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Jonathan Zecher - The Role of Death in The Ladder of Divine Ascent and The Greek Ascetic Tradition
Jonathan Zecher - The Role of Death in The Ladder of Divine Ascent and The Greek Ascetic Tradition
Jonathan Zecher - The Role of Death in The Ladder of Divine Ascent and The Greek Ascetic Tradition
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For Jennifer and Rod, my parents
make. They are necessitated at once by the Ladder’s position and its character.
First, the Ladder’s traditionality and influence can lead readers to listen more
for the echoes of source material or motifs of Hesychasm than the voice of St
John. To cope with these possible distortions, I will explore the Ladder in its
own integrity and structure while situating it carefully within a genealogical
study of the literary–spiritual tradition within which it fits and without which
it would be incomprehensible. That tradition primarily consists of ascetic writ-
ers whom St John knew: the Desert Fathers, Evagrius, Mark the Monk, Ps-
Macarius, and the Gaza Fathers feature most prominently. These, in turn, were
deeply rooted in the Christian Scriptures and the practices of Greco-Roman
philosophy. To understand the Ladder as both a unique achievement and a
traditional text requires tracing a genealogy of ideas down through the ascetic
literary tradition as it develops in intertextual dialogue over the centuries
before St John.
The second consideration is related, but arises more directly from the style,
structure, and content of the Ladder itself. It is sprawling, organic, often
obscure—features that fuel the meditative practices of monastic readers, but
that must certainly hamper a scholarly account. The Ladder is composed of
thirty chapters (called ‘rungs’) that treat practices, virtues, and vices of which
ascetic readers would need to be cognizant: detachment, obedience, repent-
ance, gluttony, greed, sleepiness, prayer, dispassion, and love, to name a few.
These are arranged very carefully in an order that moves the reader from the
basic requirements of monasticism, through the struggles of the practical life,
to the theological pinnacles of prayer, dispassion, and love. Yet the Ladder can
hardly be called systematic or even linear. Its coherence lies in the organic unity
of its writer’s thought and so, while it is possible to get lost among the topics
treated, it is not possible to choose one that defines the Ladder’s spiritual vision.
Nor is it possible that structural analysis alone will, by laying out the order of
argument and the particular relations among topics, provide a clear under-
standing of the content of St John’s thought. I have, therefore, chosen to focus
on an organizing feature, perhaps the fundamental organizing feature, of that
thought: the engagement with and practice of death. The “memory of death” is
treated explicitly in the sixth rung, itself one of the shortest in the Ladder. But
exhortations to remember, contemplate, imagine, and consider death reverber-
ate throughout St John’s work, focusing, conditioning, and explaining the
demands and ideals of asceticism as he presents them. The engagement with
death provides, then, a key to understanding the Ladder as a unified and coher-
ent text.
The nearness of death in ascetic literature shocked me when I first read the
Desert Fathers, as I think it must shock and dismay others. In the modern West-
ern world, death is taboo—perhaps the last taboo. We hide it away in nursing
homes and funeral parlors, take pains to look and feel “younger,” try any num-
ber of agonizing medical treatments if only to prolong existence for a few
Preface ix
to make this book possible; Amanda, who has never failed to support a big
brother who could not deserve such a fine sister; and Zoe, my daughter, who
appeared midway through the doctorate and who has enriched all our lives in
so many ways. And most of all I thank Tatiana, bride of my youth, to whom I
owe everything.
Houston, Texas
Sunday of the Ladder, 2014
Contents
Prefaceâ•… vii
Abbreviationsâ•…
xv
Bibliographyâ•…
229
Indexâ•… 249
Abbreviations
Primary Sources
Full entries for translations can be found in the Bibliography. Page numbers in
editions will be given in the footnotes only when it is a quotation or the particu-
lar wording of the passage is at stake. Page numbers in translations are only
given if those translations have been relied upon. For sources in established
series, only the series abbreviation and volume number is given.
Apophthegmata Patrum
Athanasius of Alexandria
gent. Contra gentes, Thompson, Robert (ed. and trans.), 1972, Con-
tra Gentes and De Incarnatione, OECT (Oxford: Clarendon
Press), 2–133.
inc. De incarnatione, SC 199.
v. Anton. Vita Antonii, SC 400.
Basil of Caesarea
Clement of Alexandria
Evagrius of Pontus
John Climacus
Ps-Macarius
Seneca
Other Abbreviations
No poet, no artist of any art, has his complete meaning alone. His signifi-
cance, his appreciation is the appreciation of his relation to the dead poets
and artists. You cannot value him alone; you must set him, for contrast and
comparison, among the dead.
T. S. Eliot, “Tradition and the Individual Talent”
John Climacus, abbot of the Vatos Monastery at the base of Gebel Musa on the
Sinaite peninsula, penned the following words, probably in the mid-seventh
century:
A monk is: achievement of the order and state of the bodiless beings in a material
and defiled body.
A monk is: one who holds only God’s edicts and words in every time, place, and
act.
A monk is: ceaseless struggle against nature and unfailing prison of senses.
A monk is: chastened body and purified mouth and enlightened mind.
A monk is: afflicted—a soul trained by ceaseless memory of death, whether asleep
or awake.1
These definitions of a monk form a significant portion of the opening chapter
of his magnum opus, the Ladder of Divine Ascent (Κλίμαξ τοῦ Παραδείσου, Scala
Paradisi), a work that would exercise unparalleled influence on later Byzantine
1
╇ Scala Paradisi, §1 (633B–C); see “Abbreviations” in this volume for editions and ETs. All
translations are my own unless otherwise noted.
2 The Role of Death in the Ladder of Divine Ascent
and Eastern Christian spiritual traditions. I have italicized the last definition
because, as this study will demonstrate, engagement with death is fundamental
to the development of the monk and, for John, thanatological vocabulary
underpins and informs all the preceding definitions. The monk’s home is his
“tomb before the tomb . . . For no one leaves the tomb until the general resur-
rection. But if some depart, know that they have already died.”2 The monk lives
as though dead on the earth yet, as this passage indicates, differently from those
who have “died” through premature departure from the monastery—for whom
death seems to be a final and damnatory state. As this book will show, by defin-
ing the monk as dead and then using death to distinguish the saved from the
damned, Climacus, building on traditional ascetic ideas, makes of death a sym-
bolic framework within which to cultivate and communicate the contours of
Christian ascetic identity—like the wall of the monastery, it divides by its
equivocality those within (the blessed dead) from those without (those perish-
ing). The Ladder highlights the profound importance of understanding prac-
tices such as the “memory of death” and metaphorical deployment of “death”
for interpreting the ideals and tools of Christian asceticism.
Climacus was hardly the first to speak of the “memory of death” or to draw on
death as a metaphor for practices aimed at cultivating a markedly Christian ascet-
ic identity. A peculiar attitude to death as constitutive of life is stitched through the
whole fabric of the early Christian theological tradition. Paul reminded believers
in Rome that in baptism they had “died” and “been buried” with Christ, and so
they ought to live accordingly, expecting resurrection and glory with him as well
(Rom 6.1–12). Jesus in the various Gospel accounts cautioned his disciples that in
order to live they must first die. Matthew’s way of the cross (Mat 16.24) and John’s
fallen grain of wheat, trampled into the dirt only to spring up once more (John
12.24–25), are haunting enough images of this. To see how later generations of
Christians would heed Jesus’ words, one need only remember the veneration of
martyrs who chose death, as Apollonius put it, out of their love of eternal life.3
Death was also integral to the ascetic movement’s rapid growth in the fourth
century and it is on this movement that this study will focus. In Athanasius’ biog-
raphy of him, Antony the Great used the thought of death and Christ’s eschato-
logical judgment to repel the Devil’s advances. Basil of Caesarea imagined death
as the limit and extent of obedience. Evagrius described the memorialization of
death at some length, Ps-Macarius praised the qualities of the corpse, while in the
Apophthegmata Patrum we hear refrains of “dying to oneself,” of “keeping death
before one’s eyes,” and of the virtues that went with these practices. Among Gazan
writers, death in imitation of Jesus would define the “cutting off of one’s will” as
well as endurance in the ascetic life. John Climacus would take his stand self-
consciously within this long line of ascetic theologians, whom he would refer to
as the “discerning Fathers” and profess to follow wholeheartedly. To understand
2
╇ Scala Paradisi, §4 (716B). ╇ Acta et Martyrium Apollonii 30 (Musurillo, 1972, 99).
3
Introduction: Approaching the Ladder as a Text in Tradition 3
4
╇ I will discuss dating in Chapter 1.
4 The Role of Death in the Ladder of Divine Ascent
discussed in Chapter 1, draws together the themes and ideas laid out in the
central four chapters and elaborates a profound vision of the human person
and of ascetic spirituality. For him, all progress in the virtues and practices
discussed in the central four chapters is mobilized by a certain existential
engagement with death and takes the form of a metaphorical practice of death
circumscribed by Christ’s dying and rising.
This study sets out, therefore, to accomplish three tasks. First, it shows how
the monastic literature associated with Egypt and Gaza is imbued with the
engagement with and practice of death. Such a study is sorely lacking, which is
why it has seemed necessary to provide one here.5 Second, by examining the
Ladder of Divine Ascent at length in relation to this literature, we offer a holistic
understanding of John Climacus’ contribution to ascetic spirituality as Chris-
tian identity-formation, opening up fruitful avenues for further research on the
Ladder as well as re-examination of later Byzantine ascetic literature. Third, by
elaborating the ways in which ascetics engaged with death in the Desert litera-
ture and the Ladder we demonstrate more clearly the ways in which a Greek
ascetic tradition took or perhaps was given shape as a normative and coherent
body of wisdom that would itself shape later writers in their own traditional
and creative work.
This last point is not only made over the course of the study, but also informs
the choices I have made in terms of material, organization, and hermeneutical
approach. I therefore dedicate the remainder of this Introduction to situating
this study as a meditation on tradition.
I did not originally intend this study to be about Climacus. Having envisioned
a broad thematic survey of death and Greek ascetics, I approached the Ladder
expecting another example among many. What I found in that text and what I
hope to convey to the reader was a profound and synoptic presentation of the
ascetic life in which death and engagement with death figured as a central prin-
ciple and organizing logic. In this sense, at least, the Ladder is a monumental
synthesis of ideas and themes that can be tracked across early monastic litera-
ture. Moreover, its influence was immense in the developing Byzantine ascetic
world and is still unsurpassed in the Christian East. Though as yet barely felt in
the scholarly world, a body of literature is growing around this enigmatic figure
5
╇ For evidence of the need, one must look no further than James Kellerman’s recent mono-
graph on the spirituality of humility and self-mortification. Kellerman, while making an other-
wise assiduous study of memento mori traditions, devotes only one paragraph to the role of death
in “asceticism” prior to Thomas Aquinas (2012, 135–36).
Introduction: Approaching the Ladder as a Text in Tradition 5
and his imaginative treatment of ascetic spirituality. For these two reasons—his
influence and his profundity—I have chosen to focus this study toward the
Ladder. As will become clear, however, focusing toward Climacus means also
seeing the tradition within which he wrote.
Chapter 1 offers a lengthier historical and literary introduction to the Lad-
der, its structure, and its author. After showing the popularity of Climacus’
book and the stability of the text, I will assess the scholarship thus far, primarily
to open up the crucial hermeneutical question of how we can approach the
study of the Ladder. Hermeneutics returns us to one of the central questions of
this study: How does tradition form? I then outline what I believe to be John’s
mode of reception and interaction with traditional material, which demon-
strates the necessity of this remaining a broad thematic study of death in Greek
asceticism, but focused on how that tradition is taken up and elaborated by
Climacus. I show that to understand Climacus we must also understand the
tradition within which he operated, and conclude by explaining which texts
from the early Christian centuries will be examined.
6
╇ Peter Brown, The Body and Society (2008, 237).
7
╇Hesychius, Λόγος πρὸς Θεόδουλον ψυχωφελὴς καὶ σωτήριος περὶ νήψεως καὶ αρετῆς ἐν κεφαλαίοις
διῃρημένος διακοσίοις τρεῖς, Philokalia 1: 141–75; Philotheus, Νηπτικὰ κεφάλαια τεσσαράκοντα,
Philokalia 2: 279-88. See especially their respective introductions in Palmer, Sherrard, Ware, et al.
(1979–95, 1: 161, 3: 15).
6 The Role of Death in the Ladder of Divine Ascent
their inclusion in the Philokalia,8 together form what some scholars refer to as the
“Sinaite School” of ascetic spirituality.9 The language of “school” unduly pigeon-
holes them, but it remains true that the Ladder so exercised their imagination
that their works more or less amount to elaborations of the Ladder. Further afield,
the great Constantinopolitan monk and monastic organizer Theodore the Stu-
dite (759–826) liked and recommended the Ladder.10 Later, it graced the courtly
library of Basil Galaton, whose son George—better known as Symeon the New
Theologian (949–1022)—discovered it. It inspired and in no small part formed
Symeon’s own ideas about ascetic practice and ideals.11 Continuing the trend,
Symeon’s disciple and biographer, Nicetas Stethatus (eleventh century), like his
mentor drew heavily on the Ladder.12
Later, the Hesychast movement—an important strand of ascetic spirituality
in Byzantium that dominated following its conciliar vindication in the mid-
fourteenth century—turned to the Ladder for instruction.13 Briefly summarized,
hesychasm is the practice of “inner stillness” (ἡσυχία) through certain techniques
such as short, repetitive prayers, the most famous being the “Jesus prayer”: “Lord
Jesus Christ, Son of God, have mercy on me, a sinner.” Monks, particularly
in Athonite monasteries beginning in the twelfth century (or earlier), under�took
this practice assiduously, seeing in it the apotheosis of ascetic Christian spiri�
tuality. They even claimed that such practices allowed them to reach such a state
of blessedness and union with God that they could physically see what they
referred to as the “uncreated light of Christ.” As the movement spread, its proÂ�
ponents, particularly Gregory of Sinai (1265–1346) and Gregory Palamas
(1296–1359), would turn to the Ladder to find references to both the “Jesus
prayer” and experience of “uncreated light.”14 The Ladder was even the subject of
two commentaries by Byzantine hesychasts: Elias, Metropolitan of Crete’s (fl.
8
╇ An anthology edited by Macarius of Corinth and Nicodemus of Athos and published in 1782;
it is composed of works conducive to or consciously written about what had become known as
“hesychast spirituality,’ discussed later.
9
╇ Palmer, Sherrard, Ware, et al. (1979–95, 3: 15); Völker (1968, 291–314). See also John Chrys-
savgis’ more cautious assessment in Chryssavgis (2004, 39).
10
╇ Theodore the Studite, Epistulae 150, 303; Theodore several times defers to “the holy Clima-
cus” in his own catecheses: Μεγάλη κατήχησις 73, 98, 122 (Papadopoulos [1904, 505, 706, 913]).
11
╇ Nicetas Stethatus, Vita Symeonis Novi Theologici 6. The name George is only to be conjec-
tured from cryptic references in Symeon’s own writings in Turner (1990, 17).
12
╇ It is clear from Symeon’s own writings as well as Nicetas’ biography that Symeon drew from
Climacus his emphasis on tears and the memory of death, as well as his views on the “spiritual
father.” See especially Ware (1989b). Nicetas’ teaching on tears reflects what we find in both Cli-
macus and Symeon: “On the Practice of the Virtues,” 69–70 in Palmer, Sherrard, Ware, et al.
(1979–95, 4: 97). See also Alfeyev (2000, 273).
13
╇Couilleau (1974, 379–80, 382–86, 386–87); Chryssavgis (2004, 222–32); Ware (1982,
43–58). So also Bogdanovic (1968, 222–24).
14
╇ Nicephorus the Monk, “On Watchfulness and the Guarding of the Heart” in Palmer, Sher-
rard, Ware, et al. (1979–95, 4: 200); Gregory of Sinai, “On Stillness: Fifteen Texts,” 2–13 (4: 265–
72), and “On Prayer: Seven Texts,” 4–5 (4: 277–80); and Gregory Palamas, “In Defense of Those
Who Devoutly Practise a Life of Stillness,” 4–7 (4: 335–37).
Introduction: Approaching the Ladder as a Text in Tradition 7
15
╇ Nicephorus Callistus Xanthopoulos, ΕΧΗΓΗΣΙΣ ΣΥΝΤΟΜΟΣ ΕΙΣ ΤΗΝ ΚΛΙΜΑΚΑ ΤΟΥ
ΙΟΑΝΝΟΥ. Ἀπὸ τὸν κωδικα 1 τῆς Ἵερας Μητροπόλεως Νικοπόλεως (Codex unicus). Nicephorus
seems to have written this commentary as an accessible and (relatively) concise alternative to
Elias’ three-volume tome. Elias’ commentary has never been published, but snippets of it were
written into the margins of manuscripts of the Ladder, becoming scholia, and form much of the
scholiastic material in Rader’s edition of the Ladder. On which, see Antonopoulou (2007a and
2007b).
16
╇ Hesychasm was a relatively recent development and its claims struck many as “novel”—the
dirtiest word in Byzantine theological vocabulary. Its proponents defended its traditionality by
scouring accepted works by Mark the Monk, Diadochus of Photice, Nilus of Ancyra, the Gaza
Fathers, and Climacus for possible references to hesychasm.
17
╇ Robert Sinkewicz lists more than 700 Greek manuscripts. Of these, 300 date from before
1300 ce. To these must be added Slavonic (of which Bogdanovic lists 108), Romanian, Syriac, Ara-
bic, Georgian, Armenian, and even the Latin manuscripts which would follow, see Sinkewicz
(1992, L21–C22); see also Johnsén (2007,10–11); Bogdanovic (1968, 205–208); Gribomont (1960).
18
╇ Couilleau (1974, 382–86); Corneanu (1963). Portions of the Ladder survive in Ethiopic as
well—sections of §6 (on the Memory of Death) in the Patericon Aethiopice, as well as a recently
published version of §5 (on Repentance) in Beylot (2009).
8 The Role of Death in the Ladder of Divine Ascent
as did kings and princes, scholars, courtiers, and other laymen.19 The evidence
also suggests that these were well read and much loved. For example, the Lad-
der was kept in Romanian households and handed down like a family Bible.20
Likewise, at the other end of the social spectrum, Byzantine courtiers might
keep a copy in their private library; and it is intriguing that after Scripture, the
Ladder is the most frequently quoted text in the surviving correspondence of
the Russian Tsar Ivan IV “the Terrible” (1530–84), though perhaps we should
not hold Ivan’s appreciation against John or the Ladder.21 The numerous surviv-
ing manuscripts are also heavily illuminated and illustrated,22 while iconic
depictions of the Ladder itself adorn numerous monastery church interiors. Of
these, while the sober tones of the Sinaite icon are the best known, there are
other sorts of representation as well. In particular, one of the Moldavian “Paint-
ed Monasteries,” Mănăstirea Suceviţa’s southern exterior is entirely covered
with a massive and colorful representation of the Ladder, with every available
space occupied either by demons or angels. Clearly, Climacus’ masterpiece
fired the artistic imagination of Byzantine copyists and iconographers. While
authorial references reveal it as influential in certain circles, the manuscript
tradition shows the Ladder as an enormously popular and highly respected text
across the entire Christian East.
Though widely disseminated and frequently copied, the Ladder has a rela-
tively stable textual transmission. Where we might expect dozens of different
versions representing the assimilation of enthusiastic copyists (as happens
with John Moschus’ Pratum Spirituale or the Apophthegmata Patrum), we
find, for the most part, a text free from significant variation. Henrik Johnsén
has usefully compiled results from the Ladder’s editors and scholars, discern-
ing five more or less common types of variation: the title of the book, the titles
of the rungs, the division of some rungs, explanatory additions, and short
omissions—all of which are really quite minor. There is one other point of
significant variance, though not in the text itself. Manuscripts of the Ladder
very often have bodies of scholia (interpretive comments) either appended to
chapters or in the margins. In some cases, the scholia have found their way
into the text—thus the “explanatory additions.” These vary more widely with-
in the manuscript tradition. In Rader’s edition, for example, many of the scho-
lia originate in Elias of Crete’s twelfth-century commentary, while others are
quotations mined from various ecclesiastical and ascetic writers and applied
to the Ladder by scribes; some are simply brief comments written about the
Ladder from anonymous and sometimes surprising sources such as Byzantine
Emperor Leo VI (866–912).23 Scholia aside, Johnsén concludes that “there are
variations in the manuscripts, but they do not seem to be numerous and rarely
19
╇ Since the Ladder was to be read each Lent, no monastery library could be without it.
20
╇ Corneanu (1963, 342). 21
╇ Chryssavgis (2004, 236).
22
╇ Martin (1954). 23
╇ On these see Antonopoulou (2007a and 2007b).
Introduction: Approaching the Ladder as a Text in Tradition 9
of much importance.”24 In this way the Ladder differs from other very popular
works such as the Apophthegmata Patrum or the Pratum Spirituale, whose
textual transmission is as tortuous as it is vast.25 Rather, the Ladder’s greatest
point of variation emerges in the body of scholia, not always well distinguished
from the text to which it is attached.
These two facts—stability and commentary—allow us to characterize how
the Ladder was perceived by its readers. It was understood as an authoritative
collection of wisdom and so, while its author could remain all but anonymous,
its copying was undertaken with great care—changes being rare (except for
book and chapter titles), and illustrations (even color ones) popular. This same
perception explains the more widely varied body of scholia which have, in
some cases, attached to the text itself: as it was read and interpreted, pieces of
Elias’ commentary and other bits of wisdom (often attributed to if not directly
taken from works of famous luminaries such as Isaac the Syrian, Barsanuphius
of Gaza, and others), which recalled the Ladder or with which it resonated,
would be inserted in the margins to explain this or that obscure point. It was—
like works by Maximus Confessor, Dionysius the Areopagite, or Gregory Nazi-
anzen to which similar bodies of scholia have attached—difficult to understand,
but, like them, worth the labor. It became an altar of meditative reading onto
which readers might pour out libations of wisdom drawn from numerous
fonts.
In light of textual stability and the continuing lack of a critical edition, I have
relied confidently on the editio princeps by Matthew Rader, reprinted in Migne’s
Patrologia Graeca (PG).26 Though it has undeniable flaws—misreadings, omis-
sions, typos, the usual litany of errata associated with texts in PG—it is a repre-
sentative and reasonably accurate rendering of the Ladder. Another edition, by
the monk Sophronius, is preferred by Petit and Couilleau.27 In favor of Rader’s
edition, Dimitrije Bogdanovic noted that “the edition of M. Rader . . . is, to our
mind, still usable, since the variants, so far as there are any, are neither numer-
ous nor important.”28 More recently, Johnsén has made a persuasive case for
preferring Rader’s edition. He has analyzed Sophronius’ text and finds that the
well-intentioned monk had no qualms about incorporating scholia and his
own readings into the text when he felt that explanation might be required.29
24
╇ Johnsén (2007, 16).
25
╇ On the Apophthegmata Patrum see, for example, Guy (1955, 252–58); as well as citations in
Chapter 4. On the Pratum Spirituale, see Mioni (1951) and Chadwick (1974, 41–47).
26
╇ Sancti patris nostri Ioannis Scholastici abbatis Montis Sina qui vulgo Climacus appellatur
opera omnia (1633), reprinted, PG 88: 632–1164.
27
╇ Sophronios (1959); preferred by L. Petit (1924, 690–93) and G. Couilleau (1974, 382). Ware,
Chryssavgis, and others have repeated Petit’s and Couilleau’s preference without critically apprais-
ing it.
28
╇ Bogdanovic (1968, 217). 29
╇ Johnsén (2007, 12–19).
10 The Role of Death in the Ladder of Divine Ascent
Sophronius’ text, therefore, is less reliable as a witness to the Ladder than Rad-
er’s which, for its faults, leaves the text alone. While the scholia are interesting
and valuable, meriting further study in their own right, I have not used them in
this study, as they lie somewhat outside its hermeneutical purview.
The scholia, like the manuscript tradition itself, are emblematic of Climacus’
great popularity and authority as a spiritual writer. His tremendous celebrité,
more than anything else, continues to astonish me. Climacus and the Ladder
are commemorated on the Fourth Sunday of Lent in Eastern Orthodox church-
es and in Orthodox monasteries the Ladder is prescribed daily Lenten reading
alongside Theodore the Studite’s Catecheses and the “Greek” Ephrem’s metrical
homilies in the Triodion—the Lenten service-book—thus perennially reinforc-
ing its dominant position in Eastern Christian spirituality.30 One can easily see
from the foregoing survey of its literary influence and textual tradition that
John Climacus—or rather his Ladder—is well worth scholarly attention.
Though the textual critics and historians alike find themselves stymied
before this unknown man John and his improbably popular work, it cannot be
denied that understanding the Ladder greatly facilitates our comprehension of
the complex development of various traditions and, in particular, the hesychast
movement in later Byzantine and Eastern Orthodox spirituality. Likewise, it
gives us an important insight into the spiritual expectations and reading habits
of generations of Eastern Christians. In light of its popularity and influence the
continuing scantiness of scholarly attention is surprising, even with the lack of
scientific critical edition. The Ladder, therefore, deserves greater attention and
more nuanced interpretation than it has so far received.
30
╇ Lash (2003, 82–83).
Introduction: Approaching the Ladder as a Text in Tradition 11
trends have emerged. I will outline these, then introduce the relevant literature
accorded to them, before moving on to the more detailed hermeneutical
discussion.
John Climacus wrote probably three centuries after the Christian ascetic
movement exploded across the Mediterranean world. He wrote with the accu-
mulated wisdom of those centuries spread before his eyes or in his memory,
and his own work is deeply indebted to a wide range of literature. He was also
followed by numerous authors who either continued his work in their own way
or—as was more common among the hesychasts—dutifully plundered his
pages for whatever might be amenable to their own practices and beliefs. Thus,
when reading Climacus, it is tempting both to look back to the world that
shaped his text and forward to the world that was shaped by his text. These two
ways of approaching Climacus have hermeneutically defined much of what
scholars have accomplished so far.
31
╇ Full bibliographical information for all works mentioned can be found in the Bibliography.
32
╇ This is actually not the first book on the Ladder, but it is the first monograph dedicated to its
teaching. Martin (1954) is a useful demonstration of the fusion of Byzantine artistic and spiritual
consciousness, and includes a Greek “Penitential Canon to the Holy Criminals,” discussed in
Chapter 4.
33
╇ Yannaras (1971).
12 The Role of Death in the Ladder of Divine Ascent
34
╇ Chryssavgis (2004, 95–97, 228–32). 35
╇ Chryssavgis (2004, 38).
36
╇ I can only hope that such a term does not actually exist.
37
╇ Ware (1982, 43–58). 38
╇ Price (1980), Lawrence (1988), and Duffy (1999).
Introduction: Approaching the Ladder as a Text in Tradition 13
up the pen to write, dipping it in downcast yet radiant humility, resting it upon their
hearts smooth and white, just as on sheets of paper or, rather, spiritual tablets, we
will write here divine words—or rather, seeds—painting them in many colours.39
This irenic statement belies the complexity of Climacus’ engagement with the
“Fathers” he claims, yet it certainly shows that, in order to understand Clima-
cus, one must also appreciate the tradition within which he worked. By this I
mean the writings and examples of the “Fathers” to whom John claims to sub-
mit as an obedient son. Along these lines, Peter Brown’s assessment is as correct
as it is vague, that “the tradition of the Desert Fathers flowed into the Ladder of
Divine Ascent of John Climacus.”40 Johnsén quite rightly argues that, for Clima-
cus, the “tradition of the Desert Fathers” refers especially to their writings, the
literary tradition to which he would have had access and within which he saw
himself writing.41 This was quite elaborate by the time John wrote, and so, while
his social-historical milieu is worth investigating, here we are primarily con-
cerned with Climacus’ reading habits. Analysis of Climacus’ utilization of and
relationship with earlier literature reveals the kinds of ideas he liked and dis-
liked, which lines of thought he followed up, and which he avoided.
The range of source material discernible in the Ladder is impressive: Barsa-
nuphius and John’s Quaestiones et responsiones, Isaiah’s Logoi, Dorotheus’ hom-
ilies, the Apophthegmata Patrum, Historia monachorum in Aegypto, Historia
lausiaca, Pratum spirituale, Evagrius’ works (especially the Practicus and Ad
Eulogium), Diadochus of Photice’s Capita, Mark the Monk (especially De Lege
and Ad Nicolaum), Basil’s Asceticon, the Vita Prima Graeca Pachomii, echoes of
Ps-Macarius, John Cassian, brief references to Gregory Nazianzen, and (per-
haps) even Gregory the Great. With so many sources and influences, we must
ask how Climacus engages all this literature? What did he do with what he
read? By examining that question we will be able to delineate the concerns
which motivated him as well as the parameters within which he exercised his
own creativity. There are, at present, three models of engagement which repre-
sent the three major tendencies among scholars of Climacus: an Evagrian-
Macarian synthesis, a Desert–Gazan trajectory, and an adaptation of formative
techniques. All have something to contribute to reading the Ladder, but none
by itself comprises a fully satisfying hermeneutic.
(1988, 6).
Introduction: Approaching the Ladder as a Text in Tradition 15
43
╇ Hausherr (1935, 121–24); I will critique Hausherr’s claims about Evagrius in Chapter 2.
44
╇ Couilleau (1974, 372) and A. Müller (2006) replace Ps-Macarius with Basil of Caesarea,
making the synthesis concern individual versus community: Evagrius representing Scetiote ere-
miticism and Basil a coenobium.
45
╇ Chryssavgis (2004, 37).
46
╇ The same criticisms, mutatis mutandis, hold true if the synthesis operated on Evagrius and
Basil, see A. Müller (2006).
47
╇ See, for example: §1 (PG 88: 633D), calling the heart the tomb, and the mind Lazarus of
Bethany; §4 (700B-C), recommending parallel activities for heart, mind, and body; §6 (796B),
insensitivity in the heart hardens the mind; and §26 (1064C), an unmoved heart and mental
prayer represent ἀπάθεια.
16 The Role of Death in the Ladder of Divine Ascent
48
╇ According to Ware (1982, 59–60), citations from the Alphabeticon and Anonyma are second
in number only to Scriptural references.
49
╇ Chryssavgis (2004, 38); Völker (1968, 25–41), reads Climacus against Desert and Gazan. See
also A. Müller (2006, 156–64).
50
╇ Regnault (1987, 80–83); so also Chitty (1966, 67–68). Of course, the earliest known collec-
tion of ascetic apophthegmata is Evagrius’s cap. prac. 91–100.
51
╇ Chitty (1966, 73–77, 103–104).
Introduction: Approaching the Ladder as a Text in Tradition 17
52
╇ Johnsén (2007, 23). 53
╇ Johnsén (2007, 18). 54
╇ Johnsén (2007¸ 196–99).
55
╇ Johnsén (2007, 196–276). 56
╇ Johnsén (2007, 198).
18 The Role of Death in the Ladder of Divine Ascent
57
╇ Ware (1982, 8).
Introduction: Approaching the Ladder as a Text in Tradition 19
ultimately just that—a Christian. His monastic vocation allows him to flee
from sin toward the Kingdom of Heaven and to enjoy the love of God more
completely and more effectively than those in the world. Of monastic “renun-
ciation” (ἀναχώρησις) Climacus writes, “All who eagerly abandon the things of
life have done so either solely for the coming kingdom, or because of the glut of
sinners, or out of love for God.” Though the final reason is, for Climacus, the
strongest, all are reasonable and undoubtedly intertwined. Thus, he warns, if
none of the foregoing purposes has motivated monks, their renunciation has
been irrational.58 Of these three motivations, though, the greatest is love, and
love’s attainment at the final rung of the Ladder confers a “likeness to God, so
far as is possible for mortals.”59
And yet, only thus does the monk achieve the definition of Christian which
Climacus offers in the First Rung: “the imitator of Christ, as far as humanly
possible, in words, deeds and thought, rightly and blamelessly believing in the
Holy Trinity.”60 Here is a character study, a vision of the person modeled on the
person of Christ, which incorporates actions, speech, and thought. The virtues
that Climacus teaches so well are those which render their practitioner more
and more like Christ through faith in the Trinity. The Ladder speaks not only to
this or that practice but to the human character in both its voluntary and intel-
lectual capacities, within the ascetic’s uniquely Christian hope. The Ladder is
formative of a Christian identity that incorporates and implicates the whole
human being.
58
╇ Ladder §1 (633C); see also §1 (640B–C) on married people who, for all their virtue, are only
“not far . . . from the Kingdom of Heaven.”
59
╇ Ladder §30 (1156B). 60
╇ Ladder §1 (633B).
20 The Role of Death in the Ladder of Divine Ascent
61
╇ §25 (993A): “. . . προσκυνῶ Τριάδα ἐν μονάδι, καὶ μονάδα ἐν Τριάδι.” See also §3 (672B); §25
(992A); §27 (1117A).
62
╇ Oratio 25.7.
63
╇ Edictum rectae fidei in Amelotti, Albertella, and Migliardi (1973, 130).
64
╇ Justin II, “τοῖς ἑκασταχοῦ Χριστιανοῖς πρόγραμμα” in Evagrius Scholasticus, Historia Ecclesias-
tica, 5.4 in Bidez and Parmentier (1898, 198): “Μονάδα γὰρ ἐν τράδι καὶ τράδα ἐν μονάδι προσκυνοῦμεν.”
A. Müller (2006, 213) thinks that John refers to a Greek translation of the creed Quincunque vult,
citing the Formula Tertia (PG 28: 1587C): “Ὥστε κατὰ πάντα (καθὼς εἴρηται) καὶ τὴν μονάδα ἐν Τριάδι,
καῖ τὴν Τριάδα ἐν μονάδι σέβεσθαι δεῖ.” While the object of veneration is the same, the verb (προσκυνέω
in Gregory, Justinian, Justin, and Climacus; σέβομαι in the Formula Tertia) shows Müller’s conclu-
sion to be false.
65
╇ §28 (1137A).
66
╇ So argues Alexis Torrance in his excellent recent study (2013, 165–66).
Introduction: Approaching the Ladder as a Text in Tradition 21
Ways of Shaping
Within the Byzantine context, there are basically three ways in which Climacus
engages with traditional material, all of which are connected to the touchstone
of John’s own experience. First, there are a very few instances where he openly
rejects an acceptable point of teaching. For example, Climacus rejects Evagrius
Ponticus—by the seventh century a straw man for almost all suspect eschato-
logical speculation—as “most foolish of the foolish.” This should not surprise
us. However, John lambasts Evagrius at this point not on account of suspect
eschatology,67 but rather because he thinks Evagrius’ advice on fasting is too
strict. John quotes Evagrius’ Practicus—a work that remained popular reading
among mainstream monks and was even included under Evagrius’ own name
in the Philokalia—as saying, “When our soul desires various foods, discipline it
with bread and water.”68 Climacus compares Evagrius’ advice to “telling a child
to leap the whole ladder in a single bound.” Climacus offers rather more mod-
erate advice instead—cut out fatty, spicy, and sweet foods and stick to filling
and easily digested ones.69 On this point, Evagrius’ ideas were hardly heretical
or extreme, and the Practicus perfectly acceptable reading. Climacus, neverthe-
less, rated it unfavorably against his own experience which he judged to be of
greater worth.70 Climacus’ rejection of this widely accepted teaching demon-
strates that he was critically and reflectively engaged even with literature that
fell within safe bounds.
Second, there are times when Climacus submerges his own opinion in the
wisdom of the “Discerning Fathers.” For example, Climacus believes insensi-
tivity to be the second vice after lust.71 Nevertheless, he follows the Discerning
Fathers in putting avarice (or, as Climacus calls it, the “many-headed snake of
idolatry”) between the two.72 He admits to not knowing why the fathers have
set things down in this order and, although he has followed them, it seems to
him incorrect.73 Nevertheless, the order he accepts becomes the order of his
work. Perhaps there is ambiguity on this point and, though Climacus cannot
understand the reason for it, experience teaches that, while not ideal, the order
of things that has been handed down is perfectly usable.
67
╇ As does, for example, John Moschus, at prat. 26, 177 (PG 87.3: 2872C–2873A, 3047A–B).
68
╇Evagrius, cap. prac. 16 (SC 171: 540). 69
╇ §14 (865B).
70
╇ See also Ware (1982, 7–10). 71
╇ §14 (869C).
72
╇ §17 (929B); ironically an Evagrian inheritance—see for example, Evagrius, vit. 3 (PG 79:
1141), etc.
73
╇ §17 (929B).
22 The Role of Death in the Ladder of Divine Ascent
80
╇ See Harmless (2000, 488–89, 518) on this. 81
╇ Rubenson (1999, 332).
82
╇ Burton (1993, 90). 83
╇ Burton-Christie (1993, 94).
24 The Role of Death in the Ladder of Divine Ascent
at least potentially normative for the reader’s life. As texts were read, some ele-
ments were picked up, others discarded; they were recombined, reconceived,
and redeployed according to what editors and copyists considered most edify-
ing. Reified in codices, editorial changes came, along with the incorporation of
new and local material, to define trajectories of thought. By a process of friction
and diachronic textual dialogue, a tradition emerged, perhaps marked at times
by ambiguity and ambivalence, and yet possessing an increasingly pervasive
and coherent sense of the importance and potential of death as impulse and
symbol of asceticism. This sense would be given a full expression and profound
application in John Climacus’ Ladder of Divine Ascent.
Obviously, the works on which Climacus drew were not discarded as unnec-
essary afterward. They, too, continue to be read within the same Christian
ascetic context where they remain normative pieces whose portraits of asceti-
cism monastics still strive to emulate. They are now read alongside Climacus,
maybe in light of his contribution, but whatever shape he gives to the tradition
before him, his own work becomes one of the voices in the “exuberant polyph-
ony” of the Desert. We do well, then, not simply to point out how and where
Climacus differs from other writers and thus laud his uniqueness. Rather, we
must also take a more synoptic view of a living and dynamic tradition—literary,
practical, theological—which neither ended nor began with the Ladder.
I will, therefore, demonstrate in Chapters 2 through 5 how themes and
vocabulary surrounding engagement with and practices of death: (1) are main-
tained over time; (2) diverge; (3) are broadened in their application; and (4) are
sometimes worked out in new ways. Not everything in those chapters will fea-
ture in the ultimate discussion of Climacian spirituality, but it remains impor-
tant for the material treated in those chapters. This “singing silence” will, I hope,
further not only our understanding of the Greek ascetic tradition, but also our
appreciation of Climacus’ achievement as both traditional and original.
84
╇ I will leave aside the Systematica as contributing little unique in material and little if any-
thing in organization; see Johnsén (2007, 216–39).
85
╇The Historia Monachorum and Historia Lausiaca were so closely associated in readers’
minds that the Historia Monachorum in its Greek form was thought until the twentieth century to
be part of the Historia Lausiaca. See Butler (1904, 1: 10–15). See also Gould (2010, 27–33), on a
later Latin version of the Historia Lausiaca, which is a sort of anthology of extracts from the
Histor�ia Lausiaca and Apophthegmata Patrum. This only goes to show how the Historia Lausiaca,
Historia Monachorum, and the Apophthegmata Patrum were interrelated in their readers’ minds.
86
╇ Though Ware (1982, 60 n. 220), and Johnsén (2007, 201 n. 19), have each discerned one pos-
sible allusion.
87
╇ Moschus’ account, as John Binns notes, picks up where Cyril of Scythopolis’ biographies
leave off, in 558, Binns (1994, 49–52). However, the two authors share nothing of genre or style,
and Moschus is certainly far fonder of anecdotes and lore in the style of Apophthegmata Patrum
and the Historiae.
88
╇ Katos (2012, 110). 89
╇ Regnault (1987, 80–83); so also Chitty (1966, 67–68).
26 The Role of Death in the Ladder of Divine Ascent
Vita Antonii
I have also included Athanasius’ Vita Antonii. This may seem a somewhat
stranger choice than the other works, and raises a few methodological ques-
tions that must be addressed: Why stop the genealogy with a work not directly
referred to by Climacus? Why not Basil’s Asceticon instead or as well? Indeed,
why not press on to include the Acta Martyrum?
I include Vita Antonii primarily because this study concerns not simply those
texts that provide direct sources for Climacus or those to which he alludes, but
the wider tradition of ascetic literature within which he wrote. Though John does
not quote or cite the Vita Antonii it exercised an unparalleled and paradigmatic
influence on later hagiographers and Desert writers alike. The figure of Antony
which emerged from Athanasius’ account inspired generations of writers, and
╇ See, for example, prat. 54, 110, 113, 115, 144, 152, and 212 (which comments on n. 337).
90
his life would contour expectations of holiness and ascetic enterprise in texts as
diverse as the Apophthegmata Patrum and Cyril of Scythopolis’ monastic biog-
raphies, which Climacus did read.
Like the Ladder’s influence, that of the Vita Antonii may be traced in two
ways: translational dissemination and literary influence. With regard to the for-
mer, it was translated into Latin within twenty years (no later than 374) by
Evagrius of Antioch, though another, more literal Latin translation was com-
pleted even before his. Coptic translations were made quite early, as witnessed
by its appearance in Shenoute’s homilies, though these may also include Coptic
source material (as is suggested by a late-sixth century text of John of Her-
mopolis). Arabic and Ethiopic translations were also made. Vita Antonii was
translated into Syriac in the fifth century and later into other languages of the
Christian world.95 Anyone who wished could read the story of Antony and it
seems that very many wished for exactly that.
We can see Vita Antonii’s literary and spiritual influence at work in Jerome’s
ascetic biographies, in the foundation of Marcella’s monastery in 386,96 in
Augustine’s own ascetic tendencies,97 in John Chrysostom’s homilies,98 and in
Sulpicius Severus’ popular and influential Vita Martini. Of the Desert literature
surveyed in this study, the Vita Antonii is explicitly or implicitly used in: the
Historia monachorum in Aegypto,99 Historia lausiaca,100 and Apophthegmata
Patrum.101 It was read in the sixth century, since Cyril of Scythopolis uses it in
five of his biographies,102 including a reference in his Vita Euthymii to the
95
╇ On the early dissemination of Vita Antonii see especially Garitte (1956); see also L. W. Bar-
nard (1974, 169–70), and Bartelink (1994 [SC 400], 68–70). On the independent witness of Coptic
material, see Garitte (1943, 100–31, and 330–65). On the early Latin translations, see Gandt (2008,
1–55), and Mohrmann (1956), which argues that the translation, though often close to the Greek
text, is still interpretive. René Draguet (1980) had argued that the Syriac version depended not on
the Greek, but on a lost Coptic original. From this claim flared an argument concerning Athana-
sius’ authorship and the provenance of Vita Antonii. Against those such as T. D. Barnes (1986)
who argued that Athanasius had little if anything to do with Vita Antonii, Andrew Louth (1988)
argued convincingly from the theological content that Athanasius was at least an editor. More
recently, David Brakke (1994) established firmly on linguistic grounds that the Syriac text does
not betray a Coptic original but is, in all likelihood, a fifth-century translation and redaction of
Athanasius’ Greek original. Brakke has, I think, settled the issue convincingly in favor of Athana-
sian authorship.
96
╇Jerome, Epistulae 127.5. 97
╇ Confessiones 8.14–29. 98
╇ In Mattheum 8.
99
╇ For example, H. mon. 22.9 (Festugière 1971, 122) preserves v. Anton 60.1 (SC 400: 294): its
author paraphrases Antony’s vision of Amoun’s death. H. mon. 9.1 (Festugière 1971, 71–72)
recounts a tale of a δράκων which recalls Athanasius’ language in v. Anton 6.1 and 24.4 (SC 400:
147, 202).
100
╇ h. Laus. 8.6, Bartelink (1974, 44) incorporates (with reference) v. Anton 60.1: Palladius tells
Antony’s vision of Amoun’s death.
101
╇ For example, Arsenius 41 (PG 65: 105C–D) refers to v. Anton 91.1 (SC 400: 366–68): Arse-
nius echoes Antony’s burial requests.
102
╇ Garitte (1957); see also Roldanus (1983, 194–98, 211–16). For Vita Antonii’s later influence,
see Foscati (2008).
28 The Role of Death in the Ladder of Divine Ascent
We have laid out the material and hermeneutical considerations with which
this study will approach John Climacus’ Ladder of Divine Ascent as well as the
broader tradition of Greek ascetic literature. I have so far only gestured toward
the specific topic of death, around which this study will be centered. But, with
these general hermeneutical principles in place and remaining sensitive to het-
erogeneity, to the rough edges of traditions, we will see in the central four chap-
ters how a tradition was built up that drew attention to death as an event which
is determinative of human life and as a symbol for the practices and achieve-
ments of Christian asceticism. We do not set out, then, simply to interpret the
Ladder, but, rather, to situate it and its author within a living tradition to which
his work contributes, whether through rejection, submission, or reshaping.
For now, we turn first to John Climacus and the Ladder to understand a bit
about the man, how he thought, and the shape he gave his great treatise. Doing
so will highlight just how important death was for him and for the tradition
that this study will examine.
╇ Vita Euthymii 9 (TU 49.2: 17) echoes v. Anton 5.6 and 19.3 (SC 400: 144, 186).
103
╇ Vita Johannis Hesychastae 17 (TU 49.2: 215–16) redeploys v. Anton 60.1 (SC 400: 294).
104
105
╇ resp. 508 (SC 451: 634) relies directly on v. Anton 7.11–12 (SC 400: 154).
106
╇ His first letter, Pauli (2000, 464–66) alludes to v. Anton 26 (SC 400: 206–208); so Regnault
and de Préville (1963, 492, n. 1).
107
╇ I will, however, discuss Basil in the context of Barsanuphius’ spirituality, in Chapter 5.
1
I have discussed the Ladder already at some length in the Introduction and
have sketched Climacus’ “modes of interaction” with tradition. I have shown
that he is especially good at holding together variegated strands of spiritual
thought and that, doing so, he crafts something quite new. This is a point to
which we will return rather frequently in this study.
Having looked, then, at John’s formation and given some sense of his person-
ality, it would be good here at the beginning to introduce our author in greater
detail. This is difficult, though, since little is known of the man who wrote the
Ladder. He is a shadowy figure, remembered more for his writing than any-
thing else. Even his commonest epithet, Κλίμακος (which becomes the Latin
adjective Climacus), merely means “of the Ladder,” suggesting that the most
important thing to know about John is not where or when he lived or what
profession he held, but that he wrote the Ladder.
Our primary source is a biography written by one Daniel of Raithou, about
whom we know nothing—save that he was a monk at the monastery of Raithou.1
As Chryssavgis puts it, “Daniel writes as an eyewitness, or at the very least as a
contemporary . . . Yet we cannot be entirely sure of this; after all, in his Life,
which resembles an edifying eulogy, Daniel too is imprecise.”2 With Chryssav-
gis’ caveat in mind, we can nevertheless trace a career for John Climacus from
1
╇ v. Jo. Clim. (PG 88: 596–608), with other material—miracle accounts (PG 88: 608–609) and
the Menological entries (PG 88: 609–12). An alternate edition is: Acta Sanctorum 3.2: 834F–38F. I
will cite from PG 88.
2
╇ Chryssavgis (2004, 15).
30 The Role of Death in the Ladder of Divine Ascent
the pages of Daniel’s “eulogy.” John came to Sinai at the age of sixteen—likely
from Egypt, with at least some education.3 When John arrived, Sinai already
had a long history and had become a thriving spiritual hub—itself a large mon-
astery and, despite Arab harrassment, also an important stop on pilgrim itiner-
aries through Egypt and the Holy Land. Christians had lived in the wilderness
there since at least the Decian persecution (c.254).4 When Egeria (fl. 360–400)
visited Sinai at the end of the fourth century, she found a monastic center well
equipped for pilgrims.5 Various ascetics traveled to the wilderness for solitude,
and after the “devastation of Scetis” many Scetiote monks settled in Sinai.6 By
the time Justinian ordered the building of a castrum (in this case a fortified coe-
nobium) at the base of Gebel Musa, the mountain had long been associated with
Mosaic Sinai and Elijah’s Horeb.7 The monastery there was called Βάτος (“bush”)
since it was built on a site revered as the place where God appeared to Moses in
the bush that “burned but was not consumed” (Exod. 3.2ff.). In Eastern Chris-
tianity, the image of the unconsumed bush has long been understood as a sym-
bol of Mary’s perpetual virginity. Thus, the monastery was (and is, despite its
secondary association with St Catherine) dedicated to the Mother of God.8
At Sinai, John became disciple to a monk named Martyrius9 who, four years
later, tonsured him in the chapel atop Gebel Musa.10 John lived for either three
or nineteen years under Martyrius’ direction in a cell near the central castrum.11
This type of life, “practicing stillness with one or two others,” John would term
“hesychastic,” praising it above either eremitic or coenobitic lifestyles, even as
he affirmed the validity and value of each.12 Indeed, John seems to have earned
3
╇ Though Daniel admits ignorance of John’s birthplace (596A), he does tell us that John was
sixteen (597A) when he came to Sinai.
