William H Barbour JR Financial Disclosure Report For 2010

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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Barbour, Jr., William H.
4. Title (Article llI judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge, Senior Status

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U S District Court


5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 08/10/2011


6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 501 East Court Street, Suite 4.550 Jackson, MS 39201 8. On the basis of the information contained in this Report and any modilicatious pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. meponing individual only; see pp. 9-13 of filing instructions.)

~]

NONE(No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reponi.g individ..l only; s~ pp. 14-16 of filing instructions.)


~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Barbour, Jr., William H.

FINANCIAL DISCLOSURE REPORT Page 2 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) .DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/201 l

V. GIFTS. ancludes those to spouse aud dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. and.des those of spouse and dependent children; seepp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR
Financial Institutions (liabilities of

DESCRIPTION
Mortgages on Real Estate

VALUECODE
O

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 14

~ame of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of flling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g, buy; sell, redemption) (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

1. 2.

STOCKS AND BONDS (1 - 20) -Regions Financial Corp(AmSouth) common D A Dividend Dividend None A B B A B A B C B B B B B Interest Interest Dividend Dividend Dividend Dividend Interest Interest Interest Interest Dividend Dividend Dividend K K K K L L L K K K K T T T T T T T T T T T Buy Buy 03/25/10 03/25/10 1 K K J K L T W T Sold
11/01/10

Sold

03/11/10 M

3.. -Mobil Oil (common) 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. -Belmont Lodge (common) -Citibank Deposit Program-formerly SB Money fund -Miss. Cap. Imp. - Bond -Capital World Growth and Income Fund (American funds) -Europacific Growth Fund (American Funds) -Income Fund of America (American Funds) -New Perspective Fund (American Funds) -Miss. Dev. BK- Bond -Miss. Cap. Imp. - Bond -USM Bldg CRP Rev. - Bond -MS St RFDG - NTS-Bond -Kayne Anderson Energy Total Return Fund -American Electric Power Co -Kimberly Clark Corp

Sold

07/18/10

1; income Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

: A ~$!;000 or less .... F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

: ~$i 001- $2 500 G =$100,001 - $1,000,000 K~$15,001 -$50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

=$2;501 . $5,000

i =$1,000,00~ ~ $5;000;000
=$50,001 -$100;000 1 =$ 1,000,001 - $5;000,000 P4 =More than $50,000,000 =Assessment W =Estiniated

D=$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and depe.dent children; see pp. 34-60 of f!ling instructions.)
[-~ NONE (No reportable income, assets, or transactions.)
Ao B.

Description of Assets (including trust assets)

Income during reporting period

Gross value at end

Transactions during reporting period

Place ~(X)" after each asset exempt from prior disclosure

(1) Amount Code t (A-H)

(2) Type (e.g., div., rent, or int.)

of reporting period (1) (2) Value Value


Code 2 (J-P) Method Code 3

(l) Type te.g.,


buy, sell, redemption)

(2) Date
mm/dd/yy

(3) Value
Code 2 (J-P)

(4) Gain
Code 1 (A-H)

(5) Identity of
buyer/seller (if private

(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Southern Co -Templeton Global Bond Fd CL C -MS Dev BK Spl.Oblig REAL ESTATE (Items 21-26): -Land #1, Yazoo County, MS -Land #2, Yazoo City, MS - 1/2 interest -Land #2, Yazoo City, MS remaining 1/2 interest -RESIDENTIAL SUBDIVISION #1 (See expl. Section VIII): -Subdiv #1: Lots 1-21 less Lots 1,2,2A,3,11,13,19,20 INDIVIDUAL RETIREMENT ACCOUNTS #1,2,3 (Items 27-55): IRA Rollover Acct-Brokerage Account #1 (28-41) -AT & T, Inc. (formerly Bell South)(common) -American Electric Power Co., Inc. -Regions Financial Corp (AmSouth) (common) -Southern Co -Goldman Sachs Capital Growh Fund -Citibank Deposit Program B A C A A A Dividend Dividend Dividend Dividend Dividend Interest K K L K K J T T T T T T None N W C Rent None None L K K W W W B C B Dividend Dividend Interest K L K T T T Buy Buy Buy 03/25/10 03/25/10 11/02/10 K L K

transaction)

(See note 25 & 26) (See note 25 & 26)

i~ lnC0me Gain ~d~! (See Columns BI and [34) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - St00,000 J =$15.000 or tess N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$t,00i .$2,500 =$100,00t - $1,000,000


=$15,001 - $50.000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L $50,001-$100,000 P1 -$1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated

D =$5.001 - $15,000 H2 -More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions anctuaes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
{including trust assets)

Income during
reporting period

Gross value at end of reporting pedod

Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(t) Amount Code 1 (A-H)

Type (e.g., div., rent, or int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

(1) Type(e.g., buy~ selli redemption)

(2) (3) (4) Date Value Gain mrrgdd!yy Code 2 Code 1 (J-P) (A-H)

(5) ldentity of buyer/seller (if private transaction)

35. 36.

