Re~,, 1/2010

.40 Jo

FINANCI ~L DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organizatio~ U.S.D. C, EDNY 5a. Repor~ Type (check appropriate ~e) " I~ Nomination, ~ Initial ~ A .... I Da~c ~ Final

Report Required by the Ethics

in Government Act of 1978

0 u.s.c app. ~#" tO~-ttD

3.Date of Repor~ 08/02/2010 6. RepoSing Peri~ 01/01/2009 12/31/2~)9

I. Person Reporting {last name, first, middle initial} ROSS, ALLYNE R. 4. Title (Article II1 judgc~, indicate active or senior status~ magisuate judges indicate full- or part-time) U.S. DISTRICT JUDGE

5b. ~ Amended Repo~ 7. Chamb~,rs or Office Address U.S. DISTRICT COURT, E.D.N.Y. 225 CADMAN PLAZA EAST. 915 S ~ROOKLVN, NY ! 1201 8, On ~h~ basis of ~he information con{ain~d in ~hi~ Report ~nd modificafions pertaining Iher~to, it is, inmy opinion, in compliance wiih applicable la~s and r~Rulafians.

Reviewing Offigcr~

Dale

IMPORTANT NOTES: rlw in.stractions accompanying this~,rm must be followed. Complele all parts,
checking the NONE 6ox for each part where you have ~o reportable informatio~ Sign on lastpage.

I. POSITIONS. ta,~o.~,,g ~i~,,~t o.t~,: ~ ~. ~.~ of filing instructions.)

~ NONE (No reportable positions.) POSITION
Trustee T~s[ # l

NAME OF ORGANIZATION/ENTITY

3.

II. AGREEMEN FS. tR,portit,g individual only; seepp. 14-16 of f!lb,g i ........ ions.)
NONE (No reportable agreements,) ~
I. 2.

" PARTIES AND T~MS ,

Ross, Allyne R.

FINANCIAL DISCLOSURE REPORT Page 2 of 53

Name of Person Reporting

DRte af Report

ROSS, ALLYNE R.

08!02/2010

III. NON-INVESTMENT INCOME. (Reporting individual ctnd spouse; see pp. 17-24 of filing instructiona.)
A. Filers Non-Investment Income
NONE 0Vo reportable non-investment income.)

DATt~
1. 2 3. 4

SOURCE AND "I..yPE

(yours, not spouses)

B. S p o u s e s N o n - I n v es t 11| e I1 t | II C O m e - If),o u were married during any portion of the reporting year. complete this section.
~ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. I/I - 12/31 2. 3. 4. Partner in Willkie Fan- & Gallagher LLP

NONE 0Vo reportable reimbursements.)

DATE~

LOCATION

P~OSE

I~EMS P~ID OR PROVIDED

2
3.

5.

FINANCIAL DISCLOSURE REPORTI ~ ROSS, ALLYNE Person Reporting [ Name of R. Page 3 of 53

Date o1" Hepo~

0g/02/2010 l

V. G I FTS. a,,t,a,, ,+o,,,o,~ ........ d dependent children: see Yr. 28-31 of filing instruction~.)
NONE (No reportable g~s.) ~OURCE DESCRIPTION ~

2. 3.
4.

5.

VI. LIABILITIES. a,,,~,~,.~o,o~,,.,~ ...... a~ .... ~ ...... ~i~a~:~p,. 32-33off!llnginstructivn~.)

NONE (No reportable liabilities.)

CREDITOR
1.
2. 3. 4.

DESCRIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT

-]~ag(~ 4 Of 53 ROSS, ALLYNE R. 08/02/2010

VII. INVESTMENTS and TRUSTS - ; ......... t,,e. tr ..... "lions (Includes those of ~p ...... d dependent children; see pp. 34-60 of filing inslructionsO
NONE (No reportabh: income, assets, or transactions.)
A. Description of Assets (ir~cluding trust assets) Place "(X)" after each exemp~ flora pr or disc I .................... 1. 2. Trust # I None ~E J W T i 13. C, D.

IRA #1 -Cisco Systems Inc.

Dividend

3. 4

-Drevtbs Liquid Assets -D~e),fus Liquid Asse~ "

Redeemed (pan) Redeemed

01/09/09

5.

(pan)
6. 7. 8. -Drey~s Liquid Asse~ *I)~evlhs Liquid Assc~ Redeemed (pan) Buy

01/27/09 01/29/09

J J

0~24/09 03/18109

J J

-Dreyfus Liquid Assets -Dreyfus Liquid Assets -Dreylhs Liquid Assets

Redeemed (part) Redeemed

9.

(pan)
10. I 1. ~ 12. 13. Redeemed

03i30109 04~08/09

J J

(pa~)
-Dreyfus Liquid Assets -OreyfiH Liquid Assets -Drcylhs Liquid Assets -Dreyfus Liquid Assets -Dreyl~ts Liquid Assets -Drevths Liquid Assets Redeemed (pan) Redeemed Redeemed 04/24/09 05/04/09 05tl8/09 06/15/09 07/01/09 J J

~
14. 15. 16.

(pan)
Redeemed (pa~) Redeemed (pan) Redeemed

J J J J J

(pan)
17. -Dreyflts I.iqttid Assets Buy

07/06/09 07/08/09

FINANCIAL DISCLOSURE REPORT Pa~e 5 of 53

Name of Person Repor~iag I ROSS, ALLYNE R.

Date o[ Report 08/02/2010

VII. INVESTMENTS and TRUSTS - i .... ~, value, t ...... ,i,,n, ~lnclude$ those ,,f 3pouse and dependent children: see pp. 34-60 of filing ~tructions.)
NONE (No reportable income, assets, or transactions.)
A. ~escrii~,~ion o Assets (mc[ud ng t~st fassc~s) r~acc (X) aflcrcachassct cxcmplfmmpnord*sclosurc [ ~ ~ B. I I .... e during rc~ing period ~ C. Gross value a~ end of rcpo~ing period . Ty~(eg.. [ buy, sell, D. T ...... ,ions duhng rc ,~,,ting pcri~

lAmount. T~(.g.. ~ Value [ Value Code2 [ Mc~od ~el ~ ~iv..rent,

~ Date [ Value Gain m~d&~y[Code2 Codel

[de~x~tyof buycrfseHer

18. 19.

-~reyfi~s ~iquid Assels -Dvcyfi~s Liquid Assets -Drcy~l Liquid Assets .....

Redeemed (pa~) Redeemed (pa~) Redeemed

07122)09

07/27/09 08,04]09

J J

~20.

(pan)
"21." -Dreyfus Liquid Assets 22. -Dreyfus Liquid Assets -Dreyfus Liquid Assct~ Redeemed (pan) Redeemed 08[05109 08/24/09. 09/02/09 J J

(pa~)
23. Redeemed

(pan)
24. 25. 2~. -Dreyfus Liquid Assets -Dreyfiis Liquid Assets Redeemed Buy Redeemed (pan) Redeemed I 1/13/09 J 09/17/~ J

09/23/09 09/25/09

-Dreyfi~s Liquid Assets

~ 27. -Dreyful Liquid Asscts

-Dreyfus Liquid 29. -Dreyfid Liquid Ag~els

Buy

1/30/09

Buy

12/23/09

31. 32.

-General Elecuic -General Eleclric

~ay

07/24/09 ~07/30/09 03/13/09

Buy Buy Buy

33. 34

-Annalv Captial Management

-Annaly Capital Management

04/21/09

FINANCIAL DISCLOSURE REPORT Page 6 of 53

Ross, ALLYNE R.

08/0~2010

VI I. INVESTMENTS and TRUSTS .-i .......... tu,. , ...... .ao~, tnctudes those of sp ...... d dependent children; xee pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) D~criplio~ of Asset~ (iuclud ng t~st asse~) Placc"(X)"a2c=cacbasset exempt t~ompfior disclosure

In ~me duri~g rcp~rling ~hod (~ ~ ~2) ~Amount1 T~e(e.g., ~ Coae I ~ div.,rent, ~ ~A-I[) ~ orin~.)

.................................. t ......... 35. 36 37. 38. 39. Annaly Capital Management -American Express -Eli Lil!y & Co. -Citigroup -Penn West Energy T~st"

~ Gross value at end i ofrcpoaing period O) ~ t2) Value Value C~e2 Meff.od Code3 O-P) ]~ (Q-W) : .....

Transactions during rcpoaing peri~ , ~2) (3) (4~ , O) T~c(c.g., Date [Value ~ Gain , buy, se~i, .mmd~yy ~ C~e2 , Code I rcdemptioa)., . (J-P) i : Buy

Idenmyof transaction)

Buy

09/22/09

K "

See Pat VIIt See Paa VIII

"

40. -Pepsico I:~c

42. --KBR 43. 44 45 46. 47 4~. 49. -Microsoft -Windstrcam Corp. -Wmdstream Corp. -Viacom -i:~ha~es Barclays Short Treas. Bond Fund -ishares TRFTJE XINHUA HK China 25 Index ..... -Powershales Exch-Traded Fund Final PFD Portfblio Buy

Sold

02il 8/09

Buy Buy

09/14/09 1/19/09

J J

07/22;r09

Buy

l 1/09/09

J See VIII -

50 -E,terprise Prods Partners

FINANCIAL DISCLOSURE REPORT

-tage

7 0t"53

I N ..... fP .....
[

Reporting ROSS, ALI,~ ~TqE R.

Date of Report 08102/2010

VII. 1NVESTM ENTS and TRUSTS - i .......

.~tu, t ......

tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing ins~uctions,)

NONE (No reportab& income, assets, or transactions.) Descrtp~on of Assels 0ncluding1~st asscts~ P~ace "(X)" alier e~h ~sel pt from prior d~sc~

..,~.

, Income during ~ reposing pefi~ I Amou [ Type (eft

c. ~ Gross value a~ end ~ ~ ,

~ of reposing period (2; I Va t e Va uc (~ T~me [e t,

Transactions during reposing pc~I 2) I Date ~ (3) , ~) ~ ! va ,.- [ ~ .... O-P)

o. ............
(5) . (if private

53. 54. 55. ~ 56. 57. 58. I 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-Ene~lus Resources -Bank of America Corp. -l-31ackRock Global Energy & Resources Trust -Yahoo Inc. -Boardwalk Pipeline Partners -Motors Liquidation Co. (Fomaerly General IVlotors Corp) -Proctor &Gambie Co. -New York Community Bancorp -Eaton Vace Limited Duration Income Fund i -Hospitality PPTYS TR -Johnsoa & Johnson -Jolmso~ & .Iohnson -Pcngrowth En~:rgy Tr. -Bristol Myers Squibb -Bristol Myers Squibb -Dow Chemical "1 Buy 106/10/09 j Buy 03/06/09 K = buy

07/24i09

Buy

08/28/09

buy Buy Buy buy [~uy t~uy

07/09,09 04/29/09 07/17/09 06/26/09 08111/09 10;~24/09

K $ J J J J A

FINANCIAL DISCLOSURE REPORT Page 8 of 53

DateofReport

t~oss, ALLYNE R. iNamefPersn Reprting

08..02~010

VII. INVESTMENTS and TRUSTS -i.co ..... .t,~,, ...... ao.,a,c~,a~.,,no,eo/s~ ...... daependentehildren;seepp. 34-60offillnginstructlons.)
~ NONE (No reportable income, assets, o~ transactions.)

~ ........................................................
Descriplion of Asselx (including trust assets) Place"(X)" af~cr each assel exempt flora prior disclosu~ Income during rcpoaiog pefod ~ Gr~ss ~alue a~ end J of repoSing period Ttansacfio~ during reposing period

~0
]Amount ~ Code I

~Z)
Type (eg. div., rent.
or int)

O)
Value Code 2
(J-p)

[ ~2)
Value ] Me~
Code.3

0)
Type (eg.. buy, selF,

[ (2)

; (3) ~ (~) ........... ........ ~-~;

Identity of buyer:seller
(ifpriv~:e * (J-P) [ (A-It) ~

~ Date Value ~ Gain mm/d~yy i Code 2 C~c I

(A-H)

redcmpuon~ -

69. ~0.

-Conoco Phillips -KBR Inc. Energy -Manitowoc Co. " -Cohen&Steers Select Utili~ Fund -Fiduciary/Claymore Oppo~unily Fund -Grecnhaven Continuous Commodity Index Fund -KcycooConv. Pfd. -ishares ~SE NA~ITMTG REITS Index Fund Buy

Buy Sold Buy Sold Buy 02,q 8,,09 08/19/09 06126,09 02/19/09 J K J J B

~71~ 72. 73 74. 75. 76. 77.

Sold

1 !119.,09

05/13/09 J

79. ~0 81. 82. 83. $4. 85.