4
╇Eusebius, Historia ecclesiastica 6.42.4. 5
╇ Itinerarium Egeriae 1.1–5.
6
╇ The narratives associated with Nilus of Ancyra (PG 79: 589–694) describe semi-eremitic
monks living in seclusion on Sinai in probably the early fifth century. Ammonius described Chris-
tians killed by Saracens in raids on Sinai: Lewis (1912, 1–24). However, Chitty gives good reason
for mistrusting the historicity of either account, locating them instead as examples of sixth-�
century hagiography (1966, 170–71). On Scetiote colonization, see in the Alphabeticon Cronius 5
(Joseph of Peleusia lived in Sinai), Nicon 1 (who lived at Sinai), Netras 1 (Netras lived in a cell at
Sinai), and Silouan 5 (Silouan also lived at Sinai), as well as Megethius 2 and Sisoes 17, 26. On
which, see Chryssavgis (2004, 2–7) and see also Van Parys (1968).
7
╇Sinai and Horeb are identified in the Eastern Christian tradition.
8
╇Procopius, De Aedificiis 5.8.2–10; see also Eutychius of Alexandria (Sa’id Ibn-Batriq), Annales
(PG 111: 1071–72). Eutychius is perhaps more reliable than Procopius: Dahari (2000, 56).
9
╇ v. Jo. Clim. (608B). 10
╇ v. Jo. Clim. (608B–C).
11
╇ v. Jo. Clim. (597B): Daniel’s language is ambiguous. Ware (1982, 4) reads it as “when John
was nineteen years old,” while Chryssavgis assumes that “nineteen” refers to the number of years
that John spent with Martyrius (2004, 17). Both readings are possible, though the latter seems to
have been preferred by the compilers of the Menaion who assume John to have died at the age of
eighty. The forty years at Tholas followed by an estimated five as abbot would give precisely that
age. If we follow Ware, then either the Menaion is wrong (entirely possible, since it is also likely
wrong about John’s era) or sixteen years would need to be accounted for.
12
╇ Ladder §1 (641D–44A).
John of Sinai and the Quest for Unity 31
the right to rank them thus, since he experienced firsthand all three forms of
monastic life. After Martyrius’ death, John moved further up the mountainside
and became a hermit in a cave near Tholas.13 There he dwelt for forty years,
Daniel tells us, in what solitude he could, as his reputation increased among the
brethren and visitors to the monastery. John received visitors, gave counsel,
worked signs, and, above all, became “a font of tears.”14 Daniel draws particular
attention to this detail, probably because John placed so much importance on
“mourning” (πένθος) and “tears” (δάκρυα) in the Ladder. The length of John’s
sojourn is less historically precise than religiously allusive, recalling Moses’
forty days atop Sinai (Exod 24.18–19), Elijah’s sojourn on Horeb (3 Kgds 19.8),
and the Israelites’ forty years in the wilderness of Sinai (Num 32.13). During
this time John accepted a disciple—aptly named Moses—to live with him.
Eventually, John was persuaded to become abbot of the monastery and he dwelt
there in old age—though it is possible that, at the end of his life, he returned to
solitude.15 Somewhere in his career—probably both prior to and during his
time at the monastery—John found time for copious reading, and, as Johnsén
has argued, at least some rhetorical training.16
Dates
Assigning John to a specific place in history brings us into a realm of silence
and speculation. That is, we can assign a likely albeit broad range of dates based
on where he is not mentioned, but we have very little in the way of positive
evidence. Once upon a time, John was assigned by tradition and scholarship
alike to the sixth century.17 Modern scholarship brought a dramatic shift in
thinking, beginning with François Nau’s groundbreaking work on the Narra-
tiones, which he ascribed to Anastasius of Sinai and dated to 650 or thereafter.18
Combining this dating with contents of Narratio 32 concerning “John the
Sabaite,” Nau suggested that the Sabaite was, in fact, Climacus and gave the date
13
╇ v. Jo. Clim. (597C).
14
╇ v. Jo. Clim. (597C–600C); an alternative account is given in the menological entries (PG:
608C–12A), which speak of numerous miracles. Daniel notes that John was renowned as a healer
(604C) but is more interested in his pastoral prowess.
15
╇ v. Jo. Clim. (605B–608A); see also the menological account (609A–B).
16
╇ Once, scholars such as Krumbacher assumed that Climacus was unlettered. However, not
only his biography but also the Ladder testify to his learning and skill as a writer and divine. Most
recently, Johnsén (2007, 30–195) argues at length that the Ladder is a highly structured example of
late antique rhetorical argumentation, and that Climacus wrote in the “Jeweled style” advocated
by Longinus. See Ware (1982, 10); and Bogdanovic (1968, 221–22).
17
╇ Marginal notes in the Bollandistes’ edition of v. Jo. Clim. (Acta Sanctorum 3.2: 834F–38F)
give the year 580 (835B), based on correlations with Saba’s death in 531. Nevertheless, Karl Krum-
bacher (1897, 143) gave Climacus’ dates as c.525–600, probably on the basis of menological
passages.
18
╇Nau (1902).
32 The Role of Death in the Ladder of Divine Ascent
of his death as 649, based on internal evidence from the Narrationes. Nau’s sug-
gestion has not met with universal acceptance. Chitty, for example, argues in
his always persuasive way that John the Sabaite could not be John Climacus.
Rather, he reads Narratio 34—which tells the story of a monk Martyrius bring-
ing a disciple to John the Sabaite and the Sabaite washing his feet and prophesy-
ing that this young disciple would be abbot of Sinai—as concerning a young
John Climacus.19 In that case, Narratio 6 also likely concerns Climacus and
would suggest that Anastasius, not Martyrius, actually tonsured John.20
There is no other direct testimony to the life of John Climacus. It is telling
that he is (probably) not mentioned by John Moschus in the Pratum Â�spirituale—
which means his abbatial period likely postdates Moschus’ death in 634, mili-
tating in favor of Nau’s or, perhaps, Chitty’s dating. It is possible that there is a
reference to John in one chapter, but it is vague at best, and so scholars are
extremely reticent to make the stretch to a full identification.21
Internal evidence is no more helpful, whether in dating John’s life or the
composition of the Ladder. John makes no mention of the Arab invasions that
swept through Sinai and into Egypt in 640.22 It is hard to imagine that the crisis
of change that accompanied them would not have found its way into his think-
ing. One of the most interesting possibilities takes off from Climacus’ interest
in defending a dyothelite view of Christ, suggesting that he was at least aware of
the Monothelite Controversy and, therefore, a contemporary of Maximus the
Confessor. Broadly, this controversy centered on the question of Christ’s “will.”
Was there in Jesus a single, divine, will (the “monothelite” position) or were
there two wills, one human and one divine (the “dyothelite” position)? Derwas
Chitty, followed by Kallistos Ware and John Chryssavgis, has championed this
view, which aligns Climacus with Maximus as championing a dyothelite Chris-
tological position.23 At one point, Climacus writes that “Christ is afraid of
death, but not terrified, that he might clearly reveal the properties of the two
natures [Δειλιᾷ Χριστὸς θάνατον, οὐ τρέμει, ἵνα τῶν δύο φύσεων τὰ ἰδιώματα σαφῶς
ἐμφανίσῃ].”24 This passage certainly resembles the sorts of distinctions that
Maximus the Confessor makes in his own treatment of Gethsemane.25 The
problem is that Maximus in his sixth Opusculum specifically rejects any attri-
bution of δειλία to Christ—thus rejecting the very diction chosen by John.26
Sophronius’ description of one “John Scholasticus” (prat. 102 [PG 87.3: 2959D]), argued that Cli-
macus was born no later than 579 ce.
22
╇However, this is not decisive. Heinz Skrobucha (1966, 57–60) notes that we possess little
information about Sinai between the Arab invasion and the Crusades save that the monks were
able to secure good relations with the Mameluk rulers in Cairo.
23
╇ Chitty (1966, 174); Ware (1982, 18–19); and Chryssavgis (2004, 44–45).
24
╇ Ladder §6 (793B–C). 25
╇ Maximus Confessor, Opusculum 3 (PG 91: 48C).
26
╇ Maximus Confessor, Opusculum 6 (PG 91: 65B).
John of Sinai and the Quest for Unity 33
Though the Sinaite and the Confessor may write in a similar spirit, they do not
use the same vocabulary, making it difficult to show any direct correlation
between them.
Nevertheless, in a seventh-century context, the passage certainly could be
responding to monothelite claims. The Monothelite Controversy was confined
roughly to the years between 638 (when the monothelite position became
imperial policy with the promulgation of Heraclius’ Ekthesis) and 680–81
(when dyothelite Christians emerged triumphant at the Sixth Ecumenical
Council). At that council both “monothelitism” (the doctrine that Christ had
only one, divine, will) and “monenergism” (the doctrine that he had only one
“theandric” activity or “energy”) were formally condemned. It was for the sake
of dyothelite Christology that Maximus the Confessor suffered so much before
dying in exile in 662. If Chitty’s reading is correct, and Climacus is, in fact,
making a subtle point about the two wills of Christ, then this would suggest a
date of composition not earlier than 633, when Cyrus, then appointed Patri-
arch of Alexandria, achieved reconciliation with non-Chalcedonians by his
promulgation of “monenergism.”27 Reading Climacus as dyothelite would cer-
tainly support the post-Moschus dating, yet given the paucity of reference, this
must remain a supposition.
The only hard evidence we have is that Climacus mentions Justinian’s κάστρον
(castrum, the fortified monastic settlement), which places the Ladder after its
construction in 566–67.28 Otherwise all is silence and contradiction in external
sources, and, in the absence of further evidence, we can only speculate within
the range of a hundred years. As far as probabilities go, while scholars have not
accepted Nau’s theory in its entirety, neither have they departed far from his
suggestion of a range of 579–649 ce. If they have disagreed, it has been like
Chitty, to push John even further into the seventh century. Bogdanovic, for
example, argued for a death sometime after 654 ce.29 Chryssavgis argues in
favor of a later death—659 or even 679 ce.30
This study is concerned with John’s spirituality and theology, and with the
theological and literary tradition that informed his writing. We see that tradi-
tion in the sources to which he alludes, and all are accounted for, whether John
Climacus lived late in the sixth century or through the middle of the seventh
century. Thus we have in this regard the luxury of a healthy agnosticism as
regards the specific years of John Climacus’ life. I will, therefore, content myself
with agreeing to the likelihood of a seventh-century milieu and reiterate as
most plausible a range from c.579 to c.659 ce.
27
╇On the events of the “Monothelite [and ‘monenergist’] Controversy,” see Louth (2008,
228–35).
28
╇ Ladder §6 (797A), 7 (812B). 29
╇ Bogdanovic (1968, 216–17).
30
╇ Chryssavgis (1968, 44).
34 The Role of Death in the Ladder of Divine Ascent
31
╇ ep. (PG 88: 623A–628C): Bogdanovic (1968, 217) picks this correspondence out as authen-
tic. In order to at least reduce confusion, I will, when discussing the correspondence, refer to John
of Raithou as “John” and to John Climacus as “Climacus.”
32
╇ ep. (624A–B). 33
╇ ep. (625A). 34
╇628A–B. 35
╇ §27 (1139B–C).
John of Sinai and the Quest for Unity 35
upon, rather than a revelation or manual. One imagines that Climacus would
have appreciated the work of the Byzantine scholiasts, not because it would flat-
ter his vanity, but because they were reading actively and making the Ladder
their own.
Climacus also makes clear that his work will not speak primarily to John as
abbot. Concluding his adynaton, Climacus suddenly changes tone and says
that he has not addressed his response to John at all. Given John of Raithou’s
prowess, to do so would be “a sign of the greatest silliness.” So Climacus writes,
“Not to you but to the God-called community which, with us, is learning from
you, greatest of great teachers!”36 Climacus has sent a text for the whole com-
munity, speaking only incidentally to the abbot’s work through allusive and
telling stories. Most notable in this regard are stories in the Fourth Rung of the
curiously unnamed “shepherd and doctor [ποιμήν καὶ ἰατρός]” of the great mon-
astery in Alexandria, and Isaac the head of its “Prison.”37 By means of the “great
shepherd,” whose words, actions, and discernment he continually praises, Cli-
macus paints a portrait of an ideal abbot, the sort of man he himself would
strive to be and, by implication, the sort that John, too, should emulate. But the
Ladder does not dwell, even when dealing with the Alexandrian monastery, on
its shepherd. That rung is, rather, on obedience—on the equally exemplary
work undertaken by those under the great shepherd’s care. This concern with
ordinary monks in all their varieties of life, of motivation, of progress, is
emblematic of the tone and tenor of Climacus’ Ladder: there is something in it
that will appeal to, call to, search out everyone.
To his credit, Climacus sent John a postscript, the Ad pastorem.38 A relatively
brief companion piece, this is clearly written for the abbot alone, and contains
advice and exhortations directed specifically to a monastic leader. It, too, is
epigrammatic, and has rather more in common stylistically with the wider
genre of gnomic literature. In any case, in both Ladder and Pastor, Climacus
writes with assured confidence, and so we may think of the Ladder, whatever its
author’s deprecating claims to incompetence, as the work of one comfortable in
authority. He came to this authority after spending most of his life, as much as
sixty-one years, in the monastic trenches. In responding to John’s request, Cli-
macus draws not only on his own wide learning and rhetorical education but
also on a lifetime of experience as both disciple and guide.39 This combination
of factors lends the Ladder both its synoptic vision of ascetic spirituality and the
incredibly detailed practicality one finds throughout; the allusive instruction
for abbots, and the searching contemplation of ordinary monks. Indeed,
though not exactly what he requested, the Ladder could not have disappointed
36
╇628B.
37
╇ The “shepherd” is introduced at §4 (681C), and Isaac at §4 (704B).
38
╇ past. (PG 88: 1165A–1207B); a fascinating and completely unexplored piece, but which adds
little to the present study. I will cite when relevant, but will not build anything on it.
39
╇See Ware (1982, 6–10); Johnsén (2007, 23–25); see also Völker (1968, 153).
36 The Role of Death in the Ladder of Divine Ascent
John Climacus, whatever his other virtues—and I have no doubt that they were
many—is neither a clear nor a systematic writer. I do not mean that he is
40
╇ Chryssavgis’ claim that the Ladder provides “significant historical information about the
cenobite monasteries in Alexandria” (2004, 19) is perhaps a little extravagant.
41
╇ Pierre (2009, 458–60, 463–67). 42
╇ §3 (662B) and §29 (1152A).
43
╇For example, Climacus demands a spiritual director “in every way like Moses” who will lead
those “fleeing Egypt and Pharaoh” and who wish to “turn to flight the Amalek of passions” (§1
[633D–36A]).
44
╇ past. (1201C–1207B).
John of Sinai and the Quest for Unity 37
incoherent, but rather that wherever one traces one line of argument within a
chapter, one can also trace three others. If one can discern a particular organi-
zation to the Ladder’s rungs, one can also find another, different, but equally
plausible one. This degree of fluidity is likely intentional and its execution a
rather remarkable feat. Chryssavgis writes of John Climacus, “he is a master of
the ambivalent, of saying and unsaying the same thing. It is a way of having it
both ways. This, after all, may well be the divine way ”45 Like Kierkegaard’s
pseudonym Johannes de Silentio so many centuries later, Climacus “neither
writes the System nor promises of the System, neither subscribes to the System
nor ascribes anything to it.”46 Climacus’ apparent obscurity serves a didactic
purpose—not to frighten readers off, but to draw them in, calling them to find
their own way up the Ladder and so be formed by it. His construction leaves
gaps open, as he noted to John of Raithou, and it is up to readers to fill them in
and, in doing so, to “fulfil the spiritual law.” Multiple ways of reading, lists of
unexplained definitions, and multiple organizational logics keep the work
fresh even for those monastics who read it annually during Lent. Theirs is the
kind of active engagement Climacus envisioned to John of Raithou, and it
recalls us to Henrik Johnsén’s point, elaborated in the Introduction, that Clima-
cus writes to form monks, to teach, and to instruct as a father would his chil-
dren, and so to nurture in them a properly Christian identity.
Forming Christians within a monastic milieu is certainly Climacus’ purpose
in the Ladder. In Climacus’ conceit this means helping deliver the “new Israel”
from Egypt and its wilderness wanderings, bringing it safely to Sinai and, ulti-
mately, the heavenly Jerusalem of divine love. This purpose, coupled with Cli-
macus’ allusive and shadowy way of thinking—concerned with the organic and
existential reality of asceticism—renders the Ladder obscure in part because it
is difficult to draw out any kind of linear progression in it. While the image of a
ladder naturally suggests some sort of sequential progression divisible into dis-
crete stages, Climacus, concerned with forming identity, constantly anticipates,
expounds, and revisits virtues, vices, and ideas. Understanding something of
the construction of the Ladder will be a crucial aid to showing, in keeping with
the hermeneutical considerations laid out earlier, how Climacus holds together
various traditional trajectories of ascetic spirituality as well as how he centers
his work on death.
Scholars have, of course, discerned structure in the Ladder. Or, rather, they
have discerned multiple possible structures. So, it may be noted, did illumina-
tors of the Ladder manuscripts. Broadly, though, we see two sorts of structure:
a bipartite one and a tripartite one. The former was put forward by Couilleau
and taken up by Bogdanovic, Ware, and, warily, by Johnsén. This is a structure
of opposition and balancing between earlier and later rungs.47 As to the latter,
45
╇ Chryssavgis (2004, 12). 46
╇ Kierkegaard (1994, 5).
47
╇ Couilleau (1974, 373–74); followed by Ware (1982, 14).
38 The Role of Death in the Ladder of Divine Ascent
two competing tripartite models have been put forward, each with its own
�heuristic benefit. I will set these out and analyze their strengths, and will then
suggest my own “model,” which is, in keeping with Climacus’ style, not really a
“model” at all, but rather a way of holding together two different organizing
logics, both of which rely on engagement with death.
To explain, there are thirty “rungs” or “steps” in the Ladder, the titles of which
I give from the translation by Lazarus Moore,48 together with an abbreviated
form of the Greek from Rader’s edition, which notes the particular vice or vir-
tue with which each rung primarily deals:
1. On Renunciation of the World (Ἀποταγή)
2. On Detachment (Ἀπροσπάθεια)
3. On Exile or Pilgrimage (Ξενιτεία)
4. On Blessed and Ever-Memorable Obedience (Ὑπακοή)
5. On Painstaking and True Repentance (Μετάνοια)
6. On Memory of Death (Μνήμη Θανάτου)
7. On Joy-Making Mourning (Πένθος)
8. On Freedom from Anger and Meekness (Ἀοργησία and Πρᾳότης)
9. On Remembrance of Wrongs (Μνησικακία)
10. On Slander or Calumny (Καταλαλιά)
11. On Talkativeness and Silence (Πολυλογία and Σιωπή)
12. On Lying (Ψεῦδος)
13. On Despondency (Ακήδια)
14. On that Clamorous Mistress, the Stomach (Γαστριμαργία)
15. On Incorruptible Purity and Chastity (Αγνεία and Σοφροσύνη)
16. On Love of Money, or Avarice (Φιλαργυρία)
17. On Non-Possessiveness (Ἀκτημοσύνη)
18. On Insensibility (Ἀναισθησία)
19. On Sleep, Prayer, and Psalmody with the Brotherhood (Ὕπνος,
Προσευχή, Ψσαλμῳδία)
20. On Bodily Vigil (Ἀγρυπνία)
21. On Unmanly and Puerile Cowardice (Δειλία)
22. On the Many Forms of Vainglory (Κενοδοξία)
23. On Mad Pride and . . . Unclean Blasphemous Thoughts (Ὑπερηφανία and
βλασφήμια)
49
╇ §15 (880A).
40 The Role of Death in the Ladder of Divine Ascent
50
╇To bring out the symmetry of Climacus’ construction, we must take §§16–17 as a unit. This,
however, is quite plausible, since, like other steps (for example, §§8, 11, and 15) these two rungs
deal with paired opposites and, in fact, §17 can easily be read as a continuation of §16.
John of Sinai and the Quest for Unity 41
51
╇ §8 (Anger), §13 (Acedia), §14 (Gluttony), §15 (Lust), §16 (Avarice), §22 (Vainglory), and
§23 (Pride).
52
╇ §8 (836B); §13 (860C); §22 (948A); §26 (1021C); etc.
42 The Role of Death in the Ladder of Divine Ascent
monk’s receptivity to correction and nullifies his ascetic work.53 “Numbness” is,
in those regards, very much like acedia, the “noonday demon.” In the very cent-
er of his plan, Climacus has clustered three Evagrian thoughts—the three with
which Evagrius generally starts his lists, the three that attack first, and from
which others are born: Gluttony (§14), Lust (§15), and Avarice (§16). Evagrius
highlighted their importance by putting them first; Climacus highlights it by
putting them in the center. His organization of vices and virtues highlights,
then, just how much Climacus owes to tradition (particularly in its Evagrian
expressions) and how willing he is to expand on it, to rearrange, and to rethink
it as seems best to him, while yet submitting to its authority. In such ways, tense
though they be, Climacus demonstrates his intensely traditional originality.
The “diptych” structure, drawing as it does on traditional monastic psychology
while expanding and reordering it as necessary, creates a unique vision of monas-
tic endeavor. As Richard Lawrence describes it, the structure is elegant and pow-
erful, drawing the reader inward and always reminding him that each virtue has
a shadow in vice, and each step a partner.54 The diptych also reminds the reader
that one progresses within virtues and not simply from one virtue to another. In
Climacus’ thought, lower virtues compose higher ones just as bread is made
from separate ingredients, or as a rainbow is composed of various bands of
color.55 The ascetic’s life can be understood, then, not as progressing from one
virtue to another, but as progressing toward union with God by a gradual agglom-
eration of the various fundamental and crowning virtues, possible only within a
lifelong “break with the world” and struggle against the passions.
Climacus centers the diptych on Gluttony, Lust, and Avarice. Because they
operate on the most natural requirements of bodily existence, these are also the
most insidious passions. They manifest the divisions that appear between the
soul seeking after God, and the body entirely devoted to physical and temporal
requirements. The struggle against these passions lies at the very center of the
ascetic life. Their centrality also demonstrates how important the unity of soul
and body is for Climacus, that the monk endeavors to be single, unified, and
whole. He closes the fifteenth rung with an imagined conversation between
soul and body, punctuated by impassioned apostrophes on their union:
How will I hate what I was made to love? How will I be freed from the one to
whom I have been eternally bound? How will I trample down the one who will
rise with me? How will I reveal as immortal what has received a mortal nature?
...
What is this mystery in me? What is the principle of my mixture? How have I
been fashioned as enemy and friend to myself? Tell me, tell me, my yoke-mate,
my nature!56
53
╇ Evagrius deals with “the demon of insensibility” especially at mal. cog. (recensio fusius) 11
(SC 438: 188–92).
54
╇Lawrence (1988, 104–107). 55
╇ §25 (989C–D). 56
╇ §15 (901C and 904A).
John of Sinai and the Quest for Unity 43
57
╇ §15 (904C). 58
╇ §1 (633B).
59
╇ §1 (633C); some manuscripts bear the title Πλάκες πνευματικοί and Chryssavgis (2004, 21)
goes so far as to claim this was John’s “original title,” but there is no clear internal evidence for pre-
ferring Tablets to Ladder, and in the artistic tradition Ladder is clearly dominant—not only in
iconography but manuscript illumination.
44 The Role of Death in the Ladder of Divine Ascent
a “ladder.” Scholars have long noticed a tripartite structure (see Fig. 1.2).60
Rather than looking at mirrors and types, we see that Climacus arranges the
steps in general accord with traditional divisions of the ascetic life into basic
monastic virtues, followed by the practical life (πρακτική, vita activa), and the
contemplative life (θεωρητική, vita contemplativa). The twofold division of
πρακτική and θεωρητική is memorialized particularly in Evagrian literature, but
is common to the Greek philosophical tradition, going back to Aristotle’s dis-
tinction in the Nicomachean Ethics between “practical” and “intellectual” vir-
tues. There is also a threefold division of the subjects of philosophical study,
visible among Stoics and Middle Platonists, into physics, ethics, and logic.61
Clement of Alexandria, in his Stromateis, suggests an altered version of the
Platonist course syllabus, which runs ethics, physics, and then theology, incor-
porating Scriptural interpretation as the favored means of study.62 Origen, in
his Commentary on the Song of Songs, develops a similar division, relating it
also to a layered interpretation of Scripture.63 Clement and Origen, then,
turned philosophical courses of study into patterns of Christian spiritual
development. Later writers such as Gregory of Nyssa and Evagrius elaborated
both twofold and threefold divisions of ascetic progress, and, in fact, John
seems to be amenable to both, though he says rather little about “physics” or
“natural contemplation.”
In the ascetic life, ethics are covered under the heading of πρακτική, which
includes the war against passions and, in an Evagrian scheme, the ultimate
prize of apatheia, which gives birth to love. The contemplative life, θεωρητική,
picks up where the practical life leaves off—the monk has now been purified of
distorting passions and has his mind ready for proper contemplation (θεωρία),
made possible in Evagrius’ scheme by the acquisition of apatheia and its off-
spring, love. Contemplation, too, has its stages of progress, owing much to
Clement and Origen’s thought, which separated “natural” from “divine” con-
templation. Evagrius, for example, would speak of “first natural contempla-
tion,” “second natural contemplation,” and only at the highest point of human
endeavor, “divine contemplation” or θεολογία proper, in which he would include
pure prayer. Climacus rungs take up the practical–theoretical distinction, but
ground both in chapters on initial and all-encompassing virtues and tools
whose practice will inform and aid both the struggle against passions and the
higher demands of contemplation. While Climacus moves apatheia to the
penultimate and love to the ultimate rung (a very different location from the
Evagrian midpoint), he does imagine θεολογία as beginning only with love.64 As
noted in the Introduction, John often modifies and reimagines traditional
╇ The Stoic order, as given in Seneca, ep. 89; open to permutations among Middle Platonists,
61
material without radically changing it. It is no surprise, then, that under the
common tripartite reading, John presents an immediately recognizable, yet
carefully modified, and grounded version of traditional demarcations of the
stages of ascetic advancement.
James Robertson Price, followed by Richard Lawrence, has put forward an
interesting model, differing from traditional tripartite schemata in both organ-
izing logic and hypothesized sectional divisions.65 This can be seen, as Richard
Lawrence describes it, in Fig. 1.3. Instead of practical and contemplative lives
grounded in fundamental virtues, Price and Lawrence claim that the stages of
ascetic progress are: repentance, mourning, and humility. They argue that the
great divisions are defined by a particular activity that begins or interprets them.
Price claims from Climacus himself the impetus for this particular tripartite
structure. Climacus states, “Repentance lifts us up, mourning knocks on heaven,
holy humility opens it. I say this and I worship Trinity in unity and unity in Trin-
ity.”66 Lawrence, following Price’s model, attempts to reconcile this modified trip-
tych with the classic diptych (see Fig. 1.3), though he is by no means always
successful. Lawrence finds parallels between rungs in a repentance–mourning–
humility structure. Thus, for him “renunciation” and the “memory of death,” or
“discernment” and “apatheia,” must parallel one another. At this point, his
model, though imaginative, ends up feeling rather forced. The mirroring between
sections is lost as well as the “type–antitype” relationship between rungs. There
are too few clear connections between the divisions he proposes and too much
reliance on numerical symbolism, which is, of course, notoriously malleable.
Lawrence does, however, make some important points. First, like others
before and after he points out the centrality of πένθος in Climacus’ thinking.67
Certainly, John’s biographer, Daniel, drew particular attention to it, while Syme-
on the New Theologian and, through him, later hesychasts, derived much of
their emphasis on mourning from the Ladder. Second, Lawrence draws atten-
tion to the universality of “repentance” (μετάνοια). A superficial reading of the
fifth rung would suggest that μετάνοια means “penance,” when in fact it refers to
“repentance” more broadly, of which specific acts of penance are emblematic.68
The “holy criminals,” as we shall see later, by no means form a limited or isolated
group. Moreover, Lawrence rightly discerns in the sixth rung on Memory of
Death a “linking” chapter—one whose meaning is only comprehensible in light
of its connection to what came before (Repentance) and what will follow
(Mourning). Yet, in linking them together, the thought of death at once inter-
prets repentance and enables mourning. It is not transitional, but axial, as the
memory of death makes progress from one activity to the next possible, a point
to which we will return later.
1.╇ Repentance
a. Renunciation (§1)
i. Detachment (§2)
1. Exile or Pilgrimage (§3)
2. Obedience (§4)
ii. Repentance (§5)
b. Memory of Death (§6)
2.╇ Mourning
a. Joy-Making Mourning (§7)
i. Anger, Meekness (§8)
ii. Remembrance of Wrongs (§9)
iii. Slander or Calumny (§10)
iv. Talkativeness, Silence (§11)
v. Lying (§12)
vi. Despondency or Acedia (§13)
1. Gluttony (§14)
2. Purity, Lust (§15)
3. Avarice, Non-Possessiveness (§§16–17)
vii. Insensibility (§18)
viii. Sleep, Prayer, Psalmody (§19)
ix. Bodily Vigil (§20)
x. Cowardice (§21)
xi. Vainglory (§22)
xii. Pride and Blasphemy (§23)
e. Meekness, Simplicity, and Guilelessness (§24)
3.╇ Humility
a. Humility (§25)
i. Discernment (§26)
1. Stillness or Hesychia (§27)
2. Prayer (§28)
ii. Dispassion or Apatheia (§29)
b. Faith, Hope, and especially Love (§30)
Fig. 1.3
While the bipartite reading emphasized the coherence and unity of ascetic life, a
tripartite reading of the Ladder reminds us just how much progress means to
John. The ascetic life can be divided into stages through which monks progress.
Whether those be “fundamental, practical, theoretical,” or “repentance, mourn-
ing, humility,” each reading sees a heavenly trajectory at work in Climacus’
48 The Role of Death in the Ladder of Divine Ascent
╇ §29 (1148C): ἡ τελεία τῶν τελείων ἀτέλεστος τελειότης (Climacus’ preferred definition of apa-
70
theia). See also, for example, John’s beautiful discussion of hesychastic and angelic progress at §27
(1101A–B).
71
╇ §30 (1160A); on progress in the Ladder, see Zecher (2013, 124–36).
John of Sinai and the Quest for Unity 49
[ἔρανος] of that fashioning of steps to you, which your lover “has set as ascents in
his heart” (see Ps 83.6 LXX). What is their number I have thirsted to learn, and
how great, therefore, the time of the course. For one who learns your struggle and
sight has announced them to those whom he leads by the hand.72
Moreover, the epilogue (probably spurious, but written if not by Climacus him-
self then by a loving disciple) begins thus:
Ascend, ascend eagerly “the ascents placed in the heart,” my brothers, hearing one
saying “Come, let us ascend to the mountain of the Lord and unto the house of
our God (Isa 2.3) who makes our feet as those of a stag and sets us upon the high
places” (Hab 3.19) in order to be victorious in the way.73
Climacus undeniably intends his book to call readers to a lifelong endeavor of
ascent. This ascent may be up the ladder seen by Jacob, or perhaps up the crag-
gy side of Gebel Musa. Yet, the “diptych” or “mirroring” extends even to the
images adduced by Climacus—one at the beginning, one at the end—to
describe his own work: tablets brought down the mountainside and a ladder
leading back up; wisdom whose origin and end is in the God who has descend-
ed from heaven to draw sinners to himself.
For all that, Climacus has no interest in linearity for its own sake. He is fonder
of the metaphors of “family.” It is in genealogical terms that he lays out the tortu-
ous, anarchic relations between vices and the curious often paradoxical rela-
tionships between virtues. There is no clear path to be trod through so many
twining friends and foes. His, then, is a ladder shaped like the paths that wind
down the side of Gebel Musa, contorted and retorted until every rung and every
grain in the wood of every rung seems to intersect every other. An organizing
principle is very difficult to find and would be impossible to communicate—at
least without speaking of numerous others. We cannot, therefore, ignore the
divisions to which Couilleau pointed, for they seem equally as valid. There is a
sense in which the monk never progresses beyond, but only within, the diptych
of Climacus’ spiritual tablets. I think that choosing one model on which to
structure the Ladder will always end up feeling forced. One model is a little like
one definition—valuable to scholars but anathema to Climacus, who happily
runs out lengthy lists of definitions when he might have given only one. If we are
to speak of “structure,” or of coherence, it is not to be found in the reconciliation
of various schematic or systematic models.
Therefore, rather than a strict bipartite or tripartite structure, I propose that
we think in terms of interrelated dyad and triad. The dyad refers to an ascetic life
possessing ever two sides that must be held together. The monk who has attained
“contemplation” does not thereby forget the benefits of ethical training. Eva-
grius once wrote, “The Gnostic monk and the Practicing monk met, and the
72
╇ §30 (1160A). ╇ §30 (1160D–61A).
73
50 The Role of Death in the Ladder of Divine Ascent
Lord stood between them.”74 Like Evagrius, Climacus happily holds beginning
together with end—memory of death (§6) and prayer (§28)—averring that
“Some say that prayer is better than memory of one’s departure; but I hymn two
natures of one person.”75 Climacus sees value in holding together apparent
opposites, in balancing and mirroring because that is what he sees at work in the
Incarnation. Christ’s personal union of divine and human, heavenly and earth-
ly, not only allows but even demands that the most fundamental virtues remain
in and alongside the most ethereal. The dyad especially contextualizes ascetic
endeavor as a quest for unity within readers’ own mixed constitutions: beings
with both bodies and souls, set at odds by sin, yet destined to rise together.
But this human dyad progresses until, to borrow Gregory Nazianzen’s cryp-
tic remark, it becomes triad. In the Ladder, humans must make progress. The
triad defines the trajectory—three points a path—of progress toward divine
and heavenly existence. Certainly, one begins with fundamental virtues, and
then cultivates practical ones, and only later contemplative ones. As progress,
each section of the triptych contextualizes the next. To return to the earlier-
quoted description of progress: “Repentance lifts us up, mourning knocks on
heaven, holy humility opens it. I say this and I worship Trinity in unity and
unity in Trinity.”76 Climacus can cap his description of progress with a reference
to the “Trinity in unity” because progress is, as the dyad requires, always within
rather than from: the hesychast’s work is only possible because he has become
so perfectly obedient; one never forgets humility in prayer. Existentially, too,
the monk may ascend further into the life of the Trinity, but he never leaves
behind his natural dyadic composition of soul and body. As Chryssavgis very
rightly notes, Climacus has a strongly unitary view of the human being: “If
there is any ‘separation’—as in the case of death—it is only temporary. This
adds an eschatological dimension to John’s ascetic thought.”77 To this eschato-
logical dimension, I would add that the human being is called to become a
“unity,” only in the neverending progress that draws together body and soul.
In reading the Ladder, I speak of triad to convey motion—progress; I speak
of dyad to recall that motion is always within; I speak of unity to describe the
composite personal existence struggling toward wholeness.
With dyad and triad in mind and the quest for unity as context, we may fruitfully
ask one of the central questions of this study: how does John Climacus organize
the ascetic life? The answer that this study will propose is that he does so through
death. Though he devotes the sixth rung to the Memory of Death, he describes a
74
╇Evagrius, sent. mon. 121 (TU 39.4: 163). 75
╇ §28 (1137A).
76
╇ §25 (992D); cited in Price (1980, 358–59).
77
╇ Chryssavgis (2004, 56); see also Chryssavgis (1985b, 447–53).
John of Sinai and the Quest for Unity 51
practiced encounter with death in twelve forms78 in eighteen of the thirty rungs79
and connects it directly with twelve distinct virtues.80 Additional complications
arise because the connotations of various terms overlap, and of the virtues to
which Climacus connects the memory of death, some precede and some follow it
in the Ladder. He says in his sixth rung, “Memory of death gives birth . . . for those
away from the din of worldly concerns, to resignation and constant prayer, and a
guard of the mind. But these stand as mothers and daughters of the memory of
death.”81 The upshot of all this is that, in Climacus’ complicated genealogical
thinking, the memory of death is interconnected in curious, even paradoxical
ways, with numerous other virtues. When we return to Climacus in Chapter 6,
we shall see that progress always requires “memory of death.” He elaborates a
framework for progress built on a triadic engagement with time in which past,
present, and future all illuminate the ascetic’s eternal existence by their reference
to death as both mortality and judgment. We will then see that Climacus develops
the “dyad” in terms of a sustained and far-reaching practice of mortality. Death
runs like a grain of wood through the whole Ladder.
However, in order to make sense of what Climacus means by “memory of death”
or how he elaborates a “practice of death,” we need to step back and look at how
these two conceptualities helped define ascetic spirituality in the wide literary tra-
dition that formed Climacus. He builds up his vision of ascetic spirituality by very
carefully weaving together various strands of thought that emerged in the Egyp-
tian and Gazan monasteries while remaining sensitive to the often frayed ends and
ragged edges that were a natural part of the developing tradition. The next four
chapters will explore death, early Christianity, and the Desert, and each will have
the same structure, focusing on the three aspects of thanatological engagement
that are decisive for Climacus: first, the practice of the “memory of death” as both
mortality and judgment, then its metaphysical underpinnings in the continuity or
opposition of ages, before turning to “practices of death.” Each chapter will con-
clude with an examination of the rough edges and frayed ends of these ideas: that
is, how in the same literature we find ambivalence, nuance, disagreement, and
countervailing trajectories of spirituality at work. All of this will be important for
understanding both the developing Greek ascetic tradition and the Ladder.
78
╇ These are: μνήμη θανάτου (§1, §4, §6, §11, §15, §18, §27), ἔννοια θανάτου (§6, §20, Summary
after §26), ὑπόμνησις θανάτου (§12), μελέτη θανάτου (§4, §6, §18), μέριμνα θανάτου (§26), μνήμη
ἐξόδου (§6, Summary after §26, §30), αἴσθησις θανάτου (§6), δάκρυα ἐξόδου (§7, §18), πόθος θανάτου
(§26), ἔπειξις θανάτου (§27), δειλία θανάτου (§6), and φόβον ἐξόδου (§1). Climacus also uses other
phrases and terms with similar or analogous meaning.
79
╇ These are: §1 (On Renunciation), §4 (Obedience), §5 (Repentance), §6 (Memory of Death),
§7 (Mourning), §11 (Talkativeness and Silence), §12 (Falsehood), §13 (Despondency), §14 (Glut-
tony), §15 (Chastity), §17 (Poverty), §18 (Insensitivity), §20 (Alertness), §22 (Vainglory), §26 (Dis-
cernment), the Summary after §26, §27 (Stillness), §28 (Prayer), and §30 (Faith, Hope, and Love).
80
╇ These are: combating lust (§4), mourning (§5, §6, §7), detachment (§1, §6), obedience (§6),
fighting gluttony (§6), silence (§11), fighting lying (§12), pricking insensitivity (§18), wakefulness
(§20), discernment (§26), self-control (Summary after §26), and prayer (§30).
81
╇ §6 (793C).
2
This is not to say that Christian ascetics were familiar only with Scripture.
Long gone are the days when scholars imagined early monks as poor, illiter-
ate, simple folk—a picture that owes more, perhaps, to Athanasian ideology
and the disruptive force of the first Origenist Controversy than to historical
fact. Indeed, it grows clearer and clearer that the educated monk, the Eva-
grius or Ammonius, is not the exception but, at least in fourth-century
Egypt, the rule.4 Samuel Rubenson’s groundbreaking work on the Letters of
Antony,5 the publication of works by Ammonas and others, continues to
reveal a highly literate, well-educated group whose interests in gnosis and
union with God draw on the rich heritage of Alexandrian theology and
anticipate Evagrian language. Monastic spiritual development also recalls
the ideals of Classical paideia, and particularly its Christian renovation by
the great Alexandrians. However, the balance of this debt remains a ques-
tion: to what extent is the Christian ascetic project identical to Greek philo-
sophical practices? Or, if not identical, how much is it shaped by Greek
philosophy? I do not propose to answer this question and any definitive
answer awaits the completion of Samuel Rubenson’s massive “Early Monas-
ticism and Classical Paideia” project at Lund University.6 I will therefore set
to one side a more comprehensive examination of philosophical underpin-
nings and justify this study’s emphasis on Scripture with Anthony Mere-
dith’s remark that “even the most philosophically self-Â�conscious attempt to
justify asceticism with the Church has never been able to forget the appeal
to the words and example of Christ in the New Testament as a basis for its
practice.”7 For that reason this chapter will focus first on biblical material
and only then discuss the famous Socratic definition of philosophy as “prac-
tice of death” and its fate among Christian ascetics. Our survey of death in
the Greek ascetic tradition begins here by first describing key vocabulary
and conceptual themes that Greek Christian writers obtained from Scrip-
ture, and then practices of meditation on and anticipation of death derived
from Greco-Roman paideutic culture.
Scripture does not use any one word to signify the phenomenon of death. Gen-
erally, we encounter two kinds of vocabulary: terms for “death,” and terms for
4
╇ On which see, for example, Sheridan (2002). 5
╇ Rubenson (1990).
6
╇ The project’s conferences, publications, and plans can be viewed at www.monasticpaideia.org.
7
╇ Meredith (1976, 331–32).
54 The Role of Death in the Ladder of Divine Ascent
“destruction.”8 Both of these are opposed to words for “life” or “living” (particu-
larly ζωή).9 The commonest words for “dying” are (συν)(ἀπο)θνῄσκω, and
τελευτάω.10 The latter is rarer than the former and, though τελευτάω shares an
etymological origin with τελειόω (“to perfect” or “make complete”), τελευτάω
simply means to “come to the end [of one’s life].”11 Thus, τελευτῶν, “dying,” refers
to the deterioration of the human being leading up to and culminating in death
(for example, Heb 11.22). Τελευτάω and its related form τελευτή refer most gen-
erally to the cessation of physical life and, therefore, to death as an event that (at
least temporarily) terminates physical existence.12
Another curious word is ἔξοδος. Though rare, its range of meaning is remark-
able: aside from the obvious reference to the departure of the Israelites from
Egypt, it can mean, among many other things, death.13 Luke, for example, uses
the term of Jesus’ death: “These, having appeared in glory, spoke about his
departure [τὴν ἔξοδον αὐτοῦ], which he was about to accomplish in Jerusalem”
(9.31). Departure here means “death,” and the context of the transfigured Jesus
speaking with Moses and Elijah highlights Luke’s intentional reference to the
Exodus narrative. Though tempting to infer similar references elsewhere,
ἔξοδος usually simply means a “departure” or “outcome”14 and so, metonymi-
cally, “death.”15 In biblical material, Ἔξοδος can refer to the departure of πνεῦμα
from σάρξ (or σῶμα—the material portion of the human being), as in the follow-
ing: “Be comforted for him in the departure of his spirit [ἐν ἐξόδῳ πνεύματος
αὐτοῦ]” (Sir 38.23). Or it can refer to death generally as a person’s “departure”
from life: “I will take care to have you remember these things after my death
[τὴν ἐμὴν ἔξοδον]” (2 Pet 1.15).16 Thus, by ἔξοδος authors intend “death as depart-
ure,” though without any discernible consensus on what exactly that entails.
Finally, there is Jesus Ben Sirach’s curious formulation of τὰ ἔσχατα, “end.”
While ἔσχατα is a common expression,17 Ben Sirach, uniquely, uses it thrice to
refer to death:
In all your words remember your end and you will never sin [Ἐν πᾶσι τοῖς λόγοις
σου μιμνῄσκου τὰ ἔσχατά σου καὶ εἰς τὸν αἰῶνα οὐκ ἁμαρτήσεις] (7.36).
8
╇ Words for “destruction” (ὄλεθρος, φθείρω/φθορά, ἀπόλλυμι/ἀπωλεία) comprise an interesting
group, but only tangentially related to the topics under survey.
9
╇ S.v. θάνατος, TDNT 3: 7–25.
10
╇ The NT also uses κοιμᾶσθαι: literally, “to fall asleep” (for example, John 11.11–13; 1 Cor 7.39).
Sleep and death were closely associated in Greek and Jewish thought and, as Bultmann notes (s.v.
θάνατος, TDNT, 3: 14 n. 60) both Homer and the rabbis could use “to fall asleep” for “to die” with-
out intending any idea of afterlife, let alone physical resurrection. See John 11.11–13. See also
Levenson (2006, 5, 74, 186–87 with notes).
11
╇ S.v. τελευτάω, LSJ.
12
╇ For example, Gen 6.17, 27.2; Lev 24.16; Ezek 18.17; Mat 2.19; Mar 9.48; John 11.39; Act 7.15.
13
╇ Judges 5.27; Wis 3.2, 7.6; Sir 38.23; Luke 9.31; and 2 Peter 1.15. 14
╇ s.v. ἔξοδος in LSJ.
15
╇ Nolland (1993, 498); Marshall (1978, 384). 16
╇ See Phil 1.23 and 2 Cor 5.8.
17
╇ The plural reflects LXX usage for “end” or “final end,” as at 2 Sam 2.26, Lam 1.19, and Wis
2.16; or for “outcome,” as at Isa 41.22 and Dan 12.8; or even for “descendants,” as at Dan 11.4; or for
“latter” state or days, as at Job 8.7, 42.12, and Mat 12.45.
Biblical and Philosophical Foundations 55
Remember your end and cease from enmity; [remember] corruption and death,
and remain in the commandments [Μνήσθητι τὰ ἔσχατα καὶ παῦσαι ἐχραίνων
καταφθορὰν καὶ θάνατον καὶ ἔμμενε ἐντολαῖς] (28.6).
Do not give your heart to sadness; cause it to depart, remembering your end [Μὴ
δῷς εἰς λύπην τὴν καρδίαν σου ἀπόστησον αὐτὴν μνησθεὶς τὰ ἔσχατα]. (38.20)
In these passages “your end” (τὰ ἔσχατα) refers to “death” with the meaning of
“termination of existence.” Ben Sirach does not envision anything after death,
whether resurrection, eschatological judgment, or afterlife.18 He says, rather,
“Do not forget, there is no return . . . remember my sentence, for yours is simi-
lar, and today it is for me, tomorrow for you. When the dead body rests, let its
memory rest too, and be comforted for him in the departure of his spirit”
(38.21–23). Without return, and the expectation of absolute “rest,” τὰ ἔσχατα
must refer simply to that common “sentence” (κρίμα), which is itself death, the
fate of all mortals, and whose result is the “dead body” (νεκρός).19 Nevertheless,
as these same verses show, consciousness of death’s inevitability impinges on
one’s manner of living: protecting from sin (7.36), helping to make peace (28.6),
and lightening one’s heart in the face of calamities (38.20). Ben Sirach’s usage is
not retained, as Christian authors apply radically different meanings to τὰ
ἔσχατα and εἰς τὸν αἰῶνα, neither of which, for them, refer to the present life but
rather to eternity. However, his ideas will resonate throughout the ascetic trad-
ition. Sirach 7.36 provides the biblical foundation for the “memory of death”
(μνήμη τοῦ θανάτου), which will be so vital to ascetic authors.
18
╇ Levenson (2006, 194–96). 19
╇ See Eccl 2.15–16.
20
╇ Hos 13.14; Hab 2.5; Sir 41.1–2; Job 18.13; see 2 Kgds 22.5; Prov 7.27; etc.
21
╇ Gen 3.19, 18.27; Eccl 12.7. See on Old Testament theology of death generally, Bailey (1979,
58f, 109–110). On the Eden episode see especially Barr (1992, 1–20).
22
╇ Pss 17.5–6, 106.18, 114.3, etc.; see Rom 7.12–25.
