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Cardiac Events After Liver Transplant
blunted cardiovascular response to the hemodynamic Department of Health and Human Services through OPTN approved the
stress of LT resulting in arrhythmia and incident heart fail- study protocol. A retrospective cohort study was conducted including
ure. Furthermore, over the past decade there has been a data from LT recipients transplanted between February 1, 2002, and
December 31, 2011, with follow-up data through December 31, 2012.
marked rise in the prevalence of CVD-comorbid conditions,
Clinical data were drawn from the OPTN standard transplant analysis and
such as diabetes, among LT candidates related to the
research files (created March 15, 2013). These data were then linked to
ongoing obesity epidemic in the United States (8,9). It is clinical data from the UHC clinical database/resource manager.
well established that nonalcoholic steatohepatitis (NASH),
an obesity-related cause of end-stage liver disease that is The UHC is an alliance of 117 academic medical centers and 300 of their
associated with increased CVD morbidity and mortality affiliated hospitals, representing 90% of the nation’s nonprofit academic
(10,11), is likely to become the most common indication medical centers. UHC’s database included self-reported billing claims data
for LT over the next decade (12,13). from 68 U.S. transplant centers for this study cohort. The database
allows for comparison of clinical performance of member hospitals as
The prevalence and predictors of major adverse cardiovas- well as within-hospital comparisons. The information is based primarily
on data submitted from the UB-04 billing forms, which include patient
cular events (MACE; including myocardial infarction [MI],
demographics; International Classification of Diseases, 9th revision (ICD-9)
atrial fibrillation [AF], pulmonary embolism [PE], heart fail-
diagnostic codes; and assignment to Medicare severity diagnosis-related
ure [HF], cardiac arrest, and/or stroke) after LT are not well groups (DRGs) from 2007 onward (8).
established. Previous investigations of MACE after LT
have been limited by single-center data with inherent vari- The linkage between OPTN data and UHC data was completed using
ability in candidate selection or predate recent advances in date of transplant, date of birth, Medicare ID of the transplant center and
surgical technique and anesthesia (2,3,14–19). In addition, recipient’s sex. Duplicate matches were verified by residential ZIP codes
there is substantial heterogeneity across studies in the based on previously published methodology (21). All direct identifiers
definition of MACE, and the majority focus solely on were removed before the final data set was available for analysis.
ischemic heart disease events (3,14,16,19). Consequently,
For the present study, inclusion was restricted to adult patients (aged
little is known about the impact of noncoronary heart dis-
≥18 years) who received a first liver or liver–kidney transplant for chronic
ease, including arrhythmia, HF and stroke, on LT out-
liver disease and who had the transplant performed in a hospital affiliated
comes. In a small single-center study, preexisting AF was with the UHC. The matched cases (n = 32 810) represent 60.0% of all
shown to increase risk of intraoperative cardiac events and 54 697 transplant procedures performed in the United States during this
cardiovascular morbidity after LT (17). Among the general period (2002–2011). Donor and recipient demographic characteristics of
population, AF is associated with an increased risk of this restricted population were similar to the overall national transplant
stroke, HF, and all-cause mortality and represents a sub- cohort defined by the OPTN registry (data not shown).
stantial health care burden with high rates of rehospitaliza-
tion and health care utilization (20). Utilizing data from the Clinical outcome and covariate definitions
Organ Procurement and Transplantation Network (OPTN), The primary outcomes were 30- or 90-day MACE, defined as a discharge
we recently demonstrated that CVD in general has sur- ICD-9 code within the first three diagnosis positions that indicated MI, HF,
passed infection and graft failure as the leading cause of AF, cardiac arrest, PE, and/or stroke during the initial transplant admission
early mortality in the United States, accounting for >40% or subsequent hospitalization at a UHC member hospital (Table S1). The
of deaths within 30 days of LT (1); however, the OPTN discharge diagnosis was used in an attempt to capture in-hospital as well
database is limited in its ability to capture CVD morbidity. as rehospitalization events. The secondary outcomes were 1-year and
The objectives of the current study were to evaluate the long-term patient survival. Patients were censored at time of death, date
of last follow-up, or time of retransplantation. Prevalent comorbid condi-
prevalence and factors associated with MACE, including
tions at the time of transplant were assessed by admission ICD-9 codes
both ischemic and nonischemic events, following LT using
present on admission at the initial transplant admission and/or Medicare
an integrated multicenter database that supplements severity DRG. Obesity was defined as BMI (in kg/m2) ≥30 or an ICD-9
OPTN registry data with national administrative billing code at transplant admission for obesity (ICD-9 code 278.00, 278.01,
claims data from the University HealthSystem Consortium 278.02 or 278.03). Transplantation for nonalcoholic steatohepatitis (NASH)
(UHC). We hypothesized that MACE after LT is common was defined as a primary listing diagnosis for NASH or cryptogenic cirrho-
and that noncoronary events, which are not considered by sis with at least one risk factor for the metabolic syndrome (pretransplant
current preoperative risk assessment algorithms, account obesity, diabetes, hypertension, and/or dyslipidemia).
