David C Norton Financial Disclosure Report For 2009

You might also like

Download as pdf or txt
Download as pdf or txt
You are on page 1of 19

UNITED STATES DISTRICT COURT

DIST~cr oF SO~0TH
" HOLLm~S J~ic~ C~

Po~ Omc~ Box 835

NORTON

TELEPHONE (843)

September 23, 2010 Committee on Financial Disclosure Administrative Office of the United States Courts 2-301 Columbus Circle, N.E. Washington, D.C. 20544 irp Cha erson Baldock: 1 received your letter concerning my Calendar Year 2009 Filing. Here are ~.~spon.~s to inquiries. "Article 5 Trust" and "Article 6 Trust" are listed throughout Part VII of the report. Below is the for each Trust Account: 5 Trust Line 14 - AT&T lnc 22 - Capital World Growth and Income Fd CLA 25 - Chevron Corp 33 - Citigroup Inc 37 - CSX Corp 45 - E I Dupont Co 48 - Eli Lilly & Co 51 - Energy Transfer Partners LP 54 - Exxon Mobil Corp 61 - First Financial Holdings Inc 65 - General Electric Co. 67 - Growth Fund of America CLA 77 - 1BM 102 - Motorola 103 - Motors Liquidation Co. 107 - Norfolk Southern 145 - Wells Fargo & Co New

t ~ ~- -.

6Trust
Line 4 - Alcoa Inc 6 - Altria Group 7 - American Express Co 8 - American Intl Group Inc 10 - Ameriprise Financial lnc 11 - Angen Inc 12 - AOL Inc 13 - AT&T Inc 16 - Bank of America 17 - Bank of New York Mellon Corp 18 - Berkshire Hathaway Inc CL B 21 - Capital World Growth & Income Fd CLA 24 - Chevron Corp 27 - Cisco Sys Inc 28 - Citadel Broadcasting Corp 34 - Coca-Cola Co 35 - Comcast Corp 38 - Dell Inc 39 - Walt Disney Co 43 - Dow Chemical 46 - Eaton Vance Tax Free Fd CLA 47 - Eaton Vance Tax Free Fd CLB 52 -Expedia Inc 53 - Exon Mobil Corp 55 - Fairpoint communications Inc 57 - Federal Home Ln Mtg Corp 58 - Federal National Mortgage Assn 64 - General Electric Co 66 - Goldman Sacks Group Inc 70 - Hartford Financial Services Corp 72 - Hewlett Packard Co 73 - Home Depot Inc 75 - HSN Inc 76 - IAC/Interactive Corp 78 - Idearc Inc 81 - Intel 82 - Interval Leisure Group Inc 83 - Johnson & Johnson 84 - Kimberly Clark 85 - Kraft Foods Inc CLA 91 - MFS South Carolina Muni Bond CLA 92 - MFS South Carolina Muni Bond CLB 95 - Merck and Co Inc New 100 - Microsoft Corp

101 -J P Morgan Chase & Co 106 - Nokia Corp 110 - Pepsico lnc 1 ! 2 - Pfizer/no 113 - Phillip Morris Infl Inc I 14 - Proctor & Gamble 116 - Progress Energy 118 - Safeway Ine New 130 - Texas Instruments Inc 132 -Travelers Companies Inc 133 - Tree Com Inc 136 - Verizon 140 - Washington Mutual Inc 142 - Washington Mutual Investors Fund CLA 144 - Wells Fargo & Co New In Part VII, page 9, line 95 "Merck & Co Inc New" formed from a merger with Sehering Plough Corp on 11/5/2009. In Part VII, page 11, lines 123 & 124 "South Carolina State Deferred Comp Plan" and "South Carolina State Retirement Plan" are managed by the State of South Carolina. The Plan owner does not have control over the investments. Trust # 1 Royal Dutch Shell Lain Farm Allegheny Energy Income A, dividend Value L, cash market Income E, Rent Value D, Cost Income A, dividends Value K, cash market

Fairpoint Communications Income, none Value J, cash market Idearc Inc Income, none Value J, cash market

Eli Lilly & Co


Pepco Holdings Inc

Income A, dividend Value K, cash market


Income A, Dividend Value J, cash market

Lain Farm is located in Johnson County, Indiana. In Part VII, page 11 lines 130 and 132 "Ticketmaster Inc." and "Total Systems Services Inc" were erroneously omitted. They should have been listed as: Ticketmaster Entertainment Corn Income, None Value J, cash market Total Services Inc Income A, Dividend Value J, cash market ed, please do not hesitate to let me know.

