,40 t0 R,,.

1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

a~p,,,.,i,t G n~,rnmentRcq"irel l~v theAct of 19

(.s u.s.c. ,,;,l,. Y.~ tol.ltl)

I. Person Reporting (lasl name. fir,.t, middle inilial) FAY, PETER T. 4. lide [Article 111 judges indicate nctwc or senior status: magistrate judges indicate full- or pad-time) Senior U.S. Circuit Judge

Z, Court or Organization U.S. Courl of Appeals, I l Cir. 5~, RepoO T)pe check appropriate type) ~ Nominatitm, ~ Iniual Date ~ A ..... I ~ Final

3. Date of Report 04II 5/2010 6. Repofling Period 0110112009 to 12/31 ;2009

7. Chambers or Office Address Federal Justice Building 9~ N.E. 4 Streot. Suile 1255 Miami, Florida 33132

5b, ~ Amended Report 8. On the bnsts oflhe Information contained in thR Report and any modifications pertaining thereto, t s, in m~ npinion, in compliance ~ith applicable laws and regulztioas. Reviewing O~cer Date

IMPOR TA NT NO TES: the instructions accompanying this form must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. ~.~,,,a.x i.a~,.~a.ot o.o,; .,.~ v;~ 9-u o..~,.x ;.,~,~,ti,,...)

1-~ NONE (No reportable poxitions.) POSITION I. 2. 3. Emeritis Member of Board of Trustees Emerilis Member of Board of Trustees St. Thomas School of Law Board of Advisors

NAM~ QF ORGANIZATION/ENTITY
University of Miami. Miami, Florida University of Florida School of Law, Gainesville, Florida St. Thomas School of Law, Miami, Florida

~
I.

NON E (No reportahle agreements.) DATE

t...."

PARTIES AND TERMS

Fay, Peter T.

FINANCIAL DISCLOSURE REPORT

,~ .... fper,on Report|ng

Dateofll.port

Page 2 of 8

FAY, PETER T.

04/1512010

I II. NON-INVESTMENT INCOME. (nep,,,,i,g ~,~,.~,~d.,~,,~.~,; .,,,,~,~. ~ru,,~S~

A. Filers Non-Investment Income NONE (No reportable non-investment i~TtOme.) ~OURCE AND TYPE
1. (yours. no~ spouses)

2. 3.
4.

B. S p o u s e s N o n - I nve s t m e n t I n c o m e - lf j.,, u .,e re married during a n3 po rtton ~,f the rep a rting )e at,
tD.Ilor ,m~,~unl n,~l rc.quocd .~ tt,pl.~r hon~raria. )

NONE (No reportable non-investment income.) DATg 1. 2. 3. 4. ~OURCE AN~ TYPE

IV. REIMBURSEMENTS -- tranxporfatltm, IodgingofOOd, ntertainmet~L

finch,des d~o~,, m .ff~n,~e and,~l cn&,m ,1 ddrc~ ; .we IP 2J-2 7 ,~[/iling in.~tructi, ms.)

NONE (No rcportafile reimfiursemencg.) ~ ~

June 1~-19.2~)9

LOCATION
Columbia, Sou~h Carolina

PURPOSE
Judicial Panel Member

ITEMS PAID OR PROVIDED

Transpoaation. Lodging and F~d

I.

Attorney Generals Appcllale Chic~s (on fercnce

3.
4.

5.

Name of Person Reporting

Dale of Reparl

PageFINANCIAL3 of 8 DISCLOSURE REPORT

~.~,v, ~ETEa T.

04/~S/~,O ~0

NONE (No reportable g~s.) ~ DESCRIPTION VAL~

I.

2. 3.
4. 5.

VI. LIABILITIES. a,d,,des,h,,.~,,,.~ ...... ddep~nd.lchiMtct~;Stl~p.~Z-33offilinglnsttuction~.)

NONE (No reportable liabilities.)

CREDITOR

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

VII. I NVESTMENTS and TRUSTS - ~ .........
~ A. Dc~ription of As~s (including trust a~scts) Place "iX)" after each a~ct exempt from pfor di~losure

Name of Person Reporting

Date of Report

FAY, PETERT.

04/15/2010

a~,~. , ...... ,i,,,.~ a, ct,a~., ,i,o,, o/.,p ........ ~ ~,,~,~., ,.~,,.,,: ,~, ~,. ~-~o ,,/l~i,~ ~,~,,~,i,,,~
C. Gr~s value al end of reposing ~riod 11) ~2) Value Value Mcth~ C~c 2 Ct~c 3 (J-P) (Q-W) J T Left blank intentionall,

NONE (No reportable income, assets, or transactions.) B. In.me during reposing ~riod (I) (2) Amounl Ty~ (c.~, Ct~e I div.. rent. (A.H) orinl.} Tra~tiou~ during rcporling ~riod [I) Ty~ (.g., buy. sell. redemption) [2) (3) Dale Value Gain mz~.d&yy Code 2 Code I (J-P~ . (A-H)

l~nlity of h~,ycrl~llcr (if private

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. I()

Common stock - Central Ill. Pub. Semite Co~.

