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Characteristics of Health Organizations
Characteristics of Health Organizations
Characteristics of Health Organizations
Bertalanffy in the 1940s, with the aim of constituting a practical model to conceptualize
phenomena that the mechanistic reduction of classical science could not explain. General
systems theory provides a unifying theoretical framework for both the natural and social
sciences by providing broad concepts, such as organization, totality, globality, and dynamic
System concept
Ludwig von Bertalanffy defined the system as: “a set of interdependent and interacting
elements; “a group of combined units that form an organized whole and whose output is
greater than the output that the units could have if they functioned independently.”
The characteristics of the systems will have to do with the parameter used to compare them.
Examples of each of them are hardware and software. Systems can also be open or closed,
There is no system outside of a specific medium; The system exists in a medium, which
conditions it. The environment is the set of all elements that, within specific limits, can
exert some influence on the functioning of the system. Living systems are open systems,
since they exchange energy and information with their environment. Examples of these
systems could be a cell, a plant, an insect, man, a social organization. So, we will consider
System properties
1. General systems theory states that a system is a totality and that its components and
attributes can only be understood as functions of the total system. A system is not a
behavior and expression of each one influences and is influenced by all the others.
The concept of totality means, in other words: “the whole constitutes more than
2. Organic and social systems are always oriented towards an objective or goal, even if
it is only the tendency to fight to stay alive, and even if it has developed
dysfunctionally.
3. In systems there are two opposing and complementary forces: A) The homeostatic
force, thanks to which the system tends to remain in the previous state, that is, in
previous one, which would be the cause of the changes in the system (this concept
a system, thanks to positive feedback). These two forces would allow the system to
the nature of the process or the parameters of the system. The final behavior of open
systems is based on their independence from the initial conditions. This principle of
equifinality means that identical results can have different origins, because what is
In accordance with the provisions of Decree Law 4109 of 2011, in its capacity as
scientific-technical authority, the National Institute of Health will have as its
objective: (i) the development and management of scientific knowledge in health
and biomedicine to contribute to improving the conditions of people's health; (ii)
carry out basic and applied scientific research in health and biomedicine; (iii) the
promotion of scientific research, innovation and the formulation of studies in
accordance with the public health knowledge priorities of the Institute; (iv) health
surveillance and security in matters within its jurisdiction; the production of
biological inputs; and (v) act as a national reference laboratory and coordinator of
special networks, within the framework of the General Social Security System in
Health and the Science System. Technology and Innovation.
Features
In the Americas, health sector reform processes have focused mainly on structural, financial
and organizational changes in health systems and adjustments to the provision of care
services to people. Public health has been neglected as a social and institutional
responsibility, precisely when it requires the most attention and when government support
is most needed to modernize the infrastructure necessary for its exercise (1).
The reintegration of public health into the sector's transformation agenda requires a clear
definition of its role (2) and the operationalization of the concepts that underpin it, among
them the essential functions of public health (EFSP) ( 3). For the recovery of public health
and for its insertion in the transformation processes of the system, it is also important that
these operational categories, such as the FESP, can be characterized and measured, in order
to determine their degree of compliance, both on the part of the State and civil society (4).
The reforms of the sector face the challenge of strengthening the steering function of the
health authorities and an important part of that steering role consists of complying with the
FESP that are the responsibility of the State at its central, intermediate and local levels. To
achieve this, it is crucial to improve public health practice and the instruments to assess its
current state and the areas in which it must be strengthened (5).
By virtue of the above, the Pan American Health Organization (PAHO) has taken the initial
steps to launch a continental initiative called "Public health in the Americas", aimed at the
definition and measurement of the FESP as a basis for improving the practice of public
health and strengthen the leadership of health authorities at all levels of the State. This
initiative, which is being coordinated by the Division of Health Systems and Services,
involves all the technical units of the headquarters as well as the PAHO representations in
the countries, and has had the participation of the Director Emeritus of PAHO, Dr. Carlyle
Guerra de Macedo, as project advisor and has developed the instruments for measuring the
performance of the FESP in conjunction with the Centers for Disease Control and
Prevention ( Centers for Disease Control : CDC) of the United States of America ( USA)
and the Latin American Center for Research in Health Systems (CLAISS). The project has
contemplated various instances of interaction with experts from academia, scientific
societies, health services and international organizations, brought together in a network of
continuous feedback on its development, and is representing a valuable opportunity to
review the current state of practice. of public health in the Region of the Americas.
