“MANAGEMENT TOOLS IN

MANAGEMENT AND
OCCUPATIONAL SAFETY
AND HEALTH”

EXHIBITOR: Eng. Carlos Coila Ramirez

CONSULTANT AND TRAINER IN SAFETY AND SECURITY .
EXHIBITION RULES
Historical significance,
Importance of mining
legislation regarding
occupational safety and
health.
 Historical significance, Importance
of mining legislation regarding
occupational safety and health.

OCCUPATIONAL
HEALTH AND SAFETY
SAFETY
REGULATION IN
REGULATION AND
MINING DS 024 -2016
HEALTH EM.
OCCUPATIONAL IN
MINING SAFETY MINING DS 055 –
AND HYGIENE 2010 EM
DS023-92 EM REGULATION
MINING DS046 -2001 EM
SAFETY AND
HYGIENE
REGULATION
 D.S. 034 –73 EM-DGM Regulation REGULATIONof well-being and
COMPLEMENTARY SECURITY TO THE MINING LAW
 IMPORTANCE OF
MANAGEMENT TOOLS
IMPORTANCE OF THE
MANAGEMENT TOOLS
 STATISTICS 2017
Deadly accidents
(YEARS 2000 - 2017)
YEAR JAN. FEB. SEA. APR. MAY. JUN. JUL. AUG. SEP. OCT. NOV. DEC.
2017 5 5 3 2 6 1 3 4 2 8
2016 4 3 3 1 6 2 2 3 4 1 2 3
2015 5 2 7 2 0 2 1 2 2 3 3 0
2014 6 1 1 1 1 3 7 2 2 0 1 7
2013 4 6 5 6 1 4 4 4 5 2 4 2
2012 2 6 8 2 4 2 5 5 3 8 4 4
‘ 2011 4 8 2 5 6 5 4 5 4 5 1 3
2010 5 13 1 6 5 9 6 4 3 4 4 6
2009 4 14 6 2 3 8 6 4 2 1 4 2
2008 12 5 7 6 3 5 6 6 5 3 3 3
2007 5 6 7 3 7 6 4 6 5 6 5 2
2006 6 7 6 3 6 5 6 5 4 9 4 4
2005 3 8 6 6 6 3 5 3 7 5 8 9
2004 2 9 8 5 2 9 1 3 4 7 5 1
2003 4 8 5 7 5 3 4 5 3 3 4 3
2002 20 2 4 6 5 5 4 6 4 8 8 1
2001 2 9 5 5 8 3 8 8 4 5 4 5
2000 6 4 2 3 3 6 8 0 0 7 8 7
Total 99 116 86 71 77 81 84 75 63 85 72 62 97
 DISEASES
OCCUPATIONAL PER AGENT
CAUSAL YEAR - 2016
NATIONAL STANDARDS AFFECTING SECURITY
MANAGEMENT

DL 109/81: General Mining Law.

DS 014/92-EM: TUO – Single Ordered Text of the General Mining Law.

DS 009/05-TR: Safety and Health at Work Regulations.

DS 024 – 2016 -EM: Occupational Health and Safety Regulations in mining.

DS 003/98-SA: Technical Standards of Complementary Labor Insurance

Risk.

LAW 29783 SAFETY AND HEALTH AT WORK LAW

 HIERARCHY OF STANDARDS
V

CONSTITUTIO THE
NAL RULE CONSTITUTION

V TUO of the General

Mining Law – DS 014-92-
EM
V Law on Safety and
Health at Work – Law
29783
THIRD LEVELSECOND LEVELFIRST LEVEL

LAWS

SUPREME DECRET
SUPREME RESOLUTION
MINISTERIAL RESOLUTION
DIRECTOR RESOLUTION
HIGHER/LOWER
ADMINISTRATIVE
STANDARDS
Regulation of Various Titles of
the TUO of the General Mining
Law - DS No. 03-94-EM
V Regulation of Occupational
Safety and Health in Mining -
DS N°024-2016-MEM
V Health and Safety at Work
Regulations – DS 005 2012-TR
ORGANIC LAWS
ORDINARY LAWS
LEGISLATIVE DECREES
EMERGENCY DECREES
REGULATIONS OF CONGRESS
LEGISLATIVE RESOLUTIONS
TREATIES
DECREES LAWS JUDGMENTS
OF THE TC MUNICIPAL AND
REGIONAL ORDINANCES
OCCUPATIONAL HEALTH AND
SAFETY REGULATION
ACCORDING TO DS 024 -2016

D.S. 024 - 2016 D.S. 055- 2010

DS 023-2017 EM A ADDED ANNEXES

RELEVANT ASPECTS OF THE DS 024 – 2016 EM.
HEALTH AND SAFETY REGULATION
OCCUPATIONAL IN MINING
Title I. MANAGEMENT OF THE MINING SUBSECTOR

Capitulo I General disposition.

It specifies some definitions such as: Senior Management,

Work Center, Audit, Inspection, Supervision, Occupational
Health and Safety Culture, Medical Emergency among others.

Promotes a culture of occupational risk prevention in order to

prevent the occurrence of incidents, dangerous incidents and
occupational diseases.