for the majority of MACE after LT. Identification and incor-
poration of potentially modifiable risk factors for MACE Potential risk factors for MACE after LT were examined based on a priori
clinical hypotheses. These included known traditional CVD risk factors
after LT into validated risk algorithms may improve candi-
(e.g. diabetes status) and transplant-specific critical illness indicators
date selection and organ utilization.
known to contribute to competing mortality risk. Recipient risk factors
evaluated included age at transplant; sex, race/ethnicity (black, non-Hispa-
nic white, Asian and Hispanic); socioeconomic status; BMI; etiology of
Patients and Methods liver disease (including diseases known to increase CVD risk, such as
NASH and hepatitis C virus [HCV]); history of comorbid CVD conditions
Protocol, design, data sources, and inclusion criteria (diabetes, ischemic heart disease, cerebrovascular disease, cardiac dys-
The Northwestern University institutional review board approved this pro- rhythmias, hypertension, PE, peripheral vascular disease, renal failure);
ject, and the Health Resources and Services Administration of the U.S. laboratory values at time of transplant (creatinine, albumin, sodium,
international normalized ratio, alanine aminotransferase, bilirubin); hepato- Table 1: Demographic and clinical characteristics of LT recipi-
cellular carcinoma; calculated MELD score at the time of transplant; wait- ents included in the study (2002–2011)
list time; functional capacity prior to transplant; complications of end-
stage liver disease (e.g. ascites, encephalopathy, portal vein thrombosis); All first LTs
and hospitalization, dialysis and ventilator status at transplant. Donor risk Characteristic N = 32 810
factors included age, sex, BMI, donor type (living, deceased, donation Age, years, mean SD 55.2 9.9
after cardiac death) and donor risk index. Transplant-related variables 18–44, % 14.9
included transplant center region, organ allocation type, cold ischemia 45–64, % 73.5
time (CIT), steroid induction and use of a calcineurin inhibitor (Table S2). ≥65, % 11.7
Sex (female), % 32.6
Statistical methods Recipient race and ethnicity, %
Clinical characteristics of primary LT recipients from the integrated data Non-Hispanic white 73.1
set were described using frequency counts and percentages for categori- Non-Hispanic black 9.6
cal variables and means plus or minus standard deviations for continuous Hispanic 10.9
variables. Chi-square tests were used to examine the relationship Asian 5.4
between the characteristics and MACE. Eleven candidate variables that Other 1.0
were significant (p < 0.05) in univariate analysis were entered into a mul- Primary indication for transplant, %
tivariable Poisson regression model. Seven covariates were selected for Hepatitis C 24.2
the final model based on significance and additive contribution to the Hepatocellular carcinoma 20.2
model based on the Bayesian information criterion. Further covariates did Alcohol 17.5
not improve model fit. Poisson multivariate regression analysis was also NASH 9.7
used to assess the relationship between any MACE after LT and recipi- Cryptogenic 1.5
ent all-cause mortality. Kaplan–Meier with long-rank test assessed long- Hepatitis B 2.3
term mortality. The assumption of proportional hazards was assessed Other 24.7
graphically. Cox proportional hazards analysis was then used with multi- Insurance type, %
variable adjustment for variables known to effect posttransplant mortality, Private 62.0
including recipient age, sex, race, BMI, education level, insurance status, Medicare 20.6
MELD score, indication for transplant, donor risk index and CIT, to assess Medicaid 13.8
the effect of prevalent MACE on 1-year and long-term patient survival. Other 3.5
