Professional Documents
Culture Documents
Callie V Granade Financial Disclosure Report For 2010
Callie V Granade Financial Disclosure Report For 2010
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.~ 101-111)
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviev,ing Officer
Date
John C. Campbell United States Courthouse I 13 St. Joseph Street Mobile, Alabama 36602
]MPORTANT NO TES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable informatlon~ Sign on last page.
NAME OF ORGANIZATION/ENTITY
It. AGREEMENTS. mepo.ing individual only; see pp. 14-16 of filing instructions.)
[~ NONE (No reportable agreements.) DATE PARTIES AND TERMS
Granade, Callie V
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)
2. 3.
4.
B. S p o u s es N o n - ! n v e s t m e n t ! n c o m e - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
1.2010 2.2010 3. 4.
LOCATION
Washington, DC
PURPOSE
attend FJA Board meeting
I. 2. 3. 4. 5.
V. G I FTS. anctuaes those 1o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.)
SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
V I. L I A B I L I T I E S. anclu des those o/spo .se and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset
Code I
(A-H)
div., rent,
or int.)
Gross value at end of reporting period (I) (2) Value Value Method Code 2
(J-P) Code 3
Identity of buyer/seller
(if private
(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. Southwest Bankcshares stock (see note) First Community Bank Accounts Wachovia Bank Accounts
E A Dividend Interest PI M Q T
transaclion)
K J K
T T W
Army Aviation Center Federal Credit Union A I/2 Interest in Virginia Properties, LLC (see note) Morgan Stanley Brokerage Account - Bank Deposit Program Morgan Stanley Bank -- Apple Computer Inc. common stock - Biotech Holders Tr stock -- Coca Cola stock -- Diageo PPLC SponADR stock -- Duke Energy Corp Hldg. Co. stock -- Ishares MSCI Aust Index Fund -- Ishares MSCI Brazil (Free) Index Fund -- Kimberly Clark Corp. stock -- Microsoft Corp. common stock -- Monsanto Co. stock A C B B A C B A A
Interest None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
N M J K M K K J L K J
T T T T T T T T T T T
I. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns CI and D31 3. Value Mcthed Codes (See Colunm C2)
A -$ 1,000 or less F =$50.001 - $100.009 J -$15.000 or less N =$250.001 - $50~.000 P3 =$25.00~.0~1 - $50.00~.000 Q =Appraisal U =Book Value
B =$ 1.001 - $2,500 G =$100.091 - $1.000.009 K =$15,001 - $50,000 O -$500.001 - $1.0~0.000 R Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 HI =$1.000.001 - $5.0(KI.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 -More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markc!
E =$15.001- $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions ancludes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
[~]
of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3
(2) Date
-- Nestle Spon ADR stock (see note) - Pepsico Inc. NC stock -- Powershares ExchangeTr. Fund -- Powershares Water Res PTF -- Royal Bank of Scotland ser Q
B C A A A A A
T T T T
K K K K L
T T T T T Redeemed T 07/01/10 K
23. - Sherwin Williams Co. Ohio stock 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -- Target Corp. stock -- The Advisory Board Co. stock -- U.S. Bancorp common stock -- Lauderdale Cnty & Florence, AL Health Rev Bond -- Alabama St Ser A Genl Obl Bond -- Seariver Maritime Deflnterest Debenture zero coupon -- BAC CapitaITmst -- JPM Chase Cap XVI -- USB Cap VI --American Amcap A Mutual Fund --American Growth Fund of America A Mutual Fund
A B C
M K K K L K
T T T T T T
B B B A A
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (see Column C2)
A =$ 1.0~0 or less F =$50.001 - $100,000 J $15.000 or less N =$250,(X11 - $500,00~ P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.091 - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1.0~0.00~ R =Cost (Real Estate Only) V Other