The powers between SUNAFIL, OSINERGMIN and the

Regional Governments have been specified.
 Capitulo II Competent Authority

MINING AUTHORITY

Article 8.- The Ministry of Energy and Mines is the

mining authority responsible for Occupational Health and
PERU Ministry of
Energy and Mines Safety policy and regulations. It exercises its powers
through the General Directorate of Mining
 What are your powers?

Proposes
Standards
Encourage the
Others that are implementation
assigned of management
systems

Provides visits to Mining

mining activity Authority Spread through
statistics

Verify
Prepare, update
requirements
annexes and
to grant
guides
authorizations
 Other competent authorities
National Superintendence of Labor Supervision
Q Osinergmln (SUNAFIL) and Supervisory Body of the "2 . NATIONAL CU OF
SUPERINTENDENCE
dsWLV=T

Investment
ILLUSCATION
SUPERVISORY BODY OF INVESTMENT IN
ENERGY AND MINING
7 LABOR

in Energy and Mining (OSINERGMIN

Article 9.- SUNAFIL is the competent authority for the supervision and
oversight of compliance with the legal and technical provisions related to
Occupational Safety and Health in Large and Medium Mining, within the
framework of Law No. 29981.
The OSINERGMIN is the competent authority to supervise and
supervise compliance with the legal and technical provisions related to
the security of infrastructure in Large and Medium Mining, within the
framework of Law No. 29901 and Supreme Decree No. 088-2003. -PCM.
Article 10.- For the purposes of evaluating the management of
Occupational Safety and Health at the national level, SUNAFIL and
OSINERGMIN will provide the Ministry of Energy and Mines with
information on the results of inspection and/or inspection actions every
six months, according to their powers.
 Other competent authorities Regional
Governments

PUNO
REGIONAL Regional Governments
GOVERNM Article 11.- The regional governments, through the
Management or Regional Directorate of Energy and Mines,
ENT
are the
competent authority to verify compliance with this regulation
for Small Mining and Artisanal Mining, in the following
aspects:
 Other competent authorities
Regional Governments

Article 11.-
a) Supervise mining activities with regard to compliance with Occupational Health and
Safety standards.
b) Arrange for the investigation of fatal accidents and emergency cases.
c) Order the temporary cessation of activities in any work area of the mining unit, when
there are indications of imminent danger, in order to protect the life and health of workers,
equipment, machinery and work environment, and the resumption of activities when you
consider that the dangerous situation has been remedied or solved.
d) Resolve complaints filed against the owners of mining activity in matters of
Occupational Safety and Health.
e) Others that are indicated in provisions on the matter.

SECOND TITLE
MANAGEMENT OF OWNERS OF MINING ACTIVITIES
The obligation to comply with this Regulation by the Mining Contractor
Companies and Contractors of Related Activities is specifically established, as
well as providing housing, food and PPE services in the required quantity and
quality.

Provides for the need to develop and approve an annual occupational health and
safety and funded training program, which includes the company's workers,
mining contractors and contractors of related activities.
As well as it describes the Rights and obligations of the mining Owner,
obligations of the supervisor, rights and obligations of the workers and also
establishes the obligations of the contracting companies.
 Chapter I Head of Mining Activity
Subchapter I
Rights of the Owner of Mining Activity

Article 24.- It is the right of the mining activity owner to qualify and select the
Occupational Health and Safety Manager, as well as the safety supervisory personnel,
who comply with the professional profile established in this regulation.
Article 25.- The entry of strangers into mining work or facilities is prohibited, unless
special permission is granted by the owner of the mining activity. The entry of professors
and students from Peruvian universities who are on a pre-
professional study and internship mission may be authorized.
The owner of the mining activity will be responsible for the
occupational safety and health of authorized persons.
Subchapter II
Obligations of the Activity Owner
Mining

Article 26.- The following are general obligations of the mining

activity owner:
b) Formulate the Annual Occupational Safety and Health Program and the Annual
Training Program.
c) Register and maintain in the mining unit the Annual Occupational Health and Safety
Program and the report on the activities carried out during the previous year, sending
them to the competent authority when required.
d) Facilitate free entry to supervisors, inspectors or inspectors, officials and/or persons
authorized by the competent authority in order to supervise, inspect and supervise
compliance with Occupational Safety and Health standards according to their powers, as
long as it is in strict execution of a service mission, providing them with all the information
they require for the full fulfillment of their tasks; The owner of the mining activity being
responsible for the occupational health and safety of the aforementioned visitors.
Obligations of the Activity Owner
Mining

e) Inform the corresponding competent authorities, within the established deadlines, of the
occurrence of dangerous incidents or fatal accidents, as well as the death of workers in
healthcare centers resulting from fatal accidents. Likewise, you must submit to the
corresponding competent authorities a detailed report of
the investigation within ten (10) calendar days of the event occurring. f) Inform all workers,
in an understandable manner, about the risks related to their work, the dangers it entails
for their health and the applicable prevention and protection measures.
g) Provide and maintain, free of charge, for all workers, personal protective equipment
according to the nature of the task assigned to each of them.
h) Provide workers who have suffered an injury or illness in the workplace: first aid, an
adequate means of transportation for evacuation from the workplace and/or access to the
corresponding medical services.
Obligations of the Activity Owner
Mining