23
╇ Gen 2.17, 6.7; Exod 12.29, 32.28; 2 Kgds 6.7; etc.; so also in some New Testament writings—
Acts 5.1–11; see Luke 13.1–5. This is most especially true for Paul (Rom 5.12–21), on which more
later.
24
╇ Bailey (1979, 47–52, 77–80) confines this distinction to older strata of literature, seeing it
subverted in wisdom literature and fully reversed in Christian martyr literature as well as passages
such as 1 Cor 4.9–13 and Luke 21.16. This does not deny the validity of “good” versus “bad” death,
but simply changes the criteria rather drastically. See also Johnston (2002, 39–46).
56 The Role of Death in the Ladder of Divine Ascent
Paul sees death as disclosing the limitations imposed on humanity through sin,
while Matthew refers it to an eternally viable resolution of human existence in
Christ’s eschatological judgment. For John, while death is terrible, even tragic
(11.34, 12.27), it in no way disrupts the life that Jesus offers (11.25–27).25 For
such writers, death can only be a good or bad thing, and, if ever it is neutralized,
as Matthew or John’s Gospels might suggest, it is only with reference to a more
fearful prospect in eternity26 or an eternal hope realized in the present.27
Ascetics—to put it very generally—who were also concerned with the spiritual
meaning of death, took ideas of eschatological judgment from Matthew,28 and
their focus on death as a symbol of fallen and saved humanity from Paul. While
the modern critic would be in no danger of confusing these two strands of
thought, patristic readers would, through creative readings, combine them
without rejecting either. I will, therefore, lay out these strands of thought with-
out attempting to adjudicate or synthesize. We will, in the chapters that follow,
see the ways that Matthew and Paul’s ideas, if not always their words, resonate
through ascetic literature.
╇ See Bailey (1979, 51–52); Clark-Soles (2006, 122–38); Rowland (2008, 66).
25
31
╇ So also Luke 12.3.
32
╇ In one of the very few instances that he could be said to speak of it at all, Paul also speaks of
(probably) eschatological judgment in terms of actions: “The work of each will become clear, for
the day will make it clear, because it is revealed by fire. And the fire will test the quality of each
one’s work . . . if someone’s work is burned, he will suffer loss. But he himself will be saved, though
as through fire” (1 Cor 3.13, 15). On which see Clark-Soles (2006, 82–83).
33
╇ Clark-Soles (2006, 188–90).
34
╇ NT writers commonly use ἀπόλλυμι/ἀπωλεία—which can refer to any “loss” or “destruc-
tion”—to refer to the end of sinners (Mat 7.13; Phil 3.19; Heb 10.39; 2 Pet 3.7). Paul (1 Cor 1.18, 2
Cor 2.15; see also Jam 4.12) opposes ἀπολλυμένοι to σῳζομένοι, thus suggesting a binary analogous
to Matthew’s description of judgment. One is either “saved” or “lost” and, at least in Matthew, this
“destruction” must be understood as an ongoing separation from Christ: “into the eternal fire pre-
pared for the Devil and his angels” (25.41). So Clark-Soles (2006, 73).
35
╇ Rowland (2008, 60).
58 The Role of Death in the Ladder of Divine Ascent
mother and wife and children and all his brothers and sisters and even, even his
own soul, he cannot be my disciple” (Luke 14.26).36 That is, the relativization of
physical death to eschatological judgment makes possible a perspective within
which total renunciation of the present life—insofar as it presents an obstacle—
is desirable.
36
╇ See also Luke 9.62; Mat 16.24; etc. Some have wished to soften the tone of Jesus’ words, mak-
ing “hate” to mean “love less than,” though Johannes de Silentio’s rebuke must hold good: if sof-
tened, Jesus’ radical claim becomes meaningless and insipid. See Kierkegaard (1994, 63–64).
37
╇ Not wishing to enter the fray over Pauline authorship, I will simply accept it as writ that this
is contested for many letters but will, for the sake of brevity, speak as though Paul himself wrote
them.
38
╇ Rom 3.9, Gal 4.3; see also Heb 2.14–15; on which see Cousar (1990, 57) and Tannehill (1966,
124).
39
╇ See Heb 6.1, 9.14; Jam 2.17, 2.26. 40
╇ Cousar (1990, 88–109).
41
╇ Black (1984, 413–33).
Biblical and Philosophical Foundations 59
expresses sin, it also becomes the means by which believers receive life. More
than that, “death” becomes a mode of “life.” Believers are called to a kind of
“death” themselves, but one which, being in accordance with Christ, differs
from the end of sinners.42 Thus, Paul describes baptism “into Christ” as baptism
“into his death” (Rom 6.3). However, elsewhere, he reminds his readers that “As
many of you as have been baptized into Christ, have put on [ἐνεδύσασθε] Christ”
(Gal 3.27). To put on Christ—to become like Christ, which, as I have already
pointed out, is Climacus’ definition of the Christian—means in some way to die
not only like but with Christ. Baptism into his death means that believers have
the opportunity of living free, beyond the reach of death and sin, because they
live in expectation of a resurrection like Christ’s in which they will live with
Christ.43 Just as we will see death impinge on life for philosophers, so resurrec-
tion impinges on life for Paul. His words are worth repeating on this point:
Therefore, we have been buried with him through baptism into death, so that, just
as Christ was raised from the dead through the glory of the Father, so also we may
walk in newness of life. For if we have been planted together in the likeness of his
death [τῷ ὁμοιώματι τοῦ θανάτου αὐτοῦ], we will also be in the likeness of his resur-
rection. Knowing this, that our old self [παλαιὸς ἄνθρωπος] has been crucified, that
the body of sin might be abolished, that we might no longer be slaves to sin. For
one who dies [ὁ γὰρ ἀποθανὼν] has been vindicated from sin. But if we have died
with Christ, we believe that we shall also live with him. (Rom 6.4–8)
Believers exist now in a state of “death,” having been buried, and looking for-
ward to a future resurrection.44 Paul compares this state variously to a “new
creation” (2 Cor 5.17) and to a new person (Col 3.10), entirely free of the con-
straints and demands of his “old self ” (παλαιὸς ἄνθρωπος), or “body of sin” (σῶμα
τῆς ἁμαρτίας), or “flesh” (σάρξ) (Gal 5.24), which, like his relationship to the
world, has been “crucified” (Gal 6.14).
Believers can, therefore, happily face all manner of suffering, knowing that
“the sufferings of the present time are not worth considering, compared to the
glory about to be revealed to us” (Rom 8.18). As we saw with Matthew, believers
gaze beyond death to the eschatological hope that overshadows and displaces
the present life. On this account, they can accept as trivial or perhaps even
beneficial whatever trials come, “Always carrying around the dying of Jesus in
our body [τὴν νέκρωσιν τοῦ Ἰησοῦ ἐν τῷ σώματι] so that the life of Jesus might also
be revealed in our body” (2 Cor 4.10). Thus, suffering now actually helps con-
stitute future blessings.45 Death now, life later—or, to put it differently, alive
now in spirit while dead in body (Rom 8.10; 2 Cor 4.16), alive at the resurrec-
tion in glorified body and spirit (1 Cor 15.51–54).
42
╇ Cousar (1990, 157–64). 43
╇ So argues Tannehill (1966, 14–20).
44
╇ Paul’s argument in 1 Cor 15; and 2 Tim 2.11 quotes the saying as πιστός.
45
╇ Cousar (1990, 150–51).
60 The Role of Death in the Ladder of Divine Ascent
New life, severed from the constraints of sin yet still subject to mortality,
carries an important ethical component. Paul exhorts his readers, since they
have died to sin, not to allow it a place in their bodies (Rom 6.11–13) and,
therefore to “put to death [Νεκρώσατε], therefore, your members which are
on the earth” (Col 3.5). The believer who, like Paul, would imitate Christ
(1 Cor 11.1; Eph 5.1; 1 Thess 1.6) must act the part—he does not sin because
of his freedom (Gal 2.16–19) nor in order to receive God’s gift afresh (Rom
6.1). Rather, he remembers Paul’s injunction that “if you live according to the
flesh, you are heading toward death, but if by the Spirit you kill the works of
the body, you will live” (Rom 8.13).46 If sinful acts lead “to death,” render a
person “dead in sins,” and are themselves “dead works,” then only by a process
of severance analogous to death, does a person live. A metaphorical death,
therefore, allows believers to receive God’s gift of life predicated on Christ’s
life-giving death.
To sum up, Paul opens up a second important mode of engaging with death.
Here, death can express both the condition of sin and the life of the Christian.
The former allows Paul to describe nonbelievers and their lifestyles as “dead.”
The latter allows Paul to describe Christians as “dead,” but rests implicitly on
the reversal which Christ’s death effected, delimiting death and offering resur-
rection to humans. Believers look forward to resurrection but, for the moment,
live in a state of tension, a kind of living burial, dead as far as the world or even
their own bodies are concerned. They are free from the constraints of sin—and
therefore “dead” to it—but not from mortality—and therefore “dead” in their
bodies.47 This line of thought will be important as well for ascetic writers, pro-
viding a theologically symbolic framework of thanatological imagery within
which to conceive Christian ascetic lifestyles.
46
╇ See also Rowland (2008, 60–61). ╇ Tannehill (1966, 76–77, 85, 130).
47
48
╇ Mark 8.34; Luke 9.23.
Biblical and Philosophical Foundations 61
to willingly relinquish one’s own desires, choices, anything that might hold one
back. The idea of self-denial enshrined here will be of universal importance for
ascetics as regards the “will” (θέλημα).
Then there is nonjudgment: “Do not judge, lest you be judged, for by the
judgment by which you judge, you will be judged, and in the measure you
measure it will be measured out to you” (Mat 7.1–2). Judgment, as we saw earl-
ier, belongs to Christ, and so arrogating that function to oneself amounts to
hubris, which will, in Christ’s eschatological judgment, be turned against the
usurper. Nevertheless, Jesus’ call to nonjudgment does not preclude
“discernment”—“[τὸ] διακρίνειν” is praised (Mat 16.3; 1 Cor 6.5, 14.29), and 1
John commands people to “test the spirits [δοκιμάζειν τὰ πνεύματα]” (4.1). Cer-
tainly, both sides—refusal to judge others, and a strong emphasis on discern-
ment (διάκρισις)—come together in ascetic thought, particularly by turning
judgment against oneself, as Paul exhorts, “But if we have judged [διεκρίνομεν]
ourselves, we would not be judged [ἐκρινόμεθα]” (1 Cor 11.31).
We note also “mourning” (πένθος) and “sadness” (λυπή). In the NT, the for-
mer is rare and negative (Luke 6.25). The latter is important to Paul, who says,
Now I rejoice, not that you have been made sad, but that you have been made
sad unto repentance [εἰς μετάνοιαν]. For you have been sad in a godly way, that
you might suffer loss from us in nothing. For godly sadness cultivates repentance
unto a salvation which one need not repent of [ἡ γὰρ κατὰ θεὸν λύπη μετάνοιαν εἰς
σωτηρίαν ἀμεταμέλητον ἐργάζεται]. But worldly sadness conversely cultivates only
death [θάνατον κατεργάζεται]. (2 Cor 7.9–10)
Paul distinguishes here between “godly sorrow” that “operates repentance” and
“worldly sorrow” that “operates death.” There is, then, a kind of sorrow, perhaps
even of “mourning” (1 Thess 4.13),49 which is not only acceptable but actually
conducive to that fundamental and universally acknowledged virtue, “repent-
ance” (μετάνοια).
While Paul does not elaborate on his distinction between repentance-bearing
and death-working λυπαί, ascetic literature—especially following Evagrius
Â�Ponticus—will use λυπή to refer to that “worldly sorrow” that leads to death, asso-
ciating it with “restless indifference” (ἀκηδία), and “despair” (ἀνελπιστία).50 In place
of Paul’s “godly sorrow,” ascetic writers usually speak of “mourning” (πένθος) and
“tears” (δάκρυα) as the results and sources of μετάνοια.
╇ In fact, Evagrius claims that λυπή and ἀκηδία are companions (σύμφοιτοι), in vit. 3 (PG 79:
50
1141D). In some works, Evagrius does preserve the Pauline semantics as, for example, at Eulog.
6–8 (PG 79: 1101D–1104D) and spir. mal. (recensio A), 5.19–20 (PG 79: 1157B). However, more
generally he will, like the Stoics before him, consider λύπη as one of the problematic passions: vit. 3
(PG 79: 1141D–42A); cap. prac. 10, 19 (SC 171: 514, 546–48); sent. mon. 56 (TU 39.4: 157); rer.
mon. 5 (PG 40: 1257A); etc. Generally, the same distinction continues to operate, whether or not
under the same semantics.
62 The Role of Death in the Ladder of Divine Ascent
51
╇ The opposition of humbling and being exalted is almost proverbial in NT writings: Luke
18.14; 2 Cor 11.7; Phil 2.6–11; Jam 4.10; 1 Pet 5.6.
52
╇ For example, Mat 5.19, 19.17; John 10.18; 1 John 5.2.
53
╇Mat 22.36–40; Mark 12.29–31; John 13.34–35; Rom 13.9; 1 John 3.23; see also Luke
18.20–21.
Biblical and Philosophical Foundations 63
PHILOSOPHICAL PRACTICES:
DEATH AND REMEMBRANCE
As noted at the beginning of this chapter, the primary fons for Christian ascetics
was always Scripture. Monks read and wrote their own lives through the lens of
Scripture. Yet, as has become increasingly clear, many (perhaps most) monks
were at least basically educated and literate, while some had very full academic
and rhetorical training, and a few, such as Evagrius, may be considered philoso-
phers in their own right. David Brakke argues, though, that we should not
“imagine monastic Christians as starting out with some fully formed Christian
ascetic paradigm into which they received or appropriated” philosophical,
medical, or other traditions, but rather “monks and ascetic authors were craft-
ing a new lifestyle, in which Christian themes were shaped by as much as they
shaped traditions from other discourses.”54 This means that, from author to
author, the particular engagement will vary widely: with high-level philosophy,
with what Anthony Meredith called “popular morality” (which readers often
confuse with philosophy),55 with medical wisdom and magical ritual (which
moderns too quickly separate from philosophy), and with the physiognomic,
racial, sexual, and other assumptions of late antique culture. There is no one
answer to the question of indebtedness versus rejection. Rather, we would do
better to speak, as Brakke does, of ways of interacting with cultural heritage and
ways of “shaping” tradition. Along those lines we may say a few general points
about how authors under survey here understood their own spirituality in rela-
tion to the broader intellectual and paideutic ideals of late antique culture.
As to Climacus’ own debt to Greek paideia, I will merely advert to the work
of Henrik Johnsén, discussed at length in the Introduction, who has shown
rather conclusively that John was well trained in rhetoric. Certainly, John is no
philosopher, nor (so far as I can tell) familiar with or interested in the entangled
arguments of late antique schools. I suspect that he, like many others who
rejected what they saw as Origenist “intellectualism” and its rotten Evagrian
fruit, would consider so much emphasis on dialectic to be at best an impedi-
ment on the straight and narrow way, at worst the paving stones of the broad
and winding one.
Tertullian’s absolutizing rhetoric about Jerusalem and Athens aside, tensions are
visible in ascetic literature between the paideutic and intellectual commitments of
54
╇ Brakke (2006b, 177). 55
╇ Meredith (1976, 313).
64 The Role of Death in the Ladder of Divine Ascent
late antique culture and an awareness of their problematic results. This tension,
discernible in Climacus, is visible in many of the authors surveyed later. Emblem-
atic of how monastics might resolve their issues is the series of letters between
Barsanuphius and an anonymous correspondent who claims to have “accidental-
ly” stumbled on numerous books of Origen and Evagrius. He asks what he ought
to do because, having read them he finds some very curious—especially Evagrian
passages from the infamous Kephalaia Gnostica which suggest a universal apoka-
tastasis. Barsanuphius responds forcefully, but not with unthinking rejection. Cer-
tainly, Barsanuphius is more than mistrustful of the “doctrines of the Greeks,”
seeing an overcommitment to philosophically derived cosmology as the root of all
Origenist evil. He says that such speculations are the “vain chatter of people who
hold themselves to be something!”56 As we shall see, Barsanuphius is very deeply
committed to the ideal of humility and of reminding monks not to imagine that
they “are something.” For him, then, making out that one “is something” runs pre-
cisely counter to his admonishment that monks hold themselves “not to be some-
thing.” Philosophical speculations become marks of arrogance and are indicative
of a rejection of monastic virtues. Indeed, he goes on to argue that such preoccupa-
tions demonstrate a lack of concern with death and God’s judgment.57
Yet, Barsanuphius freely admits, his unnamed correspondent is free to
peruse suspect texts—he simply needs to ignore the questionable bits.58 Far
from an anti-intellectual stance that would have simply disposed of Evagrius’
books (which frequently happened, as seen from the loss of many of his works
in Greek), Barsanuphius seems to imagine the kind of open selectivity that
Basil of Caeserea had outlined in his work on “The Right Use of Greek Litera-
ture.” But, as E. L. Fortin rightly noted, one cannot sift without critically
engaging, one cannot reject only the bad parts without reading the whole and,
in fact, what one very often ends up doing is simply reading with a filter.59 It
will be no surprise, then, if, even as we read condemnations of philosophizing,
we can discern specific influences from Stoic, Platonist, and (early) Peripatetic
thought in the authors we examine. As Averil Cameron remarked, “The
many—often agonized—contemporary Christian discussions of the relation
of classical to Christian learning should be read as necessary attempts to
defend the extent to which Christians had in fact endorsed an educational
system that could be represented as contrary to their professed beliefs.”60
Though she referred to rhetors like Chrysostom and the Cappadocians, it
would apply, a fortiori, to educated ascetics, who very often drew, whether
consciously or not, on contemporary psychological and medical thinking in
order to elaborate their alternative lifestyle—at once rejecting and maintain-
ing the salient discourses of the cultural world in which they moved.
56
╇ resp. 600 (SC 451: 808), and John of Gaza express similar sentiments in resp. 601.
57
╇ So especially resp. 604 (SC 451: 818–24). 58
╇ resp. 602 (SC 451: 812).
59
╇ Fortin (1981, 189–203). 60
╇ Cameron (1991, 139).
Biblical and Philosophical Foundations 65
61
╇ See Stewart (2001, 173–204); Brakke (2006a, 185–86).
62
╇ Larsen (2010, 414); condensing the more detailed argument of Larsen (2006). See also
McVey (1998), a groundbreaking piece on which Larsen draws.
63
╇ See, for example, Sterling (2001). As C. J. Rowe has noted, parallels “which many find irre-
sistible” abound: Rowe (1999, 222). Some of these are explored, together with equally pregnant
contrasts, in Gooch (1996).
66 The Role of Death in the Ladder of Divine Ascent
mimicked biblical figures such as Elijah and John the Baptist.64 Sometimes
these philosophical exemplars could directly influence monastic writers. Atha-
nasius is an obvious example but Palladius also, as we shall see in Chapter 4,
gives an account of one Sarapion the Sindonite who seems to have consciously
modeled his life (or Palladius did for him) on the infamous Cynic Diogenes.
Neither sort of influence—schoolroom exercises and philosophic “lives”—
require, however, the assumption that monks had more than “primary” educa-
tion in basic literacy, and so are very broadly applicable.
64
╇ See, for example, Sozomen, Historia Ecclesiastica 1.12.9; Jerome, Vita Pauli 1. On biblical
and extra-biblical Jewish exemplars, see O’Neill (1989). While John the Baptist and Elijah are rea-
sonably obvious, Paul is less often presented as a model of ascetic withdrawal. However, N. T.
Wright argues for a conscious rhetorical parallelism between Paul’s flight and Elijah’s retreat:
Wright (1996). For Wright, of course, the parallelism represents an attempt at rhetorical self-
presentation furthering Paul’s authority before his audience. For Christian ascetics, Paul, too,
could become a model of retreat, just as he certainly was of divine revelation.
65
╇ Phaedo 67e. 66
╇ Phaedo 81a. 67
╇ Phaedo 65a–66a.
Biblical and Philosophical Foundations 67
be, and passing away. Thus, Plato argues, the philosopher knows that the best
way to seek knowledge is to do so without the hindrance of the five senses.
Indeed, the soul cannot perceive properly if it is bogged down in emotional
attachment and physical desires—how can a person attached to the perishing
world and its inhabitants possibly see beyond it?68 The perfect vantage is only
available in death, since only then is the soul absolutely free from the body.69
But, if one waits for death, the soul may be so attached to the perishing world it
must leave behind that it cannot appreciate its newfound freedom.70 So the best
plan is to anticipate death now and to purify oneself from all material attach-
ments in order to focus wholly on the contemplation of immaterial reality.71
The process of purification, Socrates concludes, is nothing other than “separat-
ing as much as possible the soul from the body and accustoming it to gather
and collect itself together from all parts of the body and to dwell as much as it
can both in the present time and the next by itself, freed from the body as from
chains.”72 The philosopher, therefore, practices a frugal, simple way of life,
enjoying perhaps but carefully avoiding attachment to pleasures and emotional
bonds, so as to clear the soul’s powers of perception and to engage it completely
in the search for immaterial truth and the contemplation of eternal verities.73
But this process of separation—that is, forming habits that denigrate emotional
attachments and physical desires and focusing one’s energies instead on con-
templation and dialectic—is a living mimicry of death which, Plato argues, is
nothing other than the “separation of soul from body.”74 Thus it is that the phi-
losopher truly practices death and, more importantly, that the work of philoso-
phizing consists in cultivating intellectual and ethical habits during one’s bodily
life, which are only fully realizable in death’s state of disembodiment.
Plato’s definition of philosophy, then, as “practicing dying,” has implications
for not only his epistemological commitments but also the conception of death
with which he operates. It embraces the end (τέλος) of philosophy and incorp-
orates ethical (ἠθική) as well as theoretical or metaphysical (φυσική) divisions
into which philosophy was often analyzed. Despite the elaboration it would
receive among neo-Pythagoreans and neo-Platonists, to whom Christian
thinkers were often amenable, ascetic authors do not commonly speak of a
“μελέτη τοῦ θανάτου,” and, when they do, they deploy it at important junctures
68
╇ Phaedo 66b–e. 69
╇ Phaedo 62B, 67D; so Cratylus 400C. 70
╇ Phaedo 108a–b.
71
╇ Phaedo 67a–b; this element would be particularly emphasized in the Pythagorean revival
that helped shaped later Middle and Neo-Platonism: see, for example, Justin Martyr, Dialogus
cum Tryphone 2.
72
╇ Phaedo 67c.
73
╇ Certainly, Plato’s accounts of eros in the Symposium and Phaedrus point in this direction—
one never really loves another human. Rather, one properly loves the eternal beauty that is refract-
ed through the other’s soul and aped by his body.
74
╇ Phaedo 64c.
68 The Role of Death in the Ladder of Divine Ascent
in such a way as to suggest that they have not necessarily imported the whole
apparatus of Platonic metaphysics, epistemology, and other intellectual bag-
gage that might accompany it.
Notably, Evagrius Ponticus in his Practicus develops Plato’s dictum as one of
two traditional definitions of “withdrawal” (ἀναχώρησις). Evagrius writes,
To separate the body from the soul belongs to the one alone who bound them to-
gether. But to separate the soul from the body belongs also [to] the one who aims
at virtue. For withdrawal [ἀναχώρησιν] is called “meditation on death” [μελέτην
θανάτου] and “flight from the body” [φυγὴν τοῦ σώματος] by our fathers.75
Assigning the “meditation on death” to “our fathers,” Evagrius presents it as a
common ascetic inheritance. By giving it as one of two definitions for “with-
drawal” from the world, Evagrius connects the contemplation of death with
another practice resembling death: flight from the body. In doing so, he seems
to be tapping in to, in modified form, the Platonic description of “likeness to
God” as “flight from the world.”76 His point, though, is that withdrawal from the
world cannot be conceived merely in spatial terms, as, for instance, setting up
camp in the desert rather than the city. Evagrius and other ascetic authors were
keenly aware that a change of location does not necessitate, though it might aid,
a change of life.77 Rather, “withdrawal” must mean also a withdrawal from the
body—not entirely, since that would mean suicide, as his seemingly pedantic
insistence on word order makes clear—but from the desires and attachments to
which bodies make people prone.78 This, I think, is why Evagrius begins this
particular kephalaion with definitions of death and ends with definitions of
withdrawal: “withdrawal,” if it is to be effective, entails a life that diverts the soul
from bodily attachments and so mimics the traditional definition of death
itself.
However, Evagrius’ usage, and presumably the traditions that underlie it,
modifies and adapts Platonic thought to a Christian framework. Certainly,
Evagrius shares Plato’s epistemological commitments to clarifying the soul’s
perception, but what the soul sees is not “being itself ” or “the Good” or even
“forms.” Rather, Evagrius explains that humans are made to contemplate God,
at least in their rational aspects.79 But by God he means very specifically the
Christian Trinity.80 Indeed, elsewhere Evagrius uses the image of the Trinity as
a model for the monk’s self-unification through withdrawal and ascetic
Â�practice—thus, the “practice of death” would also be “imitation of the Trinity,”
which makes possible “contemplation of the Trinity.” As Evagrius spells out
81
╇ cap. prac. Prol.8 (SC 171: 490–92). 82
╇ cap. prac. 56 (SC 171: 630–32).
83
╇ cap. prac. 67 (SC 171: 652). 84
╇So cap. prac. 8, 81 (SC 171: 510–12, 670).
85
╇ cap. prac. 91–99 (SC 171: 692–710).
86
╇Clement, str. 4.1.1.1, 4.3.9.3–5, 4.21.131.1, etc. (GCS 15: 248, 252, 307). On Evagrius’ debt to
Clement, which has yet to be fully explored, see A. Guillaumont (1987).
87
╇ Cyril of Scythopolis, Vita Cyriaci 13 (TU 49.2: 230, trans. Price [1991, 253]).
70 The Role of Death in the Ladder of Divine Ascent
88
╇ Vita Cyriaci 13 (TU 49.2: 230, trans. Price [1991, 253–54]).
89
╇ Vita Syncleticae (PG 28: 1532C).
90
╇ John of Damascus, Dialectica (capita philosophica) 3.
91
╇ Epiphanius of Salamis, Panarion 3.64.45.3.
Biblical and Philosophical Foundations 71
above. Socrates says rhetorically, “Do we not call death this: the dissolution and
separation of soul from body [λύσις καὶ χωρισμὸς ψυχῆς ἀπὸ σώματος]?”92 While
the definition may have been controversial in Plato’s day, it was taken up by
later Platonists93 and Stoics.94
Though sharing this vocabulary, not all philosophers agreed on the implica-
tions of death as separation. What separation might entail—whether the soul
would continue to exist eternally or only for some time, or not at all; whether it
could still function at all, or even function better without the body; whether
death meant the complete destruction of a particular human being or simply of
the material portion; whether separation meant release or dismemberment—
hardly found consensus among philosophers, though Platonists leaned toward
immortality while Stoics and Epicureans were annihilationists.95 Indeed, the
ways in which philosophers filled out the details of separation implicated their
cosmological and anthropological ideas more broadly, and these naturally dif-
fer among schools, eras, and cultural milieus. The Epicureans, for example,
understood death as the dispersement of pneuma and the annihilation of the
human being, though Lucretius could at least hint at the above definition: “so,
we will not be, when the severance of soul and body/has come about.”96 Aristo-
tle’s legacy was somewhat different.97 Aristotle only discussed θάνατος briefly in
his medical works, defining it as a cooling of interior heat or cessation of respi-
ration—the loss of proper existence and activity (ἐντελεχεία/ἐνεργεία)—and the
corruption that accompanies that loss. He had little or no time for realist
notions of “human immortality.”98 However, later Aristotelian commentators,
as well as his interpreters in both Platonic and Stoic schools, would develop
Plato’s definition in some ways.99
Formally, Plato’s definition also became normative for Christian writers and
is employed in those rare moments in ascetic literature that gesture toward
defining death.100 However, because the common definition left so much to be
filled in, alternative definitions were deployed by Jewish and Christian thinkers
with a vested interest in the immortality of the soul. These definitions suggested
92
╇Plato, Phaedo 67d; see also 64c.
93
╇Plutarch, Moralia 1052c; Diogenes of Oenoanda, Fragmenta 37; Philo, Legum Allegoriarum
1.105, De Abrahamo 258; Iamblichus, Protrepticus 65; Plotinus, Enneads 3.6.5.20; Sextus Empiri-
cus, Adversus mathematicos 7.234.
94
╇Zeno, SVF 1.146 and Chrysippus, SVF 2.604, 2.790, 2.809; in all of these instance the defin-
ition is treated as axiomatic rather than the object of argument.
95
╇ On the variety of views see, for example, Tusc. 1.9.18–11.24; 1.22.50.
96
╇Lucretius, De rerum natura 3.838–39; see also 3.417–62, 624–33, 806–29. See also commen-
tary in Long and Sedley (1987, 153–54).
97
╇ Tusc. 1.9.18
98
╇ See Aristotle, De respiratione 472a, 479b; Problemata 909b. See also Tusc. 1.10.22; on which
see Sorabji (2006, 117–18).
99
╇ See, for example, Alexander of Aphrodisius, Problemata 3.11.
100
╇ For example, Ps-Macarius, Collectio H 22; Theophilus 4; Cyril of Scythopolis, Vita Joannis
Hesychastae 17; Evagrius, cap. prac. 52. Climacus offers no definition of death.
72 The Role of Death in the Ladder of Divine Ascent
that the soul, being immortal, can suffer something analogous to what the
entire human, being mortal (at least with regard to the corruptible body), suf-
fers in physical death. For example, Philo, attempting to explain why, given
God’s stern warning in Genesis 2, Adam and Eve did not die upon eating the
forbidden fruit, argues that the term is equivocal: “For death is twofold [διττός]:
of a human and, properly, of the soul [ψυχῆς ἴδιος]: while death of a person is
separation of soul from body, death of a soul is corruption of virtue [ἀρετῆς μὲν
φθορά] and reception of evil [κακίας ἀνάληψις].”101 Alexandrian Christian
authors, familiar with Philo’s hermeneutical maneuvers, similarly multiplied
definitions of death to incorporate not only the cessation of physical existence,
which was, for them, of only limited import, but also a more worrisome “death
of the soul.” To return to Clement of Alexandria, we find that he would boldly
invert thanatological language: “One could dare to say that, while death
[θάνατος] is the participation of a sin-prone soul in a body [ἡ ἐν σώματι κοινωνία
τῆς ψυχῆς ἁμαρτητικῆς οὔσης], life is separation [χωρισμὸς] from sin.”102 Clement
uses “death” to describe a sinful state of being, and “life” to describe freedom
from it. Origen would make similar assertions, when describing how the Holy
Spirit is called “life-creating,” he compares it to Paul’s remark that “the letter
kills, but the spirit makes alive” (2 Cor 3.6). Origen then asserts that “the “letter
kills” and leads to death, not as the separation of the soul from the body, but as
the separation of the soul from God and his Lord and his Holy Spirit.103 Here
Origen shows his acceptance of the common definition of death, but suggests
that in relation to God there is a different kind of state, which might also be
called by the name “death.” In these examples, the standard definition of death
is accepted (at least implicitly), but its primary claim—that death means a sep-
aration of what is normally united—applied to the soul’s status with regard to
God, truth, or virtue. Writers thus attempted to elucidate the consequences of
death in spiritual terms as well as physical. The ascetic writers we survey would
also liberally apply the term “death” to vices that damage the soul or to a separ-
ation from God, even while envisioning a “death” that positively contributes to
Christian identity.104
╇ Legum allegoriarum 1.105–06, see also 2.77; on which see Zeller (1995).
101
105
╇ The literature is too vast to discuss here and the topic too intricate to work through. I will
mention only a few helpful works. On early and Classical Greek ideas of the afterlife, particularly
with reference to the Eleusinian Mysteries, Rohde (1966) remains a classic; D’Elia (1985) is also
useful. On Plato’s myths, with their Pythagorean elements, see Annas (1982). On Jewish thought,
especially useful is Nickelsburg (2006); in addition to this, on varieties of early Christian eschat-
ology and thanatology, see Daley (1991). Of more general interest are Bernstein (1993) and
though painted in very broad strokes Segal (2004).
106
╇ Again, the literature is intimidating but, on the genealogy of “tours of Hell,” see Martha
Himmelfarb’s conclusions: Himmelfarb (1983, 169–73). On the literature more generally, see
Baun (2007). And on its relation to attitudes toward death among early ascetics see Daley (2001).
107
╇ Visio Pauli 15–17: James (1893, 17–19): in Latin, ora necessitatis.
108
╇ In Epistulam i ad Corinthios 9.1 (PG 62: 447); on which, see Daley (1991, 106).
74 The Role of Death in the Ladder of Divine Ascent
assessment of the individual based on actions. They do not always specify if this
judgment is “postmortem” and individual or “eschatological” and universal—
mostly they seem to mean both and, anyway, the two are deeply connected.
What ascetic authors have in common is the belief that this judgment is based
on the moral character of human life, for which we are responsible. It is an
assessment in which our deeds become or are revealed as evidence in a moral
trial. Mortality gives way to judgment, and so the two meanings of “death” must
be understood not as alternatives but as aspects of the same experience.
╇ Wortley (2006, 317–18); see also Regnault (1990, 110, 115–16).
109
through individual impressions either (in Stoic and Peripatetic thought) received
from past experience (as πάθη)112 or (as Plotinus would have it) conjured up in
the mind.113 To “remember” meant, then, to “imagine” either something that has
already happened or that could happen—memory, understood broadly, could
be of the past or the future, though Aristotle would say that we reserve the term
“memory” for the past, “perception” for the present, and “speculation” for the
future.114 Ascetic “memory” of death is, presumably, of the latter: an imagistic
mental representation of what one expects to happen at and even after death.
Since Christian ascetics place rather greater value on God’s judgment than on
the separation of soul and body as such, they will, as we shall see again and again,
focus on descriptions of judgment. These descriptions are drawn from literary
and apocalyptic sources as well as individual experiences. They have much in
common, we shall see, with “meditation” as repetition—monks are enjoined to
regularly envision death and judgment and to dwell on the respective eschato-
logical fates of saints and sinners.
Christians who imagistically meditate on death and judgment have prede-
cessors certainly among philosophers. Pierre Hadot has discussed at some
length the practice and perceived benefit of so-called “spiritual exercises” in
antiquity, arguing that Christian ascetical practices owed much to these.115 In
particular he found in “attentiveness” (προσοχή, usually to oneself), a concept
that fared well among Christians. For Stoics and Platonists alike, the philoso-
pher sought to see himself as he really was and to discern how he did and ought
to obey the supreme principle, whether θεός, λόγος, or φύσις. Προσοχή Hadot
argues, “supposes a continual concentration on the present moment, which
ought to be treated as if it were at once the first and last.” Thus, attention to one-
self means also attention to one’s death, because humans, being mortal, live
always under the shadow of their own mortality, which is natural and reason-
able, distinguishing humans from gods. Indeed, Hadot characterizes the “spir-
itual exercises” of philosophers as existential. He says that “these exercises seek
to effect a transformation of one’s view of the world and an alteration of one’s
being. They have, therefore, not only a moral, but an existential value. They do
not concern a code of good conduct but a way of being in the strongest sense of
the term.” That is, the Socratic “practice of death,” undertaken in “spiritual
exercises” of attention to oneself and one’s proper existence, helped the philoso-
pher to live a life whose goals and habits accorded rationally to the fact and
consequences of his mortality, whatever he may envision thereafter.
Of particular interest among philosophical “exercises” are two: one is Cyre-
naic (hedonist, though taken up by the Stoics), the other Epicurean. Both share
112
╇ De Memoria 1 (450a27–b14); by πάθος Aristotle does not here mean emotion but rather the
changes in the soul wrought by the “perceptual process:” Sorabji (2004, 69–70, 81–83).
113
╇Plotinus, Enneads 4.6.3.19–21, 4.6.3.58–59; on which King (2009, 235–40).
114
╇ De Memoria 1 (449b9–29); a distinction also found in Plato, Philebus 39D–E
115
╇ Quotations from Hadot (1981, 60–65).
76 The Role of Death in the Ladder of Divine Ascent
116
╇ Tusc. 3.28–29, 3.76. 117
╇ Graver (2002, 161).
118
╇ Tusc. 3.31, on which Graver (2002, 158–61). 119
╇ Tusc. 3.52–55, 4.37.
120
╇Seneca, cons. Marc. 9.1–11; cons. Polyb. 11.1; ep. 63.15, 99.32.
121
╇Seneca, ep. 24.2f., 91.4, 93.6, 107.3–4; on all these instances see Manning (1976, 301–304).
122
╇Seneca, ep. 24.2; trans. Fantham (2010, 40).
123
╇ ep. 24.3–9; trans. Fantham (2010, 40–41).
124
╇ ep. 24.14; trans. Fantham (2010, 42).
125
╇ Tusc. 3.52–55; on which see Nussbaum (2001, 80–85); and Graver (2007, 79).
Biblical and Philosophical Foundations 77
Against the Stoics the Epicureans argued for a different kind of therapy. They
too wished to reduce the effect of suffering on the soul, since suffering reduces
pleasure. But Epicurus and his school found that Stoic meditation on sufferings
diminished present pleasure and, frankly, were a little morbid. Epicurus, plac-
ing much greater emphasis on “attention” (ἐπιβολή) as criterion, understanda-
bly saw meditation on suffering as no more than “voluntary misery.”126 Instead,
he advised deliberate self-distraction and redirection through “the recollection
and anticipation of pleasures.”127 Why? Because, returning to the above discus-
sion, Epicureans and most others (except the Cyrenaics, admittedly)128 saw the
memory as preserving an imagistic impression of a sensation. If one focuses on
memories of past pleasures, one can actually enjoy them again, to some extent.
Because the memory uses the image-creating capacity of the imagination
(φαντασία), the same process can be deployed speculatively toward the future
and so one can experience in advance the pleasures that have yet to come. In
this way, Cicero says, “pleasures would in the wise man always be lasting and
continuous, when the expectation of hoped-for pleasures [exspectatio spera-
tarum voluptatum] is united to the memory of perceived pleasures [cum per-
ceptarum memoria].”129 The Epicureans found a meditation on future evils to be
more damaging than useful and so focused instead on its obverse, a meditation
on future good. Both Stoic and Epicurean practices, though, utilize the power
of imagistic memory and imagination to displace a person’s experience from
the present to the future. In doing so, however, each attempts to alleviate pre-
sent or future suffering.130
In respect of “therapy,” Christian “memory of death” and “meditation on
judgment” differ somewhat, as we shall find in coming chapters. Therapeutic it
may be, but not because the ascetic realizes that the events on which he dwells
are not so bad as he imagines. Perhaps that is so with regard to physical death,
but with regard to judgment, what the ascetic learns is, rather, its irreducible
terror. Why? Because unlike the villainy of tyrants or any temporary disease,
unlike even death itself, God’s judgment is absolutely final and eternal, its con-
sequences irrevocable. So ascetics are cured, but not of fear. Rather, they will
inculcate fear—but fear of the correct things. God’s judgment is fearful; loss of
property, reputation, or health are not. Nevertheless, just as Epicureans found
fault with Stoic meditations and devised their own, Christian ascetics some-
times found the “memory of death and judgment” to be paralyzing in its terror.
And so we will see that they sometimes advise meditation on future judgment
in its negative aspect (condemnation) and sometimes in its positive aspect
(beatitude). This tension, resonant with philosophical disputation but not
126
╇ Graver (2002, 171). 127
╇ Long and Sedley (1976, 1:124).
128
╇ Graver (2002, 167–70).
129
╇ Tusc. 5.96; so also 3.41–42; and Diogenes of Oenanda, Fragmenta 5.3.3–14.
130
╇ Graver (2002, 155–60).
78 The Role of Death in the Ladder of Divine Ascent
reliant on it, will emerge especially in Chapter 4. What we must keep in mind
for now is that generally, ascetics will utilize practices of imagistic meditation
to change their behavior to accord more closely with the criteria by which they,
following New Testament writings, imagine God will judge them after death.
and, to some extent, contour the Christian “philosophy” as this term would
eventually come to designate monasticism.
As helpful as these preliminary sketches are, I would stress that the literature
that we will examine in coming chapters rarely operates along semantic lines,
let alone easily traceable trajectories of conceptual elaboration. Biblical vocabu-
lary of death and various philosophical practices are necessary but inefficient
tools for understanding ascetic conceptualities of death. Ascetic identity will
include virtues of self-denial, discernment, nonjudgment, mourning, repent-
ance, obedience, humility, and love. While these do not connect to death in the
New Testament, ascetic writers increasingly use the language of “dying” to one-
self and others to describe these virtues and practices. And it is that kind of
perspectival shift, incorporating seemingly unrelated practices and conceptu-
alizations into a symbolic framework derived from death, which is of particular
interest for this study.
3
Δέκατος ὅρος τῆς τελείας ἀλλοιώσεως· ἐν τρυφῇ θεοῦ χαρὰν ἡγεῖσθαι τὸ στυγνὸν
τοῦ θανάτου.
Diadochus of Photice, Capita, Proimion
the portrait of the great “mystic initiate” himself. Engagement with death and
judgment does not radically color the picture of Antony as perfected holy man
in which Athanasius emphasizes his “Adamic,” even “deified” lifestyle1 or his
thaumaturgical sanctity.2 Rather, as we consider the Vita Antonii from the per-
spective of a spiritual “ascent,” we emphasize instead those initial movements
of the ascetic that laid the groundwork for his later achievements, as well as
those practices he presents to beginners. For the Desert and Gazan Fathers, and
especially Climacus, initial movement, daily struggle, and the means of pro-
gress are more pressing concerns than spectacular sanctity. By elaborating the
Vita Antonii’s incorporation of death into Antony’s early career, we will see
more clearly the first seeds of themes that will dominate in the Ladder.
A RULE IN NARRATIVE
It is, to begin with, well worth understanding what the Vita is and is not. What
sort of text is it? It has been hailed as a masterpiece of encomiastic biography,3
and its form compared to philosophical vitae of the “divine man” (θείος ἀνήρ).4
G. J. M. Bartelink (among others) discerned in Athanasius’ portrayal of Antony
a Christianized development of the classical topos of the θείος ἀνήρ:
Among Christians the “man of God” succeeded the “divine man” and the hero-
ized man, in full possession of ethical or political virtue and totally self-sufficient,
has given way to the Christian man of God, guided by grace, and who is but an
instrument in the hands of God.5
The “divine man” referred to great philosophers, deified heroes, and men whose
lineage might be traced to the gods.6 Christianization, however, so changed
their physiognomy that we cannot realistically equate Antony with “divine
men” at all. He moves instead within the tradition of the Israelite “man of God”:
the patriarchs (Deut 33.1) and prophets (for example, 1 Kgds 17.18), followed
in the usual ascetic litany of exemplars with Christian apostles and martyrs. The
ontological subordination to God that marks out “men of God” from “divine
men” is central to Athanasius’ portrait of Antony. Johannes Roldanus writes, “It
is the whole ascetic life which has been made possible by the incarnation of
1
╇ Brown (2008, 222–26); Bartelink (1994 [SC 400], 57); Harmless (2004, 90–93).
2
╇ Anatolios (1998, 180–94).
3
╇ See especially Bartelink (1982, 38–62). NB: almost immediately after the appearance of that
article, Patricia Cox called into question the whole idea of stable genres in late antiquity; Cox
[Miller] (1983). See also Hägg and Rousseau (2000, 1–28).
4
╇ Athanasius’ classical models include the Vita Plotini by Porphyry and Philostratus’ Vita Apol-
lonii Tyanae. On which, see Reitzenstein (1914, 13–39).
5
╇ Bartelink (1994 [SC 400], 47–48).
6
╇ Bieler (1976); see also Cox [Miller] (1983, 20–30, 52–54).
82 The Role of Death in the Ladder of Divine Ascent
7
╇ Roldanus (1968, 316).
8
╇ Bartelink (1994 [SC 400], 48); see also Frazier (1998, 235).
9
╇ Bartelink (1982, 62). 10
╇ Brakke (1995, 242).
11
╇ Roldanus (1968, 317–21).
12
╇ v. Anton Prol.3 (SC 400: 126); on which, see Brakke (1995, 201–203).
13
╇ Oratio 21.5 (PG 35:1088D). 14
╇ Confessiones 8.14–29.
15
╇ So also Roldanus (1968, 308); Louth (1988, 506); Anatolios (1998, 180–84, 190–96).
The Life of Antony: Embracing Death on the Ascent to God 83
Ἄνοδος
It is difficult to discern a point in Antony’s life where he is anything less than
perfect in the Vita Antonii, making it difficult to say how, exactly, anyone can
imitate Antony. It is, however, possible to trace a peculiarly Athanasian shape of
spirituality in the Vita, which could act as a sort of “rule” even for beginners:
that of an “ascent” (ἄνοδος) to Heaven. David Brakke has argued persuasively
that
Athanasius eschewed an educational program in describing the Christian life
and instead articulated a myth (humanity’s ascent past weakened demonic pow-
ers) that stressed moral effort and required practices of withdrawal from society,
which he metaphorically described as a death. The Christian life became an as-
cetic life.16
Brakke contrasts Athanasius with earlier Alexandrians, such as Clement and
Origen, who focused more on humanity’s corrupted understanding and
assigned to Christ especially a teaching function. Athanasius did not deny the
importance of Christ’s teaching, arguing at length in his de incarnatione that
Christ frees humanity from the deceit of demons.17 However, the “myth” of the
ἄνοδος largely contours Athanasius’ conception of what Christ taught: the
demons are responsible for epistemological error, whose symptoms include
idolatry, adultery, and murder. Their epistemic activity is one way in which
these demons, by inhabiting the atmosphere, block the soul’s path to God.18 By
his death on the cross (“in the air”) Christ overcame these malevolent spirits
and by his resurrection opened up the ἄνοδος to God once more.19 Humans, for
their part, are tasked with actually making the journey.
Athanasius raises the issue of aerial ascent quite explicitly in Vita Antonii.20
Indeed, David Brakke argues that Vita Antonii “is governed by Athanasius’
myth of heavenly ascent . . . the monk merges his own story into the myth of the
Word’s incarnation, death and resurrection.” The monk, typified by Antony,
follows Christ, taking on his characteristics and achieving, by Christ’s power,
great acts of sanctity: “Christ has rendered the devil and his demons powerless,
but the monk, through his ascetic regime, must make Christ’s victory his own.”21
Constitutive of all this are “social practices of withdrawal.”22 That is, Antony
leaves the world in order to remain on the ἄνοδος. So long as he continues his
renunciatory practices, Antony walks yet in the ἄνοδος and so does not reach
his goal in this life. Roldanus writes, “Though fearless, though a ‘physician’ and
16
╇ Brakke (1995, 144).
17
╇ See, for example, Athanasius, inc. 14.4–6 (SC 199: 314–16).
18
╇ On which see Athanasius, gent. 2: Thompson (1972, 6); inc., 25.4–6 (SC 199: 356–58); see
also [Ps] Plato, Epinomis 984E; Origen, De principiis, 2.11.6.
19
╇ Brakke (1995, 149–55). 20
╇ v. Anton 65.7 (SC 400: 306).
21
╇ Brakke (1995, 226). 22
╇ Brakke (1995, 203).
84 The Role of Death in the Ladder of Divine Ascent
exemplar for men, he faces struggle and danger so long as he lives.”23 Antony
moves, therefore, in the same tense hope as all Christians and though his life
appears more perfect than others, it is because the ἄνοδος, to which all are
called, is revealed so perfectly in his life.
23
╇ Roldanus (1983, 202); see also Brakke (1995, 159–60).
24
╇ Roldanus (1968, 296). 25
╇ v. Anton 11.1, 13.1, 45, 48–51, etc.
26
╇ v. Anton 90–92. 27
╇ v. Anton 3.3–4, 4.1.
28
╇ See also v. Anton 66.1.
29
╇ For example, v. Anton 46–47.1, 67.2, 90.3–5.
The Life of Antony: Embracing Death on the Ascent to God 85
God such as one must appear to God, pure in heart and ready to obey his will
and no other.”30 Antony works to maintain each day the same fervor he had
when he first heard Christ’s command to “come, follow me.” Antony’s all-
embracing work of withdrawal simply allows him to shed, so far as possible, the
distractions of society, money, property, family, and personal glory, which
complicate or obstruct obedience to Christ’s commandments.
