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J Spen 2021 100896
J Spen 2021 100896
PII: S1071-9091(21)00024-3
DOI: https://doi.org/10.1016/j.spen.2021.100896
Reference: YSPEN 100896
Please cite this article as: Travis Larsh MD , Steve W. Wu MD , Sudhakar Vadivelu DO ,
Gerald A. Grant MD , Jennifer A. O’Malley MD, PhD , Deep Brain Stimulation for Pediatric Dys-
tonia, Seminars in Pediatric Neurology (2021), doi: https://doi.org/10.1016/j.spen.2021.100896
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Authors: Travis Larsh, MDa; Steve W. Wu, MDb,c; Sudhakar Vadivelu, DOd; Gerald A.
Grant, MDe; and Jennifer A. O’Malley, MD, PhDf*
a
Center for Pediatric Neurology, Neurological Institute, Cleveland Clinic, Cleveland, OH,
USA
b
Division of Neurology, Cincinnati Children's Hospital Medical Center, Cincinnati, OH,
USA
c
Department of Pediatrics, University of Cincinnati, Cincinnati, OH, USA
d
Division of Neurosurgery, Cincinnati Children's Hospital Medical Center, Cincinnati,
OH, USA
e
Department of Neurosurgery, Division of Pediatric Neurosurgery, Stanford University
f
Department of Neurology, Division of Child Neurology, Stanford University School of
*
Corresponding Author: Jennifer A. O’Malley MD/PhD omalleyj@stanford.edu
Dystonia is one of the most common pediatric movement disorders and can have a pro-
found impact on the lives of children and their caregivers. Response to pharmacologic
treatment is often unsatisfactory. Deep brain stimulation (DBS) has emerged as a prom-
ising treatment option for children with medically refractory dystonia. In this review we
highlight the relevant literature related to DBS for pediatric dystonia, with emphasis on
the background, indications, prognostic factors, challenges, and future directions of pe-
diatric DBS.
Background
body distribution, temporal pattern, and associated features) and etiology (nervous sys-
neural networks incorporating signaling from a number of brain regions, including the
motor and sensory cortices, basal ganglia, cerebellum, brainstem, and spinal cord con-
ties. Pharmacologic treatment of dystonia is limited both by efficacy and side effects,
often with limited or suboptimal clinical effect and sometimes with detrimental long term
effects6, 7.
Deep brain stimulation (DBS) is a now well established treatment for a number of
movement disorders in both adults and children8–11. DBS was first introduced in 1987
and thereafter gained United States’ Food and Drug Administrator (FDA) approval for
tremor (1997) and Parkinson’s disease (2001)12, 13. In 1996, an 8 year old girl with se-
vere generalized dystonia became the first child to receive DBS 14. The globus pallidus
pars interna (GPi) was targeted bilaterally, with reported efficacy 20 years later from the
procedure15. The FDA granted a humanitarian device exemption for pharmacologic re-
sistant dystonia in children age 7 years and older in 2003. Since then, use of DBS in
Despite the long term established success of DBS in a variety of conditions, the exact
mechanisms of DBS are still not completely understood. There are likely numerous
dystonia. In dystonia, pathological low frequency (4-12 Hz) pallidal activity has been de-
scribed in local field potential (LFP) recordings and there is evidence that DBS sup-
presses this pathologic activity26. Over 20 years after the first pediatric DBS case, the
GPi remains the most commonly targeted site for pediatric dystonia and GPi stimulation
has been shown to be efficacious in both short term and long term follow-up8, 11, 27. The
subthalamic nucleus (STN) has also proven to be an efficacious target28, 29. Target se-
brain injury given wide heterogeneity of injury distribution, individualized anatomic ef-
fects, and abundant remodeling of neuronal circuitry that can occur not only immediately
post-injury but also throughout development. Recently, to address the complex issue of
ideal target selection for DBS for children with dystonia, Sanger and colleagues intro-
duced a new targeting protocol in which temporary depth electrodes are placed at mul-
tiple possible targets in the basal ganglia and thalamus and are subsequently probed for
efficacy during a one week inpatient admission19, 30. This approach significantly influ-
enced surgical target choice and led to final electrode placement in locations that would
not have otherwise been selected. This pre-implantation stimulation protocol may repre-
19, 30
sent a promising approach in target selection for acquired dystonia in children .
