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L Person Reporting (last ~ fro;t, middle initial) It~t, Jr., Chml~ S. 4.

~fle (A~icle ~j~g~ in~c~e ~ive or ~ior s~; magis~te judg~ ~di~le ~1- or p~-t~e) Se~orUni~S~es~s~ctJ~

2. Court or O~an~tlon Dis~ct Co~, SDNY 5~ Repo~ Ty~ (check ~propriam t~e) ~ Nomination, ~ l~i~,l Da~ ~ A .... 1 ~ Fill

3. Date of Repo~ 05/12~010 6. Repo~ng Period 01/01~009 1~310~9

7. Chtmbe~ or O~e Addrel= U.S. Dis~ct Co~ 141 Chu~h S~t New ~ven, CT 06510

5b. ~ Amend~ Repo~ ~. On the b=sl= of the Infarmaflon coat=tned In thl= Rtpoa =nd =ny mod~catlons pe~=lniag ther~o~ It 1~ In my opin~n, In compli=nce with =ppllcable law= =ad regul=tion=. Reviewing O~cer Date

IMPORTANT NOTES: The instructions accompanying this form must be fallowed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (a,vo,~s
~ NONE (No reportable positions.) POSITION 1. Advisory Trustee NAME OF ORGANIZATION/ENTITY American Scandinavian Foundation

NONE ~o reporta#le ~ PARTIES ~ ~S J

1.

Haight Jr., Charles S.

FINANCIAL DISCLOSURE REPORT ~.~o~o. aepo~,~g

~,t~o~R~po,~
05/1 ~2010

Page 2 of 10

Hatgh~ Jr., Charles S.

IH. NON-~VESTMENT ~C OME. ~o.~ i~,~ ~ ,~.~,; ~ ~. ~ 7-2, o~t~ ~,~,~.~


A. FHers Non-Investment Income NO~ ~o repo~able non-investment incomeO DATE I. 2. 3. 4. SO~CE A~ ~E ~
(yo~s, not spouses)

B. Spouses Non-Investment Income - tf.u ~,, married during an),portion of the repor~ng year, complete this section.
(Dollar amount nol requir~.d xcepf for honoraria.)

[]

NONE 0go reportable non-investment income.)

DATE
1. 2.

SOURCE AND TYPE

3, 4.

IV. REIMBURSEMENTS -,ra~,m,,ao^,toas~,~ooa, e,,,~ol .... (lnclud~..r those to spouse and de_t~ndent children; see pp. 2.$-27 of filing lnstruetion.~.)

[]

NONE (No reportable reimbursements.) SO~CE DATES LOCA~ON PURPOSE ITEMS PAID OR PROVIDED

1.

2. 3. 4. 5.

FINANCIAL DISCLOSUREREPORT Page 3 of I0

[ ilaight, Jr~ Charles S.

os/~o~o

NONE ~o reportable g~s.) ~ DESCR~TION

1.

3.
4.

5.

VI. LIABILITIES. a~a,a,, ~o,, oI ,ro,, ~Z d~, ,~na~,; ,,, rv. ~-~ *f Iiling instructions)
NONE (No reportable liabilities.) C, RF, D.IT..QR
1. 2, 3.
4.

DESCRIPTION

5.

FINANCIAL DISCLOSURE REPORT Page 4 of l 0

NameofP .... Reporting Haight, Jr., Charles S.

Dateo, 05112/20

NONE ~o reportable income, assets, or tra~actions.)


A. De~pfion of A~ B. In,me d~g (~) Amount C~e 1 (A-H) (~) T~ (e.g., div., ~nt, or int.) C. Gross value at end 0) Value Code 2 (J-P) ~2) Value Me~ ~3 (Q-W) T Sold J J T T Sold J K K J J K. K T T T T T T T Sold S~ld Sold 04/29/09 07/07/09 11t10/09 K J J 05104109 J 11110/09 J B [ I 0) ~ (e.g., b~, ~11, ~emplion) D. T~s~ons dur~g re~n~g pefi~ (2) 0) (4) [ Date Vdue G~n[ m~d@~ C~e 2 C~e I (J-P) (A-H)

Pla~ "(X)" ~ each ~set exempt ~m ~or dislos~e

Iden~W of buyer/sell~ (ifp~vat~ ~maction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15.