-Franklin Income fund -Legg Mason Opportunity Tr Primary Class A

Dividend Dividend

J J

37, 38. 39.


40.

-Legg Mason Value Trust -Lord Abbett Intematiunal Core Equity Fd -Bank of America (common)
-Johnson & Johnson (common)

A A A
A

Dividend Dividend Dividend


Dividend

J J J
K

41. 42. 43. 44. 45. 46. 47. 48. !49. 50. 51.

-Microsoft (common) IRA Managed Rollover-Brokerage Account #2 (42-48): -American Balanced Fd CL A Wells Fargo Adv Asset Alloc Fd (name change from Evergreen) -Washington Mutual Investors Fd CL A -Citibank Bank Deposit Program -Wells Fargo Advantage Emerging Mkts Growth Fund -Wells Fargo Diversified Income Builder IRA Rollover-Brokerage Account #3 (49-63): -IShares TR S & P 500 Index Fund -IShares S & P 500 Growth Index Fund

Dividend (See note 42-48 )

C D C A A B

Dividend Dividend Dividend Interest Dividend Dividend

M M M J L K T T Buy Buy 10/21/10 L 10/22/10 K (See Note 49-63) T T

A A

Dividend Dividend L

1. Income Gain Codes: (See Columns B I and 1)4) 2. Value Codes (See Columns C ] and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,1)01 - $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher

C =$2,501 - $5,000 H 1 =$1,000,001, $5,000,000 L =$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000~000 M ~$i00~001-$250;000 P2 =$5;000,001 = $25;000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)


[3. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during

C.
Gross value at end

D,
Transactions during reporting period

reporting period (1) (2) Amount Type (~.g., Code 1 div., rent, (A-H) or int.)

0f ~eporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) L K K J J J J J J J J J T T T T T T T T T T T T

(1) Type (e.g., buy, sell, redemption)

: (5) (2) (3) (4) Identity of Date Value Gain mm/dd/yy Code 2 Code 1 .... buyer/seller
(J-P)

(A-H):

(if private transaction~

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-IShares S & P 500 Value Index Fund -IShares TR MSCI EAFE Index Fd -IShares Trust S & P Midcap 400 Growth Index Fd Sym: IJK -IShares TR Russell 2000 Value Index Fd -IShares TR Russell 2000 Growth Fd Sym: IWO -IShares Trust S & P Midcap Value Index Fd -IShares MSCI Canada Index Fd -IShares MSCI BRIC IndexsFd -IShares MSCI Germany Index Fd -IShares MSCI Emerging Market Index Fd -IShares TR S & P MidCap 400 Index Fd -IShares Russell 2000 Index Fd OIL AND GAS INTERESTS (64 - 98 ): -#1-Marathon Oil Co. & Citgo, Claibome Parish, LA -#2-Sohio Pet Co., Franklin Parish, LA -#3-Marathon Oil Co., Claiborne Parish, LA -#4- Placid Oil Co., Warren County, MS

B A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J Buy Buy Buy Buy Buy Buy 12/06/10 12/06/10 12/06/10 12/06/10 05/20/10 05/20/10 J J J J J J (See Note 64-98) A A

Royalty None Royalty None

J J J J

W W W W

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F -$50.001 - $100,000 J $15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Valuc

B =$1,00 t - $2,500 G =$100,00l - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$I,000,001 - $5,000i000 L =$50~001 ~ $ 100,000 PI ~$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,00 t - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Mm-ket

E =$15,001 . $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amoum Code t (A-H) (2) Type (e.g., C. Gross value at end of reporting period (1) Value (2) Value (1) " Type (e.g., D. Transactions during reporting period :(2) ::(3) t (4) ~ Value : Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

(Q-W)

