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Lid Well 1987
Lid Well 1987
58,4-13, 1987
To determine the value of ultraclean air in operating rooms, 8,052 oper- Owen M. Lidwell
ations for total hip- or knee-joint replacement were followed up for 1-4 Reginald A. Elson'
years. For operations done in Ultraclean air, bacterial contamination of Edward J. L. Lowbury2
the wound, deep joint sepsis, and major wound sepsis were substantially william Whyte3
less than for operations done in conventionally ventilated rooms. Sepsis
Robert Blowers4
was also less frequent when prophylactic antibiotics had been given. The
two precautions acted independently 80 that the incidence of sepsis after
Susan J. Stanley5
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operation in ultraclean air and with antibiotics was much less than that Derek Lowe5
when either was used alone. Wound sepsis was associated with an en-
hanced risk of joint sepsis. Staphylococcus aureus was the commonest
joint pathogen, but infections with other organisms, often considered to be
of low pathogenicity, were almost as numerous. Most S. aureus infections
were traced to sources in the operating room.
This paper summarizes seven papers on the (Petty et al. 1985). Ultraclean-air techniques
Medical Research Council's prospective trial of to minimize contamination were developed by
ultraclean operating-room air for the control of Charnley (1964a, 1979, 1980). He specified a
infection during joint-replacement operations rapid downflow of filtered air over the oper-
(Lowbury & Lidwell 1978, Lidwell et al. 1982, ating area and containment of bacteria from
1983a, 1983b, 1984,1985, Whyte et al. 1983b) the surgical team by exhaust-ventilated whole-
which give more detail of the methods and body suits. His results, showing reduction in
more justification for the conclusions that are the incidence of joint sepsis from more than 10
reviewed here. per cent to less than 1per cent during 1959-70
Operations for joint replacement call for ex- (Charnley 1964b, 1979, Charnley & Eftekhar
ceptional aseptic measures to counter the en- 19691, appeared to support his claims for the
hanced risks of bacterial contamination of the value of the system, but other improvements in
wound from the large exposure during the op- technique might have contributed to the re-
eration, and the influence of a massive implant sults (Charnley 1972). Charnley did not use
(Charnley 1964a1, especially when cemented prophylactic antibiotics in the belief, widely
held in the 1960s, that they might increase the
incidence of sepsis (Committee on Trauma
Central Public Health Laboratory, Colindale, 1964). However, other groups used them sys-
London and Harvard Hospital, Salisbury, 'Northern
temically (Fitzgerald et al. 1977) and as an ad-
General Hospital, Sheflield, 'MRC Burns Research
Unit and University of Aston, Birmingham, 3Build-
dition to the cement (Bucholtzet al. 1979) and,
ing Services Research Unit, University of Glasgow, working in conventionally ventilated operating
'Division of Hospital Infection, MRC Clinical Re- rooms, claimed sepsis rates as low as those re-
search Centre, Harrow, and 'MRC Biostatistics ported by Charnley. There was, therefore, in
Unit, Cambridge, U.K. the early 1970s, no consensus on the value of
Sepsis after joint replacement 5
ultraclean air nor on the prophylactic use of 8,052 complied with the protocol. Of these, 6,782
antibiotics. But a deep joint sepsis rate of more were hip-joint and 1,270 were knee-joint operations.
than 1 per cent wa8 unacceptable because of A selected group of patients was followed up until the
end of 1984, a maximum time of 10 years (Lidwell et
the serious consequences for the patient and
al. 1985).
the high cost of treating a septic joint (Howorth
1984). After discussions between the Depart-
ment of Health & Social Security and the Me- Clinical and bacteriological records
dical Research Council in 1973, a prospective At each hospital a research nurse entered, on stan-
controlled trial was set up. dardized forms, details of each patient diagnosis, op-
eration, and subsequent inpatient and outpatient
history. At 14 of the hospitals the exposed tissues
Patients and methods were examined bacteriologically, after insertion of
the prosthesis, by a washout technique (Lidwell et al.