-Domflfican Resources -Johnsor~ & Johnson Saving Acct at Citibank -Keycoq~ Prefc~ed -Morgan Stanley Cap TR -Kaiser Gremp lntl -Provident Energy T~st

Buy

0~13[0~ Buy

J ] 05/13t09

Buy Buy Sold Buy

07.,09/09 05/13/09 02/19/09 05/13/09

J J

FINANCIAL DISCLOSURE REPORT Page 9 of 53

N ....rP Ross, ALLYNE R.

08/0212010

VII. INVESTMENTS and TRUSTS - ~ .......... ~t.,, t ....... tions (Itlcludea those of spo ..... d dep~ndenl chiUret,; see pp. 34-60 of filing ~structlons.)
~ NONE (No reportable income, assets, or transactions.) B. I ~ .............. - .... J ................................................................................... c. D. ~ ~ Income during_ Transactions during re~ing period ~ Gross value at end ~eporting period of r~o~ing pe~od , _ -(~ _. _ ] .... (~)- _ ~Amouat Ty~(c.g. ~ Code I div.. rent. (A-HI r~ or int.) ~ ~ Value Code 2 (I-P) Value Me~od Curie 3 (O-W~ T~e (e.g., Date ~ Value buy. sell. [mmtdfyy ~ Code 2 redemption) - ~ (J-P) I Buy Buy Sold 05]13/09 11/2M09 ~05113/09 05~13/09 05/13/09 05~01/09 J J ~ J J J A Partial Sale Gain [ Code 1 I (A-H) ~ , ldcnti~ of buyer/so let (if private transaction) , : ~ [ j A. : ...................................... Dcscriptiou of Asset~ (including trust assets) [ Place(XF after each ussct exempt from prior disclosure

86. . 88. 89. 90. 91. 92. 93. 94. 95. !)6. 97. 98. ,9~3.

-John Hancock Bank F~d -Annaly Capitul Manag~men~ Inc. -AnnaN Capital Management Inc. Kayne Anderson gnergV To~al ~etum Fund -Cohea & S~eers Selec~ UfiliW gund -Bristol Myers Sqoibb Co. -Tcnnesce Valley Authority S~nps Trust ~ 2 -Dodge Co~ Slock Fund Trust # 3 Citibank Accounts IJNP Paribas DJ Stoxx 50 Slructured Note Citibank NY Tax-Free Reserves Fund Vanguard Limited-Term Tax-Exempt Fund A E D B Dividend lmcrest None Dividend Dividend M M M M P1 U T T T U A Dividend J U

Buy Buy Buy Matured

See Part VII1

Buy Buy Buy Buy

01/20/09 02/13/09 03/0Z:09 04!20/091

N N L M

I00. V~tnguard I.imiled-Term Tax-Exempt Fund 101. Vanguard Limitcd-Tcnn Tax-Exempt Fund t02. Vanguard I.imitcd-Tcnn Tax-Exempt Fund

FINANCIAL DISCLOSURE REPORT

Page 10 of 53

INn

.... f P ..... Repot,ins

[ ROSS, ALLYNE R.

08/02/2010

VI I. I NVESTMEN TS and TRUSTS -- i .......... ~,e. , ....... ~o~., (Includes those of sp ....... d dependent chiMren; see pp. 34-60 of filing ~s~uctions.)
NONE (No reportable income, assets, o, ~ansactions.) Description cf As~ct~ (including trust ~sscts) Ptace"lXFaft ..... h .... t exempt from prior disclosure Income during rcpoai~g ~riod

~ ~

G~oss value at end of reporting ~eriod Value Code 2 (J-P} [ Value Mel~cM Code 3 I T~(c.g., ~ buy, sell, ~ rcdcmptio6

T~nsactions during re~ing pc~od

IAmount T~(c.g., ~ Code I t div., renl, (A-It) } or inL~

.m~dd/yy

103. Vanguard Limited -Term Tax-Exempt Fund 104. Vanguard Limitcd-Te~ Tax-Exempt Fund 105. Vanguard Limited-Term Tax-Exempt Fund 106. Vunguard Limited-Term Tax-Exempt Fund t07. Vanguard Limited-Term Tax-Exempt F~d ~08. Va~guard~imited-Tcm~ T~x-Excmpt Fund I09. Vanguard Limited-Tem~ Tax-Exempt Fund 110. Vanguard Limited-Te~ Tax-Exempt Fund ~i I. Vanguard Limited-Te~ Tax-Exempt Fund 112. Vanguard High Yield Tax Fund 113. Vanguard NY Tax-Exempt Money Market Fund 114 Vanguard NY Tax-Exempt Money Market Frond 15. Vanguard NY Tax-Exempt Money Market Fund 16. Western Assel Municipal NY Money Market Fund 17. Western Asset Municipal NY Money Market Fund I 18. Western Asset Municipal NY Money M:u ket Fund 119. Wcstcm Asset Municipal NY Money Market Fund A Dividend J U D A Dividend Dividend N K U U

Redeemed (pan) Buy Buy Buy Buy Buy

05/12/09 06/01/09 06/15/09 07/09/09 08/13/~) 09/02/09

O M K J M M

Redeemed 09/28/09 N (pan) Buy Buy Buy Redeemed (pan) Buy Redeemed (pan) Redeemed (pan) 09/28/09 02/13/~ 0t)/]7/09 N N K 11/02/09 L

12/07/09 ] N 01/23,09 ~/17/09 04/24/09 J 07.~21/09 J J

(pan~ Redeemed Buy Redeemed (pan)

FINANCIAL DISCLOSURE REPORT

a,r., of P ..... eporting R

Dale o1" Rceport

Page 1 1 of 53
VII, INVESTMENTS and TRUSTS - i ..........

ROSS, A~.LVNE R. [

08,,02~01o

tu~ t ......lions (Includes arose of sp ...... d dependent children" *eepp. 34-60 oyf!ling instructions,)

NONE (No reportable income, ~sets, or transactions.)

Description of Assets (including t~sl assets) . Place.... aflcreacha~s~t (X) exempt from pdor disc osurc " t i Income during Gross value at ~nd : ; ~ i

Transactions during reporting ~ri~ (2) 1..) (3) ~ (4)~ {~ Type(e.g.. Date Value I Gain [ ~ .Code 2 Code 1 buy, sell, mm!dd"yy ~ ~dcmptiofiJ " [I (j_p) ! (A-H) ] 5) " " [dcn tyof buver/sellcr 0fptivale

reporting period of reporting period (I) ~ (I) [ ~2) , (2). p~mounl T~c(c.g,, I %alue [ %.slut C~e I [ d v.. ,~ ~ . rc~ t"ode. M~] ~ ~ ,.X-rl} i or inL) Code 3 ~ (J-P)

120. Western Asset Mtmcipal NY Mon~ Market Fund 121. Genera] American Investors 122. T~t # 3 A Dividend J T

Redeemed (pan)

I0/]6109

See Pan VIII

Dividend None

U W U

123 WFG-WPX Partners [.LC 124. Goklman Sachs lligh Yield Fund 125. Fidelity Freedom Fund ]26. Bernslcin Global Diversified Strategies LP. 127. Bemstein Global Opportunities liege Fund LP 128. S&P 500 Variable Parlicipation Noles 129. Asla Five NY

N L

Dividend

buy Redeemed

02/05109

A B D

Dividend Dividend

02105109

N M

T T

Dividend None None

See Part VIII

M J

T T

130 Bemstcin New Yotk Municipal Portfolio 131. Ben~stein New York Municipal Portfolio 132. Be~stein New York Municipal Portfol~o 133. Bernstem New York Municip~l Porttblio

Dividend

Redeemed

fpan)
Buy Buy Buy

03103/09 05112109.

K O J J J

09/28/09 11104/09 11105/09

134. llen~stein New York Municipal Portfolio 135. Bcn~steln New York Municipal Portfolio 136. He,stein New York Municipal Portlbiio

Buy Buy Buy

] I I,~5/09 12/08109

FINANCIAL DISCLOSURE REPORT Page 12 of 53

[Name
of Person Reportin[~ 08/02:2010 [ ROSS, ALLYNE R.

VII. INVESTMENTS and TRUSTS -: .... ,..~,a,,,,, ...... tionsanct,desa,,,seofsp ...... ddependentehitdren;.~eepp. J4-6Ooff!lingi ...... tion$.)
NONE (No reportable ittcome, ,zvsets, or transactions.) Dcs~ript ion of Assels t h~cluding trust assets} Phcc"(XFaficreachasset ....... ptfrompfiordiscl ...... I t Income during re~rting pc6~ ~ Gross value al end I of r~o~i~g period ~ Vulue Code2 (I-P) Value Me~od, Code3

Transactions during reporting pc~ Type(e.g.. ; Date kaue ~ Gala ~ buy. sell. ~mm[d~yy:Lode2 [Coael wdcmption)- ~ ..... (J-P) ; (A-HI I

~Amount[ Ty~(e.g, ~Codel di ...... ~t. , (A-I1) i or inl.)

ldenlityof buy ...... Iler (if private

137. Bemstein New York Municipal Portfolio 138. lip PLC I39. BP PLC 140 RP PI.C D Dividend N Sold U A Dividend

Buy Sold Sold (part) 10/01/09 Buy Buy Buy Buy A Dividend J T Sold (pan) Sold (pan) Boy Buy A Dividend J T Buy Buy Sold (pan) Buy [ 1 Sold (pa~)

12/28/09 J 01/28/09 02/02/09 J 03/03/09 04116/09 11/25/09 12/18/09 03/05/09 ~/21/09 10/16/00 111/25/09 .04/09;09 04/15/09 05/18/09 07/13/09 09/10.09 J J J J J B A J J M J J J J J

141. Bemstein Tax-Managed International Portl~lio 142. Bemstein T~-Managed International Po~folio 143. Bemstcin T~x-Managed International Po~folio 144. Bemstcin Tax-Managed International Portfolio 145. Supervalu 146. Supervalu 147 Supc~aln 148. Supcrvulu 149. Altria Group 150. Altria Group 151. Altria Group 152. Altria Group 153. Alcria Group ........

FINANCIAL DISCLOSURE REPORT Page 13 of 53

t ROSS, AI,LYNE R.

08/02/2010

V I !. 1 N VESTMENTS and TRUSTS - i .......... lue, t ...... tions (Include., tho.,e ofsp ...... # dependent children; see pp. 34-1~0 oJ)qling in.wructlons.)
NONE (No reportable income, assets, or transactions.) Description olAssets (including trust asscts~ Piace"lX)"aflercachas~t excmplfrompfiordisclosure Income during rcpoaing ~riod [Amount T~c(e.g., [ Code I ] div.,rent. (A-H) or int.} ~ Gross ~alue at cn~ J ~ of reining p~iod I Value ~ Code2 [ (J-P) [ Value ~ Method Code 3

T~nsact o~s during repo~ ng period

Type(e.g., I Dae i Value I Gain buy sc m~d~yy Code2 ~ Cede redemption) , [ ~ (J-P) fA-It}

Idcntitvof buyer~ilcr (ifprivale

154. Cash Balance at Sant~rd C. Be~stein & co 155. Ace Ltd. ~56. Ace Ltd. 157. Hewlett Packard 158. I lewlett-Packard 159. Hewlett-Packard 160. Ilewlett-Packard "~61. tlewlett-Packard 162. llewlett Packard 163. Hewlett Packard 164. Cameron International 165. AOL 166. Ashland Inc. 167. 168. Aetna Aetna

A A

Interest Dividend

J J

T T Buy Buy 03/03/09 04/16/09 05/01/09 106/04/09 06/24/09 07/16/09 08t28/09 10/05/09 1~5/09 03/31/09 12/09/09~ Sold 02/09/09 09/24/09 09/24/09 09101/09 04/15/09 J J J J J J J J J J J A A J J J J

Dividend

Sold (pad) Sold Sold (pad) Sold (pan) Sold (pad) Sold { pan) Buy

None None None None

J J

T T

Buy

Buy Buy

169. AKSteel Holding 17(I E.I. Dupont A

None ] ] Dividend l

J K

T T

Buy Buy

FINANCIAL DISCLOSURE REPORT Page 14 of 53 [ ROSS, ALL~.WE R.