69. 70. 71. 72. 73 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

-#5 Pursue Energy Corp (was Shell Oil Co) Rankin County, MS -#6-US Trading Co., Madison Parish & Richland Parish, LA -#7-McGowan Working Partners, Yazoo County, MS -#8-Pennzenergy (was Pennzoil Exp & Prod Co., Yazoo Co., MS) -#9-TXP Op Co., Yazoo County, MS -#10-Shel| Western E & P, Lincoln County, MS -#11-Pennzoil Exp & Prod Co, Yazoo County, MS -# 12-Petro-Hunt Bovina Field, Warren Co., MS -# 13-Jefcoat, Yazoo Co., MS -#14-Bruxoil, Clay Co, MS -#15-Chevron USA, Claibome Parish, LA -# 16-Coho Resources, Jasper Co, MS -#17-Denbury On Shore LLC (was Denbury Resources )Jasper Co -#18-D & S Oil & Gas, Claibome Parish, LA -#19-Devon Energy, Yazoo Co, MS; Bossie~ Parish, LA -#20-EOTT Energy, Jasper & Smith Co,. MS
-#21-Ergon, Madison & Yazoo Co., MS

Royalty None

J J J J J J J J J
J

W W W W W W W W W
W

Royalty None None None None

Royalty None

Royalty

None
None

J
J

W
W

G A

Royalty Royalty None None None

L J J J J

W W W W W

Clark, Lincoln, Pike Co MS

1. lncome Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A ~Sii000 or iess ........ F =$50,001 - $1OO,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

=$1,00! -$2!500 =$100,001 - $1,000,000 =$! 5,001 - $50,000 =$500,001 $1,000,000 =Cost (Real Estate Only) =Other

D =$5,001- $I 5 000 C =$2,501-$5,000 .... HI =$1,000,001 ~ $5,000,000 H~ =More thar~ $5,000,000 M =$i00100i : $250;000 L =$50s001 - $i00~000 P =$ 000 oo - $5;000,000 ..... P2 --$5 000 001 ;: $25 000 000 p4 =More than $50,000,000 T =cash Market S =Assessment W =Estimated

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVES TMENTS and TRU STS - i.come, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(xy after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

of reporting period (1) Value Code :2 (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) I (4) Value Gain Code 2 . Code 1 (J-P) (A-H) Identity of buyer/seller (if private trausactionl

86.

-#22-Fina Oil, Claiborne Parish, LA

None

87.

-#23-Hassle Hunt Exploration, Yazoo Co,.

Royalty

MS 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. -#24-J.P. Oil, Linbcoln & Pike Co,MS -#25-McGowan Oil Working Partners, Yazoo Co., MS -#26-Marathon Oil, Claibome Parish, LA -#27-Shell Oil Co., Pike Co., MS -#28-Spooner Petroleum, Jasper Co,. MS -#29-St Ma~y Land & Exploration, Claibome Parish, LA -#30-Pennzenergy, Yazoo Co, MS -#31 Tecton Energy, LLC; Choctaw Co AL -#32 XTO Energy, Inc -#33 EOG Resources, Inc. -#34 EOG Resources, Inc. LAND, Humphreys Co., MS (LLC) A A A A A A A A A E 13 Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty Rent None J J J J J K K J J L J N W W W W W W W W W W W W (See note 100-142)

100. ASSETS~~(IO0-142):

101. -Residential Real Estate - Cleburne Co, AR


102. -Residential Real Estate - Shelby Co., TN

None
None

N
N

W
W

I. lnconle Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3.Value Method Codcs (See Column C2)

A =$1,000 or !ess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,0~0,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 5 $501000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2i501- $5;000 H1 =$1,000,00i, $51000;000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 ~Mo~e than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M0re than $5~000,000 M ~$ 100~001 - $250,000 P2 =$5,000,001 - $25~000~000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) ~mount Type (e:g., Code I div., rent, (A-H) ar int.) C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Va ue Method Code 3 (Q-W) (i) Type (e.g., buy, sell, redemption) D Transactions dur ng reporting period (2) (3) Value Date mm/dd/yy Code 2 (J-P) (41 Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

103. ~ TRUST - Brokerage Account (103[ - 107): 104. -Bank Deposit Program 105. -Capital World Growth & Income Fd CL F l-American N/L 106. -Columbia Marisco Growth Fd CL A M/F 107. -Washington Mutual Investors Fd CL F 1American N/L 108. ~ STOCKS & BONDS- Brokerage R Account (108 - 110 ) 109. -Bank Deposit Program I 10. -Longleaf Partners Fund N/L 111. ~ IRA # 1- Brokerage Account R (111 -124): 112. -Bank Deposit Program 113. -First Horizon Natl Corp 114. -Enterprise Products Partners LP I 15. -Calamos Growth Fd CL A 116. -Calamos Growth Fund CL C 117. -Longleaf Partmers Fd 118. -Prudential Large Cap Core Equipment Fd CL A 119. -GE Capital Corp MTN
A B

