FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

Court or Organtza~oa ST~AUB, CHESTER J.

Title (Artld~ IIl Judg~ indk~tz active or s~/or status; magistrate judgc~ indicate fulJCIRCUIT JUDGE - SENIOR STATUS
~b. [] Amended Report

Report Required by the Ethic.~ in Go~ernment Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 05/06/2011 R~pocting Period 01/01/2010

to

U.$. COURT OF APPEALS, 2ND CIR

$a. Repo~ Type (check appr~prht~ t~l~) ] Nomination, Date

7. Chambers or Offic~ Addr~ UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, NY 1OOO7

On the ba~s of the information ~mtained in this Reporq and any mediflcaffoas pertaining thereto, it is, in my opininn, |u ~ompllanc* with applicable laws and rt-gulatlom.

Revkwing Oi~.r

Date

IMPORTANT NOTES: The instructions accompanying zh~ form nu~ be followed. Complete ali par~, checking ~he NONE box for each part where you lmve no reportable ~nformalon. Sign on last page.

I. POSITIONS. ouma,,~ ~,,~-.,,,,,t,; ~,~,~,. 943 o/~ ~

~]

NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4.

II. AGREEMENTS. (R.~,~,~ ~ o~,;,,~. ~.u oy~t~ iaururtio~,)

~]

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Straub, Chester J.

FINANCIAL DISCLOSURE REPORT Page 2 of 16

Name of Pr.~oa ReproVing

lhte of Report 05/060-.011

lII. N ON-INVESTMENT IN COME. azr~: ~,~i,~,a ,,a ~,r; ~,, m. 17.u of f cling iron.dittos,)
A. Fliers Non-Investment Income [] NONE(No reportable non-investment income.) DATE
1. 2010 2. 3. 4.

S01,JRCE AND TYPE

HYS REWIREMF_~ SYSTEM ~ BENEF~

INCOME (.yours, ~ot spouses)

$6,183.00

B. Spouses Non-Investment Income - ilym~ were manicd dur~g a~ ~*a~i~R of tha repor~ng y~r, m~tl# t~ ~

~
1.

NO~ (No reportable non-~es~nt ~om~) ~ SOURCE ~D ~PE

3. 4.

(Includes those to spouse and dependent c]ffldren; see pp. 25-27 o~flling

[-~

NONE(No reportable reimbursements.) SOt IRCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2.
3.

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 16

Date of Report 05/~t2011

NONE (No reportable gifts.)

SOURCE DF, SCRIPTION

NONE (No reportable liabilities.)

CREDITOR
1.

VALUE CODE

3.
4,

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 16 VII. INVESTMENTS and TRUSTS -

STRAUB, CHESTER J.

Name ot Person Reportl~g

NONE (No reportable incom~ assets, or transactions.)

A. Dey, cripdoa of Ass~t~ (indndtng tx~t a.~-t~) Place (X) ~ ~ asset exempt from la~Ot disclosure Income during reporting period O) Amo, ant Code 1 (A-H) 3~pe (e.g. div. r~, or inl.) c. Gro~ value at end of r~poai~g ~niod O) (2) Value Value ~e 3 Ttan~cfion* dm~g repc~g l~4od (1) Type (e-g., b~y, ~LL i~kmption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identi~ of latyer/sdlm" (ff private

2. 3, ~. 5. 6.

NY ST DORM AUTH REV$ CITY UN1V O3NS-STI-I GEN-C MBIA 4flOKB NY CITY MUN WTR F/A WTR&SWR SYS RV SI~, B-AMBAC TCRS CSTD NEW YORK ST TWY AU SVC CONT REV LOC ~ & BRIDGE 8/15/95 BERKSHIRE HATHAWAY INC. CLASS B HEWLETr PACKARD COMMON

C A C

Interest lntert~t Interest None

L L M J L J M J J J

T Redeemed T T T T T T T T T T

06f15110 K A

Dividend
None

7.
!8. 9.