NONE (~Vo reportable income, assets, or transactions.)

os,ov~o~o

Description of Assets

,~-

~.
; Income during

c.
()ross value at end

- -ft.- .........................
Transactions during reporting period

Mace "tX)" after each assc exempt from prior disclosure

*,Amount rypo (e.g., i Code I i div.,rcnt, ! {A-H} ; or int.)

value Code 2 (J P)

Vatuc Medaod Code 3 I (Q-W)

t Type (e.g.. Date I Value I buy, sell. ]mnt;dcL~yy Code 2 redemption)

transaction)

172. E.l. Dupont 173. E.I. Dupont 174 El. 175. E.I. Dlipont 176. Ensco 177. American International Group i 78. Ford Motor Co. 179 Ford Motor Co. 80. Archer-Daniels Midland I,1~ Archer-13aniels Midland A[cher-Duniels Midland Archer-Dmfiels Midland None A Dividend J T None None None J T J T

Buy Buy Buy Sold !part) Buy Sold Buy Buy Buy Buy Sold (part) Buy Buy Buy Sold Ip,ut) / [ Sold (pan)

05/27,09 06119/09 06/26,"09 07i24/09 05/29/09 03/13/09 I 1/09/09 [ 11/17!09 01/06/09 01120.09 07i30/09 09/29/091 03105,/09 04/17/09 06/25/09 07/13/09 J A J J j J J J .I J J J J J 1 A A J

, 1[;2 !8:1

184 Amgen 185. Aragon 186. Amgen 187, Amgen _

FINANCIAL DISCLOSURE REPORT

N ame of" Person Reporting

Date of 08/02/2010

Page 15 of 53
I ROSS, ALLYNE R.

V II. I NVESTMENTS an d TRUSTS - ," ......... ~,,o, ,~ ..... ~o~.~ anc~a~ ,ho~ o~, ...... ~ a~a~ ~a,,~: ~,,~. ~4-~o,~i~
NONE (No reportable income, assets, or transactions.)
Descriplion of Assels (including t~t assetsJ Placc"(X)"aflcrcachassct xemot iota pfi r di~losure ! ~ lnc~me during r:~aing ~fiod ~ Gross valoe at end 1. of reposing period T~nsactions during redoing

~ (~? ]
,Amount ~ Code I [

(~.~

~ ~l)

(~)
Value Mcthud

(~

[ (2) ~ (3) ~ (4)

Idcnti!yof buyer/seller I, ifprivate

Ty~(c,g., ~ Value div.. rent, C~e 2 ~

Type(e.g.. Date ; Value Gain buy, sclI. i mm/d&~ ~ Code 2 Code I rcdemptioa) , (J-P) i (A-H)

18~. A~ngen

Sold A Dividend

189. Tyson Foods

Buy Sold

01/15/09

190. Tyson Foo~ 19h Tyson Fot~s 192, Apache Co~.

06/24/09 J

Sold A Dividend Buy

~08/13/09 ~ 01/27/09 03/31/09 07/24/~) J J A J

193. Apache Corp. 194. Apache Co~.

Buy Sold (pan) Sold Sold

195. Apache Co~. 196. Apnche Co~. 197. Apache Co~.

08/07/09

(pan)
09/16/09

(pa~)
Sold Sold 09/30/09 10/13/09 10/22/09 11/03/09 J J A

198. Apache Co~ 199. Apache Corp. 200. Apache Co~.

A A

Sold (pan) Sold (pa~) A Di~,idend Sold (pa~) Sold A A Dividend Dividend Sold K T

~ J

201. Cardinal lteahh 202. Cardinal Health

06t0~/09 08105/09 01/15/09 02/04/09

203. Cirigroup 204. Occidental Pete

K J

Buy

FINANCIAL DISCLOSURE REPORT

r~.~,eotVer,o. ~cpo.i.~

Page 16 of 53
VII. INVESTMENTS and TRUSTS -- i .....
~l

aoss, ALLYNE R. [

08/02/2010
tioas.)

,, ~atae, t ..... "dons ancludet those ,~ ...... d dependent children; seepp. 34-60 of filing in ......

NONE (No reportable income, assets, or transactions.)

A
Dcscfiplim~ of Assets (including trust asse~s) Place (X) at~cr each ~sct ...... plfrompnordi~los~e

1
I~

a.
Income during rcpooing period

c.
Gross va~ue at end of reposing period Value Code2 (J-P) Value [ Method Code 3 / (Q-W) T~nsactions dudng reporting pcrit~ Type (e.g. [ Da e [ Valoe Gain buy. sell. ~mmd~vy [Code2 Codl rcdempfion) . ~ ~ (l-P)

Amount Ty~ (e.g.. ~Codel ~ di,..rcnt, ~ (A-fl) erint.) ~

[
~

205. Occidental Pete i Occidental Pete Occidental Pete

Buy Buy Buy Sold (pan) A Dividend ~uy Sold A ~[vidend L T Buy Buy Buy Buy Buy Buy Sold (pan) Buy Buy Buy Buy 11/25/09

06/19/09 06/26/09 09~04/09 10/29/09 03t03/09 11/30/09 02110109 ~03110/09 05/29/09 06/05/09 J 06/30/09 08/31/09 09/11/09 10115/09 10/16/09 11~05,09 J J J A J J J J J J J A

208. Occidental Pete 209. GlaxoSmithKline

GlaxoSmithKlioe Goldman Sachs

~212. Goldman S achs 213. Goldman Sachs 214. Goldman Sachs 215. Goldman Sachs 216 Goldmao Sachs 217. Gt~ldman Sachs 218. Goldman Sachs 219. Goldman Sachs 220 Goldman Sachs 221. Goldman Sachs

FINANCIAL DISCLOSURE REPORT

Page 17 of 53 VI 1. IN V ESTMENTS an d TRUSTS - i .........
A. Description o~ Assets (including t~st assets) Pbcc"[X)" al/e~ each asset exempt from pdor di~losure ......... 222. 223. 224. Intcl Coqx Intel Co~. lntel Corp.

~ ....rPerso. Repo.~
Ross, ALLYNE R. [ ~, , ...... ~o~.~ ~.~ ,~o~ o[~, ........ ~ ~,~ ~,~,~; ~ ~.
C. Oros~ vatu0 at end of rcporti~ag p~od Value Code 2 (J-P) ~ _ K Value Mcth~ Code 3 (Q W) T D, T~nsactions d~ing r~ing pcri~

08/02/2010

NONE (&~ reportable income, a.vsets, or transactions.) ~ l ~ i [ [ t B. ~ ~ Income during I reposing period Type (cg.. div., r~t, or int) 2 ............... A Dividend :Amoun ~ Code I [ (A-If) ~

Ty~ (e,g.. ~ Date ~ Value ~ Gain ~ buy sell I~d~~ ~ Code 2 Code I ~ " rcdcmptiofi) (J-P) (A-H) . Bay Buy Buy Buy Buy Buy Buy Buy Buy 04~4/09 06/09/09 06/25/09 06/30/09 07/08/09 07117109 09/17/09 11123/09 11/25/09 03/03~09] J ~/09[09 ] 11/25/09 0~l 9/09 03/19/09 03/31/09 10/26/09 J J A J J J B J J J J J J J

Identity. of bu)cr/scllcr (if private transaclion)

225. Iatel Co~. 226. Intel Corp. 227. Intel Co~. 228. Intcl Co~. 229. Inlel Corp. 230. lntel Co~. Bm~ge Ltd. A Dividend J T Sold

~2~i.

Buy 04/02/09 (pan) Sold (pan) Buy

232. Bunge Ltd 233. B~m~e Ltd. 234. []u~geLtd. A Dividend K

235. M~cros~)ft 236. Microsoft 237. Microsoft 23~. Microsoft

Bt~y Buy Buy Buy

FINANCIAL DISCLOSURE REPORT Page 18 of 53

N ....

f Pe .... Reporting 08/02/2010

[ ROSS, ALLYNE R.

VII. INVESTMENTS and TRUSTS - i ....... t.e, t ..... tians (Includes those of spa .... d dependent children; seepp. 34-60 of fillng in,tructions.)
~ NONE (No reportable income, assets, or transactions.)
Description of Assets

~ ........

...............~, ....... h. ............... , (. .......

~ . Income during rc~ing ~riod

~ (3ross value at end I ofrcpoaiag

~ ..... : ....................
Transactions during re~rting pcri~

T~e (e.g., ] Va ue div ..... 1, [ C~e 2 , Code ] ~ (A-ID oti~l.) ~ ~ ~ (JP) ............................................ I .......................... 239. Microsoft 240 Micn~sol)

Place"(X}" zflcr cach asset ...... pi l~om prior disclosure

~ O)

~Amount

(2)

O)

Va ue Tv~ (e.g. I M~od buy, sell. ~ Code3 redemption)., i (Q-W) I ....................... d__ Buy

~)

0) ..... ~-~ ....~ ~3) ] ~)

<5)

; ............

Irausaction)

10i27/09

Sold (pa~) Sold A Dividend

11/24/09

241, Microsoft

1 ~29,,09 01107/09 02/11/09

J J

.4..

Procter & Gamble

Sold (pa~) Sold

24Y Prooor & Gamble 244. Proctor&Gamble 245. Procter & Gamble 246. Proctor & Gamble

J J

Buy Buy

~ 04/17/09 04/23/09

J J

Buy Sold (pa~) SoId (pa~) Sold (pa~) Sold (paa) Sold A A Dividend Dividend J T T Buy Buy Sold (p~) None Buy 09/15/09 J

05/26/09

247 Proctor & Gamble 248. Proctcr& Gamble

07/10/09 08/07/09 09/10109

J J

249. Proctor & Gamble 25t~. P~oc~o~ & Gamble

J J J J

A B A

1/16?09[ 121] 5109 02/10/09 01/21/09 ~ 12/I0/09

251. Proctor & Gamb!e ~>. Lustco ~53. Coming 254 255 Coming Rio Tined

FINANCIAL DISCLOSURE REPORT

Narn of Person Reporting

DateofReport

Page 19 of 53

ROSS, ALLYNE R.

08/02/2010 1

NONE (No reportable income, assets, or transactions.) Description of Assc~s (including t~st assets)
~]~ l~X)" ~n~r ~ ~ exempt from prior disclosure

h:~,,me during rcp, ,~ing period [X .... t l Type (e.g., Code I dw., rent, i or int.)

Gross value al end ofrcpoaing period Value Code 2 (J-P)

T~nsaclioos duri~g r~po~ting

I
I 256. Riorinto

Value T~e (e.g., [ Date [V~lu Gain Me~od buy, sell, [m~d~}~ [ Code 2 C~ I Code3 , redemption) ~ (LP) (A-H)

Idcnlitv " buyer/seller (ifpriva:e

Buy ~257. Rio Tinto ~old 258. MetlitE ~259. Mctlffe A " Dividend J T Buy Bny Buy I 261 MetlilE 262.Metlife 263. MetlilE 264. MetlilE 265. Metlilk 266. MetlilE 267. Sprint Nextel 268. Sprint Nexlcl 269. Sprint Nextel 270 Sprint Nextel 271. Sprint Nextcl I None J T " Sold

09121109 12101109 01120/09 03,03109 03/05/09 J J J J A

Sold ~/09/09 J (pa~) 04/14109 J A (paa) Sold (pa~) Sold (pan) Sold (part) Sold (pan) Sold (pa~) Sold Huy Buy Buy 05126/09 06/26/09 08/05109 12!22/09 02/19/09 02/24/09 08/10/09 11/02/09 1103109 08,,28/09 J J J J J J J J J J A B A C

72. Quanta Settees

None

Buy

Name of Person Reporting

PageFINANCIAL20 of 53 DISCLOSURE REPORT

Dale of Report

rtoss, ALLYNE R.

08/02/2010

VII. INVESTMENTS and TRUSTS -i ........ t ........... ,ion~a, ct, a~,,ho,oolsj ....... aaepe,,aen~ct, ita~en;.~eepp. 34-6Ool".atinglnst,ucti,,n.~.)
NONE (No reportable income, assets, or transactions.)

~"
Desetiption of Assets (including in, st azsets) Place "(X)" after each as.set cxcmp~ from prior disclosure

i ....... BT ........~ I

c. ...............

~.

- ............
" (~) Idcmitv of buyerl~eller 0fprivatc

[l~come du~i~g [ Gross value al end I reporting period of reporting period (~) !2) ~ (,) (2) Amouot Type (e.g, Value Value ] Code I div., rent, [ Code 2 t Method [ (A-JI~ . ,Dr int.) (J-P) Code 3

Transactions durh~g reporting period H) i (2) (3) ~4) [ Type (c.g, Value Gain [ Date buy, sell. ! mm/dd/yy [ Code 2 ] Code I rcdcmptior0 " ! (J-P) ] (A-ID

273. Suncor Energy 274. Suncor Energy 275. Suncor Energy 276. United Parcel Service 277. United Parcel Service t278. Vale SA 279. Vertex Pharmaceuticals 280. Visa htc. 28t. Visa Inc. 282. Visa Inc 283. Visa Inc. 284 [aiwan Semiconductor 285. Tai\,an Semiconductor 286 raiwan Semiconductor 237. Altera Corp. 2~,8. AItt:ra Corp. 289. Alliance Bernstein Holding Corp.