Antony the Great is also and especially Antony the obedient. By obedience to
Christ, Antony participates in and dispenses Christ’s power. All those distinct-
ive signs of sanctity on which Athanasius lovingly dwells are subordinate to the
triumph already wrought by Christ. Thus we can properly appreciate Athana-
sius’ proclamations of Antony as “athlete,” or as “mystic initiate,” or even as the
“Physician given to Egypt.”31 Antony is an athlete trained not only by the old
men whom he found near his village, and not only by self-discipline, but ultim-
ately by Christ.32 The mysteries into which he is initiated are those of Christ,
and we ought to recall Athanasius’ remark elsewhere that Christ is the “Physi-
cian and Saviour” for all humanity.33 Antony’s achievements all participate in
Christ’s universal achievement since “God, and God alone, can destroy corrup-
tion and give life, and can unravel demonic deceits and lead each into all right-
eousness.”34 Because it reflects Christ’s life, the life that Antony leads reveals the
ascetic movement (and all the monastic developments that accompanied its
rise) as a particular means to the end proper to all Christians: perfect humanity
modeled on Christ.35 The way to that end is Athanasius’ ἄνοδος, which is best
appreciated as a consistent commitment to obedience that demands the more
visible and spectacular acts of withdrawal and renunciation—asceticism is the
mode of obedience, and obedience is the path to God made possible by Christ.
It is a temptation to which most readers understandably succumb, to focus
on the result of Antony’s obedience to Christ. They wish to discover the “new
man,” the “ideal,” the perfect saint. I wish to ask how Antony began, how he
continued, and how he held on to “his” achievement. If we look at Antony’s first
steps in the ἄνοδος, enshrined in those first crucial chapters after his epiphany,
we will find the means by which Antony maintained his obedience to Christ
and set “ascents in his heart.”
30
╇ v. Anton 7.11–12 (SC 400: 154). 31
╇ v. Anton 12.1, 14.2, 87.3 (SC 400: 166, 172, 358).
32
╇ Brennan (1985, 211–12). 33
╇ inc. 44.2 (SC 199: 424).
34
╇ Pettersen (1995, 96). 35
╇ Roldanus (1968, 338–48); so Anatolios (1998, 203–204).
86 The Role of Death in the Ladder of Divine Ascent
36
╇ v. Anton 19.2–3 (SC 400: 186); see also 7.11–12.
37
╇ v. Anton 19.3 (SC 400: 186).
The Life of Antony: Embracing Death on the Ascent to God 87
3.13). He remembered also the voice of the prophet Elijah, saying “The Lord lives,
before whom I stand” “today” (1 Kgds 18.15). He carefully observed that, saying
“today,” he did not measure out this life. Rather, as though always making a begin-
ning [ἀρχὴν καταβαλλόμενος], each day he strove to present himself to God just as
one must appear to God, pure in heart and ready to obey his will and no other.38
Antony lives only in the present day, not measuring out the past, and not look-
ing to an uncertain future. By consciously disavowing any moment but the
present, Antony sees more clearly that the present moment images the time
when he will stand before God—thus connecting “mortality” to “judgment,”
more on which we will discuss later.
Obversely, the consciousness of mortality counters one of the Devil’s favor-
ite ploys: fantasizing about the future. We shall see that early in Antony’s career
the Devil suggests not only past memories, but also “the rough goal of virtue,
and how great its labour; he laid before Antony the weakness of the body and
the length of a life-time.”39 But, Antony could respond, “there is no tomorrow.”
There is only today, and ascetic progress is ultimately “a new life, a new future
to be constructed daily.”40 What futurity the new life might have refers to an
eternal future that the ascetic enters only when death cuts short the illusory
future of his present existence. Thus Athanasius speaks of Antony “always
making a beginning.” Each day is, in a sense, the first day and the last of the
ἄνοδος.
38
╇ v. Anton 7.10–12 (SC 400: 152–54). 39
╇ v. Anton 5.2 (SC 400: 142).
40
╇ Pettersen (1995, 103).
41
╇ The following quotations are from v. Anton 5.2–6 (SC 400: 142–44).
88 The Role of Death in the Ladder of Divine Ascent
Fear of Punishment
The Devil’s return to pleasure after Antony’s apparently total victory is curious,
but we should note how Athanasius spoke of pleasure in Contra gentes. There,
the “fall” of humanity into sin was, in fact, a fall into “pleasure,” or, rather, into
the erroneous belief that pleasure and its attainment constitutes a good equal to
or even greater than union with God.42 The Devil attempts, by showing “the
softness of pleasure,” to turn Antony, not to a particular action (as he might
with sex or kin), but toward a way of viewing the world that would surely hin-
der and very likely scuttle Antony’s ascetic obedience to Christ. In response,
Antony considers Christ’s judgment. In his sermon, Antony advises the same:
We should not simply control [κρατήσομεν] desire for a woman or for any other
impure pleasure, but let us rather turn from it as something which passes away,
always struggling and beholding in advance the Day of Judgment. For ever the
greater fear and agony of tortures [βασάνων] dissolves the softness of pleasure and
rouses the drowsy soul.43
Athanasius reminds readers here that the struggle is not simply one or another
pleasure, but the overwhelming desire for pleasure as such—this the condition of
sin-bound humanity—which contemplation of judgment effectively “dissolves.”
╇ v. Anton 19.5 (SC 400: 186). In Antony’s vision of the giant and the birds, discussed later, lan-
43
Why? Because pleasures are only temporary, while judgment and its conse-
quences are permanent. Antony weighs the eternity presupposed in judgment
against the transient world of the present life, and in their opposition, eternity is
inevitably the weightier option.
This fearful and eternal judgment belongs to Christ and, in the passage from
Mark to which Athanasius alludes in the Vita Antonii 5.6, is predicated not on
a tally of actions but on a willingness to sacrifice anything that might obstruct a
person from the ascent to God. It is better, Christ warned his disciples, to enter
missing some parts than to be cast complete into fire. Thus, judgment emerges
here as a question of identity, a wholeness, and unswerving obedience in those
who would follow Christ.
Hope of Beatitude
Antony exhorted visitors, would-be monks, and beginners by “discoursing and
recalling the good things to come and the love of God for us, ‘who did not spare
his own son, but gave him up for us all’ (Rom 8.32).”44 By such admonitions,
Athanasius tells us, Antony persuaded many to become monks. One cannot
underestimate the paraenetic value of future hope. Because so much awaits
those who give themselves wholeheartedly to the Kingdom of Heaven, it is no
great matter to sacrifice things such as women and pleasures, that will “pass
away.” The gaze that reveals “pleasure” as worthless simultaneously discloses
eternal “goods” as infinitely more valuable.
Hope, then, recalls Antony’s first forays into asceticism, wherein he overcame
sexual temptation by contemplation the “nobility of Christ” and the intellectual
aspect of the soul. In that case, Antony accomplished the renunciation of the
bodily aspect of human life—which, though not of itself an “evil,” carries “pleas-
ure” that pins humans to fractured desires and a demonic lifestyle45—by con-
centrating on another. He renounced the sexual expression of the “desiring”
aspect of the soul (ἐπιθυμητικόν), and aligned himself entirely with the “intellec-
tual” aspect (νοερόν). Athanasius presents Antony’s choice in Vita Antonii just as
he does Adam’s choice in Contra gentes—as a directing of his soul toward God
who is contemplated first via objects of intellection (νοητά).46 But, in that move-
ment Antony also aligns himself with what, in humanity, is eternal or at least
capable of becoming so—he cuts off his foot in order to enter heaven without it.
“Hope” and meditation on the beatitude that awaits Christ’s judgment means
also acceptance of a particular notion of what it means to be human, and a
44
╇ v. Anton 14.7 (SC 400: 174).
45
╇Athanasius, gent. 3, 4: Thompson (1972, 8, 10–11); see also similar ideas in Clement of Alex-
andria, str. 6.12.98.1 (GCS 15: 481) and Gregory of Nyssa, De Opificio Hominis 18.1–6 (PG 44:
192A–D).
46
╇ Anatolios (1998, 62–63); though it is worth noting that the Platonism of Contra gentes is
muted, if not largely rejected in Athanasius’ later works.
90 The Role of Death in the Ladder of Divine Ascent
corollary rejection of those aspects of human life that run counter to that notion.
Yet this is no anti-somatic Platonism: Antony meditated not simply on the
“intellect” but, first and foremost, on the “nobility of Christ”—the Incarnate
Christ who properly utilized his body.47 We may further note that Antony’s
meditation on eternal punishment parallels his meditation on Christ and the
“intellectual part of the soul” elsewhere.48 That is, in response to the Devil’s
attacks (which in both instances focus on pleasure, whether conceived generally
or in its particular manifestations), Antony reflects on two aspects of Christian
belief as on two sides of a coin: on one side Christ the Word (Λόγος) and the
naturally rational (λογικός) human who is made “according to the image of
God” (Gen 1.27); on the other the pleasure-seeker consumed in eternal tor-
ment. These are merely the sheep and goats of Matthew 25, the ends of the nar-
row and wide ways respectively, and, therefore, the only two eternal possibilities
for humans.
Living with mortality and judgment provides Antony with a crucial means
of persevering in his ascetic mode of obedience to God. First, by admitting that
in the face of death’s uncertainty each day is a gift offered providentially by
God, he rightly perceives the urgency which it holds. Antony’s recollection of
death is most definitely not a “fear of death.” For Athanasius (following Sir
40.1–11), fear (φόβος) is an entirely negative emotion (or passion)—a result of
humanity’s fall, which keeps humans enthralled with passing pleasures.49 Rath-
er, as Brakke rightly notes, Antony’s μνήμη τοῦ θανάτου is “a focused attention on
the present and on oneself.”50 In that regard it far more closely resembles the
“spiritual exercises” that Pierre Hadot discerns among philosophers. Thus,
Mark Sheridan applies Pierre Hadot’s arguments to Vita Antonii and says that,
for Antony, attention to oneself (προσοχή) is “an essential element in the devel-
opment of the spiritual life, a continual concentration on the present moment,
which must be lived as if it were the first and the last; in this way prosoche is
closely linked to mindfulness of death.”51 However, unlike the Stoics, Antony
meditates on the far more important topic of Christ’s judgment, before which
47
╇ Anatolios (1998, 63–65) points out that for Athanasius the body provided “the crucial exist-
ential locus for the exercise of human freedom” (63) but that it is also a tempting entity to which
the soul may align itself being, as Athanasius puts it, “what is nearest.” Thus a certain rejection of
bodily desires may be necessary to overcome the temptations that they mask. So also Pettersen
(1990).
48
╇ v. Anton. 5.5 (SC 400: 144); both instances are governed by forms of the verb “ἐνθυμέομαι,”
meaning “to ponder” or “to consider.”
49
╇ See Brakke (1995, 221–23). So also v. Anton 36.2 (SC 400: 232–234), wherein Athanasius
includes “φόβος θανάτου” in a list with “dejection, hatred for ascetics, acedia, sadness . . . and all the
other desires of wickedness.” The list typifies vicious passions, and two of the items—acedia
(ἀκηδία) and sadness (λύπη)—even become part of Evagrian technical psychology. Athanasius,
like the Apologists before him, typically adduced fearlessness of death as a sign of that Christian
hope is reasonable: for example, v. Anton 27.5, 74.3, 75.1, 79.6; inc. 27.1–4, 44.8, 52.5.
50
╇ Brakke (1995, 224). 51
╇ Sheridan (2002, 23).
The Life of Antony: Embracing Death on the Ascent to God 91
fear and hope are reasonable and appropriate responses. By doing so he sees
not only the vanity of the world but the criteria of obedience to Christ and so
discerns in every momentary choice the everlasting dichotomy of beatitude
and damnation.
Nevertheless, mortality also alleviates the burden of an uncertain future: for
the monk there is no future in this life; there is only today, death, and eternity.
He lives authentically with a simple fact that Charles Spurgeon would later
describe so eloquently:
Having seen just how valuable the recollection of mortality and judgment is for
Antony, I turn now to further elaborate the cosmological assumptions behind
the conception of death at work in Vita Antonii. I will examine two visions of
death and one of the ascetic life, which has often been mistakenly read as a third
death vision. We will see that Athanasius understands the ἄνοδος as linking life
and death. This creates a strong continuity between the two, and means that
while actions in the present age determine one’s state in the next, the next actu-
ally reveals the real meaning of present deeds. I will conclude with a discussion
of Antony’s paradigmatic death scene.
52
╇ Spurgeon (2007, 153–60).
53
╇Athanasius, gent. 3: Thompson (1972, 8–10); on which Brakke (1995, 146–49); and Brakke
(2006a, 32).
92 The Role of Death in the Ladder of Divine Ascent
Amoun’s Ascent
While “seated in the mountain”—his “inner mountain” in the far desert—a
mature Antony sees “someone [τινα] ascending [ἀναγόμενον] in the air, and
there was great rejoicing from all those he encountered.” Antony is perplexed
but excited: “He prayed to learn what this might be. And straightway a voice
came to him, [saying] ‘this was the soul of Amoun, the monk in Nitria.’”54 Atha-
nasius then explains that Amoun had “remained an ascetic until old age” and
immediately launches into a calculation of the distance between Antony’s
mountain and Nitria, before digressing about the deeds of Amoun, a celebrated
wonder-worker and frequent visitor at Antony’s retreat.55 Athanasius then
returns to Antony whose disciples have recorded the date of his vision and, sure
enough, though the distance was thirteen days’ travel, Antony’s vision had
taken place the very night of Amoun’s death. Ostensibly, then, the story serves
as yet another proof of Antony’s gift of clairvoyance, his discernment, and his
favor with God.
On another level, though, it tells us something of what Athanasius thinks
death might be. It is first worth noting that Antony does not know what he
sees—the “soul” of a person is, even to his eyes, no more than τις—someone,
something. Moreover, Antony’s great power only operates thanks to God’s
revelation, which must explain to him what he saw, and which is only granted
in response to his prayer. The vision itself is simple enough in most other ways:
Antony sees what takes place when a great Christian goes to join Christ in
heaven. Those who “meet” Amoun are, presumably, the angels who guide him
to and meet him in heaven (see also Luke 15.7; Heb 12.23). We will shortly see
how important such figures can be. Amoun, though, is an old man who has
endured—“remained” in Athanasius’ favored terminology—in the “discipline”
until his death. His joyous entrance into heaven is continuous with his chosen
of life: his death befits his earthly accomplishments. Palladius emphasizes the
continuity of life and death when paraphrasing Vita Antonii in his Historia
Lausiaca: Amoun’s soul is borne aloft by angels, just as they carried him across
the river Lycus. Athanasius relates the miracle but says nothing of angels—only
that Amoun did not actually walk on the water, since that is possible only for
Christ.56 Palladius’ account nicely elaborates the sense of continuity in Athana-
sius’ own cosmology: angels ferried Amoun in life and they did so in death—in
each event because Amoun had sought it through asceticism, and God had
granted it by grace. Death and life operate in the same way.
╇ Amoun likely founded the community at Nitria, and is well known from other sources,
55
whose accounts (minus the frequent visits to Antony) correlate with those of Athanasius. For
example, h. Laus. 8, Sozomen, Historia ecclesiastica 1.14, 6.28; and Socrates, Historia Ecclesiastica,
4.26; see also Vita Pachomii altera 4. On Amoun see Chitty (1966, 11–12, 29–32); and Evelyn-
White (1933).
56
╇ v. Anton 60.5–9 (SC 400: 294–96); h. Laus. 8.6: Bartelink (1974, 44).
The Life of Antony: Embracing Death on the Ascent to God 93
57
╇ v. Anton 66.2–5 (SC 400: 308–10); see also a similar presentation in h. Laus. 21.16–17: Bar-
telink (1974, 116). The differences between the presentations of Palladius and Athanasius are
instructive and worth a study in their own right as revealing something of the historical Antony,
but need not concern us here. For an extensive discussion, see Zecher (2014a).
94 The Role of Death in the Ladder of Divine Ascent
also calcifies into a permanent state what in life had been only a tendency,
thus clarifying the urgency of every moment and every choice.
58
╇ Many do think this vision concerns death. See, for example, Daniélou (1956, 140–45); and
Alexandre (1984, 271). I disagree. Given that this vision is immediately followed by another one
whose content is explicitly related to death, it seems unlikely that Athanasius would have simply
stacked varying visions on top of one another. Moreover, the language is different—although
Antony is led εὶς τὴν ἀέρα, there is no mention either of his ψυχή or an ἀναγωγή—both terms are
integral to the vision of Amoun and that of the giant. John Wortley draws the same conclusion,
but rightly notes that “Although this experience concerns only Antony’s monastic life, all the elem-
ents of many subsequent visions of the last judgment are here” (Wortley [2001, 62]). See also
Zecher (2014a).
59
╇ The usual meaning of πικρός is “sharp” or “bitter.” But it can also mean “relentless” or “vin-
dictive” (s.v. LSJ). This latter definition fits with the legal scene and language (ἀπαιτέω, ὑπεύθυνος)
at hand.
60
╇See v. Anton 21.1–5; and Brakke (2006a, 36–37).
The Life of Antony: Embracing Death on the Ascent to God 95
Antony passes by unharmed only because his interrogators cannot prove any-
thing against him as a monk. The monastic lifestyle demands an absolute renun-
ciation of all that has gone before, because the monk is fully accountable for
everything. The ἄνοδος is open, but only to those who are not liable to the
demons. Indeed, only after demonic accusations fall flat did “the way become
free to him and unhindered.”61 Demons hinder and angels help, but, in the midst
of such legal wrangling it is, ultimately, Christ’s mercy that makes ascent
possible.
Athanasius then relates another story. He describes Antony as meditating on
Ephesians 2.2, “‘concerning the prince of the power of the air’ for in the air the
enemy has power, by fighting and trying to hinder those who pass through.”62
Antony, considering this verse, has a mystical experience in which he “saw
himself coming up to the air and struggling until it [or he] became free.”63 In
this experience the emphasis lies much more on Antony’s effort. Yet it is not
irreconcilable with the more elaborate vision, if we suggest that Antony’s
“struggle” consists precisely in maintaining his way of life undefiled, and that
the only reason the air is even open to human endeavor is the foundational
work of Christ.
In these visions life and death operate within the same cosmological
framework, although the terms of the myth vary. At the same time, the
visions also demonstrate that both death and life remain veiled: death because
humans can only speculate on it, life because it is easy amidst the din of
worldly occupations and the illusion of longevity to lose sight of the apoca-
lyptically charged meaning of each moment. Antony has death and life
revealed to him, and their parallelism suggests that what takes place spiritu-
ally in the present life on the “aerial path” determines whether or not one
evades the giant after death. The dead inhabit the same kind of world as the
living, but their status is only determined by their actions before death. Like-
wise, the underlying spiritual forces at work in each person’s life are only
clarified by judgment that takes place after death, though it may be tasted
proleptically in the present.
DAILY DYING
This final section will draw together the threads of argument laid out in this
chapter, showing that Athanasius draws heavily on practices of remembering
death as both mortality and judgment. He incorporates this practice into his
broader conception of spirituality as ascent to Christ in life—an ascent whose
61
╇ v. Anton 65.2–5 (SC 400: 304–306). ╇ v. Anton 65.7 (SC 400: 306).
62
63
╇ v. Anton 65.9 (SC 400: 306).
96 The Role of Death in the Ladder of Divine Ascent
Withdrawal as Death?
As we have seen throughout this chapter, Vita Antonii portrays asceticism as
obedience made possible by profound withdrawal. As Roldanus notes, the
proper characteristic of monks as opposed to ascetically minded Christians
generally (such as the old man under whom Antony first studied), is their
“renunciation” (ἀποταγή). He says that theirs becomes a new world,
their own and particular, by the greatest possible isolation. It is freed from
every familiar or agreeable tie—familiy, house, security, propriety, culture,
gourmet food, sexual relations—and builds, be it alone or with others, a new
place in which no tie to the temporal world impedes a full focus on divine
matters.64
Thus it is that Athanasius traces the lineaments of Christian monasticism as a
more settled movement with regard especially to “renunciation,” or “withdraw-
al” (ἀποταγή). Monastics symbolized this withdrawal by locating their existence
in the desert.65 For Athanasius, indeed, Antony’s great accomplishment was not
the founding of asceticism, nor even of monasticism as such. It was, rather, his
withdrawal into solitude that encouraged others to do likewise. When Antony
attempted to persuade the old man with whom he first studied asceticism to
join him in moving permanently away from the village, the old man demurred
for two reasons: first, because “his advanced age” prevented him; second,
because “this was not yet customary [διὰ τὸ μηδέπω εἶναι τοιαύτην συνήθειαν].”66
Whether this was quite historical or not, Antony’s defining characteristic
becomes his willingness to renounce more than others all that was familiar for
the sake of an ever more fervent obedience to Christ.
What is the logic of withdrawal? David Brakke argues that Athanasius char-
acterizes this withdrawal with “the extreme metaphor of death. Natural death,
64
╇ Roldanus (1968, 281–82).
65
╇ See especially A. Guillaumont (1975) and Goehring (1993).
66
╇ v. Anton 11.2 (SC 400: 164).
The Life of Antony: Embracing Death on the Ascent to God 97
Athanasius believed, was the complete separation of the soul from the body;
the metaphor of death expressed the goal of ascetic renunciation as the with-
drawal of the soul from the bodily passions.”67 Brakke is certainly right, but,
while his argument works very well for Athanasius’ other works, such as the
Festal Letters, we must be careful not to overstate the case with regard to Vita
Antonii.68 First, Athanasius does not use the language of death to describe
Antony’s withdrawal or ascetic practices.69 Second, Athanasius is preoccupied
with the reattainment of humanity’s natural state of union with God through
Christ. These concerns, rather than a kind of metaphorical death, undergird his
famous descriptions of Antony’s tranquility and joy after his emergence from
the fortified well.70 It would be unwise to try to make theVita Antonii conform
to a model of asceticism as death.
That being said, theVita Antonii does, however tentatively, suggest a practice
of “dying,” if not a metaphorical state of “death.” This suggestion consists, rather
simply, in the implications that Antony’s “memory of death” has for the monk’s
approach to ethical relationships.
Daily “Dying”
Antony accompanied his initial withdrawal with “spiritual exercises.” He used
the thought of death to stave off memories of friends and relatives, property
and social responsibility, as well as worries about an uncertain future and pre-
carious bodily health. More than this, though, Antony preached a kind of daily
“dying” to his disciples. The dying Antony commanded his disciples to “live as
though dying each day [ὡς καθ’ ἡμέραν ἀποθνῄσκοντες ζήσατε].”71 What does this
mean? Antony’s sermon helps illuminate what it means to live “as though dying
each day.” He says, “Serving and living each day thus, we will neither sin nor
desire anything, nor become angry at anyone, nor store up treasures on earth
[cf. Mat 6.19]. But, expecting each day to die we will live without property and
forgive everything to everyone.”72 This statement echoes what I have already
argued, that contemplation of mortality means that there is no “tomorrow” for
the monk. Here, Antony connects a close relationship to one’s own mortality
directly to a lifestyle of forgiveness and simplicity. This prospect prevents old
illusory possessions of both past and future from taking hold—the monk car-
ries neither goods nor grudges. In fact, “propertylessness” (ἀκτημοσύνη) and
tranquil relationships go hand in hand: property is so often the cause of strife.
Perhaps this constant consciousness of death, and the habits of forgiveness and
67
╇ Brakke (1995, 158). 68
╇ Brakke (1995) cites Athanasius’ ep. fest. [Syriac] 7.2–3.
69
╇ Even Antony’s famous move to the tombs is presented as an act of enthusiastic athleticism,
rather than a metaphorical death (v. Anton 8–10).
70
╇ v. Anton 67 (SC 400: 310–14).
71
╇ v. Anton 91.3 (SC 400: 368).
72
╇ v. Anton 19.4 (SC 400: 368), following Ben Sira 28.6.
98 The Role of Death in the Ladder of Divine Ascent
simplicity which accompany it, are part of what Athanasius meant when he
wrote that Antony was “daily being martyred in conscience, and struggling
with the athletes of faith.”73
Antony’s claims about property and relationships recall and explain his renun-
ciation of property (his inheritance), while militating against the usual modes of
social relationships (family and village). Antony’s motivation for severing all ties
with his family rests on his wish to escape from disposing of property. Because
he has given up attachment to both property and to people—at least the divisive
attachment implied by distinguishing family from nonfamily—Antony can then
live happily, enabled by propertylessness to approach all with equanimity and
love. Yet, as we have seen, Athanasius suggested something further in his descrip-
tion of Antony’s death: he was gathered, not to his “people” but to the “fathers,”
not to tribe or family, but to the community of saints in heaven.74 In effect,
Antony gave up one type of community to gain another. Thus, living as though
dying also entails a radical reorientation of relationships to property and people,
which, if carried through consistently, means a new way of life and new commu-
nity for the monk.
Indeed, while it is quite correct to say that Athanasius does not emphasize a
“death to self ” in Antony’s career, focusing instead on a return to humanity’s
natural state and union with the Logos,75 it is important to see the ways in which
that return is made possible. David Brakke argues of the monk Antony that
His consideration of the rewards in heaven, the precarious nature of human life
. . . and the horrors of hell should produce an unwavering life of virtue free of the
“negligence” that led to the fall of the original human beings. The person whose
meditation on death leads to such resolve will display courage even in the face of
imminent death.76
Living with the constant memory of mortality and judgment inculcates a new
lifestyle that accords to the exigencies and demands of both. This affects rela-
tionships with others, and also cultivates the unwavering character that Antony
displays. Yes, his tranquility is undoubtedly a sign of his living “naturally” as
Adam did—but, importantly, Antony does not lose this tranquility as Adam
did. Rather, through his renunciation of property and social relationships, and
73
╇ v. Anton 47.1 (SC 400: 262): “. . . καθ’ ἡμέραν μαρτυρῶν τῇ συνειδήσει καὶ ἀγωνιζόμενος τοῖς τῆς
πίστεως ἄθλοις.” I have, for reasons given in the Introduction, chosen not to discuss martyrological
literature in this study. The elements of martyrdom that concern Athanasius have to do with the
endurance that the “athletes of faith” show in the face of torture and death—and he describes that
endurance in Antony’s struggles in the tombs (v. Anton 8–10). Antony’s life is a kind of ongoing
near-martyrdom, in which the spectacular “single hour” of martyrdom is traded for the slow
grind of daily suffering. On which, see Malone (1950, 212–15, 224–27). Martyrs’ endurance
points also to an intrinsic connection with ascetic training, on the implications of which, see
Young (2006).
74
╇ See Guillaumont (1975, 17).
75
╇ Brakke (1995, 238–44).
76
╇ Brakke (1995, 223).
The Life of Antony: Embracing Death on the Ascent to God 99
77
╇ See Athanasius, inc. 3.3–4, 5.1; Anatolios (1998, 36–37); Roldanus (1968, 63–64); Brakke
(1995, 146).
78
╇ v. Anton 7.12, 19.4, etc.; so Alexandre (1984, 267).
79
╇ v. Anton 89.1. 80
╇ Alexandre (1984, 263, 271–72).
81
╇ v. Anton 89.2. 82
╇ v. Anton 59.6.
83
╇ v. Anton 59.1–5.
100 The Role of Death in the Ladder of Divine Ascent
die [ἀναλῦσαι] (see 2 Tim 4.6).”84 Antony’s disciples are horrified at this state-
ment and begin to mourn, but he, Athanasius tells us, “like one setting off from
an alien land to his own city, conversed with them rejoicing.”85 Similarities to
Plato’s account of Socrates’ death in the Phaedo are unmistakable86 but Antony’s
expectations, Christian and resurrectional, differ dramatically.87
Antony dies while instructing his disciples one last time. Many of his instruc-
tions concern burial, and reveal more about Athanasius’ attitudes toward Egyp-
tian customs than anything else—they reinforce what Athanasius elsewhere
attempted to teach: that bodies must be buried, not displayed. It is a false rever-
ence to display a dead body rather than burying it as was done not only for “the
patriarchs and prophets to this day,” but also and especially for the Lord. For
what, Athanasius asks, “is greater or more holy than the Lord’s body?”88 Antony
requested, therefore, a simple burial, not wishing to make of himself an idol,
even in death. His disciples complied with his wishes and so, Athanasius
reports, no one knows to this day where he is buried save the two disciples who
dug his grave.89
I wish to focus briefly on the content of Antony’s farewell address. Apart
from lengthy digressions on burial, it forms a précis of his great sermon whose
points Athanasius most wished to impress upon his readers. Antony says,
We must be watchful and not abandon our lengthy discipline, but as having a
beginning now, let us hasten to preserve our perseverance. You see the demons
plotting, you know how savage they are, even being weak in strength. Do not fear
them, but rather breathe always Christ and believe in him. And live as though
dying each day [ὡς καθ’ ἡμέραν ἀποθνῄσκοντες ζήσατε] (see 1 Cor 15.31), paying
attention to yourselves and remembering the exhortations you heard from me . . .
Hasten rather always to join yourselves chiefly to the Lord, but also to the saints,
so that after death they may receive you, as friends and familiars, into the eternal
dwellings (cf. Luke 16.9).90
We see three themes that we have already touched on: first, that one must renew
one’s discipline each day; second, that one can, in Christ, overcome the demons;
third, one must live as dying so as to hasten toward heavenly dwellings. The first
command is guaranteed by contemplation of mortality, the second by remem-
brance of judgment. The third describes the lifestyle that rests on memory of
death and judgment. Finally, the point of all is to cling to Christ, to be joined to
Christ, but not just to Christ—to the saints as well. The ascetic community
strives to enact proleptically the eschatological community of heaven, seeking
84
╇ v. Anton 89.2–3. 85
╇ v. Anton 89.3.
86
╇E.g., Phaedo 117c–118a. 87
╇ v. Anton 91.8.
88
╇ v. Anton 91.4–6.
89
╇ v. Anton 92.2 (drawing a parallel with Moses; see Deut 34.6). On issues with Egyptian burial
see Malone (1956, 216–20); and Alexandre (1984, 267–70).
90
╇ v. Anton 91.2–5; the ellipsis comprehends a philippic against Meletians and Arians.
The Life of Antony: Embracing Death on the Ascent to God 101
to live now as saints and the friends of saints and, especially, as participants in
Christ. Of the moment of death, Athanasius can only say that
Antony having spoken at length and having greeted each of them, “he stretched
his feet” (Gen 49.33) and, as though he saw friends coming towards him, and be-
ing very glad at the sight (for as he lay his face appeared joyous) he “died and was
gathered to the fathers” (see Gen 49.33).91
Antony dies tranquilly like Jacob surrounded by his sons, the twelve Israelite
patriarchs. By this allusion, Athanasius confidently ascribes to Antony a “good”
death, in the style of the Old Testament’s Patriarchal narratives. Thus the allu-
sion to Gen 49.33, regarding Jacob’s death—but perhaps also to Abraham’s
death (Gen 25.8), to the death of Isaac (Gen 35.29), or to that of Moses (Deut
32.50). Athanasius clearly wishes to draw a parallel with these accounts, but he
presents Antony as gathered not to his fathers, but to “the fathers.” Athanasius
suggests that Antony (like Amoun) is received into the company not of his dead
ancestors but of God’s righteous ones, the saints who had gone before him. The
“fathers” stretch from Abraham to Amoun. Of course, there is a dark side to
these ascriptions. Antony’s death is that of Jacob in Egypt—one who died not in
the Promised Land, but in the land that would become synonymous with exile
and suffering. Likewise, Antony’s burial conforms to the accounts of Moses’
grave, whose whereabouts no one knows. Moses’ unknown grave, near but out-
side the Promised Land, is intended, in the Scriptural accounts, to contrast
directly with Abraham’s cave tomb, by means of which he “inherited the land of
promise” (see Jos 24.32; Heb 11.9–18). Moses’ grave, like Jacob’s death, is a tes-
tament to the fact that they had not yet grasped the promises in hopes of which
they lived. Antony, too, dies in the land of Egypt, both literally, and thanks to
Athanasius’ clever allusions, spiritually—he did not, in life, enter the Land of
Promise.
Nevertheless, for all the ambiguities, Antony’s is certainly a good death,
which Athanasius opens up for imitation just as much as his life and profession.
Antony dies, we hear, as he lived, approaching death with the same joyous tran-
quility with which he served Christ. Indeed, Monique Alexandre argues that,
for Athanasius, Antony’s joy demonstrates that his is a “good” death. His advice
at death enshrines the principles by which he lived and through which he
hoped to attain to Christ. His death was, as Alexandre puts it, “continuity rather
than rupture.”92 Yet in all this, death’s inner quality remains veiled. We cannot
see Antony’s ascent, or what befalls his soul in death. We cannot hear the angels
rejoicing over him or the companies of saints which he longed to join. And so
Athanasius throws us back upon Antony’s visions of the giant and of Amoun’s
ascent, leaving us to wonder how glorious Antony’s own ascent must have been.
91
╇ v. Anton 92.1. 92
╇ Alexandre (1984, 264–65).
102 The Role of Death in the Ladder of Divine Ascent
Having explored the role played by memory and conceptions of death and judg-
ment in the Vita Antonii, and having shown their implications in Antony’s “daily
dying,” we now turn to the Desert Fathers. This chapter falls into four sections:
the first showing practices of memory of death as both mortality and judgment;
the second elaborating the opposition and continuity of life and death under-
pinning those practices; the third section explores practices described as death
and dying. In connection with this last, we discuss important practices, such as
“cutting off the will,” apatheia, and obedience, which the Desert Fathers empha-
size but seldom conceptualize in terms of death, since these practices will,
among Gazan Fathers and in the Ladder, become practices specifically of death.
The fourth and final section highlights points of ambivalence and even oppos-
ition to the expectation that by means of the “memory” and “practice” of death,
ascetics can accomplish more or less complete self-transformation.
Expecting Judgment
Unlike what one finds in, for example, the Apologists or Athanasius, the Desert
Fathers do not generally imagine death to be something indifferent or con-
temptible. Many Desert Fathers actually advocate a kind of “fear of death,”
though not, as in Athanasius’ description of sin-bound humanity, because
mortality is itself terrible or because death ends defiling pleasures. Rather, this
fear centers on a postmortem narrative described tersely by Abba Elias: “I fear
three things: when my soul will go out of my body, and when I will present
myself to God, and when the verdict on me will go out.”3 Elias fears the moment
of death because it ushers him into judgment, but what he really worries about
is the verdict. In Elias’ staccato narrative of death, each moment is at once cer-
tain and unknown: he will die, but he does not know when; he will be judged,
but what judgment will look like he can only imagine; there will be a verdict,
but he does not yet know what it will be. In this instance, fear of “death” means
fear of the unknown outcome of an expected judgment whose criteria, as we
have seen from the New Testament and the Vita Antonii, are the actions and
habits that one has cultivated in life. As Antony saw, God’s future judgment
demands a radical response now if one is to prepare for it.
Kinds of Judgment
What is it that the ascetic contemplates when he speaks of “judgment?” Cer-
tainly, he would often mean Christ’s eschatological judgment and, with it, the
whole spectacular narrative of Christian eschatology that active imaginations
could and often did draw from biblical descriptions such as the Old Testament
“Day of the Lord,” Matthew’s Gospel, and the Apocalypse of John. For example:
An old man said: If it were possible, at the time of the coming of Christ after the
resurrection, that men’s souls should die of fear, the whole world would die of
terror and confusion. What a sight, to see the heavens open and God revealed
2
╇ prat. 156 (PG 87.3: 3025A, trans. Wortley [1992, 130]).
3
╇ Elias 1 (PG 65: 183A); similar sentiments can be seen in, for example, Evagrius 4 (sent. mon.
54), Sisoes 19, Silouan 2, Syncletica 7; N 110 134, 136, 138–42, 175, 182, 186, 189, 193, 264; h. mon.
Prol.7, 11.57; h. Laus. 34.6, 54.5; prat. 8, 26, 43, 59, 71, 101, 110, 141, 142, 186.
The Desert Fathers: “Like a body whose soul has departed” 105
in anger and wrath, and innumerable armies of angels and, at the same time, the
whole of humanity. Therefore, we ought to live as having to give account to God
of our way of life every day.4
In this saying, as in Matthew’s Gospel, judgment means especially a revelation—
of the heavens, angels, earth, and of God as judge. Yet, as revelation, the judg-
ment merely clarifies what is always true but forgotten or only dimly perceived:
that humans must give account to God. The reason is that full awareness of the
scope of judgment would actually paralyze people with confusion. “Human
kind,” after all, “cannot bear very much reality.” To ponder judgment means,
then, to ponder something still veiled, not only in its outcome, but in its scope
and depth. Thus, within a broadly biblical eschatological narrative there was
space for speculation and, certainly, many authors took very different views of
what Christ’s judgment might look like. However, all speculation revolved
around only two verdicts—vindication or condemnation.
Veiled it may be, but monastics saw Christ’s judgment as neither distant nor
in deferral. Rather, ascetics lived “as having to give account to God of our way
of life every day”5 since “our master, Christ, dwelling and being present with us,
beholds our life.”6 Abba Elias located judgment within the narrative of his own
death, and the anonymous old man says that eschatological judgment should
inspire a sense of being judged daily. Thus, throughout the Apophthegmata
Patrum and other literature, Christ’s judgment (and it is always Christ’s) is vari-
ously located as daily,7 postmortem,8 and eschatological.9 For each of these,
judgment concerns one’s daily life, but is only possible once that life is com-
pleted. As Abba Poemen said, one is judged according to the state one has
attained at death.10 Christ’s judgment is perhaps built up daily, but its effect
becomes irrevocable only at death—until then one can always “make a new
beginning.”11 While eternal life in the Kingdom of Heaven is the monk’s goal,
and the ascetic life his means, death connects the two through judgment.
4
╇ N 136: Wortley (2013, 96); as also h. mon. Prol. 7: Festugière (1971, 7).
5
╇ N 136: Wortley (2013, 96). 6
╇ N 78: Wortley (2013, 64).
7
╇ Antony 4, Antony 33 Agathon 24, Ephrem 3, Paphnutius 1, Or 11; h. mon. 1.22–25, 8.32–33.
See also prat. 38, 76, 78, 99, 178, etc.
8
╇ Dioscorus 3, Cronius 3, Sisoes 38; h. Laus. 21.16–17; see also Poemen 182; prat. 19, 44, 128, etc.
9
╇ Ammoes 1, Zeno 6, John of Cellia 1, Cronius 2, Matoes 12, Orsisius 1, Sisoes 19, Silouan 2,
Syncletica 7; h. mon. Prol. 7, 8.53, 11.5–7; prat. 8, 26, 95, 101, 130, etc.
10
╇ Poemen 182 (PG 65: 365C), see also Sisoes 38.
11
╇ Poemen 85, Silouan 11 (PG 65: 341D, 412C).
106 The Role of Death in the Ladder of Divine Ascent
to meditate on the horrors that await sinners. One abba compared memory of
death and punishments to the onion juice that mothers put on their breast to
wean children—the memory “of death and the punishment-chamber of the age
to come” provides an analogous antidote for “impure thoughts.”12 Likewise, a
story of Abba Sisoes is worth recounting:
Three old men came to Abba Sisoes, having heard about him. And the first one
said to him, “Father, how can I be saved from the fiery river?”. . . The second said,
“Father how can I be saved from the ‘gnashing of teeth’ (Mat 25.30, etc.) and from
‘the sleepless worm’ (Mark 9.49)?” The third said to him, “Father what shall I do,
for the memory of the ‘outer darkness’ (Mat 25.30) kills me?”
These three questions reveal first, that a biblically based, but highly vivid medi-
tation on punishments was common enough practice; second, that it was
largely based on biblical language; and, third, that it could be almost paralyzing
in its effect. Sisoes gently rebukes their enthusiasm, saying,
You are blessed, my brothers. I envy you. The first of you spoke of the fiery river,
the second of Tartarus, and the third of darkness. Now, if your mind masters such
memory, it is impossible for you to sin . . . What shall I do, hard-hearted as I am, not
being granted to know even if there will be punishment for people [μὴ συγχωρούμενος
εἰδέναι ὅτι κἄν ἐστι κὀλασις τοῖς ἀνθρώποις]? And from this I sin each hour.13
We will explore Sisoes’ own attitude toward the memory of death in the final
section of this chapter, but for now one thing is clear: even in his rebuke he
admits that a memory of punishment has power to turn a person from sin. His
response recalls Ben Sirach 7.36, and conveys the intended result of contempla-
tion of torments: freedom from sin. The fear to which such contemplation gives
place has a paralyzing effect and, in proper doses, this paralysis should extend
only to sinful actions and impure thoughts, effectively freeing the monk to
obey God and cultivate virtues. However, if given too much place, it could lead
to pervasive ataxia, as with the three tormented brothers. The fear of punish-
ments requires, therefore, a corrective.
Hope of eternal bliss offers such a corrective, and, in fact, operates in dialec-
tical unity with fear of punishment. Douglas Burton-Christie notes, “Mindful-
ness of judgment also meant awareness of the possibility of salvation.”14 This
possibility was expressed in robust yet biblical terms. A brother, suffering in
fear and frustration, asked an old man,
“How is it that my soul desires tears as I hear of the old men and yet they do not
come, and so my soul is afflicted?” The old man said to him, “The sons of Israel
12
╇ N 182: Wortley (2013, 127): the “σκίλλα” had long been thought to possess healing powers
and is mentioned many times by medical writers, but, “above all it is regarded as καθάρσιος” (Rohde
1966, 589). Whence—one is tempted to think—comes its association with “impure” thoughts.
Wortley (2013, 127 n.) points out an analog in Romeo and Juliet (I.iii.26) that speaks of “worm-
wood” applied in the same way.
13
╇ Sisoes 19 (PG 65: 397D–400A). 14
╇ Burton-Christie 1993, 183.
The Desert Fathers: “Like a body whose soul has departed” 107
after forty years entered the land of promise. Tears are the land of promise. If you
return to it, you will no longer fear warfare. For thus God desires for the soul to
be afflicted, so that it may always long to enter into that land.”15
The old man reminds the brother of his great hope, the “land of promise”—
long associated with the eschatological dwelling of the saints with Christ,16 in
which he need no longer fear temptation (“warfare”) or affliction. Other stor-
ies speak of the crowns that await those who have endured17, and of the
“hoped-for rest,”18 or the “great gifts of God.”19 This hope helps carry the monk
through the self-doubt and frustration of constant warfare and mitigates the
paralyzing effect of fear. As Abba Euprepius put it, “Knowing that, as he says,
God is faithful and strong (see Heb 10.23), believe in him and you will share in
what is his. But if you shrink back, you do not believe, for we all believe him to
be strong and believe that ‘all things are possible for him’ (Mark 14.26).”20
God’s faithful promises ground the ascetic’s hope and keep him from despair
or paralysis.
Nevertheless, unbridled hope could lead to undue expectations, even to
arrogance and carelessness. Hope must be tempered with fear, just as fear must
be tempered with hope. As fear should make the idea of sin so horrific as to be
impossible, so hope should make virtue appear possible even when it is very
difficult to achieve. Mark the Monk describes this relationship of hope and fear,
referring both to God who alone can judge: “Fear of Gehenna and desire for
Paradise yield endurance of afflictions; and this not because of themselves, but
because of the one who knows our thoughts (see Pss 93.11).”21
We should understand hope and fear, then, as corollaries of the same escha-
tological expectation—the judgment of Christ—and as contributing to molding
monks from those who had already entered a life of asceticism. A lengthy and
influential apophthegma attributed to Evagrius illustrates this point excellently:
Being seated in the cell, gather your thoughts. Remember the day of death. Be-
hold then the death of the body. Contemplate the event. Take up the labour. Ob-
serve the vanity in the world. Thus you will be able to remain always in same state
of tranquillity and will not become weak. Remember also the present state of
things in Hades. Consider how the souls are there, in . . . great fear and struggle
and with a certain expectation . . .
But also remember the day of resurrection and presentation before God. Imagine
that horrible and fearful judgment. Bring to mind the things reserved for sinners
. . . Then also bring to mind the good things stored up for the righteous . . .
15
╇ N 142: Wortley (2013, 98). 16
╇ Heb 3.11–4.11.
17
╇ h. Laus. 21.12–14: Bartelink (1974, 112–14).
18
╇ N 196: Wortley (2013, 142); h. mon. 1.29, 1.46, 1.56, 8.16–7: Festugière (1971, 19, 27, 31–32,
52–53).
19
╇ N 197: Wortley (2013, 143). 20
╇ Euprepius 1 (PG 65: 172B).
21
╇ Operibus 132 (SC 445: 168).
108 The Role of Death in the Ladder of Divine Ascent
22
╇ Evagrius 1 (PG 65: 173A–C), taken from his rer. mon. 9 (PG 40: 1261A–D). The same apo-
phthegma is found, split in half, in Systematica 3.2 and 3.5, where it is attributed to Antony the
Great and Theodore (or Ammonas), respectively. The same passage is paraphrased in a century of
texts (§§57–59) attributed to Theodore the Great Ascetic, in Philokalia, 1: 313–14. Though this
passage is unusual for its vivid depictions of judgment, it is not out of character for Evagrius, who
recommends the memory of death in a general way at, for example, Eulog. 23 (PG 79: 1124B) and
sent. mon 54 (TU 39.4: 157); on which Rich (2007, 70).
23
╇ Zeno 6 (PG 65: 177B); see also John Kolobos 21, John the Persian 1, Isaac of Thebes 1, etc.
24
╇ See Stewart (1990, 25–39), and the references given there, as well as, for example, Macarius
3, Poemen 101; h. Laus. 26.1–4.
25
╇Diadochus, perf. 16–19.
The Desert Fathers: “Like a body whose soul has departed” 109
spiritual exercises as taking place within one’s cell and the fact that revelation of
thoughts is always to someone else, demonstrates that the practices of contem-
plating judgment operate within the context of monastic withdrawal. Memory
of judgment and all the activities that go with it became a way of cultivating the
lifestyle that one has already, to some degree, chosen and, therefore, a means of
living into an identity that one already holds as an ideal.26
Mortality
Consciousness of death means also dwelling on mortality. Mortality, as Antony
preached, is uncertain yet inexorable—life is measured out by Providence, but
its limit remains hidden. Such uncertainty, and the urgency it suggests, also
pervades Desert literature. As Pseudo-Macarius puts it, “Let us hasten, there-
fore, beloved, as children of God, having put off all possession and carelessness
and relaxation, to become noble and prepared to follow after him [Christ], not
delaying day after day, stolen away by wickedness. For we do not know when
our departure [ἔξοδος] from the flesh will take place.”27 Such ideas as this are
illustrated excellently by a curious saying from the Anonyma. A new monk
keeps back a little money for his own maintenance. An old man advises him to
give away even that small amount—his renunciation is not yet complete and he
is, therefore, something less than a monk.28 The young brother has trouble giv-
ing his money away because he imagines that his cell will require repairs—and
this thought keeps him from prayer. But, after repeated reminders, he finally
gives away his last. When the last bit of money is gone, the monk suddenly
notices not only the age and decrepitude of his cell but that a lion is prowling
nearby. In terror he confronts the old man:
“Everything here is old, and a lion is coming to devour me.” The old man then
confessed his own thoughts: “I expect everything to collapse on me and for the
lion to come and devour me so that I may be free. Go. Sit in your cell and pray
to God.”29
While he held back for himself some measure of independent control over the
world around him (money), the young monk was distracted by thoughts
expressive of his desire to exercise that control (fixing his hut). But when he
finally renounced that power he found new worries: he could not control his
world (the hut’s collapse came to seem inevitable) and he had to confront mor-
tality as an ever-present companion (the lion). When one has completely
26
╇ For a fuller discussion of Evagrius’ meditation on judgment, see Zecher (2014b).
27
╇ Collectio B 49.4.5; (GCS 56: 116) see also, for example, Cyrus 1, Longinus 2, Pambo 8, Rufus
1, Phocas 1, Or 1; h. Laus. Prol. 3–4, 5.2; h. mon. 1.29, 1.45–46, 1.56, 8.16–17; prat. 5, 19, 42, 44, 71.
28
╇ So also Cassian the Roman 8 and Antony 20.
29
╇ N 17: Wortley (2013, 16); see also a similar sentiment in h. Laus. Prol.3–4: Bartelink (1974, 6).
