David Hittner Financial Disclosure Report For 2009

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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization United States Disuict Court 5a. Report Type (check appropriate type) [] Nomination, Date [] Annual [] Final

~epo~t R~,ir*dby the Ethics


in Crovernment Act of 1978

(s v.s.c, app. lomH)


3. Date of Report 04/28/20!0 6. Reporting Period 01/01/2009 to 12/31 ]2009

1. Person Reporting (last name, first, middle initial) Hitmer, David "4. Title (Article ~I judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior Startle,

[] Initial

~. [] Amcnd,:M Report "/.Chambers or Office Address U. S. Disffict Court 515 Rusk Street Room 8509 Houston, Texas 77002 8. On the basis of the information confined in this Reprt and any modifications pertain|ng thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer. Date

IMPORTANT NOTES: The in~trucllans accompanying thinform must be followed Complete all parts,
checking the NONE box for each part where ~a have no reportable inforraation. Sign on last pag~

NONE (No reportable positions,)

pOSITION
l Director

NAME OF ORGANIZATION/ENTITY
Sam Houston Area Coundt/Boy Scouts of America South Texas Law Review

2. Director

4.

t77;

II. AGREEMENTS. (Reporting indlvtdnal only; se~ pp. lg-16 of fiting lnstruetion$.)
~ NONE (No reportable agreements.) PARTIES AND TE~S

Hittner, David

FINANCIAL DISCLOSURE REPORT

[ Name of Person Reporting


Hittner, David

I Date of Report

Page 2 of 11

0412812010

III. NON-INVESTMENT INCOME. (neporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
__~ NONE (No reportable non-investment income.) ~
I. 09/23/09 2.04/09/09 3. 4.

SOURCE AND TyPE


The West Group - Royalties on 5th Circuit Guide The West Group - Royalties on 5th Circuit Guide

INCOME (yours, not spouses)


$4,438.31 $967.56

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this sectio~
(Dollar amount not required except for honoraria.)

~-~

NONE (No reportable non-investment income.)

~
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIIVIBURSEMENTS - ~,a~vort~on, ~oag~g,[ood, ,ntertainmen~


(Includes those to spouse and dependent children." see pp 25-27 off!ling instructtor~-,)

NONE (No reportable reimbursements.)


SOURCE_
1 2, 3. 4. 5.

LOCATION

PURPOSE

1TEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT


Page 3 of 11
Hittner, David [ N~m. of ~.e~oD Re~,o.~g

D.t~ o~R.~rE
04/28/2010

V. GIFTS. ,~~,a~ ,~o~, ,o ~ ....

d d~e~ ~Udren; seepp. 28-31 of fil~g ~ttucao~.)

~, NONE (No reportable g~ts.) ~


I. 2, 3. 4. 5.

DESCNPTION

VI. LIABILITIES. ancl~s ,~o~ o~o~.~ ~ dependent children; see tq. 32-33 of filing instructiotlg)
NONE (]go reportable liabilities.)

CREDITOR
1.

DESCRIPTION

VALUE CODE

2. 3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Rel0ot~ing

] {,

l)ate of geport 04/28/2010

] Hittner, David

NONE (No reportable income, ~sets, or transaction.)


D~cfi~ion of Asse~ (including trust ~se~) Plaee"(X)"ag .... chasse~ exempt from prior diselo~re Income during repoaing ~ri~ ~o~t T~e(e.g., ~e I div., ~nl, (A-~=or~.) 1. 2. 3. B~KACCOU~S: C~NChec~g - ~ Morgan Ch~e B~, Houston, Texas I~ CD - JP Morgan Ch~e B~k, House, Tex~ C~Savings Houston, Texas 5. 6. Morgan Chase B~k, A A A C C lnte~st lnte~st Interest In~r~t Inter~t L K L L L T T T T T Gross value at end ~ of ~po~ng V~I~ ] Code 2 (J-P) [ Value Method C~e3 T~e[e.g., buy, sell, redemptio,) T~actions during repo~ing peri~

Date ~Value (J-P) /(A-~

buyer/seller (if private

Post Oak Ba~ - CD CommuniU National Ba~ - CD

8. 9. 10, 11. 12. ~3. !4, 15. 16. 17.

Mutual Trst Lit~ ~s.. Co/Oakbr~k, IL ~E~TME~S: IMSSECU~TIES ~C: Federated Capitol Rescues Money M~k~t w/in Brok~age Acct. WMT PERSH~G ~VESTMENT: ...... ACV ASVIX B~ PGVFX

~tere~t

C ~A ]

Divided Dividend

J J

T T

A A A A

Dividend Dividend Dividend ~ Dividend

J J K

T T T

Buy Buy Buy Buy

06/24/09 ] J 06~4/09 6/24/09 0t/01/09 K J

1. Income Gain Codes:

A =J;I 0013 or les~

B =51.~01 - 52.500

C =52.501 - 55,000

D =$5.001 - 515.000

E ~,15.001

FINANCIALDISCLOSURE REPORT

Page 5 of 11
VII. INVESTMENTS and TRUSTS -

I Hi~er, D~)id

04/28/2010

NO~ ~o reportable income, assets, or transactions.)