C =$2.501 - $5.000 H 1 =$I.000.001 - $5.000.0~0 L =$50.001 - $100.000 Pl =$1.000.001 - $5.000,0~0 P4 =More than $50.090.000 S =Assessment W = E~,timatcd
D =$5.001 - $15.000 H2 -More than $5.0~).000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,090 T =Cash Market
E =$15.001 - $50.000
VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period
O) Type (e.g., buy, sell, redemption) (2) Date mm/dd!yy (3) Value Code2 O-P) (4) Gain Code I (A-H)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
-American lnv Co. of America A Mutual Fund - M & I Marshall & Ilsley Bank CD
A B
- Southwest Bank of St. Louis CD - Allstate Life Variable Annuity Morgan Stanley Retirement Account - Allianz CCM Cap Apprec B Mutual Fund - Managers Cadence Capp App A (MPAFX) --Morgan Stanley Liquid Asset Fund 1/12 mineral fights, parcel in Washington County, AL 40% interest in Daphne Offices, LLC Daphne, AL (see note) 15.625% interest in office bldg, Bay Minette, AL (see note) 34% int in South Baldwin Offices, LLC Foley, AL (see note) 16.24% interest in Stockton Oaks, LLC (see note) property in I/6 interest in Magnolia Springs, AL I/3 interest in real estate parcel #1 in Washington Cty, AL I/3 interest in real estate parcel #2 in Washington Cty, AL 1/2 int in rl est. parcel #3 in Washington Cty, AL
Interest None L L
Redeemed 03/15/10
Dividend None
A A
D C D
I. Income Gain Codes: (Sc Columns B I and EM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sc Colurrm C2)
A =$ 1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 p3 = $25,000,001 . $50.000.000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 . $1,000.000 K =$15,001 - $50.000 O=$500,001-$1,000.000 R =Cost (Real Estate Only) V Other
C =$2,501 - $5.000 H I -$1,000.001 - $5.0~O.000 L =$50,001 - $ 100.000 PI $1.000.001-$5.000.000 P4 More than $50.000.000 S =As~ssmcnl W =E~limalcd
D =$5,001 - $15,000 H2 -More than $5,000.000 M =$ 100,001 - $250,000 P2 = $5.000.001 - $25.000,000 T =Cash Market
E =515.001- $50.00~
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and d~pendent children; seepp. 34-60 of filing instructions.)
[~]
(i)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2 (J-P)
(_.2)
Value Method Code 3
(2)
Type (e.g.,
buy, sell, redemption) Date mnddd/yy
(3)
Value Code 2 (J-P)
(4)
Gain Code I (A-H)
(Q-w)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. --Foreside FD SVCS LLC Winlergreen FD --Ivy Funds Science and Technology Class A -First Eagle Gold Fund Class I (see note) --First Eagle Global Fund Class I Ameritrade IRA -Amex SPDR Energy Select (see note in Part VIII) - Fairholme Fund Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold Sold (part) 04/21/10 05120110 12114/10 12117110 12/29110 02112110 02112110 02119110 03115110 04/08/10 12117110 12117110 12129110 02/10/10 01/29/I 0 J K J J J K K J K J J J J J K Int./Div. N
I. Income Gain Codes: (Se Columns B I and IM ) 2. Value Codes {See Columns CI and D3) 3. Value Method Codes {See Column C2)
A =$1,00~ or Ices F =$50.0~ I - $ 100,0~ J $15,0{)O or less N =$250,001 - $500,0~0 P3 =$25.0~0,001 - $50.0{)0.00{3 Q =Appraisal U =Book Value
B -$1.001 - $2,500 G =$ 100.001 - $1.0~0.0~ K $15.0{)1 - $50.04~ O =$500.001 - $1,000.~0 R -Co>l IRcal [:r, lale Only) V Other
C =$2.501 - $5,000 H 1 ~$1,000.0O I - $5,0~,0~0 L =$50,0OI - $100,0OO PI =$1,0OO.001 - $5.00~,000 P4 =More than $50.0~0,0{)0 S =Assessment W =Eslimated
D =$5,0~1 - $15,000 H2 =More than $5,0~.0~0 M -$100,0OI - $250.000 P2 =$5,0~0,0~1 - $25,000.000 T =Cash Market
E =$15,001 -$50.000
VII. INVESTM ENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)
[~l
(J)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3
O)
Type (e.g., buy, sell, redemption)
(5)
Gain Code 1 (A-H) Identity of buyer/seller (if private transaction)
(Q-W) 69.
