Ao to

~ev. ~/2010

]
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization US COURT-MIDDLE DISTRICT OF PA 5a. Report Type (check appropriate type) [] Nomination, Date [] Ar, nual [] Final

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. L~" lOt-ttt)

3. Date of Rel~rt 05/I 2/2010 6. Reporting Period 01/01/2009 t~, 12/3 I/2009

I. Person Reporting (last name, first, middle initial) JONES IIL JOHN E. 4. Title (Article II1 judges indicate active or senior statns; magistrate judges indicate full- or part-time) US DISTRICT JUDGE

[] Initial

5b. [] Amended Rcporl 7, Chambers or Office Address 240 WEST THIRD STREET SUITE 4t)6 W1LLIAMSPORT, PA 17701 8, On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer D~te

IbIPOR TANT NO TES: The instructions accompanying thisform must be fottowe~t Complete all parts, checking the .NONE box for each part where you have no reportable information. Sign on last page.

1. POSITI ONS. ~,o~n~g i~a~.~ o~t).; ~,e p~. 94 ~ oy at~ng

NONE (No reportable positions.) POSITION

/ NAME OF ORGANIZATION ENTIT~

II. AG~EMENTS. (~eporang indi, Mual only; seepp. 14-16 oyfd~g instruaions,)
~ NONE (No reportable agreements.) DATE
1. 2002

~- .

I.. ......

PARTIES AND TERMS

THE STATE EMPLOYEES ~TI~MENI SYSTEM (PENNSYLVANIA) FORMER EMPLOYER - VESTED PENSION

Jones III, John E.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

N~.,e of P ..... Reporting

Dale of Repo!!

aONES m, JOhN E.

0.V~2/2010

111. NON-INVESTMENT INCOME. (Repo,a.~ i.divU,,.~ .nd ~ ..... ; see pp. 17-24 of filing instructions.) A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4,

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this sectiott
(Doll~r czmount ttm required e.r~:ept for honoraria)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS --,~.n~o~,.,io., lodging, food, entertainment.

(Includes those to spou.le and dependent children; see pp. 25~27 ojf!ting instructions.)

~.,

NONE (No reportable reimbursements.)

SOURCE
I. HUMANIST SOCIETY OF SANTA BARBARA HEFSTILt~ UNIVERSITY LIBERTY UNIVERSITY SCllOOL OF I.AW UNIVERSITY O|: MARYLAND ANTI-DEFAMATION LEAGUE MERCI"RSI~URG

DATES
2/13 - 2/17

LOCATION
SANTA BAR.BARA, CA

PURPOSE
LECTURE

ITEMS PAID OR PROVIDED

AIRFAKE

2. 3.

3/1 I - 3/I 2 3/20 - 3/21

HAMPSTEAD, NY LYNCHBURG, VA

LECTURE MOOT COURT AND LECTURE LECTURE

MILEAGE, HOTEL, AND MEALS MILEAGE, HOTEl., AND MEALS

4.

3/22 - 3/23

COLLEGE PARK. MD

MILEAGE, HOTEL, AND MEALS

5.

3/26 - 3.27

HOUSTON. TX

LECTURE

AIRFARE, HOTEL, AND MEALS

6.

3/31

MERCERSBURG, PA

LECTURE

HOTEL, MIt.EAGE. AND MEALS

PageFINANCIAL3 of 13

DISCLOSURE REPORT

Name of Person Reporting

Date of Report

ACADEMY 7, FEDERAL JUDGES ASSOCIATION RICHARD S RODNEY AMERICAN LXfN OF COU RT DREXEL UNIVERSITY ASPEN INSTITUTL: BRIDGEWATER COLLEGE SOUTtlERN METHODIST UNIVERSITY GEOLOGICAL SOCIETY OF AMERICA 5/2 - 5/4 WASHINGTON, DC BOARD MEETING

MILEAGE, HOTEL, AND MEALS

8.

5/13 - 5/14

WILMINGTON, DE

LECTURE

HOTEL, MILEAGE AND MEALS

9. 10. I t. 12.

6/3 6/30 - 7/2 9/17 9/23 - 9/26

PHILADELPHIA, PA ASPEN, CO BRIDGEWATER, VA DALLAS, TX

LECTURE PANEL LECTURE LECTURE

HOTEL, MILEAGE, AND MEALS HOTEL, AIR.FARE, AND MEALS AIRFARE AIRFARE. HOTEL, AND MEALS

13.

