" Aoso ~.

mo/o

FINANCIAL DISCLOSURE REPORT FOR CALE~AR ~AR 2009

ee~,o.m~ir~by~~h~cs in Governmen! tic! of!978 0 o.zc. app, ~ IO1-111)

I. POSITIONS. o~,~,,~,,~
~-] HONE (No reportablepoMtiom.)

POSITION
I. Bo~d Mcmb~"

NAME OF ORGANIZATION/ENTITY
New Oileani Cheptc~ Federal Bar Association

2. 3. 4.

Bo~d Mcml~--r Adjunct Faculty Board Member

TuI Law Insfftutc National AdvLso~ Board Tul~n Law School Tdanc Law School - Dcaas Advisory Board

II. AGREEMENTS. ~,~,~/~ ~,~,l.,#~,,~ ~ u-~,~.sa,.~ ~,-.~-,J

NONE ~o reportable agreem~ts.)

+:
c .~ :
S:~ , t~

_..

I. -~ ~ ~

Vance, Sarah S.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

r~.=. or r.~. R~or.n v,.~ Sarah S,

I ]

o.,e or R~o. 5/IV2010

III. NON-~VES~ENT INCOME. ~ ~--~-~ ~,-~,~ t~-u ~/m-~ ~ A. Filers Non-lnves~ent Income NONE ~o reportable non-investment income.) ~ $0~ A~ ~E ~COME (youm not sp~ses)

2. 3. 4.

B. Spouses Non-lnvestment Income - if yo. ~ .~,,~a ~.,~ .,,~ ~ra,. of tke ~p~n~ ~ar, ~sts ~ s~
~o1!~ ~nt ~t r~d ~pt f~ ~.)

NO~ ~o reportable non-inv~lment income.) ~ SO~C~ AND ~E

2. 3. 4.

.FINANCIAL DISCLOSURE REPORT Page 3 of 12

Van~Sarah S.

5/!~010

NONg ~o reportableg~s.)

3.

VI. LIAB ILITIES. a.du~ ,~. o~~,~, o~ ~,~,,~ ~,,,; ~ p~ Jz.~J o~,~,1 ~,~,~
~ NONE (No reportable liabilities.)

FINANCIAL DISCLOSURE REPORT

Page 4 of 12 v,n~ Sarah S.
5/I 2/20 ] 0

2. 3.

-Merrill Lynch Retirement Rcscwcs / Cash --Putnam Intonational Equity FD CL A

A A

Dividend Dividend

J J

T T

4.
5.

--Columbia Manico Focused Equities FD B

-Lord Abbott Global FD EQ SR CL A

A
A

Dividend
Dividend

J
J

T
T

6. 7. g.
9.

--Davis NY Vcntur~ FD A

Dividend

[RRA #2, Rollover Merrill Lynch:

--Merrill Lynch USA Rasp A Dividend J T

I O. i I,
12. 13. 14. 15.

--Blackrock Fun~mcntal Orow~ VD I~C B -Putnam International Equity FD CL A

--Oppenhdmcr Global Opp FD SBI --Munder Small Cap Value CL B --Columbia Mtrsico Focused Equities FD B --Davis NY Vnmr FD B

A B
B A A A

Dividend Dividend
Dividend Dividend Dividend Dividend

J L
L K K K

T T
T T T T

16. 17.

-Biack~ock Vmlu Opl~n Fund In B -Davis NY V~tur~ FD A

^ A

Divid,-nd Dividend

K K

T T

FINANCIAL DISCLOSURE REPORT Page 5 of 1 2

[ No=,,o~..-.~.~o~ ~t~2/20 to t Va-,r., S,,r-,, s.

NONE (No reportable income, assets, or tran,actions.)

A. Dete~pt~o~ of Asters B. Income ~ring C. Ofo~ value at era] D. TrtnvaetMn~ eMrlng t~:ffting period

Pta~e "iX)" .tier etch a*~-t xmpt from i~tn di~lotm-

.motmtI Type (1.$., {1) (2) Code I [ dlv., rnt, Code 2 Method (A-PI) ] Ot|~L) (J-P)._+___j.___[ Code3

buy, ~]t,

(mrn/dd/yy I Code ) ~ Cod I

buycd+elkl

16.
19.

-.Massachusctts lnveston Grow~ S~ck FDI CLA

--ING ]ntc~tatlonal Small Cap Mulfimmanagcr FD CL A

A
A

Divide~!
Div|dcnd

K
K

20. 21. :/2.. 23. 24. 25. 26. 27. 28. 29.
30. 3 !. 32.