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
I. Person Reporting (lasl name, first, middle initial) Notion, David C.
4. Title (Article DI judges indicate active or senior s.atns; magistrate judges indicate full- or pe~-time) U.S. District Cotwt Judge

Report Req.~ved by the Ethics


in Government Act of 1978

2. Court or Organization U.S. District Court


5n. Report Type (check appropriate type) [] Nomination, [] lnilial Dat~ ~ ~ Annual [] Final

3, Date of Repar~ 08/08/2010


6. Reporting Period 0|10112009 ~o 12/3112009

5b. [] Amcnd~d R.porl 7. Chambers or Office Address P.O. Box 835 Charleston, $C 29402 8. On the basis ofhe information contained in ~;his Report and ~ny modifications pertmining there~o~ it is, in my pinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete ali parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITION S. <a~o,,~,, ~.~ o~t~ ~,e ~ 9-~s o~f,~,~ ~,~,,~,~o~.~


[-~ NONE (No reportable positions.)

POSITION
1. Co-Tmslee Trust (Trust # l)

NAME OF ORGANIZATION/ENTITY

2.

Trustee

Article 5 Trust

3.

Trustee

Article 6 Trust

I1. AGREEMENTS. ~e~o,~ I~olo~,~. ~-~ o~t~ ~,~o~.~


NONE ~o reportable agreementsO
PARTIES AND TERMS I.

FINANCIAL DISCLOSURE REPORT

Page 2 of 14

Norton, David C.

08/08/2010

III. N ON-INVESTMENT INCOME. ~Re~,arang


A. Filers Non-lnvestment Income
NONE (No reportable non-investment income.) DATE
1. 2009 2. 3~ 4.

SOURCE AND TYPE


Charleston School of Law

INCOME
(yours, not spouses) $2~,780

B, Spouses Non-Investment Income - if you were married during any porllon of ~A repar~ng ye~r, complete thi~ se~ior~
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Fullon County Medical Examiner, Atlanta, GA. - Salary ,. WebMD - Editorial Stipend

1. 2009 2. 2009 3. 4.

IV. REIMBURSEMENTS - t~a,,,m,t~ao..


(Includes thee to s~use and de~ent children: see pp. 2J-27 of filing

NONE ~o reportable reimbursements.) ~


1. 2. 3.

LOCATION

PU~OSE

ITEMS PAID OR PRODDED

5.

PageFINANCIAL3 of 14 DISCLOSURE REPORT I Norton, Dav~,~ c.

V. GIFTS. a,~u~es ~, ~o ~o,~e ~#d do, e,d*nt c~ *e* rp. Z~-~ ~ of ~ ~*.~
NONE ~o reportable g~s.)

~
1.
2.

DESCRIPTION

3.
4. 5.

VI. LIABILITIES. a,,,~de~,ho~c o~ ~o .... ~d ~,~,u~, ~,,~ ~ ~,~,. ~z-~ of ~~,~ ~,~
NONE (No reportable liabilities.) CREDITOR
I.

DESCRIPTION

yALUE CODE

2. 3. 4.

5.

PageFINANCIAL4 of 14 DISCLOSURE REPORT I rqorton, David C

08/0S/2010

NONE (No reportable income, ~sets, or transaction.) D~ption of~ (including ~ a~) Pl~"(X)"~eacha~ exmpt +am mo~ dimlosure ~ ln~om during Gross value at ~d T~n~cfions ~ring ~ng ~ri~ t+nti~of

+Am~nt[ ~(e.g., Value l Value [ T~e(e.g., + Date [ Value [ Gmn

I. 2. 3. 4. 5. 6. 7.

AES Co+ AFLAC Inc Alcatel-Lucent ADR Alcoa Inc Allianz Life F~nklin Valuema,k A ltria Group American Express Co A A A A

Hone None None Dividend Dividend Dividend Dividend

J L J J K J J

T T T T T T T

8+ 9.
10. I I. 12. t3. 14. 15. 16. 17.