10/17 - 10/20

PORTLAND, OR

LECTURE

AIRFARE, HOTEl., AND MEALS

14. BERKS COUNTY BAR ASSOCIATION 15. ST. MARYS COI_I.EGE OF MARYLAND INTERNATIONAL ASSOCIATION OF DEFENSE COUNSEL RUTGERS UNIVERSITY TEMPLE UNIVERSITY PENN STATE L,~NIVERS1TY INDIANA UNIVERSITY

10/27

READING, PA

LECTURE

PARKFNG

1 t!2 - 11t3

ST. MARYS CITY, MD

LECTURE

MILEAGE. HOTEL, AND MEAI.S

16,

I I/11

PHILADELPHIA, PA

LECTURE

MILEAGE

17. 18. 19.

I 1/16 - 11/17 I 1/20 12]1

NEW BRUNSWICK, NJ PItILADELPH1A, PA STATE COLLEGE, PA

LECTURE LECTURE LECTURE

MILEAGE, ttOTEL, AND MEALS MILEAGE AND MEALS MILEAGE, IIOTEL, AND MEALS

20.

12/4 - 12/5

BLOOMINGTON, IN

LECTURE

AIRFAP.E, |IOTEI., AND MEAI.S

FINANCIAL DISCLOSURE REPORT Page 4 of 13

l~"eft ..... .epor..,

[ ~.,eo,Repo~

,i
DESCRIPTION

V. GIFTS. a..,c~,d~ tho,, ,o sp ...... d dependent chitdren; see pp. 2~-3 t of filing instructions.)
NONE (No reportable gifts.)

SOURCE
1.

VALUE

2. 3.
4. 5.

VI. LIABILITIES. ant,de~ ,ho~e oZ~p ...... d dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1.

DESCRIPTION

VALUE CODE

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 5 of 1 3

N~me~P ....

Reporting

Date of Report

JONES m, son~ E.

05/~2/20 ~ 0

VI !. INV ESTM ENTS a n d T RUSTS -- i, ...... ~.,. t ...... aans anctudes those of sp ...... d dependent chi~ren; see pp. J4-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) ~iptioa of Assets 0ncluding trust assets) Place "(X)" aider each asset ~ Incvmc doting repo~ng ~fiod Ty~ (e.g., Amount, Gross value at ~d of repofling ~fiod Value - r~l ~ aluc~ {e.g., T Tmnsactiop.s during m~ing

Date ] Value ] C~e I [

ldenlily of buyer/seller

II.
2. 3. 4. 5.

A A A

Distribution Distribution Distribntion

O N O M N

W W W W W

A Distribution A Distribution

7. 8. 9. I0. I I. 12. 13. t4. 15. 16. 17. NATIONWIDE-ANNUITY UNION BANK & TRUST CO.-CHECKING QUALITY VENDING INC-50% INTEREST LOAN RECEIVABLE-PHOENIX CONTRACTING UBPTE-COMMON STOCK (UNION BANCORP INC (UI3PT.PK)) DREYFUS PPO3MIER BALANCED FD. DREYFUS BALANCED OPPORTUNITY F,JND CLASS A PENN NATIONAl, GAMING - COMMON STOCK CHARLES SCHWAB & CO INC - MiM FUND A A I A A A D D A

None Distribution Interest Interest Distribution Interest Dividend None Dividend None Interest

J M J K L M .1

W W T T W T T Merged (with line 15) 1/8/09

J J

T T Sold (pat~) 5/21/09

Redeemed 6/15/09

FINANCIAL DISCLOSURE REPORT

Page 6 of ] 3

NameofPerson Reperting JONES III, JOIIN E.

DateofReport 05/12/2010

VI 1. IN VESTMENTS and TRUSTS - ~ ........

~.e, tr ....#ons (I.cludes those of s~ .....d dependent children: seepp. 34-60 of filing ~structions.)

N ONE (No reportable income, msets, or ~ansactions.)

De~ription of Assets (including trust asse~) Income during re~ing period ! : Gr~ss value at end of reporting peri~ Tran~c~ions during reining

~ ~

exempt from prior di~losurc

~ Code f div., rent, (Aql) I or int.)

C~e 2 (JP)

Mc~ ~ C~c 3

buy. sell, redemption)

m~dd/yy ~ Code 2 ~ C~e I ~ {J-P) ] (A-H)

~yer/~eller (ifpfivatc

t8. 19.

OPPgNtlEIMERGLOBAL g~D AMUTUAL g~D OPPENHEIMBER CAPITAL APPRECIATION F~D A - MUTUAL FUND W~E COMMON STOCK-I~ CVX COMMON S~OCK-I~

~ividend

T T

None

20. 21. 22. 23.