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It was decided that the trial should, at least, be able 1983b3. At 13 of these hospitals, nose swabs were
to demonstrate a reduction in the sepsis rate from 2 taken, a t or about the time of operation, from the pa-
per cent to 1per cent. To have a 90 per cent chance of tient and operating-room staff; strains of Staphyto-
doing this at the 95 per cent level of significance for coccus aureus isolated from them were compared, by
comparisons between conventional and ultraclean- phage typing, with strains later isolated from septic
air operating rooms where (a) the staff wore conven- wounds or joints (Lidwell et al. 1983a. 1984).
tional clothing or (b) the staff wore body-exhaust Postoperative wound sepsis, without involvement
suits or plastic patient-isolators (Trexler 1973) were of the joint, was recorded as major, minor, or "pos-
used, about 7,500 operations would have to be moni- sible," according to the clinical picture. The form also
tored. To do this in a reasonable time, a multi-hospi- provided for recording specified clinical signs during
tal trial was necessary (Lowbury & Lidwell 1978,
For personal use only.
accounted for much of the variation between ommendations have been made for standards
the results from ultraclean-air rooms with of air contamination and methods of testing to
similar ventilation systems. Blowers (1963) ensure that they are attained (Whyte et al.
has pointed out the extent to which operating- 198313).
room practice and discipline can contribute to
reduction of airborne contamination.
Wound contamination during operation
The isolation of bacteria from the wounds by
washout differed considerably between hospi-
For personal use only.
1
was confirmed in 86 patients. Another 41 pa- VENT IL AT I O N
1 5
the prosthesis had been inserted in ultraclean
air. In strictly randomized comparisons (Lid- 0 I
well et al. 1982), the overall incidence ratio, 50 100 200 LO 0
AIR CONTAMINATION / m a
control:ultraclean, was 2.6:l (with a confidence
range of 1.64.2 per cent). The ratio was mark- Figure 2. The incidence of confirmed joint sepsis, computed for
edly greater (4.5:l) when air contamination operations without antibiotic prophylaxis, in the six groups of
was minimized by the wearing of a patient iso- hospitals into which the data were divided according to the
level of air contamination. The incidence for operations with
lator than when conventional clothing was antibiotics will be about a quarter of these values. Each group
worn in ultraclean air, the ratio then being includes data from 6-9 hospitals. The vertical lines divide the
For personal use only.
Table I. Number of reoperations (per cent) in relation to operating-room ventilation and joint sepsis. (Lidwell el al. 1982).
~~
Table 2. Joint sepsis in relation to combined use of uNraclean air and prophylactic antibiotics. (Lidwell et a/. 1984).
hospitals together; but a t these five hospitals, (Lidwell et al. 1983a). The very low incidence
the patients given antibiotics were probably of joint sepsis, 1 case after 1,584 operations
chosen because they were considered to be when prophylactic antibiotics, ultraclean air,
more a t risk of contracting infection. If this and body-exhaust suits were all used, is very
was so, the apparent benefit from antibiotics striking.
would be less than for all the hospitals to- Bacterial contamination of the wound at op-
gether. A fully randomized study in France has eration in relation to joint sepsis. Wound-wash-
compared placebo with cefazolin in hip-replace- out counts and joint sepsis were less for oper-
For personal use only.
ment operations and recorded a sepsis inci- ations done in ultraclean air than for those
dence ratio of 3.51 in favor of antibiotics (Hill done in the control rooms. Regression analysis
et al. 1981), very similar to the value from our showed that lower rates ofjoint sepsis were ex-
study. perienced by patients from whose tissues the
Table 2 shows not only that ultraclean air washout during operation had yielded fewer
and prophylactic antibiotics substantially re- bacteria.
duced the incidence ofjoint sepsis, but also that Bacterial species found in septic joints. Of
they acted independently and combined in a the instances of sepsis, 31 per cent were asso-
multiplicative fashion. The observed rates ciated with S. aureus. There was a similar pro-
were almost exactly those that can be calcu- portion with common skin commensals, such
lated on the assumption that, compared with as S. epidermidis or Propionibacterium (Kam-
the control conditions, the use of ultraclean air me & Lindberg 1981, Whyte et al. 19811, often
halved the sepsis rate, the use of body-exhaust considered harmless; failure to isolate or report
suits or a plastic patient-isolator approxi- these may have been responsible for the "ster-
mately halved it again (together to 1/45), and ile sepsis" reported in much early work. Intes-
that prophylactic antibiotics further reduced it tinal species were found in 15 per cent of septic
to a quarter of that without their use (Lidwell joints and 21 per cent yielded no growth.
et al. 1984). S. aureus from 14 of the septic joints could be
As would be expected, benzyl and other pen- compared by phage typing with strains from ,
icillins inactive against intestinal-type organ- the operating-room staff. A possible source of
isms had no effect on infection with these spe- infection was traced for 12 of them (Table 3).
