~o m

~e~. ~/20~0

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2, Court or Organization U.S.District Court, Alaska 5a. Reporl Type (check approp!iale type} r

~,~po. Req.ired by Ihc" Ethics

in Go vermnent A ct t~ 197,~

(~ U.S.CL app. ~" 101-111)

3. Date of Report 05/07/2010 6. Reporting P~:riad 01/0112009 to 12/31/2009

I. Person Repnrting (last name. first, middle initial) Singlelon, James K. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or parl-timel U.S. Dislrict Judge- Senior

Nomination. initial

[)ate ~i71 Anntlal [] Final

fib. ~ Amended Report 7. Chambers or Office Address 222 West Seventh Avenue, No.41 Ancherage, Alaska 99513-7524 8. On the basis of the information contained in this R~:port and any modificalions pertaining theret,% it is, in m) opinim~, in c.mpliance with applicable laws and regulations;. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompan.ring this form must be followed. Complete all parts,
checMng the NONE box for each part where yo. have no reportable htfornmtion. Sign on In.st page.

l. POSI TI ON S. r~eoo.~.z individual onl.l; set" pp. 9-13 of filing instrttctions.)

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

1 I. A G RE E ME N TS. ra~po,ti,g indivia,al onb: see pp. 14-16 offiling instructions.)

~ NONE (No reportable agreements.)

DATE
I. 2009

PARTIES AND TERMS

State of Alaska, Judicial Retirement commenced 01101194

2. 2009

Executive Life Ins.Co. anm,ily 0"ore Slate payable age fi0

Singleton, James K.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

~ N~me of P ..... Repordng Singleton, James K.

I [

Date of Repor, 05/0712010

111. N ON-INVESTMENT INCOME. rRepo.;.x ,,,~,,iu,,ot,,,.l .,,,,o,,.,.; .~,.i,~,. 17-:,, ,.n~i,,~., ~ ......... n,,,,.,.)
A, Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1NCOME (yours, not spouses) $98512.00

1. 2009 2. 3. 4.

State of Alaska Judicial Retiren,ent

B. Spouses Non-Investment 1 ilcome - If.you ,,,ere married daring any portion of the rtporting year, tomplete this section.
(t~)ollar e~mount ma required e.~cvpt for konororia.)

~-~

NONE (No reportable non-investment income.) DATE SOURCE AN!)TYPE Anchorage School District Teacher Retirement

t. 2009 2. 3. 4.

IV. REIMBURSEMENTS --,,,,,,port~,io,,. toaxi,,~..~o,,~.,.,,,,,,oi ....... ~.

(It~clu:les those to spt~t~e and depemtem children." s~, pp. 23.27 o[~filmg in~r~uctim~s I

NONE (No reportable reimbumements.) SOUR~ DATE~ 10.q8-10121109 LOCATION La Joila, CA PURPOS~ "Lincoln ;~s President" Semir~ar ITEMS PAID OR PROVIDED Meals, Lodging and Pll Transportation

1.

George Mason University Law & Economics Center

2, 3.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Singleton, James K.

05/07/20~0

V. GIFTS. (Intrudes those to spouse ana depenaent chitdren; seepp. 28-31 of filing i,,structions.)
[] NONE (No reportable g~/?s.) SOURCF
I. 2 3,
,4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. a,,~.,~.~ ,t ..... Csp ........ d dependent children; see pp. 32-33 offiling i ........

tion~.)

~
1. 2. 3. 4. 5.

NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE CODE

FINANCIAl., DISCLOSURE REPORT

~ ..... fP ..... Reporting

Date of Repo!!

Page 4 of 7
VII. INVESTMENTS and TRUSTS - i ............
A. Descriplion of Assets {including tnlst ~,.ssets) Place "{X)" after each asset exempt from prior disclosure ~ B Income during reporting period

siug,eto., James K.
t,,e,, .......iOt: (Inch, des tl ...... ~f sp ..........

0510712010

I
d d~Tnmdent childret ; seepp. 34-60 of fllin, instructions,)

NONE (No reportable income, assets, or transactions.) Gross v~[ue al end! of reporting peri~x~ Vahe Cod-,:2 (J-P) Value Method Code 3 (Q-WI Type (e.g.. i
buy, sell,

Transactions d~.lring reporting period

I Ainooo.t ] Type (eg.. Code I ] div.. rent, (A-I-t) ! or i~.t.)

Date
nuxt/dd/~"

Vahle Code 2 i Code I . (JP) I (A-|I) J

redemption) , Sold 03/23/09

buyer/seller (if private transaction) Marke!

[ I. t2. i 3.