Dividend

Huy Buy Buy

10114109 11/25/09 I 1~7/09 09/15109 I II24/09 11/24./09 I 1/19/09 04/30!09 ]05/01!09 05/05,/09 10/06~09 05/05/09 05/07/09: 10101/09 07/27/09 11/09/09 ! 05.,07/09

J J J J J J J J J J J J J J J J J A A A

Dividend

Buy Sold . (paa)

None None A Dividend

J J J

T T T

Buy Buy Buy Buy Buy Sold (part)

Dividend

Buy Buy Sold

Dividend

Buy Sold

None

Buy

FINANCIAL DISCLOSURE REPORT Page 21 of 53

.~ .... fPer~on Reporting

DatcofRrporl

Ross, ALLYNE R.

08/02~010

NONE (No reportable income, assets, o, lransactions.) Dcscriptit~n of Assets (including Imst assets) Place"(X)" after each assc~ exempt from pfor di~losurc

] Income during / repoOing period Am~nt ] Code I T~pc (e.g, div., ~nt,

Gross value at end ; of reposing period Value Method [ T~e (e.g. buy, sell,

Transactions during r~rting period I Dzte Value Ga n ~ mm~d&~yy [ C~c 2 ~ Code I

I Idcntfiy of buyer[~ller ~

~ Value ~ C~e 2

[ 290 Alliance Bernstcin IIolding Co~. 291. Alliance Bernstein Ilolding CoO. ~292. American Tower Co~. 293. American Tower Co~. 1294. Capital One Financial Co~. 295. Capital One Financial Co~p. 296. Capital One Financial Co~. 297. Ebay 298. Eli Lilly & Co. 299. Eli Lilly & Co. 300 Eli Lilly & Co. 301. Elli Lilly & Co. ~02 Garu~ett 303. Flextronics 304 ~ricssoo A A [" Divide~d None Dividend A None Dividend A Dividend 7 None

Sold

11/24/09 (paa) Sold Buy Sold Buy Sold (pan) Sold Sold Buy Buy

B J 3 J J J J J J J C B B A

12/~/09 07/23/09 10!08/09 01120/09 09/17/09 10/23/09 11/24/091 03/24/09 04/02109 J 09,tl8~09 ~/IM09 01/02/09 01/05/09 02/19,/09 06/18/09

Sold

07/10/09 (paa) Sold Sold Sold (paa) Buy Sold (pa~) Sold (pan)

J J J J J J A A

305. Ericsson 306. Ericsson

FINANCIAL DISCLOSURE REPORT Page 22 of 53

N,me ofPerso. Repoltil~g Ross. ALLYNE a.

Date of Reporl

08,02/2010

NONE ~o reportable income, assets, or transactions.) Description of Assets (including lrust assets) Placc"(X)"aflereachasset exempl from prior disclosure I come during rcponit~g period Gross value a end of reporting period

Transact ons dunng reporting period

(m) .... ~) ....

Amount[ Type(e.g., Code I ~ div., ~ml, (A-H) or int.)

~-~)
Value Code 2 (J-P)

~)
Value Me~od Code 3 [Q-W)

(~
Type(e.g.. buy, sell, redemption)

(2)

(J)-~ (4f ......

Date I Value ~ Gaha I mnffd~yv C~e 2 [ Code I -~ (A-H) "[ (J-P)

IdeatiIyof buyerisel]e~ (ifprlvate transaction)

~i ............

307. Eticssou 308. Dell 309. Dell "~ I 0. Dell 31 l. Dell 312. Dell 313 Home Depot A Dividend J T None K

Sold T Buy Sold (pan) Buy Buy Buy Buy Buy Sold (pan) Sold 11/13/09 (pan) Buy A Dividend J T Btmy Buy Buy Buy ~uy Sold (pan)

08/17/09 01/26/09 02/12/09 07/15/09 08113/09 ~S"1123/09 0~18/09 02/25/09 ~06/18/09 J A

J J

J J

J J J A

314. [Iome Depot 315. Home Depot 316. Home Depot 317. Home Depot 31 ~. Lowes Cos. 31~). Lowcs Cos. 320. Lowcs Cos. 32 I. l.owes Cos. 322. Lowe~ Cos. 3~3. Lowes Cos. _

12/02/09 02/25/09 04/23/09 07/09/09 07/13/09 0g/l 1/09 J J J J

10/08/09 J

FINANCIAL DISCLOSURE REPORT

Page 23 0[53

Name of Person Reporting ] ROSS, ALLYNE R.

Date of Report 08/02/2010 1

VII. INVESTMENTS and TRUSTS - i ......... t,,.t ..... ~o,s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income assets, o~ transactions.) I ; A. D~~cfiption (ff Assets (including hust assets) Place "(X)" after each asset exempt from priordisclosure I : B. i Income during repcrtit~g period C. i Gross value at end of reportfl~g period Value] Type (.g, Moth(w] buy, sell, Cadc 3 , redemption) D. Transactions during reporting period

Amount Code I [ (:\-t1~

~~ ....

Type (e.g., Value ] dw., rent. Code 2 or int.) [ (I-P)

~ ...... ~-Ji-

-i2) ]- (i, -~2) .....

Date I Value mrn/dd/yy Code 2 (J-P)

l ~i (4)l ....

(~; .......
Identity of buyer!seller (it pri,atc transaction~

................... 1 .......
324. I.owes Cos. ! 325, Pepsico t326. Pepsico I i 327 Pepsico 328. Pepsico 329, Pepsico 330. Pepsico ! 331. Pepsico 332, Principal FinancialGroup 333. Chevron Carp, 334. C ~evro ~ Curp. 335. Chevron Corp. 336. Chevron Corp. 337. Che,,on Corp. 338. J,P. Morgan Chase 339. J.P ,Vlorgan Chase 340. LP. Morgan Chase

i ...... .......................................
Sold (part) 12/18/09 01/09/09 02/18/09 03/05/09 J 08/06/091 J J J 3 J J Dividend .!t

Gain[ (ode I [ (A-HI J [

Buy Buy Buy

Sold

05/08/09 (par~) Buy

Sold Sold A A Dividend Dividend J J T T Sold

10/08/09 (part)

11/24/09 K (pan) Buy Buy 06/10/09 (part) Sold (part) 10/15/09 03123/09 J A A J J

06/18/09 J

Sold

07110/09 (p~n) Sold (pa~) 08112/09 02/13/09 03/23/09 04/13!09 J J J B

Dividend

Buy Sold (part) Sold (part)

FINANCIAL DISCLOSURE REPORT Page 24 of 53

VII. INVESTMENTS and TRUSTS - ~ .........

N,m. oflerson r.portl,g Ross, ALLYNE R.

Oate ofl~ep,,rt

08/02/2010

~e, , ........ ~o~.~ (Includes" tho~e oJ~p ....... d depend,mt children; ~e pp. 34-60 of filing instructi~n.~.)
D. Transactious during reporting

NON~ (No reportable income, assets, or transactions.) A. ~scdplion of Assets (including tms~ as~ts) ~ B. Income during ~ reporting ~fiod C. Gros~ ~alue at cod of repining period I

exempt from prior disclosure

Code I [ (A-HI

div.,rcnt, orim.)

Code 2 (J-P)

Mc~od { buy, sell redemption) ~ Code 3 IQ-W) l Buy 05114.09

m~dtttyy Code 2 (J-P) ]

Ct~c I { buyerisc cr (A-H) (if private transaction)

341. JP. Morgan Chase [~42. J.P. Morgan Chase 343. J.P. Morgan Chase 344. J.P. Morgan Chase "345. LP. Morgan Chase 346. J.P. Morgan Cha~e 347. J.P. Morgan Chase 5~S. LP. Morgm~Chas ( ~9. LP. Morgan Chasc 350. J.P, Morgan Chas~ t51. LP. Morgan Chase )~2. McDonalds 353. McDonalds 354. McDo~alds 355 McDonalds A Dividend

Buy Buy Buy Buy Buy Sold (pa~) Sold (part) Sold (pan) Boy Buy Buy Sold Sold (part) Sold (pan)

05/15/09 05;27,09 06/05!09 J 06/2~09 06/23/09 09II 1/09 10/08/09 10/15/09 12/I 1/09 ( 12/)2/09 J 02/I 2/0~ 05/2g,09 07/16/09 08/~/09

J ) J

J J J ~" A

356. McDonalds 357. McDonalds Sold

Sold 09/16;09 J (pa~) 10/12/09 .I A

FINANCIAL DISCLOSURE REPORT Page 25 of 53 V1 I. INVESTMENTS an d TRUSTS -," ..........

N ..... feer~on Reporllng

Date of Report

.oss, ALLYNE R. ] I.e, t ...... tions (Includes those of spo .....

08/0212010
d dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) Descriplion of Assets (including wust assets) Place"IX)" aller each asset exempt from prior disclosure income duri~.g repnrting period Amount I Type (eg.. Code I ; div., rent, (t\-ttl . or in~3

Gross value a~ end " of ~ .epochng period Value | Value Code 2 /vlelhod [ |J-PI i Code 3 t

Transactions during reporllng period

Type (e.g,, Date [ Value buy, sell, mnddd/yy [ Code 2 redemptional ~ (J-P~

Gain Code I (A-H)

Id~tity of buyeisellcr (if private

358. Medco Ilealth Solutions 359. Medco Health Solutions 360. Mcdco IIealth Solulions 361. Medco Health Solutions "~62. Medco Health Solutions 363. Merck 364, Merck 365. Illinois Tool Works 366 [tlinois Tool Works 367. Illinois Tool Works 368. Illinois Tool Works 369 Illinois Tool Works 370. Illinois Tool Works 37 I, Illinois Tool Works A B

None

Sold (part) Sold (part) Sold (part) Sold (part) Sold (pa~)

02/10/09 05/11/09 09116/09 J 10/21/09 J 12/18/09 J 11/19/09 11/23!09 05i22/09 06/26/09 08/10/09 09/18;09 10/27{09 11124109 11/25,"09 08/06!09 08/07/09 i I 1/19/09 J J

J J

A A A A B

Dividend

1-

Sold (part) Sold (part)

J J J J

Dividend

Buy Buy Buy Buy Buy Buy Buy

J J J 3 J

372. Johnson Controls 373 Johnson Controls 374 Johnson Controls

Dividend

Buy Buy Buy

FINANCIAL DISCLOSURE REPORT

I Name f Persn Reprting

Page 26 of 53 I ROSS, At.LV,~E R. NONE (No reportable income, assets, or ~ansactions.) De~ripfioa of Assets (i~cluding trust assets}
Place "(X)" afte~ eacl~ asse1

os,o2~olo

V I 1. I N V E S T 51 E N T S a n d T R U ST S - ~ ........ ~ ............ ,i..s ancludes those ofsp ...... d dependent children; set pp. 34~0 of filing ~s~ruc,ions.)

Income dufag i r~ing perk~

[Amount Type (e.g.,

~ Gruss value at end [ of reporting period ~ Code2 [ (J-P)

Value Value Type (e.g.

T~nssctions during roguing pe6od

exempt from pdor disclosure ................... ~.. ~ 375. Johnson Controls 376 Targe~ 377. Target 378 Target 379. Target 380 Target 38 I. Target 382. Target 383. XI_ Capital 3~4. XL Capital 385. Alton
386. Alton

~ Ct~e I [ ~ (A-H)[ :

d v ,~, or int.)

l)alc ~ Value [ Gain

Identity of

Me~od Code 3 (Q-W)

buy. sell, redemption)

[nmxd~yy ] C~e2 Code I , ~ (J-P) (A-II) ~ [ : I 1/25/[)9 04/17/09 05i28109 09/18109 09/22109 10/09/09 I 0/I 6;09 11125/09 06/30;09 J 01116i09 J J J J J J j J J J I

buyer/seller 0fprivate transaction)

Buy A Dividend K T Buy Buy Bny Buy Buy Buy Buy A Dividend J T Sold A Dividend K T Buy 08/17109 (pan) Sold (part)

Sold
[pa~ Buy Bay Buy Buy Buy

! 05.,11i09 J
071t6/09 07/17t09 08/04/09 08/06/09 09/23/09 J J J J

387. Alton 38~. Alcoa 389. Alcon 390. Alcon 391. Alco~

FINANCIAL DISCLOSURE REPORT

N ..... fp .... Repo.ing

DateofRepor~

Page 27 of 53

ROSS, ALLYNE R.

08/02i2010

VII. INVESTMENTS and TRUSTS - i .......... t~,, , ....... aon~ a,,.t~a,~ ,no~, o~ ..... a a~p,~a,~t ,mta,~,;
NONE (No reportable income, assets, or transactions.)