Missing data categorized as “other” or “unknown” were excluded from Calculated MELD score at LT, mean SD 20.0 11.1
analysis. An a level of 0.05 was used for all significance tests. All analysis CVD comorbidities present at LT, %
was performed using SAS 9.3 (SAS Institute, Cary, NC). Hypertension 35.3
Thromboembolism, any 11.7
Pulmonary embolism 0.8
Results Ischemic heart disease 7.4
Myocardial infarction 2.5
Clinical characteristics of the study cohort Cardiac dysrhythmia, any 14.7
During the period of the study, we identified 32 810 LT Atrial fibrillation 6.0
recipients within the UHC database with an OPTN LT Heart failure 3.1
Hyperlipidemia 1.4
record between February 1, 2002, and December 31,
Peripheral vascular disease 0.3
2011. Clinical characteristics of the study cohort are
Stroke 1.4
shown in Table 1. Mean age of the study sample was Other medical comorbidities present at LT, %
55 10 years, 32% were female and 73% were non- Obesity 34.1
Hispanic white. The majority of the patients were trans- Diabetes 23.6
planted for HCV, followed by hepatocellular carcinoma Chronic kidney disease 14.0
and alcohol. The average MELD score at transplant for Asthma/COPD 10.1
this sample was 20 11. Hypertension was the most Pulmonary hypertension 3.3
common preexisting CVD condition, and 34% of the Obstructive sleep apnea 1.7
study sample met criteria for obesity, 24% had diabetes Complications of ESLD at LT (%)
Ascites at transplant 40.3
and 14% had chronic kidney disease at the time of LT.
Variceal bleed 20.6
Patients in the sample experienced a median of one
Hepatic encephalopathy 17.5
posttransplant hospitalization during the first year after TIPS 8.3
the initial transplant event: 4440 (14%) recipients were Hepatorenal syndrome 14.6
readmitted within 30 days and 6095 (19%) recipients Portal vein thrombosis 6.3
were readmitted within 90 days of LT. SBP 2.7
Hepatocellular carcinoma 3.1
Prevalence and characteristics associated with MACE Hepatopulmonary syndrome 0.3
after LT
MACE occurred in 368 (8%) and 474 (11%) patients who (Continued)
were readmitted at 30 and 90 days, respectively. The
Table 1: Continued They also had poorer functional status and were more
All first LTs likely to be hospitalized prior to transplant than recipients
Characteristic N = 32 810 without an early MACE after LT (Table 2). LT recipients
with an early MACE were more likely to have hep-
Charlson comorbidities, % atic encephalopathy and hepatopulmonary syndrome
0 34.9
(p < 0.01 for both). Calculated MELD score at transplant
1 40.1
was higher in LT recipients with an early MACE
2 19.8
3 4.3 (21.8 11.8) compared with those without a MACE
4 0.8 (20.0 11.1, p < 0.0008). LT recipients with an early
≥5 0.1 MACE had a higher prevalence of pretransplant ischemic
Simultaneous liver–kidney, % 7.0 heart disease, MI, HF and dysrhythmia, including AF
Living donor, % 4.5 (Table 2). There was a higher prevalence of pulmonary
comorbidities, such as asthma, pulmonary hypertension
COPD, chronic obstructive pulmonary disease; CVD, cardiovas-
cular disease; ESLD, end-stage liver disease; LT, liver transplan- and obstructive sleep apnea, among recipients who
tation; MELD, Model for End-stage Liver Disease; NASH, experienced MACE. In addition, these recipients were
nonalcoholic steatohepatitis; SBP, spontaneous bacterial peri- more likely to have respiratory failure requiring ventilator
tonitis; SD, standard deviation; transhepatic intravenous por- support at the time of transplant. Finally, LT recipients
tosystemic shunt. with an early MACE had higher mean creatinine (1.9 vs.
1.6 mg/dL, p < 0.0001) and prevalence of chronic renal
disease (19% vs. 14%, p = 0.0018) than those without
Stroke Pulmonary MACE. No notable differences were found in donor
9% Embolism factors, CIT, recipient immune prophylaxis or discharge
MI 11% status between those with and without a MACE
7% (Table 3).