110 The Role of Death in the Ladder of Divine Ascent
renounced the world, one dwells in sight of death. But it is only in sight of
death, the old man explains, that a person can live the ascetic life—“Sit in your
cell” and pray.30
This proximity to one’s own mortality, as Antony pointed out in the Vita,
means honesty about one’s natural condition. A “great old man” said, “I exhort
you, brothers: we have ceased the deeds, let us cease the desires as well. For
what are we but dust from dust?”31 Living as one about to die is, in fact, no more
than admitting that one leads a mortal existence. Evagrius showed how mortal-
ity calls human pretensions into question: “Why are you lifted up and raised
beyond the clouds, o man, being by nature clay and corruption?”32 Yet that
admission helps complete the monastic’s renunciation of the world—he can
retain nothing of it if he is to make progress. To illustrate: Abba Elias, burning
with lust, left his cell to slake his thirst and fell into a pit. There an angel showed
him decomposing bodies of both men and women and said, “Go and enjoy
yourself . . . But in return for that pleasure, take note how much labour you
intend to destroy. Just look at the sort of sin for which you are prepared to
deprive yourself of the kingdom of heaven . . . Would you lose the fruit of all
that toil for one hour’s [pleasure]?”33 Mortality reveals the natural transience of
human life and, therefore, of pleasure. But such transience in turn appears, in
light of the demands of Christ’s judgment, as the hook dragging one toward
eternal punishment.
As did Antony in the Vita, so the Desert Fathers speak frequently of “making
a good beginning.”34 To make each day a good beginning implies that the monk
carries nothing over from the previous day, and takes nothing with him into the
next. One encounters, along these lines, descriptions of the whole ascetic life as
taking place or, at least, able to take place, within one day: “The whole life of a
man is one day for those who work with desire.”35 To live entirely within each
day, bounded by mortality, dramatically illustrates the sort of “newness of life”
that monastics sought. That sort of life must constantly shed the past and can
take no thought for the future. Both past and future bind the monk to the
world—one through passions, family, and memories, and the other through
worry and care. Far from encouraging a facile optimism about constant re-
newal, the hope of a new beginning serves to heighten the urgency of ascetic
labor: too often death cuts repentance short and for those who fall, “today” is not
30
╇ On “sitting in the cell” as representative of monastic life see, for example, Moses 6, Also
Antony 1, Antony 10, etc. Notably, Evagrius 1 uses the imagination of judgment to make the “cell”
portable: Zecher (2014b).
31
╇ N 83: Wortley (2013, 69). 32
╇ mal. cog. (recensio brevius) 18 (PG 79: 1164A).
33
╇ prat. 19 (PG 87.3: 2865C–D, trans. Wortley 1992, 14).
34
╇ For example, Arsenius 3, Dioscorus 1, Poemen 85, Sisoes 14, Silouan 11, Or 8, N 168, 187,
208; see also v. Anton 7.11–12.
35
╇ Gregory Nazianzen 2 (PG 65: 145B); see also Alonius 3, Poemen 126.
The Desert Fathers: “Like a body whose soul has departed” 111
Hope and fear regarding Christ’s judgment intertwine dialectically with a per-
ception of an underlying opposition—even exclusivity—in their demands
between the present life and the age to come.38 While Antony’s visions empha-
sized continuity between life and death, what we find more often in Desert lit-
erature is that an assumed opposition between the present age and the coming
one underlies the memory of death and judgment. The perceived opposition
has, in memory of death, a twofold effect. First, the expectation of death dimin-
ishes the perceived value of transient goods, whether those be interpersonal
relationships, sensual pleasures, or material possessions. Simultaneously, the
expectation of an ethically divided existence beyond death keeps this percep-
tion of transience from driving the monk into a kind of Epicurean nihilism—a
36
╇ Antony 14 (PG 65: 80B–C).
37
╇ Eulog. 20 (PG 79: 1120B); so also Diadochus, perf. 81, and Rufus 1, on which see Moschos
(2010, 155).
38
╇ In this section I will use “age” and “world” interchangeably to describe the life before and the
life after death. These words reflect the usage of ascetic literature.
112 The Role of Death in the Ladder of Divine Ascent
possibility of which Palladius, for example, was at least aware: “For some receive
their soul in vain (see Pss 23.4 LXX), those who, believing it to be dissolved
with the body, are careless about virtue.”39 In effect, the “opposition of ages”
forms the cosmological structure which moves toward Christ’s judgment, and
the responses appropriate to this cosmology are sharpened by expectation of
that judgment.
There are, as this section shows, several interrelated ways in which Christian
ascetics understood the present life as relating to the age into which death would
usher them. Very generally, ascetics saw a fundamental incompatibility between
the polity of the present life—one defined by property, divisive and fractious
relationships, by convention, spiritual warfare, and, ultimately, sin and demonic
powers—and their “citizenship in heaven.” This incompatibility could mean that
one must suffer presently to rest in the future, or perhaps labor now for rewards
later. Alternatively, the disjunction of ages could spin out a kind of paradoxical
continuity, wherein the same activities are appropriate in different ways to the
present or future ages—that is, humans must suffer, but have the choice whether
to do so willingly and efficaciously now, or unwillingly and futilely after death.
Both interpretations coexist in the literature, and, I will argue, speak to the same
core belief: that the restrictions sin puts on the present life oppose the order of
Christ’s judgment and the criteria of entrance into the Kingdom of Heaven.
These restrictions preclude enjoyment of things now if one is to enjoy them
properly later, while severance from that enjoyment demands repentance, which
takes the form of voluntary suffering so as to avoid involuntary suffering.
39
╇ h. Laus. 6.4: Bartelink (1974, 32).
40
╇ Theodora 2 (PG 65: 201B); see also Bessarion 12, Elias 6; Moses 18, 20; Hyperechius 6–7.
Theodora’s saying echoes John of Lycopolis’ admonition at h. mon. 1.29–30. Similar sentiments
are found, more generally, at h. mon. 8.53; N 21, 141, 142, 193, 299, 312, 368; prat. 69, 152; Nilus of
Ancyra, ΛΟΓΟΣ ΑΣΚΗΤΙΚΟΣ (Philokalia, 1: 191–92); Mark the Monk, Operibus 130, 156. So
also Burton-Christie (1993, 219–22).
The Desert Fathers: “Like a body whose soul has departed” 113
Generally, Desert monks considered that the present life was a time for toil and
labor and, in particular, for resisting temptation.41 Antony said to Abba Poe-
men that “This is a person’s great activity, to place his former failings before
God (see 1 Pet 5.7) and expect temptation until his last breath.”42 While we have
seen that ascetics longed for “rest,” Abba Theodore of Pherme, for example,
warned against “beginning to enjoy rest in this age, before God grants it.”43
Rather, rest must lay on the other side of death, in the “age to come.” More spe-
cifically, ascetics display a keen awareness that at present pleasures inevitably
carry with them temptations that ascetics must expect and resist if they are not
to become addicts of pleasure—or, in the philosophically grounded language of
ascetic psychology, if they are to conquer the passions. Rest before God gives it
can only be illusory, and its enjoyment implies not that one has conquered the
passions and temptation, but that one has succumbed to both. Thus, the activ-
ity appropriate to a life filled with temptation is watchful resistance and con-
stant labor.
The curious example of wine will help to clarify these claims. Wine was the
ancient world’s drink of choice, less a luxury than a fact of life. There was no
biblical prohibition on it—the psalmist commends it (Ps 103.15 LXX), Paul
recommended a little to Timothy (1 Tim 5.23), and Jesus would seem to have
endorsed it at festivities (John 2.1–10). Indeed, biblical authors (like all sober-
minded Mediterranean thinkers) seem only to have been concerned that peo-
ple not get drunk or become overly addicted to wine (see Eph 5.13; 1 Tim 3.8).
Among the Desert Fathers, though, we find a consistent and explicity sense that
wine is inherently dangerous. Poemen and Xoios both would remark that wine
is “alien to monks”44 while it represents, for Amma Syncletica, the allure of all
worldly pleasures.45 It is a dangerous item, one that can intoxicate and whose
pleasures are, moreover, addictive. Ascetics, however, attributed these dangers
not only to natural properties of wine, but to the work of demons, and so to the
strictures of a fallen world. A saying of Xoios explains the situation:
A brother asked Abba Xoios, saying, “If I am found somewhere, and I eat three
loaves, that isn’t much, is it?” The old man said to him, “Have you come to the
threshing-floor, brother?” Again he said, “If I drink three cups [of wine], that isn’t
much, is it?” And [Xoios] said to him, “If there is no demon, it is not much. But
if there is one, it is too much. For wine is foreign to monks living according to
God.”46
Were it not for demons and their temptations, wine would not present a prob-
lem. As things stand, though, there is a demon and Satan is always at hand, in
wine and food, in gold and luxury, and especially in women (or men).47 There
41
╇ Brakke (2006a, 152). 42
╇ Antony 4 (PG 65: 77A).
43
╇ Theodore of Pherme 16 (PG 65: 192A).
44
╇ Xoias 1, Poemen 19 (PG 65: 311C, 325D). 45
╇ Syncletica 4 (PG 65: 421C).
46
╇ Xoios 1 (PG 65: 311C); so also Sisoes 2. 47
╇ Abraham 1; see Peter the Pionite 11.
114 The Role of Death in the Ladder of Divine Ascent
48
╇ Even then, Macarius found ways to ensure he did not become addicted to pleasure. He
would give up drinking water—one day without hydration for every cup of wine drunk (Macarius
10 [PG 65: 267B])!
49
╇As h. Laus. 54.4–5, 61.7, 68.1–4, 71.1–4; prat. 231.
50
╇As h. Laus. 21.3; cf. prat. 75, on which see H. Chadwick (1974, 61).
51
╇ As Asenius 1–2, Doulas 2, Evagrius 2; see Mark the Monk, De lege 108, 114.
52
╇ See, for example, prat. 12, 37, 55.
53
╇ Mark the Monk, Operibus 47, 121, 133, 137; see also N 157 and Nilus of Ancyra, ΛΟΓΟΣ
ΑΣΚΗΤΙΚΟΣ (Philokalia, 1: 190).
The Desert Fathers: “Like a body whose soul has departed” 115
God—for he will require it from you on the Day of Judgment (Mat 10.15, 2 Pet 3.7,
etc.). Hunger, thirst, go naked, keep vigil, mourn, weep, wail in your heart. Test
whether you are worthy of God. Despise the flesh that you may save your souls.54
Here Antony describes the monk living with two companions: the “fear of
God” and the expectation of death. The latter reminds the monk that worldly
goods will be irrevocably lost and are, in any event, of only illusory value—
fleshly rest is not eternal rest and, as Evagrius put it, “possessions will not ben-
efit you in the day of death.”55 The fear of God rests on the assumption that one
has to “give account” to God of “what has been vowed to him”: that is, of one’s
way of life. The expectation of judgment urges voluntary suffering, some of
which is clearly renunciatory (hungering, thirsting, being naked), and some of
which is more interior (weeping, wailing, testing oneself). This is the voluntary
suffering and self-denial that turns one away from the world and helps the
monk to despise the flesh that would ensnare him. Evagrius sums matters up
thus: “Faith and baptism will not deliver from the eternal fire, without works of
righteousness. For if you are under the command of Christ, then keep his com-
mandments. And if you believe in the things to come, contend for the glory of
that age and fear the flaming sword (see Gen 3.24).”56
A Matter of Eschatology
I have said that death lies between the monk and his hopes. However, many
monks, like Evagrius, for whom knowledge of God (γνῶσις) constitutes the
ultimate goal of asceticism, believed eschatological hopes to be realizable in the
present life. Even so, arguments for renunciation hold good, since spiritual
goods are still opposed to material ones. Moreover, Evagrius certainly does see
death as an important moment, at which the character of a monk is tested and
revealed, and in that sense it is safe to say that hopes for rest must lie beyond
death. He says,
The monk free of possessions . . . is above every temptation and scorns present
realities; he rises above them, withdraws from earthly things, and associates with
the things above . . . Affliction comes and with no sadness he leaves that place.
Death approaches and he departs with a good heart, for he does not bind his soul
with any earthly fetter.
But the monk with many possessions has bound himself with the fetters of his
worries . . . Even if death should approach, he is miserable in leaving behind pre-
sent things and giving up his soul . . . he is separated from the body but he is not
separated from his possessions; the passion has a greater hold on him than those
dragging him [towards death].57
54
╇ Antony 33 (PG 65: 85C). 55
╇Evagrius, inst. 2.34 (PG 79: 1237D).
56
╇ inst. 2.42 (PG 79: 1240A).
57
╇ spir. mal. 3.5–7 (PG 79: 1152C–53A, trans. Sinkewicz [2003, 78–79]); see sent. mon. 21 (TU
39.4: 155).
116 The Role of Death in the Ladder of Divine Ascent
Nevertheless, Evagrius can also speak of the opposition of “ages” as one that
plays out in the present life. The ascetic rises by means of renunciatory ascesis
(πρακτική), through dispassion (ἀπάθεια), to a state of knowledge (γνῶσις)
wherein prayer (προσευχή) and contemplation of God (θεωρία) are possible.58
Yet θεωρία and προσευχή, likewise, constitute Christians’ eschatological hope,
since they are defined not as ephemeral activities, but as a state of union with
God: “Prayer is converse of the mind with God.”59 Thus, Evagrian eschatology
is strongly realized, since the Christian is capable of the same activity now as
later—there is little left for death to accomplish except the shedding of the body.
Writers such as the anonymous author of the Historia monachorum in Aegypto
oppose the active life (πρακτική) and contemplative life (θεωρετική) in similar
terms,60 while Palladius uses “outer” and “inner” persons as his contrasting
terms.61 These follow Evagrius to some extent, though it is not clear that they
share his speculative opinions.62 For the majority of the Desert Fathers, though,
as Graham Gould notes, the “reward” hoped for is “implicitly an eternal, heav-
enly one, a divine response to the way in which [the monk] has chosen to live
the monastic life as a life of concern for their neighbours.”63 A particularly Eva-
grian vision of monastics’ eschatological hopes became increasingly unique
after the Origenist Controversy of 400 ce, and so Gould’s argument is generally
true for the literature here under survey—including even Evagrius’ less specu-
lative works—that, whatever hopes ascetics held for the present life, it was
eschatological rest in Christ for which they longed, and though they might taste
it now, the ever-present threats of temptation and passion ensured that they
only expected to enjoy it fully after death.
58
╇ For a convenient and helpful summary of Evagrian spirituality, see Louth (2007, 97–110).
59
╇Evagrius, or. 3 (PG 79: 1168C); for Evagrius, this is only one of several definitions, but in all
of them he envisions a kind of communion between the intellect (νοῦς) and God. Antoine Guil-
laumont’s subtle assessment of Evagrius’ eschatology (drawn from his analysis of the Kephalaia
Gnostica) shows that prayer anticipates—to the extent possible—the life of “intellects” (νόες) in
the consummation of the age. See A. Guillaumont (1962, 37–39); see especially Konstantinovsky
(2009, 162–70).
60
╇ h. mon. 1.62, 13.11: Festugière (1971, 33–34, 101).
61
╇ h. Laus. 12.2: Bartelink (1974, 56).
62
╇ See Draguet (1946–47). Draguet’s assessment must, however, be balanced out by those such as
E. D. Hunt (1973, 479–80) and Demetrios Katos (2012, 116–24, 153–54) who argue convincingly
that Palladius, though partial to Evagrius, was not a slavish “Origenist,” and his work likely reflects
the broader tradition within which Evagrius (and other monks, such as Antony) operated.
63
╇ Gould (1993, 105).
The Desert Fathers: “Like a body whose soul has departed” 117
64
╇ prat. 59 (PG 87.3: 2912C, trans. Wortley [1992, 46] modified).
65
╇ Following Luke 16.19–31; see Mark the Monk, Operibus 73, 119.
66
╇ Macarius the Great 34 (PG 65: 277C); see also Arsenius 41, John of Cellia 1; prat. 110.
67
╇ Syncletica 27 [S10] (Guy [1984, 35]); see Poemen 26, 39, 50, 72. Syncletica’s advice relies on
the Pauline distinction—discussed in Chapter 2—between godly and worldly “sadness” (λύπη).
118 The Role of Death in the Ladder of Divine Ascent
68
╇ Hausherr (1982, 3–4, 17–33).
69
╇ Macarius the Great 27, 41; h. mon. 1.37, 1.53–58; prat. 30, 41, 110; on which see Burton-
Christie (1993, 184).
70
╇ h. Laus. 1.3: Bartelink (1974, 18). 71
╇ B. Müller (1997, 293–94, 299–309).
72
╇ Poemen 208, 209 [21, 22]: Guy (1984, 31). 73
╇ Driscoll (1995, 167).
The Desert Fathers: “Like a body whose soul has departed” 119
74
╇ Collectio Monastica 13.46: Arras (1963, 95–96); trans. Harmless (2000, 505– 506).
75
╇ Harmless (2000, 506). 76
╇ Poemen 50 (PG 65: 333B).
77
╇ Poemen 119 (PG 65: 353A); on which see Harmless (2000, 491f.).
78
╇ h. Laus. 21.3: Bartelink (1974, 106); so Cox Miller (2002, 295–96).
120 The Role of Death in the Ladder of Divine Ascent
lead the monk to love the things of the present life in a new way, consonant with
freedom and devotion to God. Douglas Burton-Christie’s conclusion is partic-
ularly apt:
The telos of the monks’ life in the desert was freedom; freedom from anxiety
about the future; freedom from the tyranny of haunting memories of the past;
freedom from an attachment to the ego which precluded intimacy with others
and with God. They hoped also that this freedom would express itself in a positive
sense: freedom to love others; freedom to enjoy the presence of God; freedom to
live in the innocence of a new paradise.79
This means that the Desert Fathers looked not for freedom absolutely, but free-
dom from the enslaving power of the world. They sought rather to become
slaves of God and to serve their neighbor through love of God and eternity.
Freedom is not the end. Love, Burton-Christie reminds us—love of God and
neighbor—is the end, but it is only possible when someone is free from the false
“love,” the divisive and addictive attachment to transient pleasure that desires
not to serve but to possess. The monk renounces goods to flee from anger, from
grudges, and malice. He flees marriage to avoid lust, and family to overcome
fractional convention. He seeks freedom in which to forgive all because he is so
conscious of his own sins over which he weeps, and learns thereby to love and
give himself in love as Christ did.
To illustrate this claim: in a particularly poignant passage, John Moschus
tells the story of Abba John the Eunuch who, when he died, had so thorou�
ghly renounced the world and given himself to charity that he left “nothing
whatsoever of the world’s goods behind. Not even for one hour did he ever
possess books, money, or clothing. He gave everything to those in need,
investing his entire concern in those things which were to come.”80 Yet this
same man fed the animals of the monastery right down to the ants. Abba
John’s all-consuming desire for the next world clarified and purified his love
for this one. The all-encompassing power of ascetics’ desire for the Kingdom
of Heaven drove them to renounce the kind of life that might find success in
this world. To dwell on the good things to come means deprioritizing the
present world, and yet it also means learning to properly love the present
world, and to save oneself wholly for God requires, ultimately, making a gift
of oneself for one’s neighbors. It is the ascetics’ rejection of the present world
that grants them the freedom to love it as they wish—or, rather, as God does.
To feed the poor one must, it seems, first renounce wealth, and to love one’s
neighbor, one must turn over property and family. It seems clear that,
whether or not they ever succeed in loving creation, it is only because they
79
╇ Burton-Christie (1993, 222).
80
╇ prat. 184 (PG 87.3: 3056D, trans. Wortley [1992, 153]); see 141, 142; h. mon. 6.4.
The Desert Fathers: “Like a body whose soul has departed” 121
have realized the transience of worldly goods that ascetics could ever be able
to love creation.
Of course, this is all very optimistic and one could claim that it runs counter
to the ascetic sense that every pleasure carries temptation. How can one “love
as God does” when one must contend with temptation in every love? It is a
problem, no doubt, and Desert monastics generally prefer simply to cling
tightly to both poles—renunciation of the world and love of creation—rather
than to explicitly harmonize them.
Desert monastics were keenly aware of a fundamental incompatibility
between this life and the next. As in the Vita Antonii, the two are in one way
continuous—one’s life now determines one’s state later, and the choices one
makes in this life crystallize into an unchanging mode of being after death. The
expectation of death and judgment assumes and sharpens a perceived opposi-
tion between the exigencies of the present life and the freedom of the Kingdom
of Heaven, since one cannot enjoy pleasure in the present life without running
the risk of being enslaved by it. Death cuts any such pleasure short, and Christ’s
judgment expects very different behavior anyway. This opposition demands
renunciation of goods now for the sake of God and eternal goods. It also
demands that one choose to suffer now for the sake of repentance if one wishes
to avoid suffering unwillingly in eternity. This drive for repentance through
willed suffering is often expressed in terms of “weeping” now or “weeping later.”
The opposition is asymmetrical: the work of weeping now is effective for repent-
ance, while later weeping is decoupled from repentance and is, therefore,
merely part of one’s punishment. Here too, death, after which one can no longer
amend one’s life, demarcates the opposition: it divides between effective labor
and mere suffering. Repentance is fueled, then, by monastic meditation on
mortality and judgment.
While the opposition of ages is contextualized by and predicated on the
memory of death and judgment, it is also conducive to the lifestyle of renun-
ciation and withdrawal within which one can repent and acquire whatever
virtues are to be associated with repentance. Fathers such as Poemen espe-
cially advocated the practice of mourning as expressive of and conducive to
repentance. They mourned not for loss of transitory goods, but for sin—for
the irreducible difference between the life one longs to lead, and the life into
which one is thrown. Other stories argue that repentance actually teaches the
monk to love by first renouncing “passionate” love, which is, really, addictive
attachment to transitory pleasures. He cultivates a lifestyle in keeping with
Christ’s commands to love God with all one’s self and, through that, one’s
neighbor as oneself. This twofold motion reflects and is, as we have seen, made
possible by the twofold meditation on punishments and salvation—the for-
mer inculcates abhorrence of possession, the latter a virtuous application of
godly love.
122 The Role of Death in the Ladder of Divine Ascent
LIVING IN DEATH
Having looked at how ascetics actively engage with death, and having explored
the cosmological underpinnings and implications of that engagement, in this
section we will trace various “practices of death” as they emerge in Desert lit-
erature. These elaborate further the drive to renounce addictive pleasures, and
to resist demonic temptation, while impelling the monk to repentance and
focusing his desires on God.
Beginning with general metaphorical depictions of monks as dead or
entombed, I will then describe ways in which ascetics strove to “die to them-
selves” and “to the world.” I will draw particular attention to practices that are
clearly important to the Desert Fathers, but which, in this literature, are only
sometimes connected with death, and then without any real consistency. Nev-
ertheless, Desert literature develops enormous conceptual material for prac-
tices and virtues of cutting off the will, non-judgment, apatheia, and obedience,
all of which the Gazan Fathers and, especially, Climacus, will shape in terms of
death.
81
╇ v. Anton 8–10. 82
╇ Mat 8.24–32, Mark 5.1–13, Luke 8.26–33.
83
╇ h. mon. 1.37 (Festugière [1971, 22–23], trans. Russell [1980, 57–58] [modified]); see N 177
and h. Laus. 45.1–3.
The Desert Fathers: “Like a body whose soul has departed” 123
This man went to die before his death, to renounce “his own life,” and to be
relieved of his sins. He does not go to carry the fight to demons, but to take up
an abode that befits his way of life.84 Certainly, as John continues the story, the
demons do come—but not as though to a formidable adversary such as Antony.
Rather, they come to afflict him with memory of his sin, terror of judgment,
and to claim him as their own. His response is simply to continue his groaning.
And so the demons attack him as they did Antony—physically, but not to the
point of death. As with Antony, they continue for three nights, and then depart,
crying out “You have won; you have won; you have won.” Now, John relates,
“he dwelt in the tomb as a pure man without any defilement for as long as he
lived . . . And so, my children, first of all let us discipline ourselves to attain
humility, since this is the essential foundation of all virtues.”85 The youth is
raised up to virtue and an Antonian persona by first humbling himself down
to death. As Anthony Rich puts it so well, “The awareness of his coming death
and judgment, combined with renunciation of secular life, led the monk to
regard himself as dead.”86 The ways in which Desert monastics attempted to
“regard themselves as dead” are as varied as the tombs among which ascetics
dwelt. Practices of “dying” utilize the memory of death and judgment, and
operate within the context of a perceived opposition of ages that makes a
“death” desirable in this life if by it one can attain life in the next.
It is not unusual to hear certain Desert Fathers, notably Poemen and Moses
the Ethiopian, speak of the monk as one dead.87 Several sayings of Poemen
illustrate the interior meaning of this “death.” Once, Poemen was annoyed with
his brother Paësius (also a monk) whose conversations were not to Poemen’s
liking. Poemen fled then to Abba Ammonas and told him the situation.
Ammonas responded thus: “Poemen, are you still alive? Go, sit in your cell and
set it in your heart that you have already been in the grave a year.”88 Two other
sayings tell us that Poemen did just that. Abba Anoub (another of Poemen’s
brothers) came to ask if Poemen would like to invite some priests over. Poemen
kept silent and finally Anoub left saddened. When asked the reason for his
behavior, Poemen responded, “I have nothing to do here. For I died and a dead
man does not speak.”89 Another time, Paësius fought with his brother till both
were bloodied, and Poemen said nothing. Abba Anoub came, scandalized that
84
╇ Dimitris Kyrtatas fruitfully compares dwelling in tombs to polytheistic initiation rituals, and
notes especially the unexpected encounter with demons. While Kyrtatas’s claim that ascetics
emerged with great power applies better elsewhere, his point generally that the tomb provided a
locus of mysterious initiation into the ways of ascetic life is generally applicable: Kyrtatas (2012).
85
╇ h. mon. 1.44 (Festugière [1971, 26]); John’s mention of purity almost certainly recalls Jesus’
healing of the Gadarene demoniac.
86
╇ Rich (2007, 219).
87
╇ See, for example, Macarius the Great 23, Moses 11–12, 15; N 90, 143; h. mon. 14.15; h. Laus.
16.4; prat. 144, 229. See also Collectio Monastica 13.5.
88
╇ Poemen 2 (PG 65: 317B).
89
╇ Poemen 3 (PG 65: 317B–C); see also Moses the Ethiopian 11–12 (PG 65: 285C–D).
124 The Role of Death in the Ladder of Divine Ascent
Poemen had allowed the fight, and Poemen said, “Set it in your heart that I was
not here.”90 Poemen, the dead man, can hardly leap in and instruct brothers. He
cannot even be perturbed by their commotion. He makes no demands of them
and they do not disturb him. On the other hand, Moses the Ethiopian points to
the exterior meaning of ascetic “death.” He says, “A person ought to mortify
himself from every wicked act before he departs the body that he may do ill to
no one.”91 The “dead” monk both cultivates an interior tranquility that isolates
him from distractions and temptations, and he takes care how he relates to oth-
ers. We must explore both of these two facets of ascetic “death”: death to oneself
and death to one’s neighbor.
90
╇ Poemen 173 (PG 65: 364C). 91
╇ Moses the Ethiopian 15 (PG 65: 288B).
92
╇ Nagel (1977–78, 253–54).
93
╇ Macarius the Great 23 (PG 65: 272B–C); see also Agathon 5, Zacharias 3, Isaiah 1, John
Kolobos 41.
94
╇ Rich 2007, 138; see also Gould’s similar sentiments about ascetic “fear of praise,” Gould
(1993, 133–39).
The Desert Fathers: “Like a body whose soul has departed” 125
impurity of passions and error of demons.”95 Such a monk is free from attach-
ments to worldly goods and expectations, which freedom allows him to live
tranquilly whether praised or insulted—he is unphased by illusions of ego or
possession, the “impurity of passions and error of demons.”
Palladius’ tale of Sarapion the Sindonite presents probably the most extreme—
even repellent—example of such a “death.” It could have been lifted directly
from Diogenes Laertius’ tales of Cynics and their aggressive disregard for con-
ventional morality. This man Sarapion sought out a famous virgin in Rome, one
who had not been seen for years, and asked her first why she remained seated
when he greeted her. She responded that, far from it, she was journeying to
God. He then asked if she were “alive or dead.” She responded, “I believe in God
that I have died. For one living in the flesh does not journey [to God].”96 Wish-
ing to test her and perhaps humiliate her, Sarapion proposes that she go out and
show herself in church. She demurs and he responds, “if you have died to the
world and the world to you, it is for you to go out or not. So go out.” She does
and, wishing to press her to the limit, Sarapion says, “If then you wish to fully
convince me that you have died and no longer live ‘so as to please humans’ (see
Gal 1.10), do what I do and you will know that you have died. Strip off all your
clothes with me and go into the city carrying me thus.” She responds, “I will
scandalize many by doing this and they will say I am possessed!” Sarapion
responds “What do you care? Are you not dead? . . . I am more dead than you
are and by deed I show that I have died to the world. For I do this dispassion-
ately [ἀπαθῶς] and unashamedly.”97 For such a “dead” man even perfectly valid
concerns of modesty and scandal—which Athanasius praised in Antony and
mark out the particularly “discerning” Desert Fathers—hold no meaning. He
lives instead the life of a Cynic, openly flaunting conventions. The Cynic life-
style, though, was hardly the ideal of many Christians, for whom conventional
morality offered a bare minimum of decorum, to be outstripped rather than
flouted. The assumptions about the transformative power of ascetic practices
implicit in the stories of Macarius and the convention-flaunting Cynicism of
Sarapion often meet with understandably negative reactions (which I discuss
later) among Desert monastics.
95
╇ Macarius the Great 20 (PG 65: 269D); see also Nisterus the Coenobite 2.
96
╇ See Diadochus, perf. 14: Rutherford (2000, 25): “He who loves God with the heart’s sense . . .
is present in this life and not present. For dwelling in his body he moves out of it through love by
the ceaseless motion of the soul towards God.”
97
╇ h. Laus. 37.13–16: Bartelink (1974, 190–92).
126 The Role of Death in the Ladder of Divine Ascent
98
╇ Gould (1993, 132). 99
╇ Moses the Ethiopian 12 (PG 65: 285D).
100
╇ Anoub 1 (PG 65: 129A–C); see also Poemen 198: Guy (1984, 31).
The Desert Fathers: “Like a body whose soul has departed” 127
god behind them. They were merely stone, no more than empty corpses.101
Statues were not all considered thus—the population of Antioch certainly felt
otherwise when it faced punishment for defacing statues of the emperor.102
Statues of the living are, in a sense, living. But, so in fact are statues of dead gods
also dead. This does not, of course, preclude the possibility that demons inhabit
the space consecrated to dead gods, but the purpose of this story is certainly
that an idol is empty and inanimate. Thus, Anoub’s point is not to be “stone” but
“dead.” If the community is to succeed, then its members must be as tranquil as
the dead.
The “death to one’s neighbor” requires not only a particular sort of interior
tranquility, but also a new way of conceiving relationships. Social and animal
ties are predicated on preference, possession, and attachment—one’s family can
hardly include all people and conducting business often means harming oth-
ers. The Desert Fathers rejected these sorts of claims in favor of non-divisive
relationships. The dead, as Anthony Rich points out, “have no legal rights.”103
Thus, when confronted with an inheritance, Arsenius replied, “I died before
him. He died only recently.”104 The dead person has no relatives—Poemen has
no sons and Evagrius’ acquaintance, when informed that his father has died,
responds “Cease blaspheming, for my father is immortal.”105 That is, the monk
has God for his father.106 These kinds of claims are not to be confused with deni-
gration of marriage or families.107 The ascetic may deny his blood family, but he
certainly has an ecclesial and monastic family in his “brothers” and “abbas.” In
fact, as Philip Rousseau points out, many early ascetics (such as Poemen, Paë-
sius, and Anoub) were also blood relations. He argues that for monks who
wished to be “spiritual” relations, “some well-defined change had been called
for; and such change, successfully achieved, ensured a more wholehearted,
freely chosen bond, and further progress in the ascetical life.”108 Relationships
had to be reconstituted, not by blood or the will of men but, rather, the various
parties had “to realize that they could appeal to some different set of ideals,
which would impel them to cooperate at a new level of spiritual endeavor.”109
Tensions arose when only one party (the ascetic) saw the need for a change, and
101
╇ The identification of temple images as idols and, therefore, “empty,” goes back to Jewish
anti-idol polemic: for example, Wis 15.15 and the “Letter of Jeremiah” (Bar 6), which was taken up
by Paul (1 Cor 8.4–6) and made a topos of Christian apologetics.
102
╇Sozomen, Historia Ecclesiastica 7.23. 103
╇ Rich (2007, 220).
104
╇ Arsenius 29 (PG 65: 97C); see also Cassian 8; see Poemen 33 and h. Laus. 1.4, 54.2, and 66.1.
105
╇ h. Laus. 38.13: Bartelink (1974, 202) attributes this to Evagrius; but Evagrius (cap. prac., 95
[SC 171: 700]) attributes it to “one of the monks.” Perhaps it was modesty on his part, or perhaps
Palladius’ memory was a bit confused and he turned a story told by Evagrius into a statement
made by Evagrius. On Palladius as oral historian, see Zecher (2014a).
106
╇ See also Mark (disciple of Silouan) 3–5, Sisoes 10; h. mon. Prol.8, 1.25, 2.4 (see also 3.1, 8.2,
8.17, 8.26), 14.14; h. Laus. 35.8–9, 54.2; prat. 68, 85, 110, 184.
107
╇ On which see Clark (1995, 356–80). 108
╇ Rousseau (1972, 139).
109
╇ Rousseau (1972, 138).
128 The Role of Death in the Ladder of Divine Ascent
the other party (a secular family member or a spouse) did not. Yet this tension
demonstrates only the inevitable friction of two mutually exclusive attitudes
toward the demands of service to God. While some such as Gregory of Nyssa
would, in service of glorifying virginity, attack marriage as not merely repre-
sentative of but actually contributory to the corrupt condition, the literature at
hand is generally more cautious. What we find instead is a constant awareness
of how close the world is, that it can tempt through the visitation of a mother, a
sibling, or in some instances, a spouse. Thus, death “to one’s neighbor” means
both severance and reconstitution of relationships such that their mode and
exigencies are radically altered. Within this context, the tranquility presup-
posed in “dying to oneself ” extends to the ways in which one relates to others
and so the community built up of the “dead” is one of mutual love and under-
standing without cultural or animal divisions.
Ways of Dying?
How a monastic achieves interior tranquility and a new kind of relationship is
less clear or, at least, less obviously related to the language of death. For the
Desert Fathers, apatheia and new relationships are of interest, but not clearly
defined, and the ways in which they might be cultivated—the specific practices
and virtues that might come under the heading of death—rarely made explicit.
Nevertheless, Desert literature does elaborate ideals of self-renunciation that
will be described in terms of death by the Gazan Fathers, and given new shape
within the context of death by Climacus. These are worth discussing at some
length as we find here the conceptual material with which Gazan and Sinaite
writers would work.
110
╇ Ammonas 11(PG 65: 124A); see also Cassian 5, Poemen 36, 72, Pambo 3, Joseph of Thebes
1; Rufus 2.
111
╇ Gould (1993, 33); see also his discussion of the will (27–36 and 149–50). So also Brown
(2008, 226–27); Regnault (1987, 87–111).
The Desert Fathers: “Like a body whose soul has departed” 129
112
╇ Perrone 2004, (135–37); so Kofsky (2006, 332–33).
113
╇ Poemen 67 (PG 65: 337B–C). 114
╇ N 244: Wortley (2013, 169).
115
╇ Poemen 54 (PG 65: 336A).
116
╇ Bradshaw (2010, 825–26); s.v. θέλημα: LSJ gives only “will” or “desire;” Lampe adds “object
of an act of willing.”
117
╇ See, for example, Isidore 3, John the Eunuch 3, Poemen 110 (in positive sense), Paphnutius
4; N 152, 165, etc. See also Ps-Macarius, Collectio B 2.9.2, 3.5.1, 15.2.5, 33.1.6, 35.1.3; Evagrius, or.
31; Basil, reg. fus. 41.
118
╇ The LXX does use the plural to describe “desires.” English translations render θελἠματα at
Pss15.3; 102.7; 110.2; Isa 44.28, 58.3, 58.13; Jer 23.26 as “will” when it means something more like
“those things which one would will,” i.e., “desires.” In the LXX, the plural expresses totality: “τὰ
πάντα θελήματα μου/σου” means “all my/your desires.”
130 The Role of Death in the Ladder of Divine Ascent
are “trespasses and sins” in which a person is “dead,” a “son of unbelief,” and a
“child of wrath.” Doing these θελήματα places one in servitude to the Devil, the
“ruler of the authority of the air” and renders one “dead in trespasses and sins.”
The multiplicity of “θελήματα” expresses, therefore, the fractional and irra-
tional chasing after desires that characterize fallen humans. A saying of Arse-
nius makes clear how Paul’s thinking penetrates Desert spirituality. When
asked why he avoided people so assiduously, he said, “God knows that I love
you, but I cannot be with God and men. The thousands and myriads of angels
above have one will [ἓν θέλημα], but humans have many wills [πολλὰ θελήματα].
I am not able therefore to leave God and join people.”119 Here the contrast is
explicit, and the problem (and reason for Arsenius’ flight) is that humans have
many wills—a problem perhaps of a world fallen into multiplicity. To do one’s
individual will is to do, actually, a variety of “wills” by following fleshly desires.
Clement of Alexandria remarked that “choosing according to sin to conduct
oneself like the demons, unstable, weak, changing in desires like a demon, one
becomes a demonic human.”120 Thus, following one”s “ἴδια θελήματα” makes one
a diabolical person, one in whom the Devil can operate, who unknowingly
expresses that ruler’s desire rather than one’s own. The plurality of wills
expresses in its very multiplicity an underlying duality: either God or the
demons. Selfishness is no more than slavery behind a mask of pleasure.
The plural will that is cut off is a divided one, borne about by demons and
devils as their plaything. It is not susceptible to self-enforced unification. In
any event, even if one achieves a measure of philosophic self-control, doing
one’s individual will means elevating oneself to be the one giving command-
ments and thus to falsely usurp God’s place. This does not mean that ascetics
attempted to sidestep responsibility or that they were determinists. Rather,
they saw how deeply their own ability to discriminate between objects of desire
and to follow them is implicated in sin. To follow the will is to become diaboli-
cal; to reject it, though, is to lose the core of one’s identity. Burton-Christie says
that the Desert Fathers “knew from experience that the freedom and intimacy
with God which they sought could come about only through renunciation of
one’s very self—that is the will.”121 For many, one’s individual will, restricted
neither by place nor by company, marks the final frontier of withdrawal and
renunciation. It is his “very self ” and its rejection that suggests, however
implicitly, a form of death.
119
╇ Arsenius 13 (PG 65: 91A). ╇ str. 6.12.98.1 (GCS 15: 481).
120
121
╇ Burton-Christie (1993, 219).
The Desert Fathers: “Like a body whose soul has departed” 131
122
╇ Hausherr (1935, 121). 123
╇ Hausherr (1935, 124).
124
╇ I have discussed this hermeneutical model at length in the Introduction.
125
╇ Louth (2007, 103). 126
╇ or. 70 (PG 79: 1181C).
127
╇ S.v. νόημα, LSJ.
128
╇ See, for example, mal. cog. (recensio brevius) 1, 17 (PG 79: 1201B, 1220B).
132 The Role of Death in the Ladder of Divine Ascent
Total Obedience
The Desert Fathers are rather clearer on the means by which one cuts off
θελήματα: obedience to one’s abba or abbot. For example, Abba Rufus told visi-
tors that, of all the activities by which monks might live out their withdrawal—
caring for the sick, offering hospitality, taking up absolute solitude—the monk
who practices obedience to his abba becomes the greatest of all, receiving
“greater glory” than the others in heaven. Questioned about this claim, Rufus
129
╇ Brakke (2006a, 72–73).
130
╇Aristotle, De memoria 1 (449b35–450a1, trans. Sorabji [2004, 43]); so also De anima 3.4–8.
131
╇ mal. cog. (recensio fusius) 8, 17 (SC 438 : 176–78, 208–14).
132
╇ mal. cog. (recensio fusius), 40–41 (SC 438 : 288–92).
133
╇ See Konstantinovsky (2009, 27–47). 134
╇ Brakke (2006a, 73).
The Desert Fathers: “Like a body whose soul has departed” 133
responds that, while the first three do good things, they perform them “by their
individual will [ἰδίῳ θελήματι].” However, the one who “has obedience, having
abandoned all his own desires [πάντα τὰ θελήματα], depends entirely upon God
and his own father.”135 Rufus argues here that only obedience actually accom-
plishes the denial of one’s individual will, which makes renunciation complete.
More generally, the Apophthegmata Patrum laud obedience in no uncertain
terms—it is total and absolute, but freely given by the disciple, never taken or
demanded by the abba.136 It is obedience that turns men into angels,137 that
elevates them to heaven,138 and that earns lofty crowns.139 Rufus offers, in the
same saying as quoted above, a veritable encomium of obedience:
See, my child, how good obedience is when it is undertaken for the Lord . . . Obedi-
ence, salvation of the faithful! Obedience, mother of all the virtues! Obedience, dis-
closer of the kingdom! Obedience opening the heavens, and making men to ascend
there from earth! Obedience, food of all the saints, whose milk they have sucked—
through you they have become perfect! Obedience, companion of the angels!140
In the Desert, it does not matter so much what the elder has his disciple do.
What matters is that the disciple acts immediately. One thinks of Mark, Sil-
ouan’s disciple, running when called though his pen had not finished the ω he
had begun.141 There is John Kolobos, commanded by his abba to water a stick in
the desert for three years, at the end of which, according to Cassian, the abba
simply went and threw it away.142 Perhaps the most extreme parable of obedi-
ence is that of the man who would be a monk, ordered by his would-be abba to
throw his own son into a river—on his way a monk sent from the old man stops
him, saying, significantly, not that this act was wrong, but that the abba had
ordered him to desist—thus couching both the crime and its prevention as acts
of obedience!143 We learn something important from the structure of this story.
It parallels that of the “Sacrifice of Isaac” (the Akedah, Gen. 22.1–19): when the
elder commands a would-be disciple to throw his son in the river, before send-
ing his own messenger to stop the event and bless the disciple—he is explicitly
given the role of God in the Akedah, who calls Abraham to test him, commands
him to kill his own son, and stops the action at the last moment by sending his
135
╇ Rufus 2 (PG 65: 389C–92A).
136
╇ See Kronius 2, Poemen 174, Pistus 1, etc. See especially Hausherr (1990, 197–98), and
Gould (1993, 58–63).
137
╇ John the Theban 1; N 46. 138
╇ Hyperechius 8; N 53; see also Mius 1.
139
╇ Joseph of Thebes 1; N 211.
140
╇ Rufus 2 (PG 65: 392A); so also Cassian 5, Pambo 3, see Mark, disciple of Silouan 2; N 72.
141
╇ Mark, Disciple of Silouan 1 (PG 65: 296A).
142
╇ John Cassian, Institutes 4.24. See also John Kolobos 1 (PG 65: 204C), which relates that the
stick blossoms and bears fruit, and the abba takes it to the brethren, telling them to “taste the fruit
of obedience.” The miracle expresses the interior value of obedience—the effect it worked in John’s
soul. But Cassian’s version is more likely the primitive one—as Owen Chadwick (1968, 20–22)
notes, he would not likely have excised the miracle if he knew of it.
143
╇ Sisoes 10 (PG 65: 393C–396A); also N 295; see also Saius 1.
134 The Role of Death in the Ladder of Divine Ascent
angel to stay Abraham’s hand, and to bless him. Obedience to one’s elder, we
may surmise, is also obedience to God, and thus the demands of an elder must
not be held to the same account as those of other men. They are, in a very real
way, the words of God. The disciple’s role, then, is that of Abraham before
Moriah—not to question, debate, or deviate, but simply to obey with fear and
reverence. And yet, even so, his obedience must be voluntary—that anonymous
man was given a choice and though its consequences were enormous, he was
free to say no as well as yes.144 Submission of oneself to an elder means, then,
freely rejecting even a naturally good capacity for choice and discernment in
order to comprehensively renounce one’s individual will.145
Obedience occupies a curious position in Desert literature—as something
with which one begins and yet something that one never really outgrows. Obe-
dience is at once the most basic act of Christian asceticism and, to read Rufus’
panegyric, the crowning achievement of the holy. Certainly, its importance for
beginners should not be taken to mean that abbas are exempt. While Gould, for
example, would argue that the demands of obedience “apply principally to
beginners,” he admits that a number of sayings reveal an attitude wherein “Sub-
mission of one’s individual will to another is seen as something of value in itself
and not only a means to an end that can be set aside.”146 A story of Zacharias
directly affirms obedience for the more advanced. Zacharias has a vision and
asks his abba if it comes from God. His abba, being a man yet engaged in the
purification of ethics (a “πρακτικός”) and not able to adjudge “precisely con-
cerning these matters,” beats him, saying the vision came from the demons. But
the vision persists and Zacharias discovers an abba with great gifts, who not
only tells him what happened but assures him that “the vision [θεωρία] is from
God.” But, the old man continues, “Go, be obedient to your father.”147 Obedi-
ence (ὑπακοή) in this story supplants even “contemplation” (θεωρία) as the work
of a monk, and Zacharias’ return echoes Rufus’ claim that obedience alone
completes a monk’s renunciation.
While obedience delineates the relationship of disciple and abba, it also
operates in coenobitic contexts. Amma Syncletica argues that obedience is
most necessary in coenobitic contexts—there it does not simply supplant (as in
the story of the would-be Abraham) but actually expresses the great desert vir-
tue of “discernment” (διάκρισις).148 Poemen tells one novice to be prepared,
because he will not be “free” even to drink a cup of wine in the monastery.149
144
╇ So Isaac, Priest of Kellia 2 (PG 65: 224C–D).
145
╇ Hausherr notes, though, that the “astonishing things” that abbas might command does not
imply an actual moral responsibility that somehow removes ethical obligation from the disciple
(1990, 199–203).
146
╇ Gould (1993, 52–53). His discussion of the abba–disciple relationship is also valuable
(53–58).
147
╇ Zacharias 4 (PG 65: 180B–C).
148
╇ Syncletica 17 (PG 65: 428A); see on this Hausherr (1990, 204–205).
149
╇ Poemen 152 (PG 65: 360B); see also Poemen 103, Syncletica 16; N 245.
The Desert Fathers: “Like a body whose soul has departed” 135
Nilus of Ancyra (d. 430), writing in all probability for monks over which he was
abbot, put it thus:
When such teachers [as Moses] are found, they require disciples who deny them-
selves (see Mat. 16.24) and their wills, who conduct themselves like a body whose
soul has departed or like material submitted to an craftsman. This is so that, just as
a soul operates as it wishes in a body and the body resists in no way, or as a crafts-
man shows his art in material and the material offers no resistance to the purpose
of his craft, so also the teacher operates the faith of virtue in his disciples, having
them obedient and contradicting him in nothing.150
150
╇ Nilus of Ancyra, ΛΟΓΟΣ ΑΣΚΗΤΙΚΟΣ (Philokalia 1: 214).
151
╇ Hausherr (1990, 205).
152
╇ Moses the Ethiopian 2 (PG 65: 281D–284A); so also Pior 3.
153
╇ Gould (1993, 125). 154
╇ Joseph of Panephysis 2 (PG 65: 228C).
155
╇ Euprepius 5 (PG 65: 172C); so Gould (1993, 88–92).
156
╇ Moses the Ethiopian 14, 20 (PG 65: 288B, 289C).
136 The Role of Death in the Ladder of Divine Ascent
regard, the “death” can be quite visceral: one should not even trust one’s senses,
if it means condemning another.157 However, though language of “death” makes
it sound rather negative, the refusal to judge could have an almost deifying
effect. It was said of Macarius the Great that “he became as it is written an ‘earthly
god,’158 for just as God covers the world, so Abba Macarius covered defects,
which he saw as though not seeing and heard as though not hearing.”159
In Desert literature, monks strive to die to themselves and their neighbors.
They strive for interior tranquility and ethical relationships in which their own
desires are subordinated to the needs of others. Though the literature rarely
explains what this “death” entails, it does elaborate related activities at length:
particularly important is cutting off one’s plural will, through absolute obedi-
ence and nonjudgment of others. The Gazan Fathers will describe these activi-
ties in terms of death, while Climacus will go further, making the same practices,
together with repentance and mourning, into a thoroughgoing work of death
and resurrection.
