing citizens to assess their political leaders’ performance and thus hold

them to accountability.
 A more responsive political process encourages citizens to actively participate in

the largest democratic exercise in the world. The primary focus of Empowering India
is the voter, who can realistically contribute to making democracy meaningful not

just in form, but in substance. The website currently has detailed election results
since 1977 and has also captured background information filed by thousands of

candidates who contested elections at national and provincial levels since 2003. The
information is provided at the respective constituency level in an easy to compare

manner and is also available for various analytical purposes.

Objectives of Citizen’s Charters

The basic objective of the citizen’s charters is to empower citizens through the delivery

of public services.

 Improve the quality of public services


 Ensuring transparency and right to information
 Save the time of both the customer and the service provider

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66

 Have clear targets for all levels of services

Features of Citizen’s Charters

The salient features of a citizen’s charter are given below:

 Lays down clear standards for the delivery of services. The standards should be
measurable, time-bound, relevant, specific, and accurate.

 Gives full information about the services, in simple language, as to what services are
available, level of quality to expect, grievance mechanism, etc.

 Wherever possible, the charter should offer a choice of services to the clients.
 It should also be made with regular consultation with all stakeholders including

customers, to ascertain the quality standards.


 It should encourage a culture of courtesy and helpfulness among the personnel of

the service provider.

Reforms for Citizen Charter to make them Effective

 Not everyone fits in the same mold: Citizen Charter should be formulated as a

decentralized activity with the head office providing only broad guidelines.
 Wide consultation process: formulation of Citizen Charter should be done after

extensive consultations within the organization followed by meaningful dialogue


with civil society.

 Commitments of the firms should be made: Citizen Charter should be precise and
must make firm commitments of service delivery standards to the citizens or

consumers in quantifiable terms wherever possible.


 Provide Redressal mechanism in case of default: Citizen Charter should clearly lay

down the relief which the organization is bound to provide if it has defaulted on the
promised standards of delivery.

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67

 Periodic evaluation: A citizen charter should be evaluated from time to time

preferably through an external agency.


 Officers to be held accountable for results: In cases where there is a default in

adhering to the Citizen Charter, fix specific responsibility.


 Society should be a part of it: To help in improvement in the contents of the

Charter, Civil Society should be included in it. They should be a part of the process,
its adherence as well as in educating the citizens about the importance of the vital

mechanism of the Citizen Charter.

Conclusion

Citizen & rsquo's Charter is an essential tool to ensure that the citizen is always the

priority of any service delivery mechanism. It indirectly strengthens the protection of


fundamental rights by making those rights more visible and more explicit for citizens

through its provisions.

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