--Bl~;kroek Fundamental Growth FD INC ,a

Dividend

IR~ #3, Mcnill Lynch New Orlc~m: --M,m~ll Lynch Retirement Rescr,.,vs / C~h -oML Bank USA Ra~p -~Lord Ablx:tt Dcveloplng Grovah FD CL A -Davis NY V~turc FD A --Putnam Intcmatlonal Equity FD CL A -Columbia Mttrsico Focused Equjti,.~ FD B A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J T T T T T T

Profit Sharing R~tb~ment Plan - Fidelity Invest. Account --Low Price Stock K F.q~/A Low Price Stoc~ Fund --Kct Gov~ (Moncy Market Fund) B A Dividend Dividend M L T T

33. 34.

--Oakmark Int Fund --Baron Growth C Dividend N T

Sold

01/30JI)9 L

I PageFIN~C~L6 of 12 DISCLOSU~ ~PORT i v.,~,,s,~,~ s,

~ NONE ~o repo~able income, ~se~, or transa~ionsO

~i:me ~l" Ier~on Reportia=

Ds~ of R~n

~n2~0~0

35. 36. 37. 3S.

39. 40.

-Fid~li~ Gm~ ~mpany K F~IA Fi~ Gm~ ~mp~ny -Davis ~ V~m~ Y F~IA Da~s NY V~ A --Hair Intllnst

A A B

Divi~ Divided Dividend

N N M

T T T Buy 01~ L

Cash Managemen~ Acounl, Merrill Lynch: -.Cash / CMA Money Fund A D~v;dcnd J T

4 I. 42. 43, 44. 45. 46. 47. 48.

--Ealon Venc Tax Oiv Inc. --Eaton Vance TX-AD GL Div Global Dividend Inc FD

A B

Dividend Dividend

J J

T T

Childs Trusl, Merrill Lynch: --Cash / CMA Money Fund --Columbia Marsico Focused Equities FD B --La~I Abbea Developing Growlh Fund CL A -Pumam Intcmetlonal Equity Fund CL A A A A A
A

Int~e,st Dividend Divich:nd Dividend

Dividend

J J J J
J

T T T T
T

49. -Davis NY Venture FD A

51.

IRRA ~4, Rollovr Menill Lynch:

FINANCIAL DISCLOSURE REPORT

N.,.~ .rrer,, gq~rt~ng

I).,e e~ Report

Page 7 of 12
VI !, INVESTMENTS and TRU STS -

va~,., s.,,~, s.

5II2,~010

NONE (No reportable inaome, assets, or transactions.) A. Description of A~ (ineludinz trust assets) B. Income dvring reporting period C. Gro~ value ~! end D. Tran~acdo~ during t~xTning period

I_
52. 53. -~h --RETI]hMENT RESERV~ CL I A Di~nd J T Sold 05/05/09 J

54. -AMEKICAN CENTURY NEW

OPPORTUNITIES II INVESTOK 55. 56. 57. 58, 59. 60. 61. 62. 63. 64. 65. -BLACK.ROCK LARGE CAP VALUI~ FD INSTL -JOHN HANCOCK LARGE CAP EQUITY FD CL I --L,O~J} ABBETT SMALL CAP VALUE --BRANDYWINE BLUE FUND

Divldcnd

Buy
Buy Buy (addl)

; 06a3/09
09tl ~09 05/0~/09 09118/09 05/05/09 06/23/09 05105/09 09118/09 05/05/09 06/23109 :05/05/09 02/22/09

K
J J J L L K J J J K K A A A A A A

(p~)
Sold Sold Sold A Dividend K T Sold Sold Buy Sold Buy

Sold

CL A

66. --M~S P,~SEAK~ IN~. ~.~ CL^SS A

67. 68. -COLUMBIA MARSICO GROWTH FD eL A -TOUCHSTONE LARGE CAP GROWTH FDCLA

(adcrl) SOld
Sold Sold

~5/05109
05/05/09 05/05/09

~
L J

A
A A

FINANCIAL DISCLOSURE REPORT Page 8 of 12

v...,:~ s.,-.u s.

,Vl~01o

NONE

reportable income, assets, or transactions.)

Income during re.porting l:miod Gross value a! e~d of rq~fing Im~d .... T~mactionl ~uri~g t,~:wting period

DescT~ion of A~:t,I ~inc,~ding m~lt a.~ts)

69. 70. 71, 72. 73.

