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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
:L Court or Orgetnlzalloa District Court, E.D. Texas 5a. Report Type (check appropriate type) [] Nomination, ][--] Initial Date ~r~l Annual [] Final

eepo,t Required by the Ethic~

in Government Act qf 1978

I. Per~o~ Reporting (last name, first, mi,ldl initial) Clark, Ron 4. Title (Article Ill judg~ indicate active or ~nior stalusmagi.~trale judgt~ indicate full- or part-llme) Active

3. Dale of Report 05/06~010 6. Reporlln| Period 01/01/2009 1o 12/] 112009

7. C~ambers or Office Address 300 Willow//221 Beaumont. TX 77701

lg. Oa the basil of the Inlormatloa contained in this Report and any modifications pertaining thereto, It It, In m:y opinion, In compliance with applicable laws and regulations. Reviewing Ofl~cer Dale

IMPORTANT NOTES: The instructlan~ accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reporlable information. Sign on last page.

~-1

NONE (No reportable positions.) POSITION blAME OF ORGANIZATION/ENTITY

Estate # I i : :i~ ~:o~ ~:~ i~ i-~ :~ ~ ~, ~ ~[

1.

Administrator / co-trustee ofEstate # I, slatting April 30, 2009

II. AGREEMENTS. (Reporting IndiWdaal only; ,eel~IX 14.-16

[---] NONE (No reporlable agreements.)
DATE~
I. 1997 Sta~e of Texas Retirement Plan, no control

PARTIES AND TERMS

Clark, Ron

FINANCIAL DISCLOSURE REPORT Page 2 of 12

C~ar~, Ron

o.~/0~/201 o

IlL NON-INVESTMENT INCOME. tR~.~in,~l,t..I.,,~,~,-,~;~r~

A. Fliers Non-Investment income NONE (No reportable non-investment income.) DATE
I. 12./I 512009 2. 3. 4.

SOURCE AND TYPE

Fee as administrator of Estate # I

INCOME
(yours, nol S~OUSeS) $26,000.00

B. Spouses Non-I nvestment I ncome - tf you ~e marrled durlng an), portion of the reporting.Fear, complete thll section.
(Dollar amoebae not r~qoitvd exc~pt fi~r honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Self employed drama teacher/performer/drama compeliton judge Salary, Lamar University

I. 2009 2.2009 3. 4.

IV. REIMBURSEMENTS -,,~,,~..,~o,~ t,~n~,fooa, e-~.,=i..,~.~

(lnch~d~s those to spouse and dependent children; see pp. 2J-27 off!llng instructions.)

1"--"]

NONE (No reportable reimbursements.) ~qOURCE DATES

June 26, 2009

LOCATION
NewYork, NY

PURPOSE.
CLE Speaker - Patent Law Program

ITEMS PAID OR PROVIDED

Travel, meals, and hotel

1.

N.Y. Inlelleclual Property Law Assoc. (Arty CLE program) Foundation for Research on Economics & .Environment (CLE program) Slate Bar of Texas (Afly CLE program) Minnesota CLE

2.

July 19-23 2009

Gallatin Gateway. NT

Attend seminar on nanotechnology

Travel, meals, and hotel

3.

July 16-17, 2009

San Antonio, TX

CLE Speaker Municipal Law Program CLE Speaker- Patent Law Program

Travel, meals, and hotel

4.

September 23-24, 2009

Minneapolis, MN

Travel, meals, and hotel

5.

FINA1NCIAL DISCLOSURE REPORT Page 3 of 12

Clark. ~o,,

0.s.,06~010

[~

NONE (No reportable g~s.) SOURCE DESCRIP~ION VALUE

I. 2. 3.
4.

5.

VI. LIABILITIES. a.d~a,. NONE (No reportable liabilities.) (~REDITOR

I. 2. 3. 4. 5.

DESCRIPTION

VALI.JE ~ODE

FINANCIAL DISCLOSURE REPORT [

Page 4 of 12 VII. INVESTMENTS a n d TRUSTS - ~.~,
NONE (No reportable income, ~sets, or transaction.)
A. ~ripfion of Ags~ ~i~ing t~sl as~ts) Place "IX)" aRer ~ch ~I xempl f~m pfi~ disclosure B. l~ome during ~o~ing p~ Am~nt Code I ,[ (A-H) I I A A A C A T~e (e.~, di., ~nk or int.) C. ~ value at end orating Va~ C~e 2 (J-P} Value Me~od C~e 3 (Q-W) T T T T T T~ (e.g.. buy, ~11, r~emption) D. T~n~ctions during re~ing ~ri~

Da~ Va~e I Gain {A-It} Co~ m~d~ Co& 2 ~ I O-P) ~

Id~ti~ of buyer/~ller [if~ivale tr~nsnctlon)

I. 2, 3. 4. 5.

USAA Mutual Fund USEXX USAA Mutual Fund USSPX Vanguard VMMXX Money Market Vanguard Windsor I1 Fund Vangtmrd Mid-cap Index Fund

Interest Dividend Dividend Dividend Dividend

K K K M K

6. 7.
8, 9.