ENZO BIOCHEM INC COMMON

HEALTH CARE PPTY INVS INC COMMON
GREAT PLAINS ENERGY - KANSAS CITY POWER & LIGHT COMMON C A C A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

10. IBM COMMON

11. GENERAL ELECTRIC COMMON

12. LOCKEED MARTIN COMMON

13. EXXON COMMON 14.

COIVfiMONWEALTH REIT COMMON

(FORMERLY HRPT PROPERTIES

TRUST)

I5. COHEN & STEERS REALTY SHARES 16.

Dividend

Buy (adda) Buy (addq)

03~ 1/10 06~30/10

J J

FINANCIAL DISCLOSURE REPORT Page 5 of 16

Name of Person Reporting

Date of Report 0~/~2011

STRAUB, CHESTER J.

NONE (No reportable income, assets, or transactions.)

A. IX~tion of Assets (including trust assets) B. Income during reporting period O) (2) Gr~ss value at end of reposing pe~od Tran~on~ during reportiag period

O)
div. r~nt. Value Code 2

(2)
Value Mc~

llaee "00" tiler each as~t

exempt fxc, m i~or disdo~tre

Amoum
Code 1

Type (e.g., or

0)
Type (.g, buy, ~ .it:dem/:edon)

(2)

(3) (4)
Gain Code 1 (A-H) Identity of b~yer/seller (*d pri,tate

(A~

Date Value mm/dd/yy Code 2 (J.P)

(0-~
17. 18. 19. NEW YORK ST E~IVIRO FACS 5% NEW YORK ST URBAN DEV CORP REV C CORP 6.5% 21. METROPOLITAN TRANS AUTH NY TRAN FACS D
Interest
Buy (addl) 09/30/10 12/16/10 J J

(a~)

Buy

Redeemed 06/15/10

Interest Interest Dividend Interest Interest Interest None M M L K L K P1

K

Redeemed Sold T T T T T T T
T
Buy

07/01/10 M 03/29/10 K

A C

22. S&.P IVl]D CAP 400 DEP RCPYS MID ~ A 23. FIDELITY MUNICIPAL MONEY MARKET 24. NEW YORK NY GO BDS SUBER/E,S 5% 25. MErROPOUTAN TRANSN ALTTH NY 5.5% BOND 26. FORTE~CUE METALS GROUP LII) COMMON !27. GOLDMAN SACHS GROUP INC COMMON 28. WALMART STORES INC COMMON 29. FIDELITY NY MUNI MM 30. 31. 32. 33.
EATON VANCE LG CAP FUND

A C C

A A A
A

Dividend Dividend Interest

Dividend

03/09110 06/09110

J J J J

(addl)

(addl)
Buy
(addS) Buy (addl) 12/29/10

Buy

09/09110

1. inctm~e Gain Codes: (Se~ Colum~ BItnd I)4) 2. V~lu~ Codt*.

3.Vdue Method Codes (~ Column C2)

A =$1,000 or Ic~. =550,001 - SI00,000 ~ 15.0~0 o1 less N =$250,001. I>3 -$25,000,001 O =App~tlsal U -Book Value

.$1fl01 - $2.500 =$100,001 K=$15,001 -$50,000 =$500,001 - $i,ooo,ooo =Cost (Real Estal~ Only)

C 42.501 - $5,1)00 HI =$1,(g)0.001 L =$50,001 - $I00,000 P4 =Mort tlma

D =$5,001 - $15,000 H2 =Mo~ ~ $5,000.000 M =$100,001 - $250000 P2 =$5,000,001 T -Caxh Mantel

E ---$15,1301

W =E~imatczl

FINANCIAL DISCLOSURE REPORT Page 6 of 16

Neme of Perenn Rep~tlng

Date of Report

STRAUB, CHESTER J.