70. -- Amerilrade Cash Account
Sold
02/26/10 K
71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Sold (part) Sold (part) Buy (addl) Buy (addl) Buy (addl)
01/29/10 02112110 I 1/08110 12/06/10 12/10/10 02/03/10 02/08/10 02/16/10 03/03/10 03/19/10 04/14/10 05/18/10 05/21/10 05/27/10 06/01110
K K K J J J J K J J J J J J J
Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
I. Income Gain Codes: (S~e Columns BI and 2. Value Codes (S~e Columns C I and D3) 3. Value Method Codes (See Cotunm C2)
A =$1.000 or less F =SS0.0Ol - SI00.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.0~0.0OI - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G -$100.001 - $I,000.0~0 K =$15,001 - $50,000 O -$500,001 - $1,000,~ R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H I = $ 1.000,001 - $ 5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.00~.000 P4 =More than $50.000,000 S =As~ssmenl W =Estimated
D = $ 5.001 - $15 H2 =More than $5.000.000 I,t $100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15.001 - $50.000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of s.pouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
(I)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. I01. 102. -- Royce Fund Microcap Investment CL -- Turner Emerging Growth Fund --Permanent Portfolio Fund Corn Buy (addl)
Buy (addl) Buy
06/18/10 O6/25/I 0 08/25/10 09/17/10 11/03/10 I 1/05/10 12/02/I 0 12/16/10 05/20/10 02/26/I 0 08/25/10 12/09110 01/07110 02109110 05110110 12/09/10 12/29/10
J
J
J J J J
J
(part)
Sold
(part)
Sold
(part)
Sold (part) Sold
J J
J
J J J J J K .I
(addl) Buy
Sold (part) Sold
(part)
Buy (addl) Buy
(addl)
I. Income Gain Codes: {Y~c Columns B I and D4) 2. Value Codes (.See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =51,0OO or less F =$50.001 - $100.0~ J =$15,0~10 or less N =5250.0OI - $500.0~0 P3 -$25.0~0,001 - $50.000.00(I Q =Appraisal U =Bo~k Value
B =$1,0OI - $2,500 G =$ 100.001 - $ 1.0~.0~ K $15,0OI - $50.0~O O =$500.001 - $1,0OO,000 R =Cosl (Real E~tale Only) V -Oahcr
C =52,501 - 55,0~0 H 1 =$1.00~.001 - 55.(X)0.00~ L -$50,0OI - $11~,000 PI =$1,000,091 - $5,0~O,000 P4 =More than $50.00~.00~ S =As~es~.ment W =Estimated
D =$5,001 - $15,000 H2 =More than M =SIOO,{X)I - $250,000 P2 =$5,000,001 - $25,00~,000 T =Cash Market
E =$15,0~ I - $50,0~O
VII. INVESTMENTS and TRUSTS -i.eor~o, ,,.I.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "IX)" after each assel exempt from prior disclosure Income during reporting period
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(l)
Value Code 2 (J-P)
(2)
Value Method Code 3
(i)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (,)-P) (AoH)
(5)
Identity of buyer/seller 1if private transaction)
103. - SPDR Gold Tr Gold SHS Closed End Fund 104. -IShares Silver Trust 105. --Powershares DB Agriculture Fund 106. --United State Nat Gas Fund Corn 107. --Blackrock Fds Energy & Res Port I 108. Trust #1 (see note)(See Part I, Line I) 109. Trust #2 (see note) 110. - Southwest Bancshares stock 111. Morgan Stanley Smith Barney Citigroup account 112. -- Genworlh Life & Annuity annuity 113. Stone, Granade & Crosby, P.C. 401(k) (see note) 114. -Vanguard Prime Money Market 115. Royalty Interest, Delhi Field Unit, Delhi, LA. IX) None Sold 07/21/10 J A JC Petrolm Royalty Unit None None K M T T None None M PI T Q Sold (part) Sold Sold Buy 12/21/10 02/24110 L K
02/12/10 J 12/23/I 0
1. Income Gain Codes: (See Columns B I and D4) 2. Value Code~ ISee Columns CI and D3) 3. Value Method Cod~s (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 l -$15.0~) or less N =$250.001 - $500.0~0 P3 =$25,000.091 - $50.000.000 Q =Appraisal U =Book Value
B =$ 1.001 - $2,50~ G =$100,0~1 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,(~0 R =Cost (Real Estate Only) V =Other
