,~o 10

Rev. I,.2oJo

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization N~braska 5~. Report T., pe (check appropriate I...pc) Nonlinatt,~,n. l-"--I Inil,al ~ An,lnal 5b. [] .Aim.t~ded Rcp~rl [)ate ~ final l,,

R,,po,, Rt/t,ir~,d b)" lhP Elhic.q

in Governme.t ,l~ t o]" 197,~

~ use. ,,pp. ~,,.~" Iot-tt ~

3. Date of Report 05 14 6. Reporting Ptrind 0 I(ll/2D(|9 12,"3

I. Perso~ Reporting (last name, tirol, middle inkial~ Bataillon. Joseph F. 4. Title (Artick 11I judes inchoate actt".e ,or senior status: ma~oi~.tt-atc judges ind~calc tuIlAr~ Ill District Jndge Active

7. Chamll~rs or Office Addrfss 3259 Roman I lnl~ka (otlrtholzse 11 I South I~th Plea, Sic 32~t) Omaha. NE 68102-3122

8. On the basis oftht, informltion coeltained in thil Report and an)" modifications pertaining thereto, it is, in In) opinion, in omplittnre with applicable la,,~s and regulations. R,~i~wing O[fict.r -..

Dale

IMPORTANT NOTES: The in.~tructions ac~vmpanying thi.~ fi,rm must be followe,t Comph.le ull parts,
~hecking the NOAE box for each part where you have no reportable inf!~rmation. Sign on lastpage.

I. POSITIONS. (~o~,,,,~,~ ;.a,.u.~t o-0,, ,~ r~. ~-t.~ .//;.x ~ ...... ,,~o,,.~

~-] NONE (No repovtabhpositions.) POSITION
I. 2. 3. House of Delegates Member Ad:is0r3, C,:~mmittee

NAME OF ORGANIZATION/ENTITY
Nebraska State Bar Ass,.~iation Creighton Llni~ crsity School of Law

rT1
~] NONE (~Vo reportahh, agreemenlx.) DAT[._. PARTIES AND YI~P, MS

Bataillon, Joseph F.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

~ ....

fP~.rson Reporting

Da,,ofReport 05/14.~2010

Bataillon, Joseph F.

! i i. NON-INVESTMENT INCOME. R~po,,~x i,~i,.~uofo,~.,~ .........

A. Fliers Non-Investment Income NONE (No r~ortable non-investment income.) DATE
I.

~. 17.24 offilingi

SOURCE AND Type

(yvu~. t~ot spouses)

3. 4.

B. Spouses Non-Investment Incollle - if you were married during any lu, rtion of the reporting year. ompfew thi.~ section. ~ NONE (No reportable non-investment income.) DATE
I. 200q

SOURCE AND TYPE

University of Nebraska Medical Center, sala~

3 4.

IV. REIM BURSEMENTS ..... .vo..,io,,, ~o~.~, I~o~, ~.,~i .... ~

tint h.t,.~ Ih,,.,e t~l ~Fouw and depcn,h.~ chila~e~, see pp 25 27 of tiling inst~ ucttrm., I ~ NONE (No reportable reimhutwements.) SOURCE I University of Iowa Schtx~l of DATES Feb. 25-26. 2009

LOCATION
Iowa City. Iowa

PURPOSE Seminar

ITEMS PAID

O~ PROVI DED

Travel and lodging cxpcnscs

2, 3 4 5.

FINANCIAL DISCLOSURE REPORT

~ ....f Person Repot, lag Bataillon, Joseph F.

D~,eofReport 0514/201

Page 3 of 7

NON E (No reportable g~lis) ~RCE DESCRIPTION VALUE

I.

3.
4.

5.

\; i. LIA BILl TI E S. a,,.t.de~ ,ho~ o/~,p ....... ~ dependent children; ~te pp. 32-33 of f!llng in,tructiot,S.]
--] NONE (No reportahh, lialfilities.) CREDITOR
I. Nelnel Loan {_otlege Plus Loan

DESCRIPTION

VAI.I.IE (ODE
K

3. 4. 5.

Nnme Person Reporting FINANCIAL DISCLOSURE REPORT [ ~a~mon,ofJoppa, r.

Page 4 of 7

NONE (No r~7~ortable income, assets, or transactions.)