Patient Selection
Patient selection criteria for pediatric DBS continue to evolve31–34. Generally accepted
treatment failure, and sufficient disability to the patient or caregivers to warrant sur-
gery34. Relative exclusion criteria include: very young age (generally less than 7 years
old, although younger children may be considered on a case by case basis depending
on severity, etiology, and medical intractability), low weight, high infection risk, inability
to adequately follow-up, active suicidal ideation, and unrealistic expectations34. The eti-
based on the available evidence for a given etiology. A discussion of specific conditions
is provided later in this review. For now, we will discuss general outcomes and predic-
tive factors. In patients with a suspected genetic etiology, genetic testing can help in-
beneficial response to DBS35. Pallidal DBS appears to be most effective in patients with
dystonia tend to demonstrate greater and more consistent improvements than those
with acquired dystonia16, 36, 37. Younger patients with shorter disease duration tend to
have greater and more lasting benefit from DBS compared to older patients with more
prolonged dystonia16, 36–40. The proportion of life lived with dystonia inversely correlates
with response to GPi DBS in both primary and secondary dystonia 16. This suggests that
earlier interventions may improve DBS outcomes, reduce childhood experience of dys-
tonia, and reduce the possibility of fixed musculoskeletal deformities as a result of dys-
tonia16. Poorer outcomes are seen in patients with secondary dystonia without a period
that predictors of better outcomes included: older age at dystonia onset, idiopathic or
inherited dystonia without nervous system pathology, and truncal involvement 41. Other
factors that correlate with improvement from DBS include lower baseline severity, DYT-
TOR1A status, and lack of fixed skeletal deformity37, 39, 40, 42, 43. Therefore, referral to a
DBS center should be considered earlier in the disease course of medically refractory
dystonia, rather than as a “last ditch effort” in long standing disease with accumulated
joint contractures. Ideally, each patient considered for DBS should be evaluated with a
neurology, pediatric movement disorders specialist with experience in the use of DBS, a
adults and children, an identified adult DBS specialist to address future needs when pa-
tient is ready for transition to adult care, pediatric and adolescent psychiatry, skilled
ric DBS case undergoes pre-surgical evaluation by an institution DBS review board,
akin to a tumor board or epilepsy surgery board, consisting of pediatric and adult neu-
rologists, neurosurgeons, physical and occupational therapists, and any other providers
DBS implantation
In contrast to adults, where patients are awake for a portion of the procedure, DBS
“earlier” days of pediatric DBS, select groups used awake protocols using microelec-
trode recording (MER) to guide electrode placement that incorporated modest sedation,
13
anxiolytic agents, local anesthetic, and child life specialists . However, interventional
magnetic resonance imaging (MRI) guided DBS placement provides real time confirma-
tion of DBS placement and has demonstrated accuracy and clinical outcomes that are
MER guided placement in children44, 45. DBS surgery is typically completed via a 2-
stage approach. In Stage 1; the intracranial DBS electrodes are implanted into the pre-
determined brain target tissue typically using the above mentioned MRI-guided stereo-
tactic approach. Leads tips extending from the deeply implanted electrodes are protect-