C =$2,501 HI =$1.000,001 - $5.000.000 L =$50,0~1 - $ 100,00~ PI =$1,0OQ,0~I - $5,000,000 P4 =More than $50,000,0~0 S =Assessment W =Estimated
E =$15,001 - $50,000 H2 =More Ihan $5.000,000 M :$ I 0~,001 P2 =$5,090,001 - $25.0~0,000 T =Cash Market
Part VII, Line 53: Amex SPDR Energy Select. All of this asset was sold in 2009, and the final sale transaction, on 6/19/09, value Code J, was inadvertently omitted from the 2009 Financial Disclosure report. Part VII, Line 64: First Eagle Gold Fund Class A, reported on the Financial Disclosure Form for 2009 was exchanged for First Eagle Gold Fund CI I on 6/14/10. Part VII, Line 107 The only asset in Trust #1 is a Metropolitan Life permanent life insurance policy. Part VII, Line 108: The only asset in Trust #2 is stock of Southwest Bancshares, some of which ws a girl from a relative, and the rest purchases. The value ofthe trust is derived from an appraisal of the stock value as of 09/30/2010. There is no income from the trust currently going to any reportable beneficiary. Part VII, Line 112: This is a 401(k) plan at law firm.
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO IO Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~~ 101-111)
5b. [] Amended Report 7. Chambers or Office Addrt~s 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer
John C. Campbell United States Courthouse I 13 St. Joseph Street Mobile, Alabama 36602
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable informatlon. Sign on last page.
11. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Granade, Callie V A
III. NON-INVESTM ENT INCOME. (Repo.i.g individual andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income
[~
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment ! ncome - tf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
3. 4.
SOURCE
I. 2. 3. 4. 5. Federal Judges Association
DATES
May 2010
LOCATION
Washington, DC
PURPOSE
attend FJA Board meeting
V. G I FTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.)
SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIAB ILIT IES. ancludes ,hose olspouse ond de~,ende,t children; see pp. 32-33 of filing instructions)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - inco,~e, ,olae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) PI
M
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
Southwest Bankcshares stock (see note) First Community Bank Accounts Wachovia Bank Accounts Army Aviation Center Federal Credit Union 1/2 Interest in Virginia Properties, LLC (see note) Morgan Stanley Brokerage Account - Bank Deposit Program Morgan Stanley Bank - Apple Computer Inc. common stock -- Biotech Holders Tr stock -- Coca Cola stock -- Diageo PPLC SponADR stock -- Duke Energy Corp Hldg. Co. stock - Ishares MSCI Aust Index Fund -- Ishares MSCI Brazil (Free) Index Fund -- Kimberly Clark Corp. stock -- Microsoft Corp. common stock -- Monsanto Co. stock
E
A
Dividend
Interest
Q
T
A A
Interest Interest
None
K J
K
T T
W
N M J K M K K J L K J
T T T T T T T T T T T
A C B B A C B A
1. Income Gain Codes: {See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {Sec Column C2)
A -$1,000 or Icss F =$50,001 - $100,000 J -$15,000 or less N =$250.001 - $500.000 P3 -$25.000,001 - $50,00~.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G -$100.001 - $1.000.000 K = $15,001 - $ 50.000 O =$500,0OI - $1.000,000 R =Cost (Real Estate Only) V -O~her
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L = $ 50,001 - $ 100,000 PI =$1.0~O,001 - $5,1)00,000 P4 =More than $50,000,000 S =Assessment W =Eslimatcd
