AOIO Rer.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization THIRD CIRCUIT COURT OF APPEALS 5a. Report Type (check appropriate t)pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ,~,~ 101-111)

I. Person Reporting (last name, first, middle initial) GARTH, LEONRD I. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 03/30/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR CIRCUIT JUDGE

5b. [] Amended Report 7. Chamber~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ssith applicable laws and regulations.
Date

U.S. Court of Appeals - Rm. 5040 MKL, Jr. Fed. Bldg. & U.S. Courthouse 50 Walnut Street Newarl, NJ 07102

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRopo~in~ i,d~v~auut onty; s,, ~,~,. 9-t3 o[~ting ins,ruct~ons.)

[~] NONE (No reportable positions.)
POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mepo.in~ ~.d~vid.a~ o.~; se~ r,. ~-~6 of filing instructions.)
~1 NONE (No reportable agreements.) DATE PARTIES AND TERMS

Garth, Leonrd I.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting GARTH, LEONRD I.

Date of Report 03/30/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours. not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required excepl for honoraria.,)

~]
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting GARTH, LEONRD I.

Date of Report 03/30/2011

V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 o.filling instructions.)
NONE (No reportableg~s.)
SOURCE I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.cludes those olspouse and depo.dent children; seepp. J2-J3 of ~li~g in~,~c,~o~.)
D NONE (No reportable liabilities.)
CREDITOR Guardian Life Insurance Co., whole life 2. 3. 4. 5. Crown Life Insurance Co., ordinary life Loan against cash value Loan against cash value DESCRIPTION VALUECODE J J

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting GARTH, LEONRD I.

Date of Report 03/30/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asseLs) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private transaction)

I.
2.

General Electric Common

AT&T Inc. Common

B
A

Dividend
Dividend

L
K

T
T

3. 4. 5. 6. 7. 18. 9. 10.

Exxon Mobil Corp. Common Israel Bonds Israel Bonds Verizon Common Chase Bank Checking Dreyfus Growth & Income (IRA) AARP Growth & Income Fund (DWS Investments) Dreyfus Growth & Income (IRA)

B A A A

Dividend Interest Interest Dividend

K J

T T Redeemed I 0/I 0/I 0 J A

Closed A A A C A A Dividend Dividend Dividend Interest Dividend Dividend None None

Sold

10/21/10

A See Part VIIi

J J J L J J

T T T T T

II. NuveenReinvestment Acct (CT Mun) 12. 13. 14. 15. 16. 17. Phoenix Common Comcast Common WachoviaChecking AlcateI-Lucent Common Capmark Bank Utah-CD (Y) Discover Bank DE - CD (Y)

07/01/10

Open Market See Part VIII See Part VIII

I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or Icss F =$50.001 - S 100.000 J =$15,0110 or less N =$250.001 - $500.000 P3 $25.000.001 - $ 50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$I00,001 - $1,000,0~0 K $15.001 - $50.000 O =$500.001 - $ I.OO0.000 R -Cost (Real Estate Only) V O~hcr

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50.001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 1 Cash Markel

E ~$I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting GARTH, LEONRD 1.

Dale of Report 03/30/201 I

VII. INVESTM ENTS and TRUSTS - inco,.o, ,,aluo, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period O) (2)

Amount Code I Type (e.g., div., rent,

Gross value at end of reporting period O)

Value Code 2

Transactions during reporting period O) Type (e.g., buy, sell,

redemption)

(2)
Value Method

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I

(J-P) (A-H)

(A-H)

or int.)

(J-P)

Code 3 (Q-W)

(5) Identity of buyer/seller (if private transaction) See Part VIII See Part VIII See Part VIII See Part VIII See Part Vlll See Part VIIi See Part VIII See Part VIII

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Dorall Bank PR-CD (Y) Eagle National Bank of Miami FL-CD (Y) First National Bank of Omaha - CD (Y) Washington Mutual Bank NV- CD (Y) Proficio Bank Utah (Y) Park Avenue BankNY (Y) Indymac Bank FSB, CA (Y) Eurobank PR (Y) Virtuslnvestment Partners, Inc. Common FairPoint Communications Common Guilford Savings Bank, CTCD ING Direct CD Morgan Stanley Bank CD Morgan Stanley Bank CD Goldman Sachs CD GE Money Bank, Salt Lake City, UT CD JB Hanauer Federated Money Market (Y) A A
A

Sold Sold Redeemed Redeemed Interest Interest

Interest

07/01/10 07/01/10 03/01 / 10 09/01/10

J J O K

A A A A See Part Vlll See Part VIII

K K
K

T T
T

Interest

T See Part VIII

I. Income Gain Codes: (5c Columns B I and D-l) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (S~:c Column C2)

A -$1,000 or less F =$50,001 - $100,000 J =$15,0~0 or less N =$250.0~1 - $500,0~0 p3 = $25,000.001 . $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,00~,0~)0 K =$15,001 - $50,000 O =$500,0~1 - $1.00~.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1.0~.0~1 - $5.000.090 L =$50.001 - $ 100.OO0 PI =$1.000.001 - $5,000,000 P4 More than $50.000,000 S =Assessment W =Estimalcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$ 100,001 - $250,000 P2 =$5,000.001 - $25,000.000 ] =Cash Market

E =$15.0~ I - $50.090

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting GARTH, LEONRD I.

Date of Report 03/30/201 I

VII. INVESTMENTS and TRUSTS - inco.~e, ,atue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repining period Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) Transactions during reporting period

(l)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value mm/dd/yy Code 2

Gain Code 1

Identity of buyer/seller (if private transaction)

0-~)

(A-~)

35.
36.

Guardian Life Insurance

Crown Life Insurance (X)

A
A

Dividend
Dividend

J
J

T
T

37.

Guilford Savings Bank

A D A A

Interest Interest Interest Interest

J J M J

T T T T Sold 07/01/10 A See Part VIII

38. RBC Investments 39. 40. 41. Ally Bank ING Direct Frontier Communications (Y)

1. Income Gain Codes: ( See Columns B I and D-l) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Colunm C2)

A =$ 1,000 or less F =$50.001 - $ 100,000 J =$15,000 or less N =$250.0OI - $500,0~0 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$100,001 - $1.000,0~0 K =$15,001 - $50.000 O =$500,001 - $1,0OO,000 R :Cosl (Real Estate Only) V -Other

C =$2,501 - $5,000 H I :$ 1.000.0~ 1 - $5.000.000 L $50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 tl2 -Morn than $5.000.0OO M -$100.001 - $250.000 P2 =$5.000,0OI - $25.000.1)00 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting GARTH, LEONRD !.

Date of Report 03/30/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. tlmticatepar~ofreport.)

Part VII #7 In October 2010, I closed out my checking account in Chase Bank and transferred all the funds to the Guilford Savings Bank (See #37). Part VIi # 16 - 25 Items 16 - 25 inclusive, were assets of the Estatel ............. ~ which was closed in October 2009. Part VII #28 The Guilford Savings Bank CD matured in March 2010 a~d the principal was transferred to the Ally Bank #39. Part VII #29 The ING CD matured in September 2010 and the proceeds xvere transferred to ING Direct Savings Account #40. Part VII #34 JB Hanauer was taken over by RBC Investments (see #38) Part VII #41 I dont know how or when I acquired Frontier Communications. It was always worlh less than $1,000 and I sold it through RBC Investments together with AlcateI-Lucent(#15), Virtus (#26) and FairPoint (#27).

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting GARTH, LEONRD 1.

Date of Report 03/30/201 t

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was svithheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/LEONRD I. GARTH

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544