American Intl Group lno American Intl Group Ine


Ameriprise Financial lne Aragon Inc AOL Ino AT&T lnc AT&T Inc AT&T lag Bank of America Bank of New York Mellon Carp A A A A A A

None None
Dividend None None Dividend Dividend Dividend Dividend Dividend

.1 J
J J J J J K K J

T T
T T T T T T T T

Sold (part)

06/30/09 J

Spinoff ! 12110/09 (from line 13t)

(See Columns BI and 04)


2. value ~

F =$50,001 - $100,000
J =$15.000 or I~

O =$ I00.001 - $1,000.0~0
K -$15.001 - $50,000

H I =$1.000.001 - $5.000.000
L -$50#01 + $100,000

it2 =M~ee than $5.000,000


ld =$100.00! - $250.000

(See Columns CI and D3)


3. Value Method Cod~ (See Cohman C2)

N =1250 00! -I500 D00


P3 =$25,000.001 - 150,000,000 Q =Appcaisal U =Book Value

O -$500.001 - $1,0~0,C~0
R "~o1 (Read Estate Only) V =Other

Pl =$1.000,001 - $5,000.000
p4 ~Moce than 150,000.000 S =Asse~qlt W =Fadmaled

P2 45,000,001. $25,000.0~0
T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 14

Name of Person Reporting

Date of Report

No~n, David c. [

081o8/2OlO

VII. INVESTMENTS and TRUSTS - ~nco.~ ~.e, ~.eao.~ a.~..s ,~o~ o/~ .... d d~endent children; see pp. 34-60 of filing
NO~ ~0 reportable income, assets, or tra~actions,)

~"
Descfi~i~ of Ass~ (inclu&ng trust assc~) P]~ ~(X)" a~vach~t ~empt ~m prior di~10s~

~o~
~i~_~.~fiod ~u~t [ T~v(c.g., [~I[ die., ren~ ~ (A-H) [ or inL)

c. ................................... ~: ...................
Gr~s value m ~ of ~ing Val~ C~e 2 (J-P) Value Me~od C~e 3 (Q-W) T T T~ctions during ~po~ing ~ri~

T~(~.g.. / buy, ~11,


~emption) J J

Da~ I Val~ ~ Ga~ II C~ 2 [ Code I [ (J-P) (A-H) [ Identi~ of buyer/~ll~ (if private

~ m~ L

18. 19,

Be~hi~ H~thaway lno CI B BP PLC Spons ADR C

Hone Dividend

J L

20.
21. 22. 23.

Bristol Myers Squibb


Capital World Growth and Income Fd CL A~ Capital World Growth and Income Fd CL A Capital World Growth and Income Fd CL A

A
A A A

Dividend
Dividend Dividend Dividertd

J
K K K

T
T T T

24.

Chevron Corp

B A
A

Dividend Dividend
Dividend None None None

K K
K J J J J K

T T
T T T T T T

25. Chevron Corp


26. 27. 28, 29. 30. 31. Chevron Corp Cisco Sys Inc Citadel Broadcasting Corp Citadel Broadcasting Corp Citibank Deposit Program Citibank Deposit Program

A A

Interest Interest

32.
33. 34.

Citibank Deposit Program


Citigroup Inc Cooa-Cola Co

A
A A

Interest
Dividend Dividend

K
J J

T
T T ~

FINANCIAL DISCLOSURE REPORT Page 6 of 14

Name of Person Reporting ,]_ Norton, David C.

Date of Report

o8/o~/2OlO

NONE ~o reportable income, assets, or tr~sactions.)

3~.

Co~t Co~

Dividend

36. .Corncast Corp 37.


38. 39. 40. 41. 42, 43. 44. 45. 46. 47. 48. 49.

None A Dividend
None A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend None A A B A Dividend Dividend Dividend Dividend

J K
J J J J J J J J M K K J

T T
T T T T T T T T T T T T

CSX Corp
Dell lnc Walt Disney Co walt Disney Co Walt Disney Co Dover Dow Chemical Dow Chemical E 1 Dopont Co Eaton Vance Tax Free Fund CL A Eaton Vance Tax Free Fund CL B Eli Lilly & Co Eli Lilly & Co

50. Emerson Electric


5 t. Energy Transfer Partners LP

Dividend
None

K
K

T
T Buy 01/28/09 K

FINANCIAL DISCLOSURE REPORT Page 7 of 14

[Name
[ No,to., na,td ~.

of Person Reporting

Date of Rel~rt

og/o8/201o

NO~ ~o reportable income, assets, or tra~actio~.)


