I

Rev, 112010

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009 2. Court or Organization N.D. California 5~ Report Type (check appropriate type) [] Nomlnadoa, [] Initial Date [] Annual [] Final

Report Req.irea by the Ethics

in Government Act ofl978 (~ v.S.C, app. lol-t t O

I. Person Reporting: (last norm, first, middle initial) Fogel, Jeremy D. 4, Title (Article Ill judges indicate active or senior status; maglstxate judges indicate full- or part-time) U. S. District Judge - active

3. Date of Report 05/06/2010 6. Reporting Peri~l 01/01/2009 to 12/31/2009

7. Chamber~ or Office Addr~s Unitcd States Courthouse 280 South Fiat Street San Jose, California 95113

5b. [] Amended Report 8. On tt~ boas of the Informatloa contained in thb, Report attd aay modifications pertaining thcrt~o, it is, in my opinion, in compliance with applicable laws and r~ulstioat. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying thief otto must be followea[ Complete all parts,
checking the NONE box for each part where you have no reportable informatio~ Sign on last page.

NONE ~o repo~able positiom.) PQSITION NAME OF ORGANIZA~ON~N~TY

St~foM Law School T~st #1 -~

I. 2.

Lecm~r in law T~

~l ~ ::.." ~

II. AGREEMENTS. (Rtpoming indlvlduat only; ste pp, 14-1a of Jdlng tnarucaon-r.)
[--] NONE (No reportable agreements.) DATE
I. 9/30/81

PARTIES AND TERMS

California Judicial Retirement System: entitled to approximately 61% of then-current salary of Superior Court ludge a~ of my 63rd birthday

Fogel, Jeremy D.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

roge~ Jeremy o.

os/o~olo

III. NON-INVESTMENT INCOME. ~o.~d,~.~

A. Filers Non-lnv~tment Income NONE ~o repo~able non-inves~ent income.) DAT~
l. 2009 2. 3. 4. S~fo~ Law S~ool (t~ching)

SO~CE A~ ~E

~o~s, not spots) $10350

B. Spouses Non-Investment Income - lf ~u ~r ma~lcd during any po~ion of the re~ing ~ar, comple~ ~ seaio~
~ollar a~t not required ~ept for honorada.)

~ NONE ~o reportable non-i~ent income.) SO~CE

1. l~9 2. ~s Gates-S~amga J~int ~ni~n High Sch~al DisMct

IV. REIMBURSEMENTS - ~,,,~-~o,,, to,~g,:oo,~, e~,,a~,en

(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

V-I NONE (No reportable reimbursements.) SOURCE

1. Pcpperdine University Law School California State Bar Intellectual Property Section

DATES
3/19/2009-312112009

LOCATION
Maliba, CA

PURPOSE
Speak at conference

ITEMS PAID OR PROVIDED

Transportation, meals and Iodging

2.

I I/I 3/2009-11/20/2009 Dana Point, CA

Speak at conference

Transportation, meals and lodging

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name ef Person Reporting

Date of Report

[ Foge~ Jet, my D,

os/o6/20~o

W. GIFTS, (Includes thosc to ~pause atut dependent childr~n; sce pp. 28-JI of fdlng instruction~.)

NONE (No reportable gifts.)

1. 2. 3.
4.

5.

VL LIABILITIES. a.~.d.. ,~o.. of .po. .... ~

NONE (No reportable liabilities.) CREDITOR
1. 2.
3.

dependent children; seepp.

32-33 of f cling instructions.)

DESCRIPTION

VALUE CODE

4, 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

lqame of Fer~ou Reporting I Fogel, Jeremy D.

Date of Report

0s/06/:OlO

VII. IN VESTMENTS and TRUSTS - ~,o.,t, ~,t. ~. .... t~,,~ a.ct.~~ those oy~ .... a.~.~a~, c*~..; ~,~,~. ~~o
NONE ~o reportable income, ~se~, or transaction.)
A, Deschption of A~ts (~clud~g ~st a~s~) Pla~ "(X)" afl~ each ~set ex~mpt~ompfi~disclos~ B. ~me d~ r~n/ng ~ 0) (2) ~nt T~ (e.g., C~ I div.,~t, (A-H) or int.) C. G~ss valug ~t end cfr~o~ng (2) 0) VMu Value Cod2 M~ C~c 3 (J-P) D. Tr~fio~ d~g ~g p~ 0) T~ (e.g., b~,~ll, ~pfion) (~) (3) (4) Da~ V~lu Ga~ m~d~ C~2 ] ~e I (J-P) (A-H)

Id~ti~ buyer/sgll~ (if

1.

