I

ao to
~e~. I/z0t0

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization United States District Court, Western District o f Kentucky 5~. Report T~pe (ch~k app~priate type) [] Nomination, [] Initial Date [] Annual [] Final

Repot, Required by the Ethics

in Government Act of 1978

(~ U.S.C. app. 101-I11)

3. Date of Report 03/I 9/2010 6. Reporting Period 01/01/2009 to 12/311"2009

1. Person Reporting (lasI frame, first, middle initial) Johnstone. Edward H. 4. Title (A~ele IH judges in(fie, ale active or ~nior status; magistrate judges indicate; full- or part-drae) Senior United State~ District Judge

7. Chambers or Office Address 217 Federal Building 501 Broadway Paducah, Kcntuck)t 42001

5b. [] Ame, ndea Report 8~ On the 10asis of the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page,

I. POSITIONS. me~,o,~,,~ tndi~,iaua only; s,, plX 9-tJ of fittng instrucaon~)

[] NONE (No reportable positions.} POSITION 1. NAME OF OP~ANIZATION/ENTITY

II. AGILEEMENTS. m,m,.a,,~ indlvidaal anly see pp. 14-16 a.F f!ltag instructton~)
NONE (No reportable agreements.) DATE
1.

pARTIES AND TERMS

Johnstone, Edward H.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting ] Johnstone, Edward H.

Date of Report

Page 2 of 8
IIL NON-INVESTMENT INCOME. CR,~om,~
A. Filers Non-lnvestment Income
NONE (No reportabl~ non-investment income.) DATE
1. 2, 3. 4.

o3/~9/2oto

SOURCE AND TYPE

INCOMI~
(you~, not spouses)

B. Spouses Non-lnvestment Income - If y~u were married during on~ portion of the repordng ~ear, complete this section.
(Dollar amount nat required except for honoraria.)

[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

I.

3.
4.

IV. REIMBURSEMENTS - .~.....ao., to~.~,foo~. ,~..~.~

(Includes t~se to s~e a~ d~en~nt ~ild~n; see ~, 25-27 of fili~ ~io~)

NONE ~o repormb& reimbursemencs.) NONCE

1.

LOCATION

PU~OSE

ITEMS PAID OR PROVIDED

2. 3.
4. 5.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

3. 4,

FINA~NCIAL DISCLOSURE REPORT

Page 4 of 8

I
03119/2010 I Johnstone, Edward H.

NONE ~o re~omable income, ~sets, or tramactiom.) & ~pfion of ~ B. ~ In.me du~ng ; (1) : (A-H) (2) or inu) c. ~oss value at end O) (J-P) (2) C~ 3 (O ~emption) D. Tractions ~ng (2) ~ (3) ~ (~) (5) (ifp~te

(J-P) ~ (A-H)

~. 2. 3. 4. 5. 6. 7. 8, 9. I 0. I I. 12. 13, 14. 15. ! 6. 17.

Fa~ B~k & Tm~ Choking Ac~unt 1/2 Interest in oil & gas rights, land in CaMwdl County KY IRA Edward D. Jones Wash Mut Investors Fund American Funds: EuroPacific Growth Fund Lockheed Martin Common Stock AT&T Franklin Tax Fre~ Income Fund (KY) Franklin Utility Fund Franklin High Yield Tax Free Income Fund Washington Mutual Investors Fund Edward D, Jones Tax Free Money Mas-ket Account American Funds: Capital Income Builders Fund Chevron Corp. Hershey Food Corp. common stock American Funds: Income Fund of America American Balanced Fund Franklin Inst~ed Tax Free Income Fund

A A C B B B D A B B A B A A B A B

Interest Rent Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divld~nd Dividend Dividend Dividend Dividend Dividend

L J K M L K N K K L J K K J K K L

T W T T T T T T T T T T T T T T T See Note #1.