A, D~ription of Asse~ (including ~st ~s~s) Pla~ "~" ~er cinch ~t exempt from prior di~losur In,me during re~ing ~ri~ ~ount ~ T~e (e.g,, C~e I [ div., r~t, (A-H) or int.) Gross value at end of re~ng ~od Value C~e 2 (J-P) Value Meth~ C~e 3 Transactions du~ng reposing period ~

T~ (e.g,, buy, ~I1. rede~tion)

Date [ Value mnffd~ C~ 2 (J-P)

Gain C~e 1 (A-~

Identity of ~y~seller (if private t~saction)

18.
~19.

PG~X
B~

None
None J T

Sold
Buy

06/16/09
06/24/09

J
J

2~. 21. 22. 23. 24. 25. 26. 27. 28. 29. 3~i 31. 3~. 33. 34.

BER~ BSX B1P CVX CHH CTAS ~FA CFIMX XO COST DMLP EPE ERi~ GTEYX HNZ "

Dividend

Buy Buy Buy I Buy Buy Buy Sold

01/02/09

None None A A Dividond Dividend None None A A A A A Dividend Dividend Dividend Dividend Dividend None A A Dividend Dividend

J J J J J

T T T T T

06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 01/01/09 01/02/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/04/09 06/24/09

J J J J J J K J

T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy

FINANCIAL DISCLOSURE REPORT Page 6 of 1 ]

~,s. of Person Repor~iag


llittner, David

Date otReport

04/28/2010

VII. INVESTMENTS and TRUSTS -~ ...... ~e, transactions/lnc2adesthose of spouse and dependem childre~; see pt~ 34-60 of filing ic~structtons.)
NONE (No reportable income, assets, or transactiot~.) A, Description of iLssets (inoluding ~ust assetsl B Income during reporting poriod Code 1 [div., ~ent, (A-H) ] or int.) C. Gross value at end [ of reporting period D. Transactions during reporting period

exempl from prior disclosure

Code 2 (J-P)

] Method I Code 3

buy, sell. ]mm/dd/yy Code 2 [ Code 1 I redemption) [ (A-H) ]

buyer/seller (if private

35. 36. 37. ~8, 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

HEW HPQ IBM HYG HYG YNJ KFT KR LSTR LMT LOW EXWA, X MCD MHS MSFT NGPC NHP A A A A A A A A A A A A A A

None Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend

J J 3

T T T

Buy Buy Buy Buy Sold

06124/09 J 06124/09 [ 06124109i 01/02/09 05118109 06/24,09 06/24109 06!24/09 06/24/09 06124/09 06/24/09 06124109 06/24/09 06/24/09 06/24/09 106/24109 06/24/09 J J J J J J J K J J J 3 J J K

J J J J J J K J J J J ,~

T T T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

I. Income Gain C.odes: (5c Colunms Bt and D4)


2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Colmra~ C2)

A =$1,000 or less
F =550,001 - $100,000 J :~$15,000 or Iss N ~$250,001 - 5500,000 P3 =$25,000,001 - $50,000,000 O =Appraisal U =Book Valoe

B =$1,001 - $2,500
O =$l~0,0~1 - $1,000,000 g =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real [k~late Only) V =Other

C =5~,501 - $5,000
Ill =$1,000,00! - $5,000,0J0 L =550,001 - 5100,000 Pl =$i,000,001 - $5,000,000 P4 =More tha~ $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =Mo~ than $5,000,000


M ~$100,001 - $250,000 P2 =$5,090,001 - $25,000,01"gl T =(;ash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of I 1

Name of Person Rel~rfing

I ]

Date of Report" 04/28/2010

I l-l|ttner, David

VII. INVESTMENTS and TRUSTS - i.~o,~,. ,a~ t,u,~nc~,, Onetud,, tho, e of ~.,, u,d a,~nd,,, children; se, pp. 34-60 of filing instraction~)
---] NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" after eac, asse~ exempl from prior disclosure [ i Income during reporting period Transactions during reporting parted

i Gross value ~t end [ of reporling period

Amount[Type (e.g.,/Value I Value I T:we (e.~.. Method I buy. sell, I Code 1 | div., rent, I Code 2 (A-H)| orint.) |(J-P) I Code3 [ redemption)

Date I Value I Gain mm/ddyy Code 2 Coda I (J-P) t(A-H)

Identity of buyer/seller (ifprivate

52. 53. 54. 55.