Vanguard Mutual Funds IRA 1 -Health Care Fund

-Windsor II Fund -Windsor il Fund

Dividend

"~ Buy
Buy Buy

01/08109
03/18/09 11t02/09

J
J J

I0.
II. 12. 13, 14. 15. 16.

-Explorer Fund
-500 Index Fund Vanguard Mutual fund IRA 2 - Mid-cap Index Fund Vanguard Mutual fund IRA 3 - 500 Index Fund Vanguard Mutual Fund IRA 4 - 500 Index Fund AIncrican Mut. Fund IRA New Perspective Fund Van~,mard Variable Annuity B A A A B Dividend Dividend Dividend Dividend None Dividend J J J M K L T T T T T T buy 02/28/09

17. XOM com. stock

FINA1NCIAL DISCLOSURE REPORT Page 5 of 12

oars, 7.

t)5/0~;20~o

[]

NONE (No reportable income, assets, or transactions.)

A. Description of Assets {including ~rust as.~ets) Placc(X)"alterc~hasset exempt from prior dis~losur~ B. C. D. Income during r~porting period |I) ~ (2) .Amount. Type{e.g., : Code I ~ diY.. rent. ] [A-H) ~. or int.) Gross value ~1 end of r~por~ing period (I) I 12) Value , Value Code 2 i Method U-P) Code 3 Transactions during reporting period (11 Typ~le.g., buy, ~II, redemption) (21 i (3~ ] ~4) Dale : Value i Gain mm/dd/yy I Code 2 I Code I UP) [ (A-If) ~5) Idcntityof buytr/~eller (ifprivalc

18. 19. 20. ; 2 I. 22. 23, 24. 25. 26. 27.

US. Saving~ Bond UGTMA Account I (XOM com. stk) HBW Plaza Ltd. Compass Bank Accounts AVIGN com. stk X AT&T com, stk X AVIATcom. stkX ADP. com. stk X CVX com. stk X KO com. stk X A A A A A A D A

Noae Dividend Distribution Interest None Dividend Dividend Dividend Dividend Dividend

J K M L M K J L K K

T T U T T T T T T T Sold (pan) 05/15/09 M A

28.
29. 30. 31. 32. 33. 34.

ETN com. stk X

EIdK com. stk X FI)X com. stk X HD com. stk X LLY com. slk X MCD com. stk X PEP corn stk X

B
B A A B A C

Dividend "
Dividend Dividend Dividend Dividend Dividend Dividend

L
L J K K K L

T
T T T T T T

FINANCIAL DISCLOS URE REPORT

Page 6 of 12

[ n.mc,~.r,., r.~,~
I

Oate of r.~,~

NONE (No reportable income, ~sets, or transactions.) A. ~fipfien of Ax~s (i~luding Place "(X)" after ~ch as~t exempt from prior di~losu~ B. Inco~ ~ng C, Grogs value at ~nd D. T~t~ns ~ng r~ing ~fiod

A~nl ~ T~ (e.g., Code I I div., ~nL (A-H) i ~int.) Ji

Value C~ 2 (J-P)

Value Melhod Cod3 (Q-W) T T T "T T T T T T T T T T T T T T

T~e (.g., b~. ~ll, ~d~pd~)

Dale . Value mm/~ Co~ 2 OP)

i
I

Gain C~e I (A-I!)

Id~ati~ of buycr/sel~ (ifp~val Iran~clion)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

PFEcom. stk X SLBcorn, stk X American Mutual Fund, New Perspective Fund X American Mutual Fund Small Cap World X Dreyfus S&P 500 Index Fund X BA.C Cap. TR XII preferred X Nuveen Arizona Prem. lnc. Muni. Bad. Fund X Dreyfus AMT-Frce Mun. Bnd Fund X Dreyfus Mum Bnd. Fund X Maxicopa C|y AZ bon;d X Salt River Prj AZ bonds X McCallister Acadctnic VLG bonds X PinaaCty AZ bond X C0conino &Yavapai Cos AZ bonds X U.ofAZ Cop Brd bond X Prtscotl Vly AZ Mun. bondX Mesa AZ Ulil Sys bonds X

A A C A B B A D C A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest In~:rest Interest Interesl Interest Interest Interest lntere~l

K K M K M J J M L J K K J J J J J

=More

[Hame FINANCIALpage 7 of 12 DISCLOSURE REPORT I cJ,r~, ao.

of Per~oa Reportiag

Dtte or Report

0~/ow20~o

NONE (No reportable income, ~sets, or transactions.)