~fi~ion of A~ (including ~st a~) PIa~(X)" ~each ~set ~ ~ ln~e during ~ng period ~ ~lue at end { of r~ing ~ri~ Value ~ (J-P) Va~ ! C~3 Transitions during ~ing

[~ount I T~(e.g..
~ (A-H) ~ orint.)

T~(~.g..
~demption)

I D,~ I V~,~ I G~ I
~ [ (J-P) { (A-H)[

]d~.ti~
(ifpfiva~

52:

Bxp~ia Inc

None

53. 54. 55.

Exxon Mobil Covp Exxon Mobil Corp Fairpoint Communications Inc

A A

Dividend Dividend None

J K J

T T T

56.
57. 58. 59. 60. 6t. 62, 63. 64.

Fairpoint Communications Inc


Federal Home Ln Mtg Corp Federal National Mortgage Assn First Federal of Charleston First Financial Holdings In First Financial Holdings ]he Genetech lr~ General Electric Co General Electric Co B A C C A

None
None None Interest Dividend Dividend None Dividend Dividend

J
J J O M K

T
T T T T T Merged 04/24t09 i (with line 131) J

K J

T T

65. 66.
67. 68.

General Electric Co Goldman Sachs Group In


Growth Fund of America CL A Growth Fund of America CL A

B A
A A

Dividend Dividend
Dividend Dividend

K J
K K

T T
T T

(~:C~u~ ~)

U =B~k Vflue

V ~M

W =~i~ted

FINANCIALDISCLOSURE REPORT Page 8 of 14 [ Norton, Dnv~d C.

0S/0Sr~01o

VII. INVESTMENTS and TRU S TS - t.co~e. ..~. ,.a~o~o. a.c~,~ ,~o~ of ~. ~ ~.~.. ~,~..~ ~ ~p. ~o ~/~m.z ~.~.~
~0~ ~o reportable income, assets, or transactio~.)
~~ption of A~ (incl~ng trust a~e~) Pl~(X)~~t In~o~ du~ng ~o~ing ~6~ T~(~.g., Gm~ value at ~d of re~ing ~ri~ V~I~ [ Value T~e(e.g., Transactions during ~porting peri~

~unt

[ ~t

u ~ Gain

IdentiCal

69. 70. 71. 72. 73. 74. 75. 76. 77.


78.

G~dcd ~rapuctics ln Ha~ford Financial S~ices ~ HaRford Ca~lal Appr~iation Fund (IRA) HewleR Packa~ Co Home ~pot Inc Hone~ll Intl Inc HSN Inc IAOlnt~otive C~ ~M
Id~rc Inc

None A A A A A Divided Divided Di~d~d Dividend Dividend None None B Dividend


None

J J M J J J J J L
J

T T T T T T T T T
T

79.
80.

Ideate Inc
Intel (1~) lntel A

None
Dividend

J
K J J J

T
T T ~

81. 82. 83.

Dividend None

lnt~al Leisu~ Group Inc Johnson & Johnson

Dividend

T T

84.
85.

Kim~dy Clark

Di~dond

~fi F~s lnc CL A

Dividend

L t~com Gain Cod~ 2. Valu~ ~ (S~ Columns CI and D3) 3. Valt~ Method Cod~ (See CoJu~n C2)

A -$1~000 or ~ N P3 ,~2S,009,001 - $50,000,0~0 l~ =Al~lisal O "Book Value

B =$1.001 - $2,500

C -$2.50! - $5,0~0

D =$5,001 - $15,000

E =$l 5,001 - $50,000

g =(10~ (R~! Estet Only) V =O~her

P4 =Mora than $50,0~0,000 S =Assessr~nt V,/ =Estimated

T ==Cash Market

FINANCIAL DISCLOSURE REPORT Page 9 of 14

~a,e of Person Reporting Norton, David C.