Table 2: Comparison of recipient characteristics stratified by 30- or 90-day MACE after liver transplantation
(Continued)
Table 2: Continued
No 90-day MACE ≤30-day MACE ≤90-day MACE
Characteristic n = 32 442 n = 368 n = 474 p-value1
Pulmonary comorbidities, %
Pulmonary hypertension 3.3 6.3 6.3 0.0002
Respiratory failure on ventilator 6.1 8.4 9.5 0.002
Asthma/COPD 10 13.9 14.1 0.0032
Obstructive sleep apnea 1.7 4.1 4 0.0001
Complications of ESLD, %
Ascites at transplant 40.2 43.5 44.7 0.05
Variceal bleed 20.6 22.8 21.7 0.55
Hepatic encephalopathy 17.4 21.2 24.5 <0.0001
TIPS 8.3 7.6 7.4 0.47
Hepatorenal syndrome 14.6 17.9 19.6 0.002
Portal vein thrombosis 6.2 8.7 8.7 0.03
SBP 2.7 4.1 4 0.09
Hepatocellular carcinoma 3.1 2.2 1.9 0.15
Hepatopulmonary syndrome 0.3 1.1 1.1 0.006
Charlson comorbidities, % <0.0001
0 35 28.8 29.3
1 40.1 35.6 35.4
2 19.7 26.1 26.4
3 4.3 7.1 6.5
4 0.8 2.5 2.3
≥5 0.1 0 0
Laboratory values at time of transplant, mean SD
Creatinine (mg/dL) 1.6 1.4 1.9 1.8 1.9 1.7 <0.0001
ALT (U/L) 178.1 586.1 111.7 296.4 119.4 322.0 0.02
Total bilirubin (mg/dL) 8.3 11.0 8.7 10.8 8.8 10.8 0.3
Albumin 3.0 0.7 3.1 0.72 3.0 0.7 0.03
INR 1.9 1.7 2.0 1.2 2.0 1.2 0.45
Sodium 135.9 5.2 136.2 5.4 136.4 5.4 0.06
BMI (kg/m2) at transplant, mean 28.2 28.1 28.5 28.0 28.7 5.9 0.03
ALT, alanine aminotransferase; COPD, chronic obstructive pulmonary disease; CVD, cardiovascular disease; ESLD, end-stage liver
disease; ICU, intensive care unit; INR, international normalized ratio; MACE, major adverse cardiovascular event; MELD, model for
end-stage liver disease score; NASH, nonalcoholic steatohepatitis; SBP, spontaneous bacterial peritonitis; SD, standard deviation; TIA,
transient ischemic attack; TIPS, transhepatic intravenous portosystemic shunt.
1
Chi-square or Fisher exact test for categorical variables, and t-test for continuous variables for 90-day MACE. Findings were similar
for 30-day MACE.
(Figure 2). There was no significant interaction between with ischemic heart disease, these conditions have been
MACE and transplant center (p = 0.67) for long-term relatively understudied in the LT population. Risk factor
mortality. reduction for AF and stroke includes smoking cessation,
blood pressure reduction, statin use and anticoagulation
in certain situations. The physiological conditions of end-
Discussion stage liver disease and concern about postoperative
bleeding may impede the initiation of some of these
This study provides the first multicenter assessment of measures; however, there are no prospective studies
major cardiovascular events after LT using a combined evaluating the safety or efficacy of these measures
national database that captures 60% of the LT population among an LT population. Future prospective studies
in the United States. We noted that MACE occurs in aimed at determining whether aggressive risk factor
10% of inpatient admissions within 90 days of LT and reduction, both before transplant and particularly in the
that the majority are noncoronary events. In addition, a early postoperative period, can decrease MACE and
significant proportion of deaths after LT are related to improve post-LT outcomes are needed.
