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Charles S Haight JR Financial Disclosure Report For 2009
Charles S Haight JR Financial Disclosure Report For 2009
~fle (A~icle ~j~g~ in~c~e ~ive or ~ior s~; magis~te judg~ ~di~le ~1- or p~-t~e) Se~orUni~S~es~s~ctJ~
2. Court or O~an~tlon Dis~ct Co~, SDNY 5~ Repo~ Ty~ (check ~propriam t~e) ~ Nomination, ~ l~i~,l Da~ ~ A .... 1 ~ Fill
7. Chtmbe~ or O~e Addrel= U.S. Dis~ct Co~ 141 Chu~h S~t New ~ven, CT 06510
5b. ~ Amend~ Repo~ ~. On the b=sl= of the Infarmaflon coat=tned In thl= Rtpoa =nd =ny mod~catlons pe~=lniag ther~o~ It 1~ In my opin~n, In compli=nce with =ppllcable law= =ad regul=tion=. Reviewing O~cer Date
IMPORTANT NOTES: The instructions accompanying this form must be fallowed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (a,vo,~s
~ NONE (No reportable positions.) POSITION 1. Advisory Trustee NAME OF ORGANIZATION/ENTITY American Scandinavian Foundation
1.
~,t~o~R~po,~
05/1 ~2010
Page 2 of 10
B. Spouses Non-Investment Income - tf.u ~,, married during an),portion of the repor~ng year, complete this section.
(Dollar amount nol requir~.d xcepf for honoraria.)
[]
DATE
1. 2.
3, 4.
IV. REIMBURSEMENTS -,ra~,m,,ao^,toas~,~ooa, e,,,~ol .... (lnclud~..r those to spouse and de_t~ndent children; see pp. 2.$-27 of filing lnstruetion.~.)
[]
NONE (No reportable reimbursements.) SO~CE DATES LOCA~ON PURPOSE ITEMS PAID OR PROVIDED
1.
2. 3. 4. 5.
os/~o~o
1.
3.
4.
5.
VI. LIABILITIES. a~a,a,, ~o,, oI ,ro,, ~Z d~, ,~na~,; ,,, rv. ~-~ *f Iiling instructions)
NONE (No reportable liabilities.) C, RF, D.IT..QR
1. 2, 3.
4.
DESCRIPTION
5.
Dateo, 05112/20
B~ ofAme~ca Mon~ Market Comcast Corp. Walt Disney Co. Home Depot Inc. Staples Inc. CVS Caremark Corp. Diageo Pie Nestles S.A. Procter & Gamble Co. Exxon Mobil Corp. Berkshir~ l lathaway J.P. Morgan Chase Markel Corp. T. Rowe PHce Group Gilead Sciences Inc.
A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None
Dividend None
Dividend None
16. 17.
A A
Dividend Dividend
J J
T T
Page 5 of 10
[ Halght, Jr., Charles S,
05/12/2010
NONE (No reportable income, assets, or transactions.) A. Description of Asse~ (including trust assets) B. Income during reporting period C. Gross value at end of reporting period [ / buy, sell, I redemption) D. Transactions during repoaing pea"iod
(2)
mm/dd/yy Code2 (J-P) (A-H) buyer/seller (if private transaction)
exemptfroml:n-lordi~elosure
Code I (A-H)
div.,~ent, or int.)
18.
Stryker Co~p.
Dividend
Sold
06/01/09
19.
20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
A
A
Dividend
Dividend None J J T T
Sold
Sold
07/31/09
07/31/09 J
Dividend None
Dividend None
Dividend None
07/28/09
B D A C B B B
O K
A -$1,000 or J
U "B~k Value
V~
W =E~ima~
Page 6 of I0
[ Halght, Jr., Charles S. [
VII. INVESTMENTS and TRUSTS - ~,o ..... ~,~o t ..... t~on$ (Includes rhoxe of $t~ ..... d depetldet= tuldren; $~ pp. 34-60 of liling instJuctionx.)
[] NOHE (No reportable income, assets, or transactions.)
A. Description of Assets (including mint assets) Place "(X)" after each asset exempt from prior disclosare B. lncome during reporting pexiod Amount Code I (A-H) Type (e.g., div.,rent, or int.) Co Gross valt~ a~ end of reporting p~rlod Value COde2
(J-P)
35. 36.
New York State Twy Auth Bonds Corm State GO Bonds 6/26/08
B C
interest Interest
K M
37.
38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
C
D D B A
Interest
Interest Interest Interest Dividend None
M
M M
T
T T Sold Sold Sold Sold Closed 04/30/09 05/04/09 04/30/09 01/14/09 03101/09 M K K J J
A A A B
A "$1,0OO o~ les~
B "$1,001 - $2,500
C "52,501 55,000
D 555,001 - $15,000
E -$ I .~,001 - $50,000
Page 7 of 10
VII. INVESTMENTS an d TRUSTS - ~o.~ ~,t.,, , .... ,~.s (Includes Ihose of spouse and dependent hildre.n; ae pp, 34-60 of filing
[] NONE (No reportable income, assets, or transactions.)
A. De~cripliort of Assets (including trust assets) Place "(X)" a~vr each asset exempt f~rn prior discloswr~ B. Income during reporting period (1) (2) Amo,.mt Type (e.g., Code 1 div., runt, (A-H) or int.) C. Gross value at end of reporting period (i) (2) Value Value: Code 2 Method Code 3 (J-P) (Q-W) J J J J J J J K K K K K K M J J M T T T T T T T T T T T T T T T T T D. Transactions during repining period (t) Type (e.g., buy, sell, rvdemption) ! Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 05/04109 t I116/09 08/07/09 08/07/09 1 I/16/09 1 I/16/09 05/04/09 05/04/09 I 1/I 6/09 11116/09 i 11/16/09 1 I/16/09 I 1/16/09 1112/09 11116/09 11/16/09, 112/17/09 K K K K M J J M J J J J J J J J (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code ! (J-P) (A-H) (5) buyer/seller (if pdvate aaas~lion)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Lemer Corp. McKesson Corp. Cummins Inc. Accenture Ltd. MasterCard Inc. Barrick Gold Corp. Oracle Corp. FPL Group IShares China Index Fund IShares Auslralia Index Fund IShares Brazil Index Fund IShaxe~ Canada Index Fund IShares South Korea Index Fund Ptmeo Total getum Fund Diseovm7 Corunmnications Inc. Apache Corp. Litchfield, CT GO Bonds A C A A A A A A A A B A A A D
None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Interest
I
] ~ D. T~n~actions d~ing ~ning ped~
69. 70.
[ntcrvst
B~
06~09
In~cst
Buy
07/0~09
Sou~ington. CT GO Bonds Easton, CT GO Bonds West Hartford, CTGOBonds Regional School District 18 CT Bonds Wethersfield, CT GO Bonds
C C C D D
M M M M M
T T T T T
M M M M M
(See ~lumn ~)
U -B~k Val~
V~
W =Estimat~
Page 4, Part VII, line 1 of the 2008 Report lists "Columbia Govt. Plus Reserves Trust Class" as an asset. This is a money market fund. During 2009 our financial adviser replaced Columbia with a Bank of Am~-rica Money Market Savings Account, which is listed on Page 4, Part VII, lint 1 of the 2009 Report in pla~e of Columbia. This was a transfer of cash from one fund to the other. It did not gen~at~ any gains or losses.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported a re in compliance with the provisions ors U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.
Slgnat~
NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544