Professional Documents
Culture Documents
Daniel A Manion Financial Disclosure Report For 2010
Daniel A Manion Financial Disclosure Report For 2010
Daniel A Manion Financial Disclosure Report For 2010
1/2011
Report Required by the Ethics ht Government Act of 1978 (5 U.S.C. app. 101-111)
1. Person Reporting (last name, first, middle initial) Manion, Daniel A. 4. Title (Article Ill judges indicate active or senior status; magistrale judges indicate full- or part-lime) Article 11I
[] Final
7. Chambers or Office Address 301 Grant Federal Building 204 S. Main Street South Bend, IN 46601
8. On the basis of the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date_
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete alt parts,
checking the NONE box for each part where you have no reporlable information. Sign on last page.
POSITION
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
DATE
Manion, Daniel A.
IIl. NON-INVESTMENT INCOME. (Rero~in, individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable
DATE
non-investment
income.)
SOURCE AND TYPE
INCOME
(yours, not spouses)
2.
3.
4.
B. Spouses Non-Investment Income - ~f you were marrled durlng any poaion of the reporting year, complete this section.
(Dollar amount nor required except for honoraria.)
~]
DATE
1. 2. 3. 4.
DA~S
LOCA~ON
PURPOSE
V. GIFTS. anczua, ,ho,, to spout, ~u~ a~pe.Z~., children; see pp. 28-31 of filing instructions.)
NONE (No reportable gills.) SOURCE
!. 2. 3. 4. 5.
DESCRIPTION
VALUE
1. 2. 3. 4. 5.
VII. INVESTMENTS and TRUSTS .- inco.,,, .~tue, ,,~,uc,~on, tnc~u~e, ,ho, e oy ,~,o~,o ond de~,e.den, children; see pp. 34-60 of filing instructionr.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset eaempl from prior disclosure B. Income during reporting period (~) (2) Amount Type (e.g.. Cede I div., rent. (A-H) or int.) C. Gross value at end of repoaing period O) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K T T Sold Sold Sold Sold Sold Sold Sold J N "r T Sold Sold Sold J ] W T Redeemed
01/01/10 05/14110 10/21110 !1/11/10
D. Transactions during relx~rting peri~l O) Type (e.g., buy, re|l, redemption) (2) (3) i (~) Date Value ; Gain mmlddlyy Code 2 i Code 1 (JP) I (A-H) !. (5) Identity of buyerlseller (if private transaction)
Key Bank checking Key Bank checking #2 AIM Asia Pacific Growth fund Gabelli Value Mutual Fund Templeton Foreign Fund Europa}tic Growth Fund Goldman Sachs Small Cap Value Fund Hartford Capital Appreciation Fund AIM Developing Markets Fund FirslOpportunity Fund UBS deposit account (RMA money market) Seligman Global Fund Janus Fund Fidelity Magellan Fund Diamonds Boeing Company common Evansville Redev. Bond
lmereM
K K M L L L J
B A
C B
J L L
B D
Distribution None
Dividend Interest
T =Cash Market
VII. INVESTMENTS and TRUSTS .. in,o.,o, vo~,,, ,ra,socao,,s anctud,, ,hose ol spouse and dependent children; see pp. 34-60 nf filing instructions.)
~] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) 12) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period OI Value Code 2 {J-P) (2) Value Method Code 3 (Q-W~ T T T J J K J J J J .I J J K J L L T T T T T T T T T T T T T T
Type (e.g., buy, sell, redemption)
(5)
Identity of buyer/seller (i f private
tran~etion)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Blackrock Muni 2018 Trust Barclays Bank preferred CreditSuisse preferred Deutsche Bank preferred ING Group preferred Bank of America preferred South Bend Redev, Bond Indiana St. Dev. Bond Chicago IL OHare bond Brownsville TX bond Indianapolis IN Ioc bond Indianapolis IN gas bond Hamilton Co. OH bond Kane/DeKalb Co. IL bond University Akron bond Keycorp common UBS deposit accounti
A A A A A B A A A A A A A B A A A
Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Dividend Distribution
J J
B =$1.1201 - $2,500
G =$100.0OI - [ 1,000.000
C =$2.501 - $5,000
H 1 =$1,000.001 - $3,000.000
D "-d.5.O01 - $15.000
H2 =More than
E =S 15.00 t - $50.000
2. Value Codes
{See Columns CI and D3) 3. Value Method Codes
K =$15,001 - $50.000
O -~500,001 - $1.000.000 R. =Co~I {Real Estate Only)
L =$50.001 - $100.0On
P! =$1.000.~01 - $5.0(~0.000
M --~.100.001 - $250.000
P2 =$5.000.001 - $25..000.1300 "1" --Cash M~rkct
P3 =$25.C~0.001 - $.s0.000.t:~3
Q =Appraisal
VII. INVESTMENTS and TRUSTS - i.eo,... ,,at.o, tr....aio.s anc~.~s ,hoso oyspo.so ~.~ a,~,e.ao,I, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A, 13. Do
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Income during reporting period {I) (2) Amount Type (e.g., Code I dlv,, rent, (A-tl) or int.)