i) Provide facilities that allow workers to satisfy their housing needs, in accordance with
the provisions of paragraph a) of article 206 of the Law.
j) Provide workers with the tools, equipment, materials and machinery in accordance with
the standards and procedures of the work to be carried out, which allow them to carry it
out with due safety.
k) Establish a system that allows you to know precisely and at any time the names of all
workers who are on the work shift, as well as their probable location.
l) Control in a timely manner the risks caused by reported substandard conditions or acts.
m) Carry out inspections of your mining operations to determine the dangers and evaluate
the risks in order to execute the respective controls to mitigate or eliminate them.
 Obligations of the Activity Owner
Mining

n) Establish and enforce that all workers who work in mining activities undergo pre-
occupational, annual, retirement and complementary medical examinations.
o) Provide workers with the results of medical examinations.
p) Maintain updated records of incidents, dangerous incidents, work accidents and
occupational diseases, property damage, loss due to interruption in production processes,
damage to the work environment, among others, including their respective costs, in order
to analyze and find the causes that originated it, to correct or eliminate them.
q) Comply with the recommendations of the competent authority in supervision, inspection
or inspection, within the established deadlines, and must report compliance to said
authority within five (5) calendar days of completion.
Obligations of the Activity Owner
Mining

r) The owner of the mining activity may not demolish mineral or other materials in sites
that are at a distance of less than three (3) meters from the boundary with
other property, unless agreed by the parties.
s) Suspend operations in areas that present risks to the safety and integrity of workers or
that do not have the respective authorizations.
t) Deliver to each worker, under charge, a copy of the Internal Occupational Safety and
Health Regulations, as well as these regulations. u) Implement the necessary measures to
avoid the exposure of pregnant or breastfeeding workers to dangerous work, in
accordance with current legal regulations on the matter.
CHAPTER II
SUPERVISORS OF THE OWNER OF MINING ACTIVITY
Subchapter I
Obligations of Supervisors

Article 38.- It is the obligation of the Supervisor:

1. Verify that workers comply with these regulations and internal regulations.
2. Ensure the order and cleanliness of the different work areas, under your responsibility
3. Take all precautions to protect workers, verifying and analyzing that the IPERC carried
out by workers in their work area has been complied with, in order to eliminate or minimize
risks.
4. Instruct and verify that workers know and comply with the standards and PETS and
properly use the appropriate PPE for each task.
5. Inform workers about hazards
in the workplace.
 Obligations of Supervisors

6. Investigate those situations that a worker or a member of the Occupational Safety and
Health Committee considers to be dangerous.
7. Verify that workers use machines with protective guards in place.
8. Act immediately in the face of any danger that is reported in the workplace.
9. Be responsible for your safety and that of the workers who work in the area under your
command.
10. Facilitate first aid and evacuation of injured or endangered worker(s).
11. Verify that the blocking and signaling procedures of the machinery that is undergoing
maintenance are complied with.
12. Paralyze operations or work in high-risk situations until such risky situations have
been eliminated or minimized.
Obligations of Supervisors

13. Impose the permanent presence of a supervisor

in high-risk mining work, according to the risk
assessment. Supervisors who fail to comply with the
provisions of the previous sections, as well as the
recommendations of the Occupational Safety and Health
Committee, supervisors, inspectors or inspectors and/or
officials of the competent mining authority or other
competent authority in matters of Occupational Safety
and Health, will be sanctioned by their immediate boss or
by the corresponding area head.
CHAPTER III
WORKERS
Subchapter I
Workers' Rights

Article 40.- Workers have the right to:

a) Request the Occupational Safety and Health Committee to carry out inspections and
investigations, when safety conditions warrant it.
b) Know the hazards and risks in the workplace that may affect your health or safety
through the baseline IPERC and the continuous IPERC.
d) Leave any work area when detecting a high-risk danger that threatens your safety or
health, immediately notifying your superiors.
e) Elect workers' representatives to the Occupational Health and Safety Committee,
through universal, secret and direct election.
Subchapter II
Worker's obligations

Article 44.- Workers are obliged to carry out any action leading to preventing or
averting any incident, dangerous incident and accidents.

k) Carry out the identification of hazards, evaluate the risks and apply the control
measures established in the PETS, PETAR, ATS, Internal Regulations for Occupational
Safety and Health and others, at the beginning of their work days, before starting
activities in high-risk areas. risk and before the start of any activity that represents a risk
to their physical integrity and health, without prejudice to the provisions of article 4 of
these regulations.
l) Declare any medical pathology that may aggravate your health condition due to
situations of height or other factors in the exercise of your work activities. Workers who
fail to comply with the obligations contained in this article will be sanctioned in
accordance with the company's internal regulations and devices. current laws.
 CHAPTER IV
MINING CONTRACTOR COMPANIES AND COMPANIES
CONTRACTORS OF RELATED ACTIVITIES
Subchapter I
Obligations of contractor companies

Article 51.- Contractor companies are obliged to comply with the provisions of
this regulation, the Internal Occupational Safety and Health Regulations of the
owner of the mining activity where they provide their services and other
provisions that may be applicable to them, as well as in the Program. of Training
of the same owner of mining activity.