CVD, and MACE is a significant risk factor for these
deaths, resulting in 10% lower 1-year survival and A preoperative CVD evaluation is undertaken for all
decreased long-term survival after LT. We also demon- potential LT candidates prior to transplant listing, mainly
strated that pretransplant AF and stroke, both clinical to screen for significant obstructive coronary artery dis-
conditions in which perioperative risk might be mitigated, ease, severe HF and/or severe pulmonary hypertension,
substantially increase the risk of MACE. When compared which are considered absolute contraindications to LT
Table 3: Comparison of donor and transplant characteristics stratified by recipient 30- or 90-day MACE after liver transplantation
CDC, Centers for Disease Control and Prevention; DCD, donation after cardiac death; MACE, major adverse cardiovascular events.
1
Chi-square or Fisher exact test for categorical variables, and t-test for continuous variables for 90-day MACE. Findings were similar
for 30-day MACE.
Table 4: Multivariable predictors of 30- and 90-day MACE after after LT ranging from 7% to 15% (2,14,18). To our
liver transplantation knowledge, we are the first to provide a multicenter esti-
30-day MACE 90-day MACE mate that may provide more accurate and precise data
1 on the true prevalence of early MACE in the current era
IRR 95% CI IRR1 95% CI
of transplantation.
Recipient female sex 1.0 0.82–1.1 1.0 0.84–1.3
Recipient age, years The leading underlying types of early MACE were pri-
<45 Ref Ref Ref Ref marily noncoronary events, including AF, HF, throm-
45–64 1.8 1.2–2.7 2.0 1.4–2.8 boembolism and stroke. This suggests that some LT
≥65 2.8 1.8–4.4 2.9 1.9–4.3 candidates may have subclinical CVD and may not be
Atrial fibrillation 6.9 5.0–9.6 6.1 4.5–8.3
identified as high risk when using standard risk algo-
pretransplant
Stroke pretransplant 6.3 1.6–25.4 4.8 1.2–19.2 rithms for noncardiac surgery that were designed primar-
Alcohol-induced 1.6 1.2–2.2 1.5 1.2–2.0 ily to detect underlying coronary heart disease (27). A
cirrhosis plausible explanation for these findings is a high preva-
Nonalcoholic 1.6 1.1–2.4 1.7 1.2–2.4 lence of pretransplant underlying cirrhotic cardiomyopa-
steatohepatitis thy, which is characterized by increased cardiac output,
Creatinine, at 1.1 1.04–1.2 1.1 1.03–1.14 electrophysiological abnormalities and a compromised
transplant (per dL) ventricular response to stress that may place LT recipi-
CI, confidence interval; IRR, incidence rate ratio; MACE, major ents at risk for postoperative MACE (28). In addition,
adverse cardiac events; Ref, reference. poor functional status was a univariate predictor of
1
Multivariate Poisson regression analysis. increased MACE and may be a marker of accumulating
physiological declines that make LT candidates less able
to deal with stressors, including surgery. Prehabilitation
(22). Despite exclusion of these high-risk patients, the is intervention to enhance functional capacity before sur-
rate of early MACE after LT was nearly 8% in this gery and is aimed at improving the patient’s tolerance to
national sample. This rate is higher than the early MACE upcoming physiological stress (29). The role of prehabili-
rate after other types of intra-abdominal surgery, ranging tation in decreasing risk of MACE after LT warrants fur-
from 0.1% in laparoscopic cholecystectomy (23) to 0.2% ther study.
after Whipple (24), and is in line with early MACE rates
after kidney transplantation—historically, the highest risk Pretransplant history of AF, a potential marker of underly-
transplant population for MACE—which ranges from ing cirrhotic cardiomyopathy, was highly prevalent
3.3% to 13.4% (25,26). The early MACE rate reported in (33% vs. 7%) among LT recipients with an early MACE
the current study is consistent with previously published compared with those without an event. AF is the most
single-center studies that have reported MACE rates common cardiac arrhythmia, with prevalence estimates
Figure 2: Long-term recipient survival in those with and without MACE after liver transplantation. Cox proportional hazards
survival analysis was adjusted for recipient age, sex, race, BMI, education level, insurance status, Model for End-stage Liver Disease
score, indication for transplant, donor risk index, and cold ischemic time. Thirty- and 90-day MACE was associated with lower long-
term recipient survival (HR 1.62, 95% CI 1.36–1.92, for 30-day MACE; HR 1.54, 95% CI 1.32–1.79, for 90-day MACE). Patients were
censored at time of death or date of last follow-up. CI, confidence interval; HR, hazard ratio; MACE, major adverse cardiovascular
event.