D =$5,001 - $15,000 H2 =More than $5.000,000 M = $ I 0O,001 - $250,000 P2 =$5,000,001 - $25.000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of.filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(~)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3
(1)
Type (e.g., buy, sell, redemption)
(Q-W)
18. 19. 20. 21. 22. -- Nestle Spon ADR stock (see note) - Pepsico Inc. NC stock -- Powershares ExchangeTr. Fund -- Powershares Water Res PTF -- Royal Bank of Scotland ser Q B C A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend None A B C Dividend Interest Interest None B B B A A Interest Interest Interest Dividend Dividend L M K K K L K T T T T T T T L M K L K K K K L T T T T T T T T T Redeemed 07/01/10 K A
23. -- Sherwin Williams Co. Ohio stock 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -- Target Corp. stock -- The Advisory Board Co. stock -- U.S. Bancorp common stock -- Lauderdale Cnty & Florence, AL Health Rev Bond -- Alabama St Ser A Genl Obl Bond -- Seariver Maritime Deflnterest Debenture zero coupon -- BAC CapitalTrust -- JPM Chase Cap XVI -- USB Cap VI --American Amcap A Mutual Fund --American Growth Fund of America A Mutual Fund
I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns C I and D3) 3. Value Mclhod Codes (See Column C2)
A =$1.009 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50,009,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Eslale Only) V Other
C =$2.501 - $5,000 HI =$1.000.(JOl - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than S =As~ssmcnt W =Eslimated
D =$5,001 - $15.000 1t2 =More than $5.000.000 M =$10O.001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, Palue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent. (A-H) or int.) Gross value at end of reporting pedod (I) (2) Value Value Code 2 Method
(J-P) Code 3
(Q-W) 35. -American Inv Co. of America A Mutual Fund - M & I Marshall & Ilsley Bank CD -- Southwest Bank of St. Louis CD 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. - Allstate Life Variable Annuity Morgan Stanley Retirement Account -- Allianz CCM Cap Apprec B Mutual Fund -- Managers Cadence Capp App A (MPAFX) --Morgan Stanley Liquid Asset Fund 1/12 mineral rights, parcel in Washington County, AL 40% interest in Daphne Offices, LLC Daphne, AL (see note) 15.625% interest in office bldg, Bay Minette, AL (see note) 34% int in South Baldwin Offices, LLC Foley, AL (see note) 16.24%interest in Stockton Oaks, LLC(see note) property in I/6 interest in Magnolia Springs, AL I/3 interest in real estate parcel #1 in Washington Cty, AL I/3 interest in real estate parcel #2 in Washington Cty, AL I/2 int in rl est. parcel #3 in Washington Cty, AL D C D A A A A B B Dividend Interest Interest None Dividend None Dividend Interest None Rent Rent Rent None None None None None L J J M L L K K L
J
Redeemed 03/15/10
K K
Open
07/08/I 0
1. Income Gain Codes: ( See Colurnns B 1 and D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (sec Column C2)
A = $ 1,000 or less F = $ 50.0~ I - $ 100,0~ J =SI5,000 or less N =$250.001 - $500,000 P3 $25,000,001-$50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G = $ 100,001 - $ 1,000,0~ K =$15,001 - $50.000 O =$500,001 - $1,090,0~0 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$ 1.000.001 - $ 5.~0.000 L =$50,001 - $100,000 PI -$1,000.001 - $5.1)00,000 P4 More than$50.000,000 S =As~cssmcnl W =Eslimatcd
D =$5.001 - $15,000 H 2 = M ore than $ 5,00~.000 M :$100.001 - $250.000 P2 =$5.0~0.001 - $25.000.009 Y =Cash Market
VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)
Gross value at end of reporting period (i) (2) Value Value Code 2 Method
(J-P) Code 3 (Q-W)
(2)
Date
(3)
Value (J-P)
(4)
Gain (A-H)
(5) Identity of
buyer/seller
redemption)
(if private
transaclion)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Ameritmde IRA
-- Fairholme Fund
Int./Div.