B~ ofAme~ca Mon~ Market Comcast Corp. Walt Disney Co. Home Depot Inc. Staples Inc. CVS Caremark Corp. Diageo Pie Nestles S.A. Procter & Gamble Co. Exxon Mobil Corp. Berkshir~ l lathaway J.P. Morgan Chase Markel Corp. T. Rowe PHce Group Gilead Sciences Inc.

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

Dividend None

Dividend None

16. 17.

Johnson &Johnson Quest Diagnostics

A A

Dividend Dividend

J J

T T

(S~ Columns BI and IM) (See Column= CI and D3)

F ~$50,001 - $100.000 N =$250.001 - 1500,000 P3 =$25,000,00! - $50,000,000

G -$100.001 $1,000.000 O =S500,001 - $1.000.000

H I -$1,000.1~01 - $5,000.000 PI -$!,000,001. $5,000,000 P4 =More than $50.000.000

H2 =Mort= than SS.000.000 P2 =$S,0o0.O01 - $25,00[),000

FINANCIAL DISCLOSURE REPORT

Page 5 of 10
[ Halght, Jr., Charles S,

05/12/2010

NONE (No reportable income, assets, or transactions.) A. Description of Asse~ (including trust assets) B. Income during reporting period C. Gross value at end of reporting period [ / buy, sell, I redemption) D. Transactions during repoaing pea"iod

(2)
mm/dd/yy Code2 (J-P) (A-H) buyer/seller (if private transaction)

exemptfroml:n-lordi~elosure

Code I (A-H)

div.,~ent, or int.)

Code2 | Method (J-P} 1 Code 3

18.

Stryker Co~p.

Dividend

Sold

06/01/09

19.
20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

General Electric Co.


Lockheed Martin Co. Cisco Systems Microsoft Corp. Baron Growth Fund Columbia Marsico Focused Equities Fund ClassZ Eaton Vance Structured Emerging Mkts Fund IShares S&P Midcap 400 Index Fund Royce Fund Premier Ser Thomberg Intl Value Fund US Tress NT Due 03/15/09 New York NY GO Bonds 3/I 8/99 Conn St Gen Ray Bonds NY State Dorm Auth Bonds Niagara Falls NY City School Dist Bonds New York State GO Bonds 7/15/98

A
A

Dividend
Dividend None J J T T

Sold
Sold

07/31/09
07/31/09 J

Dividend None

Sold Sold Sold J T Sold L T Redeemed Redeemed M K K K T T T T

04/29/09 11/12/09 11/12/09

Dividend None

Dividend None

07/28/09

B D A C B B B

Dividend Interest Interest Interest Interest Interest Interest

03/I 5/09 03/16/09

O K

|. Ir~ome G~in Coda: 2. Value Codes

A -$1,000 or J

(S~ ~lumn C2)

U "B~k Value

V~

W =E~ima~

FINANCIAL DISCLOSURE REPORT

Name of Person Reporang

Date of Report 0.5/12/2010

Page 6 of I0
[ Halght, Jr., Charles S. [

VII. INVESTMENTS and TRUSTS - ~,o ..... ~,~o t ..... t~on$ (Includes rhoxe of $t~ ..... d depetldet= tuldren; $~ pp. 34-60 of liling instJuctionx.)
[] NOHE (No reportable income, assets, or transactions.)
A. Description of Assets (including mint assets) Place "(X)" after each asset exempt from prior disclosare B. lncome during reporting pexiod Amount Code I (A-H) Type (e.g., div.,rent, or int.) Co Gross valt~ a~ end of reporting p~rlod Value COde2
(J-P)

D. Transac~ons during reporting period

[ Value t Method ] Code 3 (Q-W) T T

Typ~ (e.g., buy, sdl, redemption)

Date Value mm/dd/yy Code2 [J-P)

Cain Code I (A-H)

Identity of (if private Wan sa~lion)

35. 36.

New York State Twy Auth Bonds Corm State GO Bonds 6/26/08

B C

interest Interest

K M

37.
38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Stamford Conn GO Bonds


Corm State HSG Auth Bonds Corm State Spe Tax Oblig Rev Bonds Pimco Foreign Bond Fund Pimco Commodity Real Return Fund Baron Fifth Ave Growth Fund Pimco Total Return Fund Inst. Class HSBC C/D Vanguard Money Mkt Fund ING Direct Savings Bank US Tt~ast Co of NY Bank of America ChecUng Account HSBC Checking Account Guilford Savings Bank Columbia Select Large Cap. Fund Amazon.corn, Inc.