Date of Report 08/08/2010

VH. INVESTMENTS and TRUSTS - 1.o,~, .~,e, ~,o,~ao,~ a.a~d~ tho,~ o/~po,~ ~,~ ~po~a~,, ~s~,~; ~~ ~p. ~-~o olm~ ~,~.~
NONE ~o reportable income, assets, or transactio~O A, ~on of ~se~ (i~l~g tms~ ~se~) B. Income during reposing ~fi~ C. Gm~ value at end of r~o~ing ~ri~ D. T~mctio~ ~fing ~o~ng p~

~pt~pfio, disolo~

di .... t, [ ~d2

I Mc~od

buy, s~lt,

tm~d~ I c~l ~d~ ~ /

86. 87. 88. 89.

Le~ M~n Pa~ers A~essive ~owth FD CL C ~gg M~on Value Trust Inc Lincoln National Corp Linciln National Life Annuity (IRA) A A A

None Dividend Dividend Dividend

J K J M

T T T T

90. 91.

LSI Logic Corp MFS South Carolina Muni Bond CL A A A

None Interest Interest


None A Dividend None None A A A A Dividend Dividend Dividend Dividend ,

J K K
J K J

T T T
T T T Merged (with line 16) 01/02!09 J

Buy (addl)

05/27/09 K

92. MFS South Carolina Muni Bond CL B


93. 94. 95. 96. 97. 98. 99. Mass Mutual Life Ins McDonalds Corp Merck & Co Ins New Menill Lynch & Co Inc Metlife Ins Co of Connecticut Vintage Metlife Life & Ann Co of Conn TLAC Port Arch Metlife Life & Ann Co of Corm TLAC Marquis Portfolio

L M N J

T T T T

100. Microsoft Corp

101, JP Morgan Chase & Co


I02, Motorola

A
A

Dividend
Dividend

J
J

T
T

FINANCIAL DISCLOSURE REPORT Page 10 of 14

Name of Person Reporting

DateofReport

Norton, ~d c. I

o~8/2olo

VII. INVESTMENTS and TRUSTS -t, eo,,~ ~ai,~o~=~,~a, cl,~,~t~o~o/~eo .... ~e~,t~#~,:~e~
NONE ~o reportable income, assets, or transactions.)

~.
D~ption of~ (including ~t ~) Pla~ )g)" ~Ror ~h ~t exem~ ~ p~r a~losu~

~.

-- ........ c~ ........................................................
Gro~ value at end of ~o~ng Valu~ Co~ 2 (J-P) Val~ Me~od c~e 3 T~ (e.g.. buy, sell, ~emption)

~ ......................................

[ In.me d~ng ] ~ing pefi~ ~ounl / T~ (=.g.. C~e I / div., rent, (A-n) / or int.)

T~ns~tions during ~p~ting

] Date /Value ~ Ga~ ~ j m~ l~de 2 ] Code 1 I [ (J-P) ~ (A-H) I

Id~ti~ of buyerl~ller (if private

I03. Motors liqui~fion Co, 104. 3M Company A 105. NCR Corp New 106. Nokia Corp 107. Norfolok Southern 108. North Carolina Rental Property 100% Transylvania County, NC 109. Paragon Life Fixed Fund t 10. Pepsico Ine 111. Pfizer Inc 112. Pfizer Inc t 13. Phillip Morris lntl Inc 114. Proctor & Gamble 115. Proctor & Gamble 116. Progress Energy 117. Pumam Tax Smafl FDS Equity FD CI B 118. Safeway Inc New 119. SCANA Corp A A A A A A A A A B A B 13 A

None Dividend None Dividend Dividend Rent None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K J J L PI J J J J J K K K M J K

T T T T T w T T T T T T T T T T T Sold (part) 10/I 6/09 J A

(~ L~)

O ~ V~lue

V~

FINANCIAL DISCLOSURE REPORT Page I 1 of 14

N,,.e of Person Repor~ng

Da,e af Report

nomn, David C. I ,~o~ a~,~, ,~o~ o~ .... ~ ~ ~:d,~,~ ~ ~p. ~-60

0S/0Z/2010

VII. INVESTMENTS and TRUSTS - ~o~, ~, ~ ......


NONE ~o reportable income, assets, or transaction.)
~scfiption of~ (i~l~ing ~t a~) Pl~"(X)"~ereachs~et } ~me during ~ ~ing peri~

] Gross value at ~d ~ of~o~ing p~ri~ Value (J-P) ~ Value

~ ~ I T~(~.g,

T~n~ctio~ during ~o~ing

Amount~ T~(e.R., / (A-H) or int.)