--~O~URG ~A~ONAL VALUE ~D CL ! -ARGO ~A~ONAL EQU~ -~N VALUE LARGE CAP VALUE ~D CL ~ A Dividend K T

Sold Sold Sold Buy Buy A Divkknd L T Bwy

Buy

05/05~9 05/05/~ ~/1~09 05/0~ 06/23/09 05/0.5/09

K K S K K L

A A A

74. -HARTFORD CAP[rAL

7,5.

06/23/09 J

76. 77. 78. 79. g0. 81. 82. 83. 84. 85. -]A/qUS FORU/EUND CL ] A Dividend L T --HENDERSON INTER.hlATIONAL A Dividend L T

Sold Sold Buy Buy Sold Buy Sold Buy Buy Sold

09/18/09 I I/05/09 09/lg/09

J J J

13 B

05/0;5/09 K 06/23/09 .] 11/06/09 09118/09 O5/05/09 06F23109 11/05/09 J J L J A A

FINANCIAL DISCLOSURE REPORT Page 9 of 12

v..~ Sarth s.

5112/2010

VII. IN VES TMEN TS and TRUSTS - ~.-,,,,,.. ,.~.,. ~,,~,,n,,,, a,,a,,d,.., ,,o,,, o.r~ ,,,,,t,u.,,,,,,u,,, a,i,v,.,,,; ,,, ~..~.,..~ ,.f.a,,,~ ~,.t,-, ~,.,,.,.~ NONE (No reportable income, assets, or transactions,)
lkr, criplion of Assets (includin$ trust e~sets} B. I In.me during trporting period C. t Gro~ valo it end l, oft~:~po~Jng pe~od Tr~ns~tions du~n~ rup~rling pmiod

86. 87. 88. 89. 90. 91. 92. 93. 94.

--/ENNISON MD CAP

Dividend

Sold

(,art)
Buy Buy

09118/09 06r23/09 05/05/09 09!18/09 11/6/09 09118/09 05105109 06/23/09 09118/09

J J J K J J J J J

--LAZARD EMERGING MKTS

Dividend

Buy Buy

-LORD ABBETT SMALL CAP

Dividend

Sold Sold Buy

A A

-MAINSTAY LARGE CA P

Dividend

Buy

95. 96.
97. 98. 99, 100. --MFS VALUE FD ~ I A Dividend K T

Buy Buy
Sold Sold Buy Sold

09/18/09 05/05/09
0911 ~09 I i/~)/09 09/18/09! 06/23/09

K K
J J J J A B A

I 0 I. 102. --NUVEEN TRDWD INTERNATIONAL A Dividend K T

Buy Buy

05/05109 0911

FINANCIAL DISCLOSURE REPORT Page l0 of 12

[ v.a~ Sarah S. [

5/12~010

NO~ ~o reportable income. ~set#, or tra~actio~.)

/
:104. Buy 0~/23/09 J

t0~.
106. --VICTORY D]VF.RSIFFED A Dividend K T

Sold
Buy

!
11/05/09

107. --HAKBOR INTERNATIONAL FUND INVESTOR CL 108. 109, 110. Checking and Money Market Acco,~t~, J.P, Morgan III,
12. J.P. Mocgan Securities Co~oration, F/K/A Bank O~e I 3. -JP Mocgan Tax Frc~ Money Markcl, 14. -- F/K/A Daily T~,x Exempt Money FD SH Ben 15, -JP Morg~ Treasury Plus Money (Y) 116, 117. - F/K/A Daily Tax Exempt Money FD SH Ben Int A Dividend J T A Dividend J T

Buy Sold

05/05109 K 05/23/09 K ;: A

Interest

Judicial & Justice Federal Credit Union (X) A

Inte~st

FINANCIAL DISCLOSURE REPORT Page 11 of 12 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

Vanee, Sarah S.

5/12/2010

! cerlHy that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that say information not repor~J was withheld because Jt met applicable statLItor~, provisions permittfng non-dbclosnrc. ! further certify that earned income from outside employment and honoraria and the acceptance of gfft~ whkh have been reported arc in compliance with the provisions of 5 U,.q.C. app. 501 eL seq., $ U.S,C. 73~13, and Judicial Conference re~ulatiozs,

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILlfULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CP.JM]NAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies ~: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washing~Dn, D.C. 20544