First W~s~m Inves~en~ (~se~ ~low)

Redeemed

7R0/09

2.
3. 4. 5. 6. 7. 8. 9. 10. --Russell Coro E~ Fund CI I (~ Ru~[ -R~scll Tax-Managed Lg Cap F~d --Russell Intl Developed Markets Fund I (fmr Russell Intl 1) -Russell Emerging Markets -Russell Tax Exempt Bond -Fidelity Cash --Russell Tax-Mgd Mid &Sm Cap Fuud B B A B C None Dis~ibution None Distribution Int./Div. lnt~Div. Distribution J K K J L J K T T T T T T T

g~
R~~d

9/9/09
11/0~9 K

1 I. 12. 13.
14. 15. 16. 17.

Morgan Stanley Dean Witter IRA #I (assets below) --MSDW Liquid Asset Fund -Pioneer Mid-Cap Fund
--Morgan StanleF Bank --John ttancock Regional Bank B -Unit Van Kampen EAFE Select 20 Portfolio 2007- I Morgan Stanley Dean Witter IRA #2 (assets below)

A A
A A A

Int.,rE)iv. Dividend
Interest Inte~st Int./Div.

J K
K J K

T T
T T T

FINANCIAL DISCLOSURE REPORT

Page 5 of 7

Name of Pex~on Reporting

Date of Report

Vo=~, Jer~my D.

05106,2010

VII. INVESTMENTS and TRUSTS - i.co.~, .~,e0 ~.~o.~o,~ a.c~,~ ~o.t~ o/~la ..... ~ dependent children; .tee lap. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Asscts (including ~ust a~sct~) Place "(X)" af~ ~ach asset excmptfrompriordisclosur~ B. Income during reporting period . Gross widu~ at ra:l of rcpo~ng pcrlod D. Transactions during reporting period

~ (2)
Amount I Typ (e.g., Code I [ div,,rem,
A-H) ] or i~t.)

0)
Value Cod2
(J-P)

(2)
Va~ue I Method

(l)
red~"clption) [

(2)

(~)
I (JP)

(4) l
Gain] Code I
(A-H)

Type (.g.,Date Valu~ bay, sclL ]mm/dd~yy I codc2 ~

Id~atlty of buyer/seller
(if private

Cod~ ]

(Q-W) T T T T T T T

~nsa~on)

18. 19, 20. 21. 22. 23, 24. 25, 26. 27. 28. 29. 30.

--MSDW Liquid Asset Fund --Morgan Stanley Bank -MSDW Global Advantage B -Pioneer Mid-Cap Fund -John Hancock Regional Bank A -MS Spectrum Tech -MS Spectrum Select MSDW Stock Fund (see part VIII) Wachovia Stock Fund (see part VIII) World Savings IRA (CD) World Savings IRA (CD) Trust #1 (assets bclow) --City National Bank Ladder Account

A A A A A A A

IntJDiv. Interest Dividend Dividend Interest Dividend Dividend

J J J K J J J

A A

Interest Interest

J J

T T

Interest

PI

31, 32.

Nortel Nctworks, Inc. common stock (see part VIII) LTCQ, Inc. common stock

None None K U

Expired

12/31

I. Int:orae Gain Codes: (See Colurans BI and D4) 2. Value Code* (See Columns CI and D3) 3. Va|ae Method Cod~s (See Column C2)

A "$ I .~00 or less F -$50,001 - $10~,000 J -$1 $,000 or lets N "$250,001 - $500,000 P3 =$25,~00,001 - 550,000.000 Q =Appraisal O =Book Value

B - $ 1,001 - $2.500 G =$100,00| - $1,000,000 K =$ I 5,001 O =$500.001 - $1,000,000 R =Cost (Real Estat~ O~y) V ~Oth~

C -$2,501 - $5,00~ |11 --$1,000,001 $5,000,000 Pl =$1,000.001 - $ 5,000,000 P4 -Mote than $50,000,000 S -Assessment W =E~timated

D =$$,001 - $15.000 H2 =More than $~,000,000 P2 ~15,000.001 - $2~,000,000 T =CaLsh Market

E =$ I ~.001 $ 50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting

D.~ of R*porl

o~/o~/2olo
I

[ Fngel, Jeremy D. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~,~,~r~oy~,o,~)

The stock funds identified on lines 25 and 26 of Part VII, the holdings of which were reported at lines 25-40 of my 2009 rcpport, are no longer r~portabl bemuse the owner of the funds is no Ionger~ The asset listed on line 31has become worthless as the re.suit of a corporate bankruptcy. The corporation has issued several public statements indicating that it does not expect holders of common stock to receive any value from the bankruptcy proceedings, and ! have reported a capital loss on my tax returns for 2009.

FINANCIAL DISCLOSURE REPORT I FogeI, JeremyD. Nam ofPerse Reporting

n

D,teofReport

Page 7 of 7 IX. CERTIFICATION.

05/o6~0io

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq~ 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

IL~

FILING INSTRUCTIONS " Mail s~gned ortginal and 3 additional copies to: " Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544