A. ~ri~ion of As~ ~incl~ing t~st ~) Place "(X)" afl~ ~h ~ exempt ~ pfi~ di~l~urc B. Income d~ ~ing ~ (D ]Amount Co~ I {A-H) ~ A B E 12) T~ (e.g. div., ~L or inL) C. ~ valu~ at ~ orating ~od (D ~ (2) Va~e , Value Meted C~ 2 O-P) ~ C~e3 (Q-W) J N O T T T (t) T~ (e.g. b~, glL t~ption) D. T~n~cdons during re~ing (2) (3) (4) Value Ga~ ~ C~ I mm/~ C~ 2 (J-P) (A-H)

Id~tiW of buyer,~l~

52. 53. 54. 55. 56.

~ H~lth Facs Au~ ~d X UBS - RMA Money Mkt X Benficiary IRA X -AT&T com. stk X -BP corn. stkX

Imc~t lnter~t Dividend

57.-CV.X com. stk X

58. -XOM com.stk X

59.
60. 61.

-WP~E com. stk X

-WP.I com. stk X -O~penheimer Champ Income fund X

62.
63.

-Nuveen Equity P & G fund X

-ABApreferred shares X

64. 65. 66.

67. 68,

-USBPRI preferred shares X -Eaton Vance En. Equity loc Fund X -John Hancock Inc Se~. Fund X
-L~rd AbbolBond Deb. Fund X SYS com. stk X B Dividend L T

Name of peeson Reporting

Dale of Report

PageFINANCIAL8 of 12 DISCLOSURE REPORT [ Cark, Ro~

05:o~/2010

NONE (No reportable income, assets, or transaction,)

A. ~Hpdon of As~ (incl~ing t~st ~ts) PI~ "(X)" afi~ each ~t exempt from p~ di~losum ~ (A-H) m i~) B. In.me during ~oning p~ (I) (2) ~ Amount T~ (e.g., C. orating (I) I (2) (I) " Va~e ~ Value 12) (3) [ (4) T~ (e.g.. Da~ Va~ . Gain (~) Idnti~ of D.

69.

JN] com. stk X

~vld~d

70. 71. 72. 73.

74. 75.

IT~.com.stk X GE com. stk X HUBB com. stk X COSTcom. stk X

WGL Holdings Inc com. stk X DUKcom, stk X

A A A A
A A

Dividend Dividend Dividend Dividend

Dividend Dividend

K K K J
J J

T T T T
T T

Sold (part)

09/01/09

76. 77. 78.

79. 80.

SE com. stk X PEC) closed end trust X Energy Select Sector SPDRX
John Hancock Pat Pr~m I1 closed end trust X Nuveen MunValue fund X

A A A
A B

Dividend Dividend Dividend

Dividend Dividend

J K. J
J K

T T T
T T

81. 82.
83.

WtllsFargo Money Mkt. Account X Schwab Money Market account X

Aquila Group Tax Free Trust of AZ X

A B
B

lnt./Div. Int./Div.
lntdDiv.

L J
L

T T
T

84.

Broadridge Financial Sols. Inc. com. stk X

Dividend

Sold

08/13/09

85.

Walrnart Stores Inc com. stk X

Dividend

Sold

I 1/18/0t~ L

Name of Ptr~on Reporting

Dtte of Report

PageFINANCIAL9 of 12 DISCLOSURE REPORT [ C1.~k,.o. VII. INVESTMENTS and TRUSTS -~. ~. ~o~ a~,-t.a~ ,~o.~ o/.~ ~ a~z~, ,.~iu~:
NONE (No reportable income, a~sets, or transaction.)
A. Dcmri~i~ of Assets (i~l~ing trust ~s~s) Place "(X)" aR~ ~ch ~t ex~pt ~m prior di~losure a. Income d~ng r~ing ~ O) Am~nt ] C~ I ~ (A-H) ! t2) T~ (e.g., div., ~n~ or inL) C. Gre~ waluc at end of ~ing ~ (I) t2) Value Value C~e 2 Met~ {J-P) Code 3 (~W) D, T~sacllons du~ng m~ing ~r~ {I) T~ (e.g., b~, ~11, ~cm~i~) (2) Dale Value ~d~ C~ 2 ] C~c

t!5/06~2olo

h*y~r/seller

86. 87. 88. 89. 90.