Gross value at end of reporting period (l) 12) Value Value Code 2 Method Code 3 (J-P)
(Q-W)
transaction)
35. 36. 37. 38. 39. 40. 41. ,12. 43. 44. 45. 46. 47. 48. 49. 50. 51.
1RAs--items 36-53 Oppenheimer Capital Appreciation fund UBS Bank USA dep (liquid assets fund) General Electric Davis NY Venture Fund Franklin Balance Sheet Franklin lncome Fund Ally BK Midvate fixed rate CD Ally BK Midvale fixed rate CD Merchangs Bank fixed rate CD Medallion Bank fixed rate cd ColumbL~s BTT fixed rate cd American Express fixedrate cd US West Communicationsdeb GE Money Bank fixed rate cd GE Money Bank fixed rate cd Federal 401K plan None Distribution Dividend Distribution Distribution Distribution Interesi None Interest Interest Interest None Interest Interest Interest None J K J K T T T T T J K M
T T T T T Sold
08/30/10
Sold
08/30110 K
(pan)
Buy Sold Buy Buy Buy Buy Buy Buy Sold Sold
07/30/10 09/30/10 11/24/I 0 12/03110 11/29/10 12/28/10 09/09/I 0 07/30/I0 10115110 06/04/10
I. Income Gain Codes: (Scc Columns B I and 134) 2. Value Codes (Sec Columns CI and I)3) 3 Value Method Codes (See Column C2)
A ---11.000 ix less F =$50,001 - $100.000 J =$15.000 or less N =5250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book V~tue
B :$1.001 - S2.Y-.X) O =1100,001 - 51.000.000 K =$15,001 - 550.000 0 ~5500.001 - S1,000.000 R =Cost (Real Estate O~ly) V =Other
C =$2.5(31 - $5.1X)0 H1 =51.000.001 - $5.000,000 L =$50,001 - $100.000 PI =$1.000,001 - $5.000,000 P4 =Mote Ihzn $50.000,000 S =Assessm~nl W =F.slimuted
D --45,001 - $15.000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25.000,000 T =Cash M~kel
E =515,001 - SX).000
VII. INVESTMENTS and TRUSTS - inco,.o, .~.e.,.~n~ac~o,,s ancf.*~ ,ho~e of s~o~e ~n~ a~ena~n, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt fmrn prior disclosure Income during reporting period (l) (2) Amount Type (e.g.. Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period
(I) Type (e.g.. buy. sell. (2) Date mrrddd/yy (3) (4) Value Gain Code 2 Code (J-P) (A-H)
redemption)
[ 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64, 65. 66. 67. 68.
State oflndianaretirement Growth Fund America 20/20 Fund (Jennison) Northwestern Mutual Life Insurance Unimproved real estate St, Joseph Cty, IN BairdTmstAcet: items 58-98 Automatle Data Processing (ADP) Computer Sciences Corp. common Target Corp. common Kellogg Company Windstream Corp. Illinois Tool Works common Intel Carp common lntel Carp common Johnson&Johnson Procter & Gamble common DreyfusMuniMoney Market B A B A C A A A B A A
N on~
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Distribution
K K L K L
T T T T T Buy 05/14/10 K
J J K J M
T T T T T
I. Income Gain, Codes. (.Y~:c Columns 111 znd D4} 2. Value Codes (.S~:c ColunmsCl and D3) 3. Value Melhod Codes tSee Column ~2)
A =$1.000 o~ less F =$50,001 - $ 100.000 J =$ I 5.000 or les~ N =$250.001 - $S00,000 P3 =$25.000.001 - $50.000.000 Q =Ap~aisal U =Rook Value
B =$1.001 . $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O :$500.001 - $1.000.(X)O R =Cost IReal Estate Only} V =Othe~
C --,$2.501 - $5.000 H I =$I.000,001 - $5.000.000 L =$50,001 - S ]00.(X~I PI :$1.000.001 - $5.(X)0.000 P4 :More ~han $50.000.000 S =Assessn~nt W =Eslirnaled
E -~15.001 - $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (i ncluding trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) Amount Type (e.g.. Code I div., rent, (A-H) or int.) Gross value al end of reporting period (l) (2) Value Value Code 2 Method
(J-P) Code 3
~Q-W) 69, 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Fiserv Inc. Becton Dickinson & Co. Clarcor Inc. Ecolab common Patterson Companies common Fastenal common Fastenal common Permar~e~,t Po,-lfolio Fur~d Steficycle Inc. Techne Corp. Powershares Global MedcoHealth Solutions Century Link Inc, Valmont Industries Valmont Industries HarrisSlratex Networks Harley Davidson common A D A A A A A B B B A None Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None None Dividend Dividend Dividend None Dividend K T L K K K K K M K K T T T T T T T T T K M T q~ Sold (part) Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold 02/08/10 I!/16/10 !1/17/10 08/26/10 05115110 01/13/10 10/14/10 02/08/10 J J K K L J J J 11/16/10 04/22/10 08/26/i 0 J M K M K T T Sold 01112/10 J Sold (part) 11118/10 J