ranging from 0.95% to 2.3% in the general population Finally, conditions associated with hepatic steatosis,
(30), and AF significantly increases cardiovascular including both NASH and alcohol-induced liver disease,
and cerebrovascular morbidity as well as all-cause were independently associated with early MACE in the
mortality (31). In a recent single-center study, the final multivariate model. Patients with NASH have multi-
prevalence of AF among LT recipients was reported at ple established risk factors for CVD including insulin
4.5%, and patients with AF had a higher incidence of resistance, hypertension, atherogenic dyslipidemia and
intraoperative cardiac events and a higher cardiovascular obesity (34,35). NASH patients also have an increased
morbidity rate, although there was no impact of AF on prevalence of chronic kidney disease, which is another
overall graft or patient survival (17). Consequently, AF known risk factor for CVD (36). Finally, NASH is associ-
may be a marker of risk for future decompensation and ated with many other emerging and nontraditional CVD
should be considered as part of the risk profile in candi- risk factors (37–39). It is not surprising that CVD is the
date selection. leading cause of morbidity and mortality among patients
transplanted for NASH (10,11,40,41). Excessive alcohol
A prior history of stroke was also identified as a substan- consumption may lead not only to cirrhosis but also to
tial predictor of early MACE in multivariable analysis, and alcohol-induced cardiomyopathy, which is the main cause
posttransplant stroke accounted for 9% of all events. of secondary nonischemic dilated cardiomyopathy in the
Although ischemic and hemorrhagic stroke are relatively Western world (42,43). Heart failure was the second
rare after LT, a higher risk of cerebrovascular complica- leading cause of early MACE in our study sample, and it
tions has been reported in older recipients and in those is plausible that the long-term effects of chronic alcohol
with pretransplant diabetes, hypertension and hyperlipi- use and systemic inflammation due to NASH may
demia (32). It is notable that a substantial proportion of account for a significant proportion of these observed HF
our study population had a pretransplant diagnosis of events.
hypertension (40%), and there was a trend toward hyper-
tension as a significant predictor of early MACE Our study has several limitations. First, our analysis may
(p = 0.07). In addition, hepatic encephalopathy, which is be subjected to reporting error or bias inherent to large
associated with dysregulation of cerebral blood flow registry and administrative claims databases. In addition,
autoregulation (33), was also more prevalent among in the current study, MACE assessment was limited to
recipients with an early MACE. Taken collectively, these events that occurred at a UHC member hospital. Conse-
findings warrant further investigation into the mecha- quently, not all MACE may have been captured if a
nisms of and risk factors for stroke among LT recipients. recipient presented to a nonmember organization. LT
recipients, however, are very likely to be readmitted or Importantly, early MACE has a significant impact on 1-
transferred to their transplant hospital within the first year posttransplant survival, and pretransplant AF is a
year. Our ascertainment of MACE was limited to those substantial predictor of early MACE that is not currently
events listed in the top three discharge diagnosis codes captured by the OPTN registry. Our findings highlight an
to maximize code specificity for MACE (44); therefore, opportunity to improve care, to enhance recipient selec-
our estimates may underestimate the true incidence of tion and to maximize organ utilization among LT candi-
MACE, particularly if events occurred during the index dates.
transplant hospitalization, for which other transplant-
related complications may be coded higher in the taxon-
omy. We also acknowledge that the current analysis may Acknowledgments
be limited because of the lack of precise measurement
of preoperative CVD risk variables in individual recipients, This work was supported by the National Institutes of Health (1 F32
such as preoperative cardiovascular testing, laboratory HL116151-01), the American Liver Foundation (New York, NY), and an
values such as lipids and troponin levels, and medication Alpha Omega Alpha Postgraduate Award. Dr. VanWagner is currently
supported by the National Institutes of Health’s National Center for
use, which are not currently available within these data-
Advancing Translational Sciences, Grant Number KL2TR001424.
bases. Finally, certain CVD risk factors, such as recipient
family history of CVD or thromboembolism, are histori-
cally unreliable based on claims data and may not be
accurately captured (45).
Disclaimer
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