05/06/2011

c.
Gro~ vttue at end

IMmsactiom d~ing nlXWtlng p~iod

of reporting period

0)
Value ~2

(2)
Vahm M~ C~ 3

0)
Type (e.g~ bey, selL

(2)
Date mm/dd~/

(3)
V~lue Co~e2

(4)
Gain Codel

(5)
Identity Of beyet/sell~r

(J-P)

(~
34. FIDELITY" INSH.TREASURY MONEY FUND A Dividend Dividend Intense O L T T Buy
Buy

tnmac~) 07/01/10 P1 11/22/10 L

09/14/10 P1

35. TEMPLETON GLOBAL BOND ADVISOI~ A FUND

36. US TREASURY BILLS 37. 38. 39.
40. **CITIBANK ACCOUNTS*"

(part) (addl)
Sold Buy 10/08/10 11/04/10

Sold

10,~7/1o

P1 O 0A

41. CHECKING~ 42. "*FIDELITY IRA ROLLOVER**

43. MARSH & MCLENNAN CONLMON A A 45. 46. FIDELITY US GOVT RESERVES MM S&P MID CAP 400 DEP RCPTS MID CAP B SPDRS A

None

Dividend interest Interest

K J

T T Closed 11/22/10 P1

Dividend

Sold
Buy

(part)

02/03/10 K
03/29110 K

47. 48. FEDL HOME LN BANK CONS BD 5.625% 11/15F2011 49. AMERICAN GROWTH FUND OF AMERICA CIASS F (GFAFX) B
Interest
No~e

K Sold 02/03/10 K C 07114/10 K

50. TWEEDY BROWNE GLOBAL VALUE FUND

Dividend

Buy (addl)

I. l~cmn~ Gain Cadet: (See Columm BItnd D4) 2. Value C~Ie* (S~ Columat Cl and D3) 3. Maitre M~Jbod Codes ~ Cob~mn C2)

A =$1,000 at lea F =~t~0.001 - $ 100,000 J --$15,0(X3 or ks N :$250.001 $~00.000 P3 ~$25,00~.001 - $50,000.000 O =Appra~tl U *Book VtJ~

B =$1,fl01 - $2,500 G =$ 100,00l - S I.(]00.000 K =$15,001 - $.50,0~) 0 =$5~fl,001 - 11,000,000 R =Co~ (Real Estat~ O~lly) V --atilt

C 252,501 - $5,000 HI =,~1,1~0,1~31 L --$50,001 - $100,~00 PI =11,0~0,001 p4 =Mort th,~ S =A.~4~a rn~t W =F~tin~t u:d

D =$5,001 - $ I~,0~0 M --$100,001 -

E -~15.001

T =Ca~ Mmk~t

FINANCIAL DISCLOSURE REPORT Page 7 of 16

Name of Person Reportlt~ STRAUB, CHESTER Jo

Date of Rtp~rt 05/D5/2011

NONE (No reportable incom~ assets, or transactions)

C. Gro~ valu~ at end of ~epoedng period D. Transactions during relmrt~g period

O)
Valu Code 2

(2)
Valu Method

O) ~-~pa oO

(2)

O) 0-~)

(4)
GaJ~ ~1

(~
Idcatit~ (ff Imyeff~ller

"J~!pe (e.g,, Dam Value Imy, ~ mm/dd/yy Coae 2

O-D

Cod~ 3
(O-w)

(A-tO

C~ O~
tmn~=~)

51. 52. BARON GROWTH FUND 53. 54. BLACKROCK GLOBAL ALLOC FUND 55. 56. 57. 58. 59.
60. ROYCE TOTAL RETURN FUND 61. !62. 63. i64. 65. 66. GOOGLE COMMON A None Dividend K M T B Dividend M T

(am)
None
M T

Buy

12/30/10

J J K M M J J M

(part)
Buy (addS)

Sold 02/93/10 07/14/10

Dividend

Buy 01/22/I0 Buy (addl) 02/17/10

Buy 07/22/10 (addq) Buy (addl) 12/20/I0 05/06/10

AMERICAN GROWFH FUND CL 172

Dividend

Buy

Sold

02/03/10 03/11/10 0610/10 07/14110

J J J K

(part)
Buy

(a~da)