Article 52.- ……..The internal inspections carried out by the owner of the mining
activity must be recorded and be available to the competent authorities.
MANAGEMENT TOOLS WITHIN AN OCCUPATIONAL HEALTH AND SAFETY
MANAGEMENT SYSTEM
 MANAGEMENT SYSTEM MODEL
SECURITY

Continuous Improvement
functioning
Review by OSH Policy
Management
Verification
and corrective
action
Implementation
and
 MANAGEMENT SYSTEM MODEL
OSHAS 18001 SAFETY

PLANNING
Legal and other Program
SSO Policy IPERC
requirements SSO
Management

Documentation consultation and competence Structure and

Communion part, Come in, be aware Responsible
IMPLEMENTATION AND OPERATION
Control of Control Emergency
locution: Operational Preparedness and
Response,

VERIFICATION AND CORRECTIVE ACTIONS

Measurement Acc. Incid. NC, Corr. Records Audit
and sec. Actions, A.Prev. Control Internal

Management
Review
MANAGEMENT TOOLS
LEGAL BASIS ON MANAGEMENT TOOLS

DS 024 2016 EM
 CHAPTER II

POLICY OF THE MANAGEMENT SYSTEM

OCCUPATIONAL SAFETY AND HEALTH

Article 55.- The general statement of a Policy must be established in writing,

effectively reflecting a positive attitude and the commitment of the
administration to Occupational Safety and Health, understanding that its
compliance is the direct responsibility of all line officials as well as all Workers.
 CHAPTER III
ANNUAL HEALTH AND SAFETY PROGRAM
OCCUPATIONAL

Article 57.-………
1. Every Annual Occupational Safety and Health Program must be:
a) Prepared on the basis of a diagnosis
situational or the evaluation of the results of the previous year's program of
each administrative economic unit or mining concession.
b) Evaluated monthly.
c) Permanently improved.
d) Available to the competent authorities.
e) Integrated with new knowledge of sciences, technologies, work
environment, work organization and performance evaluation based on
working conditions.
 ANNUAL SAFETY PROGRAM
HEALTH
OCCUPATIONAL

2. The Annual Occupational Safety and Health Program will contain the following:
a) The objectives and goals at the different levels of the organization.
b) Control and monitoring of objectives and goals.
c) Activities whose results allow their progress and compliance to be measured.
d) Responsible for compliance with activities
e) The number of monitoring that will be carried out, according to the risk analysis
in the work environment of each task and at the level of groups with similar
exposure (workers), considering the physical, chemical, biological, dysergonomic
and other agents to which they are exposed.
f) Activity execution schedule and approved and financed budget that will include
all workers.
A copy of the approval certificate of the Annual Occupational Safety and Health Program will be
sent to SUNAFIL, OSINERGMIN or the Regional Government, as the case may be, before December
31 of each year.
MAINTENANCE
OF EQUIPEMENTS
 Article 58.- All mining activity holders with more than twenty (20) workers or
more (including workers from contractor companies) for each UEA or mining
concession, must have an Internal Occupational Safety and Health
Regulation, the content of which will be the next:

a) Objectives and scope.

b) Leadership, commitments and Occupational Health and Safety Policy.
c) Powers and obligations of the owner of the mining activity, the supervisors, the
Occupational Health and Safety Committee, the workers and contracting
companies.
d) Occupational Health and Safety Standards in operations.
e) Occupational Health and Safety Standards in related activities. f)
Preparedness and response for emergencies.
g) Procedures and internal rules not contemplated in these regulations.
 FUNCTIONS OF THE MANAGER
OCCUPATIONAL SAFETY AND HEALTH

Article 69.- The functions of the Occupational Health and Safety Manager are:
a) Verify the implementation and use of design standards, Task Standards, PETS and
mining practices, as well as compliance with internal regulations and these regulations.
b) Organize, direct, execute and control the development of the Annual Occupational
Health and Safety Program in coordination with the highest-ranking executives of each
work area.
c) Verify compliance with the Occupational Health and Safety Management System.
d) Paralyze any work and/or work in operation that is in imminent danger and/or in
substandard conditions that threaten the integrity of people, machinery, devices and
facilities, until such threats are eliminated.
e) Participate in mining planning and the different stages of mining operations, to ensure
the efficiency of the methods to be applied in terms of Occupational Health and Safety.
 FUNCTIONS OF THE MANAGER OF
OCCUPATIONAL SAFETY AND HEALTH
…
f) Participate in determining specifications
techniques of the facilities to be built and the machinery and devices to be acquired,
ensuring that they comply with Occupational Health and Safety measures.
g) Enforce the provisions of article 57 of this regulation, referring to the management and
establishment of the Annual Occupational Health and Safety Program.
h) Obtain the best updated technical information about risk control as well as access to
consultations with the competent authority to help achieve effective management.
i) Analyze and manage all information related to Occupational Safety and Health,
including incident statistics, dangerous incidents, work accidents and occupational
diseases, to determine the causes and correct or eliminate them.
j) Report monthly to the entire mining company about the performance achieved in the
administration of Occupational Health and Safety management.
 FUNCTIONS OF THE MANAGER OF
OCCUPATIONAL SAFETY AND HEALTH
…
k) Advise Senior Management and supervisors on Occupational Health and Safety
management, training programs and operational practices.
l) Coordinate with the Occupational Health Area regarding the entry of new personnel, in
order to ensure that they have the health and physical conditions.
m) Review the records of occupational diseases and examinations of retirement or
vacation departure and re-entry of workers. The registration of occupational diseases will
be carried out using the classification of diseases in accordance with the provisions of
Ministerial Resolution No. 480-2008-MINSA and its amendments.
n) Manage periodic audits of the Occupational Health and Safety Management System of
the owner of the mining activity and its contractor companies, as well as carry out and
participate in inspections and audits.
of mining work and facilities to ensure compliance with this regulation, as well as
compliance with the Annual Occupational Health and Safety Program.
 OF THE SAFETY ENGINEER AND
OCCUPATIONAL HEALTH