C
D D B A

Interest
Interest Interest Interest Dividend None

M
M M

T
T T Sold Sold Sold Sold Closed 04/30/09 05/04/09 04/30/09 01/14/09 03101/09 M K K J J

A A A B

Dividend Interest Interest Interest None K L J T T T

Interest None None None J K J T T T

Closed Open Buy Buy

03/01109 03/01109 04/30/09 05/04/09

1. Income Cain Cod ez:

A "$1,0OO o~ les~

B "$1,001 - $2,500

C "52,501 55,000

D 555,001 - $15,000

E -$ I .~,001 - $50,000

P3 "$25,000,001 - 150,000,000 (See Column C21 U rBook Val~e V =Oth~

P4 :More than $~0,000,000 W -Estimaled

FINANCIAL DISCLOSURE REPORT

Page 7 of 10

Name of Person Reporting

Date of Report 05I!2r2010

[ Halght, Jr., Charles S.

VII. INVESTMENTS an d TRUSTS - ~o.~ ~,t.,, , .... ,~.s (Includes Ihose of spouse and dependent hildre.n; ae pp, 34-60 of filing
[] NONE (No reportable income, assets, or transactions.)
A. De~cripliort of Assets (including trust assets) Place "(X)" a~vr each asset exempt f~rn prior discloswr~ B. Income during reporting period (1) (2) Amo,.mt Type (e.g., Code 1 div., runt, (A-H) or int.) C. Gross value at end of reporting period (i) (2) Value Value: Code 2 Method Code 3 (J-P) (Q-W) J J J J J J J K K K K K K M J J M T T T T T T T T T T T T T T T T T D. Transactions during repining period (t) Type (e.g., buy, sell, rvdemption) ! Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 05/04109 t I116/09 08/07/09 08/07/09 1 I/16/09 1 I/16/09 05/04/09 05/04/09 I 1/I 6/09 11116/09 i 11/16/09 1 I/16/09 I 1/16/09 1112/09 11116/09 11/16/09, 112/17/09 K K K K M J J M J J J J J J J J (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code ! (J-P) (A-H) (5) buyer/seller (if pdvate aaas~lion)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Lemer Corp. McKesson Corp. Cummins Inc. Accenture Ltd. MasterCard Inc. Barrick Gold Corp. Oracle Corp. FPL Group IShares China Index Fund IShares Auslralia Index Fund IShares Brazil Index Fund IShaxe~ Canada Index Fund IShares South Korea Index Fund Ptmeo Total getum Fund Diseovm7 Corunmnications Inc. Apache Corp. Litchfield, CT GO Bonds A C A A A A A A A A B A A A D

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Interest

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of P ..... Reporting Ha|ght. Jr., Charles S.

Dalte or Report 05/12/2010

I
] ~ D. T~n~actions d~ing ~ning ped~

NO~ ~o repo~able income, ~sets, or transactions.)


A. Des~ption of~s~ (including ~ ~sets) B. In.me d~ing r~ng ~od O) (2) C. ~oss v~ue at end of reponing (2) (0

69. 70.

~eshirc, CT GO ~on~ M~chv~tcr, ~ GO Bon~

[ntcrvst

B~

06~09

In~cst

Buy

07/0~09

71. 72. 73. 74. 75.

Sou~ington. CT GO Bonds Easton, CT GO Bonds West Hartford, CTGOBonds Regional School District 18 CT Bonds Wethersfield, CT GO Bonds

C C C D D

Interest Interest Interest Interest Interest

M M M M M

T T T T T

Boy Buy Buy Buy Buy

06105109 05/28/09 07/21/09 09/15109 06/18/09

M M M M M

(See ~lumn ~)

U -B~k Val~

V~

W =Estimat~

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of P~:rson Repertlng

[ Halght, Jr., Charles S.


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

D*te of I~.eport 05/~2/20~0

Page 4, Part VII, line 1 of the 2008 Report lists "Columbia Govt. Plus Reserves Trust Class" as an asset. This is a money market fund. During 2009 our financial adviser replaced Columbia with a Bank of Am~-rica Money Market Savings Account, which is listed on Page 4, Part VII, lint 1 of the 2009 Report in pla~e of Columbia. This was a transfer of cash from one fund to the other. It did not gen~at~ any gains or losses.

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

Name of Pr~on Reporting

Date of Report 05112/2010 [

[ Halght, Jr., Charles S.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported a re in compliance with the provisions ors U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Slgnat~

NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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