Dcscr~plion of Assets (including t~st assets) ~ Place "IX)" after cach asset cxemp~ from prior disclosure Income during reposing period Type ~c g. div., rent. Gross value at end olrcponlng perzud Value Code 2 ~ Value : Mclhod ~.,~ Ic g. bu). sell, D. Transactions duri~g rcpurtlng

. Amount ~ C) e I

Date Value nmrdd) ~ : fodc 2 (.ode I

buycr~cllcr

1.

USBank Accoums Bank of the West Accounts Sccurily National Bank Accounts

A A A

Imerest

2. 3.

Interest Interest Interes~ Interest J J ]

4. 5.

Citibank NA Morgan Stanley Smilh Barney Bank Depos~ Prog Smith Ban~ey Money Funds Cash Port Class A Western Asset Money Market Fund Class A

A A

T T 1

Merged [~ith line 5)

J J J

6. 7. 8

A A

Int.!Div. Interest

Merged [,.,ith line 7)

T T

Bed, shire Ilathaway Class B

None

9. I0.
I[

Diageo PLC Sponsored ADR New First Energy Corp. stock

Nev,~n,.)n~ Mining Corp. stock Mcnill L>nch Trust V 7.28 Cure pret slock Legg/"das~,n Partrters Apprecialion Fund Cla~,s A USAA Ins. Accoun~ ln~l Co~ sl~k Level 3 Communicalions Inc. stock

A A
A A A A A

Dividend Dividend
Di,,idend

J 1
.I J J J J

T T
T 7 ]

12. 13. 14 15.

h,leresl Dr, idend I)istribut~on Dividend

Sold (parU

I T

16

None A Dividend

~ 0f,~25."0~

17

Valotont Industries Inc

Sold

FINANCIAL DISCLOSURE REPORT IBataillOn JOseph Iv Page 5 of 7 VII. INVESTMENTS and TRUSTS --i .... ,, vatue, t
NONE (No reportable income, assets, or transactiotts.)
A (including I~1 agarS) Platc "(X}" after c~cl: asse ~Xe~pl from prior dlsclt)surc B C D

reposing period of rcporling perind (2) Value Value .JAmurn T}~e (e.g.. Code I div.. tenl, (ode 2 Method

bu). sell,

mmddtyy Code 2 { Code I

bu}cr,scllcr

I S.

Toyota Motor Co~ [egg Masnn Growth & Income Fund Clas~ A Amgen Cisco Systems Inc

Di~,idend Dividend

19. 20.

Sold J T T

1~.28.09

None

21. 22

None A Dividend Dividend

I}znk of America Co~. s~k Capilnl World Growth & Income Fund Class C Delaware Emerging Marke{s Ftmd (" Fidelity Advisor New Insights Fund C[ ("

23 24

A A

K J J

1" T

Dividend Divi~nd

25. 26. 27.

A A A

Legg Ntason MDA3 Managcd IRA Weste~ Union Company

lnt,;~iv. Dividend J

FINANCIAL DISCLOSURE REPORT Page 6 of 7

~ .... fPersos Reporting

Bataillon. Joseph F.

Da,eofRepor~
05/14.J2010

\I111. ADDITIONAL INFORMATION OR EXPLANATIONS. tl.aic.,~p.,~o/Re~,.rL~

Lines 5 & 6 Morgan Stanley Smith Barney changed thei* bank deposit program flora Citibank to a proprietary bank deposit program Lines 7 & 8 Morgan Stanley Smith P, arney changed their mone.v market fund from Smith 13amcy Money Funds to Western Asscl Moncy Market Fund Class A

FINANCIAL DISCLOSURE REPORT Page 7 of 7 ] Bataillon, Joseph F.

IX. CERTIFICATION,

tteport
051420~0

I certify that all information given above (including iaformation pertaining to my spouse and miuor or dependent children, if any) is accurate, true. and complete to the best of my knowledge and belief, and that an)" information not reported v,as nithheld because it met applicable ~tatutor3 provisions permitting non-disclosure. I further certify Ihat earned income from outside employment and honoraria and the acceptance of gifts which have been repurted art" in compliance ~lth the provisions nf 5 [!.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur~

NOTE: ANY INDIVIDUAL WHO KNO\VINGL AND WILFULIA" FALSIFIES OR FALLS TO FII.E ]ills REPORT MAY BE SUBJE("I" TO CIVIl+ AND CR[M|NAIo SANCTIONS (5 U.S.C. app. 1041

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Di,,closure Administrative Office of the United Slates Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C 20544