Buy (addl)
04/21110 05/20/I 0 I 12/14/10 12/17/10 12/29/10 02/12110 ~ 02/12/10 02/19/10 03/15/10 04108/I 0 12/17/10 12/17/10 12/29/10 02/10/10 01/29/10 02/26/I 0
J K J J J K K J K J J J J J K K
(part)
Buy (addl) Buy (addl) Buy (addl) --First Eagle Global Fund Class Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) -First Eagle Gold Fund Class I (see note) Buy (addl) Buy (addl) --Foreside FD SVCS LLC Wintergreen FD --Ivy Funds Science and Technology Class A Sold Sold (part) Sold
Sold
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S Columns C I and D3) 3. Value ~.kthod Codes (Sc Column C2)
A =$1,000 or less F =$50.001 - $100,000 J -$15,0~0 or less N =$250.001 - $500,000 P3 =$25.000.0~1 - $50.000,000 Q =Appraisal U =Book Value
B =$1,0OI - $2,500 G =$100.001 - $1.000.000 K -$15.001 - $50,000 O =$500,001 - $1.000.000 R =Cost (Real Estalc Only) V =Olhcr
C =$2.501 - $5,000 H I =$1.000.001 - $5.000,000 L -$50.001 PI =$1J)O0.001 - $5,000,000 P4 =More than $50.00~.000 S =Assessment W -E~llmatcd
E =$15.001 - $50,0OO
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(1)
Amount Code I (A-H)
(2)
Type (e.g., die., rent, or int.)
(I)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(2)
Date
(3)
(J-P)
(4)
Gain Code I
(5)
Identity of buyer/seller (if private transaction)
(A-~)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Sold
02/12/10 11/08/10 12/06/10 12/10/10 02/03/I 0 02/08/10 02/16/10 ,03/03/10 03/19/10 04/14/10 05/I 8/10 05/21/I 0 05/27/I 0 106/01/10 06/18/10
K K J J J J K J J J J J J J J
(part)
Buy (addl) Buy (addq) Buy
(addl)
Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
I. Income Gain Codes: (See Columns B I and I)4) 2, Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A :$1.000 or F :$50.001 - $100.000 J $15.000 or less N :$250.001 - $500.000 P3 =$25.1h30.0OI - $50.090.000 Q - Apprai~l U =Bo~k Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.001 - $50,000 O $500.001 - $1,000.000 R =Cost (Real E~tate Only) V =Other
C =$2,501 - $5,000 H I =$ 1.000.001 - $5 L -$50,(~11 - $ 100,000 P I =$ 1,000.001 - $5 P4 =More than $50,0~0,000 S -A s,,cssmcm W =Estimat~
D =$5.001 -$15.000 H2 =More than M =$100,0(}1 - $250,000 P2 =$5,000,001 - $25.000.000 T -Cash Market
E =$15,001 - $50,000
VI I. INVESTMENTS and TRU STS - i.cor~e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reperting period Transactions during reporting period
(i)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(5)
Identity of buyer/sller (if private transaction)
86.