Xcel Energy Inc. com. stk X

Dividend

Sold (parl) Sold (part) Sold

8/25/09 8/26109 8/27/09 07/01/09 12/03109 I0122/09 05/15/09

05/15/09 05115109 05/15/09 05/I 5/09 05/15/09 05/15/09 05/15/09 05/19/09 05!19/09 05/19/09

J J J J K K K
K J J J K K J J J M

B A A A A A A
A A A A A A A A A A

Phoenix AZ G/OUnltd Reg Bond X American Exp Bnk CD X

None None None None

None None None None None None None None None None

Rcd~med Redeemed Redeemed Sold

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold

91. Nat. City Bank OH ~D X 92.

93. 94. 95. 96. 97. 98. 99.

Bi0gen Idec lnc. com. stk X

Idaeorp Inc. com. stk X ING" Prim Rate Trust X Intergy Ener. Grp. (symb.: TEG) X Medcohealth Solutions (s-ymb.: MHS) X Li~::rty Prop Trust REIT X UDR Inc. R.EIT X Thc, rnburg Mortgage REITX

100. Alabama Pwr bonds X 101. Fed Home Loan Mtg Corp. coin. stk X 102. IBM com. stk X

I FINANCL~Lpagc [0 of 12 DISCLOSURE REPORT I Clar~ ao.

~
NON E

Name of Perso~ Reportln~

Dzte of Report

05:0~i".010

(No reportable income, assets,

tra~actiomO C. Groxs value at ~d of ~ing pefi~ (1) ~ (21 Value ~ Value Code 2 I Mclh~ : C~e3 (J-P) (~W) ~ D. T~n~ctio~ duri~ ~aing ~fi~ (I) T~ (e.g., b~, ~IL ~cmpti~) (2) i O) ~ (4) D~te - Va ue Gain m~d~ ~ tJ-P) [ (A-H) .I Sold Sold Sold Sold Sold Sold Sold Buy Redeemed 05/19/~ 05119/~ 05/19/09 05/19/09 05119109 05/19/09 O5/19/09 6/15/0q 12/23/09 J K J L K J K M M A ! A A A A A A A (5) Identi~ of buy~/scll~ (ifpri~ t~tion)

A. ~s~ption of A~ [i~luding t~st ~e~) Place ~(X) afl~ ~h ~t ~x~pt from pfi~ discl~u~

B. Inc~e during r~ing ~ (I) (2) ~ Amount T~e (e.g., .~ C~e I div., r~L orint.) i IA-H) j No~ None None None None None None None

,[ CMe 2 ~ C~e I

103. ~1 CoW. cam stk X 1~. Motorola Inc. com. stk X 10~. Ni0source Inc. (New) com. stk X 106. Nuveen AZ Prem Inc Mun fund X 107. Royal Bnk Scotland Pfd X 108. Blacl:rock Euro Fund X 109. Eaton Vance Grtr China Growth Fund X I10. Beal BankCDX I 1 I. 112.

(~ Uol~n C2)

U ~k VaI~

V ~h~

I FINANCIALpage 11 of 12 DISCLOSURE REPORT [ Clar~. Ro.

N*m~ of" Person Rcportiag

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

I. Ilems22throughlll (alld~noled by X in column A) b~came part of Estale l ~ . . . " I AIIsuehassctscxceptlorWells Fargo money market fund (Itcra 81 ) thai are not shown as sold w~e distribuled an~l Will ii~p~~,~: 0fi fi~x~ ~darS~i~.po~l. lt~l 81 ~as the only asset remaining in E~ale I at 1he end ofthe year. The proceeds from sale ofsoch assets shown as sold, were distribut~.~d or applied Io taxes and expenses of admins~ralion befor~ end of year. 2. Items 86-88 - Xcel En~gy was sold in 3 lots on August 25-27 so it shows as omplel~ly sold on Augus! 27 and will not b reported next year.

FINANCIAL DISCLOSURE REPORT ]Ntm of Person Reportiag Page 12 of 12 Clark, Ron

IX, CERTIFICATION.

Date of Report

05i06/2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children. If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statu1ory provision~ permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U,S.C. app. 501 et. seq, 5 U.S,C. 7353, and Judicial Conference regulatlomt.

Signature.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544