Article 70.- The Occupational Safety and Health Engineer will be a mining engineer
or geological engineer or chemical engineer or metallurgical engineer, according to
the mining activity, registered and qualified, with a minimum of three (3) years of
experience in the mining activity and/or Occupational Health and Safety and with
training or specialization studies in these topics with a minimum duration of one
hundred twenty (120) hours.
CHAPTER VII
TRAINING

Article 71.- The owners of mining activities and contracting companies, in compliance
with article 215 of the Law, must formulate and develop Annual Training Programs for
workers at all levels in order to train qualified personnel by competencies. The training will
be in person and must be carried out within working hours.
Article 72.- When a new worker enters a mining unit, he or she will receive the following:
1. Induction and basic orientation of no less than eight (8) hours, according to ANNEX No.
4.
2. Specific theoretical-practical training in the work area. This training may in no case be
less than eight (8) hours a day for four (4) days, in high-risk mining and related activities,
according to ANNEX No. 5 and no less than eight (8) hours a day for two (2). ) days in
lower risk activities.

TRAINING

Article 72……..
In the event that the worker enters the mining unit to perform special maintenance
tasks on facilities and equipment and others that do not exceed thirty (30) days, he or
she will receive an induction according to ANNEX No. 4, not less than four ( 4 hours.
The induction according to the indicated annex will be valid for one (1) year for the
same mining unit.
Article 75.- Training must include, in addition to
the aspects considered in ANNEX No. 6 and, where applicable, the following:
1. Rockfall Prevention
2. The use of geomechanical tables prepared and updated by the geomechanical
specialist.
3. The execution of unfastening and support work on roofs and walls of mining works,
according to established standards.
4. Safety with explosives
5. Risks of the residual concentration of gases emanating from ANFO or its mixtures in
underground work.
6. Energy blocking (Electrical, mechanical, hydraulic, pneumatic and others).
7. Work in confined spaces
8. Hot work.
9. Location and use of hazardous substances and/or materials, including the availability
of antidotes in emergency cases.
10. Management of solid waste considering the stages and processes of the plan
established for this purpose.
11. The use of information from the material safety data sheet (MSDS –MSDS).
12. Mine ventilation
13. The installation, operation and maintenance of fixed and mobile mechanical
equipment according to the manufacturers' technical specifications.
14. Lifting systems.
15. Stairs and scaffolding.
16. Hand/Power Tool Safety
 each course
Minimum hours of
training duration for
Occupational Health and Safety Management based on the Occupational Health and Safety

3
1

Regulations and Occupational Health and Safety Policy

Notification, Investigation and reporting of Incidents, dangerous incidents and work

3
2

accidents
Leadership and motivation. Behavior-based security

2
3

Emergency response by specific areas.

4
4

corresponding IPERC .
•
5

4
g
LU

Work at height

4
6

Risk Map, Psychosocial Risks.

4
7

Meaning and use of signal and color code

2
Yes

Audit, Supervision and Security Inspection

3
9

First Aid

2
10

Prevention and protection against fire

2
11

Standards and written procedures for safe work by activities

2
12

Occupational Hygiene (Physical, Chemical, Biological Agents) Disposal of solid waste.

2
13

Control of dangerous substances.

Defensive driving and personnel transportation
4
14

Occupational Health and Safety Committee, Internal Occupational Health and Safety
3
15
ANNEX 6 MODIFIED BY DS 023 -2017 EM

Regulations. Annual Occupational Health and Safety Program.

Office safety and ergonomics
2
16

Electrical Risks
3
17

Prevention of accidents due to falling rocks

3
18

The courses that each worker must take are determined according to the position of each worker and based on the

Prevention of accidents due to gas and environment

3
19

The use of personal protective equipment (PPE)

2
20
 CHAPTER VIII
PROTECTIVE EQUIPMENT
PERSONNEL (PPE)

Article 81.- It is strictly prohibited for workers to enter the

facilities of the mining unit and carry out work related to the
mining or related activity that represents a risk to their physical integrity and health
without having in use their devices and PPE that have their technical specifications.
and quality certificates.
Likewise, PPE must be in perfect working order, conservation and hygiene for use.
The use of PPE will be the last action to be used in risk control, in accordance with
the provisions of article 96 of this regulation.

Article 83.- Workers who perform special and dangerous tasks will be provided with
PPE appropriate to the work they perform.