06/25/10 08125/10 09/17/10 11/03/10 11/05/10 12/02/10 12/16/10 05/20/I 0 02/26/I 0 08/25/10 12/09/10 01/07/10 02/09/I 0 05/10/10 12/09/I 0 12/29/10
J J J J J J J J J J J J J J K J
88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. 101. 102. -- SPDR Gold Tr Gold SHS Closed End Fund -- Royce Fund Microcap Investment CL -- Turner Emerging Growth Fund --Permanent Portfolio Fund Com
Buy (addl) Sold (part) Sold (part) Sold (part) Sold (part) Sold Buy (addl) Buy (addl) Buy (addl) Buy Sold (part) Sold (part) Buy (addl) Buy (addl)
I. Income Gain Codes: (See Coltmms BI and D4) 2. Value Codes (See Columns CI and D3) 3. \ ~ Mcthod Codes alue (See Column C2)
A =$1,000 or less F =$50.0~1 - $100.000 J =$15,0~0 or less N =$250.001 - 5500.009 P3 $25.000.001 - 550.0~3,000 Q =Appraisal U =Book Valuc
B =$1,001 - $2,500 G =$100,001 - 51,000.000 K =515,001 o 550,000 O =550~.001 - $1,000,0~0 R =Cost (Real E~tate Only) V =Other
C =$2,501 - $5.0~0 HI =51,000.0O I - $5,000,000 L -$50.0~ I - $ 100,000 PI =$1.00~.0~1 - $5,0~0,0~0 p4 = More than $50,0~0,0~0 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,0~ I - $250,000 P2 =$5,000.001 - 525,00~.000 T =Cash Market
E =$15.001 - $50,000
reporting period
(I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)
of reporting period
(1)
Value
Code 2 (J-P)
(2)
Value
Method Code 3
O)
Type (e.g., buy, sell, redemption)
(2)
(3)
(4)
(A-H)
(5)
Identity of buyer/seller (if private tran~ction)
(Q-W)
103. -IShares Silver Trust 104. -Powershares DB Agriculture Fund Sold
Sold
(part)
12/21/10 L
02/24110 K
Sold Buy
02/12/10 J 12/23/10
Sold
07/21/10
1. Income Gain Codes: (See Columns B I and EM ) 2. Value Codes {See Columns C I and D3) 3. Value Method Codes [Sce Column C2)
A =$1.00~ or le~s F = $50,0~ I - $ 100,00(} J =$15,0~0 or less N =$250,001 - $509.090 P3 =$25.00~.091 - $50.00~.0~0 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1,000.009 R -Cost (Rcal Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1.0~0,0~ 1 - $5.0~0.000 L =$50,001 - $100,000 PI =$1.000,0~1 - $5,000,000 P4 =More than $50,0~).00~ S =Assessment W =Estimated
D =$5,001 - $15,0~0 H2 =More than $5.0~0,000 M =$I00,00l - $250,000 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15,001 - $50,0~0
FINANCIAL DISCLOSURE REPORT I NameofPer~on Reporting Page 1 1 of 1:2 ] Granade, Callie V. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Date of Report
6/16/2011
Pan I, Line 2: I have been a member of the Board of Directors of the Federal Judges Association since 2005. I have been an officer since 2009. I have not previously reported the position because I did not understand it to be a reportable position. Part VII, Line 1: Appraisal (stock valuation) of stock value as of 9/30/2010. Part VII, Line 5: Virginia Properties owns~_.~ ofreal estate in Baldwin County, Alabama Part VII, Line 44: Daphne Offices, LLC owns an office building in Daphne, AL, last appraised on 8/6/02 for $300,000. Tax valuation for 2009 was $325,300. 40% of $325,300 = $130,120. Part VII, Line 45: Office Building in Bay Minette, AL ownership interest has not changed. The interest reported last year (15.25%, included a typographical error. tax evaluation by the Revenue Commissioner of It should have been reported as 15.625%). The building and property was given a property Baldwin County of $416,000 in 2010. 15.625% of 416,000 is $65,000. Part Vll, Line 46: South Baldwin Offices, LLC owns an office building and lot in Foley, AL, last appraised in April 2002 for $200,000. Tax valuation for 2010 was $264,500. 34% of $264,500 is $89,930.. Part VII, Line 47: Stockton Oaks, LLC owns is in North Baldwin County, AL with an estimated value of $223,000. 16.24% of $223,000 is $35,680.
Part Vll, Line 64: First Eagle Gold Fund Class A, reported on the Financial Disclosure Form for 2009 was exchanged for First Eagle Gold Fund CI I on 6/14/10. Part VII, Line 107 The only asset in Trust #1 is a permanent life insurance policy. Part VII, Line 108: The only asset in Trust #2 is stock of Southwest Bancshares, some of which ws a gift from a relative, and the rest purchases. The value of the the trust currently going to any reportable trust is derived from an appraisal of the stock value as of 09/30/2010. There is no income from beneficiary. Part VII, Line 112: This is a 401(k) plan at law firm.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544