ed with a surgical “boot” at the skull in preparation for Stage 2. In Stage 2, typically 1-4
weeks after Stage 1, a second surgery is performed to place the implantable pulse gen-
erator (IPG). The IPG combines a small supercomputer and battery, similar in size and
pacemaker.” The IPG is typically implanted in the chest beneath the skin (or sometimes
underneath the pectoral muscle for cosmetic reasons), and is positioned much like a
cardiac pacemaker. Lead tips from Stage 1 are connected to an extension piece and
subsequently anchored to the skull. The extension is then placed through a catheter
that has been tunneled behind the ear, down the neck and over the clavicle to reach the
IPG in the chest, thus completing connection between the IPG and the intracranial elec-
trodes. Later, typically about 1 month after Stage 2, the programming clinician can then
use a handheld device to communicate with the patient’s IPG to design and drive pro-
approach may seem appealing in children for obvious reasons, this has been associat-
ed with unacceptably high infection rates when compared to the now “gold standard”
Discussion:
Primary Dystonias
DYT-TOR1A
DYT-TOR1A (DYT1) is the most common hereditary dystonia and is the result of
ty) and generalizing by the early teenage years46, 47. Pharmacologic therapies
negatively correlate with disease duration and the ratio of disease duration nor-
malized to age at the time of surgery16, 40. GPi DBS has consistently found to be
from 3 months to 15 years17, 37, 48–55. Due to improvements with DBS, one center
reported 61% of patients had discontinued all dystonia related medications at last
follow-up and 91% had discontinued at least one55. There is growing evidence
that the STN may be efficacious as well, with long term reported improvements
clinical improvements tend to increase with time with DBS in DYT-TOR1A 50, 51.
DYT-THAP1
mutation, also may present as isolated dystonia, but tends to have more promi-
tients with DYT-THAP1 also tend to respond DBS, with the caveat that DBS has
provement in speech and swallowing following GPi DBS58–60. Patients with DYT-
THAP1 seem to have a clinically significant, but more modest, response to DBS
compared to DYT-TOR1A 61. However, others have reported that in comparison
low-up but similarly in long term follow-up62. Reported improvements (with follow-
up ranging from 1-7.7 years) in BFMDRS-MS range from 42.2-58% 41, 61, 63, 64.
Some have reported greater benefit in younger patients with less disease dura-
tion, while others have not found age or disease duration to be significant predic-
tive factors in DYT-THAP163, 64. The GPi was the target almost universally in re-
ports of DYT-THAP1 patients undergoing DBS; one adult patient with longstand-
ing limb dystonia and spasmodic dysphonia with initial poor response to pallidal
DBS underwent bilateral ventral lateral anterior (VLa) thalamic nucleus DBS with
DYT-SGCE
and dystonia, preferentially involving the upper body, and can frequently be re-
childhood and reports of children undergoing DBS are rare66. Patients with MDS
with and without SGCE mutations were among patients classified as “primary
ment16.
The ventral intermediate nucleus of the thalamus (VIM) and GPi have been re-
ported as targets for DBS in DYT-SGCE. DBS of either the VIM or GPi seems to
be beneficial for both myoclonus and dystonia, but GPi DBS appears to have
nus Rating Scale, UMRS) and dystonia (BFMDRS-MS) are consistently reported
as greater than 50% after DBS in DYT-SGCE37, 41, 66–71. In addition to finding
of life and social adaptation has been noted in DYT-SGCE patients after GPi
DBS72, 73.