A B

Dividend Dividend K T

Redeemed

10/15/09

ItPQ COMMON ST~K-IRA XOM COMMON STOCK-I~ FULT COMMON STOCK-I~ GE COMMON STOCK-I~

A A A [

Dividend Dividend Dividend

J K J

T T

24. 25.

T T

A A

Dividend Divid~md

J J

26. 27.

HON COMMON STOCK-II~ KMB COMMON STOCK-IRA

T T

Dividend None

28. 29, 30. 31. 32.

SOV COMMON STOCK-IRA BANCO SANTANDER CE~ HISPANO CDR- I~ MRK COMMON ST~K-IRA MMM COMMON STOCK-I~

Merged (with line 29) J J T T T T

2/25/09

A A

Dividend Dividend

A A A

Dividend Divided Dividend

K K J

PEP COMMON STOCK-IRA PFE COMMON STOCK-IRA UNION BANCORP 1NC - IRA

33. 34.

T T

Dividend

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting

soN s

Date of Report

VI I. INVESTMENTS and TRUSTS - i.co .... lue, , ....... ~o., (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instruction.~)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets ( h!htding trust assets) Place "(X)" after each asset exempt from prior disclosure Income during L reporting period Amount Type (e.g., Code 1 [ div., rent, (A-H) [ or in:t,) [ I Gross value at end of reporling period Value Code 2 ~J-P) : [ J Value Method Code 3 (Q_-C,r) Type buy, sell, redemption) Transactions during reporting period

mm/dd/yy ! Code 2 ! Code 1 : (J-P) (A-H) i i

buyer/seller (if private t ..... lion)

35. 36.

NATIONWIDE MUTUAL FUND CLASS A UNION BANK & TRUST CO,-SAVINGS

Dividend

T T T Open Sold (part) Sold 6/15/09 9/t4/09 J J

Interest None None

J J

37. 38. 39.

SIRIUS SATELLITE RADIO -COMMON [ STOCK SIRIUS SATELLITE RADIO INC COMMON STOCK FIDELITY BLUE CI liP VALUE FUND MUTUAL FUND - FBCVX VANGUARD PA LONG TERM TAX EX -l MUTUAL FUND FIDELITY REAL ESTATE INCOME FUND - MUTUAL FUND FIDELITY INVESTMENT- M/M FUND AFLAC INC - COMMON STOCK - IRA A

9/14/09

Dividend Dividend

./ J

T T

40. 41.

A A

Dividend Dividend

J J

T T

42. 43,

Dividend

44. 45. 46. 47. 48.

49.

DREYFUS SMALL CAP - MUTUAL FUND SCI IWAB S&P 500 INDEX - MUTUAL FUND VANGUARD 1NTL VALUE FUND MUTUAL FUND - VTRIX VANGUARD STRATEGIC - MUIq.JAL FUND - VSEQX FNB DAILY FUND -IRA
HOME DEPOT INC - COIvlMON STOCK

A A A A A
A

Dividend Dividend Dividend Dividend Dividend

Dividend

Sold Sold Sold Sold J

J

3/16109 5/21/09 1112/09 7/10/09

J J J J

T
T

50. 5t.

VI",RIZON - COMMON STOCK - IRA FNB DAILY FUND - IRA

A A

Dividend Dividend

1 M

T T

FINANCIAL DISCLOSURE REPORT

Page 8 of 13 VI I. INVESTMENTS and TRUSTS - i,~ome. ,.~tu,. t ......

NameofP .... Reporting JONES III, JOIIN E.

Date of Repor~

I
Tran~ctions during re~ing ~riod TS~ ~e.g., [ Date zdemption) ] / Value Gain ; (J-P) (A~H)

05/12/20t

aons (Includes those ofsp ...... d ~pendent children; .seepp. 34-60 Drilling instruaions,)

~
.... L

N ONE (No reportable income, assets, or transactions.)

De~ription of Assets (including t~st ~se~) P~"~X)"~ .....

" ..........~ ............. ~ ............. C .........................

] I l~comc during. re,reins ~ri~ Gross value at end of repoaing period Value [ Value

~? ..........................
Idemitr of

h~

15y?~2~

T~ (e.g., or ira.)