/ Da~ ~ Value ~ (J-P)

G~ ~ I (A-It)

ld~tiWof (ifpdvate

~ Code3

~ r~pfi~)

120. SCBT

Dividend

! 21. Scherling Plough Corp ! 22. Sruucker Co New 123. South Carolina State Deferred Comp Plan 124. South Carolina State Retirement Plan A A B

None Dividend Dividend Dividend J L M T T T

Merged (with line 95)

l 1/03/09

South Carolina St Set MB UT


126. South Financial Group (IRA)

A
C

Interest
Dividend J T

Matured

06/01/09

127, Sunlrust Banks In 128. Synovus Financial Corp


t29. Te~adata Corp 130. Texas Instruments Inc 131. Tirue Warner lnc 132. Travelers Companies Inc 133. Tree Corn Ine

A A

Dividend Dividend
None

L J
J J J J J

T T
T T T T T

A A A

Dividend Dividend Dividend None

134. UTS First TR SPL Situations TR 1559 Dow Target 10 135. UTS FPT Dow Target 10 Feb 09 (IRA) 136. Verizon A A

None Dividend Dividend K J T T

Sold Buy

01130/09 K 02/02/09 K

FINANCIAL DISCLOSURE REPORT

Page 12 of 14

Name of Perso. Reporting

I [

Date of Rcpnr~ 08/08/2010

I Norton, David C.

NONE ~o reportable income, assets, or transaction,)


~fiption of As~ (including ~st a~) In.me during reposing pe~od

of ~ing Value ]Value T~(e.g., [ Date [Value I Gain [ ld~ti~of

~p~or~s~

Ph~e"(X)"~~h~

~mouatI T~(e.g.,

c~i div .....


k

~ (Q-W) I Divided None None None J K L J J J T T T T T T J T

~ction)

137. VeHzon 138. Wachovia 139. Wach0via (IRA) 140. Washington Mutual Ine 141. Washington Mutual Investors Fund CI A 142. Washington Mutual Investors Fund CI A 143_ Washington Mutual Investors 144. Wells Fargo & Co New 145. Wells Fargo & Co New

Merged (with line 144) Merged (with line 145)

01102109 01/02/09

J J

B B A A A

Dividend Dividend Dividend Dividend Dividend None None None

t46. Wyeth 147. Wyeth 148. Zimmer Holdings Ine

Sold Merged (with line 112) J T

10t16/09 10/16/09

i ! i 3. Value Method Cod,.~ (S~ Column 122)

(St* Colutans BI rail D4) 2. Value Codes (Sc Cohtmra (21 amt D3)

F ~150.001 - $100,000 J =$1 $,000 ~ less N =$250.001 - $500,000 P:) =$*5,000,001 - $~0,000,000 Q =Appttlsal O ~Book V~fl~

G =$100,001 - $1,000,000 K =$15,001 - $50,000 0 -$500,001. $ 1,000,000 R =:Cc~t (Real gstat Only) V ==OtMr

HI -=$1,000.00t. $5.000.000 L ~$50,0~1 - $ 100,000 PI =$ 1,000,001. $5,000,000 P4 =More than $50,0~0,000 S ~mcat W =Estimated

H2 =More than $5,000,000 M =$100,00I - $250,000 P2 --$5,000.00t - $25.000,000 T =Cash Market

Page 13 of 14

No.on, David C.

0~/0S/20t0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Explanations for Part Vll. Investments and Trusts I. General Motor~ listed on 2008 Statement. In 2009, name changed to Motors Liquidation, lnc, 2. Trust #1, Lain Farm shown on 2008 Statement is now shown on the atlachmen! sheet listed as Trust #I. 3. The rental property listed in Part VIi, line 108 is located in Translyvania County, North Carolina, USA.

FINANCIAL DISCLOSURE REPORT Page 14 of 14 I Norton, ~>avid c. IX. CERTIFICATION.

08m/~01o

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.$.C. 7353, in

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILF~iI.Ja~FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N,E. Washington, D.C. 20544

Trust # 1

~~ of Royal Dutch Shell ~ of Lain Farm

~~ of Allegheny Energy ~ of Fairpoint Communication ~N~NI~I of idearc Inc ~~ of Eli Lilly & Co ~,,,,,~N~ Holdings Inc

~N~I of Roya~ Dutch Shell

You might also like