Wang et al reported 2 patients with mutations in both TOR1A and SGCE that un-
DYT-KCTD17
year old patient that underwent GPi DBS75–77. DYT-KCTD17 may be responsible
DYT-ATP1A3
gotic twins with dystonia and paroxysmal attacks, resembling paroxysmal non-
kinesigenic dyskinesias, due to a novel ATP1A3 mutation were reported with im-
DYT-KMT2B
bility, and developmental delays. Cif et al recently published on the long term ef-
implantation was 11.5 years, and follow-up ranged from 3 months to 22 years,
tained in 5/8 and 3/8 patients after 5 years84. The greatest benefit was in trunk
and cervical dystonia, DBS significantly improved quality life, except in regards to
Others have similarly reported sustained and significant benefits after GPi DBS in
GNAO1
GNAO1 gene mutations are known to cause an epileptic encephalopathy, as well
vere hyperkinesia with dystonia, choreoathetosis, and ballism. DBS (all reports
thus far are of the GPi) has emerged as a useful and potentially lifesaving proce-
dure in these patients. Several have reported acute improvement and long term
near or complete resolution in severe hyperkinetic episodes following GPi DBS 90–
93
. DBS also appears to improve the severity of interictal dystonia and hyperkine-
brain. The most common NBIA disorder in regards to patients with DBS is panto-
long term response of PKAN to DBS is variable16, 17, 37, 97–104. The authors of a re-
in BFMDRS-MS of 45% and 16% at one year in atypical and classic PKAN, re-
and atypical type predicted better outcomes; GPi DBS improved BFMDRS-DS
significantly in atypical but not classical cases105. There have been reports of
dramatic response to GPi DBS in the setting of opisthotonus and acute dystonic
crises106, 107. The vast majority of PKAN cases have been GPi implants; the STN
may be an intriguing target given the preference for pallidal iron deposition105, 108.
(PLAN) received bilateral VIM and GPi DBS for an acute dystonic crisis, with
Lesch-Nyhan disease
tions in the HPRT1 gene. Dystonia generally seems to respond well to GPi DBS
in LND, although results are variable and reports are sparse41, 111. Self-mutilating
behaviors, which cause significant disability to patients and caregivers, has re-
that secondary self-injurious behaviors in conditions other than LND may also be
amenable to DBS114.
the GCDH gene. There are sparse reports of GA1 patients receiving GPi DBS,
with minimal improvement noted in BFMDRS motor and disability scores17, 41, 115.
Cerebral Palsy
Cerebral palsy (CP) encompasses a broad and heterogeneous patient population
owing to the heterogeneity of this patient cohort17, 18, 51, 116–118. Carefully selected
patients may have significant and durable response to GPi DBS, with younger
age possibly a positive predictive factor while higher pre-operative dystonia se-
verity and co-occurrence of spasticity are negative predictive factors for DBS re-
are not worsened by DBS although the programming clinician should be aware of
dyskinesias or other side effects which may result from overstimulation and ad-
tion, and dystonic pain noted, even in the absence of objective changes in rating
in this patient population, where ideal target selection is highly dependent on in-
Regarding other causes of pediatric secondary dystonia, such as stroke and ker-
underlying etiology, amongst reported cases, DBS has resolved over 90% of such cas-
Challenges
Complications
Precise complication rates for DBS in pediatric dystonia are unknown. The only
prospective study on complication rate in pediatric dystonia found surgical site in-
18%, including 12.3% rate of lead fracture128. Recently published data collected
by the German registry on pediatric DBS (GEPESTIM) reported the total risk of
an adverse event requiring surgical intervention was 7.9% per electrode-year, in-
cluding a 12.5% rate of wound infections and 29.2% rate of hardware related is-
sign, such as smaller, rechargeable IPGs may be helpful in reducing the risk of
surgical infection and hardware complications amongst pediatric DBS patients 13,
17, 45, 53, 128, 130, 131
. If clinical response to DBS becomes unsatisfactory in a patient
Although most DBS systems are now MR-compatible, there are limitations to the
DBS have safely received 3-T MRI 134, 135. To ensure optimum patient safety and
imaging quality, DBS vendors should be consulted regarding specific MRI guide-
Outcome Measures
The BFMDRS and Barry-Albright Dystonia (BAD) scale are the most common
tools used to assess the effect of DBS in children with dystonia. Despite their
capture the full effect of DBS (or other interventions) on children and their fami-
The limitations associated with these commonly used dystonia scales highlight
the difficulty in accurately describing and measuring improvement post DBS for