FINANCIAL DISCLOSURE REPORT Pag~ 5 of 8

] ~.m, on,,,,, aoom,~

~ Johmton~ Edw~d H.

[
~

D.te ofaoo~t
03/19~010

NON~ ~o repo~able i~ome, ~ets, or tra~actio~d

~ ~p~n of A~m B. in~ during C. Gros ~[a~ at end ~ : D, Tractions ~dng ~g ~

18. 19. 70. 21. 22. 23. 24. 25. 26. 27. 28. 29, 30.

F~nklin F~I Inter-Te~ T~-F~ Income Fund T~ Exempt Bond Fund of Am~d~ Trost # l, assets in entri~s #21-31 b~low: JP Morgan Large Cap Growth JP Morgan Money Market JP Morgan Large Cap Value JP Morgan Intermediate Tax Free Bond JP Morgan Mid Cap Growth Fund JP Morgan Small Cap Growth Fund JP Morgan Small Cap Value Fund JP Morgan U,S. Equity Fund JP Morgan International Equity Index Fund JP Morgan U.S. Real Estate Fund Dodge & Cox FDS INTL STK FND

A A

Divided Dividend

K K

T T

Buy Buy

09/0~09 03/1~09

K K

Dividend None

T Sold 0~/13/09 K See Note #2.

A D

Dividend Dividend None None

L M L K J J K J K L K K

T T T T T T T T T T T T I See Note #3.

A A A A A A A B

Dividend Dividend Dividend Dividend Dividend Dividend tnt,/Div. Dividend

32. 33. 34.

MetLife -- Whole Life Policies/Stock Dept. ofVet~n.s Affait~ - GI ltmurma~ Policies ING - Whole Life Politic,

DISCLOSURE REPORT

Name of Person Reputing [ Johnstone, Edward H.

Date of Repor~

Page 6 of 8

03119f2o10

NONE (No reportab& income, ~sets, or tra~actio~.)

A. D~t~n of ~ (inelu~n8 ~st ~) Ph~ *(XY aR~ ~ asset ~pt ~m prior diml~u~ B. In~ dudng reining ~6~ (2) O) ~ ~ount , T~ (e.g., .~ (A-H) or int.) C. G~ss ~lue at e~d of r~oning ~ (1) (2) Value Value (J-P) C~ 3 (Q-~ D. T~cti~s d~ng ~ing ~ (~) T~ (e.g., ~ption) (2) ~ (3) ~t~ ~ Value ~ (J-P) : 03/0~09 08/31/09 K K ,a) Gain IA-~) (5) Id~fiW of (if private ~oti~)

35. [ 36. 37. i 38. ~ 39. z0.

Lehman Bros. Bank CD Leben 8~s. Ba~ CD Leben Bros. Bank CD (due 8130~010) Sailie Mae CD (due 1~17/2010) gummit Communi~ Bank CD (due SAF~ NationM B~k CD (03/I~2010)

8 B

Inter~t Inte~ None None None None K K K K T T T T

R~med Redeemed

Buy

~/08/09

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Johnstbne~ Edward H.

Date of Report

Page 7 of 8

03119/2010

VI~. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,aic,~pa~olseao,~

Note 1: In the 4/I/2009 Financial Disclosures Report. funds from the Franklin Tax Free Income Fttad (KY) were inadvertently characterized as a distribution when they should have been noted as a divided. Note 2: On April !3, 2009, $40,.500.00 was drawn from the JP Morgan money market account by Trustee William (3. Johnstone, and is hetd in cash by him. Note 3: On June 26, 2009, JP Morgan Kentucky Municipal Bond Class A Fund investment was merged into the JP Morga~ Intermediate Tax Free Bond Class A Fund. New Fund name is noted on this Disclosure in Entry # 24.

Name of Per~oa Reporting

PageFINANCIAL8 of 8 DISCLOSURE REPORT

Johnstone,

Date of Report

EdwardH.

03/19/20 I0

IX. CERTIFICATION.
I certify that all information gives above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544