~
~

~.
~scription of Assets (including t~st assets) Place"(X)"aflercachasscl excmptl~ompfiordisctos~ .......

r
:

i~ .....
h~c~me du~ing rcpoming ~fiod

c~ ...... ~ ..................
Gross value at end of repofling period Value C~c2 (J..P) Value [ Mc~od Code3 (Q-W)

D. ....................

T~nsactions during reposing period

......................................... : ................
Buy Buy Buy Buy None A Div~de~d J J T T Buy Buy Buy None Sold Buy 07/22/09 (paa) Sold A Dividend Buy Buy Sold None L T Sold (paa) SoLd (pa~) Sold (paa) Sold 10/02/09 10,08/09 10/29/09 I 1/25/09 I 1/10/09 09/I 1/09 110/01109 04/24109 J 08/05/09 02117/09 03/05/09 12/10/09 ] 01/26,~09 i 01130;09 04/20/09 10/19,09 A J J J J J J J J B C A J J J J J J J

~AmountI Type(cg., ~dcl~ div ....... t, I ~A H) [: orin~.~ : ~

[ T~pe(cg., Date [ Value ~ Gain , buy. sell, ~ redemption) . ~mn~d&.lC~de2 C~el :~

dc~ yof transaclion}

392, Alcon 393, Alcon 394. Alcon 395. Alcon : 396. Broadcom 397. KLA-Tcncor 398. KLA-Tencor, 399. Liberff Entertainment 400. Libe~y Entertainment 40[, Liberty Ente~tainmen~ 402 l,incoln Na ional ~o~. 403. Lincoln Nalional Co~. 404. Lincoln Nationa! Corp "405. Googlc

406. Google

J
408

~07. Googl Google

FINANCIAL DISCLOSURE REPORT

N,~eo*~erso~ Repo,~,~

Page 28 of 53

aoss, ~LYNE R.

08/02/2010

VI I. 1 N V E STM ENTS and TRU STS - i~,,o~, ,,~t~, t ...... ao.~ ~t.~.t~a~s ~ose of .~-~ ...... a dependent children; ,ee pp. 34-60 ,,filling
NONE ~Vo reportable #tcome, assets, or oansactions.)
Description of Assets (i~cluding t~st assels) Place "iX)" after ~ch asset ...... ptt?ompfiordisclo ..... ......................... 409. Google [ lncol~e during rc~rting period (irosg value at end ~ ofrepooing period ~ ~t"~alue Code2 (J-P Value [ Mcth,~ C~de 3 (Q-W~ T~nsactions du~ng repol~ing ~riod

Amounl ] T~e (e.g. ]C~el ~ di ......, t (A-II) or int.} ~ ...........

~ Type leg.. Dale Value Gain / buy, sell. [m~d~~T[C~e2 IC~el I redemptionS) " ~ (J-P) (A-Ill ; ~ ; ........ ~ ...... ~ ............... Buy I 1/25/09 01/09109 J J

den y buyeriseller lifprivate Ira~sac ion)

~410. Qualcomm Z ll. Qualcomm

Dividend

Buy Buy

03/31/09 05/07/09 11/25109

J J J

412. Qualcomm 413. Qualcomm 414. Qualc)mm

Sold

(paa)
Buy

Buy A Dividend K T Sold (paa) Sold

[ 12/03/09 05/04/09

J J

415. Teva Pharmaceutical 416. Teva Phm~aceutical 417. Teva Pharmaccmical

~paa)
Sold (paa) Buy A Dividend J T

~ 05/07/09 10/22/09

J J

418. Teva Pharmaceutical 419 420 Corneas* Comcas~

12/02/09 04~01109 06z23/09 11/24,09 12/22/09

J J J J A

Buy Sold (part) Sold Buy

421. Comcast 422. Comcasl 423. Bank of America

J J J

Dividend

Buy

01/07.09 03/12/09; [ 03/23/09

424. Bank of Amcric~

Sold (pam) Said

FINANCIAL DISCLOSURE REPORT Page 29 of 53

~ .....fr .... R~po.ing ROSS, ALLNE R.

D,UotR~r, 08/02/2010

VII. INVESTMENTS and TRUSTS - i ......... t,, , ....... .,io,~ (Inelu&s t~,,se o/ sp ...... a de~ena .... t, ltdrtn: ~ee pg. 34-60 of fillng i ...... lions.)
NONE 6Vo reportable income, ~sets, or transactions,) Description of Assets 0ncluding Irust assets} Place "{X)" after each aascl exempt from pdor disclosure Income during re~ming period ,Amount ,~ C~e 1 T~pe (e.g., div., rent, Gross value at end Transactions during r~ing ~riod of reporting period ......................... Value Code 2 Vah,e Mctht~. Type (e.g., buy, sell Da~e/ Value ~ Gain ! mt~d~yy ~/C~e 2 I Ct~e(A_H}I Identity buycr/xeller{if private

426. Bank of America 427. 428. 429. 430. Bank of Amcrica [lank of America Bank of America Bank of America B Dividend K T

Buy Buy Sold (part) Buy Buy Sold (part) Buy Buy Buy None J T Buy Buy A Dividead J T Buy Buy Buy Sold {part) None J T Buy Buy

09/01/09 09/2.1/09 I 1/24109 12/09/09 12/11/09 02/02/09 I I103/09 I 1/17/09 I 1/25/09 05128/09 i 06/23/09 03119/09 I0/07109 11/25;09 12/22/09 05/11/09 09,17/09

J J J J J J J J J J J J J

431. Conoco Phillips 432. Concoo Phillips 433. Conoco Phillips 434. Conoco Phillips 435. National-Oilwell 436 NationaI-Oilsvell 437. Cooper Industries 438. Cooper Industries 439 Cooper Industries

440. Cooper Industries 441. Credit Suisse 442. Credit Suisse

FINANCIAL DISCLOSURE REPORT Page 30 of 53

N ....

fPcrson Reporting ROSS, ALLYNE a.

DateofReport

08/02/2010

VI I. 1 NVE STM ENTS and TRUSTS - in ....... lue tr .... rlons (Includes th ,se of sp ....... d dependent children" .~e pp. 34-60 of filing instructions.;
[] NONE (No reportable income, assets, or transactions.)
Description of Assets 0ncluding l~isl ~cts) Plzce "(X)" after eact ..... t exempt from prior disclosure Income during ~ reporting ~riod :Amount ~ T~c (e.g., i C~c div..rcnk r (A-H) or int.) , Gross value at end ~ of repoSing period VMue Code 2 O-P) : Transactions during reining

::

, ~

Value ~ Type (e.g. I Date ] Value Gain Mefl~ ~ buy, ~mm/&Vyy I C~e 2 C~e I ~ (J-P) ] (A-H) Code 3 redemption). (Q-Wi

Identity of buycrisdler (if private tra~action)

~3

Exxon Mobil

Dividend

Sold (pan) Sold

07/10/09

A A A

~4. Exxon Mobil ~45. ~xxon Mobil ~46. Ben~stcin Emcrging Markcts Porttblio ~4~. Ha~ford Financial Sc~iccs 448. llar~lbrd Financial Se~ices

08/19/09 IO/01/O9 I~Z08/O9

J J

Sold B A Dividend Dividend M U buy Sold

02/0d/09 08/07/09 07/30.O9

J J J

Sold None A Dividend J Sold T Buy

~9. Gcnwo~h Financial AmeHprise Financial

I dSO.

10,~6/09 10!30~09

~51. Ame~dse Financial d52. Aflac ~5. Atlac ~54. Aflac 455. Apple Computer 456. Apple Computer 457. Apple Computer 458. Apple Computer : 459. Danaher Co~.

Buy None Buy

01/09/09 02/02/09 1/24/09

Sold Sold None L T Sold (pa~) Sold (pan) Sold (pa~) Buy A Dividend K T

.1 J J J J

01106/09 01115/09 109.Q1/09 11f27/09

Buy

03103/09

FINANCIAL DISCLOSURE REPO, I:T Page 31 of 53

n..,~ of~e~,o, repor,~.~ ROSS, ALLYNE R.

D.,.ofr~po. 08/02/2010

VII. INVESTMENTS and TRUSTS -~ .... ~, vatue, tran~acaons(tnctudes,hoseofsp ..... ddependen~chlldten;seepp. 34-~Oof~tingin~tructions.)
NONE (No reportable income, ~sets, or oansactions.)
Dcscr~plion of Assets (including tmsl asscl~) Income during repoOing pcrlod Gross value at end of reposing period Transactions during r~Oing ~ri~

t~ ...........
~ :: exempt from prior disclosure [ Code I (A-If) div,, rent, or i~t.) C~e 2 (J-P) Med~od buy sell ~m~td~iyy ~ C~e 2 , Code I Code 3 ~ (J-PJ ~ (A-H) ~ ~ I redemption), [ (Q-W) .... buycrl~l!er (ifpriv~tt

460, Dznaher Co~. 461. Danaher Co~. 462. Danaher Co~. 463. Danahcr Co~. 464. Dan~her Co~.

Buy

05106109

Buy Buy Buy

08117!09 09104/09

J J

O9/16/09 ] 1125109

J J

Buy None J T Buy

465. EMC Co~, 466. EMC Corp. 467. EMC Corp, 468. EMC Co~. 469. EMC Co~.

07127109 09/04109

J J

Buy Buy

09123109 ]0/09i09 1125/09

J J

Buy Buy A Dividend Dividend J T

~ J

470. FEDEX Corp.

Buy Sold (pa~) Buy Buy Buy

08106109

471. Franklin Resources 472. Franklin Rs~mrcCs 473. Franklin Resources 474. ~475. : 4?6. Philip Monis Franklin Resources Philip Mo~is

06/03/09 I 1/05/09

J ]

l 1/10/09 12/02/09

J J J J

DivklCnd

Sold (paa) Sold

01/07/09 04/24/09

(paa)

FINANCIAL DISCLOSURE REPORT Page 32 of 53

08/02t~0~0 [ ross, ~,L|,VNE ~.

VII. INVESTMENTS and TRUSTS--~ ......... ~.~. ~ ...... tions (lncludes tho.~e of spo .... d dependent ch~ldren; see pp. 34-60 of fillng tnstructlons.)
NONE (No reportable income, ~sets, or transactions.)
Dcscriplion of Assets (including t~st asse~) Place "iX)" after each asset exempt [?om prior disclosure r Income during reposing ~riod T~e (e.g., div., rent, ~ Gross value at end [ ofr~o~ing period Value Code 2 Value Me~od (Q-~ T)~ (e.g., buy, sell, T~asaclions d~ring re~i~g peri(~

Amoum Code I , ~

Date Value Gain} ]mn~d~yy [ C~c 2 [ Code I (J P) (A-H) ;

Identity of buycr/scllcr Ir a~isaction)

477. ~ Philip Morns 47S. Philip Morns ~ 479. Philip Morris

Sold (part) Sold (pan~ Sold None "" Buy Buy

051181091

J J J

06117109 07/27/09

480. Genentech

01/20109 0L05/09 ~03/26/09 :02106109 J

J J

~ 481. ~encntech

1 482. Genentec~ 483. Gilead Sciences

Sold None K T Buy Sold (pan) 03/31109

484. Gilead Sciences 485. Gilead Sciences

Sold (pan) Sold

04130/09 10115/09

3 J

A A

486. Gilead Sciences 487, Gilead Sciences 488. Sanofi Aventis

<paa)
Buy A A A Dividend Dividend Dividend J T 11/25/09 05/29/09 05/18/09 [211~I09 J J J B

Sold Sold Buy

489. TJX Companies 4~30. Limiled Brands

491. Viacom
492. Schiumberger 493. Schhtmbcrgcr .... A

None
Dividend K

J
T

T
Buy

Buy
03/31109

12/18/09!
J

I l

Sold (pa~)

I ]/09109

Name of Person Reporting

FINANCIALpage 33 of 53 DISCLOSURE REPORT

Date of Repor~

ROSS, ALLYNE R.

08~02/20|0

V 11. INVESTMENTS and TRUSTS - ~ .......

~
.......................................................A. Description of Asscts (including trust assets) B. Income during reposing period

~.,, t ......~ons (Includes those ofsp ..... d dependent children; seepp. 34-60 offiling instruction~)
: ...... C. Gross ~ alue at end of reposing period T ...................................... D. Tunsaclions during mpoRing peri~

NONE ~o reportable income, assets, or transactions.)

..... p~ from prior discl .....