AMBIVALENCE
I have so far laid out evidence that the Desert Fathers used the memory of
death and judgment. I have argued that this use was predicated on a perceived
opposition between the present life and the age to come. And I have shown
that there emerged in Desert literature a conscious deployment of the lan-
guage of “death” to describe ascetic practices. Each of these claims has a rough
edge of ambivalence, or even antipathy, within the same body of literature. The
sayings associated with certain abbas—especially Poemen, Moses the Ethio-
pian, Arsenius, and Theophilus—assign a significant role to the language and
symbols of death, others, such as those of Abraham and Sisoes, suggest the
opposite. Between these extremes, sayings that militate in both directions
accrued to men such as Macarius the Great. If we were attempting to recon-
struct a “theology of Abba Moses,” or a “theology of Evagrius,” we might say
that, so far as one or the other is concerned, the assumptions and ideals that
underpin the use of death meet with certain and specific responses. However,
we are not concerned with analyzing Desert literature into its constituent logia
157
╇ Alonius 4, Elias 4, Mark (disciple of Silouan) 2, Poemen 113–14.
158
╇ Referring, perhaps, to Constitutiones Apostolorum 2.26 (SC 320), where “earthly god after
God [ἐπίγειος θεὸς μετὰ Θεὸν]” refers to the “bishop, who ought to enjoy honor from us.” If this
attribution is correct—and “ἐπίγειος θεὸς” is a very uncommon moniker—then we may wonder if
Macarius is being given the honor due to a bishop not because he holds clerical office but because
he actually enacts the forgiving work of God which that office so often mediates.
159
╇ Macarius the Great 32 (PG 65: 273D).
The Desert Fathers: “Like a body whose soul has departed” 137
to discover what the abbas “really thought.”160 We read these sayings, homilies,
and gnomic material as they have been collected by men such as Barsanuphius
and John of Gaza, and as they would have been read together by later writers
such as Climacus. In such collections systematic homogeneity did not feature
as a criterion for inclusion. Rather, as Jean-Claude Guy writes, “Each monas-
tery possessed its own Patericon . . . the quality of each Patericon was judged by
the measure of its ‘richness,’ that is to say, by the number of ‘edifying words’
and sayings which had been gathered together.”161 This means that scribes
would add whatever they found valuable, and in that process considerations of
rigid or absolute consistency did not figure very strongly. With these polypho-
nous—sometimes cacophonous—voices singing together, we find that the
polyvalent tendencies in Desert literature do not allow us to reconstruct some
systematic “theology of death.” Rather, we must speak of currents or trends of
optimism—expectations that these and other practices can radically trans-
form an individual’s lifestyle, uniting him to God—and ambivalence about
those very expectations, with which various authors deployed or reacted
against the language of death.
160
╇ Likely a fruitless endeavor anyway, given the amount of literary working that went into the
collections of sayings, lives, and travelogues. On which see the valuable discussions in Guy (1955,
252–58); Regnault (1987, 67–69, 70–72); Rousseau (1978, 9–18, 32–55); Brakke (2006a, 128, 145);
and Rubenson (1999, 319–338). See also Gould (1993) and Harmless (2000).
161
╇ Guy (1984, 232–33). 162
╇ Sisoes 19 (PG 65: 397D–400A).
163
╇ Gould (1993, 64–65).
138 The Role of Death in the Ladder of Divine Ascent
164
╇ cap. prac. 12, 34 (SC 171: 520–26, 578).
165
╇e.g., mal. cog. (recensio fusius) 2, 4, 41 (SC 438: 154, 162–64, 290–92).
166
╇ So Brakke (2006a, 64).
167
╇ Operibus 151–52 (SC 445: 178) and ad Nicolaum 1 (SC 455: 108).
168
╇ Palmer, Sherrard, Ware, et al. (1979–95, 1: 367).
The Desert Fathers: “Like a body whose soul has departed” 139
169
╇ For example, John Kolobos 16, Zacharias 2, Cyrus 1, Olympias 2, Sisoes 3, Paphnutius 4; N 186.
170
╇ Macarius 2 (PG 65: 260B–261A).
171
╇ Burton-Christie (1993, 223–24) (commenting on Poemen 146). See also h. mon. 1.46, prat.
85, and Mark the Monk, De lege 110, 158, 159.
172
╇ Burton-Christie (1993, 232–33).
140 The Role of Death in the Ladder of Divine Ascent
earth.173 For Macarius, the opposition of now and later, earth and heaven, is
irreducible, and, though he works very hard to live entirely in the next age, he
cannot. The opposition of ages cannot be so amplified as to become absolute;
rather, the monk lives in a kind of frontier between the two, a region which
John Climacus will call “death.”
173
╇ h. Laus. 18.15–18: Bartelink (1974, 86–88).
174
╇ Abraham 1 (PG 65: 129D–132B); see also Antony 4. ╇ Brakke (2006a, 151–52).
175
176
╇ Poemen 62 (PG 65: 337A); see also Poemen 8.
The Desert Fathers: “Like a body whose soul has departed” 141
177
╇ Gould (1993, 107–112) also notes the limit that one might find when staying with an abba
means harm for one’s soul (for unspecified reasons). This, however, is much less clearly defined
than the consistent boundary of heresy.
178
╇ Agathon 5 (PG 65: 109C); the problem of heresy forms a great theme in prat.: e.g., 10, 12, 26,
40, 46, 74, 144, 241.
179
╇ Agathon 6, 23, Ammonas 5, Ammoes 5, Joseph of Panephysis 8, Poemen 18, 155, 159, 189.
180
╇ Poemen 78 (PG 65: 341B).
181
╇ prat. 106 (PG 87.3: 2965A–C); of which H. Chadwick (1974, 57) remarks, “Moschus felt no
less passionately than Sophronius about the truth of the Christological definition of Chalcedon.
To be in error on so cardinal a matter was to fail in all.”
142 The Role of Death in the Ladder of Divine Ascent
one way or another to death, and I have argued that by means of these one
achieves the kind of state to which “death” refers in this literature. Foremost
among them is the “cutting-off,” “denial,” or “abandonment” of one’s individual
will. For most, the will lies at the very center of a person and its denial means a
complete renunciation of oneself—ego, rights, desires, everything goes with
the will. Evagrius suggests a similar sort of self-denial as regards the intellectual
capacity. In both cases, though, one denies what is one’s own to receive instead
what God chooses to give—a unified will attuned to God’s will, or the uniquely
imageless contemplation of God. Obedience is often presented as the means to
a life of self-denial. Obedience concretizes the idea of abandoning one’s indi-
vidual will by submitting to whatever one’s abba (or abbot) demands. While
obedience is particularly important for beginners, it is a lifelong activity by
means of which one continually renounces one’s individual will. Lastly, the vir-
tue of nonjudgment, predicated as it is on contemplation of God’s judgment,
allows for the cultivation of monastic community. Thus, the ideal of “dying to
one’s neighbor” plays out especially in the refusal to judge one’s neighbor. While
the denial of one’s individual will is not generally presented in the language of
death, its effect is just as complete, and obedience is at times presented as a kind
of “death.” Likewise, sayings of Poemen and Anoub claim that only by reckon-
ing oneself as dead can one avoid judging others. These various virtues begin to
mingle with the language of death, and are very often predicated on the mem-
ory of death and judgment as well as a conception of asceticism as conscious
self-denial.
Yet, even as monastic virtues are being clothed in the language and symbols
of death, many vignettes illustrate countervailing lines of thought. The lines of
thought resist deployment of the language of death not, so far as I can discern,
because of dislike of the language itself, but on a suspicion of unduly high
expectations that underpin its deployment in the Desert literature. Can one or,
indeed, should one, attain apatheia? Does one proceed by meditating on death
and judgment, or by some other exercise? Must one live wholly “on earth as
though in heaven?” Is such a goal beneficial for others, let alone possible for
oneself? Different Fathers answered these questions in different ways. Cer-
tainly the ways in which Desert Fathers praised practices of “death” recall the
optimistic picture of the all-forgiving and all-loving monk painted by the Vita
Antonii’s Antony and his “daily dying.” Those Fathers who react against the
language of “death” are likely reacting more especially against what they per-
ceived as undue optimism or even self-deception about what an ascetic can
accomplish through certain practices. The memory and practice of death
emerge in Desert literature as important but contested means of cultivating and
communicating the whole ascetic life.
5
By the sixth century, Gaza had become a thriving monastic center. Asceticism
bourgeoned in Palestine from the fourth century onward, beginning with
Hilarion at Gaza and Chariton in the Judean desert, and its development,
organizationally and theologically, took in influences from Egypt, Cappadocia,
and Syria. Egypt, or rather a literary memory of Egypt, was built up in Palestine
in the fifth century through the collecting of apophthegmata, the composition
of the Historia lausiaca, and other literature. However, this mythic Egyptian
past was blended with adherence to Basil of Caesarea’s ascetic teachings and the
spirituality of Palestine’s own great founding fathers as it played out through
controversies surrounding the Council of Chalcedon (in 451) and a resurgence
of “Origenism” and its condemnation at the Council of Constantinople (in
553).1 Monastic spirituality flourished in Judaea at the lavras founded by Euthy-
mius (d. 473) and Saba (d. 532). In Gaza, developments in ascetic theology
come particularly from the Monophysites Abba Isaiah (d. 491) and his disciple
Peter the Iberian (d. 489). Isaiah’s thought would be formative for his Chalce-
donian successors, the Abbot Seridos and the two Old Men who lived in seclu-
sion at his monastery near Thawatha: Barsanuphius, the Great Old Man, and
John the Prophet. These men—Isaiah, Barsanuphius, John, and their disciple
Dorotheus—form what is sometimes called the “Gaza School.”
This “school” crafted its own vision of ascetic life through creative
�interpretation and elaboration of the literature surveyed in Chapter 2.
All the Gazan Fathers owe much to the Apophthegmata Patrum (which
1
╇ On the formative influence of Christological and ecclesial controversies in these years, see
especially Binns (1994, 56–78); and Hömbargen (2001).
144 The Role of Death in the Ladder of Divine Ascent
they helped to collect), as well as to Mark the Monk and Basil of Caesarea.2
They take up the Apophthegmatic tradition but adapt it to their own rather
diversified milieu—a lavra which housed and was quite often run by her-
mits3—and write in different genres: Isaiah and Dorotheus both wrote
homilies, while Barsanuphius and John wrote only letters. Of these last two,
François Neyt remarks that their correspondence “admirably reflects the
religious maturity which reigned in the monastery; it takes up the best of
Egyptian monastic traditions, without forgetting the writings of the great
Cappadocians and the monastic literature of the day.”4 Barsanuphius and
John represent the efflorescence of the Chalcedonian, anti-Origenist
strands of Palestinian ascetic thought presented also in Cyril of Scythopolis’
monastic vitae. Their work would influence generations of Byzantine ascet-
ics including the Kollyvades Fathers and editors of the Philokalia, and Cli-
macus’ own reliance on texts such as the Apophthegmata Patrum often runs
through Gazan readings, and the spirituality of Barsanuphius and John.
Two methodological points are in order as we approach the voluminous
Gazan literature. First, John and Barsanuphius are different men, each with his
own style, interests, and personality, and it is important to note this explicitly,
lest we misunderstand them. However, it is equally important to see what
emerges from their correspondence as a whole, since they are always read
together. They themselves demand it when one directs correspondents to the
other one. Likewise, the editor of their correspondence, perhaps their disciple
Dorotheus,5 arranged the complete correspondence chronologically, rather
than by author, thus necessitating the collection’s often obscure references to
authorship in each letter’s inscription. Barsanuphius is not John, but the two
operated together, and so were and are read together. This means that the pic-
ture one gets of spirituality emerges not only from one or the other, but through
the interaction and assemblage of the two.
Second, Gazan material (particularly that of the Great Old Men) is best
approached through Scripture, and examinations of the Fathers’ exegesis will fig-
ure heavily in this chapter. Barsanuphius constantly quotes, alludes to, para-
phrases, or generally reminds his readers of Scripture. In many cases it is difficult
to tell where Scripture ends and Barsanuphius begins, so imbued is his language
with it. As François Neyt and Paula de Angelis-Noah have argued, the Word of
God—mediated by the Scriptures and the Great Old Man’s commentary on
them—is fundamental to the formative work at Gaza, since “The correspondence
2
╇ Neyt and de Angelis-Noah (2000 [SC 450], 68–126); John Chryssavgis (2006–2007, 1: 10–12)
notes particularly the influence of the Apophthegmata, cataloguing over eighty references in Bars-
anuphius and John’s letters, and fifty–five in Dorotheus’ works.
3
╇ See on the monastic structure at Maiuma (Isaiah’s monastery) and Thawatha (Seridos’ mon-
astery) Hirschfeld (1992 and 2004); see also Hevelone-Harper (2005, 32–36).
4
╇ Neyt and de Angelis-Noah (1997 [SC 426], 20).
5
╇ Hevelone-Harper (2005, 76–77).
The Great Old Men of Gaza: Learning to Die through Obedience 145
of the monks of Gaza, like the Rules of St Basil, are presented as a commentary, an
exposition of Holy Scripture adapted to each correspondent, so as to aid,” or,
more generally “to transform their life.”6 Elsewhere, Neyt expands on this assess-
ment: “Rarely in ascetic writings does one find a spiritual man posing so con-
stantly and so radically the ‘word of life,’ which challenges and arouses a liberation
of the person and a conversion to a God at once mercifcul and ‘human-loving’
[philanthrope].”7 That is, in order to understand the more general theological
claims being adapted to individual situations in the correspondence, we do well
to examine the Old Men’s use of scripture—in particular their deployment of cer-
tain preferred passages. While a study of Barsanuphius’ scriptural hermeneutic
would lie far beyond the scope of this chapter,8 it is possible to pick out and dis-
cuss his use of a few relevant verses that stand out from the crowd of quotations
littering his letters.
In this chapter we will look first at how the Great Old Men elaborate and
nuance the now-standard memory of death and judgment, and then at how,
going further than, for example, the Vita Antonii, Barsanuphius and his disciple
Dorotheus particularly emphasize the mortal identity of humans. We will then
explore a side of death that has not figured thus far: Barsanuphius’ highly Basil-
ian conception of death as the limit of ascetic work. Third, we will see how the
“practices of death” that first emerged in Desert literature becomes, for the Old
Men, a normative means of describing the ascetic life. A final section will argue
that “death” and especially the “corpse” retain important ambiguities in Gazan
thought, that asceticism as “death” must be understood within parameters of
imitation and response to Christ’s death, a reference that Climacus will make
central to ascetic spirituality.
Like those before them, writers of the Gaza school laud the memory of death.
In keeping with what was becoming tradition, they describe this memory in
terms of the contemplation of the nearness of death;9 and the contemplation of
postmortem judgment.10 Very commonly the Great Old Men connect mortal-
ity and judgment within the same conceptual space. Barsanuphius writes
succinctly,
The approach [παρουσία] of death strengthens your thinking, for it is hidden from
every person. Let us hasten, therefore, to do good before we are seized by death—
6
╇ Neyt and de Angelis-Noah (1997 [SC 426], 83–84).
7
╇ Neyt (1974, 352, and 2004, 154–55). 8
╇ Elia (1996–97).
9
╇ resp. 37, 92, 94, 98, 99, 123, 517–18, 785, 789 (quoting Ben Sira 7.36), etc.
10
╇ resp. 57, 77, 138, 208, 242, 271, 379, 428, 446 (where it is advised together with the “Jesus
prayer”), 454, 464 (citing John Chrysostom, In Matthaeum 82.4–5), 553, 569, 574, 685, 690, etc.
146 The Role of Death in the Ladder of Divine Ascent
for we do not know in which day the call comes—lest we be found unprepared
and dismissed with the five foolish virgins (see Mat 25.1–13) . . . Let us do what
we can in our infirmity, for the Master of all is good and will lead us with the five
wise virgins into his bridal chamber to unspeakable joy with Christ. Amen.11
Contemplation of mortality requires the monk to acknowledge that his life is
uncertain—meted out day by day, as Antony the Great saw. Unforeseeable yet
inexorable death gives way to an eschatological judgment based on one’s actions
and choices in life, and so spurs the monk toward good works now. In this
regard the Gaza fathers use the memory of death in ways perfectly consonant
with the tradition emerging from the Vita Antonii and Desert literature. The
next section, dedicated to mortality, will show the existential implications that
the Great Old Men draw from physical death’s memorial. In this first section,
though, we will explore how Barsanuphius and John both nuance and expand
the role played by memory of death considered primarily as entrance into judg-
ment. In doing so, these Fathers connect the memory of judgment especially to
endurance and via tears to repentance, and so begin to delineate a comprehen-
sive spirituality of the sort hinted at by Abba Poemen.
Nuancing an Inheritance
The Old Men nuance the memory of death vis-à-vis judgment in three import-
ant and interrelated ways. First, they tend to contextualize contemplation of
mortality within a broader focus on God’s judgment, often foregrounding the
latter without, however, ignoring the former. Second, Barsanuphius nuances the
mode of remembering so as to avoid the perils, seen by Mark the Monk and
Evagrius respectively, of “prepossession” and “impassioned memories.” Third,
John brings out a point hitherto unexplored in the literature surveyed—though
Stoic definitions of philosophy noted it—that one must remember death freely,
making of the inevitable a freely chosen practice, if one wishes the glorious sal-
vation commensurate with ascetic endeavor. In this, John develops (probably
without realizing it) the kind of praemeditatio which Seneca recommended.
While Barsanuphius often connects the memory of mortality with that of
judgment, John separates them in an interesting way. To a layman concerned
with attacks of the passions sparked by just a glance at another person he says,
You ought to remember also the corruption and the stench of our nature, how we
are entering the graves. But why give you a word about corruptible things? Don’t
you think rather to put the coming fearful judgment of God before your eyes?
And where will the inheritance of those who do these [sinful] things be found?
And how will you escape that great shame of the revelation of our actions before
the angels and archangels and all people—before the just judge?12
11
╇ resp. 617 (SC 468: 38–40); so also 20, 96, 232, 256–59, 346, 790.
12
╇ resp. 659 (SC 468: 92).
The Great Old Men of Gaza: Learning to Die through Obedience 147
John’s response at first sounds like one of Moschus’ visions of decaying bodies,
but abruptly changes tack to refer his correspondent not to death but to the
judgment after it. The memory of mortality, though helpful, is far less valuable
than the memory of the judgment that follows death. Certainly, as a guard
against passionate relationships with other people, a recollection of putrefac-
tion may be helpful. But that misses the point—rather one flees passions
because they expel a person from her heavenly inheritance. Though he deni-
grates it here somewhat, John is actually contextualizing the memory of mortal-
ity. Contemplation of limited and uncertain existence must function within an
expectation that mortal life gives way to an eternal state defined by the ethical
criteria of Christ’s judgment.
Indeed, Barsanuphius offers much the same advice as John, though he shows
a particular concern with mortality, as we shall see. It is true, though, that Barsa-
nuphius elevates contemplation of judgment—he even catches himself mid-
sentence and switches abruptly from reminding John of Beersheeba about
passing troubles to talking about “more fearful things, whether in heaven or in
earth.” He then says simply, “Place God and judgment before your eyes, and
keep in mind that we have only a little time in the world.”13 He does not denigrate
contemplation of mortality but, rather, the troubles of life that are bounded by
mortality—the fact of death allows Barsanuphius to adjust his correspondent’s
focus toward eternal matters. Here also contemplation of mortality as an end of
transient matters naturally leads to contemplation of the eternal realities to
which physical death provides an entrance, and those realities are immediately
conditioned by the fact of divine judgment.
While elevating memory of judgment, Barsanuphius also offers another sort
of corrective with regard to the mode of remembering. He shows himself cogni-
zant of the misgivings expressed by Evagrius and Mark the Monk, that too-�
specific contemplation of sins simply rekindles old passions: “Compunction
[κατάνυξις] comes to a person from unceasing remembrance. Thus, when he
prays, the one praying ought to bring into his own memory [εἰς τὴν ἰδίαν μνήμην]
all his deeds, and how those doing such things will be judged, and the fearful
voice saying ‘Depart from me you cursed ones unto the eternal fire’ [Mat 25.41],
and all the rest.” One should remember one’s deeds—presumably one’s sins—
imagistically, leading them into memory, in context of God’s judgment of sin-
ners, and with a suitable fear of condemnation. However, he goes on, one must be
careful just how one brings all these sins to mind: “I say memory of sins, not each
and individual—lest by intruding the adversary lead in other shamefulness—
but, rather, simply remembering that we are debtors to sin.”14 Since the memory
is imagistic, one has to use two modes: sins require vague images while God’s
judgment requires rather specific ones—going so far as considering his fearful
voice and the (admittedly scriptural) words with which God condemns sinners.
13
╇ resp. 20 (SC 426: 202). 14
╇ resp. 428 (SC 451: 504).
148 The Role of Death in the Ladder of Divine Ascent
15
╇ resp. 637 (SC 468: 64). 16
╇ resp. 638 (SC 468: 64).
The Great Old Men of Gaza: Learning to Die through Obedience 149
The layman, now thoroughly confused, asks “If then someone reminds his
soul about death [Ἐὰν οὖν τις ὑπομιμνήσκῃ τὴν ψυχην αὐτοῦ περὶ θανάτου] and
through this he hastens to do good, is this not a voluntary reward [ἐκούσιος
μισθός]”? John responds by distinguishing between habits developed willingly
and the necessity of constraint: the memory of death “is good, so that someone
learn he is mortal and a mortal is not eternal and not being eternal he will invol-
untarily leave this age. From the unremitting memory of death he learns to do
good freely [κατὰ προαίρεσιν].” Good things done “through the continuous
memory of death . . . become freely chosen through continual meditation [διὰ
συνεχοῦς μελέτης].” So far, so good, the act of remembering death motivates a
continual care for cultivating good works. But only now does John explain the
distinction he has had in mind all along: the monk on his deathbed only acts
“because of the revealed fear of death” and so his works only “come about out
of necessity [κατὰ ἀνάγκην].”17 Memory of death is good and, being itself freely
undertaken, leads to free actions and a salvation voluntarily accepted. Fear of
death, a kind of fight-or-flight response that accompanies the immediate pros-
pect of one’s demise, forces one to act—fear of death is no more than a lash on
the slave’s back—and so one does not freely accept salvation, but is compelled.
The necessity referred to here is neither logical nor causal Â�necessity—since a
person can still choose to do nothing—but, rather, the compulsion that an
owner can exert over slaves. The layman had thought that “memory of death”
equated to “fear of death,” and it is on this disjunction that John’s admittedly coy
and oblique responses operate to highlight two possible ways of living—as a
slave or as a free person—both of which ultimately reduce to one’s relationship
with death.
The question, really, is what difference does all this make? Why spend so
much time exhorting someone to voluntary memory of death and cultivation
of good works? What, really, distinguishes “salvations?” Only after digesting
this distinction does the layman, realizing that not all “salvations” are equal,
think to ask the question that he ought to have asked in the first place: “How
much does voluntary [τὸ ἐκούσιον] salvation benefit the soul, and how much
does compulsory [τὸ ἀκούσιον] salvation benefit it?” John responds simply:
“Voluntary salvation perfectly delivers the soul from death, but involuntary
salvation diminishes from this grace and is found to be inferior.”18 What does a
voluntary memory of death accomplish? Deliverance from death. Strains of Sen-
ecan praemeditatio can be heard in John’s distinction between habits that one
develops by choice and events that so deeply affect the soul one cannot help but
respond. The preparation for death that “memory of death” accomplishes,
delivers the monk from the terror of death that would force him to act in certain
ways out of terror.
17
╇ resp. 639 (SC 468: 66); see also 790 (SC 468: 248–252). 18
╇ resp. 640 (SC 468: 66).
150 The Role of Death in the Ladder of Divine Ascent
Investing an Inheritance
“To him who has, more will be given.” Barsanuphius and John elaborate a wider
index of virtues than authors thus far, toward which and in which the memory
of death at least indirectly aids progress, and they explicitly draw into the orbit
of its practice virtues that thus far have remained at the edge.
In keeping with ideas found already in the Vita Antonii and in some Desert
literature, Barsanuphius and John recommend the practice for acquiring vari-
ous other virtues, particularly endurance. Certainly, Barsanuphius implies that
memory of judgment aids in procuring “humility, obedience, subjection.”19 The
fact of future judgment helps frighten those who have been lazy or are wound-
ed into action and the attainment of better virtues than they have hitherto
found, while, as seen earlier, continuous practice of the memory of death culti-
vates the “fruit of mercy and good deeds.” Neither Barsanuphius nor John seem
to see a direct causal dependency of virtues on the memory of death. Rather,
the reason for its importance may be that the memory of judgment (tempered,
of course, with God’s mercy) breeds endurance while the memory of death as
mortality comforts those who find themselves in affliction.20 We are, perhaps,
not so far from Athanasius’ Antony who kept his hope green by contemplating
death. By cultivating endurance, the memory of judgment provides a perspec-
tive necessary to develop all the virtues. It may not itself be a virtue and it may
not directly inculcate any save fear of sin and willingness to endure suffering,
but those two virtues are, as Basil of Caesarea saw so clearly, necessary for pro-
curing all others. I will return later to the matter of endurance.
We have seen how, for Poemen especially, tears represent a penitential way of
life. Barsanuphius and John take up and expand that way of thinking. For
example, Barsanuphius comforts a confused monk who has, somehow or
another, been reading Origen and Evagrius insatiably, that it is not concerning
such speculative matters as they describe that he will give account. Instead, he
ought to “weep and mourn.”21 Speculative theology as Origen or Evagrius may
have conceived it is, in Barsanuphius’ opinion, often more dangerous than
helpful, though he is willing at times to engage in it.22 Tears, on the other hand,
are unquestionably beneficial. Along these lines, Jennifer L. Hevelone-Harper
describes Barsanuphius’ style of spiritual direction as “not allowing theological
speculations to distract his disciples from their task of personal spiritual
19
╇ resp. 379 (SC 450: 414).
20
╇See resp. 77 (on endurance in light of judgment and mercy), 123, and 689 (in light of
mortality).
21
╇ resp. 604 (SC 451: 824); on virtues of mourning see especially B. Müller (1997, 294–98);
Hausherr (1982, 121–56).
22
╇ See Bitton-Ashkelony and Kofsky (2006, 99–106); and, as a corrective to their assessment of
the Old Men as “anti-intellectual,” note resp. 137b, “On the ‘η’” which, according to the redactor, is
only a sampling of Barsanuphius’ more speculative mediations. On 137b, see de Angelis-Noah
(1983, 494–506).
The Great Old Men of Gaza: Learning to Die through Obedience 151
23
╇ Hevelone-Harper 2005, 26; see also resp. 58, 693, 694, 695, 699–701. Barsanuphius and John
alike attach less importance to doctrinal accuracy than, for example, Cyril of Scythopolis or John
Moschos (both staunch Chalcedonian anti-Origenists), and more to obedience to God’s com-
mandments as mediated through one’s spiritual father.
24
╇ resp. 148 (SC 427: 530–32). 25
╇ resp. 461 (SC 451: 554).
26
╇ resp. 461 (SC 451: 554).
152 The Role of Death in the Ladder of Divine Ascent
only the stain of faults, but the much subtler taint of attachment to transient
pleasures.
John, too, connects mourning with detachment, saying, “‘To rejoice with
those who rejoice’ means to rejoice together with those establishing godly vir-
tue and to be glad with them in the hope of good things to come. ‘To weep with
those who weep’ (Rom 12.15) is to suffer together the repentance from sin with
those who sin.”27 One weeps, though, not out of hope for anything in the pres-
ent life. Rather weeping, like the memory of death and judgment, nourishes a
detachment predicated on the recognition not only of one’s own mortality but
of the transience of all present things and their conclusion in judgment. It pre-
cludes concern for passing things and even temptations because it demands a
constant awareness of one’s failures. Weeping for one’s sins certainly assists in
inculcating sobriety, humility, and with them patience and compassion for oth-
ers: the monk who sees his own sins and weeps for them has put himself below
the azimuth of demonic assault. No wonder, then, that John, as Poemen before
him, refers to monks simply as “mourners [Ὁι πενθοῦντες].”28
Importantly, Barsanuphius, like Poemen and others before him, founds
mourning on the memory of death and judgment. He writes, “Mourning wash-
es a person from his sins, but it comes with labour, through much effort and
endurance, and pondering the fearful judgment and eternal shame, and deny-
ing oneself.”29 Yes, mourning is powerful, but it is no “quick fix.” It comes from
the constant practice, which John so emphasized, of voluntarily remembering
death and judgment, and allowing this memory to affect one’s view of the pres-
ent life. It is interesting that mourning requires endurance—it operates precise-
ly within the framework of virtue set up by memory of death. Indeed, this fact
feeds the detachment wrought by mourning so much that even one’s body
becomes a matter of indifference. Moreover, John claims that those who mourn
take no thought for temporal possessions—they see things in a different light
and so recognize the unimportance of objects whose value and utility is bound-
ed by death—including their own bodies. The monastic does not pamper his
body, since it is destined for the dust, though neither should he hate his body as
though it were alien. Rather, as a part of himself, albeit a mortal one destined
for destruction, the body offers the monastic a instrument for cultivating
virtue.30
Barsanuphius and John take up the memory of death and judgment from
their Desert forebears and use it to explicitly develop, by the cultivation of
endurance and detachment (via mourning), a robust framework within which
the monk can achieve virtue. Memory of death and judgment is characterized
as a regular but general self-examination in light of God’s commands imaged in
the orders of one’s spiritual father. As such, it not only helps monks turn from
27
╇ resp. 675 (SC 468: 110). 28
╇ resp. 618 (SC 468: 40).
29
╇ resp. 257 (SC 450: 222). 30
╇So resp. 517–18.
The Great Old Men of Gaza: Learning to Die through Obedience 153
sin, but makes them more freely obedient, humble, and perseverant. Many of
these virtues rest on a proper interpretation of the present world in relation to
eternity. Memory of death and judgment therefore fosters detachment above
all, an attitude that in keeping with the rigors of renunciation, keeps the world
at arm’s length. In an extension of the spirituality associated with Abba Poe-
men, the monk learns through contemplation of death and especially judg-
ment to mourn for his own sins and to effect repentance. This leads him to
realize how little transient pleasures benefit him and so reduces the power of
those pleasures by which the demons tempt. Mourning not only purifies the
monk like baptism, but defends him like a shield of faith. It requires the endur-
ance cultivated by memory of death and judgment and yet, by keeping the
monk in tension between the present and future ages, contemplating the disin-
tegration of the present and the judgment to come, mourning also feeds back
into the same constant contemplation of death and judgment which, according
to John, freely seeks out salvation through good deeds. It is a beautiful paradox
that the salvation sought through death is, in John’s words, a “complete deliver-
ance from death.”
31
╇ See Hevelone-Harper (2005, 72–76), which also claims that Dorotheus never actually left
Thawatha. Hers is an intriguing argument, but just as conjectural as the more accepted tradition of
his founding a new monastery.
154 The Role of Death in the Ladder of Divine Ascent
32
╇ Barsanuphius quotes the verse(s) at resp. 48, 62, 71, 73, 100, 101, 125, 348, 360, 553, and 604.
John quotes the verse at 188, 456, and 469—where he quotes the rest of the verse and uses it to
show the virtue of silence. See also Neyt and de Angelis-Noah (1997 [SC 450], 78–81).
33
╇ resp. 604 (SC 451: 818–20).
The Great Old Men of Gaza: Learning to Die through Obedience 155
34
╇ resp. 604 (SC 451: 820). 35
╇ resp. 48 (SC 426: 258), see also 61, 100, 101, and 360.
36
╇ resp. 61 (SC 426: 304).
37
╇ resp. 456 (SC 451: 544); see also 62 (SC 426: 314) where Barsanuphius explicitly adduces
Abraham as an exemplar of humility.
38
╇ Perrone (2004, 139).
156 The Role of Death in the Ladder of Divine Ascent
find few footholds in someone who keeps constantly in mind his precarious
bodily condition—his need for food and sustenance, and the constant threat of
inevitable death with the bodily decay and memorial oblivion that follow.
In some letters the Old Men say “I am earth and ashes” in their own voices, as
a sort of self-identification. In these instances one gets the impression that they
are reminding themselves as much as their correspondent that, although fam-
ous and favored in God’s sight, they are still mortal men. Barsanuphius three
times calls himself “earth and ashes”: once when sending his “ἀνάλοβος” (a part
of his monastic garb depicting the cross) as a token of his spiritual presence—as
a relic, one might say; once when his correspondent was grieved that he had
only offered to bear half his spiritual burden, and not all; and once when his
brother had fallen ill and Barsanuphius rebukes him for accounting himself too
high on account of a famous relative (in this case, Barsanuphius himself).39
Barsanuphius sends the token, he bears half the burden—but he is only “earth
and ashes.” In these instances we wonder how much Barsanuphius and John’s
acclamations of humility and worthlessness are simply rhetorical tropes—
whether they really felt themselves so inferior even while asserting their spirit-
ual authority and acknowledging their own spiritual power. For example, Neyt
and de Angelis-Noah argue, in agreement with Perrone quoted earlier, that this
self-imposed epithet was a sign of Barsanuphius’ continuous humility, whatever
tone he may have taken with his correspondent.40
We later readers might think it a clever bit of rhetorical posturing aimed
at keeping power over correspondents, but Dorotheus—pupil of Barsanu-
phius, beloved son of John, future abbot and, perhaps, editor of their
Â�correspondence—in his one reference to Genesis 18.27 makes a compelling
plea for the old men’s sincerity. He says, “the nearer one draws to God, so
much so one sees oneself a sinner . . . Behold, so it is with the saints. As they
draw near to God, so much more they see themselves as sinners. For Abra-
ham, when he saw the Lord, called himself ‘earth and ashes.’”41 Dorotheus’
point concerns what we might call “relative position.” He gives as example
one who in Gaza is addressed as “my lord who holds first place [Κῦριε ὁ
προτεύων].” Such a one regards himself when at home as “great and first in
the city.” If that man traveled to Caesarea, he would consider himself “lesser
than the great,” and in Antioch merely “a common citizen and stranger.” If
that same man came to Constantinople, to the emperor himself, he would
consider himself “a beggar.” So it is with the saints. In relation to criminals
they might seem something, but no one made of earth is anything at all in
relation to God. If we apply this thinking back to Dorotheus’ spiritual men-
tors, neither Barsanuphius nor John need consider themselves great. Even
39
╇ resp. 71, 73, and 348 respectively.
40
╇ Neyt and de Angelis-Noah (1997 [SC 426], 54).
41
╇ Doctrinae Diversae 2.34: Pauli (2000, 174).
The Great Old Men of Gaza: Learning to Die through Obedience 157
as they assert their own spiritual authority and offer spiritual patronage to
their correspondents, they regard themselves as nothing before God.
Dorotheus quite clearly distinguishes earthly glory and divine—the saints,
he says, “clothed in virtues, flee human glory that they might not be stained by
it.”42 Seeking glory from God, the saints keep his commandments and so obtain
holiness and a keen awareness of their own faults. That is, humility comes about
only from ascetical work properly directed toward spiritual accomplishment.
Dorotheus’ thinking on “progress” helps to explain this claim. One procures
virtues and, therefore, “advances” spiritually in light of and toward God’s judg-
ment. God’s judgment, however, is inscrutable, as Dorotheus explains. In his
teaching dedicated to “not judging one’s neighbor,” Dorotheus offers his audi-
ence a difficult ethical question: two little girls stolen from their parents and
sold to strangers, are raised in circumstances entirely opposite (one by a dan-
cing troupe and one by a nun) and grow up, he says, “one in the hands of God
and the other in the hands of the devil.” Does God, he asks rhetorically, judge
them by the same criteria?43 Dorotheus’ conclusion is very simple: “A human is
able to know nothing of the judgments of God, but God alone is the one who
perceives all things and is able to judge according to each one, just as he alone
knows.”44 Humans should not, therefore, make any assumptions about the out-
come of God’s judgments. To return to his discourse on humility, we find that
Dorotheus follows up his argument by recounting the death scene of Abba
Agathon: “When he was about to die, his brothers said to him, ‘And are you
afraid, Father?’ He said, ‘As far as I could I have tried to keep the command-
ments, but I am human. How do I know if my work is pleasing to God? For the
judgment of God is one thing and the judgment of humans another.’”45 The
saints, however holy and virtuous they appear to their disciples, know that,
ultimately, they must stand before the judgment of God. And though they have
done their best, God’s judgment remains inscrutable even to them. Dorotheus
uses the inscrutability of God’s judgments to argue strenuously for mercy and
tolerance toward one’s neighbor—a point that will come up again and again in
the Ladder—but he recognizes the obverse as well, that humility means an
increasingly negative self-awareness relative to God whose glory shines all the
more terrifyingly the nearer one comes to him.
While this contemplation of mortality has much in common with what we
have seen in Vita Antonii and Desert Literature, the tenor is changed. For
example, for Antony the condition of mortality could renew ascetic energy
while the uncertainty of life kept malaise from creeping in. Likewise, among
the Desert Fathers, we have seen how the same contemplation guides monks
42
╇ Doctrinae Diversae 2.35: Pauli (2000, 174).
43
╇ Doctrinae Diversae 6.73: Pauli (2000, 248–50).
44
╇ Doctrinae Diversae 6.74: Pauli (2000, 250).
45
╇ Doctrinae Diversae 2.37: Pauli (2000, 178), condensing Agathon 29 (PG 65: 117B). Doro-
theus does not include the whole deathbed dialogue, but leaves its salient points intact.
158 The Role of Death in the Ladder of Divine Ascent
46
╇Basil, reg. fus. 28.2, 44, 55; reg. br. 69, 103, 116, 119, 152, 172, 176, 199, 206, 317. He also
quoted portions of Jesus’ statement on his mission for judgment at John 6.29–34 with some fre-
quency: reg. fus. 5.3; reg. br. 1, 60, 137, 138.
The Great Old Men of Gaza: Learning to Die through Obedience 159
life, shall lose it, whoever loses his life for my sake and the sake of the Gospel, is
the one who shall save it” (Mark 8.35).47
In light of Christ’s example and the hope that obedience to him offers, death
holds little terror for Basil. Instead, his response encourages monks to look
beyond physical death to the far grander vistas of eternal life. While, for Basil,
“death” becomes the “measure of obedience” because it is the measure of
Christ’s obedience, as a physical event it is indifferent—merely one possible
outcome of the very important work of obedience.
In the foregoing chapters we have not seen much from Basil. In the Vita,
Antony displayed a remarkable indifference to death, and Athanasius deni-
grated “fear of death,” yet Antony’s disciples were deeply saddened at his depart-
ure, which suggests that not all were capable or at least prepared to accept such
indifference. Likewise, this pattern of thought is not so visible in Desert litera-
ture which, considering death most frequently in terms of terrifying images of
judgment, emphasized fear of an unknown eschatological verdict. Barsanu-
phius, however, takes up this more “Basilian” line of thought and makes endur-
ance unto death a crucial virtue that informs and characterizes all others.
Physical death functions as the limitation for spiritual progress, both as an end
toward which one strives and as the cessation of all possible action.
47
╇Basil, reg. br. 199 (PG 31: 1213C–1216A, trans. Silvas [2006, 381]).
48
╇ resp. 14, 23, 27, 30, 55, 57, 59, 66, 74, 76, 90, 115, 118, 187, 214, 613, and 823.
49
╇ resp. 382 (SC 427: 356). 50
╇ resp. 77. 51
╇ resp. 57.
160 The Role of Death in the Ladder of Divine Ascent
simply the sum of those living in a certain proximity, but the peaceful bond of
love that unifies them—as eternal and eschatological.52 It is the community of
spiritual fathers and children, of spiritual brethren—it is bounded by the limits
of virtue rather than by time or space. Endurance keeps monks in the “place”
(i.e., the constellation of activities and relationships) wherein they can make
progress, where they can practice virtues, where they can find salvation.53 Thus,
while “endurance” on its own is devoid of content (enduring in what, we might
ask), Barsanuphius has in mind the endurance of trials,54 illnesses,55 and the
long-suffering opposition of temptation—particularly the temptation to des-
pair or departure56—which keep the monk toiling and grant him the necessary
“faith . . . humility and long-suffering of endurance through which ‘he who
endures is saved.’”57 The point of endurance is that all virtue must be cultivated
until death. Endurance, essentially meaningless in isolation, stamps all virtues
with its own character.
52
╇ resp. 77, 187; see also 214, 823.
53
╇ The obverse is certainly true: Barsanuphius tells a struggling monk that departure will mean
his fall (resp. 553–54).
54
╇ resp. 30, 66. 55
╇ resp. 74, 76, 90, 613.
56
╇ resp. 74, 57, 59, 214, 823. 57
╇ resp. 115 (SC 427: 442).
58
╇ resp. 600 (SC 451: 810). 59
╇ Hömbargen (2004, 179–80) .
The Great Old Men of Gaza: Learning to Die through Obedience 161
60
╇ resp. 72 (SC 427: 346). 61
╇ resp. 77–78, 92, etc.
162 The Role of Death in the Ladder of Divine Ascent
So far, we traced the Old Men’s ideas on how monks engage with death: the
careful and restricted memory of judgment, and, especially, the limit and scope
of “godly endurance,” and the monk’s self-consciousness of his own mortal
condition. These ideas come together in the Gazan deployment of “death” as a
description of monastic practice. The conceptual framework of death—only
hinted at in Vita Antonii and traced in Desert literature—approaches norma-
tivity in Gaza. For Barsanuphius and John it is fair to say that to be a “monk” is
to “die” to oneself and others. Barsanuphius draws on death with some regular-
ity to describe the monk’s social status,62 and even describes his own cell as a
“cemetery” in which he rests, by God’s grace and his own struggle, from pas-
sions and temptations.63 Barsanuphius, emphasizing not only an opposition
but continuity between this life and the next, conceives of rest as both eschato-
logical and present—the hermit’s life is, when compared with the coenobite’s,
one of “rest,” though perfect rest is to be found only after death. Barsanuphius’
experience of rest now prefigures his experience beyond death and so his “rest”
and his freedom are, therefore, equatable with his status as “dead.” Yet, Barsanu-
phius reminds interlocutors—even in their “rest” they are mortal, earth and
ashes, struggling until their dying breath. The monk’s cell, paradoxically the
place of his struggle and his rest, becomes the nexus of heaven and earth, of
“time present and time future” in which the living anticipate their own mortal-
ity in hope of eternal beatitude beyond.
In this context, the Gazan Fathers conceive of monasticism as a “practice of
death” that implicates the ascetic life at all stages. They deploy death particular-
ly to describe the severance of relationships that entrance into the monastery
requires, and then to describe the lifelong denial of one’s will through obedi-
ence. The Old Men’s deployment of “death” draws together the practice of
remembering death and judgment, endurance in the monastic life, and the
monk’s mortal identity. Thus, in Gaza for the first time “death” plays a domi-
nant, even normative, role in conceptualizing ascetic spirituality.
62
╇ resp. 68, 130, 142. ╇ resp. 141–42.
63
The Great Old Men of Gaza: Learning to Die through Obedience 163
only brother but abbot of the monastery.64 The correspondence gives us a rather
nice “before-and-after” picture of what we have seen at work in the stories of
Abbas Anoub and Poemen, and their complicated relationship. We can see
with Aelianus how monastics understand and imagine the radical changes in
relationships and attachments that take place on entrance into a monastery.
Before becoming abbot, Aelianus was married with children and property. He
wondered, therefore, what should he do with his wife, children, and property?
John advises him simply: leave your wife to the care of her nephews, give her and
your children incomes appropriate for their expenses, and as for the rest, ask
Barsanuphius what to do. To preface this advice, though, John paraphrases Luke
9.62: “No one setting hand to plough and looking back is fit for the kingdom of
God.” He softens the blow somewhat, saying, “No one setting hand to plough
and looking back goes immediately.”65 He does not seem to have in mind fitness
for the kingdom of God,66 but the fact that Aelianus’ tone had implied an imme-
diate renunciation. Aelianus wants to become a monk now but if he remains
caught up in affairs of family and money he will only delay. Having opened gen-
tly, John then recalls the fate of Lot’s wife (Gen 19.26), and finally makes clear
just how serious the demands of renunciation are: “And again, the lion is caught
by a single hair, and the eagle by the tip of his talon.” It is all or nothing for Aeli-
anus. As long as he is concerned for his family and goods he will find neither the
“withdrawal” nor the “freedom from care” about which he originally wrote.
Rather, like the senator-turned-monk censured by Basil,67 he remains trapped
and in danger of the annihilation and exclusion exemplified by Lot’s wife.
So Aelianus writes to Barsanuphius, who responds in even stronger terms.
He too, recalls Lot, saying that “whoever is able to flee will be saved as Lot from
Sodom.” Barsanuphius then elaborates on what John had already said, describ-
ing (also in terms of Luke 9.62) the difference between those who stay in the
world and those who flee. He writes,
Those bound up with earthly things become earthly, but those renouncing them
ascend from the earth—therefore it is clear that they become heavenly (see 1 Cor
15.48). And we wretches do not understand, that even if we do not wish to with-
draw from these for God’s sake, we have to depart unwillingly in the hour of death.
Child, God’s command is that a person immediately cut off from all . . . “No one
putting hand to plough and turning back is fit for the kingdom of Heaven” (Luke
9.62). And again . . . “Let the dead bury their own dead” (Luke 9.60) and again
“Who loves father or mother more than me is unworthy of me” (Mat 10.37)68
Barsanuphius sharpens the dichotomy to which John had already pointed: either
flee the world and ascend to heaven, or stay and be destroyed. He appends an
interesting, albeit very traditional point in his distinction between renunciation
64
╇ On which see Hevelone-Harper (2005, 62–68). 65
╇ resp. 571 (SC 451: 746).
66
╇ Pace Chryssavgis 2006–07, 2: 152. 67
╇ Cassian 8 (PG 65: 245C–D).
68
╇ resp. 572 (SC 451: 750).
164 The Role of Death in the Ladder of Divine Ascent
“for God’s sake” and “involuntary” renunciation. The latter recalls Evagrius’
description of the monk torn unwillingly away at death, and John’s reminder that
memory of death must be freely chosen.69 The former helps sever the attachments
to the material world that make death “involuntary.” One cannot “partially” with-
draw from the world—one cannot renounce a few things and retain others. Barsa-
nuphius sees no middle ground, and so he describes the situation in the absolute
terms of life and death.
Both Old Men recognize that the destruction of relationships is a painful
process that really does resemble death. John affirms the pain of severing rela-
tionships precisely because he recognizes the depth of the marital bond and,
therefore, just how much is required if someone like Aelianus is to become a
monk. To Theodore, who was distraught at leaving his family for monasticism,
he says,
It is written concerning man and woman that “The two will become one flesh”
(Gen 2.24). Therefore, just as if some bit of your own flesh were cut off, the rest
of your body would suffer for a while until the wound was healed and the pain
stopped, so also in this it is necessary for you to suffer for a time as if your flesh
were cut away from you.70
Barsanuphius responds to Theodore at the same time in a different manner. He
writes, “If you have chosen for yourself the model of one dead [τύπον νεκροῦ],
ask a corpse if it desires to see its own wife or if it judges her should she leave
and commit adultery. If you have ‘let the dead bury their own dead’ (Luke 9.60),
why aren’t you preaching the kingdom of God? How long will you sleep?”71
Here Barsanuphius returns to Luke 9.60 to argue that not only are those left
behind dead but, in a rather different way, so is the one who leaves them. Barsa-
nuphius takes up the haunting image of questioning the dead, which we have
seen put to such use by Macarius, to claim once more that renunciation and
withdrawal are absolutizing activities, permanent in their effects, and total in
their demands. They constitute a change no less radical, then, than death.
The extent to which Barsanuphius took his own advice is evident from his
treatment of his own family. In another letter, Barsanuphmius, who had a bio-
logical brother, refuses even to acknowledge that man’s existence. He writes,
“Concerning your brothers—I do not know that I have a brother except for
Jesus. Do you have brothers? Do with them as you wish, I have nothing to do
with it. If he himself [Jesus] says, ‘Who is my mother and who are my brothers?’