(addD (~d~) (add])

Buy (addl) Buy

Buy

Buy

09/09110 I
12/U9/10 J

67. FIDELITY CONTRAFUND

Sold 02/03/10 K

(S~e Ca)Imam BI ~d ~) 2. Va~ ~ (~ ~ C1 ~ D3) 3.V~ Ma~ 1~ ~1~ ~)

A =$1,000 m lets F =$50,001 - $100,000 J .~115.000 or lett N =$250,1301 - $500.000 F3 =$25,tX~0.001 - $50.0eO.12tX) U =Bo~ Valm:

B =$1,flOl G -$100,(I]l K --.$ t 5,0Ol. o .$50o,0ol . $1 .(x~o,ooo R =t~a Offal Eaa~ Only) V -Otl~r

E ~$I$,O01 -

FINANCIAL DISCLOSURE REPORT Page 8 of 16

VII. INVESTMENTS and TRUSTS

Name of Person Reportlag

Date of Report 05/06/2011

STRAUB, CItESTER J.

NONE (No reportable income, assets, or transactions.)

Gr~s value at end of r~lx~ing perkxl (2) O) Value Value Code 2 Method (J-P) Code 3 Transactions during rclx~ing O) "Dype (e.g, b~y, s11, r~demption) (2) Date mm/dd~ry O) (4) Value Gain Code 2 Code l (I-P) (A-H)

Identi~ of b~er/seHe~ (ff private

(Q-w)
Buy (addS) 02/05110

~on)

69. 70.
71. EATON VANCE LG CAP VALUE FUND B Dividend

Buy 05/10/10

(a~)
Buy 12/17110 (adda)

(addS)

Buy

03/10/10 J

Buy 06/09/10 J (addl) Buy 09/09/10 (addl)

Buy (addS) 75. IVY ASSET STRATEGY FUND 76. A Dividend 12/30/10 J 01/7_2/10 M

Buy

Buy (addS)
Buy (addq)

02/17/10 M
12/09/10 J 11/22/10 M 12/17/10 J A

78. TEMPLETON GLOBAL BOND ADVISOF C Dividend FUND

Buy Buy (addS)

80. 81. 82. 83.

KKR PRIVATE EQUITY INVESTORS LP A BERKSHIRE HATHAWAY INC COMMON INrEL CORP COMMON JPMORGANCHASE&COCOMMON A A

Int3Div. None Dividend Dividend L M J T T T

Sold 08/26/10 J

84. MAITHEWS CHINA FUND

Dividend

Buy (adda)

12A39/10 J

C --,t~01 - $5,000 HI -$1,lX]0.001 - 15,000.11~

D --$5,1301 H2 -Mote than

E --,$15,001.150,0o~

P4 =Mote th~ S =As,.~mem

T =Cub MaA~

FINANCIAL DISCLOSURE REPORT Page 9 of 16

blame of Penon R~orting

Dat~ of Repert 05/06/2011

STRAU~ CHESTER j.

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including tn~
B. Income during C. Gross value at end D. Transactioas dming ~-vorti~g period

~e I ~v~ ~n~

~ 2

M~ buy, ~II,

~d~ C~ 2 ~ I

~yer~Her

Buy

01/30/10 02/27110 03/31/10

J I J

(add1)
Buy

Bay

(addS)
Buy Buy

l~y

04/30/10
05/29/10

J
J

06/30/10

(add0
Buy

Buy

07/31/10

08/3U10

(a~)
Buy

Buy

09/30/10 10/30/10 11/30/10 1 l/D3/l 0

12/31/10

J J J J
J

(adda)

Oddt)
Bay

Buy

(aria0
Buy

98.

PIMCO TOTAL RETURN INSTL FUND

Dividend

Buy Buy (adda)

01/22/10 01/29/10 02/26/10 03/31/10

N J J J

I00. 101.