I Codc l i (A-)l)

di ......t, or nt)

Code 2 (}-P)

Mc~l C~c3

buy, sell, m~dd>y i C~c2) C~c l ] rcdcmpzion) , [ (J-P) l (A-ID [

buycr/scllcr (ilprivalc

494. l h~c Wamcr

Divid~)d

Buy Buy

~ 03/03,/09

495. Time Warncr Cable 496. Time Wa~er Cablc

~04/17/09 04:09/09

None

Buy Bny

497. Time Wan~er Cable 49~. Time Wa~er Cablc

04/I 7/09 05./01:09

J J

Buy Sold

499. Time Wan~er Cabl~ 500, Time Wa~cr Cab)e 501, Eme)son Electric 502. Emtrson Electric 503, E~nerson Electric

09/09/09 11~25/09 02/11/09

Buy A Dividend Buy

Buy Sold

04/01/09 06/01/09

J J

504. Emerson Electric

Sold Sold 08/19/09 J A (pan) Sold (part) Sold None J T Sold (pan) Sold (pa~) Buy

08/05/09

505 Emerson Electric 506, 507. 508. Emersnn Electric Emerson Electric Cisco Systems

09/16/09 10~2~09 05126/09

J J J

A A

509. Cisco Systems Cisco Systems

07/011~ 08/04/09

J J

510.

FINANCIAL DISCLOSURE REPORT

Page 34 of 53 VII. IN VESTMENTS and TRUSTS - into .....

Name of Pcraon Reporting

Date of R~port 08/02/2010

] ROSS, ALLYNE R.

t.,, t ......tion$ (Includes those alsO) .......

d dependent children; see pp. 34-60 of filing instructions.)

NONE (No rq~ortable income, assets, or transactions.)

Dcsc~pden of Assets 0ncl~ding t~, ~sct~ [ Income during Gross value at end ~ TransaOions during ~porting periled

~ )[-sir~ ni_n~ ~ri~ _.__ of reporting period exempt fn,mpriotdisclosure ~ C~e I ~ (A-n) div.,rem. orinl.) Code2 (J-P)

Mcmoa

[ ~e3

buy. sell, Immd~yy redemption) "1 ;

I c~e2 I Code I

buyer/seller

51 I. Cisco Systems [512, C~sco Systems

Buy Buy

09/22/09

I]/05/O9

J J

[513. Cisco Systems

Sold

(pan)
~1,1. General Electric ~ 515. General Electric 516. Genera! Electric 517. General Electric 518. The Travelers Cos. A Dividend K T Sold 01/07/09 J (paa) Buy

111/23/09

~ 10/16/09 11/17/09

Buy Buy A Dividend J T

11/25/09 03/23/09 06/23/09 J J

Sold (pa~) Sold

51~L Thel ravelers Uo~ 520. AT&T 52 I. AT&T 522. AT&T ,,3. AT&T 524 AT&T

Dividend

Buy

06/22/09 06/24/09

J J

Buy Buy Buy

08/06/09 08/13/09 I 1/05/09 12/18/09 09;17/09 109/22/09

J J J

Sold (pa~) Buy None J T

525. AT&T

526. BB&T Co~.

Buy Buy

527. BS&T ~o~.

FINANCIAL DISCLOSURE REPORT

]N~ ....~,~so~po.l,g
08/02/2010 I ROSS, ALLYNE R. !

Page 35 of 53
VI I. INVESTM ENTS and TRUSTS - ~ .... - ~ ........ o. v~t~,, ~ ..... ,i,,.~, a.~t~d~ ,ho~. o~ ..... a ~,.a..~ ~it~r..; ~ .... ~ ...........
~ Gross value at end [ of reponing pefod ] Value / Code 2 : J-P) I Value [ Me~od C~e3

NONE ~Vo reportable income, assets, or transactions.) Description of Assets (including Irust assets)

~ .... i~. " ......

[ Income daring ~epo~ing pcri~l

6~ ...............
T~n~ctions during r~oaing peri~

Place "(X)" afl ..... h .... I cxcmpl from p~or d~sclosu~c

A ....... t Type(e.g., [ C~ I [ div.,rcnt, [ ~A-III orint.}

T>~{e.g.. [ Date ]Value [ Gain I ~ buy, sell, [mnffd&~, [ C~e 2 [ Code I ] ~ redc~ptlo~) , (JP) [A-II)

Id~mliuof buyer!seller (lprvac

528. Lockheed Martin 529. Lockheed Martin ~ 530. Cimarex Energy Cimarcx Energy

Dividend

Sold (pan) Sold

~/20/09 07/01/09 07/27/09 11/30/09 02/18/09 08/17/09 11/25/09

J J J J J J J J A

Dividend

Buy Buy

1~. . ,. Activision Blizzard Inc. 533. Constellation Brands 534. Consellation Brands 535. Black & Decker 536. Black & Decker 537. Black & Decker A .,. A

No~c None J T

Sold Buy Buy

Dividend

T Buy

Sold 01/16/09 {pan) :09/04/09 Sold lpan) 12/29109 03/03/09 08/12"09 10/16/09 J 11/10/09 J 01/23/09 05/01/09 05/I 1/09

J J

538. CBS 539. (BS 540. CBS 541. CBS 542. Coon-Cola 543. Cl>ca Cola 544. Coca-Cola I

Dividend

Buy Sold (pan) Sold (part) Sokl (pa~)

Dividend

Buy Sold (pan) Sold (pan)

J J

FINANCIAL DISCLOSURE REPO ~T Page 36 of 53

~ ..... [ P .....I~epogting

[}ale of Repot|

Ross, AIJ,VNr, R.

08/02,20t0

VII. INVESTMENTS and TRUSTS - i ........ tu~, rr ..... ao,,s (Includes those of sp ....... d dependent children; seepp. 34-60 of liHng invtructions.)
NONE (No reportable income, assets, or transactions.)
A De~riptioa of Asse~s 0n~luding trust assets) Piacc*(X)" aft ..... ..... I t cxcmp~ from p6or disclosure ................... ~ ................... 5~5. Coca-Cola 546 Dean Foods B. Income during repo~ng peri~ C. ~ Gros~ value at end of reposing period [ I D. Transactions dufng reporting pcri~

Amount Ty~ (e.g., . V~lue C~e 1 div.,rcnt, i Code2 ~a-~t) : orim.) ~ (I-P) ~ ......

: Value Type (cg., Date [ Valtie ~ Method: buy. sell, mn~d~yy ~ C~e 2 [ Code3 i redemption~ .1 (J-P) ~ Sold ~ 09,q 6/09 10/02.t09 05/29/09 ~ A

None A Dividend

T T

Buy Buy

J J

547. Atccl~ittal 54~. Atcclonmt~al

Buy None J T Buy

08105/09 05119/09

J J

549.

Am~nn.com

550. Amazon.corn

Sold (paa) A Dividend Dividend J J T T Buy buy 04/17/~

J J

551. Bank of New Yo~k Mellon 552. Nokia 553. Nokia 554. Nokia 555 Nokia 556. N~kia 557. Nokia

01/22109 01/27;09 02/06/09

J J

Buy Buy

Buy Buy Buy Sold (part) Sold (pa~tl Sold (pan) Buy

02/I 0/09 02/I t/09 02/24/09 04109/09 04,22/09

J J J J

558. Nokia 559. Nokia 560. Nokia 561. Nokia

~06/26/09 I 1/25,"09

J J

FINANCIAL DISCLOSURE REPORT

! Name of P .....

Reporting

Date of Report

Page 37 of 53

aoss, ALLYNE a.

08/02/201o

VII. INVESTMENTS an d TRUSTS - i .......... i,~, t ....... tions (Include~ those of sp ....... d dependent children; seepp. 34~0 of filing inxtructian.,:)
NONE (No reportable income, assets, or transactions.) ~ ~ t~ Descfption of A~sets (including t~st asscts~ Place "( X )" after each asset cxcmpl flora prior disclosure Income during ~tpt, rting pcti~ A mc,u~ Code 1 (A-H) Type. (c.g., dii.,rent, or int.)

Gross value at end of tcpoaing period Valae Code 2 O-P) Value Mcth~ Code 3 (Q-W) T

Transactions duri~g re~ing

T~pc. (eg., Value ] Date (an buy. sell, m~.d~yy Code 2 Code I redemption) , (J-P) ~ (A-It) ;: Buy Buy Buy Buy :03/25/09 06/30/09 08!18/09 08/24/09 06130/09 10]15/09 I 1~5!09 04/29/09 07/15/09 01~8/09 03~0,09 01/21/09 06/08/09 06/25/09 10115,09 01/07,09 J 02/06/09 J A J J J J J J J A J J J J J

Identity of buyerlseller (ifpriv~tc Iransaction)

562. No~hrop G~mman 563. Noahrop Gmmman 564. NoahropG~mman 565. Northrop Grumman 566. P~zer 567. Pfizer 568. Pfizer

Dividend

Dividend

Buy Sold (pa~) Buy

569. Verizon 570. Charles Schwab 571. Fluor 572. 573 Fluor Kohls

A A A

Dividend Dividend Dividend

Sold Sold Buy Sold

None

Buy Buy Buy Sold

574. Kohls 575. Kohls 576. Kohls A Dividend

577. Monsanto 578. Monsanto

Sold Sold (pan)

FINANCIAL DISCLOSURE REPO[tT Page 3 8 of 53

VII. INVESTMENTS and TRUSTS -- ~ ........
....... ~ .... Dcscription ef Assets (including t~st ~scts) Place "(X)" after each asset B. Income during ~ mpoaiag peri~

s .... n ....Repo,~.g ROSS. ALLYNE R.

] ]

~,at, o~Rep~,~ 08/02/2010

t~, t ....... no~ o~t.a~- ~,ose o/,p ...... a a~a~.t ,,h~ta,.~; ~,, pp. ~4-6o o/~ti,,~. ~,,,t...~,,..~.)
C. [ Gross value at end [ of reposing period V~uc [ (J-P} Value Code 3 {Q-W) " ....... l) Trance/ions during rc~)ni~g period

~ NONE (No reportable income, assets, or ~ansactions.) [ [ Ty~ (e g, ~ rcd~mp on) [ Sold (paa) Sold (pan) Sold (part) Sold (pan) Sold (part) Sold (pa~) Sold None Sold (part) Sold A Dividend J T Buy Buy A A Dividend Dividend J K T T Buy Buy P, uy Buy Buy A Dividend Buy "! :: 04/24/09 10512R,"09 06/04i09 ~/26/09 07/23/09 08/07/09 0g!24/09 03/25/09 05/0 U09 I l 1/13/09 12/02/09 i 12/07/09 i 07!28:09 0,q!06,09 08/25/09 11125/09 09/t4/09

Amoum I T)~e (e.g., " (A-H) ~ orin~.)

Date

Va ue {J-P)

Ga tA-r~)

Identity of (ifptivale transact/on

.............. 579. Monsanto 580. Monsanto 581. Monsanto 582. Monsanto 583. Monsanto 584. Monsanto ~ 585. Monsanto 586. Nvidia 587 Nvidia 598. Garmin Ltd. 589. Garmin Ltd. 590. Iluntsrnan Corp. 591. Valero Energy Corp. 592. Valcro Energy Corp. 5!)3. 594. 595. Valero Energy Corp. Valcro Energy Corp. United TechnoIogies

J J J J J J .I J J J J J J J J J J

B B B B B A A

FINANCIAL DISCLOSURE REPORT Page 39 of 53

Name of Person ReporlJnl~

] Date of Report

[ ROSS, ALLY~.E R.

I
lype (eg, Date [ Value Gain

08/02/2010

VII. INVESTMENTS and TRUSTS - i .......... lu,, , ....... ti~n.~ (~ch~es h~se ~f ~p~use ~nd dep~ndent ch i~dren~ s~e pp. 3 4-60 ~f ~ing ins~ucti~ns.)
NONE (No reportable income, a.~.~ets, or ~ansactions.) Description of A~scts lincluding I~st assets)
Place "IX)" a~r each ~sscl

n.
In )m~ during rc~.g~ng period
Amounl

c.

! ........... ~ ..........................
Tmnsaclio~ during r~oaing ~riod

Gross value al cod of reposing period

Value Valbc

exempt from prior disclosure

Code (A-I[)

Ty~ (e g.,

Idcntilv of

div.. re~, or i~l)

Cede 2 (J-P)

Me~od buy, ~11, m~d~yy [ Code 2 C~ I Code 3 ~ redemplion) . (J.p) (A-H) (Q-W) I [ Buy Sold ~ 10/02/09 JI/18/09 02/10109 05/04/09 05/22~09 J 12/11/09 03/03/09 J J J A J J J J A

buyer,sel]er (if private

596. U~ited Tcchnulogies 597. United Technologies ~98. Allstale Co~. 599. AIIslate Co~. 600. Allsta~e Co~. 601. All~ta~e Co~. 602. Allstale Co~. 6U3. Autoliv Inc. 604. Au~oliv Inc. 605. Autoliv Inc. 6(6 Ca~e~il]ar Inc. A Dividend J SoId T A Dividend Sold A Dividend

Buy Sold S~ld (pan) 11/12/09 (puff) Sold Buy

Sold 05/01/09 (pa~) 07/20/09 J B Sold (pan) Buy Buy Sold (pan) Sold

103,"0M09 05/27/09 07/16/09 I0/23/09 1/13/09 12/03/09 03/05/09

J J J J J B A

607. Cate~illar Inc. 608. Calerpil~az Inc. 609. Cale~i]la~ Inc. 610. Cate~illar Inc. 611. Covidicn Lid. 612. Deutsche Bank A None Dividend J J T T

Buy Buy

PagcFINANCIAL40 of 53 DISCLOSURE REPORT

Ross, AU,~E n.

o.,, I
Transactions during reporting ~riod

08/0~:0r a,po~ 0

I
,
[

VII. INVESTMENTS and TRUSTS - i.,, ....... t.~. t ....... tlons (Includes ~hose ,~ro .... d del,~.dent chitd.,n: see pp. 34-60 offillng i ....... "tions.)
NONE (No rcportab& income, assets, or transactions..) Description of Assets (including I~lsl assets) I~ Place "(X)" after each asscl

~.