Templeton World Fund Mutual Fund Executive Life Insurance Stnte f,ctiremcnt Plan Transamerica Inc. Retirement annuily First Natl Bank AK Checking Acct. tnain branch

Int./Div. None None None J J K J J J ,~ J K M L T T T T T T T T 1U T

5. 6. 7. 8, 9. 10. 1 I. 12. 13. 14. 15. 16. 17.

Blackrock Total Return Fund [nstitutio~al Class Davis New York Venture FD CL Y American Cap lnc Bldr FD SBI CL F2 Cohen & Steers Select Utility Fund Inc, Gab~lli Dividend 8: Income Trust Ivlerrill Lynch Bank (cash) Blackrock Natural Resources Trust lnstl Blackroek Global Allocation FD tnc lnstl Merrill Lynch MITTS "NKY" SV Global Income & Currency Fund Inc. Morg Stan Ins. Muni Scc. Nuveen Global Govt Enhanced Income FD Bank of America Corp.

A A A A A A

Int./Div. lntsDiv. Int./Div. Int.iDiv. htt./Div. Int/D~v None

Sold (part)

03/23/091

Market

lnt./Div. None

l,edeemed Sold K T Sold J T

06/05/09 0t)/25/09

J J

Cash Markel

A B A A

lnt.!Div. lut./Div. lnt./Div. Im./Div.

I0126/09

Market

(See C~lumns CI a,~d t)3)

N -S25[L001 - $500,000

O =$500.001 - ~1,0OO.0~0

PI :$1 .O00.00[ - $~,000,000

P2 =$5.0ff0.1~1 - $25,000,0D0

FINANCIAL DISCLOSURE REPORT

~,me of Pers~t}n Reporting Singleton, James K. [ 05107/2010

Page 5 of 7
VII. IN VESTMENTS an d TRUSTS - i.~ .........

~,,~ t ......tio,,s (~,ct,,a~s t~,ose of .~p ....... a aepe.a,.t children; see pp, 34-60 fi(ing instructions.)
c. D. ......................
q r~nsaclions durit~g reporting period

N ONE (No reportable income, assets, or transactions.) ~

[ ~

.........................~
Description olAssets (including tms~ ~ssets) Place "(X}" ,,lier cacl ..... t cxcmpt from prior disclosure

B.
Income during reporting i~ri~

~
[

! (]ross value at end . of reporting period

............

A ......t[ T~e (e.g. Value [ Code t ! d v rent ; Code 2 orint.) [A-H) ~ [ (J-l)

VIII .... Type (e.g.. ~ Methot buy sell. Code3 ] redemption)

I D~te Valu~ G .... mmlddtyy [ Code - [ Code I ~ (J-P) (A-rl)

Identity of buyer/seller (if private

18.

WaI-Mna Slorcs Inc.

Int./DiP.

19.
20. 21. 22. 23. 24.

Powershares Exchmtge Traded FD TR

Ivy Asset Strategy Fund CL I Pimco Rea! Return FD CL P Pimco Unconstrained Bond Fund CL P Fempleton Glbl Bond FD Adv CL FIA Card Services NA RASP

A
A A A A A

lm./I)iv.
Int./DiP. h~t./Div. Int./Div. Int./Di,. Interest

.l
J K J J J

T
T T T T T Buy Buy Open 09/24/09 0!)/24/09 06/08/09 J ! J Market Market Cash

FINANCIAL DISCLOSURE REPORT Page 6 of 7

~ .... fP ..... Reporting

Date of Report I

si,,u~eton, James K,

05/07/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~ic.,cp.,,

Part Jll A & B - No longer apply for Alaska Permanent Fund Dividend Part VII: Line 7 - June 2009 Changed from CL A to CL F2 Line 14 - 9/2_4/09 Partial Sale Line 16 o 9,25/09 Partial Sale Line 20 - June 2009 Changed from CL Y Io CL I Line 21 - June 2009 Chauged from CL A to CL P Line 22 - 9/25/09 Addl Buy Line 23 - 9/25/09 Addl Buy Line 24 - 6/8/09 Opened ML Bank USA IIASP and name changed to FIA Card Services NA RASP in July 2009

FINANCIAL DISCLOSURE REPORT Page 7 of 7

IX. CERT~ICATION.

Name of Person Repnrllng

Dntn of Report

[ si.~leton, Jnmes ~.

o~/OTaOiO

I certify that all Information given above Onciuding Information pertafnlng to my spouse nnd minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and timt nny information not reported was withheld because it met applicable statutory previsions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regnlations.

Signature_

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS 1"O FELE THIS REPORT ,MAY BE SUBJECT TO CIVIL AI~D CRIMINAL SANCTIONS (5 U.S.C, app. 104)

FILING INSTRUCTIONS Marl signed original and 3 additional copies to:" Committee on Financial DiscIosure Administrative Office of the United States Com~s Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544