cies, but these were controlled by ampicillin, From 19 patients who later developed joint
gentamicin, or the cephalosporins. There were sepsis due to S. aureus, a wound washout was
nine infections with organisms of this type obtained during the operation, but the organ-
among 2,655 patients receiving cloxacillin or ism was isolated from only 4 of them, though it
flucloxacillin alone, whereas there were no in- probably entered the wound a that time. It
fections among 2,528 patients who had re- therefore seems that the washout technique
ceived systemic ampicillin + flucloxacillin or a was only 20-25 per cent effective in detecting
cephalosporin, or gentamicin in the cement bacteria in the wound, similar to the 24 per
Sepsis after joint replacement 9
Table 3. Possible sources of infection with Staphylococcus au- most of the “suspected“ cases were, indeed, sep-
reus indicated by phage-/ype similari/y affef operation at which tic.
nose swabs had been obtained from patient and star. (lidwell
el a/. 1983a, 1984). The follow-up in the main study was rela-
tively short, a median of about 2.5 years. Most
Number of S. aureus isolations from
Possible source
of the patients with “suspected sepsis (72 of
Wound not followed Septic joint 85) were therefore studied for a longer period,
by joint sepsis (14 operations) together with 97 matched controls (Lidwell et
(103 operations)
al. 1985).This extended follow-up was for up to
In operating room 10 years from the date of operation with a me-
Surgeon +-
9 112’ 2
dian of about 7 years. Of the patients with
Other staff 12 + 112. 0
Patient 20 2 “suspected sepsis,” 19 (26 per cent) had a reop-
None found 53 2 eration during the extended follow-up and 11
~ _ _ _ _ ~ ~
of them were confirmed as septic; 16 more had
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cent for operations in conventionally venti- sepsis that manifested itself over 7 years had
lated rooms, but only 1.3 per cent in ultraclean been observed during the main follow-up
air. If S. aureus was isolated from only 20-25 period of about 2.5 years. The failure rate,
per cent of the wounds actually contaminated without apparent sepsis, was about 5 per cent
by it, the isolation rate of 2 per cent in wash- at the end of 7 years (Lidwell e t al. 1985).
outs in conventionally ventilated rooms would
correspond to actual contamination of 8-10 per
cent. The incidence of S. aureus joint sepsis af- Postoperative wound (not joint) sepsis
ter operations in these rooms was 1.4 per cent Major and minor wound sepsis, as assessed
(16/1,161), or about 1 in 6 of those probably clinically by the surgeon, could not be clearly
contaminated at the time (Lidwell e t al. differentiated from each other in terms of ob-
1983a). Additional instances of sepsis recorded jective signs. For major sepsis, the proportion
during extended follow-up (Lidwell et al. 1985) of wounds associated with sinus, hematoma,
suggest, however, that the ultimate proportion abscess, or discharge of pus was higher, and
may be around 1in 3. Although sepsis due to S. pathogenic bacteria were more often isolated,
aureus usually manifests itself earlier than but there was much overlap between the two
that due to some other species, late staphylo- grades. However, the effect of operating in ul-
coccal sepsis does occur. traclean air, the apparent sources of S. aureus
and the risk of subsequent joint sepsis were
very different for the two groups.
Suspected joint sepsis The incidence of major wound sepsis was less
The incidence of “suspected”joint sepsis for op- after operation in ultraclean air than in the
erations done in ultraclean air was lower than control rooms, and the reduction was similar to
that for operations done with conventional that for joint sepsis (Lidwell et al. 1984); it was
ventilation (ratio 1:2.16). It was also less when also less when prophylactic antibiotics were
prophylactic antibiotics had been given (ratio used (Table 4). In contrast, minor wound sepsis
1:2.33) (Lidwell et al. 1984). The similarity of was only slightly reduced by these factors.
these ratios to those for confirmed joint sepsis Confirmed wound sepsis was closely related
(1:2.6 and 1:4.0) given above suggests that to the risk of subsequent joint sepsis,. The
10 Lidwell et al.
Table 4. Incidence of postoperative wound (not joint) sepsis in followed by joint sepsis, but from which S. au-
relation to operating-roomventilation. (Lidwell et a/. 1984). reus was isolated from a postoperative wound
Antibiotic Grade of Wound sepsis (per cent) after swab, it was possible to compare the phage
prophylaxis sepsis operation in room with types of the isolates with those from the noses
Conventional Ultraclean
of patients and staff present at the initial oper-
ventilation air ation. Unlike the strains from septic joints, less
than 50 per cent of those from the wounds were
None Major 2.3 0.7
Minor 5.1 5.2 of phage type similar to that from any of the
Given Major 0.6 0.45 nasal carriers; and in more than half of these,
Minor 3.7 2.9 the patient appeared to be the source (Table 3).