The scope of the "Public Health in the Americas" initiative can be summarized as follows:
• promote a common concept of public health and its essential functions in the Americas;
• support the evaluation of public health practice in each country, based on the performance
measurement of the FESP;
• propose a continental action plan to strengthen infrastructure and improve public health
practice, based on the findings of the EPHF performance measurement;
• publish in the first half of 2001 The State of Public Health in the Americas , a book that
will bring together the different results of the project and offer an overview of the degree of
compliance with the EPHF in the Americas.
Below are some of the conceptual and methodological aspects that have been formulated as
part of the "Public Health in the Americas" initiative, with special emphasis on the
definition and measurement of the FESP that must be developed and that constitute the task
and the responsibility of the health authorities of the countries of the continent. Likewise,
the implications of measuring the performance of the FESP to improve public health
practice in our continent are analyzed (6).
The concept of public health on which the definition of the FESP is based is that of
collective action, both by the State and civil society, aimed at protecting and improving
people's health. It implies a notion that goes beyond population or community interventions
and includes the responsibility of ensuring access to health care and its quality. It is not
referred to public health as an academic discipline, but as a social practice of an
interdisciplinary nature. Public health is not synonymous with the responsibility of the State
in matters of health, since its work goes beyond the State's own tasks and does not cover
everything that the State can do in matters of health.
Definition
The FESP have been defined as the conditions that allow better performance of public
health practice.
One of the most important decisions of the "Public Health in the Americas" initiative is
related to the need to adapt the definition of the FESP indicators and standards to allow the
practice of public health to be strengthened through the reinforcement of the necessary
institutional capacities. This approach seems better than a methodological approach that
includes both functions and fields of public health activity. If the functions are well defined
to include all the capabilities required for good public health practice, good functioning will
be assured in each of the fields of action or work areas of public health ( table 1 ).
It is important to refer here to the frequent confusion between the role of the State in health,
normally exercised by the Ministry of Health or its equivalent as a health authority, and its
responsibility as guarantor of the proper development of the FESP. Although the State has a
non-delegable role in directly delivering or guaranteeing compliance with the FESP, these
only represent a fraction of the state's responsibilities in the field of health. It is a very
relevant fraction, without a doubt, whose proper compliance is essential not only to raise
the health levels and quality of life of the population, but is also part of the governing
responsibility that the State has in matters of health, also characterized for tasks of
conduction, regulation, modulation of financing, surveillance of insurance and
harmonization of provision. To emphasize this with an example, a public health agency that
does not have a comprehensive and reliable system for monitoring health events can hardly
aspire to be credible when it gives its opinion or acts regarding financial allocation to the
different components or sectors of the health system. health.
It is also relevant to refer here to the difficulty involved in establishing a clear separation
between the responsibilities of public health in the conduct of services aimed at the
prevention of diseases and the promotion of health in defined population groups, and those
that have to do with the organization of services aimed at individual curative care. The
emphases in this matter are undoubtedly different. It is an essential heritage of public health
to dedicate itself to the first of these functions. Regarding the second, its essential
responsibilities point more to concern for equitable access to services, the guarantee of their
quality and the incorporation of the public health perspective into national health policies.
This does not prevent health professionals from training to manage patient care services.
On the contrary, it is desirable that they do so, precisely to incorporate public health
concepts into the work of such organizations. This last activity uses, however, disciplines
that transcend what we call "public health."
The usual conception of public health as synonymous with health work contributes to a
dilution of responsibilities in different areas of this last activity and can lead to an
inefficient use of health resources. The measurement of EPHFs and the evaluation of their
performance by health authorities should help avoid this risk.
Background
In recent years, important efforts have been made to seek a better definition and
measurement of EPHFs. Among them, it is worth highlighting the Delphi study conducted
by the World Health Organization (WHO) and the National Public Health Performance and
Standards Program (NPHPSP) of the USA. These initiatives are briefly reviewed below.
In January 1997, the WHO Executive Board recommended promoting the conceptual
development of the EPHF as a way to have a tool to implement the renewal of the "health
for all by the year 2000" policy. For this purpose, it was decided to carry out an
international study using the Delphi technique, aimed at redefining the concept of FESP
and obtaining an international consensus on the central characteristics of these functions
(7). In this study, 145 public health experts of different nationalities were consulted in three
consecutive rounds. The result was nine FESPs, namely:
3. Health promotion.
4. Occupational health.
The authors strongly recommended further national and international studies. Some
controversial issues were also highlighted, such as the relationship between health care
services and FESP, an area where there was no consensus regarding the degree to which
individual patient health care can be considered a basic and essential function of health.
public.