children with complex movement disorders. The nature and severity of disability
is multifactorial and unique to each child, stressing the need for individualized
consideration for pre- versus post- DBS clinical improvement and may be a use-
ful tool for quantification of post-DBS improvement in the future. Other scales
To best identify patients who may benefit from DBS, the development of sensi-
tive, disease specific measurements that adequately assess the impact of DBS
Early referral for evaluation for pediatric DBS is integral in producing the best outcomes
for patients. The number of centers performing pediatric DBS continues to grow. If a re-
ferring provider is unsure of where to refer their patient for evaluation, local pediatric
(www.pedidbs.org)139. In addition to DBS, children with cerebral palsy may benefit from
Programming techniques
There are no evidence based guidelines available to guide pediatric DBS programming
these individuals gain exposure to a number of clinical practices and a wide variety of
patients. Patience is particularly key when programming DBS in children; clinical benefit
may be slow to reveal. For example, while phasic dystonic movements may be relieved
several months140, 141. Higher voltages are often needed for dystonia compared to other
systems being preferable. High frequency (typically 130-160 Hz) stimulation is most
commonly used, but lower frequencies (60 Hz) have been reported as similar in efficacy
and are helpful in prolonging battery life and sometimes minimizing side effects of over-
stimulation142–145. Narrow pulse widths may be similar in efficacy to wider pulse widths
depending on electrode placement and the specific target142, 144, 145. It is important to
Finally, given the continued growth and development of children compared to adults,
Properly identifying which patients will benefit from DBS continues to be a key issue
moving forward, particularly in secondary dystonia. To this end, multi-center patient reg-
istries (PEDiDBS and GEPESTIM) have been created to allow data sharing with the
goal of clarifying the role of DBS in pediatric patients. Further elucidating the underlying
more benefit than conventional targets 19, 30, 146–148. In the future, adaptive “closed loop”
DBS systems that respond to underlying neurophysiology are an exciting option that will
hopefully optimize benefit for each individual patient2, 26, 149, 150.
Consider the following when referring and managing a young patient with dysto-
nia for DBS:
1) Optimize medical management: Has the patient tried adequate dosing of mul-
tiple medications including a levodopa trial? Has botulinum toxin been trialed for
focal dystonia?
2) When to refer: Consider DBS for any child with medication-refractory dystonia
regardless of etiology.When is the best time for evaluation for DBS? The earlier
the better; consider a referral for evaluation as soon as dystonia is recognized,
especially when medication refractory.
3) Help set realistic expectations: Post-DBS clinical improvement takes time and
patients may not experience full benefit for months to years after surgery. Be
sure to set realistic expectations with families pre-operatively.
5) Support an evolving care plan: DBS can significantly reduce the need for
medication and other interventions. Medication dosage and use should be con-
tinuously re-evaluated in concert with ongoing DBS programming and stimula-
tion to ensure patient is on a regimen optimized to his or her evolving needs.
Table 1: Take-home points for referral of a young patient with dystonia for DBS and
References
7) Optimize medical management: Has the patient tried adequate dosing of mul-
tiple medications including a levodopa trial? Has botulinum toxin been trialed for
focal dystonia?
8) When to refer: Consider DBS for any child with medication-refractory dystonia
regardless of etiology.When is the best time for evaluation for DBS? The earlier
the better; consider a referral for evaluation as soon as dystonia is recognized,
especially when medication refractory.
9) Help set realistic expectations: Post-DBS clinical improvement takes time and
patients may not experience full benefit for months to years after surgery. Be
sure to set realistic expectations with families pre-operatively.
11) Support an evolving care plan: DBS can significantly reduce the need for
medication and other interventions. Medication dosage and use should be con-
tinuously re-evaluated in concert with ongoing DBS programming and stimula-
tion to ensure patient is on a regimen optimized to his or her evolving needs.
12) Utilize experienced programs: Pediatric DBS candidate are best served by
referral to an institution with an established pediatric DBS program.
Table 1: Take-home points for referral of a young patient with dystonia for DBS and