All operations Major 1.1 0.5
Minor 4.1 3.5 These differences between the sources of su-
perficial and of deep joint sepsis suggest differ-
ent mechanisms of infection, most of the super-
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usually genuine sepsis. However, nearly two nor corresponds to a significant difference in
thirds of confirmed (and 70 per cent of sus- origin and prognosis.
pected) joint sepsis were not preceded by
wound sepsis or any suspicion of it.
When S. aureus wound sepsis was followed Effect of type of joint disease
by joint sepsis, it was nearly always with the There were moderate, but statistically insig-
same species and phage type, i.e., probably the nificant, differences in the rates of sepsis be-
same organism, in 11 out of 12 cases for which tween patients with rheumatoid arthritis and
data were available. Intestinal species were those with osteoarthrosis. There were, how-
isolated from four septic joints that followed ever, proportionately more instances of major
wound sepsis; in three of these the same spe- wound sepsis in the rheumatoid group,
cies was isolated from the wound and the joint. 21/1,169 (1.53 per cent) compared with
For about half of the wounds that were not 4316683 (0.64per cent) for the osteoarthrosis
group - a simple uncorrected ratio of 2.38:l;for
confirmed joint sepsis, the proportions were
Table 5. Association of wound sepsis with later joint sepsis' 20/1,369(1.46per cent) and 6616,683(0.99per
Number (per cent) of patients with
cent), respectively, an uncorrected ratio of
indicated association 1.48:1.Because there were strong associations
between a diagnosis of rheumatoid arthritis,
Grade of wound Not reoperated Reoperated
sepsis (No. of but "suspected" and confirmed the use of antibiotics, and an operation on the
operations) joint sepsis joint sepsis knee, these simple ratios were recalculated to
introduce stadardization for use of antibiotics,
Healed normally 60 ( 0.8) 51 ( 0.7)
(7.423) the joint operated on, and whether reoperation
"Possible" 7 ( 2.6) 8 ( 3.1) had been in ultraclean air. This reduced them
(257) to 2.11:1for major wound sepsis and to 1.28:l
Minor 9 ( 2.9) 8 ( 2.6)
(308) for joint sepsis, neither being significant at the
Major 9 (14.1) 19 (29.7) 0.05 level. The last ratio is considerably less
(64)
than the 4.7:lreported by Charnley (1979)and
' Lidwell et al. 1984 4.2:l reported by Fitzgerald et al. (19771,but
Sepsis after joint replacement 11
other authors have reported no evidence of a Among other factors that showed no conela-
greater risk associated with rheumatoid ar- tion with sepsis were the use of adhesive
thritis (Lidgren 1973, Poss et al. 1976).The as- drapes, wound irrigation, type of incision, and
sessment of risk for this minority group is duration of operation.
necessarily imprecise and all the data quoted,
including those from our study, are consistent
with an increased risk ratio of sepsis for the Cost and benefit
rheumatoid patient of about 2:l (Lidwell et al. Whereas pain and disability cannot readily be
1984). equated with monetary values, it is reasonable
to compare the cost of measures to prevent in-
fection with that of dealing with joint sepsis
Other preoperative or operative when it occurs. The costs for prophylactic anti-
procedures biotics and for ultraclean-air systems have
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Many factors were examined by the multire- been so calculated and expressed as cost per
gression analysis. It revealed no significant in- septic joint prevented (Lidwell 1984).
crease in the risk of infection for patients who Although the use of prophylactic antibiotics
had had previous surgery on the joint. This dif- gives the greatest return for money expended,
fers from the experience of Charnley (19791, comparison with the direct cost of dealing with
Bucholtz et al. (19791, and Stuhmer (1976) , a septicjoint (Howorth 1984)shows that imple-
but the numbers were small and the types of menting any or all of the effective precautions
operation not necessarily comparable. discussed in this paper is substantially less
Because three fourths of the patients who costly to the health service than dealing with
For personal use only.
had received steroids suffered from rheuma- the joint sepsis avoided by so doing. This may
toid arthritis, it was not possible to evaluate sometimes be more realistically expressed as
the effect of steroids independently of this di- “opportunity cost,” that is, “the benefits fore-
agnosis. gone by not using the resources in their next
Suspected joint sepsis was reported more fre- best usen (Cohen 1984), for example, carrying
quently after trochanteric osteotomy than out more primary operations.
when this procedure was omitted. However,
both were closely associated with abnormal
pain. This may have led to the diagnosis, but
the pain had been due to mechanical causes, Acknowledgements
particularly the attachment wiring, rather
than to infection. We thank the many patients, surgeons, nurses, and
microbiologists who participated in this study, and
Anticoagulants were administered to only
the Department of Health & Social Security and the
901 patients, and we could not draw conclu- Medical Research Council for financing the British
sions on their association with sepsis. part of the study.
