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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization USDC, F~stern District of Pa. 5a. Report Type (check appropriate type) [] Nomination. [] Initial Date [] Annual [] Final

Report Required by the Ethics

in Government Act of 1978

(5 u,s.c, app. 101-111)

3. Date of Report 04/7/2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last name, first, middle initial) ONeill, Jr., Thomas N. 4, Title (Article 111 judges indicate active or senior status; magisnate judges indicate full- or part-time) Senior Judge

7. Chambers or OWtce Address U.S. Courthouse, Room 4007 601 Market Staeet Philadelphia, Pa. 19106

5b. [] Amended Report 8. On the basis of the in[ormation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing OWtcer Date.

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box.for each part where you have no reportable information. Sign on last page.

I. POSITIONS. CXe~o~ngi~.~
NONE (No reportable positions.) POSITION
1.

blAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. ~,po~ individual only; see pp. 14.16 of filing instructions.)
[~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT

Page 2 of 6

Name of Person Reporting ONeill, Jr., Thomas N.

Date of Report 04/7/2010

I III. NON-INVESTMENT INCOME. (Reporting individual and sp ....

A. Filers Non-Investment Income
NONE (]go reportable non-investment income.)
; see pp. 17-24 of filing instructions.)

SOURCE AND TYPE

INCOME
(yours, not spouses)

2.

3.
4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required excepl Jbr honoraria)

~]

NONE (No reportable non-investment income, )

DATE

SOURCE AND TYPE

2. 3.
4.

IV. REIMBURSEMENTS -- t~,~o,~o~,

tlncludes those Io spot~e and dependent children; see pp. 25-27 of ill ng nstructions.)

NONE (No reportable reimbursements.)

SOURCE DATES LQCAT1ON PURPQSg ITEMS PAID OR PROVIDED

2. 3. 4.

5.

Name of Person Reporting

Date of Report

PageFINANCIAL3 of 6 DISCLOSURE REPORT

o Neiil, Jr., Thomas IN.

041712010

V. GIFTS. anduaes ~os~ to e~, .... ,,,d dependent ehildre.; see pp. 28-3! of fiKng instruetions.~
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. (Includes those of spouse and deperutent children; see pp. 32-33 of filing instructions.)
[~] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

[Name

of Person Reporting

Date of ReI~rt

[ O~Neill, Jr., Thomas N.

I
(1) Type (e.g., :, buy, sell, rodemption) (2) :: (3) (4) [ Date :i Value Gain [ ]mm/dd/yyiCode2 [Codel [ (J-P) (A-H)

04/7/201.0

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; seepp, 34-60 of fillug instrtteti~s.)
NONE (No reportable income, assets, or transactions.)

~
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Income during reporting period - i~i--~i Amount ! Type (e.g., Codet ally. rent. (A-H) i orint.)

~"

~-l ..........value at ........................................... i~: ................................................. Gross end Transactions during reporting period
/ ! of reporting period (1) i (2) [ Value I Value Code2 [ Method (J-P) i C(xle 3 (5) ldenti~ of buyer/seller (if private

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. [13.

Wachovia/Welts Fargo IRA Vangu~d Star Fund Vanguard Muni Bond Fund Intermediate Van Kampen Amer. Cap. Muni Bond Exxon Corn Vanguard IRA Windsor Fund Vanguard Money Market Glaxo Smith Kline Vanguard Tax Exempt Money Market Fund Vanguard IRA Total Stock Fund Vanguard Windsor I1 Fund Vanguard Muni Bond Fund Intermediate Cardionet

A B B A A C A A A D A B

Dividend Dividend Interest haterest Dividend Dividend Dividend Dividend Interest Dividend Dividend luterest None

J L K J J M K .I J N K

T T T T T T T T T T T Sold 05/18/09 08/16/09 J J A Buy 02105109 J

Buy

t4. 15.
16. 17.

Kinder Morgan Mgmt. LLC "

None

Buy

08/16/09

...

Income Gain Code.,.:

A =$1.000 or less

B --:$1.001 - $2.500

C -~$2.501 - $5.000

D --$5.001 - $15.000

E =$15.001

FINANCIAL DISCLOSURE REPORT Page 5 of 6

I N~.,~ of Pe~n ~e~.ing

[ ONeill, Jr., Thomas N.

v~t,
04/7/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting

Date of Report

04/7/2010
[ ONeill, Jr., Thomas N.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatm

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CML AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544