(J-P) [ C~c 3 I (A-H) j ...... ................................................... J ..................................... ,..I ................................. 52. 53. 54. 55. 56. 57. : 58. 59. 60. 61. 62. 63. 64. 65. 66. 6!. 68. APPLE COMPUTER - COMMON STIXK GLD- COMMON STOCK ISItARES SILVER TR - COMMON STOCK FED ERATED TOTAL RETURN BD MUTUAL FUND - IRA - FTRBX VANGUARD INTERM TERM BOND INDEX FUND- IRA - VIBSX VANGUARD SIIORT-TERM FED-ADM #549 MUTUAl. FUND - IRA VSGDX TARGET CORP - COMMON STOCK IRA WA LGP,,EEN CO - COMMON STOCK IRA WELLS FARGO & CO - COMMON ST()CK - IRA RR DONNELLEY & SONS CO COMMON STOCK - IRA UNITED PARCEL SERVICE CL B COMMON STOCK - IRA APPI.fEI-} MATERIALS - COMMON STOCK - IRA [NTEL CORP - COMMON STOCK - IRA MICROSOFT CORP - COMMON STOCK - IRA SELECT SE(7IOR SPDR TR UTILITIES COMMON STOCK - IRA SELECT SECTOR SPDR "FR MATERIAL~ - COMMON SIOCK - IRA DODGE & COX STOCK FUND MUTUAL FUND - IRA C C 13 A A A A A A A A A A B None None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J K K L T T T T T T T T T L L L J T T T T Sold 7/I/09 J J K T T Sold 10/22/09 6t3/09 J .J B A

, .....,,o.,

(if private

(part)
Sold

FINANCIAL DISCLOSURE REPORT Page 9 of 1 3 VII. INVESTMENTS and TRUSTS - i ......

DateofReport

JONES 111, JOHN E. [ NameofPerson ReForting

05/12/2010

,,t,,. t ........

lions antlades those of spouse and dependent children; see pp. 34-60 of filing instructions.)

,~] NONE 6~Vo reportable income, assets, or transactions.) Description of Assetz

A.

Income during

c. -- ! ................
Gross value at end : i Valuc [ Code2 + (J-P) Value j MetJvJd [ Code3 ;. T Redeemed 6/15/09 J J K J J J J J J J
J J

-07 .............
Transactions during reporting period I Ident~tyof | Datc + Value Gain ! mm/dd/yy]Code2 +Codel i

Ptace"(X)" atter each asse| ..... ptfrompriordiscl .....

iAmount i Type (e.g., +Codel ] div.,re.l, ! (A-ID [ print.)

~:-+i~=:: .......i+V-+ <,+ !- <~i/ l,i .......+-<-,~ -~--+.~-V---;~i~- ............... ++i ................/
I Tvp e.g. [ buy, sell, + redemption) : :

69. 70. 71, 72. 73. 74. 75. 76. 77. 78. 79. 80.
81. 82.

FIDELITY FUND (FFIDX) - MUTUAL FUND OPPENHEIMER MONEY MAKK.ET MUTUAL FUND MERED1TII CORP - IRA CITIGROUP- IRA FEDERATED STRATEGIC VALUE FUND #662 - IRA OAKMARK 1NTL #109 - IRA HARBOR INTL FUND #I 1 - IRA BAIDU COM INC SPON ADR I,IBERTY GLOBAL INC S&P MID CAD 400 ORRSTOWN FINANCIAL SERVICES SUSQUEHANNA BANK
AMERICAN CENTURY MID CAP VALUE BRIDGEWAY LARGE CAP GRO"ArItl

A A A

Dividend Dividend Dividend None

T T T T T T T T T T
T T

A A A

Dividend Dividend Dividend None None

A A A
A

Dividend Dividend Dividend

Dividend Dividend

83. 84. 85,

FIDELFFY BALANCED FBALX SWEDISH EXPT CR CORP ELEMENTS VANGUARD US VALUE VUVLX

Dividend None

T Sold 6/18/09 J

Dividend

FINANCIAL DISCLOSURE REPORT

JONES m, JOaN E.

Page 1 0 of 1 3
VII. INVESTMENTS and TRUSTS - ~.c .....
]

05/12/~0~ 0
,t~e, t .....
ttons flncludes those ofsp ..... d dependent ehildren; see pp. 34-60 of fding instructions.)

NONE (No reportable income, assets, or transactions.) Description of Assets (includirig trust assets) Place "(X)" after each asset exempt from prior disclosure income during reporting period Amounl Code I (A-H) , Type (e.g., div., rent. or int.) Gross value al end of rcporling period Value Code 2 (J-P) Value Method (?ode 3 (Q- W) "1" Sold Sold Sold Sold Sold Sold Sold Sold Redeemed J J J J J J J T W T T T T T Bny Buy Buy Buy Buy 6/t 5/09 5/11/09 514/09 9/22/09 10/13/09 J 6/2/09 6/2/09 6/2/09 3/23/09 3/23/09 4/20/09 1/21/09 1/21109 6/15/09 J J J J J A B B Transactions during reporting period I Type (e.g., buy, sell, redemption) [ Date Value Gain [ mrrrdct/yy i Code 2 Code I " i (J-P) !; (A-If) [ ! Identity of buyedseller (if private tra n.~acti(:.n )

