[Official LGU Letterhead]

BASELINE ASSESSMENT REPORT

As of [Date]

a. Executive Summary

b. Objectives, Scope, and Methodology

c. Findings and Recommendations

Provide detailed findings and recommendations on each internal control

component from the conducted BAICS.

d. Overall Findings

Include the summary of the following:

 Interim report, which enumerates significant and material gaps or control
deficiencies/breakdowns that require immediate action
 Control universe, which provides a list of all controls on key processes of
the Department/Office including control
gaps/deficiencies/breakdowns
 Control gaps/deficiency/breakdowns as a result of the review of oversight
bodies and local/international development partners
e. Attachments

Prepared by: Reviewed by:

Name(s) of Planning Team Member(s) Name of Planning Team Leader

Date Date

Approved by:

Head of Internal Audit

Date