(addS)

Buy Buy

(a~0
B ~;l.O01 O -$11~,001 - $1,000,000 0 --$5~0,1301 - $ i,O00,O00

1. lacome Gai~ C~les: (S~e Colamn$131 and I~) 2. Valne Codes (5~ Colaums Cl tad 133) 3. Vahc bl~thod ~

E =$15,~01 - LS~

F -$50,001 J ,-$15,000 o~ less

U -Book

FINANCIAL DISCLOSURE REPORT Page 10 of 16

Name of Person Reporting

Date o! Report 05/06/2011

VII. INVESTMENTS and TRUSTS

NONE (No reportable income, assets, or transactions.)

O)

(2)

(3)
Gaia Cod* I (A-H) Identity of buyer/t*IJe~ (if privat* truman)

~ (e~g.. D~e Valu* buy, s*IL m/dd/yy Code 2 m ~dempfion) (I-P)

102. 103.

(adda)
Buy

Buy

04/30/10 05/7.8/10 06/30/10 07/30/10 08/12/10 J J L J

(add])
Buy

(ad~)
105. 106. 107.
108. (addi) 109. 110. 111. Buy I0t29/10 11/30110 J J Buy (add2)

(addi)

Buy

Buy 08/31110 (addl)

(ad~l)
Buy (addI) Buy (addq) Buy

12/08/10 K 12/31/10 J 01/29/10 02/26/10

112. 113. VANGUARD LMTD ADMIRAL SHORT TERM FUND

114.

(~d~)
C Dividend M
Buy (addl) Buy

J J

115. 116. 117. 118.

(adda) Buy 03/3t/I0 J (a~,i)

Buy (addi) Buy (addl) Buy (addl) 04/30/10 05/31/I0 06/30/10 J I J

I. Income Gaia Cod*s: (S~ Colurat~ BI and D4) 2. Vaine Code* (~ ~lumm CI and D3) 3.Vth~ Method Code~ (S~ Colttma

B =51.001 - $7.,500

D ~,001 - $15.000 M --$100,~01 - $7.50,tI~0 P2 ~55,0~0,001 - $25,~0,000 T =~ts~ M,uket

0 =$500,001 - S 1,000,000 R~C~ (R~I E.~tc Only)

FINANCIAL DISCLOSURE REPORT Page 11 of 16

Name of Person Reporting STRAUB, CHESTER J.

Date of Report 0~/06/2011

[]

NONE (No reportable income, assets, or transactions.)

A. D e~lrdo~ of Axser~ B, Income during Ca) (~ C. Gross value al end 0) (2) (1) Type (e.g., Imy, ~IL r~dem.ptio~) D.

(A-~

or ira.)

(J-P)

~3 (Q-~

(2) O) (4) D~te Value Gldtt mm/dayy Code 2 Co~e I (J-P) (A-H)

03 Idtntit7 of buyer/seller (if ptivat

119. 120.

Buy

07/31t10 08/31/10

J J J J J J J J J J J J J J J J J

(adda)
Buy

121.
122. 123. 124. 1~5. VANGUARD SHORT TERM LMTD MUN BD FUND INC 126. B Dividend L T

(adOa) Buy ~ o9/3~1o

(addl) Buy (addl) Buy (addl) 10/31/10 11/31/10

Buy 12/31/10 (addl) Buy (add.l) Buy 01/30/10 02/27/10

127.
128. 129. 130.

Odda) Buy 03/31/10 (add.l)

Buy Buy 04/30~10 05/29/10 06/30/10

(add.l)
Buy (addl)

131.
132. 133. 134. 135.

B~y 07/31/10 0dd~)

Buy Buy 08/31/10 09/30/10 10/30/10 11/30/10

(add.l)
Buy (add.l) Buy (add.l)

E ,,.$15,001 - L~,~O

FINANCIAL DISCLOSURE REPORT Page 12 of 16 VIL INVESTMENTS and TRUSTS

Name of Pzr~en Rrporthtg STRAUB, CHESTER J.

Date o~ Report 05/06/2011

NONE (No reportable income, assets, or transactions.)