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

FEDERATED STRATEGIC VALUE #662 NEWMONT MINING MARKET VECTORS ETF TR GOLD MYNERS MARKET VECTORS ETF TR GOLD MINERS ANNALY CAPITAL MANAGEMENT INC ANNALY CAPITAL M,~NAGEMENT MCDERMOTT INTL INC CONTINENTAL AIRLtNES US AIRWAYS TREASURY FUND CAPITAL RESERVES WALT DISNEY CO PIIOENIX CONTRACTING - FAMILY BUSINESS FEDERATED INTERCONTINENTAL FUND - IRA NXG COMMON STOCK

A A

Dividend Dividend None None

A A

Dividend Dividend None None None

A A A A

Dividend DMdend Distribution Dividend None None

lO0. NG COMMON STOCK 101. POT COMMON STOCK A

Dividend None

102. AGCO COMMON STOCK

FINANCIAL DISCLOSURE REPORT Page 1 1 of 13 VI I. INVESTMENTS an d TRUSTS - i .........

[~

N~,.~ of ~e~o. Reporti,~ ZONES 11I, JOHN E.

D~,e of Repo. 05/12/2010

t,,~, , ...... tions (tndudes those oIsp ....... d dependent children; see pp. 34-60 of filing instructionsO

NONE (No reportable income, assets, or transactions,)

~ription of Assets ] Income during re~rting period Amount T~ (e.g., C~e 1 I or int.) [ (A-H) ~ div., r~t, ~ : Gross vah~e at end [ of r~o~ing period Value C~e 2 (J-P} Transactions d~ng re~aing

.... ................. ..... ..... .................

~ alue Meth~ Code 3 (Q-W) . T~e (e.g., buy, sdl, redemption) Date Value Gain mnVdd/yy Code 2 ~C~e I (J-P) (A-H) ~ ~ 9/23/09 J Identity of buyer!seller (if private transition)

Place "(X)" after each asset exempt frem pdor disclosure

103. IPI COMMON STOCK

None

Buy

04. GDXJ COMMON STOCK 105. MFN COMMON STOCK

106. CCJ COMMON STOCK 107. CCJ COMMON STOCK

None None
None None

J J
J J

T T
T T

Buy Buy
Buy Buy

12/2 I109 6/22/09

1/27/09 2/17109

J J
J

108. NEW GOLD INC. COMMON STOCK 109.

110.

None None
None

Buy Sold
Buy

5!4/09 8/24/09
3/18/09

J J
J

NEW GOI,D INC. COMMON STOCK

POWERSHARES DB MULTI SECTOR COMMODITY COMMON 5TOCK

~ I 1. POWERSHARES DB MULTI SECTOR COMMODITY COMMON STOCK 112. SOUTHERN COPPER CORP COMMON STOCK 113. SOUTHERN COPPERCORP COMMON STOCK 114. US GOLD CORP COMMON STOCK 115. US CK)LD CORP COMMON STOCK 116. UNITED STATES NATURAl. GAS FD LP

None None

Sold Buy

6/5/09 1/28/09

J J

:;

None None

Sold Buy Sold

2117109 5/7/09

J J

None None

8/24/09 4128/09

d J

Buy

117. UNITED STATES NATURAL GAS FD LP

None

Sold

6/3/09

I Name of Person Reporting FINANCIAL DISCLOSURE REPORT I Page 1 2 of 13 I soN~:s m, Jo~N E. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~u,ai.,,.t,,,r.,ZRe~,,,.)
PART VII - INVESTMENTS AND TRUSTS ITEM 29 BANCO SANTANDER IS A NAME CHANGE FROM ITEM 31 SOVEREIGN (SOV) ON THE 2008 REPORT.

D.te of Repor~

05:~2]20~0

ITEM 53 GLD COMMON STOCK IS A NAME CHANGE FROM ITEM 57 STREETTRACKS GOLD "I-R GOLD - COMMON STOCK ON THE 2008 REPORT.

FINANCIA L DISCLOSURE REPORT Page 13 of 13 IX. CERTIFICATION.

~a,.e of P~rsoo JONES In, .~OnN E.

! certify that all information given above (including informalion pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because i~" met applicable s~atutory provisions pcrmitting non-disclosure. I further certify tha~ earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S,C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL VCHO KNO~,~INGLY AND W AND CRlbIINAL SANCTIONS (S U.S.C. app. 104)

BE SUBJECT TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee o~ Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544