(Mat 12.48) is it for me to tell you to disobey God’s commandment and hold
friendship with fleshly brothers?”72 The command to leave behind one’s family
becomes the command of salvation, while the renunciation of earthly siblings
opens up the possibility of having Jesus as brother instead. Barsanuphius thus
69
╇ Discussed in Chapter 4. 70
╇ resp. 129 (SC 427: 486).
71
╇ resp. 130 (SC 427: 486). 72
╇ resp. 138 (SC 427: 512).
The Great Old Men of Gaza: Learning to Die through Obedience 165
freights monastic profession with all the apocalyptic urgency that Jesus’ words
in the Gospels can carry.
73
╇ Bitton-Ashkelony and Kofsky (2006, 197–205). 74
╇ resp. 348 (SC 450: 368).
166 The Role of Death in the Ladder of Divine Ascent
75
╇ resp. 54 (SC 426: 272); alluding to Macarius the Great 16 (PG 65: 269B).
76
╇ resp. 90 (SC 427: 382); quoting Peter the Pionite 2 (PG 65: 376C).
77
╇ resp. 37, 68, 213 (possibly alluding to Poemen 76 [PG 65: 540D–541B]).
78
╇ resp. 121 (SC 427: 456). 79
╇ resp. 486 (SC 451: 596).
80
╇ resp. 483 (SC 451: 590). 81
╇ resp. 55 (SC 426:274); see also 38, 52, 505, and 553.
The Great Old Men of Gaza: Learning to Die through Obedience 167
world, but even to one’s own monastic brethren. Barsanuphius surely echoes
the advice given Abba Poemen when he was tempted to anger by his brothers,
and the advice offered by Moses the Ethiopian to those who would be monks:
Remember always that you are already dead.82 It is only by counting oneself as
dead or as a stranger that the monk can live in a monastery in peace, because it
is only when he counts himself as dead that he can forge relationships in
humility.
Humility in relationships means especially that the monk never judges oth-
ers or even ask why their lot is different from his—he simply obeys and gives
thanks. As in Desert literature, relational “death” demands self-judgment, as
the young monk must learn to accuse himself constantly. In doing so he comes
to recognize his own sin and, if constantly preoccupied with that, finds no time
to see sin in others; thus he learns to see them as better than himself. The humil-
ity that comes from recognition of one’s earthy, sinful, and mortal condition,
enforces the practice of death and submission of oneself to others. In another
letter, Barsanuphius elaborates this living death in terms we have seen often
enough: “Whoever is among people and yet wishes to die to them, does not
judge, and does not despise anyone, and does not enforce his individual will—
this is what it means to die to all while among them.”83 Equanimity, meekness,
nonjudgment, self-accusation, an excised will, humility, and love—these char-
acterize the person who lives among others as one dead.
82
╇ As discussed in Chapter 4, in this volume: Poemen 76, Moses 12, etc.
83
╇ resp. 151 (SC 427: 538). 84
╇ Hausherr (1937, 1257). 85
╇ resp. 380 (SC 450: 414).
86
╇ Discussed in resp. 2, 21, 89,122, 160, 197, 202, 203, 250, 278, 383, 496, 600, etc.
168 The Role of Death in the Ladder of Divine Ascent
87
╇ Perrone (2004, 135–37); Kofsky (2006, 332–33) agrees.
88
╇ Kofsky (2006, 336); expanding on Perrone (2004, 142–43).
89
╇ Barsanuphius devotes five letters (resp. 111–15) to Andrew’s apparently persistent worry
about being forgiven. In them he consistently attempts to redirect Andrew’s attention away from
his own ability (or lack thereof) to procure forgiveness toward a profounder appreciation of God’s
gifts and the sort of life that responds properly to them.
The Great Old Men of Gaza: Learning to Die through Obedience 169
death and make yourself alive (see 1 Kgds 2.6), forget yourself and know yourself.
And behold you have the works of a monk.90
While he seems generally to have in mind something like the gospel paradox of
hating mother, father, and brother and yet loving one’s neighbor and enemy,
Barsanuphius’ language is ambiguous. It is, for example, possible that he means
to leave off one’s individual will in order to do God’s will. It is also possible that
the transformative power of crucifixion to the world falls between the first term
of each pair and the second. Between perfect hate and perfect love the monk
must develop the tranquility, which John ascribed to Barsanuphius. So also
between casting aside and taking up a will, whether one’s own or God’s, this
same radical transformation must take place, which makes one’s individual will
like the godly will of the saints.91 This transformation is as painful and complete
as amputation and death, yet gives way by the mystery of God’s grace to life and
wholeness. Barsanuphius’ language recalls Aelianus’ severance of familial rela-
tionships, but here the cut goes far deeper. The monk must cut himself down to
nothing—must die—in order to become whole, carefree, alive, able to love.
Before this transformation, even attempting God’s will would come from self-
ishness, a point which Barsanuphius makes explicitly elsewhere.92 After this
transformation, even doing one’s “own” will would be merely to do God’s will
with which, as we shall see later, the monk has replaced his individual will. The
excision of will constitutes the deepest, most fundamental layer of the trans-
formative death that leads the monk into true life.
For the Gazan Fathers, cutting off one’s will means rejecting not only specific
desires and hopes, but even the capacity for judgment by which one chooses to
accept or reject those desires. In this regard they both accept and expand on
Desert ideas of rejecting the θελήματα—ambiguous objects of will and, as I have
argued as regards Desert literature, expressive of a fracturing of the process of
willing itself. For example, in one exchange, John tacitly agrees with Basil of
Caesarea’s brief commentary on Matthew 23.25–26 and 2 Corinthians 7.1, both
of which exhort a purification of both interior and exterior aspects of the
human person. Basil had simply pointed out “that it is impossible for one who
is attached to any visible thing, or for one held by something which draws him
even the littlest bit from a command of God, to become a disciple of the Lord.”93
John’s correspondent mentions this passage and asks whether to pursue a debt
owed him by his relatives and which he wishes to give to the poor. He clearly
understands enough to realize that pursuing accounts receivable is probably
the sort of thing Basil had in mind as attachment to the world.94 John responds
with his characteristic laconism: “If you do not cut off the fleshly mind and
90
╇ resp. 112 (SC 427: 438). 91
╇ resp. 380 (SC 450:414). 92
╇ resp. 66.
93
╇ Basil of Caesarea, moralia 2.2 (PG 31: 705AB). 94
╇ See Basil, reg. fus. 9.
170 The Role of Death in the Ladder of Divine Ascent
receive a little godly impudence [ἀναίδειαν κατὰ Θεόν], you will also fall into
people-pleasing. May God grant you strength to do his will in all matters.
Amen.”95 It is hard to know what to make of John’s answer. I think that, since he
hopes that this monk will do God’s will in everything, and not his own, that he
will not pursue matters with his relatives—however noble his own motivations
may be, they remain expressions of one’s individual will, which, like the “fleshly
mind” must be cut off entirely. John’s response seems to pick up where Basil’s
commentary leaves off. If a person must be detached from every worldly con-
straint, he must ultimately detach himself even from his individual will and
that means that he must reject his own seemingly noble inclinations. If done
out of one’s individual will, even alms for the poor remain an act of “the fleshly
mind.”
Not only do they call it “death,” but Barsanuphius also founds excision of
one’s will on the memory of death. A monk asks him “Be merciful with me,
master, and tell me how I can be saved in this time, for a thought of terror
ascends to my heart. What therefore do you command that I do?” This monk’s
terror recalls those three brothers who visit Sisoes only to be rebuked for their
undue fear of punishment.96 Barsanuphius takes a somewhat different tack:
At all times if a person can cut off his will in everything, and have a humble heart
and hold death always before his eyes, he can be saved by the grace of God. And
wherever he may be, terror will not master him. For such a person “forgets those
things which lay behind and stretches toward those which lie before him” (Phil
3.13). Do these things and you will be saved without care [ἀμερίμνως] through God.97
Here, Barsanuphius treats excision of will as one of three activities necessary
for salvation. Humility, the cutting-off of one’s will, and memory of death, com-
bine to keep a person from terror at the prospect of perhaps not being saved,
and compel him to look forward rather than back. Those things that lie behind
are, most likely, past sins and, perhaps more importantly, the power which their
memory exerts over a person. We are, with Barsanuphius, not far from the
concerns advanced by Evagrius and Mark. The memory of sin could easily lead
to fear concerning salvation and, if unchecked, to terror and despair. By remem-
bering death, the monk keeps in mind not only that judgment is coming, but
that it has not yet happened, and so it becomes possible to attain virtue, since
he knows time to be left for progress. Looking forward is important but, as we
shall see in the Ladder, self-examination cannot cease from being retrospec-
tive, and there are times when, Climacus will argue, a little terror is a good
thing.
95
╇ resp. 319 (SC 450: 316). 96
╇ Sisoes 19, discussed in Chapter 4.
97
╇ resp. 232 (SC 450: 160); similar is 554 (by John).
The Great Old Men of Gaza: Learning to Die through Obedience 171
98
╇ See, for example, resp. 21, 34, 61, 549, 551.
99
╇ resp. 249, 253, 288, 318 (see N 290 and Syncletica 2), 549.
100
╇Concerning different styles of direction in Gaza, and distinctive self-consciousness of
authority, Neyt (1974, 343–56); and Perrone (2004, 144–47). While their distinctions are valid, as
far as obedience goes, the demands remain constant (so Hausherr [1937, 1258]). Nevertheless,
Barsanuphius and John, whatever they said in private to the abbot, publicly supported his author-
ity. The “chain of command,” as Hevelone-Harper calls it, was maintained with great care, and
only served to reinforce the absolute value of obedience (2005, 44–55). See also Chryssavgis
(1996, 126–30).
101
╇ resp. 359 (SC 450: 380); see also 288, 549, and 551 on obeying one’s abbot (or spiritual
father) unto death. It is in keeping with Barsanuphius’ commanding style that he conflates the
spiritual father with God—even in matters of life and death.
102
╇ resp. 188, 570c.
172 The Role of Death in the Ladder of Divine Ascent
103
╇ See Ps-Macarius, Collectio B 51.1.7 (GCS 56: 137).
104
╇ resp. 218 (SC 427: 670); see also resp. 219 and 223. ╇ resp. 582 (SC 451: 774).
105
106
╇ resp. 554 (SC 451: 714).
The Great Old Men of Gaza: Learning to Die through Obedience 173
107
╇ resp. 173 (SC 427: 576); see Eph 2.3.
108
╇ resp. 572 (SC 451: 752); see Diadochus, perf. 66 (Rutherford [2000, 86–88]).
109
╇ resp. 551 (SC 451: 706).
174 The Role of Death in the Ladder of Divine Ascent
110
╇ Chryssavgis (2006–2007, 1: 208, n. 180) thinks Barsanuphius has in mind Athanasius, inc.
54.3 (SC 199: 458). Differences in phrasing make this identification improbable.
111
╇ resp. 199 (SC 427: 630).
112
╇ Bitton-Ashkelony and Kofsky (2006, 94 and 182).
113
╇ On which see especially Russell (2004). 114
╇ resp. 49 (SC 426: 262–64).
The Great Old Men of Gaza: Learning to Die through Obedience 175
“Putting off the old human” corresponds to the beginning of ascetic struggle:
the total renunciation of the world, past relationship, goods, and desires. For
this to work, the monk’s gaze passes to heaven only through the refractory
prism of divine judgment. Because eternity divides according to actions and
dispositions developed in the present life, the monk who shifts his gaze and
with it his hopes, to heavenly goods, must live a life worthy of or at least in
accordance with those goods. Thus the intellectual, perceptual renunciation of
the world carries with it a totalizing ethical demand, that the monk actually acts
in accordance with the mind given him by God. Because of this, the destruc-
tion of the old self—a process of dying—is not the end. It only enables the
monk to put on a “new” self, which Barsanuphius considers to be more proper-
ly human than the old one, and, it seems, certainly godlike, deified.
Death, then, leads to the formation of a properly human being—which is
also a god. Ceasing to do his individual will, the monk accomplishes God’s;
giving up his blood relations, he is adopted as a son of God. The monk who
learns to cut off his individual will obtains humility, with which goes compas-
sion for neighbors, refusal to judge others, a recollection of one’s own sin, a
constant remembrance of one’s own sin. It also means obtaining the ability to
hold oneself as a mortal and sinful human being who, whatever his apparent
accomplishments, expects death and judgment, and stands in need of God’s
grace and love. This existential construction of death as the process of renovat-
ing the human being will be, for John Climacus, the central and guiding prin-
cipal of ascetic spirituality. He will, however, go further than Gaza, drawing in
not only obedience and the cutting off of the will, but failures in both, and
repentance as well.
115
╇ Though see N 203, Wortley (2013, 145). See also Diadochus, perf. 82: Rutherford (2000,
112–16); and Gould (1993, 183): these mostly point out that death leads to resurrection. Resurrec-
tion, though made possible by Christ, need not be construed as an “imitation” of Christ.
176 The Role of Death in the Ladder of Divine Ascent
As Paula de Angelis-Noah says, for the Old Men “the ascetic ideal is the imita-
tion of Christ,”116 which Hevelone-Harper extends to the layperson as well.117
For the Old Men, then, monastic practice is the means by which one attains a
properly Christian identity, and their deployment of the language of death
reflects their concern with imitation of Christ. In doing so, they begin to clear a
way of monastic spirituality that we shall see carried through holistically in the
Ladder.
116
╇ De Angelis-Noah (1983, 505). See also Bitton-Ashkelony and Kofsky (2006, 93–94); Reg-
nault (1961, 320–21); and Neyt (2004, 156–57).
117
╇ Hevelone-Harper (2005, 105).
118
╇ John never alludes to Luke 9.60. It is a favorite only with Barsanuphius and its deployment,
therefore, a helpful witness to his theology.
119
╇ resp. 4, 37, 68, 495. 120
╇ resp. 517. 121
╇ resp. 138 (SC 427: 514).
The Great Old Men of Gaza: Learning to Die through Obedience 177
126
╇ resp. 142 (SC 427: 520); so Brown (2008, 219). ╇ resp. 583 (SC 451: 776).
127
The Great Old Men of Gaza: Learning to Die through Obedience 179
John of Beersheba at a point when John has reprimanded Seridos for the latter’s
administration of the monastery. Barsanuphius responds with a scathing
rebuke, in which he brings together many of the points on which this chapter
has dwelt: he tells John to recall that he is “earth and ashes,” that he should weep
and mourn rather than slander, that he should never forget the abbot’s position
of responsibility for and authority over him, that he should count himself as
nothing, and more. Finally, Barsanuphius concludes: “Pass over from the world;
mount the cross. Be lifted from the earth (see John 3.14, 12.34), ‘shake off the
dust from your feet’ (Mat 10.14).”128
We have already seen the language of “passing over from the world”—it is the
language of dying to oneself. Here, though, Barsanuphius describes that pas-
sage in terms of an ascent to the cross and escape from hostile territory (the
reference to Mat 10.14). Christ’s crucifixion provides, here, the motive, the
model, and the means of ascetic practice: to become new one must die Christ’s
death. Another time, a layman asks Barsanuphius how to “worthily give thanks
to God.”129 Barsanuphius responds eloquently: “If people give thanks and gifts
for sensible [αἰσθητῶν] and corruptible deeds, what can we possibly offer to the
one crucified for us, if we wish to repay him? We ought to endure unto death for
him.”130 Barsanuphius, like Basil of Caesarea, takes Christ’s incarnate life and
death as a model of obedience, but Barsanuphius also claims, provocatively,
that all the enormities of monastic practice, and in particular its focus on
“dying” to oneself and the world, are founded on a principle not of legalism or
fear, but instead on gratitude for the indescribably great gift that God gave
humanity on the cross. Jesus’ crucifixion, which salvifically draws all human-
kind to himself, demands and describes the “death” that the monk must die.
At the heart of the practice of death, we have seen, is the excision of will. This,
too, the Old Men conceive as an imitation of Christ. Indeed, Barsanuphius
explains to Dorotheus that Matthew 16.24 (“Whoever desires to follow after
me, let him deny himself and take up his cross”) means “to cut off the will in all
things and not to think of oneself as someone.”131 Crucifixion, then, comes to
refer specifically to the core practices of monastic “death.” Moreover, both Bars-
anuphius and John cite John 6.38 (“I have come down from heaven not to do
my will but the will of the one sending me”) as an explanation of obedience and
the excision of will.132 It is an interesting facet of Gazan theology that Jesus the
teacher and nomothete is also the model of obedience. The Old Men derive this
conception from their scriptural formation and so, for them, obedience to one’s
128
╇ resp. 48 (SC 426: 260); see also 88, 112, 351.
129
╇ Perhaps taken from Tobit 13.11, more likely the source is liturgical, perhaps part of a “Litany
of Thanksgiving” and the priest’s prayer of thanksgiving after the Eucharist.
130
╇ resp. 404 (SC 451: 468). For the theme of thanksgiving more generally see 6, 20, 29, 70,
114–16, 137b, 182, and 199.
131
╇ resp. 257 (SC 450: 224).
132
╇ resp. 150 (by Barsanuphius) and 288 (by John); see Kofsky (2006, 335–36).
180 The Role of Death in the Ladder of Divine Ascent
133
╇ resp. 314 (SC 450: 308).
134
╇ Again, Barsanuphius has substituted another virtue for Deutero–Paul’s “shield of faith.” In
resp. 461, Barsanuphius substitutes “weeping” and here “obedience.” It is illustrative of his her-
meneutic that he sometimes pastes virtues near to his own heart into a Pauline framework of
apocalyptic “spiritual warfare.”
135
╇ resp. 61 (SC 426: 304–306).
The Great Old Men of Gaza: Learning to Die through Obedience 181
“death” from a state that simply expresses perdition. The ascetic dies out of
obedience to Christ and in thanksgiving for his death. However, the ascetic’s
“death” becomes a means of imitating Christ—to “die” for Christ means being
“crucified.” By such language, Barsanuphius contextualizes ascetic practices and
ideals within an incarnational framework. Thus “death”—and particularly that
obedient form of death that excises the will—underpins the Christ-like virtues
of obedience, humility, and love.
Barsanuphius, however, goes somewhat further, turning to the existential
radicality that attainment of those virtues implies: a slow, painful death on the
cross, but one whose very instrument becomes the means of a paradoxical vic-
tory. The cross works wonders, but the greatest wonder is that it not only kills
but that, since crucifixion is a death “to sin,” the cross brings the monk to
resurrection.
If you wish, therefore, not to limp [μὴ χωλεύειν], take the staff of the cross and
affix your hands to it and die, and you will no longer limp [οὐκέτι χωλαίνεις], for
a corpse does not limp. And if you have this staff, you have no need of a door-
keeper. For with this staff you may pursue not only the dogs, but also the leader
of the beasts, the “roaring lion” (1 Pet 5.8) . . . And whoever is nailed to this rod
is delivered completely from the hemorrhagic flow. For dying he dies to sin. And
what hope is expected after these things except the third-day resurrection? It is
enough for the one crucified to be raised with Jesus.136
The ascetic dies, yes, but not just any death. This death makes a person whole—
no longer “limping.” We have seen how, not only for Antony and the Desert
Fathers, but for Barsanuphius and John as well, the prospect of judgment
devalues temporal goods, health, even one’s own life. Barsanuphius continues
that line of thought here, spiritualizing the “limp” and arguing that through
death and whatever physical suffering it may entail one can become a whole
being. Death is not the end for the monk who imitates Christ’s death through
renunciation and obedience. Not even resurrection is the end. The end—if I
may call it that—is eternal life. In a passage that calls Paul to Gaza, and presages
the developments we shall see in the Ladder, Barsanuphius sums up the limi-
nal, transformative work of Christian monasticism:
Depart from oldness that you may find newness. And believe in Christ that you
may be crucified with him and killed with him and buried with him and raised
luminously with him and caught up gloriously from the earth with him and live
eternally with him.137
136
╇ resp. 61 (SC 426: 306). 137
╇ resp. 209 (SC 427: 654).
6
This study, thus far, has traced the development and elaboration of a “memory
of death” and a “practice” of death among Greek Christian ascetics. The mem-
ory of death incorporates contemplation of mortality and judgment. Contem-
plation of judgment means fear of punishment and hope of beatitude, and the
two seem to operate best together. At the same time, not all authors surveyed
think so highly of these practices, some out of mistrust of memory itself, some
on account of possibly extreme results—while Poemen might use the memory
of death to drive a monk to tears, Sisoes saw it driving the monk to despair. The
line between mourning and depression is seldom clear. More generally, though,
different authors focus spirituality in different ways. For example, Vita Antonii
emphasizes much more the consciousness of mortality, while Gaza focuses
almost exclusively on the judgment to which death gives way. Both might speak
of the “memory of death,” but they would not really mean the same thing by it.
Language of death has also been used as a conceptual framework to describe
ascetic practice as a whole. This did not arise in Vita Antonii, though Antony’s
admitions about “daily dying” hint at it. Some Desert Fathers speak of “dying”
to oneself or others, but others display ambivalence about the language of
death. This can be because, when the Desert Fathers describe asceticism as
“death” they rely implicitly on an optimistic assessment of what renunciation
can accomplish. Or it can be because of differing attitudes toward convention.
For example, while Sarapion the Syndonite might have flouted custom in man-
ner worthy of Diogenes himself, others, Athanasius and Barsanuphius among
them, would heartily reject such Cynic moves. For them, asceticism operates
through careful reconstruction of social mores and not the haphazard rejection
of all mores: all might use metaphors of “death” for monastic practices, but they
The Ladder of Divine Ascent: Death Makes the Christian 183
would actually intend different practices. Certainly, the Gazan Fathers classify
under ways of “dying,” ideas common in the Desert literature—severance of
relationships, contemplation of spiritual things, and the denial of one’s individ-
ual will by means of obedience. Moreover, Barsanuphius, following Basil’s
Asceticon, sees death as the limit of withdrawal and, especially, obedience. That
being said, the Gazan Fathers do not resolve the tensions that emerged in Des-
ert literature. Rather, they take up one side of the tension and pull on it very
hard. Moreover, Barsanuphius’ frustrating reticence in defining terms (a reti-
cence which, as we shall see, Climacus by no means shares), kept the ambigu-
ities of death from being fleshed out, and it is even possible that Barsanuphius’
use hints at the same kind of mistrust found in Desert literature.
So, as we turn again to John Climacus, we have elaborated not one but several
trajectories in tradition, all of which increasingly use language of death to
motivate, develop, and describe the aims and ideals, as well as the practices of
Christian asceticism. Nevertheless, there is as much ambiguity to death and
ambivalence toward its achievements as there is engagement with and practice
of it. A number of different threads of thought have been developed, and, as he
does with desert psychology, with monastic organization, and with so much
else in his literary and theological inheritance, Climacus weaves these strands
together into an organically unified and coherent whole. Climacus by no means
excises the ambiguities and ambivalences of other authors—his is a garment of
one piece, yes, but with rough edges.
In this final chapter, therefore, I show that, for Climacus, death is not one
among many means of cultivating the ascetic life. Nor is it beholden to high
expectations that are too often dashed against the rocky struggle of daily
monastic life. Rather, he draws on, molds, and even harmonizes the themes and
material laid out in the earlier chapters to craft a comprehensive vision of
asceticism as imitation of Christ. I argue first, that his vision takes shape
through an engagement with time made possible by the memory of mortality
and judgment. I then show that the monk works out this engagement as a prac-
tice of death in obedience. Finally, I show that Climacus conceives of monastic
identity as an imitation of Christ through the practice of death, and that this
lifestyle incorporates repentance that allows for failures and earthy realism
about what is and is not achievable for ascetics.
This first section concerns the memory of death and judgment, and shows how
it creates a framework within which ascetic progress is possible. We will exam-
ine a few tales to which Climacus devotes an inordinate amount of space in a
184 The Role of Death in the Ladder of Divine Ascent
treatise where few stories are given more than the hint of shape. The first depicts
the death of a penitent monk that occurs in a special penal monastic founda-
tion that Climacus calls “the Prison.” We will turn then to three visions or ecsta-
sies: two experienced by unnamed monks of Egypt and Tholas; and one by
Hesychius the Horebite, a companion of John at Sinai. The final scene depicts
the surprising death of a holy old man, Stephen, whom John clearly held in
high esteem. The first will show how the sensible world images the spiritual,
and the temporal the eternal. The interlude will show how death as an event of
mortality delays what the first scene shows as already present, opening up the
futurity that death implies. The final scene will show the importance of the past
for the monk moving forward—it will demonstrate the “retrospective” nature
of the ascetic life. In the Ladder, we shall see past, present, and future all merge
in the monk’s engagement with death and make possible the kind of self-(un)
fashioning we have seen so much of in Desert and Gazan literature.
continue his work: “When he had also sent this man [a disciple] on ahead to
heaven, Paphnutius himself lost the will to live, for he was no longer able to
practise ascesis.”2 Paphnutius and Pambo die as they lived, allowing the event of
death to express the sort of character they had cultivated. A tale of Arsenius
illustrates this perfectly. He died weeping, but this was not a sign of his impiety
or unpreparedness. Rather, it was the final expression of a man who “had a
crevice in his chest carved out by the tears she shed his whole life.” His disciples
saw him weeping at death and asked him “Truly, Father, are you also afraid?”
They could not fathom that such a man should be afraid, but Arsenius’ response
was telling: “My fear at this hour has been mine since I first became a monk.”3
Arsenius’ fear is consonant with the actions and attitudes he had displayed in
life, and, though it surprises his disciples, his dying words and attitude perfectly
express his lifelong ascesis.
The story of Pambo illustrates another facet of the “good” death. The monk is
not described as “dying,” but simply “falls asleep” or “surrenders his soul.”4 In
one monastery, apparently, “the monks within the walls were such saints that
all could work miracles and none of them ever fell ill before he died. On the
contrary, when the time came for each to depart, he announced it beforehand
to all the others and then lay down and fell asleep.”5 When Antony died, he was
joyful, “like one greeting his dearest friends.”6 At the point of death, Sisoes’ face
“shone like the sun.”7 The ascetic approaches death knowing two things: that
death leads to judgment and the possibility of beatitude, and that he has spent
his life seeking and preparing for exactly that. Thus, the ascetic approaches
death calmly, almost voluntarily, with the same imperturbable will with which
he has approached everything in life. If he is afraid of death it is only because
the fear of death was always his tool for living freely, as one already dead. Sum-
ming up the joyful death of the holy, one old man, at the moment of his death,
laughs three times. Asked why, he says, “â•›‘I laughed because you all fear death; I
laughed again because you are not prepared; but the third time I laughed
because I go from labor to rest.’ And immediately the old man fell asleep.”8
For the wicked, by contrast, death comes unexpectedly and usually involves
cruel sickness. John Moschus records the death of “Thalilaios, the impious
archbishop of Thessalonica” who “feared neither God nor the reward which
was in store for him” and, in the midst of his wickedness is found dead with
his head in a privy drain. Moschus then compares this death to that of Arius
who suffered similarly, describing both deaths as divine retribution for their
2
╇ h. mon. 14.23: Festugière (1971, 109, trans. Russell 1980, 98).
3
╇ Arsenius 40 (PG 65: 105B–C).
4
╇ h. Laus. 5.1–3, 7.6, 60.2, 10.5; prat. 86, 105, 123, 178, 182, 202.
5
╇ h. mon. 17.3: Festugière (1971, 114, trans. Russell 1980, 101).
6
╇ Agathon 29 (PG 65: 117B–C). 7
╇ Sisoes 14 (PG 65: 396B–C).
8
╇ N 279 (Wortley 2013, 186).
186 The Role of Death in the Ladder of Divine Ascent
wickedness.9 At other times, the fact of death itself is a sign of God’s judgment.
Athanasius makes this point in a tale of Antony, who had a vision of two
brothers in trouble, but only one was found alive. Athanasius says of the unex-
pected death of a brother that
If someone asks on what account he did not speak before the death of the other
brother, he does not ask correctly, putting it this way. For the judgment of death
was not Antony’s, but God’s, who passed judgment concerning him who died and
revealed and uncovered the situation of the one who lived.10
For the wicked, then, death, especially an unpleasant death comes through the
judgment of God, and can even express that judgment.
The literature does not claim that only the healthy were good monks, or that
an unpleasant death must be a sign of God’s judgment, although it is possible to
read some stories in that way. Because of the danger of over-simplification, sev-
eral tales help clarify the situation. Palladius records the story of Benjamin who
had reached “the perfection of asceticism” and had “the gift of healing.” He says,
In this mountain of Nitria was a person called Benjamin, living to about eighty
and practicing asceticism to the end, being judged worthy of a gift of healing . . .
This man, judged worthy of such a gift, for eight months prior to his death had
dropsy. And his body was so swollen as to look like another Job. Dioscorus the
bishop . . . said to us, “Come, see a new Job in this swollen body and incurable
suffering acquiring boundless thanksgiving.” Then that blessed man, Benjamin,
said to us, “Pray, children, that my ‘inner man’ not get dropsy, for this one [i.e.,
the ‘outer man’] neither benefitted me when healthy nor harmed me when ill (cf.
2 Cor 4.16).11
Palladius writes that “I deemed it necessary to describe this affliction, so that we
may not be surprised when some unpleasant end befalls the righteous.”12 Clearly,
some were worried that a painful death meant that a monk was less than perfect,
since the best ascetics simply fell asleep while working or teaching. The repeated
references to Job, and to the “inner man” (see 2 Cor 4.16) point us toward a
Â�subtle, spiritualized definition of what makes a death “good” or “bad.” The
healthy monk dies with clarity and tranquility. He is, ultimately, able to approach
death, rather than be overtaken by it. The good death, then, is not simply a vol-
untary one or an apparently painless one. It is the death wherein the monk can
continue to express himself as a “dead” man and, most importantly, as an
9
╇ prat. 43 (PG 87.3: 2896D–2897C, trans. Wortley [1992, 33–34]).
10
╇ v. Anton 59.5 (SC 400: 292); see also Antony 21 and resp. 599, which depends on it; see also
prat. 129, 145.
11
╇ h. Laus. 12.1–2: Bartelink (1974, 54–56).
12
╇ h. Laus. 12.2: Bartelink (1974, 56); so also for the monk Stephen at 24.1–3; see also resp. 144,
223, and 599.
The Ladder of Divine Ascent: Death Makes the Christian 187
imitator of Christ. The will with which the monk approaches death is not his
own. That has been destroyed by obedience. It is, instead, a reflection of the will
of Christ who offered himself for others. Thus, the monk makes death also a
matter of imitation, particularly since the physical event may be understood as a
final manifestation of his way of life.
The event of death, when described as “surrendering the soul” makes it a
moment of self-offering. This self-offering, again, accords with the way in
which the ascetic has always offered himself to God. Arsenius, though he may
have wept at death, approached it confidently. Abba Daniel reported that, “At
the point of death, Abba Arsenius sent us this message, ‘Do not worry about
making offerings for me, for truly I have made an offering for myself and I shall
find it again.”â•›’13 Arsenius does not seem to expect his death to require anything
other than what he has already offered God, and this offering may be said to
carry through to his death, when he can finally offer himself fully.
Central to the spiritualization of a “good” death is the notion (inherited in
some ways from the Stoics and accounts of martyrs such as Perpetua) that
death can be, for those prepared, a free act. In this moment, the prepared
ascetic can imitate one obedient old man: “When the old man’s summons
came, he saw one angel on his right and one on his left saying to him, ‘Do
you wish to come, abba, or should we depart?’ And the old man said to
them, ‘I am willing. Remain. Take my soul.’ And thus he died.”14 The ascetic
can, paradoxically ask for and accept the “hour of necessity” and tell those
sent that they are allowed to “snatch his soul.” Death’s “badness” concerns
the same: the approach of something fearful and surprising, an expression
perhaps of the surprise with which sinners greet the revelatory judgment of
God. The wicked do not approach death. They are overtaken by death
because they have not dedicated their lives to preparation for it. The ascetic,
on the other hand, who has lived with death every day, lived as though dead,
and about to die every hour, approaches death naturally, joyfully, Â�peacefully—
he moves, through death, from his foretaste of eternity to the good things
themselves, offering himself to God fully, as he has done partially through-
out his ascetic life. A tale of Patermuthius encapsulates the contrast of those
who are and those who are not prepared: a monk was terrified of death,
because he was not ready; so Patermuthius prays and grants him three years
to prepare and at the end that time, Patermuthius “presented him to Christ
no longer a man but an angel . . . [Patermuthius] set him in the midst of
them [the brethren] in good health and [this man] spent the whole night
teaching them. Then the brother began to feel drowsy, and falling asleep,
died.”15
13
╇ Arsenius 39 (PG 65: 105B). 14
╇ N 23: Wortley (2013, 22).
15
╇ h. mon. 10.17–19: Festugière (1971, 82–83, trans. Russell 1980, 85).
188 The Role of Death in the Ladder of Divine Ascent
16
╇ Pambo 8 (PG 65: 369C–D); so also h. Laus. 10.6 and h. mon. 11.5–8; Cassian 5, Romanus 1,
Chomas 1; see also N 22, 63, 341.
17
╇ v. Anton 89–92; Arsenius 40. 18
╇ So also Agathon 29, Silouan 2.
19
╇ Zacharias 5 (PG 65: 180C); similar is the story of John of Lycopolis at h. mon. 1.65; cf. h.
Laus. 1.3.
20
╇ Agathon 29 (PG 65: 117B–C).
The Ladder of Divine Ascent: Death Makes the Christian 189
death. The speculative or mystical stories of the soul’s flight to God through
judgment after death, scattered through the Desert literature, have no place at
Zacharias’ deathbed. Instruction is good, revelation better, but neither is given
at the risk of usurping or anticipating a judgment that belongs to God alone.
Desert death scenes, manifesting visibly the expectations of memory of
death and judgment, hint that the monk lives even until death in uncertainty
born of hope and fear. His death expresses and clarifies the character that he has
developed in life, even as it may express God’s judgment on him. However, very
often, because writers wish to praise their heros and damn their enemies, the
division of “good” and “bad” death undercuts uncertainty, giving instead the
same calm assurance as Antony had for Amoun’s soul. Fear and hope find their
objects, and both are revealed by the ways in which one approaches or is over-
taken by death, and by the revelation that death means a judgment whose out-
come cannot, for all the preparation one may make, be anticipated. So, with
these tropes in mind we turn to Climacus’ subversive deployment of similar
scenes.
21
╇ See Ware (1982, 5, 22). 22
╇ §4 (704A–B).
23
╇ Duffy (1999, 14); see Chryssavgis (2004, 22–23) who argues that we should “not suppose
that John intended people to be put off by, for instance, the fifth step relating to repentance, and
especially by the horrendous account of the monastic penitentiary of Alexandrian Prison [sic] in
the same step.” The account is certainly disturbing, though, and Climacus’ own rhetoric suggests
that he, at least, was aware of just how disturbing it might be.
24
╇ On these illustrations, see Martin (1954, 47–120).
190 The Role of Death in the Ladder of Divine Ascent
25
╇ “Compunctionate Canon Recounting the History of the Holy Criminals in the Ladder
(Καν[ὼν] κατανυκτικὸ[ς] τ[ὴν] ἱστο[ρίαν] διαλαμβάν[ων] τ[ῶν] ἐν τῇ κλίμακι ἀγίων καταδίκ[ων]). The
“canon” is the standard Byzantine hymn form, composed of nine “odes” (of which the second is
omitted, yielding eight in practice), based on nine “songs” found in Scripture. Each ode is com-
posed of an initial stanza (or troparion) called irmos, which gives the melody, followed by a vari-
able number of troparia with some kind of refrain between, and closed with a repetition of the
irmos, called katavasion. This canon has four troparia per ode, and uses modal melodies in the
fourth plagal tone. The first letter of each troparion (irmoi and katavasiai excepted) forms an
acrostic (a common device in Byzantine canons): “A Type of Visible Mourning and Repentance”
(ΠΕΝΘΟΥΣ ΕΝΑΡΓΟΥΣ ΚΑΙ ΜΕΤΑΝΟΙΑΣ ΤΥΠΟΣ). The canon may be found in Martin (1954,
128–49).
26
╇ Note also a similar remark at §28 (1133B).
27
╇ §5 (764C): “Ἀκούσωμεν καὶ φυλάξωμεν, καὶ ποιήσωμεν, ὅσοι τι ἀδόκιμον πτῶμα πεπόνθαμεν.” See
§15 (885D–88A).
28
╇ So Bitton-Ashkelony (1999, 191).
29
╇ First Troparion of the First Ode: Martin (1954, 128).
30
╇ Readers can find it, instead, at §4 (704B).
The Ladder of Divine Ascent: Death Makes the Christian 191
and demeanors. There is a sense in which Climacus leaves the penitents empty
so that readers may find space for themselves in the Prison. The death of one of
these, then, can be the death of any monk.
31
╇ §5 (772C). 32
╇ §5 (772C–D).
33
╇ §5 (772D): this “inner voice” speaks Scripture, and when speaking of hope it quotes John
5.14, Mat 9.2, or Mark 5.34. When describing fear, it quotes Ps 9.18, Mat 22.13, or Isa 26.10. While
descriptions of hope vary, those of fear consistently refer to being dismissed from God’s presence
and sent elsewhere. Echoes can be heard of Evagrius 1 and Theophilus 4, as well as Ps-Macarius,
Collectio H 22.
34
╇ Climacus uses this technique earlier in §5 as well as at §27 (1116A–B) to illustrate a diverse
but indefinite series of possible slogans or responses to a particular issue to which all must
respond. He thus preserves an important respect for individuality in the ascetic life. Climacus is
particularly sensitive to the fact that, although all ascetics generally have the same goal, and ought
to have similar motives, they do not all arrive by the same way (something he elaborates in §26, on
Discernment). He gives the reason for this quite bluntly at §28 (1140C): “Neither in body nor in
spirit are all alike.”
192 The Role of Death in the Ladder of Divine Ascent
To these questions some of those dying would respond, “Blessed be the Lord who
has not rejected my prayer, and [turned away] his mercy from me” (Ps 65.20);
again, some would say, “Blessed be the Lord, who has not given us to beasts as
prey for their teeth” (Ps 123.6). But others asked sadly: will our “soul pass through
the raging water” (Ps 123.5) of the spirits of the air? These did not take courage
as yet, but looked steadily at what would transpire in that accounting. Others,
sadder still, responded differently and said, “Woe to the soul that did not keep its
vow blameless35—in this hour and this only, will it know what is prepared for it.”36
After this response, we can only presume that the penitent dies. In the para-
graph preceding the death scene, Climacus notes that when one knew he was
about to die, he would go to the overseer Isaac, and “beg with oaths to be
deemed worthy not of human burial, but of the burial of an irrational animal—
to be tossed out into the midst of the river or in the field with the beasts. And
often that lamp of discernment obeyed [ὑπήκουσεν],37 bidding that he be carried
out deprived of psalmody and all honor.”38 How like Antony and Arsenius’ dis-
ciples Isaac appears here.
Despite its apparently unique formulation, the penitent’s death scene is
remarkably similar to those of abbas in Desert literature. Likewise, the brethren
and the dying all inhabit the same stratum—the dying is not called “father” or
in any way distinguished from his fellow convicts. We will use these two points
to explore just what the Prison can reveal about the importance of the memory
of death.
35
╇ Cf. §27 (1108D): “A bride who does not guard her marital vows defiles her body; but a soul
which does not guard its religious vows [συνθήκην] defiles its spirit.” See §1 (632B).
36
╇ §5 (773A–B).
37
╇ Rader lists the even more emphatic “ἐποίησεν ὑπακούσας” as a textual variant for “ὑπήκουσεν.”
38
╇ §5 (772C).
39
╇ Arsenius 40 (PG 65: 105C), taken from v. Anton 89–90; see also prat. 178.
The Ladder of Divine Ascent: Death Makes the Christian 193
like the condemned). Indeed, the demands that elders put on their disciples for
discreet burial are now requests made by the subservient to their overseer. Cli-
macus, by thus subverting a classic topos, emphasizes the fear and uncertainty
of the moment—whereas the reader of the Apophthegmata Patrum knew to be
confident for the dying elder (whose soul would no doubt be seen ascending to
heaven), no one has any confidence for the dying penitent. And, if one in whom
no confidence is possible dies like the best, then we are left to wonder what to
make of elders.
Climacus’ subversion of the elder’s death scene has also a second and very
nearly opposite effect. We have examined Antony’s profound vision of the soul’s
ascent after death in Chapter 3, and in their accounts of it both Athanasius and
Palladius describe the damned as “debtors” (ὑπεύθυνοι). Ὑπεύθυνος refers to one
who owes someone something, and especially an account.40 It seems never in
Desert literature to have a positive connotation. If a monk is “liable” (ὑπεύθυνος),
he is a debtor to sin,41 or punishment42 or, as in Antony’s visions, the “enemy.”
Indeed, in those visions of death, those liable are damned, taken by the enemy
to whom they have given themselves up through sin and indolence.43
In the Ladder, however, Climacus uses the term “ὑπεύθυνος” liberally, apply-
ing it to penitent monks in the earlier quotations.44 In delightfully paradoxical
language, he calls them “blessed debtors” (μακάριοι ὑπεύθυνοι)45 and “those
debtless debtors” (τῶν ὑπευθύνων ἐκείνων τῶν ἀνευθύνων).46 Yes, these men are
“condemned” (κατάδικοι), but of their lives Climacus says, “Repentance is the
daughter of hope and the denial of despair. The one repenting is condemned
but unashamed.”47 In this union of liability with freedom from debt we see the
essence of the death scene: it is fundamentally uncertain, mildly optimistic,
and never despairing. Climacus implies that those condemned, those who
would be accounted damned in other visions of death, still have hope—in fact,
to be and expect to be treated as a convict is “the denial of hopelessness.” The
other side of his subversion—that even elders have cause for concern—will
become clear later on.
40
╇ S.v. ὑπεύθυνος LSJ.
41
╇ h. mon. 20.2: Festugière (1971, 119); Ps-Macarius, Collectio H 22 (PTS 4: 194). See also Zech-
er (2014a).
42
╇ h. Laus. 24.3: Bartelink (1974, 134).
43
╇ Obvious in Palladius’ version; as also in Ps-Macarius, Collectio H 22 (PTS 4: 194).
44
╇ See, for example, §14 (869C): Gluttony asks monks why they should demand any knowledge
of her, they who are “my debtors” (οἱ ἐμοὶ ὑπεύθυνοι).
45
╇ §5 (769D). 46
╇ §5 (765A). 47
╇ §5 (764B)
194 The Role of Death in the Ladder of Divine Ascent
the living and the dying occupy the same status. In part, this simply continues
Climacus’ subversion of the elder’s death scene. However, it also has a pro-
founder theological importance. Because the dying have the same status as the
living, enquiry into their death is, in a sense, inquiry into one’s own. The breth-
ren’s questions are, therefore, far more than idle curiosity or a needless torment.
Climacus says approvingly that “Silence in knowledge is . . . a prison of mourn-
ing, friend of tears, worker of the memory of death, portrait-painter of punish-
ment, enquirer [φιλοπράγμων] into judgment”48 Φιλοπράγμων connotes
something like a “busybody.” The scandal or, at least, surprise, that this word
generates is certainly not lost on Climacus, for which reason he includes it in a
list of virtues explicitly opposed to contemptible “talkativeness” (πολυλογία). A
φιλοπράγμων is, instead, a blessed “silence in knowledge” (σιωπὴ ἐν γνώσει). Cli-
macus marvelously incorporates this scandalous semantic element into his
description of the penitents at their brother’s deathbed. The brethren conclude
their questions thus: “Speak to us, we beg you, that we may know in what con-
dition we are about to be.”49 When they question their brother, the brethren are
blessed, wise, and understanding “busybodies.” Why? Because they are really
asking about themselves—what he can expect is what they can expect, if,
indeed, they may expect anything at all.
In their interrogation emerges the imagistic contemplation of judgment,
since these questions echo those the condemned brethren ask themselves daily.
The same habits that define monastic life also overshadow the moment of
death. Earlier in the rung, Climacus said of those in the Prison:
All of them sat always seeing death with their eyes and saying, “What then will be
the result? What the sentences? What our end? Is there restoration? Is there for-
giveness for those in shadows, for the humble, for the convicts? . . . Will the judge
be conciliated in the end? At least partially? Even half the deserved punishments?
For they are truly great, and demanding many tears and labours.”50
Their daily activity was already the contemplation of death, whose content is
judgment. In this presentation, contemplation of death elides into a contempla-
tion of judgment and its outcome. Climacus has already said of these that,
“Among them, if it became necessary to utter a sound, their constant and
unceasing conversation was the memorial of death and thought of eternal
judgment.”51 Of course, in this regard, the convicts are no different from the
holy, upon whom Climacus also enjoins memory of judgment. Their memory
is simply sharpened by their keen awareness of their failings and generally
lowly condition.52 Memory or imagination of judgment, the kind of thing we’ve
48
╇ §11 (852D). 49
╇ §5 (773A).
50
╇ §5 (769B–C). 51
╇ §4 (685B).
52
╇ Acute but not inappropriate, if we take seriously Climacus’ admonitions at §1 (632B) and
§27 (1108D–1109A).
The Ladder of Divine Ascent: Death Makes the Christian 195
seen strewn through Desert and Gazan literature, here defines the activity of
the penitent as well as of monks more generally.
Memory of judgment operates always in the present moment by making
symbols out of the sensible world. One discerns signs in daily life of an eternally
important reality which, whether one has yet experienced it or not, is always at
hand. Climacus says in rung seven, on Mourning:
Let your reclining on your bed be for you a type of your interment in the grave,
and enjoyment of the table be a memorial of the agonizing table of those worms.
Neither, receiving a cup of water, be forgetful of the thirst of that flame. And in
every way do violence to nature.53
Climacus understands that temptations lurk in the mundane activities of daily
life. Eating a meal is an opportunity for gluttony; sleep for lethargy; dreams a
time for lust to creep in. These temptations do not come from the activities
themselves, but from demons using those activities as an opportunity for
attack. Climacus tells also of a baker who has found the way to preserve tears
(τὸ δάκρυον). He explains that “I have never thought of myself as serving men
. . . but God. And condemning myself as unworthy of all stillness, I have had
this visible fire as a reminder itself of the coming flames.”54 In each of these
tales, Climacus sees a spiritual reality through the veil of daily life—the apoca-
lyptic struggle of monks with demons, angelic spectators, God’s final judgment,
and glimpses of eternity beyond. One can, by doing so, counter demonic assault
as well as the wear and tear of daily life. As such, memory of judgment func-
tions paraenetically by reminding the monk of the punishments that await
Â�sinners—the negative imagery inculcates fear, a very important response for
Climacus and one to which I will return.
More than paraenesis, though, judgment metaphysically underpins present
events. Climacus relates the story of a robber who became a monk. The abbot
received him only after making him undergo a public confession, with all the
trappings of a convict being dragged to the gibbet—even having other monks
beat him “lightly.” When the robber makes his confession, Climacus reports,
“one of the brothers standing around told me that he saw a fearful figure hold-
ing a writing tablet and pen, and, he said, each sin the prostrate man men-
tioned, that fearful one crossed it out with the pen.”55 Thus, while the scene in
the church was an artificial judgment, it provided a glimpse into very real spir-
itual judgment. The judgment has already begun because, as the story suggests,
deeds are already recorded. Confession, however, and repentance cross them
out and so while one’s sin puts one constantly under judgment, repentance
constantly gives the hope of acquittal. In fact, when questioned about the mat-
ter, the abbot told Climacus, “I did it for two reasons. First so that, having
53
╇§7(805A–B). 54
╇ §4 (685C).
55
╇ §4 (684C); and so for the rest of the quotations in this paragraph.
196 The Role of Death in the Ladder of Divine Ascent
brought him to confession, I might free him from eventual shame through
present shame [διὰ τῆς παρούσης αἰσχύνης τῆς μελλούσης ἀπαλλάξω]. And this is
what happened. For, brother John, he did not rise from the floor until he
received forgiveness for everything.” The abbot then adduces the above vision
of the fearful angel as proof. The second reason, he says, is to exhort others to
�confession. Memory of judgment certainly functions paraenetically for the
robber-cum-monk, who amends his life because of it. But it is not merely an
artifice or a hortatory device—there really is an angel marking down deeds and
preparing the coming judgment. And because judgment is real, it is all the
more a motivator to the monk. However, in contrast to Antony’s “aerial path,”
Climacus explicitly claims every confession as another “beginning.”