Antibiotic-loaded cement was used in only The hospitals that contributed to the data pre-
two hospitals and the effects were therefore sented here and in the earlier papers were Aberdeen
confounded by interhospital differences. Its ef- Royal Infirmary; Academic Hospital, Uppsala; Beth-
fect on the incidence of sepsis was not detec- nal Green Hospital, London; Chester City Hospital;
tably different from that of systemic antibiotic Gartnavel General Hospital, Glasgow; Harlow Wood
prophylaxis. Among these patients, there was Orthopaedic Hospital, Nottingham; Huddinge Hospi-
a higher-than-average incidence of reoperation tal, Stockholm; The London Hospital; Malmo Gen-
not associated with sepsis, and of postoperative eral Hospital; Northern General Hospital, Sheffield;
Northwick Park Hospital, Harrow; The Nufield Or-
pain. Conversely, the use of CMW cement,
thopaedic Centre, Oxford; The Royal Orthopaedic
without antibiotic loading, appeared to be asso- Hospital, Birmingham; The Royal Postgraduate Me-
ciated with a lower incidence of major wound dical School, London; The Robert Jones and Agnes
sepsis than when other cements, also without Hunt Orthopaedic Hospital, Oswestry; St Thomas’
incorporated antibiotic, were used. All of these Hospital, London; Stracathro Hospital, Brechin; The
differences are of very doubtful significance. University Hospital, Lund.
12 Lidwell et al.
enclosure. Br. J . Surg. 51, 195-202. Lidwell, 0.M., Lowbury, E. J. L., Whyte, W., Blow-
Charnley, J. (1964b)A clean-air operating enclosure. ers, R., Stanley, S. J. & Lowe, D. (1982)Effect of
Br. J . Surg. 51,202-205. ultraclean air in operating rooms on deep sepsis in
Charnley, J. (1972)Post-operative infection after to- the joint after total hip or knee replacement a
tal hip replacement with special reference to con- randomised study. Br. Med. J . 285, 10-14.
tamination in the operating room. Internal pub- Lidwell, 0.M., Lowbury, E. J . L., Whyte, W., Blow-
lication no. 38,Centre for Hip Surgery, Wrighting- ers, R., Stanley, S. J. & Lowe, D. (1983a)Bacteria
ton Hospital, Wigan, Lancs., UK. isolated from deep joint sepsis after operation for
Charnley, J. (1979)Low friction arthroplasty of the total hip or knee replacement and the sources of
hip: theory and practice, pp. 152-183. Springer- infections with Staphylococcus aureus J . Hosp. Zn-
For personal use only.
throplasty in patients with rheumatoid arthritis. ity from faulty orthopaedic implants. J . Hosp. Zn-
J . Bone Joint Surg. =-A, 1130-1133. fect. 2, 219-230.
Stuhmer, G. (1976) Loosening of prostheses. In: To- Whyte, W. Hodgson, R. & Tinkler, J. (1982) The im-
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tal hip prostheses (Eds. Geschwend, N. & Deb- portance of airborne bacterial contamination of
nenner, H. V.)Huber, Berne. wounds. J . Hosp. Infect. 3, 123-135.
Surin, V. V., Sundholm, K. & BBckman, L. (1983) In- Whyte, W., Bailey, P. V., Hamblen, D. L., Fisher, W.
fection after total hip replacement. With special D. & Kelly, I. G. (1983a) A bacteriological occlu-
reference to discharge from the wound. J . Bone sive clothing system for use in the operating room.
Joint Surg. 65-B, 412-418. J . Bone Joint Surg. 65-B, 502406.
Trexler, P. C. (1973) An isolator system for the main- Whyte, W., Lidwell, 0. M., Lowbury, E. J. L. & Blow-
tenance of aseptic environments. Lancet i., 91-93. ers, R. (1983b) Suggested bacteriological stan-
Whyte, W., Hodgson, R., Tinkler, J. & Graham, J. dards for air in ultraclean operating rooms. J .
(1981) The isolation of bacteria of low pathogenic- Hosp. Infect. 4 , 133-139.
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For personal use only.