Dividend

~nd near M~lton. FIo6da Mineral I~se on land near Milton, Florida Coca Cola Co. NewYork City Mun. Wate{&Sewcr Sys. Nuveen Mun. Fund New York City M~icipal Water Authority Fidelity High Yield Tax Free Monster Worldwide Inc. Spartan Florida Mun. Fund Nuveen Mun. Markel Oppo~unity F~d Harbor Capital Appreciation Fund Vanguard G{oup, 500 Po~folio Vanguard Group. European Portfolio Wachovia Hank Deposit(now named Wells Fargo) A A A A A B A A A A B A A

None Royalty Dividend Interest Dividend Interest Divided None Dividend Divided Dividend Dividend Dividend Dividend Dividend

K J J K K K K J J J J K K K J

W W T T T T T T T T T T T T T

17 "FimeWarncr

Name or Person Reporting

Date e[ Report

PageFINANCIAL5 of 8 DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS .F--]

FAY, PETER T.

04/15/2010

NONE (No reportable income, a.sets, or transactions.) A. De,,criplion o f A~,:cets tincluding Intsl as~,els) Place "~.X)" after each assc! exempt from prior disclosure B. Income during reporting period 11) (2) Amount Ty~ (e.g.. Code I " div.. rcnL IA-H) orint.| : None None None A A Dividend Interest C. Gross value at end of reporting period (1) i (2) Value Value Code 2 ! Mclhod (J-P~, ! Code3 (Q-W) l J J J J K T T T T T Left blank intentionall) Microsoft Corp. Washington Brcvard CountyFla. G/O LTD B/E Cape Coral, Fla. WST WTR & IRR Walmart Stoteslnc. Bank of America Time Deposit (CD) Alaska Univ. Revs GenI. Scr. A B A A B A Dividend Interest Interest Dividend Interest Interest J K K K K K T T T T T T Left blank intentionally ./acksnnville Fla. Excise Taxes Rev. Port Pahn Beach Dist. F]a. Re,,. Pina CNTY AZ SIR & IIWY REV B B A Interest httcrcs! Interesl K K T T Buy 10,"15~09 K Left blank intentionally Redeemed 10/1/09 K A D. Transactions during reporting period (I) Type (c.g., buy, sell, redemption) 12) (3) (41 Value Dale Gain mm~dd/yy Code 2 Code I " OP) ~A-It~ ~ (5) Idcmily of bayer/sctlor (if private transaction}

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. 33. 34.

American Intemationa! Group Inc. Aragon Inc. Broadcom Corp. Class A Home Depot Inc. Melbourne, Fla. Water & Sewer Roy.

FINANCIAL DISCLOSURE REPORT

Page 6 of 8

] NameofP .....
I

Reporting

Date o[IRrport

04/15/2010

I FAY, PETERT. VII. INVESTMENTS and TRUSTS -~ ..... e, ,.al~e,t ....... ions (lnclude.~ lit .... ~f...~, ....... d del~,ndent children: seepp. 3d-60 of filing instructiems.J
NONE (Ato reportable income, assets, or transactions.) A. Dcscrlptio~ of Assets (including trust asscL~) Plac"(Xy alter each asset exempt frum prior disclosure B. Income during rcporting period (I) (2) Amount Type {e,g., Code I ally., rent. (A-H) or int.) C. Gro:,s value at end of reporting period (I) (2~ Value Value Method Code 2 (.l.p) Code 3 (O-Wl K T Left blank interttionall Condo unit, Melbourne Beach. Fla. Ft. Myers Fin, Gas Tax Revenue Orlando Fla.. Waste Water Lauderhill, Fla. Water & Sewer Tampa Sports Authority Brcvard County Fuel Tax Revenue Bond B B B B B None Interest Interest Interest Interest Inlerest M K K K K K W T T T T T Left blank intentionall), Houston TX Independent School District Petroleo Brsileiro Spon Adr Central Puget Sound WA. Rcgl Tran. Auth.Sales & Use Tax B A B Interest Dividend In~erest K .1 K T T T D, Transactions during reporling pcrit~d O} Typ (e,g. bay, sell, redemption) t2~ ~ OI ~} Date Value . Gain mrrddd,yy , (.ode 2 Code I : (J-P) (A-It) 15l Identity o f buyer/.~ller lifprivate transacliunl

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. ,.16. 47.

Greene City Ohio Special Assessment

Interest

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of I~rson R~porting

Date of Report

rAY. PETER T.

04/15/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.aic~t.~,ar.,~RW,,r,)

Thc Boards of Trustccs referred to in Part I are governing board,~ ofuniversities and not trusts or estates holding assets.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

IX. CERTIFICATION.

r~ .... fPer,on Reporting

D,,( or Report

ray, PETERT.

04/15/2010

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an)) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and 1he acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur(

NOTE: ANY INDIVIDUAL WltO KNOWINGLY AND WILFULLV FALSIFil AND CRIMINAL SANCTIONS {5 U.S.C. app, 104)

AY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544