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FINAN CIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organizalion U.S. District Corm 5a. Report Type (check appropriate lypc) [] Nomination, Da!e ~1-~ Annual [] Final

Report Required by the Ethics


(~ us.c app .~ lOl-l tl)
3. Date of Reporl 7/14/2010 6. Reporting Period

in Govermnent Act of 19 78

1. Person Reporling (last name, first, middle initial) Oliver Jr., Solomon 4. Title (Article Ill judges indicate active or senior statos; magistrate j~ldges indicate fl~lt- or part-time) U.S. District Judge

01/01/2009
to 12/31/2009

[] Initial

5b. [] Amended Report 7. Chambers or Office Address Car[ B. Stokes US Court House 80! West Superior Avenue Cleveland, OH 44113-1838 8. On the basis ~f the in[ormatlort conlalued in this Report and any modifieatians pertaining therolo, it is, in my opinion, in compliance with applicable laws and regulations. Dale

Reviewing Officer

I3PORTANT NOTES: The instructiotts accompanying this form must be followed, Complete all parts, checking the NONE box far each part where you have Ito repartahle information. Sigtt on last page.

[.~

NONE (No reportable positions.) pOStTION NAME OF ORGANIZATION/ENTITY


College of Wooster National Conference of Bar Examiners, Multi-State Bar Exam Evidence DraRing Committee

I. 2.

Trustee Committee Member

NONE (No reportable agreements.) DAT~ I. 2009 PARTIES AND TERMS

..

Future Ohio State Teachers Retirement System pension based on 12 years of seeice at age 60 for an estimaled $28,000, if[ do not withdraw my contributions

Oliver Jr., Solomon

FINANCIAL DISCLOS URE REPORT Page 2 of 9

~ ..... f P ..... lqeporting Oliver Jr., Solomon

Data o1" Report 7f14/2010

111. NON-INVESTMENT IN COME. fg,;or,i,g i.di~iauat a,d Woads: ~ pp. 17-24 of filing iustruc,ions.)
A. Fliers Non-Investment Income NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE INCOME (yours, not spouses) $3,000.00 $3,000.00

1.5il 2/2009 2. 10i5/2009 3. 4.

Evidence Drafting Committee Multi-State Bar Examination M~cting Evidence Drafting Committee Mufti-State Bar Examination Meeting

B, Spouses Non-I nvestment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except fear .honoraria~) ~ NONE ~rO reportable non-investment income.) DATE 1. 2009 2. 3. 4. Heights Parent Center SOURCE AND TYPE

IV. REIMBURSEMENTS .....


[~]

Sporttttion, Iodl,ing, Jbod, enterlai ..... L

(includes those to spouse and dependent chihtren: see k~p. 25-27 drifting instrztctloas.) NONE (]0 reportable reimbursements.) SOURCE I. University of Iowa Law School National Conference of 13at Examiners Government DATES 4/9-4110 LOCATION Iowa City, lA PURPOSE Activity of prof. org. ITEMS PAID OR PROVIDED Travel, lodging, food in conjunclion with program Travel, lodging, food in conjunction with meeting Travel, lodging, food in conjunction with program Travel, lodging, food in coinjunelion with meeting Travel, lodging, food in conjunction with program

2.

5/10-5/13

M,~dison, WI

Meeting

3.

6/I 1-6/I 5

Princeton, NJ

FJC educational program

4.

National Conference of B~ Examiners Government

10il-10/4

Jackson Hole, WY

Mccting

5.

10/26-10/28

Palm Beach, FI.

Non-FJC educational program

FINANCIAL DISCLOSURE REPORT Page 3 of 9


6. New England School of Law I0/30-10/30

~,.~ of P ..... Reporting Oliver Jr., Solomon

Date of Report

7/14/2010
Activity of prof. org, "l"ravel, lodging, food in conjunction with program Travel, lodging, fo~d in conjunction with program

Boston, MA

7.