The 1998 public health report of the US National Institutes of Health (NIH), produced after
more than 60 years of different attempts to define and measure the functions of public
health and to evaluate the functioning of public health agencies, defined three groups of
functions (evaluation, policy development and assurance) for public health organizations,
and provided a rational framework for many of the efforts aimed at evaluating public health
services carried out in the last decade in that country (8).
In 1994, a task force on the major functions of public health, co-chaired by the Director of
the CDC and the Assistant Secretary for Chronic Disease Control and Health Promotion
and composed of representatives of public health service agencies and the nation's leading
public health organizations, noted the confusion caused by multiple versions of the "major
functions" and tasked a subgroup led by the Public Health Practice Program Office and the
Center CDC's National Center for Chronic Disease Prevention and Health Promotion ,
developing a consensus on "essential public health services" . This group developed a
9
consensus statement that aims to: 1) explain what public health is; 2) clarify the essential
role of public health throughout the health system, and 3) provide transparency to the
linkage of public health functioning with health outcomes (9).
In 1994, the Public Health Functions Steering Committee adopted the document "Public
Health in the United States of America" (10), in which the vision "healthy people in healthy
communities" and mission to promote physical and mental health and prevent disease,
injury and disability are supported by the following main objectives of public health:
5. Development of policies and plans that support individual and collective health.
6. Compliance with laws and regulations that protect health and provide safety.
7. Linking people with health care services and ensuring provision of health services where
they are not available.
8. Guarantee of competent human resources for public health and health care.
As you can see, these services can be grouped into each of the main functions previously
defined. Services 1 and 2 are included in the evaluation function; services 3, 4 and 5 in
policy development, and services 6, 7, 8 and 9 in assurance. Service 10 (research) is
considered related to all main functions as a basis for the management of the public health
system (10).
Currently, the NPHPSP is leading a joint effort to develop standards for public health
practice. Measurement tools for evaluating public health practice, both at the local and state
levels, have been designed in conjunction with other public health organizations. These
instruments are detailed questionnaires with sections for each of the 10 essential services.
Each service is defined in detail, with indicators that represent local and state standards, and
with measurements and submeasures for each of the included indicators. After a three-year
design period, the instruments are being tested in the different state and local realities of the
USA.
Progress in the definition of the FESP for the Region of the Americas
In a first stage, the project was dedicated to the task of examining the advances previously
developed in the definition of EPHFs, to look for coincidences between the various
approaches (11). The result is presented in Figure 1 .
As can be seen at the intersection of these three approaches, there is an important degree of
coincidence between the advances made by the NPHPSP, the WHO study and the PAHO
proposal.
There are two functions in the WHO study and in the initial reflection of PAHO that
represent important fields of public health action. Using a functional approach rather than a
field approach, these two functions (environmental health and occupational health) could be
treated as areas of public health work where all EPHFs included in the intersection of these
three approaches must be applied to improve the functioning of public health in these fields
of action. The disaster preparedness function requires very specific actions that are not
necessarily part of the rest of the FESP and can be included as a separate function.
The WHO study defined a specific function for public health management that will be
important to incorporate for measurement in the Region of the Americas. Something
similar occurs with the development of human resources in the field of public health,
included in the NPHPSP.
Below are described each of the 11 FESP that have been identified as critical for the
practice of public health in the countries of the Americas and that are contained in the
instrument for measuring their performance that has been developed by PAHO in
collaboration with the CDC and CLAISS. The list that follows the title of each of them
corresponds to the components that comprise it and that form the basis for the definition of
standards, indicators, measurements and submeasurements currently under development.
Essential function No. 1: monitoring and analysis of the health situation of the
population
• Updated evaluation of the country's health situation and trends and its determinants, with
special emphasis on the identification of inequalities in risks, damages and access to
services.
• Identification of the health needs of the population, including the evaluation of health
risks and demand for health services.
• Management of vital statistics and the specific situation of groups of special interest or
higher risk.
• Definition and development of instances for evaluating the quality of the data collected
and its correct analysis.
Essential function No. 2: public health surveillance, research and control of risks and
damages in public health
• Ability to carry out investigation and surveillance of epidemic outbreaks and patterns of
presentation of communicable and non-communicable diseases, accidents and exposure to
toxic substances or environmental agents harmful to health.
• Public health infrastructure designed to conduct population screening, case detection and
epidemiological investigation in general.
• Public health laboratories capable of conducting rapid screening and processing the high
volume of tests necessary for the identification and control of emerging health threats.