NKE NVS ORCL OMI PAYX PEP PG PGR EFZ EFZ MYY MY~ SH SH QCOM Q RYN

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None None None

J J J J J J J J

T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold Buy Sold Bay Sold

06!24/09 06/24/09 06/24109 I)6/24/09 06/24/09 I)6/24/09 06124/09 06/24/09 06/24/09 12/28/09 05/18,09 12/28/09 01/15!09 12/28/09 06/24/09 06/24/0~ 06/24!0~

J J J J J J J J J J J J J L J J J

56. 5"7. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

None None A Dividend Dividend Dividend J J J T T T

Buy Buy Buy

iA IA

(See C~,[ur0as BI and D4) 2. Va~ut Codes (See Cotuwa~s Cl and D3) 3. Value Method Codes (See Colun~ C2)

F=$50,00I - $100,0~0 J =$ ] 5,000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50,000~000 Q ~Appraisal U =l~ook Value

G =$100,001 - $I,0~)0,000 K =$15,001 - $50;ffd0 O =$500,001 - $1,000,000 R ~Cost (Red! Estate Only) "~ ~Othcr

tll :$|,000,001 - $5,001),000 1. =$50.001 - $100,000 P I =$1,000,001 - $5.000,000 P4 =More ~hant $50,090,00~ S =Assessmem W =Esfimsled

H2 =More than $5,000,000 M ~$100,0~1 - $250,000 P2 =$5,0~2,001 - $25,000,000 T ~~.~:1~ M~rke~

FINANCIALDISCLOSURE REPORT
Page 8 of 11
] Hi~ner. David 04/28/2010

VII. INVESTMENTS and TRUSTS - i ....... ~ ~ .... ~o~ a,,auae,~ t,o~ oy~v ..... ~ aew,,a,n, ~,ua,,,: ~,vv. z4-~o
NO~ ~o reportable income, assets, or transactions.) Description of Ass~ (including ~t a~) [ In,me during ~mng ~fiod Gross v~ue at end of ~po~mg period Fmn~ctions during reposing

[C~el[ (A-H)or]nt.) 69. 70. 71. 72. 73. 74. 7~. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. ROST ~LD JNK JNK RWM RWM STJ HSIC SGM SPLS SRCL SYY T.IX MM~I UMBH~ VZ WMT - , ., v A A A A A A A A A A A A Dividend Dividend Dividend None None None Dividend None Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend

U-P)

C~e3

r~emption)

, (J-P) ] (A-H) ]

(ifprivat

J J

T T

Buy Buy Buy Sold Buy Sold

06/24/09 06/24109 01/01/09 05/18/09 01/15/09 03/05/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09 06/24/09

J J J J J J J J J J

J J J J J J J J J J J

T T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

J J J

J J

(~ Colum~ ~)

O =B~k Value

V =Other

W =~timaled

FINANCIAL DISCLOSURE REPORT Page 9 of 1 1

Imtmer, Da~d

Name of Person Reporting

Date of Report

04/28/2010

NONE (No reportable income, assets, or trw~sactions.)


Description of ~sets finel~ing ~st assets) Place "~" after ~ch ~set ~ Income dudng [ r~o~ing ~i~ I~unt I T~ (e.g., !(A~ ]or int.) I ~ ~ Gross value at end [ of repo~ng ~fi~ Value (J-P) VMue Code 3 T~e (e.g., redemption) Tmn~ctions during tepo~ng

Date /Vaiue/ Gain I ((J-P) ] (A-t~

ld~tity of (if private

86. 87. 88. 89.

~G ~ YHOO ~UM .......

A A

Divided Dividend None

J J J J

T T T T

Buy Buy Buy Buy

06124109, J 06~4/09 i J 06/24/09 0&24/09 J

Dividend

1. Income Gain Codes: (Sge Columns Bl a~d D4) (S~ Colu~s Cl and D3~ 3. Vat~ Method Code~ (Ste Coll.lr~rl C2)

A =ii.000 or less F =$50,001 - $100,000 N =$250.00| - $500,000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$!.001 - $2.500 G =$100,091 - $|,000,000 O =$500.001 - St.O00,000 R ~Cost (Real Estat OniyJ V =O~r

C =$2,501 - $5,000 HI :$t,000,001 - $5,000,000 P1 =$1.000,001 - $5.000,000 P4 =More lha~ S =Assessment W

D H2 =More thar~ $5,000,000 P2 =$5,000,001 - $25,000,000 T =Cash M~rkvt

FINANCIAL DISCLOSURE REPORT Pag~ 10 of 1 1 ]

Hittner, David

04/28/20!0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 1 1 of 1 1 IX. CERTIFICATION.

Name of Per~on Reporting

Date of Report

m~er, Bavid ]

04/28/2010

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because l~ met applicable statutory provisions permitting non-disclosure. I furlher certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~th the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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