American Bar Association

I 1/13-11/13

New York, NY

Activity of prof. org.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Oliver Jr., Solomon

7/1412010

V. GIFTS. a.~a~.,~,o~ ,o ~ ........ a dependent children; see pp. 28-31 af f!ling i ....... lions.)
NONE (No r~ortabte g~s.) SOURCE
I. 2. 3. 4. 5,

DESCRIPTION

VALUE

VI. LIABILITIES. a.,.~.~ ,~,o~ q~o ..... ~ a~p~.d~.,


NONE (No reportable liabilities.)

CREDITOR
I. 2.

DESCRIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT Page 5 of 9 VII. INVESTMENTS and TRUSTS - i .........


A. Description of Assets (including t~st a~ets) Place "(X)" aRer ~ch as~t exempt from prior disclosure B. Income during reining peri~

~,~ ....rPe.o, aepo...~


Oliver Jr., Solomon

Oa,~ o~ aepor~ 7/14./2010

~ ......... aio., (Includes those of spo ..... d dependent children; see pp. 34-6~ of filing instructions.)
C. Gross value at end of repoaing period Value Code 2 (J-P) [ [ ~ D. Transactions durng re~rting pedod

NONE (No reportable income, assets, or transactions,)

~,~ ] ......~ .....


Amouat/ "ly,~ (e.g., Code I ~ div., rent, (A-H) I or ira.)

(~ ....... ~--~3-- ] ............... ~-6; ...... ~- { ...........~ ......... ~;~--- -~%Value ]y~ (e.g..
! Method Code 3 buy, sell, I redemplion) ~ ~ Date ~ Value Gain, imm/d~ ] Code 2 , C~e I (J-P) ~ (A-H) ~ Idemity of buyer/~eller (iFpfivate

I. 2. 3. 4. 5. 6. 7, 81 9. 10. 1 1. 12. 13. 14. 15. 16. 17.

AT&T commoo 13ristol Mcyers common Coca Cola cormnon Morgan Stanley Dean Wittcr common Ford common General Electric common t31; Goodrich common Goodyear common lteinz common Home Depot common Federaled DeparUnent Stores common Merck common Nike common Liberty Media Corporation Class A WaIMan common Putnam Global Equity, Fidelity Ohio Tax Free

A A A A A A A A A A A A A

Dividend Dividcnd Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J K K K J K J J J K J K K J K K K

T T T T T T T T T T T T T T T T T

A A A

Dividend Dividend Interest

(Sc Columns C I and D3)

N ~$250,00 ] - $500,000 P3 =$25,@~.001 - $50,000,~0

O =$5~,001 - $1.000,~0

P I =$1.000,001 - $5,000,0~) P4 =Mere than $50,000,~0

P2 =~5.000.001 - ~25,~0,00a

FINANCIAL DISCLOSURE REPORT

,Name of Person Reporting

Date of Report

Page 6 of 9

[ o.ver Jr., Solomo~

7/14/2010

VII. INVESTMENTS and TRUSTS - i.,. ....... ~.., , ........ tion~ (Inch, des rhose of sp ....... d dependent children; see pp. 34-60 of filing insrru
NONE (No reportab& income, ~sets, or transactions.)
Description of Assets (including ~slassers) Place"(X)" after each asset exempt from prior disclosure Income during reposing period t Amount [ Code I [~ . [ I Gross value at end of reporting ~riod ~ Transactions during reporting period

qype(e.g., div., rent, or int.)

alue Code 2 ~ (J-P) i [ I

Type te.g.. [ Value buy, sell, ~ Method Code 3 [ redemption) I (Q-W)~ ~

Date , Value ~ Gain ~mm/dd/yy Code 2 Code I ~ (J-P) (A-H) [

identi~ of buyerlsetier (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26~ ~27. 28. +29. 30. 3 I. 32. 33. 34.