Int./Div. Dividend None

K K K K

T T

Dividend

A A

Interest Dividend

Interest
None Dividend

K
J K

T
T T

None
None

J
J

T
T

Dividend
Dividend Interest

K
J J

T
T T

Ii Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

A =$LO00 or iess : : F =$50,001 - $100,000 J =$t 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1;001- $2~500 G =$100,001 - $1,000,000 K =$15,001 - $50~000 O =$500)001 - $1,000,000 R =Cost (Real Estale Only) V =Other

C =$2150! - $5;000 H 1 =$1,000~001 - $5;000i000 L =$50,001 - $100,000 P 1 =$ I ,O00,OOl - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

=$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001 -$25,000,000 =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

(including trust assets)


Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (1) (2)


Amount Type (e.g.,

Gross value at end of reporting period

Transactions during reporting period

Code 1 (A-H)

div., rent, or int.)

(1) Value Code2 (J-P)

(2) Value Method Code 3 (Q-W) T T T T T

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code2 Codel (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

120. -John Hancock Life Insurance Co MTN

Interest Interest Interest Interest Interest

J J J K K

121. -Lehman Brothers Holdings, Inc. MTN IS1N A 122. -Sears Roebuck Acceptance Corp NTS 123. -Health Care REIT, Inc. PFD Ser D Cum 124. -Public Storage, Inc. Cum Pfd 125~ IRA #2 - Brokerage Account R (125- 127): 126. -Bank Deposit Program 127. -Lord Abbett Short Duration Income Fd CL A M/F 128~ IRA #3 - Brokerage M Account (128 - 142 ): 129. -Cash & Margin 130. -Dodge & Cox Income 131. -Invesco International Growth A 132. -Cullen High Dividend Equity I 133. -Eaton Vance Atlanta CAP SMID CAP Fund I 134. -RS Value Fund 135. -TCW Growth Equity I 136. -Thomburg International Value Fd CL I A A A C B B E A B B

Interest Int./Div.

L N

T T

Interest Int./Div. Dividend Dividend None Dividend None Dividend

J L L M L L L L

T T T T T T T T

i i~6 Gai~ C6d~si (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$11000 or less F =$50,00 ] - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B--$1,001- $2~500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =More than $5,000,000 M=$I00,001 - $250,000 P2 =$5,000,001- $25,000~000 T=CashMarket

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 14

Name of Person Reporting Barbour, Jr., William H.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - inco.,e, va~.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
t3. Description of Assets (including trust assets) lncome during reporting period Gross value atend of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (0 Type [e.g., buy, selli redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

(l)
Place "(X)" after each asset exempt from prior disclosure
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

Gain Code ! (A-H)

137. -Victory Focused Growth Fd A t38. -Thomburg Investment Income Builder Fd I 139. -FPA New Income Inc 140. -FPA Crescent Fd D B B

None Dividend Dividend Dividend Dividend None

M L K L L L

T T T

141. -Alpha Hedged Strategies Fd Hatteras Fund A 142. -IVY Asset Strategy Fd CL A 143. 144.

T T

i L lnco~e Gain Codes: (See Columns B I and 194) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1;000 Or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,00I - $50,000.000 Q :Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O=$500,001 - $ 1,000,000 R =Cost (Real Esta/e Only) V =Olher

C =$2,501 - $5~000 H 1 =$1,000,00i - ~5,000,000 L =$50,001 - $100~000 PI =$!;000,001 - $5~000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5;000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 14

Name of Person Reporting Barbour, Jr., William H."

Date of Report 08/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)


VIII. Lines 25 and 26 show the unsold lots in my Residential Subdivision at the end of the reporting period with an estimated value for those unsold lots on Line 26. There will be no income produced by the reamining lots in inventory unless and until they are sold. Line 42-48; This is a second IRA rollover account held at a brokerage house. It was opened after the partial sale of 1st American stock that was made in the first IRA rollover account. I have a money manager who invests this account, thus, it is designated "IRA Managed Rollover".
Lines 49 - 63- This is a third IRA account held at a brokerage house. It was opened January 2005 with a transfer of funds from IRA #2.

Lines 64 - 98 - As I have noted for several years, I may own oil and gas interests which I inherited or obtained otherwise and of which I have no records. All income-producing interests have been included in my reports. As leasing occurs, I add them to my report. Note: I married during the first six months of 2009. During 2009 1 did not have information on the assets and liabilities o~ and therefore they were not included in my 2009 FDR.~ assets(Assets 100-142) and liabilities (Section VI) are included in this 2010 FDR.

FINANCIAL DISCLOSURE REPORT Page 14 of 14 IX. CERTIFICATION.

Name of Person Reporting Barhour, Jr., William H.

Date of Report 08/10/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/William H. Barbour, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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