• Ability to connect with international networks that allow better confrontation of health
problems of interest.
• Health promotion actions in the community and development of programs to reduce risks
and damage to health that have active citizen participation.
• Empowerment of citizens to change their own lifestyles and be an active part of the
process aimed at changing the habits of the community and demanding that the responsible
authorities improve the conditions of the environment to facilitate the development of a
"culture of health." ".
• Implementation of actions aimed at ensuring that citizens know their health rights.
• Strengthening the construction of intersectoral alliances with civil society that allow the
use of all human capital and material resources available to improve the health status of the
population and promote environments that favor healthy living.
• Support in technology and experience for the constitution of networks and alliances with
organized society for health promotion.
• Identification of community resources that collaborate in promotional actions and in
improving the quality of life, reinforcing their power and ability to influence decisions that
affect their health and their access to adequate public health services.
Essential function No. 5: development of policies, plans and management capacity that
support public health efforts and contribute to national health stewardship
• Strategic planning at the national level and support for planning at subnational levels.
• Definition and refinement of public health objectives, which must be measurable, as part
of continuous quality improvement strategies.
• Evaluation of the health care system to define a national policy that guarantees the
delivery of health services with a population focus.
• Development of codes, regulations and laws that guide public health practice.
• Definition of national public health objectives to support the stewardship role of the
Ministry of Health, or its equivalent, with regard to the definition of objectives and
priorities for the entire health system.
• Development and supervision of compliance with health codes and/or standards aimed at
controlling health risks derived from the quality of the environment; accreditation and
quality control of medical services; quality certification of new drugs and biological
substances for medical use, equipment, other technologies and any other activity that
involves compliance with laws and regulations aimed at protecting public health.
• Generation of new laws and regulations aimed at improving health, as well as promoting
healthy environments.
• Protection of consumers in their relationships with health services.
• Execution of all these regulatory activities in a timely, correct, consistent and complete
manner.
Essential function No. 7: evaluation and promotion of equitable access of the population to
necessary health services
• Promoting equity in access to health care, which includes evaluating and promoting
effective access of all citizens to necessary health services.
• Evaluation and promotion of access to necessary health services through public or private
providers, adopting a multisectoral approach that allows working with various
organizations and institutions to resolve inequities in the use of services.
• Facilitation of linking vulnerable groups to health services (not including the financing of
this care) and to health education, health promotion and disease prevention services.
Essential function No. 8: Human resource development and public health training
• Education, training and evaluation of public health personnel to identify the needs for
public health services and health care, efficiently address priority public health problems
and adequately evaluate public health actions.
• Formation of active alliances with professional development programs that ensure the
acquisition of relevant public health experiences for all students, continuing education in
management and leadership development in the field of public health.
Essential function No. 9: quality assurance of individual and collective health services
• Use of this system to raise the quality of the direct provision of health services.
• Constant innovation, ranging from applied research efforts to drive changes in public
health practices to formal scientific research efforts.
• Establishment of alliances with research centers and academic institutions to timely carry
out studies that support the decision-making of national health authorities at all levels and
in the broadest field of action.
Essential function No. 11: reducing the impact of emergencies and disasters on health
• Multiple approach to the damage and etiology of each and every one of the possible
emergencies or disasters in the country's reality.
• Participation of the entire health system and the broadest intersectoral collaboration in
reducing the impact of emergencies and disasters on health.
The idea of performance measurement is to globally identify the strengths and weaknesses
of public health practice, in addition to allowing an operational diagnosis of the areas that
require greater support to strengthen the public health infrastructure, understood in its
entirety. broader meaning, that is, including human capabilities and the facilities and
equipment that are necessary for its good performance.
instruments involves a long process of defining the function to be measured, the indicators
and standards of performance or compliance thereof, and the measurements and
submeasurements that act as verifiers.
The team in charge of the project has distributed to various groups of professionals and
public health experts a first draft of the instrument that includes the definition of the
functions to be measured. This process had its formal culmination in the meeting of the
network of institutions and experts convened by PAHO for this purpose. eleven
To minimize bias, the validation and subsequent application of the instrument will be done
with the help of the experience of a group of people in charge of decision-making, coming
from diverse aspects of public health practice and from different levels of the health system
in various areas. countries.
A list of FESP such as the one presented is obviously subject to errors and cannot pretend
to satisfy each and every one of the visions that the world of public health has on the
subject. Decisions such as the inclusion of citizen empowerment or the stimulation of
intersectorality in the functions of promotion or social participation imply some degree of
arbitrariness, making it impossible to avoid the repetition of areas specific to more than one
function, with different emphases. . Obviously, the reality of daily public health practice
does not allow an absolute separation of functions, not even in the work of the same person.