~"~
] Income during reposing ~ri~

~ .......................
~ Gross value at end of~cpo~ing period Value ; U-P)

. Amoanl ] Ty~- (e.g., (A-tt) [ orint.)

Value Code3

Type (e.g., [ redcmptio,~) -~

Da e

Val~e Gain

ldenlily of

~ (J-P) t ................... ~ ....... .....~ ..........~ ~*~" .......... ......... ! ~. ,~v~,,o~, " 613. Deutsche Bank 614. Deutsche R~nk Sold (pan) Buy None Buy Sold A Dividend Buy Sold A Dividend K T Buy Buy 06!10/09 Buy Buy Buy A Dividend 3 T Buy Buy A Dividend J T Sold Buy A Dividend None J ~ T T Buy Buy 07/21/09 J 10/23/09 I 1/25.~09 06~02.~09 08/27/09 05/14/09 06/23~09 06/03/09 07/06/09 J J J J J J J 04/08/09 05Y15/09 04/23,09 05/28,00 05/01/09 09/11/09: J 06.124,091 J A J J A J

615. Netap Inc. 616. Neap h,c 617. Nucot Co~. 618. Nucor Co~. 619. Ingersoll-Rand Ingersoll-Rand

~o

fi21. [ngcmoll Rand 622. Ingersoll-Rand 623. Ingersoll-Rand

624. Nexcn Inc. 625. Nexcn Inc. :i: 626. ~ 627. Macys Inc Macys Inc.

: 628. Masco Co~. 629. NVR Inc.

FINANCIAL DISCLOSURE REPORT

Page 41 of 53

IN,me
[ ROSS, ALLYNE R.

of Person Reporting

Date 01" Report

I
i Transactions during reporting period i Da~c I Value ,, Gain I mm/ddlyy l Code 2 [ IJ-PI IA.-II) rcdcmpti~i~ "i 08,24/09 Bu~ J 08/25/09 1{)/02/09 11/25/09 11/25/09 J J J J Type (e.g.. buy, sel!,

08/02/2010

VII. INVESTMENTS and TRUSTS _ i,,~ ...... ,a,,.,, ..... ao.s (includes ,h .... Cs1) ....... d aependent children; xeepp. 34.60of filing h,struction$O
NONE (No reportable income, assets, or transactions.)

Dcscriplioa of Assets

lnct me during

Gross value a~ end

Place"(X)" after each asset excmpl from prior disclosure

Amount Type le.g, : Vah*c Value Civic I : di,., tent. ,(:ode 2 Mclhod ~A-H) Code3 :l or int.~ ~! (J-P) [ ................ [ (Q-W) Buy

Idcnti).y of

630. NVR Inc.

632. Office Depot 633. Office Depot 634. Pepco Inc. A

None

Buy Buy

Dividend None J

J T J

T Buy T

Buy

635. Pulte tlomes 636. Morgan Stanley A

09/18/09 J Sold (part) Sold (part) Sold (part) 02/09/09 03/24./091 04/13/09 J !10/20/09 11/25/(39 06/24/09 06/29!09 06/24/09 I125/09 11/25/09 ! J J J J J J

Dividend

J J J

637. Morgan S~anley 638. Morgan Stanley 639. Morgan Slanley 640. Mr)t~gan Stanley 641 M~_~rgan Stanley None None A Dividend J J J q T T Sold

06/23/09 ~ part) Buy Buy t.~uy Buy Buy Buy

642. RR1 Energy 643. Srr)ilhfield Foods

644. SPX Corp. 645. SPX Corp. 646. Steel Dynamics

None

Buy

FINANCIAL DISCLOSURE REPORT Page 42 of 53

Name of P .... Reporting

Date of Repor~

ROSS, ALLYNE R. [

08/02/2010

NONE (No reportable income, assets, or transactions.)

Description ot As~c~s (includingl~sl assets) Ptzcc "(X)" a~cr each assc~ exempt from pr or d sc o~ure Income during repoai=~gFeriod Gross value at end ofrcpoaing period Value Me~ C~e 3 (Q-W) Transactions during reposing ~riod _ T)~ (e.g.. D~le Value Gain buy, sell, ~m~d&yy C~c 2 Code I redemption) ., , Identity of buyer~scller

r T~ge (.g,, ~ Value C~e I Code 2 div., rent. I (A-If) [ or int.) ~ (J-P)

647, Royal Dulch Shell 648. Royal Dutch Shell 649 Symantec Sytnamec

Dividend

Sold

~/29/09

J (paa) Sold 07/13/09 J

None

Buy

02~24/09 03/13/09 03[I 9/09

J J J

~ 650.

Buy Buy

651. Symantec Symantec

~652.

Buy Buy A Dividend J T Buy

: 1127/09 12J01/09

[~53. Symantec 654. Unum Group 655. Paccar Inc. 656. Paccar Inc. 657. Pet~Aco B~as~lciro

J J J

04J30/09 ~/2~09

None

Buy Sold

05/08/09 05~29/09 1/25J09 07/22,09

J J J J

Dividend

Buy Sold

658. Petroleo B~asileiro 659 Bristol Myers Squibb

A A

A A

Dividend Divided K

Sold T ~uy Buy

660. Tycn Electronics 661. Tyco Electronics 662. Tyco Eleclrenics

04/30/09 ~06~25/09 08/25/09 1/I 7/09

J J

Buy Buy

~663

Electronics

FINANCIAL DISCLOSURE REPORT

Page 43 of 53

r~l,.eofP ..... a.po,~i.g

ROSS, ALLYNE R.

08/02/2010

VII. INVESTMENTS and TRUSTS - ~.~o~, ,,.t.~. , ...... ao., t.t.a.~ ,~o.,~ oyw ...... d dependent children; see pp. 34-60of fitlng instruction.~)
NONE ~Vo reportable income, assets, o~ transactions.)
Description of A~ets 0~luding t~st assets) PI,ce"(X)"a~cre~ch~gcl exempl from priortliscloxure .................. 664. Tyco Electronics 665. Vodafone 666. Abbott ~boratories 667. Abbott ~boratories Income ~ring repotaing period Amount Type(eg., Code I ~ div.. rent. (A-H~ ~ ~r int.~ Grt~ss value at end ~f rcpoOing period Value Code 2 (J-P) Valt,e Mctht~ Code 3 (Q-W) Transactions during reporting ~riod

T~{e.g.. ] D, le Value ] Gain buy. sell. C~e 2 Code 1 ~mm/dff~" (J-P) redempl~n) , , (A-It) ~ Boy I1125/09 J J J

Ident,lyof buycr.tsellcr (ifpfvate lr~nsaction ~

A A

Dividend

Buy

05/~!09 ~/08/09

Dividend

Sold (pan) Sold (pan) Sold

~116/09 ~/28/09 05/20109

J J J

668. Abbott Laboratories

669. Abbott Laboratories 670. Air Produc~s & Chemicals 671. Air Produc~ & Chemicals 672. Air Products & Chemicols 673. Air Products & Chemicals

Sold A Dividend K T Buy Buy

10119/09 10/20/09

J J

Buy

11/10,09 I I125/09 03131/09 01,07/09

J J

Buy None None Sold 08/05]09 J (pan) J J T T Buy Snld (pa~)

674 675.

Cameron International Celgene

J J

676. Ce[gene 677. Celgene

Sold (pan) A Dividend

10/28/09

678. Colgate-Palmolive
679. 6S0.

Buy Sold (pa~)

Sold

101/09/09 04/08/09
04/16/09

Colgate-Palmolive Colgate-Palmolive

(pan)

FINAN CIAL DISCLOSURE REPORT 1 Name of Person Reporting

Page 44 of 53
] ROSS, ALLYNE R.

Date or Report 08/02!2010

VII. INVESTMENTS and TRUSTS -i~o,~., ..nl.e, , ....... ao..~ 11ncludes thase of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
NONE ~o repartab& income, assets, or transactions.)

............ ~ .....Assets ~scription of

(including t~t assets) [lace"{X)" after each asset exempt trom pnor d~sclogure

F
~ ,

Income during reposing perit~

".

- ~ ........
Gross value at end ~ of repoaing period Value [ Value Code 2 I Mcfl~l T)~ (e.g, buy, ~ll,

0.
T~nsactions during reining period

" ........

I Amouot Code I

Type (e.g, dtv., rent,

] Date . Value / Gait~ mn~d~,yy r C~e 2 ~ Code

Identity of ~uvc~lier

6S1. Colgate-Palmolive 682. Colgate-Palmolive 683. Deere 684. EOG Res. 685. EOG Res. 686. EOG Res. 687. EOG Res. 6gg. EOG Res. 689. EOG Res. 690. EOG Res. 69L 692 EOG Res. EOG Rca A A Dividend Dividend

Sold (pan) Sold Sold Buy Buy Ruy Sold (pan) Sold (pan) Sold (pa~) Sold (pan) Sold (pan) Sold (part) Sold (pan) Sold A Dividend J T Bny Buy Buy

05/05/09 11/09/09 03/~/09 01/09/09 02/04/09 03/31/I)9 105/01/09 06/25/09 07/09,09 07/13/09 08/04/09 08,20/09 10~29~09 11/16/09 05/19/09 05,2b09 09/18/09

J J J J J J J J J J J J J .I J J J A A A A A A

693. EOG Rcs 694. EOG Rcs. 695. US Banco~ 696. US l~ancorp

697 US Banco~

FINANCIAL DISCLOSURE REPORT

Page 45 of 53

N ....

fP .....Reporting

Da,tofReport

Ross, ALLYNE R.

0810212010

VI i. I NVE STMENTS a nd TRU STS - in ....... t.e, t ....... ~on., (lncludes those of sp ........ d dependent children; ,ee pp. 34-60 oZfiling instructions.)
NONE (,~% reportable income, assets, or ~ansactions.)
I)c~cnptlon of Assets (including t~st assets) ~ Income during r~o~ing period ~ Gross value at end of r~o~ing period

T~nsactions during reporting

Placc"(X)" after each asset exempt from prior disclosure

Amoum Code I (A-HI

T~c (c.g. Va!u div.,rct~t, ~ Code ~ e~ int.} [ (J-P) ~

Value Z~c (cg., Date Value ~ Gain Mefl~ ~ buy, sell, mn#d$yy Ct~2 i Code I Code 3 rcdcmption~ . (A-H) j (J-P) (Q-W) ,

ldzntity buyer[seller (if private transaction}

698 US Banco~ 699. Wells Fargo 700. Wells Fargo 701. Wells Fargo A

Sold

] 1/13/09

J K

A (pall) T Buy Buy Buy 05/08z09 12/14/09 J

Dividend

J J J J

12/17/09 07128109 05101L09

702.

Honeywell International

Dividend

Buy

703. ltoney~ll International

Sold None Buy

704. Jacobs Engineering 70~ Jacobs Engineering

01/09/09 03/03!09

J J

Buy Sold 03108/09 J (pan)

706. Jacobs Engineering 707. Jacobs Engme~nng 70~. Western Digital 709. Weste~ Digital 710 Baxter International

Sold None J T Sold (pa~) Sold A Dividend J T Sold Buy Sold (pa~ Sold (pan) Buy 12~22/09 J

07,"01/09

02!28/09 I~0/09 01/15/09 03/31/09 [ 06/17/09

J J J J J

71 I. ~axter International 712. B:txter International 713

[~axter International

09/09/09

?1,1. Ba~t~r [ntem3fional

FINANCIAL DISCLOSURE REPORT

!r~,~eor|e,~o. Repo~i.~

Date of Repor!

Page 46 of 53

aoss, ALLYNE ~

08/0212010

VII. 1 NVESTMENTS and TRUSTS - i ........ ~,,,. t ..... c6ons ancludex tho;e of sp ...... d dependent children; seepp. 34-60 of filing ins~uctions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including ta,st assets)

.... ~. ................