In his various exhortations to monks to act “like convicts” Climacus height-
ens the sense of judgment as something already begun. While he uses the
vocabulary of the convict in reference to the penitents in Prison, Climacus also
applies it to apparently holier and more successful ascetics. When discussing
stillness, Climacus says:,
One fettered in prison dreads the one who punishes. But one in a wilderness cell
has borne fear of the Lord. The former does not fear the court as the latter fears
the judgment of the judge. There is need for you to have much fear in stillness,
my marvellous friend. For nothing is able to drive out acedia like fear. While a
condemned man constantly looks intently for when the judge comes around to
the prison, the true worker looks for when he who strives will be freed. A burden
of depression [φορτίον λύπης] is bound to the former, but to the latter accrues a
font of tears.56
The prisoner fears an inevitable punishment and so becomes depressed. The
one who cultivates stillness fears the Lord as a judge but with the hope of “being
freed” and of attaining salvation. The contrast between these echoes Macarius’
injunction that monks must weep now in order not to weep later—for the
monks’ tears are an expression of fear mingled with hope; for the damned, tears
only express despair. Nevertheless, the analogy serves Climacus well, and he
uses it to explain how a monk must act at confession,57 and how he can main-
tain mourning.58 Seeing himself as a convict focuses the monk’s activity. Com-
pared to the sentence under which he feels himself to labor, distractions,
temptations, and weariness alike lose their import, interest, and power. But,
again, despite its artificiality, the self-presentation of the convict relies on the
reality of judgment already begun.
56
╇ §27 (1113B–C).
57
╇ §4 (708D–709A): “Be in appearance and thought like a criminal when you confess: bowing
to the ground and, if possible, wetting the feet of your judge and doctor like the feet of Christ (see
Luke 7.37–50, Mar k 14.1–9, John 12.1–8)”.
58
╇ Summary after §26 (1085C–D): “Just as, having received his verdict, and going to execution
[πρὸς τὴν καταδίκην], a person does not talk about the theatres, so neither does a person who truly
mourns ever attend to the stomach.” See also §7 (813D).
The Ladder of Divine Ascent: Death Makes the Christian 197
59
╇ §27 (1116A–B): “Ἐτοίμαζε εἰς τὴν ἔξοδον τὰ ἔργα σου.” In Proverbs, “εἰς τὴν ἔξοδον” means only
“outside” or “in the outdoors.” Climacus, however, relying on the wider possible semantic range
associated with ἔξοδος, takes it to refer to “death.”
60
╇ §6 (796C–97A): these sketches make up a large portion of Climacus’ chapter on “Memory of
Death.”
61
╇ His actions recall the Gazan practice of “extreme enclosure,” discussed in Chapter 5.
62
╇ §6 (797A): “Ὅτε δὲ ἤμελλεν τελευτᾷν.”
198 The Role of Death in the Ladder of Divine Ascent
nothing of what he saw or would see. His only words strongly recall Sisoes 19:
“Forgive me. No one who has known the memory of death will ever be able to
sin (see Sira 7.36).”63 With that he dies. His burial is neither in the field nor the
river, but “reverently in the cemetery near the castrum.”
The memory of death clearly holds an incredible power for Climacus. It pre-
vents those who have “founded it firmly in their hearts” from slackening their
pace of ascetic progress. It sends others into swoons so that they live quite liter-
ally as dead. And those who were negligent it makes heedful, turning unrepent-
ant sinners into saints. When the brethren went to look for Hesychius’ remains
(presumably to bury them) they found nothing. Climacus treats their absence
as a sure sign of Hesychius’ acceptance by God, “the Lord demonstrating by this
his much cared-for and praiseworthy repentance, for all those wishing to cor-
rect their ways, even after much carelessness.”64 Where one might have expect-
ed visions of a soul ascending to Heaven, we find instead evidence of bodily
assumption—an tomb empty like Christ’s.
For Hesychius, the memory of death functioned paraenetically, as a tool first
for dissuading himself from sin, and second for focusing on repentance,
expressed through tears. In this regard it was the same for the unnamed Egyp-
tian monk who was prevented from laziness by the memory of death. Hesy-
chius does not say how, or particularly what he saw, but one may surmise from
what Climacus says elsewhere that by undergoing a temporary death (rather
than the more usual imagining or picturing of it)65 he experienced firsthand the
judgment that Climacus elsewhere describes in more or less detail. But, together
with the judgment, Hesychius experienced the devastating effect of death itself.
He encountered his own mortality and the transience of worldly distractions,
and so when he returned to his body, he shut himself away from all those temp-
tations. The demons could no longer hide behind the veil of the perceptible
world. Pleasures could no longer appear innocuous, and he could see the eter-
nal meaning of ephemeral activities. Perhaps this sounds like an exaggeration,
but Hesychius’ behavior warrants the description. Closing himself off from the
sights and sounds of the sensible world, he could see only his own ecstasy—
which is to say, he lived always with his own mortality, knowing the transience
of the world in the blinding light of eternity and judgment.
In each of these sketches it is the future that matters. Monks see judgment in
their imagined experiences of physical death. But they are not yet dead. They
have time. Hesychius’ outlandish behavior reflects his realization of what a pro-
found gift he has been given in futurity—and how urgently he must use the
present. The memory of death as mortality reminds the monk that judgment
has not yet overtaken him, and so creates space within which he can work and
progress, if only through repeated repentance.
63
╇ Hesychius here echoes Sisoes 19 (PG 65: 397D–400A). ╇ §6 (797A–B).
64
65
╇ See §7 (808A–B) and see also Zecher (2014b).
The Ladder of Divine Ascent: Death Makes the Christian 199
this about “one of his faults [εἵς τινα τῶν ἑαυτοῦ πταισμάτων].”70 Πταίσματα is an
important word for Climacus. The penitents dwell on their πταίσματα, worrying
on account of these whether they will see God’s “good things” after death. This
is also how Climacus deploys the word in conjunction with the memory of
death: “As a concept precedes a word, so the memory of death and faults
[πταίσματα] precedes mourning.”71 Faults imply that one will come under judg-
ment and make its uncertainty something frightening. In the story of Stephen,
we must bear in mind that his πταίσματα lie in the past, while death is still in the
future. One is accused at death about things that must lie in one’s past, and the
time of accusation and judgment is necessarily a retrospective one. This is cer-
tainly most true at death, but any accusation, insofar as it is true, must be about
something in the past. Thus, the constant self-examination of the monks
bespeaks a constantly retrospective attitude, constantly calling up the past in
light of a future judgment, just as monks are to do before every confession.
Between past and present then lies the iconic present moment, prefiguring
judgment based on past deeds.
Drawing out this sense of uncertainty on account of past faults, we see that
Climacus finds most terrifying not the accusations or even the “more fearful”
false accusations, but rather Stephen’s silence before one of them. Climacus
cries out thus:
Good Lord! The hesychast and anchorite said about one of his sins that “to this
I do not know how to respond.” This man was a monk for about forty years, and
had tears! Woe is me, woe is me, where then was the saying of Ezekiel, that Ste-
phen might say to them, “In that which I find you, in that shall I judge you, says
the Lord.”72 Truly he was able to say nothing of the kind. On what account? Glory
to Him who alone knows. Some told me, as though they were in the presence of
the Lord, that he fed [or, raised] a leopard by hand in the desert.73
Stephen fits the mold of a Desert elder. He has been a monk most of his life. He
has lived first in obedience in monasteries and then in the desert in stricter
ascesis with God alone as his master. He is self-aware, and above all has “tears.”
For Climacus, as we shall see later, tears and mourning are incredibly important
and remarkably effective for repentance—in a sense, symbolizing the work of
repentance as a “second baptism.” Stephen had even come to that freedom
before, and authority over the world that the Desert Fathers saw expressed
through an Adamic relationship with animals—feeding or rearing a leopard in
the desert is a sign of great purity and holiness.74 And this man was not only
accused but found his defense eventually reduced to silence. Whereas in the
Prison the penitents were portrayed like elders, here the elder is portrayed like
70
╇ §7 (812D). 71
╇ §6 (793B).
72
╇ The reference is unclear, but perhaps it is Ezekiel 7.5 or 24.14. 73
╇ §7 (812D).
74
╇ See, for example, Paul of Thebes 1; h. mon. 4.3, 9.5–7, 12.8, 21.15–16; h. Laus. 18.28; prat. 58,
107, 125, 181, etc.; on which Harmless (2004, 292–93).
The Ladder of Divine Ascent: Death Makes the Christian 201
one of the penitents. He dies in uncertain straits. Climacus says simply, “Being
thus questioned he was separated from the body. What the judgment, what the
decision, what his sentence or the end of the accounting, was not made clear.”75
Stephen dies in the same uncertainty as a penitent, the same uncertainty with
which monastics live their whole lives.
While this uncertainty could give hope to penitents, when applied to elders
and solitaries it tempers hope with fear. The ascetic’s activity is repentance
before the prospect of judgment, and as Climacus has made clear again and
again, that judgment is not handed down this side of death. Stephen lived with
it in mind, remembering judgment, remembering death, and at the end he
could recall his failures and achievements together. But even this is not enough.
There are still accusations that ascesis cannot answer. What hope, Climacus
seems to ask, is there for the rest of us? None, he says, “of those who mourn
expect inheritance at death—for it is hidden and uncertain.” Yet Stephen in his
silence did not despair. He knew what Climacus would remind readers of else-
where: “Nothing is greater than or even equal to God’s mercy. The one who
despairs kills himself.”76 Stephen says simply, “I do not know what to say. In
God is mercy.” Stephen has no response because he is not “able,” he cannot
redeem himself. But he needs no response because God can save him, and, in
Christ, has done so.
75
╇ §7 (812D). ╇ §5 (780B).
76
202 The Role of Death in the Ladder of Divine Ascent
as death looms, the monk still has time. This side of mortality has never before
been so highlighted as Climacus does. The monk lives constantly in the bal-
ance, which Climacus organically shapes out of the imagistic memory of death
and judgment, with neither artifice nor ambivalence. Thus, memory of judg-
ment and death, honest to the facticity and futurity of every moment, shows the
ascetic’s situation not as it already is, but as it is always becoming—shaped by the
past, but not yet solidified by death, and so always open to repentance and
progress.
77
╇ See, for example, §26 (1029D): “Not all are able to become dispassionate, but all are able to be
saved and to be reconciled to God.” There is also Gluttony’s speech at §14 (869D–72A): “The thought
of death wars against me always but nothing among humans can completely destroy me.” See §25
(993B et infra), on the paradox of being ἀπαθὴς and συμπαθὴς; §26 (1028A); §14 (865A–B); etc.
78
╇ See §3 (665B): where Climacus, by a curious etymological argument, calls Jerusalem the
land of apatheia.
The Ladder of Divine Ascent: Death Makes the Christian 203
giveness of failures. Let us run, brethren, so as to gain entrance into the palace’s
bridal chamber.79 But if from some anticipation of a burden, or if we run short
of time, what misfortune! Let us run to some dwelling near the bridal chamber.
And if we slacken, or become yielding, at least let us be found in every way within
the wall.80
Climacus weaves together beautifully three classic eschatological images: the
heavenly Jerusalem (Heb 12.22, Rev 21.2), the bridal chamber, and what Jesus
describes as “my father’s house.” The eschatological hope of the monk is the
“bridal chamber” (νυμφῶν) within the rooms of the city by which image Clima-
cus implies union with Christ as the climax of eschatological hope. Thus Cli-
macus uses topographical language to describe a mode of existence defined by
union with Christ and freedom from the passions that express fallen existence.
Future hope requires strenuous present activity if the monk is to attain it. Cli-
macus speaks of “faltering” or “slackening,” having in mind the Pauline image
of a race to be run (see 1 Cor 9.24; 2 Tim 4.17; Heb 12.1). Climacus envisions a
clear connection between present and future ages wherein one’s behavior in the
present and, perhaps more to the point, one’s use of the present time (1 Cor
7.31), determines one’s eschatological dwelling. As Barsanuphius put it: “Here
the labour, there the reward.”81 Yet Climacus not only exhorts his readers to
run, but also depicts the “holy criminals” as exhorting each other the same
way.82
Likewise, the fortified Jerusalem is also the forgiveness of “faults’—the
“πταίσματα,” which we discussed earlier in relation to the Penitents. The person-
al failings that necessitate repentance and make judgment a fearful prospect are
not to be found in the “land of apatheia”—not because it is attainable only for
the perfect but, rather, because God is merciful. Such is the point of Climacus’
tale of the elder, Stephen: no matter one’s personal achievements, one has still
failed, and, though these failings will be reckoned, God is merciful, and on that
fact the monk can rely.83
One lives to become like Christ, preparing for the bridal chamber, and yet
already striving to taste something of it—in types of judgment, and more espe-
cially in prayer84 and desire.85 Preparation for a mode of being possible only
after death inculcates a present mode of living that has always a future focus.
Indeed, whatever taste one has of that future state only heightens the sense that
he has not yet achieved his desire. That future existence for which one prepares
79
╇ See Mat 9.15, Mark 2.19, and Luke 5.34. 80╇ §29 (1149D–1152A).
81
╇ resp. 600 (SC 451: 810).
82
╇ §5 (769D); see §1 (637B), where Climacus quotes Heb 12.1, but substitutes δράμωμεν for
τρέχωμεν.
83
╇ So also §28 (1137B).
84
╇ §28 (1129A): “Prayer is in its proper quality companionship and union of man with God.”
85
╇ §27 (1097D–1100A): “I have seen hesychasts, insatiably nourishing their burning desire for
God, producing fire for fire, eros for eros, desire for desire.”
204 The Role of Death in the Ladder of Divine Ascent
now is one of more perfect imitation of Christ. Notably, Climacus sprinkles the
earlier-quoted passage with several Scripture verses that he uses to describe an
imitation of Christ made possible by Christ, for which one prepares now and
which one receives later. Climacus implies as much by following his descrip-
tion of Jerusalem with a quotation from Psalm 17.30: “By my God I will climb
a wall.” The thrust of this passage (in John’s interpretation) is that, with God’s
help, the monk is enabled to enter the heavenly community. Yet Climacus goes
on to exhort his brethren to “break down the middle wall of separation,” an
activity that Paul had ascribed to Christ at Ephesians 2.14. The ascetic becomes,
with God’s help, like Christ.86 Or, rather, Christ lives in him—Â�Climacus begins
his eschatological vignette by quoting Galatians 2.20.87 That is, the dispassion-
ate ascetic imitates Christ but only because Christ enables him to do so. Con-
ceiving it in context of a life defined by one’s death, John will present imitation
of Christ as a surrender to, as much as a repayment, of Christ. We shall return
to this point.
86
╇ §29 (1152A). 87
╇ §29 (1149D). 88
╇ §6 (793B).
89
╇ The phrase “ἔννοια [τοῦ] θανάτου” is used by, for example, Ps-Justin, Quaestiones et responsas
ad orthodoxos 447D2–448A7; Gregory of Nyssa, Contra Eunomium 3.6.77.1f.; Basil of Caesarea,
Epistulae 26, 46.5.
90
╇ So Hausherr (1982, 26–40).
The Ladder of Divine Ascent: Death Makes the Christian 205
91
╇ For example, §12 (856B). 92
╇ §4 (685B), §5 (769B), and §6 (797B–C).
93
╇ §7 (808A–B).
94
╇ For example, §6 (793C, 796B, and 796C): Climacus’ language reflects the Macarian senti-
ments that influenced Diadochus, though differing from Macarius’ own diction. On which see
Stewart (1991, 116–38); and on its influence on Diadochus, see Plested (2004, 134–40).
95
╇ See Elias 1 (PG 65: 183A) and Theophilus 4 (PG 65: 200A–D), discussed in Chapter 4 Rev; so
also Ps-Macarius, Collectio H 26.26 (PTS 4: 218).
96
╇ §23 (968C); cf. §26 (1032C–D). 97
╇ §5 (780A).
98
╇ The favored vocabulary of the New Testament is κληρονομία: Eph 1.14, 1.18, 5.5; Col 1.12,
3.24; Heb 9.15, 11.8; 1 Pet 1.4. But one also finds πληροφορία: Col 2.2, 1 Thess 1.5, Heb 6.11, 10.22.
206 The Role of Death in the Ladder of Divine Ascent
his last day, laboring under the threat of a judgment that he may find as surpris-
ing as, I am sure, the underdressed wedding-crasher did. He only overcomes
this uncertainty when he receives his sentence. That occurs only at or after
death,99 and so Climacus suggests that monks possess the present time for
preparation and repentance only if and to the extent that they are uncertain.
Uncertain monks live in a balance of past and future, regret, hope, and fear,
rather than despairing expectation of condemnation or prideful confidence in
vindication. Climacus’ anecdotes consistently make exactly this point: the out-
come of judgment, for penitents in the Prison or for the holy elder Stephen, is
not certain. Its uncertainty—and its fearfulness—rests on the πταίσματα, which
lie in the monk’s past and which will be accounted only after death. Yet, as we
have seen, Climacus is quick to say that the same uncertainty should keep a
monk from despair—there is hope as well as fear; not only hope of reward, but
hope founded in God’s merciful character. As we have seen from Desert and
Gazan literature, the monk must meditate on both: hope keeps him from par-
alysis, fear keeps him from growing slack; and the two together link the renun-
ciation of withdrawal to the cultivation of virtue.100
99
╇ §7 (808D and 816D), §26 (1021B), and §27 (1116A–B).
100
╇ See Chryssavgis (2004, 110–11, 159–61).
The Ladder of Divine Ascent: Death Makes the Christian 207
on the inexorable uncertainty of God’s judgment, the futurity of death, and the
retrospective awareness of his own faults.
Climacus inherited from the Vita Antonii, from Desert literature, and espe-
cially from Gaza, a powerful tool in the memory of mortality and judgment. He
put that inheritance to work and crafted from it a symbolic framework within
which he could conceive of the ascetic life more generally. Not only has he
deployed the “memory of death” to motivate and clarify ascetic renunciation,
not only has he connected it to a variety of virtues as did Barsanuphius and
John, he has actually made death the means by which monks engage with time.
Climacus’ so natural, so organic conception of the memory of death provides
an existential, temporal, iconic framework within which the monk labors and
which directly enables him in the pursuit of virtue. Progress is a process of
reshaping oneself—and being reshaped—bounded ethically and temporally by
the virtues and, primarily, humility and hope, the brighter twins of despair and
pride. Within this temporal and iconic framework, then, Climacus works out
his vision of ascetic spirituality as a living death longing for resurrection.
101
╇ Procopius of Caesarea, De Aedificiis 5.8.4.
102
╇ §15 (904C). 103
╇ §26 (1036B–C).
208 The Role of Death in the Ladder of Divine Ascent
only for and in the present world, not discerning its iconic nature, experience it
only. For them there is no ascent, because there is nothing between earth and
heaven. They are only dust returning to dust. Elsewhere, Climacus describes
the dispassionate monk as one tasting resurrection before the resurrection.
Some, he says, “declare apatheia to be resurrection of the soul before the
body.”104 This passage reminds us that, for John, “resurrection” is a mode or way
of life defined by virtues such as apatheia, allowing the ascetic to focus on the
things above rather than those below. The iconic world becomes increasingly
transparent for the ascetic who focuses on heaven, so that at the summit of both
the active and contemplative life, he lives already in a resurrectional mode
untroubled by the vicissitudes of the present life.
Of course, we want to remember that while Climacus allows the possibility
of living a resurrectional life “in the flesh,” he understands it as an imperfect
orat least incomplete one. Already ambivalent about apatheia as a possibility
this side of death, Climacus actually attributes the idea of apatheia as preresur-
rectional resurrection to “some people,” while others call it a knowledge “infe-
rior only to that of angels.” This is one of those moments where Climacus holds
together without adjudication various traditional ideas. However, he then
explains that he has it on good authority (“I heard this from one who has tasted
it”) that apatheia really is “the perfect uncompleted perfection of the perfect.”105
This last opinion does not necessarily exclude the first two, but, as in Climacus’
other lists, each item exposes a different facet of apatheia. If it is a taste of resur-
rectional life, or knowledge of God as far as possible for embodied creatures, it
is also and above all a process without end. Climacus preserves, even among
the “perfect,” a sense of forward (and upward) progress in God. The tension
between “perfection” (τελειότης), which carries a connotation of completion,
and “uncompleted” (τὸ ἀτέλεστον) plays out in Climacus’ understanding of the
ascetic as a “blessed living corpse.” That is, before resurrection must come
death, and so this section will focus on this trope as a way of constituting the
ascetic’s identity through death, conditioned by the iconic and temporal frame-
work of death within which the monk labors.
104
╇ §29 (1148B–C); the “some” most likely refers to Diadochus, perf. 82 (Rutherford 2000, 116):
“But if someone while living could die through toils, he would become wholly a house of the Holy
Spirit. For before he dies, this sort of man rises—such was the blessed Paul and all who struggled
and yet struggle against sin.” This claim also echoes Climacus’ words concerning those who have
conquered lust in §15 (892D–93A).
105
╇ §29 (1148C): αὔτη οὖν ἡ τελεία τῶν τελείων ἀτέλεστος τελειότης . . . 106
╇ §6 (793B).
The Ladder of Divine Ascent: Death Makes the Christian 209
resurrection are necessary, Climacus speaks more cautiously and with more
sophistication than many of his forebears in Egypt and Gaza about a monastic
“living death.” Climacus is keenly aware of the ambiguities of thanatological
language, recognizing that “death” spoken of in an unqualified way can have as
many negative connotations as positive. For example, “willing death” can be
understood as “suicide,” something of which Climacus clearly disapproves. Cli-
macus demonstrates the ambiguity of death by his equivocal use of the term
“living corpse.” In rung two, on “Detachment” (Ἀπροσπάθεια), Climacus speaks
of these corpses negatively:
We who desirously and zealously desire to run, let us examine with understand-
ing how the Lord has condemned all those living in the world as “living corpses”
[ζῶντας νεκροὺς], saying to one: “Leave the” worldly “dead”, “to bury the dead”
(Luke 9.60) with the body.107
In this passage, reminiscent of Barsanuphius’ treatment of Luke 9.60, the “liv-
ing dead” are those who still live according to the desires and ways of the world:
zombies, effectively, ticking on lifelessly, disordered, and worse, disobedient to
God. Later, when discussing obedience, Climacus uses the same vocabulary to
describe a diametrically opposite state. He says of those living in obedience that
“the blessed living corpse [ὁ ζῶν νεκρὸς οὗτος ὁ μακαρίτης] is distressed when he
sees himself doing his individual will, since he fears the burden of his own judg-
ment.”108 Climacus now speaks of the “living corpse” as blessed. In this case,
rather than describing a life incapable of detaching itself from worldly desires,
living death describes a life that has become so detached as to have given up its
own ability to choose and desire. The vocabulary and imagery of death are not,
it seems, inherently beneficial ones—death can be good or bad, and so the
image requires contextualization.
For Climacus, the distinction is clear: obedience, like the monastery wall,
separates the blessed dead within from the zombie hordes without. Constrast-
ing it with those outside—who have left and are truly “dead’—who “live” in
obedience only to their own disordered desires, Climacus takes up the theme
of obedience to God, through a spiritual father. He describes obedience as a
total state—not an act or even a habit of acting, but a state of being that resem-
bles death. It is worth quoting Climacus’ exuberant description of obedience as
death:
Obedience is in every way a denial of one’s own life, revealed actively through the
body. Or perhaps obedience is the opposite: mortification of members in a liv-
ing intellect (see Col 3.5). Obedience is unexamined motion, a voluntary death,
an uncluttered life, carelessness of danger, an unconcerned defence before God,
107
╇ §2 (657B); so also Summary after §26 (1089A) where Climacus compares one in despair to
a dead man.
108
╇ §4 (680Β).
210 The Role of Death in the Ladder of Divine Ascent
�
fearlessness of death, peaceful voyage, a dozing stroll . . . Obedience is the will’s
[lit., willing’s] tomb, and humility’s raising.109
In Climacus’ description, one hears echoes of John Kolobos watering his stick,
Bessarion commanding a novice to cast his son into the river, Aphrodisius
spending thirty years under Saba’s watchful eye, and those other tales of
unbending, often absurd, obedience for which the Desert was famous. Obedi-
ence makes a dead man out of the monk, and in doing so, transfers the respon-
sibility for his continued existence to his director or spiritual father, by which
Climacus usually means the abbot of the monastery.110 Climacus says, “A dead
man does not rebut or differentiate among goods or apparent evils. For the one
piously putting his soul to death will answer for everything.”111 When the monk
dies his “voluntary death,” it is no longer he but his master who lives, and so no
longer he but his master will answer for actions that can no longer be properly
called his own. Crucially, though, Climacus says that the master puts the dis-
ciples’ soul to death—it is not like suicide. I note this because when Climacus
uses suicide as a metaphor he refers it to despair: “Nothing is equal to the com-
passionate mercy of God, let alone greater—and so if someone despairs, he kills
himself.”112 What John means, I think, is that God, whose mercy is unsurpassed,
presents no reason for despairing and, therefore, God does not “kill” people. If
someone falls into despair, it is through a lack of trust in his mercy and so com-
parable to suicide. In obedience, the ascetic does not kill himself—that would
be pride or despair (really the same thing), an assertion of his individual will,
or an attempt to take Heaven by his own means. Rather, the ascetic, like the
ideal martyr—Perpetua guiding the sword, or Polycarp refusing the nails—
submits willingly to another who “kills” him.
Climacus asserts numerous demands, familiar from Gaza, of the monk who
would be obedient. As always, the monk denies his family and country, the
constellation of relationships that once defined him. In his third rung, on Exile
(Ξενιτεία), Climacus describes the situation with characteristic gusto: “Exile is
separation from all things, through doing the inseparable thought of God. Exile
is a lover and worker of insatiate mourning. An exile is one fleeing relationship
with those he knows and those he does not.”113 He finds new relations in his
fellow ascetics (brothers), his director (father), and the angels who, unlike
worldly relations “are able to help you in the time of your death if they are your
109
╇ §4 (680A): See John the Sabaite’s story of an obedient disciple (§4 [720A–21A]), whom Cli-
macus calls “a man truly living in dying [τὸν ἀληθῶς ἐν κοιμήσαι ζῶντα].” The language recalls also
Abba Rufus’ encomium on obedience (Rufus 2 [PG 65: 392A]).
110
╇ For example, the one giving orders in §4 is always the abbot.
111
╇ §4 (680A): Οὐκ ἀντερεῖ, ἢ διακρίνει νεκρὸς ἐν ἀγαθοῖς, ἢ τὸ δοκεῖν πονηροῖς. Ὁ γὰρ θανατώσας
αὐτοῦ εὐσεβῶς τὴν ψυχὴν, ὑπὲρ πάντων ἀπολογήσεται. The context clearly reveals the subject of
“θανατώσας” as the father and not the son. See Hausherr (1990, 226).
112
╇ §5 (780B); so also in the Summary after §26 (1089D). 113
╇ §3 (664C).
The Ladder of Divine Ascent: Death Makes the Christian 211
114
╇ §3 (665C–68A). This is perhaps because they are also God’s friends: §1 (632B).
115
╇ The following story is found at §4 (692A–B).
116
╇ §4 (692B, 725D–28A); §15 (888C); §25 (1000B–C); etc. 117
╇ §26 (1013B).
212 The Role of Death in the Ladder of Divine Ascent
the Johannine image of the Holy Spirit, in this passage both master and impulsion
are God, working through the monk’s own faculties, but even in this instance dis-
cernment is still a repudiation of one’s individual will insofar as it does not per-
fectly follow God’s. In the prior rung, on Humility, Climacus says that “the humble
man always despises his individual will as an error, and, making his petitions to
the Lord in unswerving faith, learns what he should do . . . such a worker does and
thinks and speaks everything in accordance with God, and never trusts him-
self.”118 Positing explicitly and unflinchingly what was implied in Desert literature,
Climacus claims that the choice of God’s will or the individual’s is absolutely
exclusive: one can only sail under one wind. Obedience, then, must always be to
God, but mediated, whether through a human master—a Moses as Climacus says
in the first rung, who can mediate between God and men—or to one’s own con-
science, trained through years of obedience to that Moses.119 In Climacus’ formu-
lation, obedience describes the entirety of the ascetic life. There is no point at
which the monk can choose not to obey. Indeed, he no longer chooses at all.
Obedience, then, even unto death,120 becomes the scope and limit of the ascetic
life. Thus, like the Gazan Fathers before him, Climacus sees physical death as a
necessary but indifferent limit of obedience.
Obedience, because it describes a mode and scope of existence, also presents
the sort of freedom toward the world that Antony found and for which the Des-
ert Fathers longed—but that seemed so often out of reach. The desires, beliefs,
relationships, and judgments that were formerly the monk’s own property have
been lost to the will of a master, with submission to insults and lowliness until
the monk no longer even notices these conditions. He no longer has any famil-
ial or societal ties to the world, and he no longer has a will with which to sin. He
is unbound by the world, and so he is free toward it. When Climacus asked
some obedient old men why they lived that way, some responded that “they
gained perfect freedom from sense, and insensibility amid insults and
rebukes.”121 They no longer take notice of how they are treated or whether they
suffer good or ill. One can hear Antony telling his disciples that monks do not
seek revenge or concern themselves with honor, or Macarius inviting them to
abuse the graves. Insensibility, in this way, is freedom, and Climacus has shown
the path to that freedom: finding the harshest, roughest master one can, and
submitting constantly to abuse and insult.122 In this regard he adduces the
memory of death as an aid. He says, “Memory of death brings forth, for those
118
╇ §25 (1000B–C): for Climacus, as for Evagrius before him, the director’s authority does not
depend on his brilliance or even his good character. See §26 (1057B) and Evagrius, Eulog. 15 (PG
79: 1113A–B).
119
╇ §1 (633D–36A). 120
╇ §4 (716A); §24 (984C–D). 121
╇ §4 (688B).
122
╇ This, he says, was Saba’s advice to three would-be monks: §4 (724A–B).
The Ladder of Divine Ascent: Death Makes the Christian 213
╇ §6 (793C).
123 124
╇ §4 (688B). 125
╇ §5 (772C).
╇ See, for example, §13 (860A) and Summary after §26 (1088B): here the “limit” of death is
126
invoked as the extent to which struggle is necessary, echoing and recalling Basilian, Desert, and
Gazan ideas, discussed in Chapter 5.
214 The Role of Death in the Ladder of Divine Ascent
We will not be accused, no, indeed, we will not be accused at the soul’s departure
if we have not worked wonders, or if we have not theologized, or if we have not
become contemplatives. But we will give account to God in every possible way if
we have not mourned unceasingly.128
127
╇ On mourning in Climacus see especially Hunt (2004, 51–96).
128
╇ §7 (816D); recalling Barsanuphius’ advice: “Weep, rather, and mourn” (resp. 600 [SC 451:
810]).
129
╇ An aside is in order. When Climacus says “fire,” he generally means “desire,” and this in a
positive sense. One of his most beautiful slogans is “bringing fire to fire” to denote the increase of
godly zeal. See particularly his lovely encomium of the devout monk at §1 (644A): “Who, there-
fore, is the faithful and prudent monk, who has kept his own vigor unquenched? Who until his
death has not ceased from adding fire to fire, heat to heat, haste to haste, and desire to desire?”
Climacus repeats this almost verbatim at §27 (1100A) and, again, much the same at §27 (1105B).
See also §15 (880C). Climacus has a high regard for ἔρως, even if he believes it often put to poor
use. It is a matter of analogy, though: divine ἔρως is good, drawing people to God just as God came
to them in Christ; worldly ἔρως epitomizes an obsession with all that is false and transient—not
only will it inevitably fail, it will destroy the soul with despair. On this topic, see especially Yan-
naras (1969) and Chryssavgis (1985).
130
╇ §25 (989D): NB. This points also to Climacus’ belief in the universality of repentance,
μετάνοια μεμεριμνημένη, is also the title of §5: Περὶ μετάνοιας μεμεριμνημένης καὶ ἐναργοῦς
131
╇ §7 (813B–C). 132
╇ §27 (1113B–C).
The Ladder of Divine Ascent: Death Makes the Christian 215
133
╇ §5 (764A). 134
╇ Bitton-Ashkelony (1999, 181).
135
╇ §4 (696D). 136
╇ §7 (804A–B).
137
╇See resp. 148, 257, 461, discussed in Chapter 5; as well as Poemen on tears in Chapter 4.
216 The Role of Death in the Ladder of Divine Ascent
138
╇ B. Müller (1997, 310): the image was, in fact, already used by Clement of Alexandria (q.d.s.
42.14) and with some regularity applied to the martyr’s deaths in Christian literature.
139
╇ §7 (808A). 140
╇ §6 (793B).
The Ladder of Divine Ascent: Death Makes the Christian 217
141
╇ §4 (713B). 142
╇ §4 (713B–C).
143
╇ resp. 77. 144
╇ §4 (716B).
218 The Role of Death in the Ladder of Divine Ascent
145
╇ §1 (633B). 146
╇ See, for example, §29 (1149D).
147
╇ Bitton-Ashkelony and Kofsky (2006, 112). 148
╇ §26 (1017C).
149
╇ §23 (968D); also §3 (668B) and §25 (996C): one drives out pride by remembering the same
fact.
The Ladder of Divine Ascent: Death Makes the Christian 219
measure of the stature of the fullness of Christ (Eph 4.13),” who, being baptized
when thirty years old in visible age, fulfilled the thirtieth rung in the noetic
ladder.150
The monk who achieves love comes to the God who “is love” (quoting 1 John
4.16) through imitation of Christ. This imitation, though, makes sense only as
an awed response to the overwhelming gift given in Christ. Imitation operates
in the curious tension of divine and human in the person of Christ—thirty
years old “visibly” yet remaining the “invisible God.” In this regard, then,
Christ’s death and resurrection are both model and inimitable ground of the
ascetic life. Climacus uses this tension between imitation and awe at Christ’s
death to form the monk’s proper attitude toward his own life and death. By
doing so, Climacus effectively resolves the tensions to which language of death
gave rise in Desert literature: the hope of self-transformation and the earthy
skepticism of those who know what it means to fall come together in Climacus’
vision of monastic “death” as imitation of Christ.
Failure
First, imitation of Christ allows for failure. To remain sinless, Climacus says, is
to never see death. If a monk could be perfect he would not have to suffer death.
Climacus gets the idea by working through Romans 7.24, where Paul asks
“Who will deliver me from this body of death?” Climacus interprets this “body”
to mean “the flesh’: “mine and not mine, friend and enemy, the flesh.” He then
says that “If death, as was said above, is the flesh, whoever wholly overcomes
the flesh will not die.” Well and good, but Climacus then asks the despairing
question: “Who then is that man, who will live and not see death151 from the
defilement of his flesh? I beg that he be sought.”152 Climacus sets up a hope for
life—to completely conquer the flesh. And then he demolishes it by asking
rhetorically whether any such victor can be found.
Climacus then moves to restore hope through an imitation of Christ. Clima-
cus asks, “Who is greater—the one dying and rising, or the one never dying at
all? On the one hand, blessing the latter, one is wrong, for Christ, dying, rose.
On the other hand, [blessing] the former, one is constrained to believe there is
no rejection for those dying, or, rather, lapsing.”153 Part of imitating Christ,
paradoxically, is “lapsing”—failing, sinning. Of course, for Christ, death did
not represent a lapse, which is why Climacus has to say “or, rather, lapsing.” The
experience of death and resurrection provides an appropriate symbolic frame-
work for Climacus to expound the hope that survives failure. If death was the
150
╇ Concluding Summary (1161A).
151
╇ Perhaps referring to Enoch (Gen 5.25 LXX and Heb 11.5). But Enochs are few and far
between.
152
╇ §15 (885D–88A). 153
╇ §15 (888A).
220 The Role of Death in the Ladder of Divine Ascent
end, then there would be no hope; but one can, like Christ, rise again. Resurrec-
tion does not, however, imply leniency in God—a point which Climacus is
careful to make immediately after. Claims of leniency, he says, originate with
“the man-hating enemy of fornication,” about which Climacus is speaking in
the present context. The imitation of Christ, while providing a framework of
Christian progress that can incorporate failure, does not dismiss failure as
unimportant or in any way acceptable. We are, instead, back among the peni-
tents. Ever conscious of failure, ever terrified, yet hopeful, they engage in the
memory and practice of death par excellence—and, if we take Climacus ser-
iously here, they actually imitate Christ by their penitence, which draws their
deaths toward resurrection.
Tension
Second, Climacus uses Christ’s example to explain how the monk should prop-
erly fear but not despair about death. Climacus says that “While “fear of death”
(Ps 54.5) is a property of nature which attached from transgression, terror at
death is a sure sign of unrepented errors.” The “disobedience” here likely refers
to the human condition following Adam’s disobedience, rather than a specific
act. We saw in Chapter 3 that Athanasius, for example, saw “fear of death” as
being a result of humanity’s servitude to sin, while Desert and Gazan Fathers
tended to see fear as healthy, provided that it referred not to a loss of physical
pleasure, but to the limited time available for repentance, and the fact of God’s
judgment. Climacus, however, moves in a different direction, drawing the line
between fear and terror at death in terms of Christ’s own attitude. He continues,
“Christ is afraid of death, but not terrified, that he might wisely show the prop-
erties of his two natures.”154 That is, Christ certainly did not have unrepented
sins, but Climacus, a good Chalcedonian and, perhaps, a Dyothelite, affirms
that Christ in his humanity took on even the properties of human nature which
accrued as the shared inheritance of Adamic disobedience. Christ thus pro-
vides the example for the ascetic’s attitude toward death. The monk can, Clima-
cus suggests, approach death like Christ did, so long as he lives in repentance
and obedience. Recall Climacus’ belief about confession as wiping away past
sins, and his emphasis on repentance—the monk, even though he fails, can
have hope in Christ and so not despair in his own approach to death. The ten-
sion we have seen in the memory of death—between hope and fear—is, then,
also an imitation of Christ’s human response to death.
Climacus also uses Christology to explain how memory of death functions
among higher virtues. We must recall what was shown in Chapter 1, that Clima-
cus imagines progress within rather than through virtues—they are gathered
154
╇ §6 (793C).
The Ladder of Divine Ascent: Death Makes the Christian 221
together and united in the monk. The “diptych” structure of the Ladder lends
particular poignancy to what Climacus says in the twenty-eighth rung: “Some
say that prayer is better than memory of one’s departure; but I hymn two natures
of one person.”155 As in Christ, humanity and divinity held firmly together, so in
the monk the memory of death is operative and necessary even as he ascends to
the activity of prayer. It is intriguing to hold this dogmatic statement of Christ’s
two natures together with the one from rung six. They are, I might note, the only
such references Climacus makes. The monk in prayer is united with God. Nev-
ertheless, remaining human, he is still susceptible to temptation, just as Christ
was. This duality hearkens back to the iconicity of the world in the monk’s mem-
ory of judgment—sensible and spiritual held together. The monk lives between
two worlds or, rather, within two worlds. He lives as an eternally composite crea-
ture who may strive for union with God in prayer but remains always human,
mortal, an imitator however imperfect of the perfect God-man, Christ.
Unity
Finally, the imitation of Christ in “death” provides the unity of the ascetic life
that not only defines the monk’s longed-for identity, but confers on him crucial
stability as he progresses in God—the more he is united with God, the more he
is truly human, and the result is a simple, albeit composite, creature, a unity
rather than a duality. This person whom Climacus calls childlike (νήπιος), sim-
ple (ἁπλοῦν), and single (ἕν),156 is a Christian. Or, rather, every true Christian—
imitating Christ in every aspect of his existence—is “simple.” This creature lives
in contradistinction to the evil person, who, Climacus says, lives a double life.
He says, “Just as the wicked man is twofold—one thing publicly, another pri-
vately (see Luke 12.3), so the simple man is not twofold, but a single thing.”157
The simple are always the same, never having to hide their character. But the
wicked are deceitful, cunning, hiding behind a mask of apparent virtue. If one
could see behind the mask, though, one would find creatures like the Devil.
They appear human, but are become demons.158 The curious thing about the
demons, Climacus says, is that, while angels obey God, the Devil can do only his
individual will.159 Every being (apart from God) is “bound” in some way. This is,
of course, the now-familiar problem of the “fractured will,” raised so pointedly
in Desert and Gazan literature. Climacus has taken up the tradition in making
obedience the means of death—it is in obedience that the monk “cuts
155
╇ §28 (1137A).
156
╇ See, for example, §24 (984C); §26 (1057A); §28 (1129D), etc.
157
╇ §4 (688B–C); so also §22 (949C): “The vainglorious monk is a faithful idolater, showing
piety to God in appearance, but desiring to please not God, but men.” See resp. 846 (SC 468: 328),
which pits “ἄπλοτης” against “διψύχια.”
158
╇ See, for example, §8 (832A). 159
╇ §4 (717D–20A).
222 The Role of Death in the Ladder of Divine Ascent
off ” his individual will. Obedience, since it frees the monk from bondage to his
individual will so that he can obey God instead, makes a person “simple,” even
“foolish,” but that foolishness and child like simplicity expresses the openness to
God’s will whose cultivation looks like death. So, the simple man, the dead man,
since he is not a demon, is instead an angel—like the obedient old men Clima-
cus saw in Alexandria, a sight “fearful yet befitting angels.”160 Yet, to become an
embodied angel, the monk must make his way through repentance. He will
inevitably fail in obedience either to his spiritual father or to the commands of
God. And so he must have recourse to the uncertainty that memory of death
and judgment provide, as well as the activity of repentance expressed best
through tears. The unity of natures in Christ, which Climacuse makes the unity
of practices and virtues, calling particular attention to the monk’s engagement
with death, describes and delimits the unity of the monk’s Christian self. It is a
composed unity, body and soul bound together, mortal and immortal, capable
of unceasing and eternal progress in love, which Climacus calls “rest of angels,
progress of the ages.”161
160
╇ On Climacus’ elaboration of the “angelic life”—another trope common in ascetic literature,
which, like death scenes, he subverts and develops in new ways, see Zecher (2013).
161
╇ §30 (1160A).
162
╇ See §4 (724C–D), following Mark the Monk, Operibus 20 (SC 445: 136).
The Ladder of Divine Ascent: Death Makes the Christian 223
the ascetic’s model—though Christ did not sin, he did suffer the consequence
of sin: death and even a healthy fear of death. So, just as Christ labored in the
fallen human condition, so fallen humans can labor to be like Christ. It would
be no exaggeration to say that, for Climacus, death bounds and defines pro-
gress in becoming like Christ, even as the “death and resurrection” of repent-
ance expresses the existential condition of humanity in light of God’s mercy.
Death is, therefore, the ontological precondition for progress, its memory the
impetus to progress, and its practice the principle of progress. Thus, the mem-
ory of death frames the possibility of Christian identity; the metaphor of death
shapes that identity as a way of life; and both refer ultimately to Christ, whose
life the monk receives in death.
Conclusion: John Climacus’ Achievement
Die now, die now, in this Love die; when you have died in
this Love, you will all receive new life.
Die now, die now, and do not fear this death, for you will
come forth from this earth and seize the heavens. . .
Rumi, Ode 636, trans. A. J. Arberry
Climacus took up the various threads of “death” in ascetic literature and wove
of them a brilliant tapestry, stitching together an image of Christ out of the quo-
tidian grind, the frequent failures, and the introspective struggle of ascetic life.
For him, as for those before him, death is event, limit, metaphor, and tool. Yet
only in the Ladder is it so holistically deployed as the organizing logic and sym-
bolic meaning of the ascetic life. Every point is visible somewhere in the litera-
ture surveyed, but it was Climacus’ great genius to cling tenaciously to all
points, even those that appeared in conflict. For Climacus, the ascetic life
means progress, in repentance, obedience, and the cultivation of a Christ-like
identity. Progress is made possible by the iconic temporality within which the
monk finds himself, and which he engages through contemplation of mortality
and judgment. Thinking of what the future certainly holds—judgment and
eternal destiny—at every moment the monk sees the world in light of its eternal
significance. Memory of mortality, however, keeps him looking forward to an
as-yet unsettled future, urging him on in obedient renunciation. Yet he looks
back to his failures in obedience and love, and so he mourns in retrospect,
repenting so as to move forward once more. Each bite he takes, every drop he
drinks, every task he performs, no matter how mundane, remind him of the
judgment to come at death, and the eternal destiny to which it will consign
him. In this he finds his spur to further renunciation as well as in mourning and
repentance, the content of his labors. Thus, progress is movement forward and
upward within the bounds of death toward love conditioned always by hope and
fear. This threefold engagement with time thus performs the balancing of fear
and hope whose necessity Desert and Gazan Fathers clearly saw.
Conclusion: John Climacus’ Achievement 225
I have cataloged the salient work and contributions of biblical authors and phil-
osophical schools, Athanasius’ Life of Antony, Desert literature, and the Gazan
226 The Role of Death in the Ladder of Divine Ascent
Fathers, in sufficient detail in the central four chapters of this study. Though I
have ended with Climacus, I would emphasize once more that their work is
important and ought to be appreciated as so many unique voices proclaiming
the life of ascetic spirituality. Through their engagement with each other, tradi-
tion began to take shape—a trajectory of thought emerged, in which death held
an increasingly important place for the Christian ascetic. It is in this vast liter-
ary conversation that Climacus sets himself, as though at one of Cassian’s con-
ferences, adding his voice to those of the “discerning Fathers.”
Climacus, however, achieves something in his conception of ascetic life as
“living death” that previous tradition did not anticipate. He effectively recon-
ciles the optimism that the language of death in the Vita Antonii and Desert
literature implied, with the earthy realism of Gaza, and through his emphasis
on obedience and repentance, builds into the practice of death an allowance for
the faults that bring a monk under judgment in the first place. Climacus is fully
aware that renunciation and withdrawal are difficult and that one falls unex-
pectedly, but his conception of the monk’s engagement with death and judg-
ment actually allows the monk to dwell in uncertainty. More than this, though,
Climacus draws all together in terms of a Christ-like identity characterized by
death. The language of “living death” finds in the Ladder its fullest expression
as a principle of ascetic life that not only expresses the hopes and ideals of ascet-
ic identity, but allows for and even incorporates the ways in which life fails to
live up to expectations. Climacus does not attempt to smooth out the rough
edges of ascetic spirituality. He probably did not have in mind any kind of con-
scious “synthesis.” Rather, his was a genius that saw in what he inherited all that
he needed in order to express what he found through experience.
What did Climacus achieve? What was his contribution to spirituality, his
legacy for Byzantine theologians, scholars, monks, and laypersons? It was, this
study has demonstrated, no less than a profound and radically original vision
of Christian identity that is new precisely by being traditional. Various authors
would use his work for various ends—drawing here and there, picking out ref-
erences that particularly suited their own purposes. And yet Climacus’ monu-
mental achievement stands apart from the more limited usage to which later
generations would put it, just as the traditional materials so important to Cli-
macus remain alongside it. Climacus offers not simply a theory of asceticism,
but a vision of the Christian life whose practiced reading in monasteries and
churches has, throughout twelve centuries that separate his lifetime from our
own, inspired and directed generations of Christians.
Of course, Climacus would say, first, that he was following tradition. As this
study has shown, his self-assessment would be absolutely accurate: he takes up
all that was left to him by centuries of monastic writers, and, treating it as trad-
ition, puts it together with his own experience. However, therein lies his crea-
tivity. When the threads are woven together, a new picture emerges. Climacus
would also say that he simply described what is possible in response to and in
Conclusion: John Climacus’ Achievement 227
imitation of Christ as the person in whom divine and human natures unite. The
Son’s place in the Trinity, his Incarnation, and his eschatological judgment cre-
ate a tensed space—a tomb and forecourt of heaven—within which the ascetic’s
identity takes shape. Christ’s death and resurrection create an unpayable debt,
but it is not payment that interests Climacus. It is acceptance. For Climacus, to
imitate Christ is to surrender oneself to him. It is to accept that he alone shows
a properly human life, and it is to attempt, with his help, to live his life rather
than one’s own. Climacus takes up the dogmatic, the ascetic, the spiritual trad-
ition of his forebears and, crafting his vision in words not his own, teaches his
reader that to die is, ultimately, to allow Christ to live within oneself.
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