C~F stock-403(b) TIAA Annuity-403(b) Ohio Savings Bank Accounts DWS Schudder International Fund Vodaphone Pepsico Allstate Lucent Technology Tricontinental Global Citicorp Rcsoorcc Careers, Imp. 401K Vanguard 500 Cisco Zimmer Lowes Pfizer Medco Health Comcast

A A B A A A A A A A A

~ividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Nonc

O M L J J L K ! J 3 J J J J J J J

T T T T T T T T T T T T T T

A A A A

Dividend Dividcr~d Interest Interest

T T

2 Value Codes

J =$15,~0 or less

K =$15,~1 - $50,~0

L ~$50.001 - $100,000

M =$100,001 - $250,000

3. Val~e MeIh~ Codes (~e Column C2)

Q ~App~a~sal U ~Book Value

R ~Cosl (Real Estate Only) V =Other

S ~Assessment W =Estimated

T =Cash Market

FINANCIAL DISCLOSURE REPORT

Na-,e of P ......

Reporting

Date nf Repot, 7/14/2010

Page 7 of 9
VII. INVESTMENTS and TRUSTS - i ....

Oliver Jr., Solomon

,, rulue, lr ..... tions (Includes thoae of sp ......

d dependent children; see pp. 34-60 of filing instruction.s;)

~_~ NONE ~o reportable income, assets, or transactions.) Description of Assets (including t~st a~e~) Income during reposing period Gross wlue a~ end of repoaing ~riod Transactions during ~orrng period

] [

p~~ "(x)" ~ct~ ,~c. ~t


exempt from prior d[sclosure

Iamo~.t Type (e.g.,


[ Code 1 7 [ (A-H) { A A A A A B B A (7," A A A div., rent, orint.)

Value
C~e 2 (3-P) Method [ buy, so!l, Code3 { redemption) m~d~yy ~ Code 2 } Code I [ (J-P) (A-H) ] buyertseller (itprivate

35. 36. 37. 38. 39. 40. 41. 42, 43. 44. 45. 46.

Vanguard Inte~ediate Tern) Tax-Exempt Fund Vanguard 500 Index Vanguard Small Cap Index Fidelity Balance Fidelity Caputal Appreciation T. Rowe Price Equity Income T. Rowe Price Retirement 20/20 Vanguard Total International Stock Fund Third Federal Dollar Bank Me.tlife Bank Ally Bauk

Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend interest Interest Interest In~ercst

K K K K K K K K

T T T T T T T T Redeemed 11110/09 7/23/09 11/30/09 11/29/09 M L M M C

L M M

T "1" T

Buy Buy Buy

I. Income Gain Codes:


(See Colunm~ B 1 and D4) 2. Value Codes (S~:e Co,ultras (21 and D3)

A =SI,000 or loss
F =550,001 - $ 100.000 J =$ ~5,000 ur less N ~$250,001 - $500.000

B =51,001 - $2,5i)0 .................


G =$ 100,001 - $ t .tR)0.000 K =515,001 - $50.000 O =$500.001 - 51.01)0,000

C =52,501 - $5,000
H I =$1,000,00l - $ 5.LN)0,0IJ0 L =550,00~ - 1100.000 P] =$1.000.001 - $5,000,000

D =$5,001 - $15,000
H2 =More than 55.000.000 M =$100.0(2,1 - $250.000 P2 =$5,6~0,001 . $25.000.000

g =515,00! - $50,000

FINAN CIAL DISCLOSURE REPORT Page 8 of 9

r~ame of Person Reporting Oliver Jr., Solomon

Dale of Reporl 7/14/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndica~epar~ofReport.)

FINANCIAL DISCLOSURE REPORT Page 9 of 9

N ....

[ Pc ..... R~por,iag

|)~te o[ R~port

IX. CERTIFICATION.
I certi~ that all information ~iven above (including information peffaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signal

NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJ ECI" TO CIVI L AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

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