Income during

~. ....... ~ ......... ~. -- ........ ~ ........

Gross value at e~d often, meg period ~

D~ ..................
~ Transactions during r~orting peri,~d

[ repoaing peri(~ ~Amo,,nI C~ I ~ (A-H) ~ T~c (e g div., rent, t~r int.) [

~ ~ ~ ....

Place "(X)" after each asscl c~cmp~ from pnt~r disclosure

VMue Code 2 (J-P)

Value I T~ (e.g.. Date { Value Gain Idemlty of Melh{~ ~ ~y, sell, nu~ d~ y) ~ C~e 2 I Code I ; buycr/seller Code 3 redemption) (J-P) (A-Hi:~ (ifpri~a~c (Q-W) Ira~action)

7t5. Baxter lntert~adonal

Buy A Dividend Buy 07127/09 J J T Sold (paa)

12/28/09

716. Textron 717. Textron 718.

02/05109

Motorola

None None

gold (pan) Buy

08/04/09

J J

719. Toyota 720. Toyota

O5,01/09 ~

Sold A Dividend K T

O9~2Z09 02/03/09 02/17109

J J J

721. Devon Energy 722. Devon Energy

Buy Buy Buy Buy

723. Devon Energy 724. Devon Energy

03/13/09 03/27/09

J J

725. Dcvor~ Energy 726. Devon Energy

Sold

05,t29/09

J (pa~) Buy 07116/09 J

727. Devon Energy 728. De,-on Energy 729. Devon Enerev ~" A Dividend

Buy Buy Buy Sold

1 I123/09 I 1/25109 03/23/09

J J

730. Scherin~-Plough

J I

731. Sch~nng-Plongh

1114~09

t. t:..t.,,,,. ,:~a.r~ Ct.,ics:

,~. =$1.tNx, .r Ic~.s

t.t =$~ .t")l - $2.500

=$2.501 - SS.oc,~

b =i5.00t - ~ i~.000

E =$~ }.0or - S~0.O00

FINANCIAL DISCLOS U RE REPORT Page 47 of 53

r~me of ~.~o, aepo.i~ ROSS, ALLYNE R.

u,te o~Repo. 08/02/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spo ...... d dependent children: seepp. 3,1-60 of.tiling ~nstructions.)
NONE (No reportable income, assets, or transactions.) Description of As~ts (including l~sl assets) Place "(X)" after ~ch ~s~ct exempt I?otu prior disclosure Income during rc~ning ~riod (2~ Amount Type ~e.g., ~ Code I die,, rent, (A-H) orint.) (5) Identky of buyer/seller (if private ~ransaclion)

Gro~s value at end of repo~in,~ period (l) (2) Value Value Uode 2 Method (/-P~ Code 3 (Q~O J T

/ ~ (I) Ty~ (c g.,

Transaclinns during rcponino period (~) (3) ~ [ Date Value Gain f buy, sell, m~d~/yy [ C~c 2 Code I redcmpfion~ , (J-p) ~ (A-el) [ [ ~ Bny Buy Buy Buy Sold (pan) 05/0U09 05/05/09 07/1010ff 08/05i09 10/26/09 11/24/09 03/03~09 05/26/09 06/19/09, 05~0/09 12118/09 01/15/09 031311~ 05/01/09 05/05/09 J 05/01/09 J 08/12/09 J J J A J J J J J J C B B J J

732, F~eeporl McMorau Copper : 733. Freeport McMoran Copper 734. Freeport McMoran Copper 735. Freeport McMora~ Copper 736. Freeport McMoran Copper 737. Fidelity National 738. Prudential Financial 739. Prudential Financial 740 Patdenlial Financial

Dividend

None None

Sold Buy Sold Sold

741, Regions FinancialCo~. 742. Regions Financial Co~. 743. Becton Dickinson ~ 744. Becton Dickinson 745. Becton Dickinson 746. Becton Dickinson 747. Union Pacific 748. Union Pacific

Dividend

Buy Sold

Dividend

Sold (pa~) Buy Sold Sold

D vidend

Buy Buy

Name of Per~0n

FINANCIALpage 48 of 53 DISCLOSURE REPORT

ROSS, ALLYNE R.

OateofRepor108!02/201

VII. 1N VESTMENTS and TRUSTS --i .... ~. ,.,~,. , ....... tio.~ a.~.~, ,no~. o~ ......
NONE (No reportable income, assets, or transactions.)

Description of Asse~ Place "(X)" after each ~sc cxcmpl ht+m prior disclosure

:: Income during Amount Tv~ (e.g., ~ Code I { di~.,rcnl, (A-H) ~ or inL)

Gros~ value at end Value Code 2 (J-P) ~ ~ alu ~ Mehhod : Code 3

Transactions dunng repn~ing period

Tyw (e.g., Date buy, mell, mm,d4~yy ~ Code 2 redemption) , . (J.P)

Code I (A-II)

buyeriscller 0fprwnte ~ansacfion}

749. Union Pacific "/50. Union Pacific 75 I. Wyeth 752. Dominion Resources ?53. E~stmar} Chemical 754. Nike 755. General Mills ?56. General Mills 757 Walt Disney A Dividend J T A A A A Dividend None Dividend Dividend Dividend J T

Sold Sold Sold Sold Sold Sold Bny Sold (pa~) Buy Buy Sold (paa) Sold (pan) Sold A A Dividend Dividend K T Sold }~uy Buy Buy

11/04]09 12103109 04109/09 01/07109 l 1/02/09 08/27t09 0alIl/09 05/06t09 01/21/09 02/23Y09 05/19/09 07/17/09 08103109 05/05/09 02/05109 01!12/09 04/20/09

J J J J J J J

A A A A B See Pa~ VIII

J J J J J J J J J A A A

758. Walt Disney 759. Walt Disney 760 Wah Disney

761. Walt Disney 7#~2. Molson Coors 763. News (o~. 764. News Co~. ?65 News Co~.

FINANCIAL DISCLOSURE REPORT n~,.e of P ..... Reporting Page 49 of 5 3 aoss. ALLYNE R.

Da,e of Report

08/02/2010

NONE ~ r~Tortable i,come, ~sets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after cach asset Income during reporting ~r od . . Gross value al end ol reporting period Value Code 3 (Q-W) [ ~ "1"),~ (eg, redemptiofi) ] i T~nsactions during repoOing period

Gain

Identity oF ~

..... 766, News Co~.

[(
A~

or inL) ~ Buy ~ ~

(J-P) ] (A-It) , (ifprivalc _j ...... ~nsaction)

06/30/09 J

767 News Co~. 768. Charles Schwab Bank 769. Anheuser Busch 770. Aulo Da~ Processing 771. Avon

Sold (pan) A A A Interest Dividend Closed J T Buy Sold

04/21,"09 11/25/09 ~ I 1/I 1/09 I 1/24/09

J J

J J

Dividend Dividend

A A

Sold J T Sold Sold

11/24/09 11/24/09

J J J J

772.

Broad~dge Financial Solutiong

A A A A

Dividend Dividend

773. Cintas 774. Federated Investors ~ 775. CME Group 776. CME Group 777, CME Group 778. D R ttoaon Inc.

1/24/09 1/24/09

Dividend Dividend J

Sold T Sold ~pan)

01/07/09 02/06/09

J J

(pan)
Sold (part) A Dividend J T Sold ~uy A Dividend Sold Sold

Sold

02/06/09 01,.07/09 06/15/09 01/22/09 I 1/24/09

J J J J J ~ ~

779. D I( Hortoa Inc. 780.

Fifth Third Banco~

781. Intl. Game Technology 782. Johnson & Johnson

A A

Dividend Dividend

Sold

11/24/09

PageFINANCIAL50 of 53 DISCLOSURE REPORT

ROSS, ALLYNE R.

DJte of Report08/02/2010

VII. I NVESTMENTS and TRUSTS -~ ....... .~t~, t ...... ~ons ancludt$ those of .~ouse and dependent children; seepp. 34-60of filing i ..... ~ion~.)
NONE (No reportable income, assets, or transactions.) Dcscrtplion of Assc~ (includh)g t~st assels) P[acc(XYa~crcachassc~ exemp~ from prior disclosure Income during reporting period

Gross value at end " of reposing period Value C~dc 2 (I-P) Value Method Code 3 (Q-W) Type(e.g., buy. sell, redemption) . ~ . Sold Sold Sold Sold J T Sold (paa) Sold (paa) Buy

Tmosaclions during reposing pen~l

Amoun : T~e(e.g. [ Code I div., rent, [ (A-II) or ira) ~ A A A A A

Date ~ Value [ Gain ]

. m~d&yy ~ Code 2 ~ Code i

[ (J-P) 11/24/09 11/24,09 I 1/24,09 11/24/09 03/19!09 ~/13/09 I 1/25109 :01/20/09 ~!24/09 K K J J J J J J J

(A-H) ~ transaction)

I 783. Medtron~c 784. Strayer Educatmn 785. Syso 786. United Parcel Seeice 787. JC Penny 788 JC Penny

Dividend Dividend Dividend Dividend Dividend

789. JC Penny 790 791. WaI-Marl Stores Wal-Man Stores A Dividend J T

Buy Sold (paa)

WaI-Man S~ores 793. WaI-Mart Slorcs 794. Whirlpool 795. 796 7~7. Whirlpool Crns~rex Energy LI isharcs Canada index Fund A A A None Dividend Divklend Dividend A Dividend

Sold

05/~[09 (pan) Sold (pan) Buy Sold Sold Sold Sold Sold 1/24,09 07/08/09 12/10/09 11/24/09 11!24/09 11124/09 1/24/09 K J J J J K J A C C

798. isharcs EAFE Index Fund 799. Vanguard Emerging Markets Fund

N .... fP ..... Reporting

FINANCIALpage 51 of 53 DISCLOSURE REPOF,T aoss, Ala~VNE r~.[

08102t20~0

VII. INVESTMENTS and TRUSTS - i, ........ to,., ...... tion.,- (Includes those of sp ...... d dependent children: ,eepp. 34-60 of f!tlng inx~uctio,.*.)
NONE (No reportable income, assets, or #ansactions.)
Description of Asse~s 0deluding l~st assets) [lacc"(X)" after each asset exempt flora prior disclosure Income during reporting period : [ - : ......... ~ ~ Gross v~lue at cod of repoaing Value Method [ Code 3 I [Q-~3 ..... Transacrions during rcpoOing pefit~

i ~

Amou~d T)q~e (e g.. Value Code I I div..rc~t, ~ Code 2 ~ J-PI or int) [ (A-tl) [ A A Dividend

Type (e.g., : Dale I Value buy,~ll, m~d&yy Ct~e 2 redemption) . (J-P)

Gain ~ Cod,.: I ~ (A-H) ,

Idcntily of buyer/scllcr (if private

............................ 800. Vanguard Small Cap Value Fund

Sold Sold N

11/24!09

801. Vanguard Utilities Fund 802. Alliance Bemsteing Global Diversified Strategies LP 803. Ben~stein Global Opportunities t ledge Fund

Dividend None None

I 1.~24t09

U U

FINANCIAL DISCLOSURE REPORT Page 52 of 53

Name of Person Reporting

Dat, of Report

ROSS, ALLYNE R.

08/02/2010

\7111. ADDITIONAL INFORMATION OR EXPLANATIONS. (Inalcar,~pa~to1"R,por~j

l~art VII, line 38: This holding was acquired May 12, 2008, value code K. It was inadvertently omitted from last years report. Part VII, line 39: This holding was acquired July 24, 2 "008, value cede J. It was inadvertently omitted from last years report. Part VII, line 48: This holding ,,,as acquired oo September 19 and September 22, 2008, in each case value code J. It was inadvertently omittied liom last years report P~rt VII, line 94: This trust was terminated, and the assets were distributed to the beneficiary, oo October 8, 2.009. Par VII, line 120: This holdling was acquiried November I0, 2008, value code J. It was inadvertently omitted from last years report. Part VII, line 126: This holding was acquired September 29, 2006, value code N. It ,.va.~ not previously reported due to inadvertence. Part VII, line 753: Reported last year as Eastern Chemical due to a typographical error.

FINANCIAL DISCLOSURE REPORT

N ..... P .....Reporting f

DatofReporl

Page 53 of 53
IX. CERTIFICATION.

Ross, ALLYNE R.

08/02!2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, trne, and complete to the best of my knowledge and belief, and that any information nol reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~hich have been reparted are in compliance with the provisions nf5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatm

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (.~ U.S.C. app. 104)

FII,ING INSTRUCTIONS Mail si. ned original and 3 additional copies to: Committ :c on Financial Disclosurc Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544