O) Type (e.g., Imy, ~IL r~k-mption)

t2} Date nmff~l/yy

O) (4) Val~e Gain Code 2 Code I (J-P) (A.H)

Identity of tmyer/sellex (ff private

Buy 137. MORGAN STANLEY GLOBAL LONG/ SHORT FUND 138. 139. "*FIDELrIY IRA** 140. FIDELITY CASH RESERVES 141. AMEmCAN GROWTH (GFAFX) 142. 143. FIDELITY US GOVT RESERVES FI.~D 144. **FIDELITY IRA** 145. FIDELITY CASH RESERVES A A Interest Dividend None J K I T T Buy (addl) Buy T Buy A Interest A A Interest Dividend J T D Dividend N Buy

12/31/10 J 0727/10 M

Buy (addl)

12/29/10 J

Buy 12/22/10 (addl) Sold Sold 10/15/10 10/15/10

J J J A A

146. TWEEDY BROWNE GLOBAL VALUE FUND

147. BARON GROWIH FUND 148. FIDELITY COIWFRAFUND 149. 150. FIDELITY US GOVT RESERVES FUND MM 151. **MORGAN STANLEY SB IRA** 152. DREYFUS MONEY MARKET

(adda)

12/30/10 J

Dividend

02?05110 12/29/10

J J

Intermt

Intcrcst

Olxn

01f29/10 N

1. Income Gain Codt~: (See Columns BI and D4) 2. Value Oxl~ (S~e Columns CI ~d D3)

D -$5,00~ H2 =Mc~e thaa

E ~15,~01 - $50J~0

J =$15,000 P3 ~$25.000,001

3. Va~ M~ C~ (~ ~l~n ~)

T =Cash M~uke.t

U =Book Vah~

FINANCIAL DISCLOSURE REPORT Page 13 of 16 VII. INVESTMENTS and TRUSTS -

~me of Perso,, Rel:~rdng

SIX~UB, CnESrER Jo

[]

NONE (No reportable incom~ asse~ or transactions.)

Do

O) (2) (3) (4) D Value Gala Type (e.g.,a~ [my,*el], mm/dd/yy Cod* 2 Codt I

(5) Idemi~ of Imyer~l]tr

rr~mp~o~)

(J-P) (A-H)

(~pr~e

153. M]LWAUKE~ WIS PROM NTS 4.1%

Interest

Buy

02/05/10 K

154. TIMPANOGOS SPL SVC DIST UTAH 4.69% 155. FLORIDA ST BRD ED LOTYERY REV 4.941% 156. VERMONT ST SER A-2 4.0%

A A A

Interest Inter~t Interest Interest

Interest Interest Intert~t Interest Interest Interest Interest Interest

K K K K
K K K K K K K J

T T T T
T T T T T T T T

B~ Buy Buy
Buy

02/19/I0 K 02/26/10! K 02/08/10 K

lY2~O/IO K

157. NIEIROPOLITAN COUNCIL MINN 4.4% A

158. BRAZORIA CNTY TEX SER B 4.594% A A A A A A A A

Buy
Buy Buy Buy Buy Buy

02(23/I0 K
02/11/10 02/08/10 02/98/10 02/22/10 K K K K

159. HAMILTON MICH CM!T/Y SCHS DIST 5.0%

160. WISCONSIN ST CLEAN WTR REV SER 4.391%

161. NEW YORK ST ENVIRONMENTAL FACS 4.469% 162. SAN LUIS OBISPO CNTY CALIF 7.45%
163. OHIO STATE 5.331% 164. NEW YORK NY FOR PRIOR ISSUES BOND 4,899% 165. TACOMA W/~,qH TAXABLE 4.241% 166. **MORGAN STANLEY SB**