Measuring EPHF is not only an interesting methodological exercise, but should allow for
improving public health practices and establishing well-functioning standards and
benchmarks for continuous improvement. The process also aims towards greater
transparency of public health practices and services and to give greater clarity to the
generation of public health knowledge and practices based on scientific evidence. Finally,
measurement should create the basis for better and greater allocation of resources for public
health actions.
PILOT TESTS FOR THE VALIDATION OF THE INSTRUMENT AND PLAN FOR
ITS APPLICATION IN THE REGION
During the months of April and May 1999, a validation exercise of the FESP performance
measurement instrument was carried out in three countries: Bolivia, Colombia and Jamaica.
This was carried out with a group of key informants that includes officials from the
different levels of health authority (central, intermediate and local), academic experts and
representatives of public health professional societies.
The instrument is being adjusted based on the results obtained in the pilot tests and a
refined version will be available in early September 2000. Subsequently, its dissemination
in all member countries is contemplated, in order to define mechanisms for applying the
instrument between October 2000 and April 2001.
The fundamental objective is for each country to use it as an instrument for self-assessment
of the state of public health practice, as a diagnostic tool that is comparable between all
countries and as a vehicle to encourage the development of national health plans.
improvement of public health practice.
Better measurement of EPHF should also allow better quantification of the resources
necessary to ensure an adequate public health infrastructure, information that is essential
for governments, decision-makers and international cooperation agencies.
Finally, the definition and measurement of the FESP are fundamental to contribute to the
strengthening of public health education in the Region, an activity that today is
experiencing a crisis largely related to the lack of definition of the aforementioned roles.
REFERENCES
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2. Mullan F. Don Quixote, Machiavelli and Robin Hood: public health practice, past and
present. Am J Public Health 2000;90;702-706.
3. Pan American Health Organization/World Health Organization. Challenges of public
health education. Washington, DC: PAHO/WHO; 2000.
4. Musgrove P. Public and private roles in health. World Bank Discussion Paper No. 339.
Washington, DC: World Bank; nineteen ninety six.
7. Bettcher DW, Sapirie S, Goon EH. Essential public health functions: results of the
international Delphi study. World Health Stat Q 1998; 51:44-54.
8. Mays GP, Halverson PK, Miller CA. Assessing the performance of local public health
systems: a survey of a state health agency efforts. J Public Health Manag Pract 1998;4:63-
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9. Harrel J, Baker E. The essential services of public health. Leadersh Public Health
1994;3.
ABSTRACT In the Americas, health sector reforms are facing the challenge of
strengthening the steering and leadership role of health authorities.
The
An important part of that role consists of fulfilling the essential
essential
public health functions (EPHFs) that are incumbent on all levels of
functions of
government. For that, it's crucial to improve public health practice, as
public
well as the instruments used to assess the current state of public
health: an
health practice and the areas where it needs to be strengthened. For
emerging that purpose, the Pan American Health Organization has started an
theme in initiative called "Public Health in the Americas," with the objective
health of defining and measuring EPHFs, as a way of improving public
sector health practice and strengthening the leadership provided by health
reforms authorities at all levels of government. This article summarizes
conceptual and methodological aspects of defining and measuring
EPHFs. The article also analyzes the implications that measuring
performance on these public health roles, responsibilities, and
activities would have for improving public health practice in the
Americas.
1
Latin American Center for Research in Health Systems (CLAISS). All correspondence
should be sent to Fernando Muñoz at the following postal address: CLAISS, José Miguel
de la Barra 412, Piso 3, Santiago, Chile. Email: claiss@ctcreuna.cl
2
Division of Health Systems and Services Development, Pan American Health
Organization/World Health Organization (PAHO/WHO), Washington, DC, United States
of America.
3
CDC, Atlanta, United States of America.
4
Director Emeritus, PAHO/WHO, Washington, DC, United States of America.
5
Centers for Disease Control and Prevention (CDC), Atlanta, United States of America.
6
PAHO/WHO, Washington, DC, United States of America.
7
CLAISS, Santiago, Chile.
8
Program for the Organization and Management of Health Systems and Services,
PAHO/WHO, Washington, DC, United States of America.
9
For the purposes of this publication, the term "essential public health service", coined by
the US project, is equivalent to that of "essential public health function".
Americas. Instrument for measuring essential public health functions. HSP (mimeographed
document), Washington, DC, April 2000.