Hải, Nhật, Nam, Triều cùng nhau thành lập Công ty TNHH C với vốn điều lệ là 5 tỷ đồng, trong

đó: Hải góp 2 tỷ, Nhật, Nam, Triều mỗi người góp 1 tỷ. Hải là Giám đốc kiêm Chủ tịch Hội đồng
thành viên, Nhật làm Phó giấm đốc, Nam làm kế toán trưởng. Công ty được cấp Giấy chứng
nhận đăng ký doanh nghiệp vào ngày 12/7/2020.
1. Ngày 01/2/2021, cuộc họp Hội đồng thành viên vẫn diễn ra với sự tham gia của Hải và Triều.
Theo anh/chị, cuộc họp Hội đồng thành viên trong trường hợp này có hợp pháp không? Nêu căn
cứ pháp lý?
2. Sau cuộc họp ngày 01/2/2021, mâu thuẫn giữa Hải và Nhật ngày càng căng thẳng. Nhật phản
đối kế hoạch phân chia lợi nhuận do Hải đề ra. Để giải quyết vấn đề này, Hải đã triệu tập một
cuộc họp Hội đồng thành viên vào ngày 10/3/2021 nhưng không gửi giấy mời cho Nhật vì cho
rằng có mời thì Nhật cũng không tham dự. Theo anh/chị, việc làm này của Hải có hợp pháp
không? Nêu căn cứ pháp lý?
3. Tại cuộc họp ngày 10/3/2021, Hải, Nam, Triều đều tham dự và nhất trí biểu quyết khai trừ
Nhật ra khởi công ty và hoàn trả lại phần vốn góp cho Nhật. Theo anh/chị, quyết định này của
Hội đồng thành viên có hợp pháp không? Nêu căn cứ pháp lý./.

Joint Stock company X owning its charter capital of 10 billion VND has four
members. A. contributed VND 4 billion, each member of B, C and D
contributed VND 2 billion. According to the company's charter, A was appointed
as Director and Chairman of the Board of Members. In June 2020, A convened a
shareholders’ meeting.
1/ Was A entitled to convene a shareholders’ meeting? If yes, please show
legal ground for this.
1/ Was A entitled to convene a shareholders’ meeting? If yes, please show
legal ground for this.
1. Was A entitled to convenes a shareholders’ meeting? If yes, please how legal ground for
this
1/ Was A entitled to convene a shareholders’ meeting? If yes, please show
legal ground for this.
B did not attend the meeting due to disagreement in business management with
A.
2. Shall B have the right to do so? Please identify the legal ground for this
2/ Shall B have the right to do so? Please identify the legal ground for
this.
C was busy on a business trip, so C called to report his absence and authorized A
to vote for himself.
3. Can C make a verbal authorization over the phone? The legal ground for this
3/ Can C make a verbal authorization over the phone? The legal ground
for this?
The meeting approved the profit distribution plan and next year's business plan.
4. Was the meeting organized in accordance with the LOE? Why?
4/ Was the meeting organized in accordance with the LOE? Why?
After the meeting, B sent a claim to the members to oppose the profit-sharing
plan. Therefore, A decided to convene a meeting of the Board Members (without
inviting B to attend) to make a decision to expel B (all 3 members attending the
meeting agreed to remove B from the company).
5/ Is the expulsion decision legal? Please identify the legal ground for
this.
5. Is the expulsion decision legal? Please identify the legal ground for this

ABC Joint Stock Company has a charter capital of VND 20 billion (divided into 2 million
shares, including: 1,5 million ordinary shares, 0,2 million voting preference shares and 0,3
dividend preference shares) operating in fashion clothing retails. Face value of share is
10.000VND. Each voting preference share shall carry two votes. The company charter is based
on LoE 2020. There are 4 founding shareholders with specific capital contribution registered as
follows:
- Anh: 0,4 million ordinary shares and 0,1 million voting preference shares
- Binh: 0,2 million ordinary shares and 0,1 million dividend preference shares
- Chau: 0,3 million ordinary shares and 0,2 million dividend preference shares
- Dung: 0,2 million ordinary shares and 0,1 million voting preference shares
Other ordinary shareholders hold the rest of shares. When registering establishment of enterprise,
shareholders register to buy shares at the price of 14.000VND/share. Please identify and explain:
1. After ABC JSC is established, please identify the number of votes of the shareholders.
Because each voting preference share shall carry two votes.
And according to:
+ Article 115, Clause 1 “Each ordinary share equals one vote”
+ Article 117, Clause 3 “ Holders of participating preference shares do not have the right
to vote, participate in the GMS, nominate candidates for the Board of Directors and the
Board of Controllers, except the cases specified in Clause 6 Article 148 of this Law.”
The number of votes of the shareholders:
Anh: 0.4*1 + 0.1*2 = 0.6 (Million votes) = 600.000 votes
Binh: 0.2*1 + 0 = 0.2 (Million votes) = 200.000 votes
Chau: 0.3*1+ 0 = 0.3 (Million votes) = 300.000 votes
Dung: 0.2*1 +0.1*2 = 0.4 (Million votes) = 400.000 votes
The other ordinary shareholders: 0.4*1 = 0.4 (Million votes ) = 400.000 votes
2. After 3 months, Anh would like to assign his shares to X (not be a shareholder of First
Love Joint Stock Company). Can Anh do that and why?
+ Anh can only assign his ordinary shares to X in case X is accepted by the GMS.
(Because X is not a founding shareholder). In this case, Anh does not have the right to
vote on this transfer. (According to Clause 3, Article 120, LoE 2020)
+ Anh can not assign his voting prefrence shares to X unless it is demanded by an
effective court judgment or decision or transferred in accordance with inheritance
laws. (According to Clause 3, Article 116, LoE 2020)
3. Binh would like to change her dividend preference shares into ordinary shares. Can Binh
do that and why?
According to Clause 5, Article 114, LoE 2020 : “Ordinary shares cannot be converted
into preference shares. Preference shares may be converted into ordinary shares under a
resolution of the GMS.”
The law does not prohibit this => Binh can change or not depending on the company
charter.