02/11/10 i K

Buy 02/09/10 K Buy 10/27/10 J

167. ~RN ASSET GOVT MONEY MARKET

IntereSt Interest Interest

J K K

T T T

Open Buy Buy

08/31/10 M 08/19/10 K 08/20/10 K

168. SOUTH CAROLINA ST PUB AUTH 4.0% A 169. CHATrANOOGA TENN ELEC REV 5.0% A

I. Income Gain C~ks: (See Cohtmns Ill a~tl D4) ?_ Value Code* (Scc Columns CI end D3) 3. Vttoe Method Coder (Se~ Colunm C2)

A =$1,000 or l~s F =$50,001 - 11C0,000 J =~15,00~ ot less N =$250.C01 - $500,000 ~J --$25.000,C01. $50.0~0,CC0 O .Ap~,ta~ U =Book Va.-~m

B =$1,fl01 - $2.500 G =$100~001 - $1,000,000 K =$15.061 - $~0,flflO O :S500,001 - $1,fl~0,U)0 t ~Co~t (~eal Mle Oa[~) V -Otb~

C =I2,501 - $5,000 HI =51,0fl0,0Ol - $5,1~0,000 L --~50.COl - $ ] flO,0(D Pl =$l.0(JO,001 - $SJ~O.fl00 P4 =More ttma $50.000,0130 S =Ak~~r~le..t~ W

D .t$5,fl01 - !15,1)00 H2 -Mole titan M =3100,flOl. P2 -$5,000.001 T~.a~ Market

E =$15,~01 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 16

Nxme of Pcr~oa Reporting

Date of Report 05/0612011

NONE (No reportable incom~ assets, or transactions.)

Tran~actkms during repotting Ixrk~d

of relx~ing O) value Vtl~e Metl~d Code2 0-r)

(i)
b~y, sell,

(2)

(3)

O)
G~ ~1 (A-H)

(5)
Identity of buy~/sell~ (if prival transaction)

Dale Value nua/dd/yy Code 2 (J-~

170. NEW YORK NY SER A-I 5.0%

lnte~st haterest Imerest

Interest Inter~t Interest Interest Interest Interest

K K K
K K K K K K

T T T
T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy BUy

08/26/10

171. HUNTSVILLE ALA RFDG & CAP SER A A 4.0% 172. NORTH TEX MUN ~rfR DIST TEX 5.0% A
173. JEA FLA WTR & SWR SYS REV SER A 5.0% 174. MIAMI-DADE CNTY FLA TRAN SYS SER A 5.0% 175. FORT BEND TEX FLOOD CTL WTR SUPPLY 4.0% 176. COLUMBIA cITrY GA WTR & SEW REV 5.0% 177. S~DALE ARIZ MUN PPTY CORP 5.0% 178. CALIFORNIA ST DEPT WrR RES FWR SER L 5.0% 179. A A A A A A

] 09/07./I0 K : 09/09/10
08/30/10 08/25/10 09/15/10 09/15/10 10/US/10 08/18/10

K
K K K K K K

FINANCIAL DISCLOSURE REPORT Page 15 of 16

Name of Per,~n Reporting

Date of Report 05/06/2011

ST~UB, CHEST~ J.

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS. a~,,~o~,~o~,,~,~

PART VII: LINE 14: HRPT PROPERTIES TRUST WENT THROUGH A NAME CHANGE DURING 2010. THE NEW NAME IS COMMONWEALTH REIT.

INANCIAL DISCLOSURE REPORT age 16 of 16 CERTIFICATION.

Date of Report

~RAUB, ~ J.

I cet~y that all Information given above (including information pertalnlns to my spouse and minor or dependent children, if any) is :urnte, true, and omplete to the best of my knowledge and belief, and that any information not reported was w~thhdd be~u.~ It met applicable statutory )vision, permitting non.dls~osure. I forther ~ that earned Income I~om outside employment and houorafla and tl~ acceptance of gifts which I~tve been reported a~e In npltant~ with the pr~vMou~ ors U.S.C. app. .$01 eL seq., S U.S.C. 73~, and Judidal Conference regulations.

TIE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL ~TD CRIMINAL SANCTIONS ($ U~.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544