CHAPTER IX
HAZARD IDENTIFICATION,
 ASSESSMENT
RISKS AND CONTROL MEASURES
(IPERC)

Article 95.- The owner of the mining activity must permanently identify the
dangers, evaluate the risks and implement control measures, with the participation
of all workers in the aspects indicated below, in:
a) Potential problems that were not anticipated during task design or analysis.
b) The deficiencies of machinery, equipment, materials and supplies.
c) Inappropriate actions of workers.
d) The effect produced by changes in processes, materials, equipment or
machinery.
e) The deficiencies of corrective actions.
f) In daily activities, at the beginning and during the execution of tasks
 IPERC BASE – ANNEX No. 8

Hierarchy of Controls - Order of Priority

1 Elimination
Management: Evaluating Team:
2 Substitution
Area: 3 Engineering Controls
Date of elaboration : 4 Signaling, Alerts and/or Administrative Control
Update date :
5 Appropriate PPE

ANNEX No. 8 Code:

HAZARD IDENTIFICATION, RISK ASSESSMENT AND CONTROL MEASURES - BASELINE Version:

COMPANY LOGO
Date:
page 1 of 1

Risk assessment Hierarchy of Control Re-evaluation

Process Activity Task Dangers Risks Probability Severity Level Classification Improvement Action Responsible
of Engineering Controls
Level d (P) (S) Elimination Substitution Administrative control PPE Q Yes PxS
Risk (P x
S)
 IPERC – Continuing from ANNEX No. 7

Catastrophic 1 1 2 4 7 11
PERIOD OF
RISK LEVEL DESCRIPTION CORRECTIVE
MEASURE
S
Mortality 2 3 5 8 12 16 Intolerable risk, requires immediate
E controls. If the DANGER cannot be
V HIGH controlled, the operational work on the 0-24 HOURS
E
Permanent 3 6 9 13 17 20 job is paralyzed.
RI
T Initiate measures to eliminate and reduce
the risk. Evaluate if the action can be
HALF executed immediately 0-72HOURS
Temporary 4 10 14 18 21 23
This risk may be tolerable.
Minor 5 15 19 22 24 25 LOW 1 MONTH

TO b c d AND
Virtually
Ha Could rare that it impossible to
Common
happened happen happens happen

FREQUENCY
 HIERARCHY OF CONTROLS

Article 96.- The owner of the mining activity, to control, correct and eliminate
risks, must follow the following hierarchy:

DANGERS

Many hazards
REMAIN in the
workplace.

DANGERS
 CHAPTER X
WRITTEN STANDARDS AND PROCEDURES
SAFE WORK (PETS)

Article 98.- The owner of the mining activity, with the participation of the
workers, will prepare, update and implement the standards according to ANNEX
No. 9 and the PETS, according to ANNEX No. 10, which will be put in their
respective manuals and distributed and will instruct their workers for its
mandatory use, placing them in their respective tasks and work areas.
 ANNEX010
ANNEX N°9
FORMAT FOR THE PREPARATION OF PETS
FORMAT FOR
DEVELOPMENT OF STANDARDS PETS NAME
LOGO UNIT
COMPANY MINING
■HEE» Mnsidn
STANDARD NAME
LOGO UNIT 1Ar:-k________________

COMPANY MINING
__
Code Worskn ' STAFF
díjoradún date; FSgnar
11
12

1 AIM
2 PERSONAL PROTECTIVE EQUIPMENT

2 SCOPE

3 . LEGAL REFERENCES AND OTHER RULES 3 EQUIPMENT / TOOLS / MATER ALS

31
32
4 STANDARD SPECIFICATIONS

4 PROCEDURE
5 RESPONSIBLE
41
42
6 . RECORDS, CONTROLS AND DOCUMENTATION
5. RESTRICTIONS

7 REVISION 51
52

FFEFARADG FOR KEMEADDFOR: RASADO FOR AFAMA» POS: PHEPA-PT AHEA-- PH

Hmlf—P Feme—

EFEHVEEF EELAEEA GEHENTTE EL AHER CEFENTE EE EEELHIEA F UM-JU EFENT = EE CEFAEENES

AFEA SUFERMSCR AREA MANAGER OCCUPACKONAL SECURITY AND MANAGER EE GFEFWCKCNES
OCumAGONA
EXIT MANAGER DATE OF PREPARATION DATE OF A-FUEGAEEh
FEOHACEELIACRACO DATE AFRGSTCICN
 CHAPTER XI
OCCUPATIONAL HYGIENE

Subchapter I
Scopes

Article 101.- Occupational hygiene management must include:

b) The control of risks related to exposure to physical, chemical,
biological and ergonomic agents based on their evaluation or occupational
exposure limits.

PHYSICAL AGENTS

Article 102.- Every owner of mining activity must monitor the physical agents
present in mining and related activities, such as: noise, extreme
temperatures, vibrations, lighting and ionizing radiation and others.

CHEMICAL AGENTS

Article 110- The owner of the mining activity will carry out periodic
measurements and record them according to the monitoring plan of the
chemical agents present in the mining operation such as: dusts, vapors,
gases, metallic fumes, mists, among others that may occur in the work and
facilities, especially in places susceptible to greater concentration, verifying
that they are below the Occupational Exposure Limits for Chemical Agents in
accordance with what is indicated in ANNEX No. 15 and the rest established
in Supreme Decree No. 015- 2005-SA and its amendments, or the standard
that replaces it, to guarantee the health and safety of workers.
Chemical Agents (in the air) Boundaries
Zinc (smoke) 2 mg/m 3
Respirable dust (1) 3 mg/m 3

Lead 0,05 mg/m 3

Sulfuric acid mist 1 mg/m 3
Mercury 0,025 mg/m3(p)
Gasoline 500 ppm
Cyanide (As CN) 5 mg/m3 (p)(15 min)(4xJ)
 NFPA CODE / STANDARD 704
RISK CLASSIFICATION National Fire Protection Association
The four divisions with odors indicate a certain risk. Blue refers to health risks, red indicates the danger