1. Income Gain C~dc,~: ISee Columns BI and D,I) 2. Value Codes (See Colunm$ CI land D3) 3. Vatue Method Codes t See Column C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15.0~O or lest N ~$250.001 - .$500.000 P3 =$25.000.001 .$50.000,000 Q =Appaisal O =B~ok Value
B --~1.001 - $2500 G =.$100.001 - .$1.000,0~30 K =.$15,001 - $50,000 O =.$500,00| - $1.0~0,000 R =Cost (Real Estate Only) V =Olhcr
C =.$2.501 - $5.000 III =$1.0~0.001 .$5.000.000 L =$50.001 - $100,O00 PI =~1,000,001 , $5.000.000 P4 ~More than .$50.000.000 S =Assessment W =Estirnaled
D =.$5.001 - .$15.000 it2 =More than $5.000.000 M =.$100.001 - .$250.000 P2 =.$5.000.001 $25,000,000 T =Cash M~ket
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) O) Type (e.g.. buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mrrddd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
Medlronic Inc. Pepsico Inc. Pepsico Inc. McGraw-Hill common Walgreen Emerson Electric EQT Corp. Federated lnvs. Class B Microsoft Corp McCormick & Co. VCA Antech Inc. General Electric Harris Corp. BP PLC common
L K K K K
A A B A
04112/10 11/23/10
K K
A A B A B B
I00. General Electric 101. Pfizer ln. 102. Procter & Gamble
I Income Gain Codes: ISce Columns BI and D4] 2. Value Cod~s ISee Columns ffl ~d D3) 3. Value Mc~od C~cs (~e Colu~ C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N ~--..$250.001 P3 =$25.000JX)1 - $50.000.000 Q =Appraisal U =Book Value
B ---$1.0oi - $2.500
D ---$5.001 - $ I 5.0o0 H2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5,000.001 - $25,000,000 T =Cash Market
E --,I.15.001 . $50.000
W =E~limated
VII. INVESTMENTS and TRUSTS -- i,,co,~e, ~,,t,,o, t,o.~o,,io,,, and.ae, those oI *~,o.. .~d d,pe,,a,~, children; see pp. 34-60 of filing irrstructions.)
~ NONE (No reportable income, assets, or transactions.) Income during reporting period (i) (2) Amount Type (e.g., Code I div.. rein, (A-H) or int.)
Description of Assets {including trusl assets) Place "(x)" afte~ each asset exempt from prior disclosure
Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
103. JM Smucker 104. UBS deposit account 105. Ohio State Higher Educ. Fund muni 106. UBS custodial accts:Fidelity Adv. dividend 107. Alliance~ollege Bound Fund 108. American Funds College America 109. American Funds College America ! 10. American Funds College America 111. College Choice 529 plan 112. Fidelity Spartan 500 Index Fund 113. Fidelity Growth and Income Fund 114. Vanguard 500 Index Fund I 15. OppenheimerFunds Legacy Program 116. OppenheimerFunds Legacy Program 117. Notre Danae Federal Credit Union savings 118. Lehman Bros. fixed rate cd 119. CapmarkBK fixed rate cd
A A A A
M K
T T
N N N
T T T
A A A A A A
K K
T T
Buy Buy
!1/16/10 11116II0
K K
B =$1,00| - $2,500
C =$2.501 - $5.000
D .45,001 - $15,000
E .415.001 - $50.0(30
P3 --$25.000.001 - $50.000.I)00
VII. INVESTMENTS and TRUSTS - i~eomo, ~atue, tr~n,oc,io,, a,taudos tho,, o/,po,,,o a,a aepo,,ae~ ,hi~ar,~; ,ee ,r. 34.60 of filing instructions.)
120. FT Franklin Fed interim mutual fund 121. Allegheny County PA muni bond 122. Femandina Beach FL muni bond 123. CapeCoral FL rnuni bond 124. MTA NYS Trans Rev muni bond 125. Kane McKenry muni bond 126. Indiana St Fin Auth muni bond 127. Washoe County Nev muni bond 128. AAG Holding Co. Inc. senior notes
Interest None
NoBe
M K K K J K
M K K K J K J J J
J J
T T
Buy Buy
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Column~ CI a~d D3) 3. Value Method Codes (See Colu~m C2)
A =$1,000 or less F =$50.001 - $100.0(30 l =$15.000 or less N ~250.001 - SSOO.t300 P3 =$25,000.001 - $50.000.,L~00 Q =Apptaisal 13 ~Book Value
=$2.501 - $5.000 I =$1.000.O01 - $5,000.0(30 =$50.001 - $100.000 PI =$1.000.(301 - $.5.000.000 p4 =More than $50.000,000 =Assessrn~nl
D :$5.001 - $15.000 FI2 =More than M :$100.001 - $2S0.000 P2 =$5.OOO.001 - $25.000.000 T :Cash Market
E =$15,0OI - $~,0.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable stalutory provisions permitting non-disclosure. 1 further tertify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 [].S.C. app. 501 t. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Si
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544