HEALTH HAZARD FLAMMABILITY RISK

NORMAL 0 DOES NOT BURN.
LITTLE DANGEROUS 1 BURNS AT MORE THAN 939
C
DANGEROUS
2 BURNS AT LESS THAN 93°
VERY DANGEROUS C k 3 BURNS AT LESS THAN 37'0
4 DEADLY “•,4 BURNS AT LESS THAN 250C

SPECIFIC DANGER
• FLAMMABLE.
RISK FOR
M DO NOT USE WATER REACTIVITY
2 TOXIC. 0 STABLE.
V RADIOACTIVE. 1 UNSTABLE TO HEATING.
COR/F. CORROSIVE. 2 VIOLENT CHEMICAL CHANGE.
ox/ • OXIDIZER. 3 MAY EXPLODE DUE TO SHOCK OR
ACID ACID. HEATING.
ALKALINE ALK. 4 MAY EXPLODE.

of flammability, yellow refers to risks due to reactivity and unsafety of the individual). The degree of risk is classified with a number from 0 (no danger) to 4 (extreme danger). The white section refers to the specific danger,
with a pictogram that indicates whether they are oxidizing, corrosive, reactive with water, radioactive, toxic, etc.
 ENVIRONMENTAL MANAGEMENT SYSTEM - SAFETY SHEETS
REACTIVITY______________________________ DOCUMENT ACIÓHASOCIADA 9956 PETROLEO DIESEL
Incompatibility (bad. to avoid): Strong oxidizing agents MATERIAL SAFETY DATA SHEET
Hazardous Polymerization: Will not occur
Hazardous Decomposition Products:
None known
Conditions to avoid: Heat, flames and sparks

NAME FORMULA

MSDS DIESEL OIL NOT AVAILABLE

SECURITY CRITERIA COLOR WORTH CHARACTERISTIC PHYSICAL CHARACTERISTICS

INF LAMA BUIDAD RED 2 MODERATE PHYSICAL State Liquid

•>
TOXICITY BLUE 0 NOT TOXIC Color Clear
REACTIVITY YELLOW 0 NOT REACTIVE Smell Characteristic
Or: CHEMICAL PRODUCT WHITE pH Neutral
IT I ALAF NAJ PERSONAL PROTECTIVE EQUIPMENT

Flash point: 55 *C Personal Protection: Use waterproof clothing, nitrile gloves or PVC, footwear.
Boiling Point: 350 0 *C chemical resistant safety protective goggles
Explosive Properties: When used it can form mixtures
vapor-air explosive / flammable
Auto Ignition: NE
Extinguishing Media: Alcohol foam dry chemical powder
CO2 water spray
Do not use water jet

TOXICITY WITH SIDE RATIONS IN EMERGENCY

Oral Toxicity: LD50 > 5000 mg/Kg
Dermal Toxicity: LD50 > 2000 mg/Kg
Ingestion Toxicity: Irritation causes tract irritation
digestive causes vomiting and diarrhea
Inhalation Toxicity: Causes headaches
nausea dizziness immunity to eyes and respiratory tract
Ingestion: Do not induce vomiting, do not give anything to the unconscious person, seek
Medical help
Inhalation: Go to ventilated areas. If breathing stops, practice
artificial respiration and administer oxygen seek medical help
Eye Contact: Not established
Skin Contact: Wash contact areas with soap and water. If discomfort occurs, seek medical help.

SGA 63111 001 01

 BIOLOGICAL HAZARDS

Article 112.- Every Occupational Health and Safety Management

System must identify biological hazards such as: fungi, bacteria,
parasites and other agents that may occur in work and facilities,
including living and office areas, evaluating and controlling the
associated risks.
 ERGONOMIC HAZARDS,FACTORS
PSYCHOSOCIAL RISK

Article 113.- All mining activity owners must identify

ergonomic hazards , evaluating and controlling the associated
risks.

Article 115.- All mining activity owners must identify

psychosocial risk factors and evaluate the associated risks,
using the methodologies that best adapt to the reality of each
mining activity owner.
 CHAPTER XII
OCCUPATIONAL HEALTH
Subchapter I
Scopes

Article 117.- Occupational Health Management will be in charge of a surgeon

with a specialty in occupational medicine, or occupational medicine, or with a
master's degree in occupational health, or with three (3) years of professional
experience in occupational health in the sector. mining, carried out in an
accredited public or private health facility and must include:
a) Surveillance of the health of workers, through pre-occupational, annual,
change of function and retirement health examinations, with the intention of
early detecting any occupational disease or health condition that requires
attention or restriction in their work.
b) The registration of work accidents, occupational diseases, medical breaks,
absenteeism due to illness, statistical evaluation of the results and action plans.
“ Article 121.- Medical examinations for workers who enter any
project or Mining Unit or Production Unit with the purpose of carrying
out special maintenance tasks of facilities and equipment, and for
those who perform related activity services, consultancies, technical
visits and others, which do not exceed thirty (30) consecutive days,
are carried out indistinctly in any of the medical centers authorized by
the Ministry of Health.
The Occupational Medical Record (ANNEX 16 A) that is delivered in
the cases indicated in the preceding paragraph is valid for a period of
one (1) year from its issuance and accredits your condition and state
of health to carry out your usual activities at any time. project or
Mining Unit or Production Unit at the national level.”
 CHAPTER XIII
SIGNAGE OF WORK AREAS AND COLOR CODE
ANNEX 17
COLOR CODE AND SIGNS

DANGE DANGER ATTENTIO ATTENTIO

INFLAHLE R AEmo
C4WIW
SUSTAHCIA
N N tLK®
to UTEHM Ulrica
LE DANGER QEWH TQIIKAN u=saa
LEHNZLSO
EPL4SM#

ATTENTION ATTENTIO CAREFUL ATTENTION CAREFUL CAREFUL

«EMU EOL.G PELGRQ KUW
N 00 TEMNSTD PEO KUUUH
RMUCIDH MRL 5.5 WOHTMCARZ#
5 touGFE3:EEICeNTHEAOSMGE \
H-.ÍS DEMCHTRDOANTPX4-4I

AS OF GOLWHE5 FOR D5F051TT05 OF

REÍD JOB SOLIDS
MT sou M1-2C5

"you use.
200202 w- k kt

0
WHd
UB CATION OF THE UEYEMDA

widto
papal f
catin AN
nMu
AN
O^incc
AN
AN
Gernmalrs
ENCOWCORGANCACOHLANTP *MM1 ANYGLUEHSEAA NEEDIRMAG.EWOSE EWEUEWTREEMELSEESENTEANELDTUNBSOEBERA SEP ELASORana
GEAGUESDDADKCHAWORWA
Fdiigrcas
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 CHAPTER XIV
HIGH RISK JOBS

Article 129.- Every mining activity owner will establish standards, procedures
and practices as a minimum for high-risk work such as:
1. Work in confined spaces.
2. Hot work.
3. Excavations greater than or equal to 1.50 meters.
4. Work at height.
5. High voltage electrical work.
6. Installation work, operation, handling of equipment and radioactive materials.
7. Other jobs assessed as high risk in the IPERC.

Article 130.- All high-risk work indicated in the preceding article requires the
PETAR (ANNEX No. 18), authorized and signed for each shift, by the Supervisor
and Head of the Area where the work is carried out.
 CHAPTER XVI
INSPECTIONS, AUDITS AND CONTROLS

Article 143.- In the general internal inspections of the work areas,

equipment and machinery of mining operations, the following will be taken
into account:
Diary:
1. High risk areas and conditions.
2. Lifting system.
Weekly:
1. Wineries and workshops.
2. Powder magazines.
3. Dangerous materials.

INSPECTIONS, AUDITS AND

CONTROLS
 Monthly:
1. Portable ladders.
2. Lifting cables and cable rail.
3. Alarm systems.
4. Fire protection system.
5. Electrical installations.
6. Pumping and drainage system.
Quarterly:
1. Manual and power tools.
2. Internal inspection by the Senior Management of the mining unit.

AUDITS

Article 145.- The owner of the mining activity will carry out external audits
within the first three months of each year in order to verify the
effectiveness of its Occupational Health and Safety Management System
for the prevention of occupational risks and the Occupational Safety and
Health of workers, in accordance with the provisions of Article 3 of
Supreme Decree No. 016-2009-EM.
Article 146.- The external audit report must be presented to the National
Supervision Office of the SUNAFIL Inspection System, to the
OSINERGMIN and to the corresponding Regional Government, according
to their powers.

CHAPTER XVII
PREPARATION AND RESPONSE PLAN
FOR EMERGENCIES

Article 148.- It is the obligation of the mining activity owner to

implement, disseminate and test an Emergency Preparedness and
Response Plan that considers the response protocols to the events
with the highest probability of occurrence in the mining unit and areas
of influence. The Plan must be updated annually or sooner, when
circumstances warrant.
You should consider, at a minimum, the following structure:
 PREPARATION PLAN AND
ANSWER
FOR EMERGENCIES

You should consider, at a minimum, the following structure:

1. Introduction
2. Scope
3. Goals
4. Risk Assessment and Identification of critical areas and activities
5. Emergency Levels for the development of the Plan
6. Organization of the Response at the levels of
Emergencies
7. Internal and external communications, including communities and
competent authorities
8. Emergency response protocols
9. Training and Drills
10. Continuous Improvement

PREPARATION PLAN AND

 ANSWER
FOR EMERGENCIES

11. Annexes:
a) Definitions.
b) Emergency Telephones and Contact Directory.
c) Emergency Communications by levels.
d) Emergency Equipment.
e) Material Safety Data Sheets (MSDS).
f) Emergency Response Protocols by Area
 CHAPTER XIX
NOTIFICATION AND INVESTIGATION OF INCIDENTS,
DANGEROUS INCIDENTS, ACCIDENTS
WORK AND OCCUPATIONAL DISEASES
 CAUSES OF ACCIDENTS

CAUSALITY MODEL: This is the sequence for an accident to

occur.
LACK OF CAUSES CAUSES
CONTROL BASICS IMMEDIATE

■Person ■Substa
Inadequ al ndard
ate or factors acts.
Non- .
existen ■Substa
t ■Work ndard
System conditio
factors ns.
s and .
Standar
ds
TOTAL THANKS

EXHIBITOR: Eng. Carlos Coila

Ramirez